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Aethlon Medical, Inc. (AEMD)

USD0.69 +0.01 (+0.77%)
US NASDAQ Healthcare Medical - Devices
Address 11555 Sorrento Valley Road 92121
San Diego, CA, US
CEO James Frakes
IPO 1999-03-04
CIK 882291 ISIN US00808Y6041

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Description

Aethlon Medical, Inc. operates as a medical technology enterprise, dedicated to innovating solutions for the diagnosis and treatment of life-threatening and organ-jeopardizing diseases within the United States. Central to its pipeline is the Aethlon Hemopurifier, a clinical-stage immunotherapeutic device. This device is engineered to clear the human circulatory system of detrimental tumor-derived exosomes and perilous viruses. Notably, this capability extends to targeting the COVID-19 virus, its various strains, and associated exosomes. Furthermore, Aethlon Medical maintains a collaborative partnership with the University of Pittsburgh Medical Center's Hillman Cancer Center, conducting studies pertinent to head and neck cancer. Established in 1999, the company is headquartered in San Diego, California.

News Sentiment (7d)
Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD0.69 +0.01 (+0.77%)
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Volume Profile
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Liquidity & share structure
Average Volume
631.3K
Beta
1.32
Free Float %
0.0%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+6.32% +6.32% -5.61% +3.59% -40.59% -27.08% -88.78% -99.26% -99.96% -100.00% -100.00%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (3 ratings, all time) Hold
Price Targets & DCF
Current price
0.69
DCF (Unlevered) 6.44 +832.8%
DCF (Levered) 6.96 +908.1%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 0% Bullish
Rating 2026-06 Change
Strong Buy 0 0
Buy 0 0
Hold 2 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
-41.04
Distress
Piotroski F-Score
1 / 9
Weak
MOAT Score
3 / 10
No MOAT
Composite Rating
C
Overall Score
2 / 5
Medium
DCF Score
4 / 5
High
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
3 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
1 / 5
Low
Operational MOAT
✗ Below peers
  • Revenue growth Medical - Devices: +11.2%
  • EPS growth Medical - Devices: +28.5%
    +87.6% Q1'26: +97.0% (vs Q1'25)
  • FCF margin FCF growth · Medical - Devices: +30.9%
  • EBIT margin Medical - Devices: +6.2%
  • ROIC Medical - Devices: +3.3%
    -3,631.5% Q1'26: -3,926.7% (vs Q1'25)
  • Share dilution Medical - Devices: 0.0%
    +331.8% Q1'26: +906.1% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Medical - Devices: -0.35×
    -0.05× Q1'26: -0.05× (vs Q1'25)
Valuation Multiples From To
DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (1.49) × ERP
WACC = 80% × Ke + 20% × Kd (4.3%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 6.44 Current price: 0.69
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Mar 2015
actual
Mar 2016
actual
Mar 2017
actual
Mar 2018
actual
Mar 2019
actual
Mar 2020
actual
Mar 2021
actual
Mar 2022
actual
Mar 2023
actual
Mar 2025
actual
Mar 2026
3 Rev. Ana.
1 EPS Ana.
Mar 2027
1 EPS Ana.
Mar 2028
1 EPS Ana.
Mar 2029
1 EPS Ana.
Mar 2030
1 Rev. Ana.
1 EPS Ana.
Mar 2031
1 Rev. Ana.
1 EPS Ana.
Revenue
762.4K
est: 3.20M (-76.2%)
886.6K
est: 1.50M (-40.9%)
392.1K
est: 7.00M (-94.4%)
149.6K
est: 75.0K (+99.5%)
229.6K
est: 199.8K (+14.9%)
650.2K
est: 731.0K (-11.1%)
659.1K
est: 990.0K (-33.4%)
294.2K
est: 1.01M (-70.8%)
574.2K
est: 574.2K (+0.0%)
est: 1.60M (-100.0%)
125.50M
125.50M – 125.50M
+7,743.8% YoY
— – —
-100.0% YoY
— – —
— – —
8.87M
8.87M – 8.87M
24.03M
24.03M – 24.03M
+170.8% YoY
EBITDA
-6.50M
est: -640.0K (-915.9%)
-4.35M
est: -300.0K (-1,348.7%)
-6.97M
est: -1.40M (-397.9%)
-5.30M
est: -15.0K (-35,255.7%)
-5.97M
est: -40.0K (-14,835.3%)
-5.90M
est: -146.2K (-3,938.1%)
-7.85M
est: -198.0K (-3,865.5%)
-10.30M
est: -201.6K (-5,006.6%)
-11.79M
est: -114.8K (-10,164.8%)
-13.04M
est: 320.0K (-4,174.5%)
25.10M
25.10M – 25.10M
+7,743.8% YoY
— – —
-100.0% YoY
— – —
— – —
1.77M
1.77M – 1.77M
4.81M
4.81M – 4.81M
+170.8% YoY
EBIT
-6.54M
est: -640.0K (-921.8%)
-4.39M
est: -300.0K (-1,361.7%)
-7.00M
est: -1.40M (-400.1%)
-5.34M
est: -15.0K (-35,489.0%)
-6.00M
est: -40.0K (-14,912.9%)
-5.93M
est: -146.2K (-3,956.1%)
-7.89M
est: -198.0K (-3,885.6%)
-10.42M
est: -201.6K (-5,067.9%)
-12.03M
est: -114.8K (-10,374.5%)
-13.38M
est: 320.0K (-4,280.6%)
25.10M
25.10M – 25.10M
+7,743.8% YoY
— – —
-100.0% YoY
— – —
— – —
1.77M
1.77M – 1.77M
4.81M
4.81M – 4.81M
+170.8% YoY
Net Income
-6.80M
est: -16.86M (+59.7%)
-4.87M
est: -936.51M (+99.5%)
-7.28M
est: 168.57M (-104.3%)
-5.68M
est: -899.05M (+99.4%)
-6.20M
est: -627.46M (+99.0%)
-6.37M
est: -420.80M (+98.5%)
-7.89M
est: -85.22M (+90.7%)
-10.42M
est: -74.50M (+86.0%)
-12.03M
est: -78.67M (+84.7%)
-13.39M
est: -39.27M (+65.9%)
-6.88M
-6.88M – -6.88M
+82.5% YoY
-2.01M
-2.01M – -2.01M
+70.8% YoY
-1.21M
-1.21M – -1.21M
+39.7% YoY
-411.1K
-411.1K – -411.1K
+66.1% YoY
-202.2K
-202.2K – -202.2K
+50.8% YoY
-53.9K
-53.9K – -53.9K
+73.3% YoY
SGA
4.76M
est: 46.80M (-89.8%)
5.27M
est: 21.94M (-76.0%)
6.49M
est: 102.37M (-93.7%)
4.98M
est: 1.10M (+354.1%)
6.23M
est: 2.92M (+113.2%)
6.58M
est: 10.69M (-38.4%)
8.55M
est: 14.48M (-40.9%)
10.72M
est: 14.74M (-27.3%)
12.47M
est: 8.40M (+48.5%)
9.34M
est: 19.57M (-52.3%)
1.53B
1.53B – 1.53B
+7,743.8% YoY
— – —
-100.0% YoY
— – —
— – —
108.52M
108.52M – 108.52M
293.92M
293.92M – 293.92M
+170.8% YoY
EPS
-1,822.50
est: -108.00 (-1,587.5%)
-988.50
est: -6,000.00 (+83.5%)
-1,405.70
est: 1,080.00 (-230.2%)
-691.70
est: -5,760.00 (+88.0%)
-513.00
est: -4,020.00 (+87.2%)
-186.70
est: -2,696.00 (+93.1%)
-65.20
est: -546.00 (+88.1%)
-70.60
est: -477.33 (+85.2%)
-58.60
est: -504.00 (+88.4%)
-85.80
est: -58.27 (-47.3%)
-10.21
-10.21 – -10.21
+82.5% YoY
-2.99
-2.99 – -2.99
+70.8% YoY
-1.80
-1.80 – -1.80
+39.7% YoY
-0.61
-0.61 – -0.61
+66.1% YoY
-0.30
-0.30 – -0.30
+50.8% YoY
-0.08
-0.08 – -0.08
+73.3% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-06-12 C 2/5 4/5 1/5 1/5 3/5 1/5 1/5
2026-06-11 C 2/5 4/5 1/5 1/5 3/5 1/5 1/5
2026-06-10 C 2/5 4/5 1/5 1/5 3/5 1/5 1/5
2026-06-09 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-06-08 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-06-05 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-06-04 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-06-03 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-06-02 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-06-01 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-05-28 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-05-27 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-05-26 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-05-22 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-05-21 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-05-20 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-05-19 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-05-18 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-05-15 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-05-14 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-05-13 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-05-12 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-05-11 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-05-08 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-05-07 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-05-06 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-05-05 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-05-04 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-05-01 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-04-30 B- 3/5 4/5 1/5 1/5 3/5 1/5 5/5
2026-04-29 B- 2/5 4/5 1/5 1/5 2/5 1/5 5/5
2026-04-28 B- 2/5 4/5 1/5 1/5 2/5 1/5 5/5
2026-04-27 B- 2/5 4/5 1/5 1/5 2/5 1/5 5/5
2026-04-24 B- 2/5 4/5 1/5 1/5 2/5 1/5 5/5
2026-04-23 B- 2/5 4/5 1/5 1/5 2/5 1/5 5/5
2026-04-22 B- 2/5 4/5 1/5 1/5 2/5 1/5 5/5
2026-04-21 B- 2/5 4/5 1/5 1/5 2/5 1/5 5/5
2026-04-20 B- 2/5 4/5 1/5 1/5 2/5 1/5 5/5
2026-04-17 B- 2/5 4/5 1/5 1/5 2/5 1/5 5/5
2026-04-16 B- 2/5 4/5 1/5 1/5 2/5 1/5 5/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-1.72B
OE per share TTM
-8,276.31
Owner's Yield
-54,223.72%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
295.0%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
12
Total invested
155.0K
Insider transactions (90d)
4
Beneficial owners (>5%)
13
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Sachs Investment Group, LLC 1.91M 11.50% 1.91M IA United States 2018-02-13
2 Armistice Capital Master Fund Ltd. 315.6K 3.80% 315.6K 315.6K CO Delaware 2020-01-24
3 Armistice Capital, LLC 315.6K 3.80% 315.6K 315.6K IA, OO Delaware 2020-01-24
4 Steven Boyd 315.6K 3.80% 315.6K 315.6K HC, IN Delaware 2020-01-24
5 Daniel B. Asher 179.1K 1.50% 179.1K 179.1K HC, IN United States of America 2021-01-29
6 Intracoastal Capital LLC 179.1K 1.50% 179.1K 179.1K OO United States of America 2021-01-29
7 Mitchell P. Kopin 179.1K 1.50% 179.1K 179.1K HC, IN United States of America 2021-01-29
8 Richard Abbe 149.2K 1.22% 44.6K 104.6K 44.6K 104.6K HC, IN Delaware 2021-02-22
9 Empery Asset Management, LP 105.0K 0.68% 105.0K PN Delaware 2022-01-13
10 Martin D. Hoe 105.0K 0.68% 105.0K IN Delaware 2022-01-13
11 Ryan M. Lane 105.0K 0.68% 105.0K IN Delaware 2022-01-13
12 Iroquois Capital Management L.L.C. 104.6K 0.86% 104.6K 104.6K OO Delaware 2021-02-22
13 Kimberly Page 104.6K 0.85% 104.6K 104.6K IN Delaware 2021-02-22

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
12
+4 vs prev Q
New positions
6
Closed positions
2
Increased
6
Reduced
0
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 IKARIAN CAPITAL, LLC 14.4K +14.4K (+100.0%) 39.8K +39.8K (+100.0%) 1.75% +1.745 pp 0.00% +0.003 pp USD2.77 +0.0% 1 qtrs NEW
2 MORGAN STANLEY 2.0K +2.0K (+100.0%) 5.7K +5.7K (+100.0%) 0.25% +0.249 pp 0.00% +0.000 pp USD2.77 +0.0% 1 qtrs NEW
3 CITIGROUP INC 33.00 +33.0 (+100.0%) 91.00 +91.0 (+100.0%) 0.01% +0.008 pp 0.00% +0.000 pp USD2.76 +0.4% 1 qtrs NEW
4 GROUP ONE TRADING, L.P. 14.00 +14.0 (+100.0%) 39.00 +39.0 (+100.0%) 0.00% +0.002 pp 0.00% +0.000 pp USD2.71 +2.2% 1 qtrs NEW
5 BLACKROCK, INC. 10.00 +10.0 (+100.0%) 28.00 +28.0 (+100.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD2.70 +2.6% 1 qtrs NEW
6 BANK OF AMERICA CORP /DE/ 6.00 +6.0 (+100.0%) 17.00 +17.0 (+100.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD2.67 +3.7% 1 qtrs NEW
7 WELLS FARGO & COMPANY/MN 3.00 +3.0 (+100.0%) 7.00 +7.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.67 +3.7% 1 qtrs NEW
8 DANSKE BANK A/S 1.00 +1.0 (+100.0%) 3.00 +3.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.00 +38.5% 1 qtrs NEW
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock

This company is not held by any ETF in our universe.

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Ratio by volume
0.00
Bearish
Buys
0
Sells
3
Shares acquired
Shares disposed
445.00
Cash buys
Cash sales
Net activity
-445
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-04-17 Shah Chetan Director A-Award A Common Stock 21,815 2.29 50.0K 23,021 D
2026-04-17 Rossetti Angela Director A-Award A Common Stock 21,815 2.29 50.0K 26,207 D
2026-04-17 Gikakis Nicolas Director A-Award A Common Stock 21,815 2.29 50.0K 22,844 D
2026-04-17 BROENNIMAN EDWARD G Director A-Award A Common Stock 21,815 2.29 50.0K 23,454 D
2026-03-31 Shah Chetan Director F-InKind D Common Stock 178 2.19 389.82 1,463 D
2026-03-31 Gikakis Nicolas Director F-InKind D Common Stock 178 2.19 389.82 1,464 D
2026-03-31 BROENNIMAN EDWARD G Director F-InKind D Common Stock 89 2.19 194.91 1,915 D
2025-12-31 Shah Chetan Director F-InKind D Common Stock 179 2.77 495.83 2,356 D
2025-12-31 Gikakis Nicolas Director F-InKind D Common Stock 179 2.77 495.83 2,357 D
2025-12-31 BROENNIMAN EDWARD G Director F-InKind D Common Stock 89 2.77 246.53 2,807 D
2025-09-30 Shah Chetan Director F-InKind D Common Stock 1,786 0.75 1.3K 22,672 D
2025-09-30 Gikakis Nicolas Director F-InKind D Common Stock 1,786 0.75 1.3K 22,683 D
2025-09-30 BROENNIMAN EDWARD G Director F-InKind D Common Stock 893 0.75 668.86 25,397 D
2025-06-30 Shah Chetan Director F-InKind D Common Stock 1,786 1.20 2.1K 19,993 D
2025-06-30 Gikakis Nicolas Director F-InKind D Common Stock 1,786 1.20 2.1K 20,004 D
2025-06-30 BROENNIMAN EDWARD G Director F-InKind D Common Stock 893 1.20 1.1K 21,825 D
2025-04-23 Shah Chetan Director A-Award D Common Stock 142,857 0.36 51.1K 174,233 D
2025-04-23 Rossetti Angela Director A-Award A Common Stock 142,857 0.35 50.0K 343,400 D
2025-04-23 Gikakis Nicolas Director A-Award A Common Stock 142,857 0.35 50.0K 174,320 D
2025-04-23 BROENNIMAN EDWARD G Director A-Award A Common Stock 142,857 0.35 50.0K 181,741 D
2025-03-31 Shah Chetan Director F-InKind D Common Stock 3,289 0.36 1.2K 31,376 D
2025-03-31 Gikakis Nicolas Director F-InKind D Common Stock 3,289 0.36 1.2K 31,463 D
2025-03-31 BROENNIMAN EDWARD G Director F-InKind D Common Stock 1,645 0.36 588.91 38,884 D
2024-12-31 Shah Chetan Director F-InKind D Common Stock 3,289 0.86 2.8K 34,665 D
2024-12-31 Gikakis Nicolas Director F-InKind D Common Stock 3,289 0.86 2.8K 34,752 D
2024-12-31 BROENNIMAN EDWARD G Director F-InKind D Common Stock 1,645 0.86 1.4K 40,529 D
2024-09-30 Shah Chetan Director F-InKind D Common Stock 3,289 0.47 1.5K 37,954 D
2024-09-30 Gikakis Nicolas Director F-InKind D Common Stock 3,289 0.47 1.5K 38,041 D
2024-09-30 BROENNIMAN EDWARD G Director F-InKind D Common Stock 1,645 0.47 766.57 42,174 D
2024-06-28 Shah Chetan Director F-InKind D Common Stock 3,289 0.50 1.6K 41,243
2024-06-28 Gikakis Nicolas Director F-InKind D Common Stock 5,244 0.50 2.6K 41,330
2024-06-28 BROENNIMAN EDWARD G Director F-InKind D Common Stock 1,645 0.50 820.86 43,819
2024-04-16 Shah Chetan Director A-Award A Common Stock 32,894 1.52 50.0K 44,532
2024-04-16 Rossetti Angela Director A-Award A Common Stock 32,894 1.52 50.0K 200,543
2024-04-16 Gikakis Nicolas Director A-Award A Common Stock 32,894 1.52 50.0K 46,574
2024-04-16 BROENNIMAN EDWARD G Director A-Award A Common Stock 32,894 1.52 50.0K 45,464
2024-03-29 Shah Chetan Director F-InKind D Common Stock 1,163 1.68 2.0K 11,638
2024-03-29 Gikakis Nicolas Director F-InKind D Common Stock 1,954 1.68 3.3K 13,680
2024-03-29 BROENNIMAN EDWARD G Director F-InKind D Common Stock 1,163 1.68 2.0K 12,570
2023-12-29 Shah Chetan Director F-InKind D Common Stock 1,163 2.19 2.5K 12,801
2023-12-29 Gikakis Nicolas Director F-InKind D Common Stock 1,954 2.19 4.3K 15,634
2023-12-29 BROENNIMAN EDWARD G Director F-InKind D Common Stock 1,163 2.19 2.5K 13,733
2023-09-29 Shah Chetan Director F-InKind D Common Stock 11,628 0.23 2.7K 139,637
2023-09-29 Gikakis Nicolas Director F-InKind D Common Stock 19,541 0.23 4.5K 175,873
2023-09-29 BROENNIMAN EDWARD G Director F-InKind D Common Stock 11,628 0.23 2.7K 148,957
2023-07-03 Gikakis Nicolas Director A-Award A Common Stock 195,414 0.00 195,414
2023-06-30 Shah Chetan Director F-InKind D Common Stock 11,628 0.36 4.2K 151,265
2023-06-30 BROENNIMAN EDWARD G Director F-InKind D Common Stock 11,628 0.36 4.2K 160,585
2023-04-28 Shah Chetan Director A-Award A Common Stock 116,279 0.00 162,893
2023-04-28 Rossetti Angela Director A-Award A Common Stock 116,279 0.00 167,649
2023-04-28 BROENNIMAN EDWARD G Director A-Award A Common Stock 116,279 0.00 172,213
2023-03-31 Shah Chetan Director F-InKind D Common Stock 3,425 0.39 1.3K 46,614
2023-03-31 BROENNIMAN EDWARD G Director F-InKind D Common Stock 3,425 0.39 1.3K 55,934
2023-02-01 Arnold Lee D Officer A-Award A Employee Stock Option (Right to Buy) 60,620 0.69 41.8K 60,620
2022-12-30 Shah Chetan Director F-InKind D Common Stock 3,425 0.28 941.88 50,039
2022-12-30 BROENNIMAN EDWARD G Director F-InKind D Common Stock 3,425 0.28 941.88 59,359
2022-09-30 Shah Chetan Director F-InKind D Common Stock 6,849 0.58 4.0K 53,464
2022-09-30 BROENNIMAN EDWARD G Director F-InKind D Common Stock 6,849 0.58 4.0K 62,784
2022-09-15 Shah Chetan Director A-Award A Common Stock 34,247 0.00 60,313
2022-09-15 Rossetti Angela Director A-Award A Common Stock 51,370 0.00 51,370
2022-09-15 BROENNIMAN EDWARD G Director A-Award A Common Stock 34,247 0.00 69,633
2022-04-01 Rossetti Angela Director 0 0.00 0
2022-03-31 Shah Chetan Director F-InKind D Common Stock 2,430 1.46 3.5K 26,066
2022-03-31 JOHNSON SABRINA MARTUCCI Director F-InKind D Common Stock 2,430 1.46 3.5K 33,642
2022-03-31 BROENNIMAN EDWARD G Director F-InKind D Common Stock 2,430 1.46 3.5K 35,386
2022-02-10 LAROSA STEVEN P Officer A-Award A Employee Stock Option (Right to Buy) 100,200 1.41 141.3K 100,200
2022-02-10 FRAKES JAMES B Officer A-Award A Employee Stock Option (Right to Buy) 100,200 1.41 141.3K 100,200
2022-02-10 FISHER CHARLES J JR Officer A-Award A Employee Stock Option (Right to Buy) 192,600 0.00 192,600
2022-02-10 Cipriani Guy F. Director / Officer A-Award A Employee Stock Option (Right to Buy) 100,200 1.41 141.3K 100,200
2021-12-31 Shah Chetan Director F-InKind D Common Stock 2,430 1.86 4.5K 28,496
2021-12-31 JOHNSON SABRINA MARTUCCI Director F-InKind D Common Stock 2,430 1.86 4.5K 36,072
2021-12-31 BROENNIMAN EDWARD G Director F-InKind D Common Stock 2,430 1.86 4.5K 37,816
2021-09-30 Shah Chetan Director F-InKind D Common Stock 2,430 3.86 9.4K 30,926
2021-09-30 JOHNSON SABRINA MARTUCCI Director F-InKind D Common Stock 2,430 3.86 9.4K 38,502
2021-09-30 BROENNIMAN EDWARD G Director F-InKind D Common Stock 2,430 3.86 9.4K 40,246
2021-06-30 Shah Chetan Director F-InKind D Common Stock 2,430 4.91 11.9K 33,356
2021-06-30 JOHNSON SABRINA MARTUCCI Director F-InKind D Common Stock 2,430 4.91 11.9K 40,932
2021-06-30 BROENNIMAN EDWARD G Director F-InKind D Common Stock 2,430 4.91 11.9K 42,676
2021-06-28 FISHER CHARLES J JR Director / Officer A-Award A Employee Stock Option (Right to Buy) 266,888 5.17 1.38M 266,888
2021-04-01 Shah Chetan Director A-Award A Common Stock 24,295 2.06 50.0K 35,786
2021-04-01 JOHNSON SABRINA MARTUCCI Director A-Award A Common Stock 24,295 2.06 50.0K 43,362
2021-04-01 BROENNIMAN EDWARD G Director A-Award A Common Stock 24,295 2.06 50.0K 45,106
2021-03-31 Shah Chetan Director F-InKind D Common Stock 2,575 2.03 5.2K 11,491
2021-03-31 JOHNSON SABRINA MARTUCCI Director F-InKind D Common Stock 2,575 2.03 5.2K 19,067
2021-03-31 FISHER CHARLES J JR Director / Officer F-InKind D Common Stock 2,575 2.03 5.2K 19,569
2021-03-31 Cipriani Guy F. Director / Officer F-InKind D Common Stock 2,575 2.03 5.2K 17,901
2021-03-31 BROENNIMAN EDWARD G Director F-InKind D Common Stock 2,575 2.03 5.2K 20,811
2021-01-04 LAROSA STEVEN P Officer A-Award A Employee Stock Option (Right to Buy) 120,883 2.52 304.6K 120,883
2021-01-04 Cipriani Guy F. Director / Officer A-Award A Employee Stock Option (Right to Buy) 120,883 2.52 304.6K 120,883
2020-12-31 Shah Chetan Director F-InKind D Common Stock 2,575 2.47 6.4K 14,066
2020-12-31 JOHNSON SABRINA MARTUCCI Director F-InKind D Common Stock 2,575 2.47 6.4K 21,642
2020-12-31 FISHER CHARLES J JR Director / Officer F-InKind D Common Stock 2,575 2.47 6.4K 22,144
2020-12-31 Cipriani Guy F. Director F-InKind D Common Stock 2,575 2.47 6.4K 20,476
2020-12-31 BROENNIMAN EDWARD G Director F-InKind D Common Stock 2,575 2.47 6.4K 23,386
2020-12-17 Shah Chetan Director S-Sale D Common Stock 21,101 2.11 44.5K 22,392
2020-10-30 FISHER CHARLES J JR Director / Officer A-Award A Employee Stock Option (Right to Buy) 239,122 1.34 320.4K 239,122
2020-09-30 Shah Chetan Director F-InKind D Common Stock 2,389 1.35 3.2K 43,493
2020-09-30 JOHNSON SABRINA MARTUCCI Director F-InKind D Common Stock 2,389 1.35 3.2K 24,217
2020-09-30 FISHER CHARLES J JR Director F-InKind D Common Stock 2,389 1.35 3.2K 24,719
2020-09-30 Cipriani Guy F. Director F-InKind D Common Stock 2,389 1.35 3.2K 23,051
2020-09-30 BROENNIMAN EDWARD G Director F-InKind D Common Stock 2,389 1.35 3.2K 25,961
2020-06-30 Shah Chetan Director F-InKind D Common Stock 2,389 2.03 4.8K 44,953
2020-06-30 JOHNSON SABRINA MARTUCCI Director F-InKind D Common Stock 2,389 2.03 4.8K 25,677
2020-06-30 FISHER CHARLES J JR Director F-InKind D Common Stock 2,389 2.03 4.8K 26,179
2020-06-30 Cipriani Guy F. Director F-InKind D Common Stock 2,389 2.03 4.8K 24,511
2020-06-30 BROENNIMAN EDWARD G Director F-InKind D Common Stock 2,389 2.03 4.8K 27,421
2020-04-03 Shah Chetan Director A-Award A Common Stock 929 0.00 45,882
2020-04-03 RODELL TIMOTHY C JR Director / Officer A-Award A Employee Stock Option (right to buy) 202,280 1.28 258.9K 202,280
2020-04-03 JOHNSON SABRINA MARTUCCI Director A-Award A Common Stock 929 0.00 26,606
2020-04-03 FRAKES JAMES B Officer A-Award A Employee Stock Option (right to buy) 140,472 1.28 179.8K 140,472
2020-04-03 FISHER CHARLES J JR Director A-Award A Common Stock 929 0.00 27,108
2020-04-03 Cipriani Guy F. Director A-Award A Common Stock 929 0.00 25,440
2020-04-03 BROENNIMAN EDWARD G Director A-Award A Common Stock 929 0.00 28,350
2020-03-31 Shah Chetan Director F-InKind D Common Stock 244 1.52 370.88 23,449
2020-03-31 JOHNSON SABRINA MARTUCCI Director F-InKind D Common Stock 244 1.52 370.88 4,173
2020-03-31 FISHER CHARLES J JR Director F-InKind D Common Stock 244 1.52 370.88 4,675
2020-03-31 Cipriani Guy F. Director F-InKind D Common Stock 244 1.52 370.88 3,007
2020-01-31 FRAKES JAMES B Officer F-InKind D Common Stock 125 3.70 462.50 2,483
2019-12-31 Shah Chetan Director F-InKind D Common Stock 246 0.84 207.60 23,693
2019-12-31 JOHNSON SABRINA MARTUCCI Director F-InKind D Common Stock 246 0.84 207.60 4,417
2019-12-31 FISHER CHARLES J JR Director F-InKind D Common Stock 246 0.84 207.60 4,919
2019-12-31 Cipriani Guy F. Director F-InKind D Common Stock 246 0.84 207.60 3,251
2019-10-30 FRAKES JAMES B Officer F-InKind D Common Stock 115 3.93 451.95 2,608
2019-09-30 Shah Chetan Director F-InKind D Common Stock 3,684 0.24 865.74 359,075
2019-09-30 JOHNSON SABRINA MARTUCCI Director F-InKind D Common Stock 3,684 0.24 865.74 69,944
2019-09-30 FISHER CHARLES J JR Director F-InKind D Common Stock 3,684 0.24 865.74 77,469
2019-09-30 Cipriani Guy F. Director F-InKind D Common Stock 3,684 0.24 865.74 52,444
2019-07-31 FRAKES JAMES B Officer F-InKind D Common Stock 113 3.30 372.90 2,723
2019-06-30 Shah Chetan Director F-InKind D Common Stock 3,684 0.37 1.4K 362,759
2019-06-30 JOHNSON SABRINA MARTUCCI Director F-InKind D Common Stock 3,684 0.37 1.4K 73,628
2019-06-30 FISHER CHARLES J JR Director F-InKind D Common Stock 3,684 0.37 1.4K 81,153
2019-06-30 Cipriani Guy F. Director F-InKind D Common Stock 3,684 0.37 1.4K 56,128
2019-04-30 FRAKES JAMES B Officer F-InKind D Common Stock 129 11.25 1.5K 2,836
2019-04-01 Shah Chetan Director A-Award A Restricted Stock Units (RSU) 36,842 0.00 36,842
2019-04-01 JOHNSON SABRINA MARTUCCI Director A-Award A Restricted Stock Units (RSU) 36,842 0.00 36,842
2019-04-01 FISHER CHARLES J JR Director A-Award A Restricted Stock Units (RSU) 36,842 0.00 36,842
2019-04-01 Cipriani Guy F. Director A-Award A Restricted Stock Units (RSU) 36,842 0.00 36,842
2019-04-01 BROENNIMAN EDWARD G Director A-Award A Common Stock 36,842 0.00 88,747
2019-03-31 Shah Chetan Director 0 0.00 0
2019-03-31 JOHNSON SABRINA MARTUCCI Director 0 0.00 0
2019-03-31 FRAKES JAMES B Officer 0 0.00 0
2019-03-31 FISHER CHARLES J JR Director 0 0.00 0
2019-03-31 Cipriani Guy F. Director 0 0.00 0
2018-12-10 RODELL TIMOTHY C JR Officer 0 0.00 0
2018-10-31 KENLEY RODNEY S Director / Officer C-Conversion D Restricted Stock Units 3,250 0.00 22,435
2018-10-31 Joyce James A Director / Officer C-Conversion D Restricted Stock Units 39,625 0.00 279,064
2018-10-31 FRAKES JAMES B Officer C-Conversion D Restricted Stock Units 3,250 0.00 46,539
2018-09-28 FRAKES JAMES B Officer F-InKind D Common Stock 4,015 1.18 4.7K 56,686
2018-07-31 KENLEY RODNEY S Director / Officer M-Exempt A Common Stock 1,797 1.23 2.2K 18,590
2018-07-31 Joyce James A Director / Officer M-Exempt A Common Stock 18,683 1.23 23.0K 193,687
2018-07-31 FRAKES JAMES B Officer M-Exempt A Common Stock 1,562 1.23 1.9K 16,345
2018-06-19 Shah Chetan Director A-Award A Restricted Stock Units 26,799 0.00 80,465
2018-06-19 JOHNSON SABRINA MARTUCCI Director A-Award A Restricted Stock Units 26,799 0.00 67,449
2018-06-19 FRAKES JAMES B Officer A-Award A Restricted Stock Units 22,971 0.00 53,039
2018-06-19 FISHER CHARLES J JR Director A-Award A Restricted Stock Units 26,799 0.00 79,990
2018-06-19 Cipriani Guy F. Director D Restricted Stock Units 38,285 0.00 0
2018-06-19 BROENNIMAN EDWARD G Director A-Award A Restricted Stock Units 26,799 0.00 80,465
2018-06-14 Shah Chetan Director A-Award A Common Stock 26,799 0.00 340,320
2018-06-14 JOHNSON SABRINA MARTUCCI Director A-Award A Common Stock 26,799 0.00 51,189
2018-06-14 FRAKES JAMES B Officer A-Award A Common Stock 22,971 0.00 62,389
2018-06-14 FISHER CHARLES J JR Director A-Award A Common Stock 26,799 0.00 58,714
2018-06-14 Cipriani Guy F. Director A-Award A Common Stock 38,285 0.00 38,285
2018-06-14 BROENNIMAN EDWARD G Director A-Award A Common Stock 26,799 0.00 79,536
2018-04-30 KENLEY RODNEY S Director / Officer M-Exempt A Common Stock 1,596 1.34 2.1K 16,793
2018-04-30 Joyce James A Director / Officer M-Exempt A Common Stock 18,771 1.34 25.2K 175,004
2018-04-30 FRAKES JAMES B Officer F-InKind D Common Stock 1,922 1.34 2.6K 39,418
2018-03-31 Shah Chetan Director F-InKind D Common Stock 7,447 1.19 8.9K 313,521
2018-03-31 JOHNSON SABRINA MARTUCCI Director F-InKind D Common Stock 16,260 1.19 19.3K 24,390
2018-03-31 FISHER CHARLES J JR Director F-InKind D Common Stock 10,638 1.19 12.7K 31,915
2018-02-15 JOHNSON SABRINA MARTUCCI Director D Restricted Stock Units 40,650 0.00 0
2018-02-06 JOHNSON SABRINA MARTUCCI Director A-Award A Common Stock 40,650 0.00 40,650
2018-01-31 KENLEY RODNEY S Director / Officer M-Exempt A Common Stock 1,596 1.50 2.4K 15,197
2018-01-31 Joyce James A Director / Officer M-Exempt A Common Stock 16,979 1.50 25.5K 156,233
2018-01-31 FRAKES JAMES B Officer F-InKind D Common Stock 1,857 1.50 2.8K 41,340
2017-12-31 FISHER CHARLES J JR Director F-InKind D Common Stock 10,638 1.14 12.1K 42,553
2017-12-29 Joyce James A Director / Officer G-Gift D Common Stock 16,000 0.00 139,254
2017-12-12 JOHNSON SABRINA MARTUCCI Director 0 0.00 0
2017-12-11 FISHER CHARLES J JR Director D Restricted Stock Units 53,191 0.00 0
2017-11-27 Shah Chetan Director A-Award A Restricted Stock Units 37,234 0.00 53,666
2017-11-27 BROENNIMAN EDWARD G Director A-Award A Restricted Stock Units 37,234 0.00 53,666
2017-10-30 KENLEY RODNEY S Director / Officer M-Exempt A Common Stock 1,768 0.98 1.7K 13,601
2017-10-30 Joyce James A Director / Officer C-Conversion D Restricted Stock Units 39,625 0.00 437,564
2017-10-30 FRAKES JAMES B Officer C-Conversion D Restricted Stock Units 3,250 0.00 36,568
2017-10-11 KENLEY RODNEY S Director / Officer M-Exempt A Common Stock 1,768 1.14 2.0K 11,833
2017-10-11 Joyce James A Director / Officer M-Exempt A Common Stock 19,079 1.14 21.8K 136,175
2017-10-11 FRAKES JAMES B Officer M-Exempt A Common Stock 1,565 1.14 1.8K 10,497
2017-09-28 FRAKES JAMES B Officer F-InKind D Common Stock 1,685 1.14 1.9K 43,197
2017-05-01 KENLEY RODNEY S Director / Officer M-Exempt A Common Stock 1,797 2.23 4.0K 10,065
2017-05-01 Joyce James A Director / Officer M-Exempt A Common Stock 19,079 2.23 42.5K 117,096
2017-05-01 FRAKES JAMES B Officer D-Return D Restricted Stock Units 1,594 0.00 43,068
2017-04-30 FRAKES JAMES B Officer F-InKind D Common Stock 1,656 2.23 3.7K 44,882
2017-02-07 KENLEY RODNEY S Director / Officer D-Return D Restricted Stock Units 8,268 0.00 43,732
2017-02-07 Joyce James A Director / Officer D-Return D Restricted Stock Units 98,107 0.00 535,893
2017-02-07 FRAKES JAMES B Officer M-Exempt A Common Stock 7,338 4.28 31.4K 7,338
2017-01-31 FRAKES JAMES B Officer F-InKind D Common Stock 5,662 4.28 24.2K 46,538
2016-09-30 Shah Chetan Director M-Exempt D Restricted Stock Units 1,368 0.00 2,736
2016-09-30 BROENNIMAN EDWARD G Director M-Exempt D Restricted Stock Units 1,368 0.00 2,736
2016-09-30 BARRY FRANKLYN S JR Director M-Exempt A Common Stock 821 0.00 10,340
2016-09-01 Shah Chetan Director M-Exempt D Restricted Stock Units 12,328 0.00 4,104
2016-09-01 BROENNIMAN EDWARD G Director F-InKind D Common Stock 4,931 6.28 31.0K 13,040

Executive team

Top executives
Shares Outstanding
761.3K

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 James B. Frakes Chief Executive Officer and Chief Financial Officer 500.0K 500.0K 0.00%
2 2025 Steven P. LaRosa, M.D. Chief Medical Officer 430.0K 50.0K 480.0K 0.00%
3 2025 Guy F. Cipriani Senior Vice President, Chief Operating Officer 199.5K 196.2K 395.7K 0.00%
4 2024 Steven P. LaRosa, M.D. Chief Medical Officer 430.0K 430.0K 0.00%
5 2024 James B. Frakes Chief Executive Officer and Chief Financial Officer 416.4K 416.4K 0.00%
6 2024 Guy F. Cipriani Senior Vice President, Chief Operating Officer 378.1K 378.1K 0.00%
7 2022 Charles J. Fisher, Jr., M.D. CHIEF EXECUTIVE OFFICER 436.3K 1.61M 430.0K 2.48M 65.04%
8 2022 Steven P. LaRosa, M.D. CHIEF MEDICAL OFFICER and Chief Scientific Officer 421.1K 137.3K 160.0K 74.2K 792.6K 17.32%
9 2022 Guy F. Cipriani Senior Vice President, Chief Business Officer 340.0K 137.3K 136.0K 159.6K 772.9K 17.76%
10 2021 Steven P. LaRosa, M.D. CHIEF MEDICAL OFFICER and Chief Scientific Officer 100.0K 100.0K 280.4K 480.4K 58.37%
11 2021 Charles J. Fisher, Jr., M.D. CHIEF EXECUTIVE OFFICER 180.8K 294.1K 474.9K 61.93%
12 2021 Guy F. Cipriani Senior Vice President, Chief Business Officer 85.0K 280.4K 365.4K 76.74%
13 2009 James A. Joyce Chief Executive Officer 290.0K 424.5K 714.5K 59.41%
14 2009 Richard H. Tullis, Ph.D Chief Science Officer 180.0K 154.0K 334.0K 46.11%
15 2008 James A. Joyce Chief Executive Officer 256.0K 256.0K 0.00%
16 2008 Richard H. Tullis, Ph.D Chief Science Officer 180.0K 180.0K 0.00%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-01-27 DEFA14A
2026-01-16 DEF 14A
2025-04-18 DEF 14A
2025-04-08 PRE 14A
2024-08-15 DEFA14A
2024-08-15 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-06-10 S-8
2026-06-10 8-K
2026-06-10 10-K
2026-06-04 8-K
2026-06-04 424B5
2026-05-15 SC 13G/A
2026-04-21 4
2026-04-21 4
2026-04-21 4
2026-04-21 4

Executive team

NameTitleCompensationGender
James Frakes Chief Executive Officer, Chief Financial Officer, Chief Accounting Officer, Secretary & Director 500.0K male
Steven LaRosa Chief Medical Officer 480.0K male
Michele Bombardiere Vice President & Controller female
ESG Rating
B-
MEDICAL - DEVICES
Rank: 166 out of 168
2009
E (Environmental)
53.2 / 62.5
Company / Sector avg.
S (Social)
58.1 / 68.9
Company / Sector avg.
G (Governance)
54.8 / 64.8
Company / Sector avg.
ESG Total
55.4 / 65.4
Company / Sector avg.
ESG Score History MEDICAL - DEVICES
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits