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XOMA Royalty Corp. (XOMA)

USD40.17 +0.00 (+0.00%)
US NASDAQ Healthcare Biotechnology
Address 2200 Powell Street 94608
EmeryVille, CA, US
CEO Owen Hughes Jr.
Website xoma.com
IPO 1986-06-06
CIK 791908 ISIN US98419J2069

Explore sections of this company profile

Also trades on NASDAQ Global Market · XOMA (USD) NASDAQ Global Market · XOMAO (USD) NASDAQ Global Market · XOMAP (USD)
Description

XOMA Royalty Corp. functions as a specialist in aggregating biotechnology royalties, with its operations extending across Europe, the United States, and the Asia Pacific region. The company is dedicated to fostering advancements in human health by collaborating with biotechnology firms. Its core business model involves acquiring the anticipated future economic benefits, such as royalties and milestone payments, associated with pre-market therapeutic candidates that have already been licensed to pharmaceutical or biotechnology firms. The firm focuses its investments on early to mid-stage clinical assets, typically those in Phase 1 and 2 trials, selected for their robust commercial potential and because they are licensed to development partners. Its extensive portfolio currently encompasses around 70 distinct assets. The parent company, XOMA Corporation, established in 1981, has its main office in Emeryville, California.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD40.17 +0.00 (+0.00%)
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Volume Profile
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Liquidity & share structure
Average Volume
226.1K
Beta
0.87
Float Shares
11.59M
Free Float %
95.5%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+0.12% +1.21% +8.15% +74.09% +29.65% +57.20% +52.06% +108.37% +42.71% +211.94% -99.18%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (10 ratings, all time) Buy
Price Targets & DCF
Current price
40.17
Low 39.00 -2.9%
Consensus 53.75 +33.8%
Median 50.00 +24.5%
High 76.00 +89.2%
Ratings Trend (MoM) 40% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 2 -2
Hold 3 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month 1
39.00
-2.9%
Last Quarter 2
44.50
+10.8%
Last Year 6
59.50
+48.1%
All Time 6
59.50
+48.1%
Quality scores
Altman Z-Score
-3.74
Distress
Piotroski F-Score
5 / 9
Average
MOAT Score
2 / 10
No MOAT
Composite Rating
B
Overall Score
3 / 5
Medium
DCF Score
1 / 5
Low
ROE Score
5 / 5
High
ROA Score
5 / 5
High
D/E Score
1 / 5
Low
P/E Score
3 / 5
Medium
P/Book Score
2 / 5
Medium
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
    +83.1% Q1'26: -22.6% (vs Q1'25)
  • EPS growth Biotechnology: +29.7%
    +188.5% Q1'26: +150.7% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
    -19.5% Q1'26: +49.0% (vs Q1'25)
  • EBIT margin Biotechnology: +0.0%
    +21.8% Q1'26: -3.9% (vs Q1'25)
  • ROIC Biotechnology: -16.1%
    +7.4% Q1'26: -1.3% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +53.7% Q1'26: +18.2% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    9.16× Q1'26: -64.96× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.90) × ERP
WACC = 85% × Ke + 15% × Kd (9.9%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 40.17
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 1993
actual
Dec 1995
actual
Dec 2015
actual
Dec 2016
actual
Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
2 Rev. Ana.
3 EPS Ana.
Dec 2027
1 Rev. Ana.
1 EPS Ana.
Dec 2028
1 Rev. Ana.
1 EPS Ana.
Dec 2029
1 Rev. Ana.
1 EPS Ana.
Dec 2030
1 Rev. Ana.
1 EPS Ana.
Revenue
600.0K
est: 523.2K (+14.7%)
1.20M
est: 1.66M (-27.8%)
55.45M
est: 11.13M (+398.2%)
5.56M
est: 5.78M (-3.7%)
52.69M
est: 50.31M (+4.7%)
5.30M
est: 4.73M (+12.0%)
18.37M
est: 21.22M (-13.4%)
29.39M
est: 19.00M (+54.7%)
38.16M
est: 37.37M (+2.1%)
6.03M
est: 5.60M (+7.6%)
4.76M
est: 15.24M (-68.8%)
28.49M
est: 28.52M (-0.1%)
52.15M
est: 49.42M (+5.5%)
60.73M
56.47M – 65.00M
+22.9% YoY
52.48M
49.61M – 54.43M
-13.6% YoY
61.15M
61.13M – 61.18M
+16.5% YoY
69.83M
66.01M – 72.42M
+14.2% YoY
79.35M
75.01M – 82.30M
+13.6% YoY
EBITDA
-31.90M
est: -32.47M (+1.8%)
-23.40M
est: -24.30M (+3.7%)
-15.31M
est: -2.87M (-434.2%)
-48.82M
est: -1.49M (-3,179.7%)
20.78M
est: -12.96M (+260.4%)
-12.49M
est: -1.22M (-924.7%)
-3.86M
est: -5.46M (+29.4%)
13.81M
est: -4.89M (+382.3%)
16.52M
est: -9.62M (+271.7%)
-16.85M
est: -32.01M (+47.4%)
-22.56M
est: -4.52M (-399.4%)
-5.42M
est: -8.46M (+35.9%)
14.36M
est: -14.65M (+198.0%)
-18.00M
-19.27M – -16.74M
-22.9% YoY
-15.56M
-16.13M – -14.71M
+13.6% YoY
-18.13M
-18.14M – -18.12M
-16.5% YoY
-20.70M
-21.47M – -19.57M
-14.2% YoY
-23.52M
-24.40M – -22.24M
-13.6% YoY
EBIT
-34.70M
est: -34.90M (+0.6%)
-26.30M
est: -28.57M (+7.9%)
-16.97M
est: -2.91M (-484.1%)
-49.61M
est: -1.51M (-3,187.3%)
17.49M
est: -13.13M (+233.2%)
-12.56M
est: -1.24M (-916.1%)
-3.89M
est: -5.54M (+29.9%)
13.64M
est: -4.96M (+375.0%)
16.35M
est: -9.75M (+267.6%)
-17.12M
est: -29.25M (+41.5%)
-23.46M
est: -4.73M (-396.3%)
-5.64M
est: -8.85M (+36.3%)
11.38M
est: -15.33M (+174.3%)
-18.84M
-20.17M – -17.52M
-22.9% YoY
-16.28M
-16.89M – -15.39M
+13.6% YoY
-18.97M
-18.98M – -18.96M
-16.5% YoY
-21.66M
-22.47M – -20.48M
-14.2% YoY
-24.62M
-25.53M – -23.27M
-13.6% YoY
Net Income
-31.30M
est: -31.45M (+0.5%)
-22.50M
est: -24.30M (+7.4%)
-20.61M
est: -125.98M (+83.6%)
-53.53M
est: -82.14M (+34.8%)
14.60M
est: 6.71M (+117.6%)
-13.34M
est: -20.20M (+34.0%)
-1.98M
est: -2.46M (+19.3%)
13.30M
est: 2.61M (+408.9%)
15.80M
est: 11.94M (+32.4%)
-17.10M
est: -30.84M (+44.5%)
-40.83M
est: -38.65M (-5.6%)
-13.82M
est: -18.66M (+25.9%)
31.71M
est: 18.52M (+71.3%)
15.00M
-3.76M – 30.94M
-19.0% YoY
-900.0K
-1.77M – 62.4K
-106.0% YoY
8.10M
7.48M – 8.44M
+1,000.0% YoY
12.58M
11.69M – 13.19M
+55.3% YoY
22.48M
20.88M – 23.56M
+78.7% YoY
SGA
35.10M
est: 1.24M (+2,724.1%)
5.40M
est: 3.95M (+36.8%)
20.62M
est: 26.44M (-22.0%)
18.32M
est: 13.73M (+33.4%)
24.34M
est: 119.53M (-79.6%)
18.56M
est: 11.25M (+65.1%)
21.00M
est: 50.41M (-58.3%)
16.80M
est: 45.14M (-62.8%)
20.46M
est: 88.77M (-77.0%)
23.19M
est: 13.30M (+74.3%)
27.18M
est: 36.57M (-25.7%)
34.48M
est: 68.45M (-49.6%)
36.09M
est: 118.60M (-69.6%)
145.75M
135.51M – 155.99M
+22.9% YoY
125.93M
119.04M – 130.61M
-13.6% YoY
146.75M
146.69M – 146.81M
+16.5% YoY
167.57M
158.40M – 173.80M
+14.2% YoY
190.43M
180.01M – 197.51M
+13.6% YoY
EPS
-438.00
est: -445.74 (+1.7%)
-285.16
est: -387.90 (+26.5%)
-3.50
est: -10.77 (+67.5%)
-8.89
est: -7.02 (-26.6%)
0.75
est: 0.57 (+30.8%)
-1.59
est: -1.73 (+7.9%)
-0.88
est: -0.21 (-319.0%)
0.82
est: 0.22 (+267.2%)
0.69
est: 1.02 (-32.4%)
-1.98
est: -1.97 (-0.8%)
-4.04
est: -2.17 (-85.8%)
-1.65
est: -1.04 (-59.0%)
1.53
est: 1.17 (+31.3%)
0.79
-0.21 – 1.72
-32.6% YoY
-0.05
-0.10 – 0.00
-106.1% YoY
0.45
0.42 – 0.47
+1,034.7% YoY
0.70
0.65 – 0.73
+56.3% YoY
1.25
1.16 – 1.31
+78.7% YoY
Recent Grade Changes (3M)
Date Firm Previous New Grade Action
2026-04-30 HC Wainwright & Co. Buy Neutral Downgrade
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-11 B 3/5 1/5 5/5 5/5 1/5 3/5 2/5
2026-05-08 B 3/5 1/5 5/5 5/5 1/5 3/5 2/5
2026-05-07 B 3/5 1/5 5/5 5/5 1/5 3/5 2/5
2026-05-06 B 3/5 1/5 5/5 5/5 1/5 3/5 2/5
2026-05-05 B 3/5 1/5 5/5 5/5 1/5 3/5 2/5
2026-05-04 B 3/5 1/5 5/5 5/5 1/5 3/5 2/5
2026-05-01 B 3/5 1/5 5/5 5/5 1/5 3/5 2/5
2026-04-30 B 3/5 1/5 5/5 5/5 1/5 3/5 2/5
2026-04-29 B 3/5 1/5 5/5 5/5 1/5 3/5 2/5
2026-04-28 B 3/5 1/5 5/5 5/5 1/5 3/5 2/5
2026-04-27 B 3/5 1/5 5/5 5/5 1/5 3/5 2/5
2026-04-24 B 3/5 1/5 5/5 5/5 1/5 3/5 2/5
2026-04-23 B 3/5 1/5 5/5 5/5 1/5 3/5 2/5
2026-04-22 B 3/5 1/5 5/5 5/5 1/5 3/5 2/5
2026-04-21 B 3/5 1/5 5/5 5/5 1/5 3/5 2/5
2026-04-20 B 3/5 1/5 5/5 5/5 1/5 3/5 2/5
2026-04-17 B 3/5 1/5 5/5 5/5 1/5 3/5 2/5
2026-04-16 B 3/5 1/5 5/5 5/5 1/5 3/5 2/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
3.15M
OE per share TTM
0.21
Owner's Yield
0.42%
Maintenance CapEx ratio
1.03%
Maint CapEx / Avg PPE
1.2%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
28
Total invested
35.90M
Insider transactions (90d)
4
Beneficial owners (>5%)
38
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 13-4093645 30.65M 26.80% 30.65M 30.65M 10.00 IA, PN Delaware 2014-05-28
2 46-3147749 30.65M 26.80% 30.65M 30.65M 10.00 HC, OO Delaware 2014-05-28
3 Felix J. Baker 30.65M 26.80% 30.65M 30.65M 10.00 HC, IN United States 2014-05-28
4 Julian C. Baker 30.65M 26.80% 30.65M 30.65M 10.00 HC, IN United States 2014-05-28
5 Edward C. Johnson 3d 12.24M 11.77% 12.24M IN United States of America 2014-02-14
6 13G 8.09M 13.02% 8.09M 8.09M CO State of Delaware 2018-04-30
7 Kingdon Capital Management, L.L.C. 8.04M 6.97% 8.04M 8.04M IA Delaware 2015-02-17
8 Mark Kingdon 8.04M 6.97% 8.04M 8.04M HC, IN Delaware 2015-02-17
9 Capital Ventures International 7.24M 6.30% 7.24M CO Cayman Islands 2014-12-17
10 Heights Capital Management, Inc. 7.24M 6.30% 7.24M CO Cayman Islands 2014-12-17
11 Peter Kolchinsky 6.70M 8.20% 6.70M 6.70M IN United States 2013-02-14
12 RA Capital Management, LLC 6.70M 8.20% 6.70M 6.70M IA Massachusetts 2013-02-14
13 Deerfield Management Company, L.P. 6.15M 6.70% 6.15M PN Delaware 2013-08-29
14 Deerfield Mgmt, L.P. 6.15M 6.70% 6.15M PN Delaware 2013-08-29
15 James E. Flynn 6.15M 6.70% 6.15M IN Delaware 2013-08-29
16 RA Capital Healthcare Fund, L.P. 3.92M 4.80% 3.92M 3.92M PN Delaware 2013-02-14
17 BVF INC. 3.90M 35.40% 3.90M CO 2020-02-13
18 BVF PARTNERS L.P. 3.90M 35.40% 3.90M IA, PN 2020-02-13
19 MARK N. LAMPERT 3.90M 35.40% 3.90M IN 2020-02-13
20 BVF GP HOLDINGS LLC 3.50M 31.80% 3.50M OO 2020-02-13
21 Deerfield International Master Fund, L.P. 2.07M 2.26% 2.07M PN Delaware 2013-08-29
22 BIOTECHNOLOGY VALUE FUND, L.P. 1.80M 17.30% 1.80M PN 2020-02-13
23 BVF I GP LLC 1.80M 17.30% 1.80M OO 2020-02-13
24 BIOTECHNOLOGY VALUE FUND II, L.P. 1.70M 16.40% 1.70M PN 2020-02-13
25 BVF II GP LLC 1.70M 16.40% 1.70M OO 2020-02-13
26 Deerfield Partners, L.P. 1.61M 1.75% 1.61M PN Delaware 2013-08-29
27 Deerfield Special Situations Fund, L.P. 1.35M 1.47% 1.35M PN Delaware 2013-08-29
28 Abigail P. Johnson 1.16M 10.18% 1.16M IN Delaware 2022-08-10
29 FMR LLC 1.16M 10.18% 1.16M 1.16M HC Delaware 2022-08-10
30 Deerfield Special Situations International Master Fund, L.P. 1.12M 1.22% 1.12M PN Delaware 2013-08-29
31 Novartis AG 539.1K 6.60% 539.1K CO Switzerland 2017-09-05
32 Novartis Pharma AG 539.1K 6.60% 539.1K CO Switzerland 2017-09-05
33 (1) BlackRock, Inc. 508.7K 6.10% 498.9K 508.7K HC Delaware 2019-02-08
34 BIOTECHNOLOGY VALUE TRADING FUND OS, L.P. 159.5K 1.60% 159.5K PN 2020-02-13
35 BVF PARTNERS OS LTD. 159.5K 1.60% 159.5K CO 2020-02-13
36 Eagle Point Credit Management LLC 149.2K 6.30% 149.2K 149.2K IA Delaware 2021-04-19
37 MATTHEW D. PERRY 36.8K 1.00% 36.8K IN 2020-02-13
38 Biotechnology Value Trading Fund OS LP 26.5K 1.00% 26.5K PN Delaware 2016-11-18

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
28
-46 vs prev Q
New positions
7
Closed positions
53
Increased
15
Reduced
2
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 NANO CAP NEW MILLENNIUM GROWTH FUND L P 15.0K +15.0K (+100.0%) 398.85M +398.9M (+100.0%) 0.12% +0.124 pp 0.34% +0.340 pp USD26.59 +0.0% 1 qtrs NEW
2 BVF INC/IL 2.59M +— (+0.0%) 68.88M -31.0M (-31.0%) 21.34% -0.231 pp 2.32% -1.728 pp USD16.10 +65.2% 37 qtrs
3 MORGAN STANLEY 1.71M +67.7K (+4.1%) 45.59M -17.9M (-28.2%) 14.13% +0.411 pp 0.00% -0.001 pp USD23.63 +12.5% 37 qtrs
4 FMR LLC 1.16M +87.6K (+8.2%) 30.89M -10.5M (-25.4%) 9.57% +0.626 pp 0.00% -0.001 pp USD32.14 -17.3% 20 qtrs
5 VANGUARD GROUP INC 701.7K +33.5K (+5.0%) 18.66M -7.1M (-27.5%) 5.78% +0.217 pp 0.00% 0.000 pp USD23.46 +13.3% 37 qtrs
6 BLACKROCK, INC. 611.5K +18.6K (+3.1%) 16.26M -6.6M (-28.8%) 5.04% +0.101 pp 0.00% 0.000 pp USD26.38 +0.8% 6 qtrs
7 OPALEYE MANAGEMENT INC. 292.6K +37.5K (+14.7%) 7.78M -2.1M (-20.9%) 2.41% +0.286 pp 1.03% -0.364 pp USD13.40 +98.4% 36 qtrs
8 WOODLINE PARTNERS LP 262.9K +53.0K (+25.2%) 6.99M -1.1M (-13.6%) 2.17% +0.418 pp 0.03% -0.011 pp USD25.82 +3.0% 9 qtrs
9 GEODE CAPITAL MANAGEMENT, LLC 221.6K +9.6K (+4.5%) 5.89M -2.3M (-27.9%) 1.83% +0.060 pp 0.00% 0.000 pp USD23.79 +11.8% 37 qtrs
10 STATE STREET CORP 174.9K +7.9K (+4.7%) 4.65M -1.8M (-27.8%) 1.44% +0.050 pp 0.00% 0.000 pp USD23.72 +12.1% 23 qtrs
11 STONEPINE CAPITAL MANAGEMENT, LLC 115.0K -459.0 (-0.4%) 3.06M -1.4M (-31.3%) 0.95% -0.014 pp 2.23% -1.385 pp USD20.29 +31.0% 28 qtrs
12 HIGHVISTA STRATEGIES LLC 112.9K +7.2K (+6.8%) 3.00M -1.1M (-26.3%) 0.93% +0.050 pp 0.77% -0.226 pp USD21.01 +26.6% 12 qtrs
13 NORTHERN TRUST CORP 90.4K -4.9K (-5.2%) 2.40M -1.3M (-34.6%) 0.74% -0.049 pp 0.00% 0.000 pp USD21.24 +25.2% 34 qtrs
14 BANK OF NEW YORK MELLON CORP 68.4K +7.0K (+11.5%) 1.82M -546.1K (-23.1%) 0.56% +0.053 pp 0.00% 0.000 pp USD21.51 +23.6% 32 qtrs
15 TLS ADVISORS LLC 47.9K -66.9K (-58.3%) 1.69M -2.1M (-55.4%) 0.39% -0.562 pp 4.43% -6.576 pp USD18.40 +44.5% 13 qtrs
16 DIMENSIONAL FUND ADVISORS LP 43.3K +14.1K (+48.5%) 1.15M +28.2K (+2.5%) 0.36% +0.114 pp 0.00% +0.000 pp USD22.36 +18.9% 16 qtrs
17 CM MANAGEMENT, LLC 40.0K -8.0K (-16.7%) 1.06M -786.3K (-42.5%) 0.33% -0.070 pp 0.90% -0.646 pp USD18.70 +42.2% 9 qtrs
18 RENAISSANCE TECHNOLOGIES LLC 39.0K +10.1K (+35.0%) 1.04M -76.3K (-6.9%) 0.32% +0.081 pp 0.00% +0.000 pp USD31.73 -16.2% 6 qtrs
19 RBF CAPITAL, LLC 30.0K -616.0 (-2.0%) 797.7K -382.2K (-32.4%) 0.25% -0.008 pp 0.04% -0.017 pp USD16.84 +57.9% 27 qtrs
20 WELLINGTON MANAGEMENT GROUP LLP 29.6K -3.0K (-9.3%) 786.8K -470.2K (-37.4%) 0.24% -0.028 pp 0.00% 0.000 pp USD38.54 -31.0% 2 qtrs
21 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 29.4K +— (+0.0%) 781.1K -351.0K (-31.0%) 0.24% -0.003 pp 0.00% 0.000 pp USD22.38 +18.8% 11 qtrs
22 UBS GROUP AG 26.0K +21.9K (+527.5%) 692.6K +532.6K (+332.9%) 0.21% +0.180 pp 0.00% +0.000 pp USD26.29 +1.1% 37 qtrs
23 LOS ANGELES CAPITAL MANAGEMENT LLC 19.3K +4.7K (+31.7%) 642.2K +76.6K (+13.5%) 0.16% +0.037 pp 0.00% +0.000 pp USD25.53 +4.2% 5 qtrs
24 PANAGORA ASSET MANAGEMENT INC 21.2K +4.1K (+24.2%) 564.5K -94.3K (-14.3%) 0.17% +0.033 pp 0.00% -0.001 pp USD25.47 +4.4% 3 qtrs
25 BRIDGEWAY CAPITAL MANAGEMENT, LLC 17.6K -7.4K (-29.6%) 467.5K -495.3K (-51.4%) 0.14% -0.063 pp 0.01% -0.011 pp USD21.08 +26.1% 12 qtrs
26 GOLDMAN SACHS GROUP INC 16.1K +8.0K (+99.4%) 428.0K +116.8K (+37.6%) 0.13% +0.065 pp 0.00% +0.000 pp USD32.58 -18.4% 6 qtrs
27 BARCLAYS PLC 14.8K +3.6K (+31.7%) 394.1K +96.1K (+32.2%) 0.12% +0.028 pp 0.00% +0.000 pp USD25.34 +4.9% 11 qtrs
28 NUVEEN, LLC 12.7K +— (+0.0%) 337.9K -151.8K (-31.0%) 0.10% -0.001 pp 0.00% +0.000 pp USD19.93 +33.4% 4 qtrs
29 BANK OF AMERICA CORP /DE/ 11.9K +8.0K (+201.9%) 317.5K +165.1K (+108.3%) 0.10% +0.066 pp 0.00% +0.000 pp USD25.42 +4.6% 37 qtrs
30 RHUMBLINE ADVISERS 11.6K -1.6K (-12.0%) 308.0K -199.6K (-39.3%) 0.10% -0.014 pp 0.00% 0.000 pp USD21.33 +24.7% 11 qtrs
31 WELLS FARGO & COMPANY/MN 10.8K +4.3K (+66.0%) 286.0K +36.4K (+14.6%) 0.09% +0.035 pp 0.00% +0.000 pp USD25.74 +3.3% 37 qtrs
32 10.0K +10.0K (+100.0%) 265.9K +265.9K (+100.0%) 0.08% +0.082 pp 0.06% +0.062 pp USD26.59 +0.0% 1 qtrs NEW
33 TWO SIGMA INVESTMENTS, LP 9.7K +9.7K (+100.0%) 258.3K +258.3K (+100.0%) 0.08% +0.080 pp 0.00% +0.000 pp USD26.59 +0.0% 1 qtrs NEW
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9.6K +9.6K (+100.0%) 255.1K +255.1K (+100.0%) 0.08% +0.079 pp 0.00% +0.000 pp USD26.59 +0.0% 4 qtrs
35 SQUAREPOINT OPS LLC 8.9K +8.9K (+100.0%) 236.7K +236.7K (+100.0%) 0.07% +0.073 pp 0.00% +0.000 pp USD26.59 +0.0% 1 qtrs NEW
36 SG AMERICAS SECURITIES, LLC 6.4K +6.4K (+100.0%) 169.0K +169.0K (+100.0%) 0.05% +0.052 pp 0.00% +0.000 pp USD26.59 +0.0% 1 qtrs NEW
37 METLIFE INVESTMENT MANAGEMENT, LLC 5.7K +— (+0.0%) 151.0K -67.8K (-31.0%) 0.05% -0.001 pp 0.00% 0.000 pp USD26.10 +1.9% 11 qtrs
38 MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. 4.5K +186.0 (+4.3%) 119.6K -46.6K (-28.0%) 0.04% +0.001 pp 0.00% 0.000 pp USD25.16 +5.7% 7 qtrs
39 JPMORGAN CHASE & CO 3.8K +39.0 (+1.0%) 102.0K -44.3K (-30.3%) 0.03% +0.000 pp 0.00% +0.000 pp USD24.43 +8.8% 12 qtrs
40 ADVISOR GROUP HOLDINGS, INC. 3.5K -10.0 (-0.3%) 94.2K -22.4K (-19.2%) 0.03% 0.000 pp 0.00% +0.000 pp USD26.32 +1.0% 24 qtrs
41 POLICE & FIREMEN'S RETIREMENT SYSTEM OF NEW JERSEY 2.9K +— (+0.0%) 75.9K -34.1K (-31.0%) 0.02% 0.000 pp 0.00% 0.000 pp USD31.61 -15.9% 5 qtrs
42 NEW YORK STATE COMMON RETIREMENT FUND 2.4K +— (+0.0%) 62.8K -28.2K (-31.0%) 0.02% 0.000 pp 0.00% +0.000 pp USD21.63 +22.9% 11 qtrs
43 BNP PARIBAS ARBITRAGE, SNC 2.2K -1.1K (-33.3%) 57.2K -67.1K (-54.0%) 0.02% -0.009 pp 0.00% +0.000 pp USD34.68 -23.3% 36 qtrs
44 ROYAL BANK OF CANADA 1.2K -285.0 (-18.7%) 33.0K -26.0K (-44.1%) 0.01% -0.003 pp 0.00% +0.000 pp USD25.09 +6.0% 37 qtrs
45 STATE OF ALASKA, DEPARTMENT OF REVENUE 1.1K +1.1K (+100.0%) 27.0K +27.0K (+100.0%) 0.01% +0.009 pp 0.00% +0.000 pp USD26.59 +0.0% 1 qtrs NEW
46 LEGAL & GENERAL GROUP PLC 976.00 +— (+0.0%) 26.0K -11.7K (-31.0%) 0.01% 0.000 pp 0.00% +0.000 pp USD21.67 +22.7% 11 qtrs
47 AMERITAS INVESTMENT PARTNERS, INC. 959.00 +— (+0.0%) 25.5K -11.5K (-31.0%) 0.01% 0.000 pp 0.00% 0.000 pp USD21.23 +25.2% 11 qtrs
48 RUSSELL INVESTMENTS GROUP, LTD. 778.00 +— (+0.0%) 20.7K -9.3K (-31.0%) 0.01% 0.000 pp 0.00% +0.000 pp USD38.16 -30.3% 7 qtrs
49 COSTELLO ASSET MANAGEMENT, INC 600.00 +— (+0.0%) 16.0K -7.2K (-31.0%) 0.00% 0.000 pp 0.01% -0.003 pp USD19.93 +33.4% 4 qtrs
50 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 585.00 +2.0 (+0.3%) 15.6K -6.9K (-30.8%) 0.00% +0.000 pp 0.00% +0.000 pp USD18.95 +40.3% 11 qtrs
51 CITIGROUP INC 555.00 +239.0 (+75.6%) 14.8K +2.6K (+21.2%) 0.00% +0.002 pp 0.00% +0.000 pp USD25.77 +3.2% 31 qtrs
52 TOWER RESEARCH CAPITAL LLC (TRC) 469.00 +61.0 (+15.0%) 12.5K -3.3K (-20.7%) 0.00% +0.001 pp 0.00% 0.000 pp USD24.53 +8.4% 37 qtrs
53 NATIXIS 372.00 +— (+0.0%) 9.9K -4.4K (-31.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD18.40 +44.5% 13 qtrs
54 FEDERATED HERMES, INC. 335.00 +108.0 (+47.6%) 8.9K +159.0 (+1.8%) 0.00% +0.001 pp 0.00% +0.000 pp USD34.68 -23.3% 2 qtrs
55 AMALGAMATED BANK 298.00 +51.0 (+20.6%) 8.0K -2.0K (-20.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD20.20 +31.6% 11 qtrs
56 TRUVESTMENTS CAPITAL LLC 290.00 +— (+0.0%) 7.7K -3.5K (-31.0%) 0.00% +0.000 pp 0.00% -0.001 pp USD26.48 +0.4% 23 qtrs
57 STERLING CAPITAL MANAGEMENT LLC 233.00 +27.0 (+13.1%) 6.2K -1.7K (-22.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD32.04 -17.0% 6 qtrs
58 SIMPLEX TRADING, LLC 173.00 +2.0 (+1.2%) 4.6K -1.4K (-23.3%) 0.00% +0.000 pp 0.00% +0.000 pp USD38.40 -30.8% 2 qtrs
59 CWM, LLC 134.00 -18.0 (-11.8%) 4.0K -2.0K (-33.3%) 0.00% 0.000 pp 0.00% +0.000 pp USD28.00 -5.0% 17 qtrs
60 DEUTSCHE BANK AG\ 124.00 -8.4K (-98.5%) 3.3K -323.4K (-99.0%) 0.00% -0.070 pp 0.00% 0.000 pp USD21.28 +25.0% 9 qtrs
61 GAMMA INVESTING LLC 113.00 +11.0 (+10.8%) 3.0K -926.0 (-23.6%) 0.00% +0.000 pp 0.00% 0.000 pp USD25.50 +4.3% 9 qtrs
62 EVERSOURCE WEALTH ADVISORS, LLC 69.00 -10.0 (-12.7%) 1.8K -1.2K (-39.7%) 0.00% 0.000 pp 0.00% 0.000 pp USD25.19 +5.6% 3 qtrs
63 OPTIVER HOLDING B.V. 66.00 -84.0 (-56.0%) 1.8K -4.0K (-69.6%) 0.00% -0.001 pp 0.00% +0.000 pp USD38.53 -31.0% 2 qtrs
64 ANCORA ADVISORS, LLC 31.00 +— (+0.0%) 824.00 -371.0 (-31.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD38.52 -31.0% 2 qtrs
65 PNC FINANCIAL SERVICES GROUP, INC. 25.00 +18.0 (+257.1%) 666.00 +395.0 (+145.8%) 0.00% +0.000 pp 0.00% +0.000 pp USD28.28 -6.0% 9 qtrs
66 NISA INVESTMENT ADVISORS, LLC 19.00 +— (+0.0%) 505.00 -227.0 (-31.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD24.11 +10.3% 11 qtrs
67 SBI SECURITIES CO., LTD. 12.00 -1.0 (-7.7%) 319.00 -182.0 (-36.3%) 0.00% +0.000 pp 0.00% +0.000 pp USD26.58 +0.0% 5 qtrs
68 ALLWORTH FINANCIAL LP 10.00 +10.0 (+100.0%) 266.00 +266.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD26.50 +0.3% 1 qtrs NEW
69 ROTHSCHILD INVESTMENT LLC 3.00 +— (+0.0%) 80.00 -36.0 (-31.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD19.67 +35.2% 4 qtrs
70 TRUE WEALTH DESIGN, LLC 3.00 +— (+0.0%) 80.00 -36.0 (-31.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD19.67 +35.2% 4 qtrs
71 SRS CAPITAL ADVISORS, INC. 3.00 -44.0 (-93.6%) 80.00 -1.7K (-95.6%) 0.00% 0.000 pp 0.00% +0.000 pp USD38.33 -30.6% 2 qtrs
72 IFP ADVISORS, INC 1.00 +— (+0.0%) 27.00 -12.0 (-30.8%) 0.00% +0.000 pp 0.00% +0.000 pp USD38.00 -30.0% 2 qtrs
73 TD WATERHOUSE CANADA INC. 1.00 +— (+0.0%) 27.00 -12.0 (-30.8%) 0.00% +0.000 pp 0.00% +0.000 pp USD24.00 +10.8% 17 qtrs
74 MAN GROUP PLC -6.4K (-100.0%) -246.5K (-100.0%) 0.00% -0.053 pp 0.00% 0.000 pp USD 2 qtrs SOLD
75 STATE OF WISCONSIN INVESTMENT BOARD -13.6K (-100.0%) -523.0K (-100.0%) 0.00% -0.113 pp 0.00% -0.001 pp USD 2 qtrs SOLD
76 ADVISORY SERVICES NETWORK, LLC -1.0 (-100.0%) -39.0 (-100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD 2 qtrs SOLD
77 TORTOISE INVESTMENT MANAGEMENT, LLC -2.0 (-100.0%) -77.0 (-100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD 2 qtrs SOLD
78 CITADEL ADVISORS LLC -7.6K (-100.0%) -292.2K (-100.0%) 0.00% -0.063 pp 0.00% +0.000 pp USD 15 qtrs SOLD
79 JANE STREET GROUP, LLC -27.4K (-100.0%) -1.1M (-100.0%) 0.00% -0.228 pp 0.00% 0.000 pp USD 2 qtrs SOLD
80 QUADRANT CAPITAL GROUP LLC -35.0 (-100.0%) -1.3K (-100.0%) 0.00% 0.000 pp 0.00% +0.000 pp USD 2 qtrs SOLD
81 WEALTHSPIRE ADVISORS, LLC -100.0 (-100.0%) -3.9K (-100.0%) 0.00% -0.001 pp 0.00% +0.000 pp USD 2 qtrs SOLD
82 MACQUARIE GROUP LTD -6.9K (-100.0%) -221.0K (-100.0%) 0.00% -0.058 pp 0.00% 0.000 pp USD 37 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 45 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 iShares Micro-Cap ETF IWC 0.09% 1.38M 0.60%
2 WisdomTree U.S. SmallCap Fund EES 0.05% 339.9K 0.38%
3 U.S. Micro Cap Portfolio ETF DFMC 0.02% 1.59M 0.43%
4 iShares Russell 2000 Growth ETF IWO 0.02% 2.93M 0.24%
5 Vanguard Russell 2000 Growth ETF VTWG 0.02% 267.6K 0.06%
6 iShares Russell 2000 BuyWrite ETF IWMW 0.01% 7.5K 0.39%
7 iShares Russell 2000 ETF IWM 0.01% 10.94M 0.19%
8 iShares U.S. Small Cap Index ETF (CAD-Hedged) XSU.TO 0.01% 71.4K 0.36%
9 Invesco Russell 2000 UCITS ETF RTYS.L 0.01% 41.8K 0.25%
10 Global X - Russell 2000 ETF RSSL 0.01% 190.9K 0.08%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.83
Neutral
Ratio by volume
0.95
Neutral
Buys
5
Sells
6
Shares acquired
33.2K
Shares disposed
34.8K
Cash buys
Cash sales
Net activity
-1,632
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-04-20 Trigilio Jeffrey Officer M-Exempt D Performance Stock Units 11,538 0.00 126,924 D
2026-04-20 Sitko Bradley Officer M-Exempt A Common Stock 3,737 0.00 82,961 D
2026-04-20 Montano Maricel Perea Officer M-Exempt A Common Stock 3,370 0.00 41,793 D
2026-04-20 Hughes Owen Director / Officer M-Exempt A Common Stock 10,568 0.00 191,264 D
2026-04-13 Trigilio Jeffrey Officer M-Exempt D Performance Stock Units 4,000 0.00 26,000 D
2026-03-27 LIMBER JOSEPH M Director M-Exempt A Common Stock 3,026 11.20 33.9K 9,234 D
2026-03-24 WYSZOMIERSKI JACK L Director M-Exempt A Common Stock 3,026 11.20 33.9K 21,530 D
2026-03-16 Hughes Owen Director / Officer A-Award A Common Stock 82,428 0.00 180,696 D
2026-03-11 Trigilio Jeffrey Officer A-Award A Performance Stock Units 138,462 0.00 138,462 D
2026-03-11 Sitko Bradley Officer A-Award A Performance Stock Units 44,849 0.00 44,849 D
2026-03-11 Montano Maricel Perea Officer A-Award A Common Stock 26,289 0.00 38,423 D
2026-01-12 Trigilio Jeffrey Officer A-Award A Performance Stock Units 30,000 0.00 30,000 D
2025-12-04 Hughes Owen Director / Officer P-Purchase A Depositary Shares - 8.375% B Cumulative Stock 100,000 25.05 2.51M 102,000 D
2025-09-22 BURNS THOMAS M. Officer S-Sale D Common Stock 15 36.81 552.15 30,079 D
2025-09-19 Sitko Bradley Officer M-Exempt A Common Stock 6,712 0.00 19,822 D
2025-09-19 Montano Maricel Perea Officer M-Exempt D Performance Stock Units 3,033 0.00 11,316 D
2025-09-19 Hughes Owen Director / Officer M-Exempt A Common Stock 35,567 0.00 98,268 D
2025-09-19 BURNS THOMAS M. Officer M-Exempt A Common Stock 11,846 0.00 34,409 D
2025-09-10 Montano Maricel Perea Officer M-Exempt D Performance Stock Units 9,101 0.00 14,349 D
2025-08-12 Montano Maricel Perea Officer A-Award A Performance Stock Units 23,450 0.00 23,450 D
2025-06-30 Sitko Bradley Officer P-Purchase A Depositary Shares - 8.375% Series B Cumulative Stock 2,000 25.39 50.8K 7,045 D
2025-05-21 WYSZOMIERSKI JACK L Director A-Award A Common Stock 5,971 0.00 18,504 D
2025-05-21 PERRY MATTHEW D Director A-Award A Common Stock 5,971 0.00 23,840 D
2025-05-21 LIMBER JOSEPH M Director A-Award A Non-Qualified Share Option (right to buy) 9,936 25.12 249.6K 9,936 D
2025-05-21 Kosacz Barbara Director A-Award A Common Stock 5,971 0.00 5,971 D
2025-05-21 Hernday Natasha Director A-Award A Common Stock 5,971 0.00 9,006 D
2025-05-21 Franklin Heather L Director A-Award A Common Stock 5,971 0.00 5,971 D
2025-05-20 Hughes Owen Director / Officer S-Sale D Common Stock 25,637 25.38 650.7K 62,701 D
2025-05-20 BURNS THOMAS M. Officer S-Sale D Common Stock 10,482 25.38 266.0K 22,563 D
2025-05-19 Hughes Owen Director / Officer M-Exempt D Performance Stock Units 53,359 0.00 168,281 D
2025-05-19 BURNS THOMAS M. Officer M-Exempt D Performance Stock Units 17,773 0.00 56,054 D
2025-05-16 BVF PARTNERS L P/IL 10% Owner S-Sale D Common Stock, $0.0075 par value per share 127,407 27.10 3.45M 1,322,758 D
2025-04-07 Sitko Bradley Officer P-Purchase A Depositary Shares - 8.375% Series B Cumulative Stock 2,000 24.70 49.4K 5,045 D
2025-04-07 LIMBER JOSEPH M Director P-Purchase A 8.625% Series A Cumulative Perpetual Preferred Stock 5,243 25.60 134.2K 10,000 D
2025-04-04 LIMBER JOSEPH M Director P-Purchase A Depositary Shares - 8.375% Series B Cumulative Stock 3,476 25.25 87.8K 20,000 D
2025-04-03 LIMBER JOSEPH M Director P-Purchase A Depositary Shares - 8.375% Series B Cumulative Stock 16,524 25.22 416.7K 16,524 D
2025-04-01 BURNS THOMAS M. Officer P-Purchase A Depositary Shares - 8.375% B Cumulative Stock 1,000 25.46 25.5K 2,000 D
2025-03-31 Sitko Bradley Officer P-Purchase A Common Stock 1,000 19.98 20.0K 11,484 D
2025-03-21 Sitko Bradley Officer P-Purchase A Common Stock 1,334 20.65 27.5K 10,484 D
2025-01-24 BVF PARTNERS L P/IL 10% Owner S-Sale D Common Stock, $0.0075 par value per share 339,679 26.10 8.87M 1,450,165 D
2025-01-08 Sitko Bradley Officer P-Purchase A 8.625% Series A Cumulative Perpetual Preferred Stock 82 25.60 2.1K 82 I
2024-12-31 Sitko Bradley Officer P-Purchase A Common Stock 300 25.90 7.8K 9,150 D
2024-11-13 Hughes Owen Director / Officer S-Sale D Common Stock 21,881 29.95 655.3K 34,979 D
2024-11-13 BURNS THOMAS M. Officer S-Sale D Common Stock 9,775 29.94 292.7K 14,553 D
2024-11-11 Hughes Owen Director / Officer M-Exempt D Performance Stock Units 53,360 0.00 221,640 D
2024-11-11 BURNS THOMAS M. Officer M-Exempt D Performance Stock Units 17,773 0.00 73,827 D
2024-05-15 WYSZOMIERSKI JACK L Director A-Award A Common Stock 6,070 0.00 12,533
2024-05-15 PERRY MATTHEW D Director A-Award A Common Stock 6,070 0.00 17,869
2024-05-15 LIMBER JOSEPH M Director A-Award A Non-Qualified Share Option (right to buy) 9,763 24.71 241.2K 9,763
2024-05-15 Kosacz Barbara Director A-Award A Non-Qualified Share Option (right to buy) 9,763 24.71 241.2K 9,763
2024-05-15 Hernday Natasha Director A-Award A Common Stock 3,035 0.00 3,035
2024-05-15 Franklin Heather L Director A-Award A Non-Qualified Share Option (right to buy) 9,763 24.71 241.2K 9,763
2024-01-08 Hughes Owen Director / Officer A-Award A Performance Stock Units 275,000 0.00 275,000
2023-10-03 Sitko Bradley Officer P-Purchase A Common Stock 250 13.89 3.5K 5,600
2023-10-02 Sitko Bradley Officer P-Purchase A Common Stock 1,500 14.25 21.4K 5,350
2023-10-02 Hughes Owen Director / Officer P-Purchase A Common Stock 1,000 13.83 13.8K 3,500
2023-09-26 Hughes Owen Director / Officer P-Purchase A Common Stock 2,499 14.43 36.1K 2,500
2023-09-25 Hughes Owen Director / Officer P-Purchase A Common Stock 1 14.65 14.65 1
2023-05-31 Sitko Bradley Officer P-Purchase A Common Stock 1,000 17.20 17.2K 3,500
2023-05-24 Hughes Owen Director / Officer P-Purchase A Depositary Shares - 8.375% B Cumulative Stock 1,032 23.79 24.6K 2,000
2023-05-23 Sitko Bradley Officer P-Purchase A Common Stock 850 19.00 16.2K 3,850
2023-05-23 Hughes Owen Director / Officer P-Purchase A Depositary Shares - 8.375% B Cumulative Stock 768 23.49 18.0K 968
2023-05-19 Sitko Bradley Officer P-Purchase A Common Stock 1,000 19.50 19.5K 3,000
2023-05-18 Sitko Bradley Officer A-Award A Performance Stock Units 30,200 0.00 30,200
2023-05-18 BURNS THOMAS M. Officer A-Award A Performance Stock Units 91,600 0.00 91,600
2023-05-17 WYSZOMIERSKI JACK L Director A-Award A Non-Qualified Share Option (right to buy) 10,967 21.39 234.6K 10,967
2023-05-17 PERRY MATTHEW D Director A-Award A Non-Qualified Share Option (right to buy) 10,967 21.39 234.6K 10,967
2023-05-17 LIMBER JOSEPH M Director A-Award A Non-Qualified Share Option (right to buy) 10,967 21.39 234.6K 10,967
2023-05-17 Kosacz Barbara Director A-Award A Non-Qualified Share Option (right to buy) 10,967 21.39 234.6K 10,967
2023-05-17 Hernday Natasha Director A-Award A Non-Qualified Share Option (right to buy) 10,967 21.39 234.6K 10,967
2023-05-17 Franklin Heather L Director A-Award A Non-Qualified Share Option (right to buy) 10,967 21.39 234.6K 10,967
2023-05-17 BVF PARTNERS L P/IL Director / 10% Owner A-Award A Non-Qualified Stock Option (right to buy) 10,967 21.39 234.6K 10,967
2023-05-16 Sitko Bradley Officer P-Purchase A Depositary Shares - 8.375% B Cumulative Stock 100 23.25 2.3K 2,000
2023-05-15 Sitko Bradley Officer P-Purchase A Depositary Shares - 8.375% B Cumulative Stock 1,500 23.40 35.1K 1,500
2023-05-12 Sitko Bradley Officer P-Purchase A Common Stock 43 18.66 802.38 43
2023-01-06 BVF PARTNERS L P/IL Director P-Purchase A Common Stock, $0.0075 par value per share 1,573 21.98 34.6K 1,618,637
2023-01-05 BVF PARTNERS L P/IL Director P-Purchase A Common Stock, $0.0075 par value per share 3,330 18.39 61.2K 1,788,168
2023-01-03 Sitko Bradley Director / Officer A-Award A Employee Stock Option (right to buy) 250,000 0.00 250,000
2023-01-03 Hughes Owen Director A-Award A Employee Stock Option (right to buy) 75,000 0.00 75,000
2023-01-01 Hughes Owen 0 0.00 0
2022-11-08 BURNS THOMAS M. Director A-Award A Stock Option (right to buy) 11,000 0.00 11,000
2022-09-27 BVF PARTNERS L P/IL Director / 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 1,004 16.89 17.0K 1,784,838
2022-09-26 BVF PARTNERS L P/IL Director / 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 3,339 16.83 56.2K 1,783,834
2022-09-23 BVF PARTNERS L P/IL Director / 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 9,885 16.50 163.1K 1,597,695
2022-09-16 BVF PARTNERS L P/IL Director / 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 10,897 17.89 194.9K 1,587,810
2022-09-15 BVF PARTNERS L P/IL Director / 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 5,575 17.96 100.1K 1,576,913
2022-09-14 BVF PARTNERS L P/IL Director / 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 26,441 17.25 456.0K 1,571,338
2022-07-15 Neal James R Director M-Exempt D Stock Option (Right to Buy) 25,000 0.00 218,056
2022-07-15 BURNS THOMAS M. Director M-Exempt D Stock Option (Right to Buy) 2,000 0.00 75,778
2022-05-18 WYSZOMIERSKI JACK L Director A-Award A Non-Qualified Share Option (right to buy) 8,996 17.86 160.7K 8,996
2022-05-18 VAN NESS W DENMAN Director A-Award A Non-Qualified Share Option (right to buy) 8,996 0.00 8,996
2022-05-18 PERRY MATTHEW D Director A-Award A Non-Qualified Share Option (right to buy) 8,996 0.00 8,996
2022-05-18 LIMBER JOSEPH M Director A-Award A Non-Qualified Share Option (right to buy) 8,996 17.86 160.7K 8,996
2022-05-18 LAMPERT MARK N Director A-Award A Non-Qualified Stock Option (right to buy) 8,996 0.00 8,996
2022-05-18 Kosacz Barbara Director A-Award A Non-Qualified Share Option (right to buy) 8,996 0.00 8,996
2022-05-18 Hernday Natasha Director A-Award A Non-Qualified Share Option (right to buy) 8,996 17.86 160.7K 8,996
2022-05-18 Franklin Heather L Director A-Award A Non-Qualified Share Option (right to buy) 8,996 0.00 8,996
2022-03-23 Neal James R Director / Officer M-Exempt D Stock Option (Right to Buy) 1,111 4.03 4.5K 102,800
2022-03-22 Neal James R Director / Officer M-Exempt A Common Stock 2,339 4.03 9.4K 14,161
2022-03-21 Neal James R Director M-Exempt D Stock Option (Right to Buy) 1,111 0.00 102,800
2022-03-21 BURNS THOMAS M. Director M-Exempt D Stock Option (Right to Buy) 12,000 0.00 18,000
2022-02-22 BURNS THOMAS M. Officer A-Award A Non-Qualified Stock Option (right to buy) 28,000 20.22 566.2K 28,000
2021-12-21 Neal James R Director / Officer A-Award A Non-Qualified Share Option (right to buy) 60,000 22.56 1.35M 60,000
2021-08-06 Franklin Heather L Director A-Award A Non-Qualified Share Option (right to buy) 13,136 0.00 13,136
2021-06-25 Neal James R Director / Officer S-Sale D Common Shares 1,171 34.30 40.2K 12,508
2021-05-19 WYSZOMIERSKI JACK L Director A-Award A Non-Qualified Share Option (right to buy) 5,101 31.04 158.3K 5,101
2021-05-19 VAN NESS W DENMAN Director A-Award A Non-Qualified Share Option (right to buy) 5,101 31.04 158.3K 5,101
2021-05-19 PERRY MATTHEW D Director A-Award A Non-Qualified Stock Option (right to buy) 5,101 31.04 158.3K 5,101
2021-05-19 LIMBER JOSEPH M Director A-Award A Non-Qualified Share Option (right to buy) 5,101 31.04 158.3K 5,101
2021-05-19 Kosacz Barbara Director A-Award A Non-Qualified Share Option (right to buy) 5,101 31.04 158.3K 5,101
2021-05-19 Hernday Natasha Director A-Award A Non-Qualified Share Option (right to buy) 5,101 31.04 158.3K 5,101
2021-05-19 BVF PARTNERS L P/IL Director / 10% Owner A-Award A Non-Qualified Stock Option (right to buy) 5,101 31.04 158.3K 5,101
2021-04-09 Neal James R Director / Officer A-Award A Depositary Shares - 8.375% B Cumulative Stock 8,000 25.00 200.0K 8,000
2021-04-09 BURNS THOMAS M. Officer A-Award A Depositary Shares - 8.375% B Cumulative Stock 1,000 25.00 25.0K 1,000
2021-03-31 BVF PARTNERS L P/IL Director / 10% Owner S-Sale D Common Stock, $0.0075 par value per share 279,740 38.36 10.73M 1,760,384
2021-03-15 VAN NESS W DENMAN Director M-Exempt D Non-Qualified Share Option (Right to Buy) 3,333 4.03 13.4K 0
2021-02-17 Neal James R Director / Officer A-Award A Non-Qualified Share Option (right to buy) 60,268 38.93 2.35M 60,268
2021-02-17 BURNS THOMAS M. Director A-Award A Non-Qualified Stock Option (right to buy) 20,055 0.00 20,055
2020-12-15 Neal James R Director / Officer A-Award A 8.625% Series A Cumulative Perpetual Preferred Stock 8,000 25.00 200.0K 8,000
2020-12-15 Hernday Natasha Director A-Award A 8.625% Series A Cumulative Perpetual Preferred Stock 4,000 25.00 100.0K 4,000
2020-12-15 BURNS THOMAS M. Officer S-Sale D Common Stock 9,393 41.02 385.3K 12,162
2020-12-11 PERRY MATTHEW D Director P-Purchase A 8.625% Series A Cumulative Perpetual Preferred Stock 200,000 25.00 5.00M 200,000
2020-12-11 BVF PARTNERS L P/IL Director P-Purchase A 8.625% Series A Cumulative Perpetual Preferred Stock 200,000 25.00 5.00M 200,000
2020-11-23 Neal James R Director / Officer S-Sale D Common Stock 13,126 32.96 432.7K 20,849
2020-11-23 BURNS THOMAS M. Officer S-Sale D Common Stock 5,125 32.93 168.8K 6,555
2020-11-20 Neal James R Director / Officer S-Sale D Common Stock 426 33.35 14.2K 20,849
2020-11-20 BURNS THOMAS M. Officer M-Exempt D Stock Option (Right to Buy) 6,875 4.03 27.7K 27,125
2020-11-05 Neal James R Director / Officer S-Sale D Common Stock 9,273 25.90 240.2K 21,576
2020-11-05 BURNS THOMAS M. Officer S-Sale D Common Stock 7,274 25.98 188.9K 7,281
2020-09-23 BVF PARTNERS L P/IL Director / 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 7,201 18.20 131.1K 1,750,704
2020-09-22 BVF PARTNERS L P/IL Director / 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 6,960 18.45 128.4K 2,030,236
2020-09-21 BVF PARTNERS L P/IL Director / 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 10,069 18.39 185.1K 1,738,512
2020-09-04 BVF PARTNERS L P/IL Director / 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 3,907 18.77 73.3K 2,011,017
2020-09-01 BVF PARTNERS L P/IL Director / 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 9,900 18.87 186.8K 2,007,110
2020-08-31 BVF PARTNERS L P/IL Director / 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 9,143 18.48 169.0K 1,997,210
2020-08-28 BVF PARTNERS L P/IL Director / 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 1,122 19.17 21.5K 1,988,067
2020-08-25 BVF PARTNERS L P/IL Director / 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 3,443 19.75 68.0K 1,986,945
2020-08-24 BVF PARTNERS L P/IL Director / 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 6,504 19.31 125.6K 1,983,502
2020-08-21 BVF PARTNERS L P/IL Director / 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 9,198 19.32 177.7K 1,976,998
2020-08-20 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 1,772 19.12 33.9K 1,967,800
2020-08-19 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 3,496 19.70 68.9K 1,966,028
2020-08-18 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 895 19.27 17.2K 1,962,532
2020-08-14 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 21,922 18.69 409.8K 1,961,637
2020-08-13 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 1,050 17.80 18.7K 1,939,715
2020-08-12 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 4,050 17.34 70.2K 1,938,665
2020-06-30 Hernday Natasha 0 0.00 0
2020-05-20 WYSZOMIERSKI JACK L Director A-Award A Non-Qualified Share Option (right to buy) 6,152 21.27 130.9K 6,152
2020-05-20 VAN NESS W DENMAN Director A-Award A Non-Qualified Share Option (right to buy) 6,152 21.27 130.9K 6,152
2020-05-20 PERRY MATTHEW D Director A-Award A Non-Qualified Stock Option (right to buy) 6,152 21.27 130.9K 6,152
2020-05-20 LIMBER JOSEPH M Director A-Award A Non-Qualified Share Option (right to buy) 6,152 21.27 130.9K 6,152
2020-05-20 Kosacz Barbara Director A-Award A Non-Qualified Share Option (right to buy) 6,152 21.27 130.9K 6,152
2020-04-15 BVF PARTNERS L P/IL 10% Owner C-Conversion A Common Stock, $0.0075 par value per share 655,959 13.00 8.53M 1,934,615
2020-03-25 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 8,264 17.20 142.1K 1,278,656
2020-03-23 Neal James R Director / Officer P-Purchase A Common Shares 1,000 14.50 14.5K 20,849
2020-03-20 Neal James R Director / Officer P-Purchase A Common Shares 1,000 16.41 16.4K 19,849
2020-03-18 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 4,439 14.52 64.5K 1,270,392
2020-03-17 BVF PARTNERS L P/IL Director P-Purchase A Common Stock, $0.0075 par value per share 8,113 15.73 127.6K 1,265,953
2020-03-16 BVF PARTNERS L P/IL Director P-Purchase A Common Stock, $0.0075 par value per share 10,164 15.73 159.9K 1,257,840
2020-03-13 Neal James R Director / Officer A-Award A Non Qualified Stock Option (right to buy) 66,200 18.84 1.25M 66,200
2020-03-13 BVF PARTNERS L P/IL Director P-Purchase A Common Stock, $0.0075 par value per share 100,000 18.34 1.83M 1,247,676
2020-03-13 BVF GP HOLDINGS LLC 10% Owner D Common Stock, $0.0075 par value per share 0 0.00 1,147,676
2020-03-13 BURNS THOMAS M. Officer A-Award A Non-Qualified Stock Option (right to buy) 22,000 18.84 414.5K 22,000
2019-12-23 Neal James R Director / Officer X-InTheMoney D Subscription Rights (right to buy) 1,180 22.00 26.0K 0
2019-12-18 BVF PARTNERS L P/IL Director X-InTheMoney A Common Stock, $0.0075 par value per share 190,899 22.00 4.20M 937,353
2019-11-06 Neal James R Director / Officer M-Exempt D Stock Option (Right to Buy) 4,348 5.50 23.9K 56,000
2019-09-20 Neal James R Director / Officer M-Exempt A Common Stock 5,452 5.50 30.0K 23,121
2019-09-19 Neal James R Director / Officer S-Sale D Common Stock 2,642 21.73 57.4K 17,669
2019-09-19 BURNS THOMAS M. Officer S-Sale D Common Stock 3,671 21.35 78.4K 7,055
2019-09-18 Neal James R Director / Officer S-Sale D Common Stock 3,830 21.96 84.1K 17,669
2019-09-18 BURNS THOMAS M. Officer M-Exempt D Stock Option (right to buy) 3,829 4.03 15.4K 46,171
2019-05-16 WYSZOMIERSKI JACK L Director A-Award A Non-Qualified Share Option (right to buy) 8,167 15.59 127.3K 8,167
2019-05-16 VAN NESS W DENMAN Director A-Award A Non-Qualified Share Option (right to buy) 8,167 15.59 127.3K 8,167
2019-05-16 PERRY MATTHEW D Director A-Award A Non-Qualified Stock Option (right to buy) 8,167 15.59 127.3K 8,167
2019-05-16 LIMBER JOSEPH M Director A-Award A Non-Qualified Share Option (right to buy) 8,167 15.59 127.3K 8,167
2019-05-16 Kosacz Barbara Director A-Award A Non-Qualified Share Option (right to buy) 8,167 15.59 127.3K 8,167
2019-05-14 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 13,816 14.74 203.7K 746,454
2019-05-13 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 3,797 14.36 54.5K 732,638
2019-05-10 VAN NESS W DENMAN Director S-Sale D Common Stock 130 14.71 1.9K 0
2019-05-10 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 10,300 14.57 150.0K 728,841
2019-02-13 Neal James R Director / Officer A-Award A Non-Qualified Share Option (right to buy) 60,000 14.33 859.8K 60,000
2019-02-13 DATTA DEEPSHIKHA Officer A-Award A Non-Qualified Share Option (right to buy) 50,000 14.33 716.5K 50,000
2019-02-13 BURNS THOMAS M. Officer A-Award A Non-Qualified Share Option (right to buy) 23,000 14.33 329.6K 23,000
2019-01-01 Kosacz Barbara Director A-Award A Non-Qualified Share Option (right to buy) 19,979 12.65 252.7K 19,979
2018-12-20 VAN NESS W DENMAN Director X-InTheMoney D Subscription Rights (right to buy) 800 13.00 10.4K 0
2018-12-20 Neal James R Director / Officer X-InTheMoney D Subscription Rights (right to buy) 678 13.00 8.8K 0
2018-12-18 BVF PARTNERS L P/IL 10% Owner X-InTheMoney A Series Y Convertible Preferred Stock 311 0.00 656
2018-12-17 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 25,000 14.19 354.8K 718,541
2018-12-14 BVF PARTNERS L P/IL 10% Owner X-InTheMoney A Series Y Convertible Preferred Stock 345 0.00 345
2018-12-13 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 24,253 14.41 349.5K 693,541
2018-12-12 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 2,810 14.75 41.4K 669,288
2018-12-11 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 9,400 14.50 136.3K 666,478
2018-12-10 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 18,081 14.54 263.0K 657,078
2018-12-07 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 32,015 14.77 472.8K 638,997
2018-12-06 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 10,927 14.80 161.7K 606,982
2018-12-04 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 4,171 14.99 62.5K 596,055
2018-12-03 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 806 14.90 12.0K 591,884
2018-11-30 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 4,823 14.85 71.6K 591,078
2018-11-29 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 10,016 14.93 149.5K 586,255
2018-11-28 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 8,288 15.11 125.3K 576,239
2018-11-27 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.0075 par value per share 11,396 15.24 173.7K 567,951

Executive team

Top executives
EBIT / Employee
875.7K
Shares Outstanding
12.13M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2014 John Varian (Chief Executive Officer) 569.5K 1.08M 1.11M 264.8K 14.1K 3.04M 72.09%
2 2014 Paul D. Rubin, M.D. (Senior Vice President, Research and Development and Chief Medical Officer) 411.0K 612.9K 630.0K 146.1K 11.4K 1.81M 68.62%
3 2014 Thomas Klein (Vice President, Chief Commercial Officer) 391.4K 387.1K 397.9K 150.7K 12.9K 1.34M 58.58%
4 2014 Fred Kurland (Vice President, Finance and Chief Financial Officer) 347.2K 387.1K 397.9K 124.6K 16.3K 1.27M 61.66%
5 2014 Patrick J. Scannon, M.D., Ph.D. (Executive Vice President and Chief Scientific Officer) 250.3K 387.1K 397.9K 78.8K 18.4K 1.13M 69.31%
6 2013 Thomas Klein (Vice President, Chief Commercial Officer) 380.0K 802.7K 804.7K 128.8K 11.8K 2.13M 75.54%
7 2013 John Varian (Chief Executive Officer) 489.3K 300.6K 301.3K 281.3K 12.9K 1.39M 43.45%
8 2013 Paul D. Rubin, M.D. (Senior Vice President, Research and Development and Chief Medical Officer) 391.4K 98.9K 99.1K 173.0K 11.3K 773.7K 25.59%
9 2013 Patrick J. Scannon, M.D., Ph.D. (Executive Vice President and Chief Scientific Officer) 417.1K 77.4K 76.8K 148.5K 21.4K 741.3K 20.81%
10 2013 Fred Kurland (Vice President, Finance and Chief Financial Officer) 347.2K 88.6K 88.8K 147.6K 16.3K 688.4K 25.76%
11 2012 Paul D. Rubin, M.D. (Senior Vice President, Research and Development and Chief Medical Officer) 372.8K 399.9K 326.7K 150.5K 100.3K 1.35M 53.82%
12 2012 Patrick J. Scannon, M.D., Ph.D. (Executive Vice President and Chief Scientific Officer) 417.1K 172.2K 173.0K 131.6K 21.5K 915.4K 37.71%
13 2012 Fred Kurland (Vice President, Finance and Chief Financial Officer) 337.1K 201.9K 202.8K 145.8K 16.2K 903.8K 44.77%
14 2012 Thomas Klein (Vice President, Chief Commercial Officer)
15 2010 Steven B. Engle (Chairman of the Board, Chief Executive Officer and President) 551.6K 686.1K 246.1K 35.3K 1.52M 45.16%
16 2010 Patrick J. Scannon, M.D., Ph.D. (Executive Vice President and Chief Scientific Officer) 399.0K 242.1K 179.5K 14.1K 834.8K 29.01%
17 2010 Christopher J. Margolin (Vice President, General Counsel and Secretary) 347.0K 252.2K 146.7K 26.7K 772.6K 32.65%
18 2010 Fred Kurland (Vice President, Finance and Chief Financial Officer) 322.4K 222.0K 166.7K 13.6K 724.6K 30.63%
19 2010 Charles C. Wells (Vice President, Human Resources and Information Technology) 312.1K 50.4K 132.7K 10.5K 505.8K 9.97%
20 2009 Steven B. Engle (Chairman of the Board, Chief Executive Officer and President) 540.8K 212.3K 262.3K 38.7K 1.05M 20.14%
21 2009 Patrick J. Scannon, M.D., Ph.D. (Executive Vice President and Chief Medical Officer) 389.3K 70.8K 123.8K 13.1K 597.0K 11.85%
22 2009 Patrick J. Scannon, M.D., Ph.D. (Executive Vice President and Chief Scientific Officer) 389.3K 70.8K 123.8K 13.1K 597.0K 11.85%
23 2009 Christopher J. Margolin (Vice President, General Counsel and Secretary) 338.5K 70.8K 114.8K 28.4K 552.4K 12.81%
24 2009 Fred Kurland (Vice President, Finance and Chief Financial Officer) 310.0K 70.8K 108.7K 12.8K 502.2K 14.09%
25 2009 Charles C. Wells (Vice President, Human Resources and Information Technology) 304.5K 70.8K 95.9K 11.6K 482.7K 14.66%
26 2009 Charles C. Wells (Vice President, Human Resources and Information Technology) 304.5K 70.8K 95.9K 11.6K 482.7K 14.66%
27 2008 Steven B. Engle (Chairman of the Board, Chief Executive Officer And President) 515.0K 908.9K 390.5K 1.81M 50.10%
28 2008 Steven B. Engle (Chairman of the Board, Chief Executive Officer and President) 515.0K 243.8K 390.5K 1.15M 21.21%
29 2008 Robert S. Tenerowicz (Vice President, Operations) 270.0K 129.6K 85.1K 484.7K 26.75%
30 2008 Patrick J. Scannon, M.D., Ph.D. (Executive Vice President and Chief Medical Officer) 370.8K 86.7K 17.0K 474.5K 18.27%
31 2008 Patrick J. Scannon, M.D., Ph.D. (Executive Vice President and Chief Scientific Officer) 370.8K 86.7K 17.0K 474.5K 18.27%
32 2008 Christopher J. Margolin (Vice President, General Counsel and Secretary 322.4K 94.9K 29.9K 447.2K 21.21%
33 2008 Christopher J. Margolin (Vice President, General Counsel and Secretary) 322.4K 86.7K 29.9K 439.0K 19.74%
34 2008 Fred Kurland (Vice President, Finance and Chief Financial Officer) 3.6K 305.7K 309.3K 98.84%
35 2008 J. David Boyle II* (Vice President, Finance and Chief Financial Officer) 181.9K 2.7K 19.2K 203.8K 1.32%
36 2007 Steven B. Engle (Chairman of the Board, Chief Executive Officer and President) 202.8K 50.0K 4.57M 112.5K 37.0K 4.98M 91.92%
37 2007 John L. Castello** (Chairman of the Board, President and Chief Executive Officer) 297.4K 539.0K 277.4K 71.7K 1.19M 45.47%
38 2007 Steven B. Engle (Chairman of the Board, Chief Executive Officer And President) 202.8K 50.0K 665.7K 112.5K 37.0K 1.07M 62.34%
39 2007 Steven B. Engle* (Chairman of the Board, Chief Executive Officer And President) 202.8K 50.0K 665.7K 112.5K 37.0K 1.07M 62.34%
40 2007 Patrick J. Scannon, M.D., Ph.D. (Executive Vice President and Chief Medical Officer) 360.0K 461.2K 115.6K 17.3K 954.1K 48.34%
41 2007 Christopher J. Margolin (Vice President, General Counsel and Secretary) 310.0K 367.6K 110.0K 29.9K 817.6K 44.97%
42 2007 Patrick J. Scannon, M.D., Ph.D. (Executive Vice President and Chief Biotechnology Officer) 360.0K 92.1K 115.6K 17.3K 585.0K 15.74%
43 2007 Christopher J. Margolin (Vice President, General Counsel and Secretary 310.0K 131.6K 110.0K 29.9K 581.5K 22.63%
44 2007 Robert S. Tenerowicz (Vice President, Operations) 256.8K 38.9K 84.2K 93.7K 473.7K 8.21%
45 2007 J. David Boyle II* (Vice President, Finance and Chief Financial Officer) 283.0K 42.2K 94.3K 1.6K 421.2K 10.03%
46 2007 J. David Boyle II (Vice President, Finance and Chief Financial Officer) 283.0K 42.2K 94.3K 1.6K 421.2K 10.03%
47 2007 Fred Kurland (Vice President, Finance and Chief Financial Officer)
48 2006 John L. Castello** (Chairman of the Board, President and Chief Executive Officer) 500.0K 68.5K 143.9K 144.7K 66.5K 923.6K 23.00%
49 2006 Patrick J. Scannon, M.D., Ph.D. (Executive Vice President and Chief Biotechnology Officer) 360.0K 26.1K 43.2K 55.2K 14.1K 498.6K 13.90%
50 2006 Patrick J. Scannon, M.D., Ph.D. (Executive Vice President and Chief Medical Officer) 360.0K 26.1K 43.2K 55.2K 14.1K 498.6K 13.90%
51 2006 Christopher J. Margolin (Vice President, General Counsel and Secretary) 300.0K 20.1K 57.0K 45.1K 27.9K 450.1K 17.14%
52 2006 Christopher J. Margolin (Vice President, General Counsel and Secretary 300.0K 20.1K 57.0K 45.1K 27.9K 450.1K 17.14%
53 2006 Robert S. Tenerowicz (Vice President, Operations) 247.0K 15.6K 35.6K 40.0K 100.7K 439.0K 11.67%
54 2006 J. David Boyle II (Vice President, Finance and Chief Financial Officer) 260.0K 16.6K 42.0K 40.2K 1.2K 360.0K 16.26%
55 2006 J. David Boyle II* (Vice President, Finance and Chief Financial Officer) 260.0K 16.6K 42.0K 40.2K 1.2K 360.0K 16.26%
56 2006 Steven B. Engle (Chairman of the Board, Chief Executive Officer And President)
57 2006 Fred Kurland (Vice President, Finance and Chief Financial Officer)
58 2006 Steven B. Engle* (Chairman of the Board, Chief Executive Officer And President)
59 2005 John L. Castello** (Chairman of the Board, President and Chief Executive Officer) 500.0K 51.5K 413.4K 108.7K 41.0K 1.11M 41.70%
60 2005 John L. Castello (Chairman of the Board, President and Chief Executive Officer) 500.0K 147.0K 100.0K 32.2K 679.2K 14.72%
61 2005 Patrick J. Scannon, M.D., Ph.D. (Executive Vice President and Chief Biotechnology Officer) 350.0K 20.0K 137.1K 64.0K 13.3K 584.4K 26.88%
62 2005 Christopher J. Margolin (Vice President, General Counsel and Secretary) 290.0K 23.3K 155.5K 68.8K 25.0K 562.5K 31.77%
63 2005 Robert S. Tenerowicz (Vice President, Operations) 227.6K 16.0K 47.0K 37.9K 213.9K 542.5K 11.62%
64 2005 Patrick J. Scannon, M.D., Ph.D. (Senior Vice President and Chief Scientific and Medical Officer) 350.0K 120.2K 30.0K 11.8K 482.0K 6.22%
65 2005 Christopher J. Margolin (Vice President, General Counsel and Secretary) 290.0K 98.4K 55.0K 11.7K 400.0K 13.75%
66 2005 J. David Boyle II (Vice President, Finance and Chief Financial Officer) 223.5K 40.0K 14.8K 44.7K 36.6K 1.1K 360.7K 16.50%
67 2005 Peter B. Davis (Retired—Vice President, Finance and Chief Financial Officer) 145.0K 91.2K 30.0K 10.3K 246.5K 12.17%
68 2005 J. David Boyle II (Vice President, Finance and Chief Financial Officer) 223.5K 80.0K 1.1K 224.6K 35.62%
69 2005 Steven B. Engle* (Chairman of the Board, Chief Executive Officer And President)
70 2004 John L. Castello (Chairman of the Board, President and Chief Executive Officer) 500.0K 100.0K 30.7K 530.7K 18.84%
71 2004 Patrick J. Scannon, M.D., Ph.D. (Senior Vice President and Chief Scientific and Medical Officer) 340.0K 79.1K 30.0K 10.8K 430.0K 6.98%
72 2004 Peter B. Davis (Retired—Vice President, Finance and Chief Financial Officer) 280.0K 76.7K 30.0K 10.1K 366.7K 8.18%
73 2004 Christopher J. Margolin (Vice President, General Counsel and Secretary) 280.0K 67.5K 30.0K 10.6K 358.1K 8.38%
74 2004 J. David Boyle II (Vice President, Finance and Chief Financial Officer)
75 2003 John L. Castello (Chairman of the Board, President and Chief Executive Officer) 500.0K 100.0K 30.2K 530.2K 18.86%
76 2003 John L. Castello (Chairman of the Board, President and Chief Executive Officer) 500.0K 100.0K 30.2K 530.2K 18.86%
77 2003 Patrick J. Scannon, M.D., Ph.D. (Senior Vice President and Chief Scientific and Medical Officer) 340.0K 69.0K 30.0K 9.8K 418.8K 7.16%
78 2003 Patrick J. Scannon, M.D., Ph.D. (Senior Vice President and Chief Scientific and Medical Officer) 340.0K 69.0K 30.0K 9.8K 418.8K 7.16%
79 2003 Clarence L. Dellio (Senior Vice President and Chief Operating Officer) 305.0K 47.9K 40.0K 9.6K 362.6K 11.03%
80 2003 Christopher J. Margolin (Vice President, General Counsel and Secretary) 270.0K 56.7K 50.0K 9.3K 336.0K 14.88%
81 2003 Christopher J. Margolin (Vice President, General Counsel and Secretary) 270.0K 56.7K 50.0K 9.3K 336.0K 14.88%
82 2003 Peter B. Davis (Retired—Vice President, Finance and Chief Financial Officer) 270.0K 36.9K 40.0K 8.8K 315.7K 12.67%
83 2003 Peter B. Davis (Vice President, Finance and Chief Financial Officer) 270.0K 36.9K 40.0K 8.8K 315.7K 12.67%
84 2003 J. David Boyle II (Vice President, Finance and Chief Financial Officer)
85 2002 John L. Castello (Chairman of the Board, President and Chief Executive Officer) 500.0K 50.0K 31.8K 531.8K 9.40%
86 2002 Patrick J. Scannon, M.D., Ph.D. (Senior Vice President and Chief Scientific and Medical Officer) 340.0K 69.2K 25.0K 10.4K 419.6K 5.96%
87 2002 Clarence L. Dellio (Senior Vice President and Chief Operating Officer) 285.8K 67.3K 55.0K 8.0K 361.2K 15.23%
88 2002 Peter B. Davis (Vice President, Finance and Chief Financial Officer) 260.0K 58.7K 25.0K 7.8K 326.6K 7.66%
89 2002 Christopher J. Margolin (Vice President, General Counsel and Secretary) 260.0K 54.7K 25.0K 7.8K 322.5K 7.75%
90 2001 John L. Castello (Chairman of the Board, President and Chief Executive Officer) 500.0K 75.0K 31.4K 531.4K 14.11%
91 2001 Patrick J. Scannon, M.D., Ph.D. (Senior Vice President and Chief Scientific and Medical Officer) 340.0K 64.9K 25.0K 12.8K 417.6K 5.99%
92 2001 Clarence L. Dellio (Senior Vice President and Chief Operating Officer) 273.0K 63.5K 40.0K 7.3K 343.8K 11.64%
93 2001 Peter B. Davis (Vice President, Finance and Chief Financial Officer) 250.0K 78.7K 25.0K 7.1K 335.7K 7.45%
94 2001 Christopher J. Margolin (Vice President, General Counsel and Secretary) 250.0K 54.3K 25.0K 7.1K 311.4K 8.03%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-28 DEFA14A
2026-04-27 DEFA14A
2026-03-30 DEFA14A
2026-03-30 DEF 14A
2025-04-15 DEF 14A
2025-04-04 PRE 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-01 SC 13D
2026-04-30 SC 13G
2026-04-29 SC 13D/A
2026-04-28 DEFA14A
2026-04-27 SC 13G
2026-04-27 DEFA14A
2026-04-27 8-K/A
2026-04-27 8-K
2026-04-22 4
2026-04-22 4

Executive team

NameTitleCompensationGender
Owen Hughes Jr. Chief Executive Officer & Director 1M male
Brad Sitko Chief Investment Officer 853.5K male
Jeffrey Trigilio Chief Financial Officer male
Maricel Perea Montano Chief Legal Officer & Corporate Secretary female
ESG Rating
B
BIOTECHNOLOGY
Rank: 630 out of 710
2024
E (Environmental)
54.5 / 56.3
Company / Sector avg.
S (Social)
62.8 / 62.4
Company / Sector avg.
G (Governance)
57.4 / 60.9
Company / Sector avg.
ESG Total
58.2 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits