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XBiotech Inc. (XBIT)

USD2.29 +0.00 (+0.44%)
US NASDAQ Healthcare Biotechnology
Address 5217 Winnebago Lane 78744
Austin, TX, US
CEO Sushma Shivaswamy
IPO 2015-04-15
CIK 1626878 ISIN CA98400H1029

Explore sections of this company profile

Description

XBiotech Inc. is a biopharmaceutical firm specializing in the discovery, development, and commercialization of True Human monoclonal antibodies. Their primary focus involves building a robust pipeline of product candidates aimed at combating both inflammatory and infectious diseases. Furthermore, the company is advancing interleukin-1 alpha-based therapies, which are designed to address a broad spectrum of medical conditions such as cancer, stroke, heart attack, and arthritis. Interleukin-1 alpha itself plays a crucial role in biological processes like tissue breakdown, angiogenesis, blood clot formation, malaise, muscle wasting, and inflammation. Additionally, XBiotech is developing a True Human COVID-19 therapy specifically targeting mutant strains of the virus. Established in 2005, XBiotech Inc. maintains its headquarters in Austin, Texas.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD2.29 +0.00 (+0.44%)
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Volume Profile
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Liquidity & share structure
Average Volume
27.8K
Beta
0.84
Float Shares
19.32M
Free Float %
63.4%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+0.00% +0.00% +2.88% +2.04% -5.30% +4.60% -13.19% -25.15% -85.39% -82.14% -89.25%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (3 ratings, all time) Buy
Price Targets & DCF
Current price
2.29
DCF (Unlevered) 4.08 +78.3%
DCF (Levered) 4.12 +79.8%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 100% Bullish
Rating 2024-11 Change
Strong Buy 0 0
Buy 1 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
8.09
Safe zone
Piotroski F-Score
1 / 9
Weak
MOAT Score
3 / 10
No MOAT
Composite Rating
C+
Overall Score
2 / 5
Medium
DCF Score
4 / 5
High
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
1 / 5
Low
P/E Score
1 / 5
Low
P/Book Score
5 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
  • EPS growth Biotechnology: +29.7%
    -18.3% Q1'26: +50.0% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
  • EBIT margin Biotechnology: +0.0%
  • ROIC Biotechnology: -16.1%
    -376.3% Q1'26: +0.0% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +0.1% Q1'26: +0.0% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    0.00× Q1'26: 0.00× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.86) × ERP
WACC = 100% × Ke + 0% × Kd (4.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 4.08 Current price: 2.29
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2020
actual
Dec 2021
actual
Dec 2023
actual
Dec 2024
actual
Revenue
44.00M
est: 28.00M (+57.1%)
18.39M
est: 28.00M (-34.3%)
est: 150.00M (-100.0%)
EBITDA
-16.04M
est: -2.04M (-685.7%)
-22.43M
est: -2.04M (-999.0%)
-22.57M
est: -10.94M (-106.4%)
-36.01M
EBIT
-18.28M
est: -2.33M (-685.7%)
-25.08M
est: -2.33M (-978.2%)
-24.31M
est: -12.46M (-95.1%)
-37.76M
Net Income
-11.22M
est: 5.79M (-293.9%)
-17.41M
est: 3.96M (-539.8%)
-24.56M
est: 88.03M (-127.9%)
-38.53M
est: -52.70M (+26.9%)
SGA
18.20M
est: 25.18M (-27.7%)
9.39M
est: 25.18M (-62.7%)
4.66M
est: 134.89M (-96.5%)
4.71M
EPS
-0.36
est: 0.19 (-289.5%)
-0.58
est: 0.13 (-546.2%)
-0.81
est: 2.89 (-128.0%)
-1.26
est: -1.73 (+27.2%)
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-11 C+ 2/5 4/5 1/5 1/5 1/5 1/5 5/5
2026-05-08 C+ 2/5 4/5 1/5 1/5 1/5 1/5 5/5
2026-05-07 C+ 2/5 4/5 1/5 1/5 1/5 1/5 5/5
2026-05-06 C+ 2/5 4/5 1/5 1/5 1/5 1/5 5/5
2026-05-05 C+ 2/5 4/5 1/5 1/5 1/5 1/5 5/5
2026-05-04 C+ 2/5 4/5 1/5 1/5 1/5 1/5 5/5
2026-05-01 C+ 2/5 4/5 1/5 1/5 1/5 1/5 5/5
2026-04-30 C+ 2/5 4/5 1/5 1/5 1/5 1/5 5/5
2026-04-29 C+ 2/5 4/5 1/5 1/5 1/5 1/5 5/5
2026-04-28 C+ 2/5 4/5 1/5 1/5 1/5 1/5 5/5
2026-04-27 C+ 2/5 4/5 1/5 1/5 1/5 1/5 5/5
2026-04-24 C+ 2/5 4/5 1/5 1/5 1/5 1/5 5/5
2026-04-23 C+ 2/5 4/5 1/5 1/5 1/5 1/5 5/5
2026-04-22 C+ 2/5 4/5 1/5 1/5 1/5 1/5 5/5
2026-04-21 C+ 2/5 4/5 1/5 1/5 1/5 1/5 5/5
2026-04-20 C+ 2/5 4/5 1/5 1/5 1/5 1/5 5/5
2026-04-17 C+ 2/5 4/5 1/5 1/5 1/5 1/5 5/5
2026-04-16 C+ 2/5 4/5 1/5 1/5 1/5 1/5 5/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-39.92M
OE per share TTM
-1.31
Owner's Yield
-53.01%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
271.0%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
40
Total invested
5.49M
Insider transactions (90d)
0
Beneficial owners (>5%)
7
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 John Simard 5.19M 16.33% 5.19M 5.19M IN Canada 2023-02-10
2 Thomas Gut 3.91M 12.86% 3.91M 3.91M IN Switzerland 2023-02-10
3 Page 2 of 5 Pages 3.58M 9.99% 3.58M 3.58M OO Principality Liechtenstein 2019-02-07
4 W. Thorpe McKenzie 3.04M 9.87% 2.93M 106.3K 2.93M 106.3K IN USA 2023-02-10
5 2 1.91M 5.88% 1.91M 1.91M OO Principality of Liechtenstein 2016-12-16
6 Lombard International Assurance S.A. 1.11M 3.66% 1.11M 1.11M FI Luxembourg 2023-01-12
7 Fondation 110.3K 0.27% 110.3K 110.3K OO 2020-02-13

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2025 Q4
Investors holding
40
-5 vs prev Q
New positions
5
Closed positions
10
Increased
13
Reduced
15
Put/Call ratio
0.00
Calls held
18.4K
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 11.8K +11.8K (+100.0%) 28.19M +28.2M (+100.0%) 0.04% +0.039 pp 0.00% +0.000 pp USD2.39 +0.0% 1 qtrs NEW
2 VANGUARD GROUP INC 299.6K -519.7K (-63.4%) 715.9K -1.5M (-67.1%) 0.98% -1.705 pp 0.00% +0.000 pp USD11.11 -78.5% 43 qtrs
3 BLACKROCK, INC. 288.6K -13.8K (-4.5%) 689.8K -114.5K (-14.2%) 0.95% -0.045 pp 0.00% +0.000 pp USD7.60 -68.6% 6 qtrs
4 GEODE CAPITAL MANAGEMENT, LLC 221.1K -742.0 (-0.3%) 528.7K -61.7K (-10.5%) 0.73% -0.002 pp 0.00% +0.000 pp USD7.76 -69.2% 42 qtrs
5 RBF CAPITAL, LLC 198.5K -1.5K (-0.7%) 474.4K -57.6K (-10.8%) 0.65% -0.005 pp 0.02% -0.003 pp USD2.97 -19.5% 3 qtrs
6 AMERIPRISE FINANCIAL INC 186.8K +186.8K (+100.0%) 446.4K +446.4K (+100.0%) 0.61% +0.613 pp 0.00% +0.000 pp USD2.39 +0.0% 1 qtrs NEW
7 MORGAN STANLEY 163.4K +42.0K (+34.6%) 390.6K +67.5K (+20.9%) 0.54% +0.138 pp 0.00% +0.000 pp USD4.63 -48.4% 28 qtrs
8 MILLENNIUM MANAGEMENT LLC 135.4K -280.9K (-67.5%) 323.7K -783.8K (-70.8%) 0.44% -0.921 pp 0.00% 0.000 pp USD3.45 -30.7% 20 qtrs
9 BRIDGEWAY CAPITAL MANAGEMENT, LLC 89.5K +30.0K (+50.4%) 214.0K +55.6K (+35.1%) 0.29% +0.098 pp 0.00% +0.001 pp USD3.72 -35.8% 15 qtrs
10 NORTHERN TRUST CORP 76.4K -5.2K (-6.4%) 182.7K -34.4K (-15.9%) 0.25% -0.017 pp 0.00% +0.000 pp USD7.78 -69.3% 42 qtrs
11 STATE STREET CORP 73.0K +5.7K (+8.5%) 174.5K -4.6K (-2.5%) 0.24% +0.019 pp 0.00% +0.000 pp USD6.87 -65.2% 43 qtrs
12 JANE STREET GROUP, LLC 69.7K +14.0K (+25.1%) 166.7K +18.3K (+12.4%) 0.23% +0.046 pp 0.00% +0.000 pp USD2.72 -12.1% 3 qtrs
13 SQUAREPOINT OPS LLC 64.0K +1.8K (+3.0%) 153.0K -12.4K (-7.5%) 0.21% +0.006 pp 0.00% +0.000 pp USD2.84 -15.8% 3 qtrs
14 EMPOWERED FUNDS, LLC 59.5K +— (+0.0%) 142.3K -16.1K (-10.2%) 0.20% +0.000 pp 0.00% -0.001 pp USD5.72 -58.2% 11 qtrs
15 DIMENSIONAL FUND ADVISORS LP 50.7K -13.6K (-21.2%) 121.0K -50.1K (-29.3%) 0.17% -0.045 pp 0.00% +0.000 pp USD8.84 -73.0% 35 qtrs
16 BANK OF NEW YORK MELLON CORP 48.5K +— (+0.0%) 115.8K -13.1K (-10.2%) 0.16% +0.000 pp 0.00% +0.000 pp USD8.11 -70.5% 43 qtrs
17 BANK OF AMERICA CORP /DE/ 35.9K -11.5K (-24.3%) 85.8K -40.3K (-31.9%) 0.12% -0.038 pp 0.00% +0.000 pp USD3.65 -34.5% 43 qtrs
18 CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. 30.2K -5.8K (-16.1%) 72.2K -23.6K (-24.6%) 0.10% -0.019 pp 0.00% 0.000 pp USD6.40 -62.7% 16 qtrs
19 BNP PARIBAS ARBITRAGE, SNC 26.9K +6.3K (+30.3%) 64.2K +9.4K (+17.1%) 0.09% +0.021 pp 0.00% +0.000 pp USD5.31 -55.0% 42 qtrs
20 NATIONAL BANK OF CANADA /FI/ 25.0K +— (+0.0%) 58.8K -7.3K (-11.0%) 0.08% +0.000 pp 0.00% +0.000 pp USD5.01 -52.3% 9 qtrs
21 XTX TOPCO LTD 21.7K +6.6K (+44.1%) 51.9K +11.8K (+29.5%) 0.07% +0.022 pp 0.00% -0.001 pp USD2.79 -14.3% 3 qtrs
22 QUBE RESEARCH & TECHNOLOGIES LTD 20.6K -9.7K (-32.0%) 49.3K -31.4K (-38.9%) 0.07% -0.032 pp 0.00% +0.000 pp USD2.97 -19.5% 3 qtrs
23 AMERICAN CENTURY COMPANIES INC 18.9K +— (+0.0%) 45.1K -5.1K (-10.1%) 0.06% +0.000 pp 0.00% +0.000 pp USD6.45 -62.9% 7 qtrs
24 CITADEL ADVISORS LLC 18.4K +18.4K (+100.0%) 44.0K +44.0K (+100.0%) 0.06% +0.060 pp 0.00% +0.000 pp USD2.39 +0.0% 1 qtrs NEW
25 GOLDMAN SACHS GROUP INC 16.8K -8.2K (-32.7%) 40.2K -26.3K (-39.5%) 0.06% -0.027 pp 0.00% +0.000 pp USD4.59 -47.9% 8 qtrs
26 TWO SIGMA ADVISERS, LP 16.3K +— (+0.0%) 39.0K -4.4K (-10.2%) 0.05% +0.000 pp 0.00% +0.000 pp USD3.24 -26.2% 4 qtrs
27 PERSISTENT ASSET PARTNERS LTD 13.6K +13.6K (+100.0%) 32.4K +32.4K (+100.0%) 0.04% +0.045 pp 0.01% +0.015 pp USD2.39 +0.0% 1 qtrs NEW
28 THOMASVILLE NATIONAL BANK 13.4K +— (+0.0%) 31.9K -3.6K (-10.1%) 0.04% +0.000 pp 0.00% 0.000 pp USD16.56 -85.6% 21 qtrs
29 TWO SIGMA SECURITIES, LLC 10.4K +10.4K (+100.0%) 24.8K +24.8K (+100.0%) 0.03% +0.034 pp 0.00% +0.003 pp USD2.39 +0.0% 1 qtrs NEW
30 UBS GROUP AG 5.1K -1.4K (-21.9%) 12.1K -5.1K (-29.9%) 0.02% -0.005 pp 0.00% +0.000 pp USD4.48 -46.7% 26 qtrs
31 JPMORGAN CHASE & CO 1.1K -1.3K (-52.6%) 2.7K -3.6K (-57.5%) 0.00% -0.004 pp 0.00% +0.000 pp USD4.10 -41.7% 11 qtrs
32 RHUMBLINE ADVISERS 928.00 +— (+0.0%) 2.2K -251.0 (-10.2%) 0.00% +0.000 pp 0.00% +0.000 pp USD5.68 -57.9% 11 qtrs
33 MCILRATH & ECK, LLC 753.00 +— (+0.0%) 1.8K -203.0 (-10.1%) 0.00% +0.000 pp 0.00% +0.000 pp USD17.17 -86.1% 20 qtrs
34 FMR LLC 450.00 +140.0 (+45.2%) 1.1K +251.0 (+30.4%) 0.00% +0.001 pp 0.00% +0.000 pp USD4.36 -45.2% 16 qtrs
35 JONES FINANCIAL COMPANIES LLLP 370.00 +— (+0.0%) 884.00 -115.0 (-11.5%) 0.00% +0.000 pp 0.00% +0.000 pp USD3.95 -39.5% 5 qtrs
36 SIMPLEX TRADING, LLC 67.00 +67.0 (+100.0%) 160.00 +160.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.39 +0.0% 3 qtrs
37 LARSON FINANCIAL GROUP LLC 21.00 +— (+0.0%) 50.00 -6.0 (-10.7%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.95 -19.0% 3 qtrs
38 OPTIVER HOLDING B.V. 8.00 +— (+0.0%) 19.00 -2.0 (-9.5%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.63 -9.1% 2 qtrs
39 SBI SECURITIES CO., LTD. 1.00 +— (+0.0%) 2.00 -1.0 (-33.3%) 0.00% +0.000 pp 0.00% +0.000 pp USD3.00 -20.3% 5 qtrs
40 BARCLAYS PLC 1.00 -26.3K (-100.0%) 2.00 -203.6K (-100.0%) 0.00% -0.086 pp 0.00% 0.000 pp USD2.00 +19.5% 7 qtrs
41 ROYAL BANK OF CANADA -2.8K (-100.0%) -8.0K (-100.0%) 0.00% -0.009 pp 0.00% +0.000 pp USD 43 qtrs SOLD
42 EVERSOURCE WEALTH ADVISORS, LLC -17.0 (-100.0%) -45.0 (-100.0%) 0.00% 0.000 pp 0.00% +0.000 pp USD 4 qtrs SOLD
43 HRT FINANCIAL LP -26.2K (-100.0%) -69.0K (-100.0%) 0.00% -0.086 pp 0.00% 0.000 pp USD 2 qtrs SOLD
44 CITIGROUP INC -12.0 (-100.0%) -32.0 (-100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD 10 qtrs SOLD
45 SRS CAPITAL ADVISORS, INC. -22.0 (-100.0%) -58.0 (-100.0%) 0.00% 0.000 pp 0.00% +0.000 pp USD 2 qtrs SOLD
46 SUNBELT SECURITIES, INC. -2.0 (-100.0%) -5.0 (-100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD 2 qtrs SOLD
47 TRUE WEALTH DESIGN, LLC -3.0 (-100.0%) -8.0 (-100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD 4 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 5 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 iShares Micro-Cap ETF IWC 0.01% 180.0K 0.60%
2 EA Bridgeway Omni Small-Cap Value ETF BSVO 0.01% 100.4K 0.47%
3 Avantis U.S. Small Cap Equity ETF AVSC 0.00% 30.3K 0.25%
4 Vanguard Extended Market ETF VXF 0.00% 473.5K 0.05%
5 Avantis U.S. Small Cap Value ETF AVUV 0.00% 11.2K 0.25%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
1.00
Neutral
Ratio by volume
0.42
Bearish
Buys
1
Sells
1
Shares acquired
1.03M
Shares disposed
2.47M
Cash buys
Cash sales
Net activity
-1,444,127
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2025-10-01 Troy Tevi David Director A-Award A Director Stock Option 56,000 2.64 147.8K 56,000 D
2025-10-01 Soffer David Spencer Director A-Award A Director Stock Option 51,000 2.64 134.6K 51,000 D
2025-10-01 Rademaker Craig Evan Director A-Award A Director Stock Option 92,104 2.64 243.2K 92,104 D
2025-10-01 Kuendig Thomas Martin Director A-Award A Director Stock Option 79,115 2.64 208.9K 79,115 D
2025-08-29 Troy Tevi David 0 0.00 0
2025-08-29 Soffer David Spencer 0 0.00 0
2025-08-29 Rademaker Craig Evan Director Common Stock 0 0.00 104,237 I
2025-08-29 Kuendig Thomas Martin Director Common Stock 0 0.00 200,000 D
2025-03-17 SIMARD JOHN Director / Officer / 10% Owner A-Award A Stock Option 1,026,228 3.52 3.61M 1,896,609 D
2025-01-31 SIMARD JOHN Director / Officer / 10% Owner J-Other D Convertible Loan Agreement 2,470,355 4.05 10.00M 870,381 D
2024-06-20 Waldin Jan-Paul Director A-Award A Director Stock Option 37,500 5.12 192.0K 37,500
2024-06-20 MacAdam Donald H. Director A-Award A Director Stock Option 37,500 5.12 192.0K 37,500
2024-06-20 MCKENZIE W THORPE Director / 10% Owner A-Award A Director Stock Option 37,500 5.12 192.0K 37,500
2024-06-20 Libby Peter Director A-Award A Director Stock Option 37,500 5.12 192.0K 37,500
2024-01-03 SIMARD JOHN Director / Officer / 10% Owner P-Purchase A Convertible Loan Agreement 2,470,355 4.05 10.00M 3,840,736
2023-08-10 HU ANGELA Officer D Employee Stock Option (right to buy) 30,000 3.84 115.2K 0
2023-06-23 Waldin Jan-Paul Director A-Award A Director Stock Option 25,000 6.04 151.0K 25,000
2023-06-23 MacAdam Donald H. Director A-Award A Director Stock Option 25,000 6.04 151.0K 25,000
2023-06-23 MCKENZIE W THORPE Director / 10% Owner A-Award A Director Stock Option 25,000 6.04 151.0K 25,000
2023-06-23 Libby Peter Director A-Award A Director Stock Option 25,000 6.04 151.0K 25,000
2023-02-10 SHIVASWAMY SUSHMA Officer A-Award A Employee Stock Option (right to buy) 100,000 3.84 384.0K 100,000
2023-02-10 HU ANGELA Officer D Common Stock 0 0.00 25,500
2022-11-19 HU ANGELA Officer D Employee Stock Option (right to buy) 10,000 12.67 126.7K 0
2022-06-22 Waldin Jan-Paul Director A-Award A Stock Option 25,000 0.00 25,000
2022-06-22 MacAdam Donald H. Director A-Award A Stock Option 25,000 0.00 25,000
2022-06-22 MCKENZIE W THORPE Director A-Award A Stock Option 25,000 0.00 25,000
2022-06-22 Libby Peter Director A-Award A Director Stock option 25,000 0.00 25,000
2021-12-16 MCKENZIE W THORPE Director / 10% Owner M-Exempt A Common Stock 250,000 10.00 2.50M 2,810,964
2021-11-19 SHIVASWAMY SUSHMA Officer A-Award A Stock Option 100,000 12.67 1.27M 100,000
2021-11-19 HAN QUEENA Officer A-Award A Stock Option 35,000 12.67 443.5K 35,000
2021-10-18 SIMARD JOHN Director / Officer / 10% Owner S-Sale D Common Stock 33,000 13.07 431.3K 3,823,166
2021-10-15 SIMARD JOHN Director / Officer / 10% Owner S-Sale D Common Stock 17,000 13.32 226.5K 3,856,166
2021-10-14 SIMARD JOHN Director / Officer / 10% Owner S-Sale D Common Stock 21,125 12.90 272.5K 3,873,166
2021-10-13 SIMARD JOHN Director / Officer / 10% Owner S-Sale D Common Stock 10,875 12.83 139.5K 3,962,452
2021-10-12 SIMARD JOHN Director / Officer / 10% Owner S-Sale D Common Stock 18,000 12.77 229.9K 3,973,166
2021-10-07 SIMARD JOHN Director / Officer / 10% Owner S-Sale D Common Stock 39,286 12.45 489.1K 3,923,166
2021-10-06 SIMARD JOHN Director / Officer / 10% Owner S-Sale D Common Stock 10,714 12.53 134.3K 3,962,452
2021-10-05 SIMARD JOHN Director / Officer / 10% Owner S-Sale D Common Stock 14,218 12.66 180.1K 3,973,166
2021-10-04 SIMARD JOHN Director / Officer / 10% Owner S-Sale D Common Stock 23,681 13.08 309.9K 3,987,384
2021-10-01 SIMARD JOHN Director / Officer / 10% Owner S-Sale D Common Stock 19,684 13.23 260.5K 4,011,065
2021-09-30 SIMARD JOHN Director / Officer / 10% Owner S-Sale D Common Stock 18,558 13.07 242.5K 4,030,749
2021-09-29 SIMARD JOHN Director / Officer / 10% Owner S-Sale D Common Stock 16,396 13.41 219.8K 4,049,307
2021-09-28 SIMARD JOHN Director / Officer / 10% Owner S-Sale D Common Stock 6,263 14.27 89.4K 4,065,703
2021-09-27 SIMARD JOHN Director / Officer / 10% Owner S-Sale D Common Stock 29,890 14.81 442.8K 4,071,966
2021-09-24 SIMARD JOHN Director / Officer / 10% Owner S-Sale D Common Stock 11,418 14.49 165.4K 4,101,856
2021-09-23 SIMARD JOHN Director / Officer / 10% Owner S-Sale D Common Stock 9,892 14.68 145.2K 4,113,274
2021-09-22 SIMARD JOHN Director / Officer / 10% Owner S-Sale D Common Stock 19,669 15.14 297.8K 4,123,166
2021-09-21 SIMARD JOHN Director / Officer / 10% Owner S-Sale D Common Stock 16,860 15.24 256.9K 4,142,835
2021-09-20 SIMARD JOHN Director / Officer / 10% Owner S-Sale D Common Stock 13,471 15.06 202.9K 4,159,695
2021-07-14 SIMARD JOHN Director / Officer / 10% Owner S-Sale D Common Stock 50,000 18.15 907.4K 4,173,166
2021-07-09 MacAdam Donald H. Director M-Exempt D Stock options 10,000 4.40 44.0K 2,500
2021-07-09 Libby Peter Director M-Exempt A Common Shares 25,000 7.76 194.0K 25,000
2021-06-22 Waldin Jan-Paul Director A-Award A Stock Option 25,000 16.21 405.3K 25,000
2021-06-22 MacAdam Donald H. Director A-Award A Stock Option 25,000 16.21 405.3K 25,000
2021-06-22 MCKENZIE W THORPE Director / 10% Owner A-Award A Stock Option 25,000 16.21 405.3K 25,000
2021-06-22 Libby Peter Director A-Award A Director Stock option 25,000 16.21 405.3K 25,000
2021-03-22 SIMARD JOHN Director / Officer / 10% Owner M-Exempt A Common Shares 500,000 7.50 3.75M 4,223,166
2021-01-28 SIMARD JOHN Director / Officer / 10% Owner W-Will D Stock Options 150,000 7.45 1.12M 150,000
2020-12-18 BAY STREET FINANCIAL S.A. 10% Owner S-Sale D Common Stock 1,173,033 18.78 22.03M 1,981,515
2020-12-02 BAY STREET FINANCIAL S.A. 10% Owner S-Sale D Common Stock 182,836 18.42 3.37M 3,154,548
2020-11-19 MCKENZIE W THORPE Director / 10% Owner S-Sale D Common Stock 375,000 18.30 6.86M 2,560,964
2020-11-06 HU ANGELA Officer D Employee Stock Option (right to buy) 10,000 10.36 103.6K 0
2020-09-18 SIMARD JOHN Director / Officer / 10% Owner J-Other D Common Stock 500,000 0.00 3,723,166
2020-09-15 SHIVASWAMY SUSHMA Officer M-Exempt A Common Shares 20,668 7.50 155.0K 20,668
2020-09-10 SHIVASWAMY SUSHMA Officer M-Exempt A Common Shares 19,332 7.50 145.0K 19,332
2020-09-01 HAN QUEENA Officer M-Exempt D Stock Option 30,000 4.24 127.2K 0
2020-08-27 Waldin Jan-Paul Director A-Award A Stock Option 25,000 18.25 456.3K 25,000
2020-08-27 SIMARD JOHN Director / Officer / 10% Owner A-Award A Stock Option 25,000 18.25 456.3K 25,000
2020-08-27 MacAdam Donald H. Director A-Award A Stock Option 25,000 18.25 456.3K 25,000
2020-08-27 MCKENZIE W THORPE Director / 10% Owner A-Award A Stock Option 25,000 18.25 456.3K 25,000
2020-08-27 Libby Peter Director A-Award A Director Stock option 25,000 18.25 456.3K 25,000
2020-08-24 HAN QUEENA Officer M-Exempt D Stock Options 3,333 4.14 13.8K 0
2020-08-17 HAN QUEENA Officer M-Exempt A Common Shares 1,300 7.50 9.8K 1,300
2020-02-19 BAY STREET FINANCIAL S.A. 10% Owner S-Sale D Common Stock 1,662,616 6.38 10.61M 3,337,384
2020-02-12 Waldin Jan-Paul Director D-Return D Common Stock 95,612 30.00 2.87M 204,388
2020-02-12 SIMARD JOHN Director / Officer / 10% Owner D-Return D Common Stock 2,016,466 30.00 60.49M 4,310,594
2020-02-12 MCKENZIE W THORPE Director / 10% Owner D-Return D Common Stock 15,214 30.00 456.4K 32,524
2020-02-12 GUT THOMAS 10% Owner D-Return D Common Stock 1,949,929 30.00 58.50M 3,914,111
2020-02-03 RENNES FONDATION 10% Owner G-Gift D Common Stock 5,000,000 0.00 110,282
2020-02-03 GUT THOMAS 10% Owner D Common Stock 0 0.00 5,864,040
2020-02-03 BAY STREET FINANCIAL S.A. 10% Owner D Common Stock 0 0.00 5,000,000
2020-01-06 MCKENZIE W THORPE Director / 10% Owner M-Exempt D Stock Option 77,000 3.75 288.8K 1,245,500
2020-01-04 HU ANGELA Officer D Employee Stock Option (right to buy) 5,000 5.26 26.3K 0
2019-12-06 SIMARD JOHN Director / Officer / 10% Owner M-Exempt A Stock Option 1,000,000 11.12 11.12M 2,625,000
2019-11-29 MCKENZIE W THORPE Director / 10% Owner M-Exempt A Common Stock 185,000 3.75 693.8K 3,583,600
2019-11-06 SHIVASWAMY SUSHMA Officer M-Exempt A Stock Option 100,000 10.36 1.04M 100,000
2019-11-06 HAN QUEENA Officer A-Award A Stock Option 75,000 10.36 777.0K 75,000
2019-09-06 MCKENZIE W THORPE Director / 10% Owner S-Sale D Common Stock 7,159 3.69 26.4K 3,880,421
2019-07-10 Libby Peter Director A-Award A Director Stock option 25,000 7.76 194.0K 25,000
2019-06-27 Waldin Jan-Paul Director A-Award A Stock Option 25,000 7.45 186.3K 25,000
2019-06-27 SIMARD JOHN Director / Officer / 10% Owner M-Exempt A Stock Option 300,000 7.45 2.24M 300,000
2019-06-27 MacAdam Donald H. Director A-Award A Stock Option 25,000 7.45 186.3K 25,000
2019-06-27 MCKENZIE W THORPE Director / 10% Owner A-Award A Stock Option 25,000 7.45 186.3K 25,000
2019-06-04 RENNES FONDATION 10% Owner P-Purchase A Common Stock 1,200,000 8.25 9.90M 5,110,282
2019-03-07 SHIVASWAMY SUSHMA Officer M-Exempt D Stock options 4,500 2.50 11.3K 0
2019-03-04 RENNES FONDATION 10% Owner P-Purchase A Common Stock 16,426 7.91 129.9K 3,910,282
2019-03-01 RENNES FONDATION 10% Owner P-Purchase A Common Stock 34,999 8.13 284.5K 3,893,856
2019-02-28 RENNES FONDATION 10% Owner P-Purchase A Common Stock 5,302 8.19 43.4K 3,858,857
2019-02-27 RENNES FONDATION 10% Owner P-Purchase A Common Stock 5,273 8.13 42.9K 3,853,555
2019-02-07 SHIVASWAMY SUSHMA Officer M-Exempt A Common Stock 4,500 2.50 11.3K 4,500
2019-02-07 RENNES FONDATION 10% Owner P-Purchase A Common Stock 40,000 10.00 400.0K 3,698,282
2019-02-06 RENNES FONDATION 10% Owner P-Purchase A Common Stock 30,000 9.49 284.7K 3,658,282
2019-01-04 SHIVASWAMY SUSHMA Officer A-Award A Stock Option 15,000 5.26 78.9K 15,000
2019-01-04 HAN QUEENA Officer A-Award A Stock Option 25,000 5.26 131.5K 25,000
2019-01-02 RENNES FONDATION 10% Owner P-Purchase A Common Stock 900 5.15 4.6K 3,593,282
2018-12-27 RENNES FONDATION 10% Owner P-Purchase A Common Stock 2,200 4.98 11.0K 3,592,382
2018-12-27 MCKENZIE W THORPE Director / 10% Owner P-Purchase A Common Stock 1,364 4.92 6.7K 47,738
2018-12-26 MCKENZIE W THORPE Director / 10% Owner P-Purchase A Common Stock 18,636 5.07 94.6K 46,374
2018-12-24 MCKENZIE W THORPE Director / 10% Owner P-Purchase A Common Stock 24,838 5.88 146.1K 27,738
2018-12-21 RENNES FONDATION 10% Owner P-Purchase A Common Stock 4,200 6.24 26.2K 3,590,182
2018-12-19 SIMARD JOHN Director / Officer / 10% Owner M-Exempt A Common Stock 50,000 2.50 125.0K 6,327,060
2018-11-12 MCKENZIE W THORPE Director / 10% Owner P-Purchase A Common Stock 700 3.75 2.6K 2,900
2018-11-09 MCKENZIE W THORPE Director / 10% Owner P-Purchase A Common Stock 2,200 3.74 8.2K 2,200
2018-10-04 MCKENZIE W THORPE Director / 10% Owner S-Sale D Common Stock 385,000 3.00 1.16M 3,398,600
2018-09-26 MCKENZIE W THORPE Director / 10% Owner S-Sale D Common Stock 17,634 3.05 53.8K 3,783,600
2018-09-13 MCKENZIE W THORPE Director / 10% Owner S-Sale D Common Stock 7,909 3.10 24.5K 3,801,234
2018-09-12 MCKENZIE W THORPE Director / 10% Owner S-Sale D Common Stock 41,675 3.06 127.5K 3,809,143
2018-09-10 MCKENZIE W THORPE Director / 10% Owner S-Sale D Common Stock 23,369 3.22 75.3K 3,850,818
2018-09-07 MCKENZIE W THORPE Director / 10% Owner S-Sale D Common Stock 6,234 3.65 22.8K 3,874,187
2018-09-05 MCKENZIE W THORPE Director / 10% Owner S-Sale D Common Stock 7,220 3.94 28.5K 3,887,580
2018-09-04 MCKENZIE W THORPE Director / 10% Owner S-Sale D Common Stock 3,800 3.99 15.2K 3,894,800
2018-08-10 MCKENZIE W THORPE Director / 10% Owner S-Sale D Common Stock 3,171 3.98 12.6K 0
2018-08-09 MCKENZIE W THORPE Director / 10% Owner S-Sale D Common Stock 6,638 4.00 26.5K 3,171
2018-08-08 MCKENZIE W THORPE Director / 10% Owner S-Sale D Common Stock 4,000 4.01 16.0K 121,309
2018-08-07 MCKENZIE W THORPE Director / 10% Owner S-Sale D Common Stock 8,452 3.94 33.3K 125,309
2018-08-06 MCKENZIE W THORPE Director / 10% Owner S-Sale D Common Stock 3,340 3.99 13.3K 133,761
2018-08-03 MCKENZIE W THORPE Director / 10% Owner S-Sale D Common Stock 23,900 3.96 94.7K 25,601
2018-08-02 MCKENZIE W THORPE Director / 10% Owner S-Sale D Common Stock 30,461 3.92 119.5K 49,501
2018-08-01 MCKENZIE W THORPE Director / 10% Owner S-Sale D Common Stock 8,163 4.24 34.6K 79,962
2018-07-31 MCKENZIE W THORPE Director / 10% Owner S-Sale D Common Stock 6,531 4.49 29.3K 88,125
2018-07-30 MCKENZIE W THORPE Director / 10% Owner S-Sale D Common Stock 5,344 4.41 23.5K 94,656
2018-07-27 SIMARD JOHN Director / Officer / 10% Owner A-Award A Stock Option 15,000 4.26 63.9K 15,000
2018-06-19 Waldin Jan-Paul Director A-Award A Stock Option 12,500 4.44 55.5K 12,500
2018-06-19 SIMARD JOHN Director / Officer / 10% Owner A-Award A Stock Option 200,000 4.44 888.0K 200,000
2018-06-19 MacAdam Donald H. Director A-Award A Stock Option 12,500 4.44 55.5K 12,500
2018-06-19 MCKENZIE W THORPE Director / 10% Owner A-Award A Stock Option 25,000 4.44 111.0K 25,000
2018-06-08 Waldin Jan-Paul Director D Common Stock 0 0.00 300,000
2018-05-08 HAN QUEENA Officer A-Award A Stock Option 40,000 4.16 166.4K 40,000
2018-03-23 HAN QUEENA Officer M-Exempt A Common Stock 8,201 2.50 20.5K 8,201
2018-03-22 HAN QUEENA Officer M-Exempt A Common Stock 62,200 2.50 155.5K 62,200
2018-03-21 HAN QUEENA Officer M-Exempt A Common Stock 9,599 2.50 24.0K 9,599
2018-03-20 MacAdam Donald H. Director A-Award A Director Stock Option 25,000 4.78 119.5K 25,000
2018-02-27 Waldin Jan-Paul Director A-Award A Director Stock Option 25,000 4.83 120.8K 25,000
2017-11-20 SHIVASWAMY SUSHMA Officer A-Award A Stock Option 150,000 4.13 619.5K 150,000
2017-07-07 Guzman Benjamin Officer A-Award A Employee Stock Option 300,000 4.78 1.43M 300,000
2017-07-01 Guzman Benjamin Officer 0 0.00 0
2017-06-19 VASELLA DANIEL Director M-Exempt A Stock Option 50,000 4.24 212.0K 50,000
2017-06-19 STECHER MICHAEL Director / Officer M-Exempt A Stock Option 50,000 4.24 212.0K 50,000
2017-06-19 SIMARD JOHN Director / Officer / 10% Owner M-Exempt A Stock Option 75,000 4.24 318.0K 75,000
2017-06-19 SHIVASWAMY SUSHMA Officer M-Exempt A Stock Option 50,000 4.24 212.0K 50,000
2017-06-19 MCKENZIE W THORPE Director / 10% Owner M-Exempt A Stock Option 50,000 4.24 212.0K 50,000
2017-06-19 HAN QUEENA Officer M-Exempt A Stock Option 30,000 4.24 127.2K 50,000
2017-06-19 BONANNI FABRIZIO Director M-Exempt A Stock Option 50,000 4.24 212.0K 50,000
2017-05-24 SIMARD JOHN Director / Officer / 10% Owner M-Exempt A Common Stock 240,000 0.93 223.6K 6,393,267
2016-12-01 VASELLA DANIEL Director A-Award A Stock Option 125,000 15.00 1.88M 125,000
2016-11-15 HAN QUEENA Officer M-Exempt A Common Shares 19,573 0.74 14.5K 19,573
2016-09-14 VASELLA DANIEL Director M-Exempt A Stock Option 50,000 13.26 663.0K 50,000
2016-09-14 MCKENZIE W THORPE Director / 10% Owner M-Exempt A Stock Option 50,000 13.26 663.0K 50,000
2016-09-14 BONANNI FABRIZIO Director M-Exempt A Stock Option 50,000 13.26 663.0K 50,000
2016-09-08 HAN QUEENA Officer M-Exempt A Common Shares 427 0.77 328.79 427
2016-08-12 Choudhury Kalidip Officer 0 0.00 0
2016-08-12 Benson Trey Officer 0 0.00 0
2016-06-20 Benson Trey Officer A-Award A Stock options 8,000 0.00 8,000
2016-05-26 MCKENZIE W THORPE Director / 10% Owner 0 0.00 0
2016-05-20 MCKENZIE W THORPE Director / 10% Owner P-Purchase A Common Stock 750 13.72 10.3K 5,750
2016-05-16 McCollough Dawn Officer A-Award A Stock Options 50,000 0.00 50,000
2016-05-02 Whitehurst James Scott Officer A-Award A Stock Option 300,000 12.99 3.90M 300,000
2016-04-01 HU ANGELA Officer D Employee Stock Option (right to buy) 4,500 19.00 85.5K 0
2016-03-31 SIMARD JOHN Director / Officer / 10% Owner M-Exempt A Stock Option 50,000 9.45 472.5K 50,000
2016-03-17 SIMARD JOHN Director / 10% Owner O-OutOfTheMoney D Common Shares 500,000 10.00 5.00M 6,153,267
2016-03-17 MCKENZIE W THORPE Director / 10% Owner O-OutOfTheMoney A Common Shares 500,000 10.00 5.00M 3,898,600
2016-03-01 VASELLA DANIEL Director M-Exempt A Stock Option 125,000 7.79 973.8K 125,000
2016-03-01 MCKENZIE W THORPE Director / 10% Owner M-Exempt A Stock Option 15,000 7.79 116.9K 15,000
2016-03-01 BONANNI FABRIZIO Director M-Exempt A Stock Option 33,333 7.79 259.7K 33,333
2015-12-22 HAN QUEENA Officer M-Exempt A Common Shares 10,000 0.72 7.2K 10,000
2015-12-21 HAN QUEENA Officer S-Sale D Common Shares 7,110 10.11 71.9K 2,890
2015-12-18 HAN QUEENA Officer S-Sale D Common Shares 7,700 10.51 80.9K 2,300
2015-12-16 HAN QUEENA Officer M-Exempt D Stock Option 10,000 0.72 7.2K 40,000
2015-12-14 Choudhury Kalidip Officer M-Exempt A Stock options 50,000 7.71 385.5K 50,000
2015-11-25 MCKENZIE W THORPE Director / 10% Owner G-Gift D Common Shares 18,400 0.00 3,398,600
2015-11-16 STECHER MICHAEL Director / Officer M-Exempt D Stock Option 1,800 5.00 9.0K 58,200
2015-06-08 THORNBURG KELLY Officer 0 0.00 0
2015-04-14 VASELLA DANIEL Director D Common Stock 0 0.00 30,000
2015-04-14 STECHER MICHAEL Director / Officer D Stock Option 15,000 15.00 225.0K 0
2015-04-14 SIMARD JOHN Director / Officer / 10% Owner D Stock Option 500,000 10.00 5.00M 0
2015-04-14 SHIVASWAMY SUSHMA Officer D Stock Option 30,000 15.00 450.0K 0
2015-04-14 MCKENZIE W THORPE Director / 10% Owner I Common Stock 0 0.00 100,000
2015-04-14 GONZALEZ NORMA I Officer D Stock Option 2,000 15.00 30.0K 0
2015-04-14 COMBS DAVID J Officer D Stock Option 15,000 15.00 225.0K 0
2015-01-01 MCKENZIE W THORPE Director / 10% Owner D Stock Option 15,000 15.00 225.0K 0
2014-11-04 VASELLA DANIEL Director D Stock Option 125,000 15.00 1.88M 0
2014-08-24 BONANNI FABRIZIO Director D Stock Option 33,333 15.00 500.0K 0
2014-03-01 SIMARD JOHN Director / Officer / 10% Owner D Option to Sell 500,000 10.00 5.00M 0
2014-03-01 MCKENZIE W THORPE Director / 10% Owner D Stock Option 500,000 10.00 5.00M 0
2014-03-01 BONANNI FABRIZIO Director D Stock Option 33,333 10.00 333.3K 0
2012-12-12 HAN QUEENA Officer D Stock Option 5,000 15.00 75.0K 0
2011-12-31 MCKENZIE W THORPE Director / 10% Owner D Stock Option 250,000 10.00 2.50M 0
2011-04-12 SIMARD JOHN Director / Officer / 10% Owner D Stock Option 500,000 7.50 3.75M 0
2011-02-28 SHIVASWAMY SUSHMA Officer D Stock Option 40,000 7.50 300.0K 0
2011-02-28 HAN QUEENA Officer D Stock Option 20,000 7.50 150.0K 0

Executive team

Top executives
Shares Outstanding
30.49M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2024 John Simard, President & Chief Executive Officer 1.21M 5.03M 10.5K 6.25M 0.00%
2 2024 Sushma Shivaswamy, Ph.D. Chief Scientific Officer 450.0K 197.0K 10.5K 657.6K 0.00%
3 2024 Angela Hu, Director of Finance 200.0K 80.0K 5.4K 285.4K 0.00%
4 2023 John Simard, President Chief Executive Officer 1.07M 4.48M 11.0K 5.56M 0.00%
5 2023 Sushma Shivaswamy, Ph.D. Chief Scientific Officer 445.2K 270.5K 4.8K 720.5K 37.54%
6 2023 Angela Hu, Director of Finance 193.3K 81.2K 4.8K 279.3K 29.06%
7 2022 John Simard, President Chief Executive Officer 881.4K 3.78M 9.5K 4.67M 0.00%
8 2022 Sushma Shivaswamy, Ph.D. Chief Scientific Officer 376.4K 4.8K 381.2K 0.00%
9 2022 Queena Han, Vice President Finance HR and Secretary 322.8K 9.5K 332.3K 0.00%
10 2021 John Simard, President Chief Executive Officer 776.6K 7.00M 9.0K 7.79M 0.00%
11 2021 Sushma Shivaswamy, Ph.D. Chief Scientific Officer 376.4K 187.5K 875.1K 4.8K 1.44M 60.61%
12 2021 Queena Han, Vice President Finance HR 321.1K 159.8K 306.3K 9.0K 796.2K 38.47%
13 2020 John Simard President Chief Executive Officer 683.7K 2.73M 10.1K 11.94M 0.00%
14 2020 John Simard, President Chief Executive Officer 683.7K 2.73M 10.1K 3.42M 0.00%
15 2020 Sushma Shivaswamy, Ph.D. Chief Scientific Officer 300.0K 150.0K 6.2K 864.5K 0.00%
16 2020 Queena Han Vice President Finance HR 298.8K 50.0K 9.4K 622.0K 0.00%
17 2020 Sushma Shivaswamy, Ph.D. Chief Scientific Officer 300.0K 150.0K 6.2K 456.2K 0.00%
18 2020 Queena Han, Vice President Finance HR 298.8K 50.0K 9.4K 358.3K 0.00%
19 2019 John Simard President Chief Executive Officer 590.9K 228.0K 9.0K 10.81M 0.00%
20 2019 Sushma Shivaswamy, Ph.D. Chief Scientific Officer 300.0K 300.0K 6.2K 1.43M 0.00%
21 2019 Queena Han Vice President Finance HR 200.0K 200.0K 9.0K 1.07M 0.00%
22 2018 John Simard President Chief Executive Officer
23 2018 Sushma Shivaswamy, Ph.D. Chief Scientific Officer
24 2018 Queena Han Vice President Finance HR
25 2017 John Simard President Chief Executive Officer
26 2017 Queena Han Vice President Finance HR
27 2017 Sushma Shivaswamy, Ph.D. Chief Scientific Officer
28 2017 Michael Stecher, M.D. Medical Director
29 2016 Kelly Thornburg Senior Vice President of Operations 315.0K 35.6K 7.4K 677.0K 0.00%
30 2016 John Simard President Chief Executive Officer
31 2016 Michael Stecher, M.D. Medical Director
32 2016 Sushma Shivaswamy, Ph.D. Chief Scientific Officer
33 2015 John Simard President Chief Executive Officer 551.4K 550.0K 6.8K 2.32M 0.00%
34 2015 Michael Stecher, M.D. Medical Director 279.0K 218.0K 6.8K 575.5K 0.00%
35 2015 Kelly Thornburg Senior Vice President of Operations 177.9K 78.1K 423.8K 0.00%
36 2014 John Simard President Chief Executive Officer 551.4K 6.0K 1.48M 0.00%
37 2014 Michael Stecher, M.D. Medical Director 241.4K 6.0K 258.5K 0.00%
38 2014 Kelly Thornburg Senior Vice President of Operations
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-07-07 DEF 14A
2024-05-01 DEFA14A
2024-05-01 DEF 14A
2023-04-28 DEFA14A
2023-04-28 DEF 14A
2022-05-13 DEFA14A
2022-05-13 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-04-29 10-K/A
2026-03-13 10-K
2026-03-11 S-8
2026-01-23 SC 13G/A
2026-01-23 SC 13G/A
2025-12-09 8-K
2025-11-12 4
2025-11-12 4
2025-11-12 4
2025-11-12 4

Executive team

NameTitleCompensationGender
John Simard Founder & Chairman 27M male
Sushma Shivaswamy Interim CEO & Chief Scientific Officer 571.0K
Angela Hu Director of Finance 245.4K female
Qian Wu Senior Vice President of Clinical Operations & Analytical Quality
ESG Rating
B
BIOTECHNOLOGY
Rank: 519 out of 710
2025
E (Environmental)
53.8 / 56.3
Company / Sector avg.
S (Social)
61.0 / 62.4
Company / Sector avg.
G (Governance)
65.2 / 60.9
Company / Sector avg.
ESG Total
60.0 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits