Subscribe

Vaxart, Inc. (VXRT)

USD0.55 +0.00 (+0.00%)
US NASDAQ Healthcare Biotechnology
Address 170 Harbor Way 94080
South San Francisco, CA, US
CEO Steven Lo
Website vaxart.com
IPO 1981-12-11
CIK 72444 ISIN US92243A2006

Explore sections of this company profile

Description

Vaxart, Inc. operates as a biotechnology firm currently in the clinical development phase, concentrating its efforts on identifying and advancing novel oral recombinant protein vaccines. The company leverages its unique proprietary platform for delivering these oral vaccine solutions. Its diverse pipeline showcases several promising candidates: An oral tablet vaccine targeting norovirus, which is presently undergoing Phase Ib clinical assessment for both GI.1 and GII.4 strains. A seasonal influenza vaccine, now in Phase II clinical studies, designed to address H1 influenza infections. A vaccine candidate against respiratory syncytial virus (RSV). A coronavirus vaccine, also advancing through Phase II clinical trials for SARS-CoV-2. Beyond infectious diseases, Vaxart is also engaged in formulating therapeutic vaccines aimed at treating cervical cancer and dysplasia associated with human papillomavirus. The company's main operations are situated in South San Francisco, California.

Market Cap & Enterprise Value
Merger & Acquisition History
Target company Ticker Date Filing
Nascent Biotech, Inc. NBIO 1995-10-18 View
Atea Pharmaceuticals, Inc. AVIR 2017-12-12 View
Technical Outlook
Loading outlook…
Loading forecast...
Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
Loading risk profile…
Price Chart
Averages
Trend
Price
Levels
Draw
USD0.55 +0.00 (+0.00%)
Loading historical data…
Volume Profile
Loading…
Liquidity & share structure
Average Volume
396.9K
Beta
1.09
Float Shares
237.71M
Free Float %
98.2%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-7.14% -13.33% +3.17% +16.07% +80.56% +85.71% +60.49% -38.10% -90.02% -96.06% -99.44%
Rolling Volatility
Loading…
Drawdown
Loading…
Relative Strength
Loading…
Monthly Returns Heatmap
From To
Loading…
Annual Monthly Returns
Loading…
Daily Returns Distribution
vs.
Loading histogram data…

Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (3 ratings, all time) Buy
Price Targets & DCF
Current price
0.55
Low 2.00 +263.6%
Consensus 2.00 +263.6%
Median 2.00 +263.6%
High 2.00 +263.6%
Ratings Trend (MoM) 100% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 3 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year
All Time 1
2.00
+263.6%
Quality scores
Altman Z-Score
0.07
Distress
Piotroski F-Score
5 / 9
Average
MOAT Score
1 / 10
No MOAT
Composite Rating
A
Overall Score
4 / 5
High
DCF Score
1 / 5
Low
ROE Score
5 / 5
High
ROA Score
5 / 5
High
D/E Score
3 / 5
Medium
P/E Score
4 / 5
High
P/Book Score
4 / 5
High
Operational MOAT
✓ MOAT relativo
  • Revenue growth Biotechnology: +1.6%
    +726.7% Q1'26: +87.9% (vs Q1'25)
  • EPS growth Biotechnology: +29.7%
    +150.0% Q1'26: +129.2% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
    +0.9% Q1'26: -6.4% (vs Q1'25)
  • EBIT margin Biotechnology: +0.0%
    +8.3% Q1'26: +0.0% (vs Q1'25)
  • ROIC Biotechnology: -16.1%
    +57.8% Q1'26: +0.0% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    -52.7% Q1'26: +6.3% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    0.32× Q1'26: 0.39× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (1.18) × ERP
WACC = 95% × Ke + 5% × Kd (31.4%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 0.55
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2002
actual
Dec 2003
actual
Dec 2004
actual
Dec 2005
actual
Dec 2007
actual
Dec 2015
actual
Dec 2016
actual
Dec 2017
actual
Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
1 Rev. Ana.
1 EPS Ana.
Dec 2027
2 Rev. Ana.
1 EPS Ana.
Dec 2028
2 Rev. Ana.
2 EPS Ana.
Dec 2029
1 Rev. Ana.
1 EPS Ana.
Revenue
195.97M
est: 149.91M (+30.7%)
176.57M
est: 98.95M (+78.4%)
142.18M
est: 118.25M (+20.2%)
108.06M
est: 73.56M (+46.9%)
est: 83.02M (-100.0%)
24.60M
est: 25.98M (-5.3%)
9.30M
est: 29.65M (-68.6%)
8.90M
est: 8.43M (+5.5%)
5.84M
est: 8.43M (-30.8%)
4.16M
est: 4.00M (+4.0%)
9.86M
est: 6.50M (+51.7%)
4.05M
est: 8.05M (-49.7%)
892.0K
est: 993.3K (-10.2%)
107.0K
est: 792.5K (-86.5%)
7.38M
est: 13.93M (-47.0%)
28.70M
est: 34.30M (-16.3%)
237.26M
est: 21.60M (+998.4%)
8.97M
8.97M – 8.97M
-58.5% YoY
9.72M
9.72M – 9.72M
+8.4% YoY
76.75M
76.75M – 76.75M
+689.7% YoY
151.88M
151.88M – 151.88M
+97.9% YoY
EBITDA
25.86M
est: 37.71M (-31.4%)
19.72M
est: 26.39M (-25.3%)
-33.87M
est: -18.18M (-86.3%)
-107.28M
est: -181.47M (+40.9%)
-33.60M
est: -30.08M (-11.7%)
-18.10M
est: -25.98M (+30.3%)
-25.00M
est: -29.65M (+15.7%)
-27.20M
est: -8.43M (-222.5%)
-8.74M
est: -8.43M (-3.6%)
-12.02M
est: -4.00M (-200.4%)
-12.17M
est: -6.50M (-87.2%)
-28.26M
est: -21.65M (-30.6%)
-66.45M
est: -61.88M (-7.4%)
-100.58M
est: -77.29M (-30.1%)
-72.13M
est: -10.81M (-567.2%)
-54.87M
est: -26.62M (-106.1%)
28.21M
est: -16.77M (+268.2%)
-6.96M
-6.96M – -6.96M
+58.5% YoY
-7.54M
-7.54M – -7.54M
-8.4% YoY
-59.57M
-59.57M – -59.57M
-689.7% YoY
-117.90M
-117.90M – -117.90M
-97.9% YoY
EBIT
15.79M
est: 9.71M (+62.7%)
5.48M
est: -5.69M (+196.4%)
-52.05M
est: -40.83M (-27.5%)
-122.64M
est: -218.84M (+44.0%)
-35.33M
est: -44.31M (+20.3%)
-19.20M
est: -25.98M (+26.1%)
-25.10M
est: -29.65M (+15.3%)
-27.30M
est: -8.43M (-223.7%)
-9.12M
est: -8.43M (-8.1%)
-15.22M
est: -4.00M (-280.5%)
-15.77M
est: -6.50M (-142.6%)
-30.11M
est: -24.26M (-24.1%)
-68.88M
est: -69.76M (+1.3%)
-106.39M
est: -66.43M (-60.2%)
-80.76M
est: -10.91M (-640.1%)
-63.72M
est: -26.87M (-137.1%)
19.63M
est: -16.92M (+216.0%)
-7.02M
-7.02M – -7.02M
+58.5% YoY
-7.61M
-7.61M – -7.61M
-8.4% YoY
-60.13M
-60.13M – -60.13M
-689.7% YoY
-118.99M
-118.99M – -118.99M
-97.9% YoY
Net Income
2.06M
est: 6.87M (-70.1%)
-6.83M
est: -2.49M (-174.4%)
-50.39M
est: -58.04M (+13.2%)
-128.45M
est: -252.81M (+49.2%)
47.07M
est: 72.87M (-35.4%)
-19.10M
est: -1.61B (+98.8%)
-25.40M
est: -1.15B (+97.8%)
-29.40M
est: -4.13B (+99.3%)
-12.46M
est: -4.13B (+99.7%)
-18.01M
est: -7.93B (+99.8%)
-18.65M
est: -321.59M (+94.2%)
-32.22M
est: -26.33M (-22.4%)
-70.47M
est: -67.35M (-4.6%)
-107.76M
est: -83.47M (-29.1%)
-82.47M
est: -105.95M (+22.2%)
-66.95M
est: -86.78M (+22.9%)
16.33M
est: -64.50M (+125.3%)
-87.53M
-87.53M – -87.53M
-35.7% YoY
-91.42M
-91.42M – -91.42M
-4.4% YoY
-83.74M
-93.62M – -73.86M
+8.4% YoY
-74.86M
-74.86M – -74.86M
+10.6% YoY
SGA
38.38M
est: 93.25M (-58.8%)
62.25M
est: 6.07B (-99.0%)
46.19M
est: 62.40M (-26.0%)
37.04M
est: 4.51B (-99.2%)
26.09M
est: 25.91M (+0.7%)
6.60M
est: 1.59B (-99.6%)
5.60M
est: 1.82B (-99.7%)
5.70M
est: 517.33M (-98.9%)
2.60M
est: 517.33M (-99.5%)
6.68M
est: 245.37M (-97.3%)
6.19M
est: 398.73M (-98.4%)
15.20M
est: 493.82M (-96.9%)
21.89M
est: 60.93M (-64.1%)
29.39M
est: 48.61M (-39.6%)
22.58M
est: 844.13M (-97.3%)
20.78M
est: 2.08B (-99.0%)
17.61M
est: 1.31B (-98.7%)
543.44M
543.44M – 543.44M
-58.5% YoY
589.04M
589.04M – 589.04M
+8.4% YoY
4.65B
4.65B – 4.65B
+689.7% YoY
9.21B
9.21B – 9.21B
+97.9% YoY
EPS
0.26
est: 0.19 (+38.9%)
-0.92
est: -6.03 (+84.7%)
-5.68
est: -36.77 (+84.6%)
-14.16
est: -99.33 (+85.7%)
5.15
est: -45.77 (+111.2%)
-0.59
est: -3.30 (+82.0%)
-0.72
est: -2.37 (+69.4%)
-0.84
est: -8.47 (+90.1%)
-0.33
est: -8.47 (+96.1%)
-0.29
est: -16.28 (+98.2%)
-0.09
est: -0.66 (+87.0%)
-0.07
est: -0.28 (+76.0%)
-0.14
est: -0.66 (+78.9%)
-0.22
est: -0.84 (+73.7%)
-0.17
est: -0.46 (+63.0%)
-0.14
est: -0.39 (+63.8%)
0.07
est: -0.28 (+125.0%)
-0.38
-0.38 – -0.38
-35.7% YoY
-0.40
-0.40 – -0.40
-4.4% YoY
-0.36
-0.41 – -0.32
+8.4% YoY
-0.33
-0.33 – -0.33
+10.6% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-07 A 4/5 1/5 5/5 5/5 3/5 4/5 4/5
2026-05-06 A 4/5 1/5 5/5 5/5 3/5 4/5 4/5
2026-05-05 A 4/5 1/5 5/5 5/5 3/5 4/5 4/5
2026-05-04 A 4/5 1/5 5/5 5/5 3/5 4/5 4/5
2026-05-01 A- 4/5 1/5 5/5 5/5 2/5 4/5 4/5
2026-04-30 A- 4/5 1/5 5/5 5/5 2/5 4/5 4/5
2026-04-29 A- 4/5 1/5 5/5 5/5 2/5 4/5 4/5
2026-04-28 A- 4/5 1/5 5/5 5/5 2/5 4/5 4/5
2026-04-27 A- 4/5 1/5 5/5 5/5 2/5 4/5 4/5
2026-04-24 A- 4/5 1/5 5/5 5/5 2/5 4/5 4/5
2026-04-23 A- 4/5 1/5 5/5 5/5 2/5 3/5 4/5
2026-04-22 A- 4/5 1/5 5/5 5/5 2/5 3/5 4/5
2026-04-21 B+ 3/5 1/5 4/5 5/5 2/5 3/5 4/5
2026-04-20 B+ 3/5 1/5 4/5 5/5 2/5 3/5 4/5
2026-04-17 B+ 3/5 1/5 4/5 5/5 2/5 3/5 4/5
2026-04-16 B+ 3/5 1/5 4/5 5/5 2/5 3/5 4/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
132.62M
OE per share TTM
0.58
Owner's Yield
77.83%
Maintenance CapEx ratio
191.87%
Maint CapEx / Avg PPE
56.6%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
2
Total invested
16.2K
Insider transactions (90d)
2
Beneficial owners (>5%)
31
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Peter Kolchinsky 15.38M 9.10% 15.38M HC, IN United States of America 2024-01-19
2 RA Capital Healthcare Fund, L.P. 15.38M 9.10% 15.38M PN United States of America 2024-01-19
3 RA Capital Management, L.P. 15.38M 9.10% 15.38M IA, PN United States of America 2024-01-19
4 Rajeev Shah 15.38M 9.10% 15.38M HC, IN United States of America 2024-01-19
5 STATE STREET CORPORATION 11.19M 8.91% 10.95M 11.19M HC BOSTON, MASSACHUSETTS 2022-02-11
6 SSGA FUNDS MANAGEMENT, INC. 8.96M 7.14% 8.93M 8.96M IA BOSTON, MASSACHUSETTS 2022-02-11
7 (1) BlackRock, Inc. 8.45M 6.70% 8.34M 8.45M HC Delaware 2022-02-07
8 The Vanguard Group - 23-1945930 7.02M 5.35% 6.88M 144.5K IA Pennsylvania 2023-02-09
9 Landon T. Clay 3.41M 9.70% 3.32M IN United States of America 2015-02-11
10 Thomas M. Clay 3.20M 8.30% 3.20M 3.20M IN United States of America 2018-02-14
11 East Hill Management Company, LLC 2.92M 7.50% 2.92M 2.92M OO United States of America 2018-02-14
12 Broadfin Capital, LLC 2.46M 7.01% 2.46M 2.46M IA, OO Delaware 2014-08-08
13 Broadfin Healthcare Master Fund, Ltd. 2.46M 7.01% 2.46M 2.46M CO Delaware 2014-08-08
14 Kevin Kotler 2.46M 7.01% 2.46M 2.46M HC, IN Delaware 2014-08-08
15 Ajay Bhalla 2.03M 5.20% 2.03M 2.03M IN Delaware 2016-01-15
16 John R. Yanuklis 2.03M 5.20% 2.03M 2.03M IN Delaware 2016-01-15
17 Senzar Asset Management, LLC 2.03M 5.20% 2.03M 2.03M IA, OO Delaware 2016-01-15
18 Senzar Healthcare Master Fund, LP 1.99M 5.20% 1.99M 1.99M PN Delaware 2016-01-15
19 Senzar Healthcare Master GP, Ltd. 1.99M 5.20% 1.99M 1.99M CO Delaware 2016-01-15
20 East Hill Hedge Fund, LLC 1.87M 5.30% 1.87M 1.87M OO Delaware 2015-02-11
21 M. Collery 1.87M 4.83% 1.87M IN UNITED STATES OF AMERICA 2018-01-18
22 A. Hurwitz 1.83M 4.74% 1.83M IN UNITED STATES OF AMERICA 2018-01-18
23 Fundamental LLC 1.83M 4.74% 1.83M OO NEW YORK 2018-01-18
24 Fundamental Value Fund, L.P. 1.83M 4.74% 1.83M PN DELAWARE 2018-01-18
25 H. Koffler 1.83M 4.74% 1.83M IN UNITED STATES OF AMERICA 2018-01-18
26 T. Bird 1.83M 4.74% 1.83M IN UNITED STATES OF AMERICA 2018-01-18
27 BML Investment Partners, L.P. 1.67M 3.50% 1.67M 1.67M PN 2020-02-11
28 HUNTER HALL INVESTMENT MANAGEMENT LTD. 1.01M 3.56% 1.01M 1.01M OO AUSTRALIA 2013-12-06
29 BARCLAYS GLOBAL INVESTORS, NA. 797.4K 4.87% 723.3K 723.3K BK Cayman Islands 2019-04-25
30 Gabelli Funds, LLC 325.0K 3.59% 12.83M 13.07M IA BOSTON, MASSACHUSETTS 2022-03-10
31 Fund Management Profit Sharing Plan 37.5K 0.10% 37.5K EP UNITED STATES OF AMERICA 2018-01-18

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
2
-3 vs prev Q
New positions
1
Closed positions
4
Increased
1
Reduced
0
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 HERITAGE WEALTH ADVISORS 26.0K +4.0K (+18.2%) 9.0K +979.0 (+12.2%) 0.01% +0.002 pp 0.00% +0.000 pp USD2.12 -83.5% 24 qtrs
2 LVM CAPITAL MANAGEMENT LTD/MI 25.0K +— (+0.0%) 9.0K +— (+0.0%) 0.01% +0.000 pp 0.00% +0.000 pp USD0.70 -50.0% 11 qtrs
3 KINGSWOOD WEALTH ADVISORS, LLC 10.0K +10.0K (+100.0%) 3.5K +3.5K (+100.0%) 0.00% +0.004 pp 0.00% +0.000 pp USD0.35 +0.0% 8 qtrs
4 ORG PARTNERS LLC 2.0K +— (+0.0%) 692.00 -37.0 (-5.1%) 0.00% +0.000 pp 0.00% +0.000 pp USD0.41 -14.6% 4 qtrs
5 ARCHER INVESTMENT CORP 15.00 +— (+0.0%) 5.00 +— (+0.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD8.80 -96.0% 23 qtrs
6 FARTHER FINANCE ADVISORS, LLC -27.0 (-100.0%) -10.0 (-100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD 2 qtrs SOLD
7 HBK SORCE ADVISORY LLC -75.1K (-100.0%) -26.2K (-100.0%) 0.00% -0.033 pp 0.00% -0.001 pp USD 11 qtrs SOLD
8 MARSHALL WACE, LLP -2.0M (-100.0%) -703.1K (-100.0%) 0.00% -0.855 pp 0.00% -0.001 pp USD 3 qtrs SOLD
9 ROCKEFELLER CAPITAL MANAGEMENT L.P. -1.2K (-100.0%) -429.0 (-100.0%) 0.00% -0.001 pp 0.00% +0.000 pp USD 2 qtrs SOLD
10 SIMPLEX TRADING, LLC -18.6K (-100.0%) -6.0K (-100.0%) 0.00% -0.008 pp 0.00% +0.000 pp USD 20 qtrs SOLD
11 UMB BANK, N.A. -100.0 (-100.0%) -36.0 (-100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD 12 qtrs SOLD
12 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC -10.4K (-100.0%) -3.7K (-100.0%) 0.00% -0.005 pp 0.00% +0.000 pp USD 10 qtrs SOLD
13 ADVISOR GROUP HOLDINGS, INC. -14.2K (-100.0%) -5.3K (-100.0%) 0.00% -0.006 pp 0.00% +0.000 pp USD 24 qtrs SOLD
14 XTX TOPCO LTD -94.3K (-100.0%) -34.4K (-100.0%) 0.00% -0.041 pp 0.00% -0.002 pp USD 11 qtrs SOLD
15 BAADER BANK AKTIENGESELLSCHAFT -12.1K (-100.0%) -2.7K (-100.0%) 0.00% -0.005 pp 0.00% 0.000 pp USD 4 qtrs SOLD
16 BEACON CAPITAL MANAGEMENT, LLC -60.3K (-100.0%) -22.0K (-100.0%) 0.00% -0.026 pp 0.00% -0.003 pp USD 16 qtrs SOLD
17 CONCORD WEALTH PARTNERS -75.0 (-100.0%) -27.0 (-100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD 13 qtrs SOLD
18 CUSTOS FAMILY OFFICE, LLC -50.0K (-100.0%) -18.2K (-100.0%) 0.00% -0.022 pp 0.00% -0.010 pp USD 3 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock

This company is not held by any ETF in our universe.

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
2
Sells
0
Shares acquired
236.2K
Shares disposed
Cash buys
Cash sales
Net activity
+236,200
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2033-03-17 Lee Phillip E Officer A-Award A Stock Option (right to buy) 410,000 0.78 319.8K 410,000
2026-04-23 BREITMEYER JAMES B Director 0 0.00 0
2026-03-28 Tucker Sean Officer F-InKind D Common Stock 3,924 0.65 2.6K 882,811 D
2026-03-28 Cummings James F. Officer F-InKind D Common Stock 3,292 0.65 2.1K 924,177 D
2026-03-24 Tucker Sean Officer F-InKind D Common Stock 36,418 0.69 25.3K 886,735 D
2026-03-24 Lo Steven Director / Officer F-InKind D Common Stock 126,028 0.69 87.5K 2,485,606 D
2026-03-24 Cummings James F. Officer F-InKind D Common Stock 30,551 0.69 21.2K 927,469 D
2026-03-24 Berg Edward B Officer F-InKind D Common Stock 36,418 0.69 25.3K 755,368 D
2026-03-18 Tucker Sean Officer F-InKind D Common Stock 8,072 0.63 5.1K 923,153 D
2026-03-18 Lo Steven Director / Officer F-InKind D Common Stock 22,425 0.63 14.2K 2,611,634 D
2026-03-18 Cummings James F. Officer F-InKind D Common Stock 6,772 0.63 4.3K 958,020 D
2026-03-18 Berg Edward B Officer F-InKind D Common Stock 8,072 0.63 5.1K 791,786 D
2026-03-16 Tucker Sean Officer A-Award A Common Stock 200,000 0.00 931,225 D
2026-03-16 Lo Steven Director / Officer A-Award A Common Stock 846,500 0.00 2,634,059 D
2026-03-16 Grasman Jeroen Nicolaas Officer A-Award A Stock Option (right to buy) 455,000 0.68 309.2K 455,000 D
2026-03-16 Cummings James F. Officer A-Award A Stock Option (right to buy) 455,000 0.68 309.2K 455,000 D
2026-03-16 Berg Edward B Officer A-Award A Stock Option (right to buy) 225,000 0.68 152.9K 225,000 D
2026-02-02 Tucker Sean Officer F-InKind D Common Stock 9,265 0.61 5.6K 731,225 D
2026-02-02 Cummings James F. Officer F-InKind D Common Stock 7,965 0.61 4.8K 737,792 D
2026-02-02 Berg Edward B Officer F-InKind D Common Stock 9,265 0.61 5.6K 684,858 D
2025-12-04 Lo Steven Director / Officer A-Award A Common Stock 151,351 0.00 1,841,712 D
2025-11-17 Watson W. Mark Director P-Purchase A Common Stock 5,000 0.41 2.0K 124,125 D
2025-11-17 HERON ELAINE J Director P-Purchase A Common Stock 23,217 0.39 9.1K 79,783 D
2025-08-15 Finney Kevin Director P-Purchase A Common Stock 50,000 0.37 18.5K 204,771 D
2025-07-30 Finney Kevin Director P-Purchase A Common Stock 25,874 0.38 9.8K 104,771 D
2025-07-29 Watson W. Mark Director P-Purchase A Common Stock 10,000 0.41 4.1K 104,125 D
2025-07-28 Finney Kevin Director P-Purchase A Common Stock 20,000 0.40 8.0K 78,897 D
2025-07-25 Finney Kevin Director P-Purchase A Common Stock 20,000 0.39 7.8K 58,897 D
2025-07-17 Finney Kevin Director P-Purchase A Common Stock 794 0.38 301.72 38,897 D
2025-06-13 Wheadon David E. Director A-Award A Stock Option (right to buy) 95,400 0.70 66.8K 95,400 D
2025-06-13 Watson W. Mark Director A-Award A Common Stock 16,000 0.00 94,125 D
2025-06-13 HERON ELAINE J Director A-Award A Common Stock 16,000 0.00 56,566 D
2025-06-13 Finney Michael J. Director A-Award A Stock Option (right to buy) 95,400 0.70 66.8K 95,400 D
2025-06-13 Finney Kevin Director A-Award A Stock Option (right to buy) 36,392 0.70 25.5K 36,392 D
2025-05-19 Lo Steven Director / Officer P-Purchase A Common Stock 100,000 0.49 49.0K 100,000 I
2025-05-19 Grasman Jeroen Nicolaas Officer A-Award A Stock Option (right to buy) 1,000,000 0.50 499.8K 1,000,000 D
2025-03-28 Tucker Sean Officer F-InKind D Common Stock 3,913 0.42 1.6K 740,490 D
2025-03-28 Cummings James F. Officer F-InKind D Common Stock 3,292 0.42 1.4K 745,757 D
2025-03-24 Tucker Sean Officer A-Award A Stock Option (right to buy) 610,000 0.51 312.7K 610,000 D
2025-03-24 Lo Steven Director / Officer A-Award A Common Stock 1,405,000 0.00 1,632,638 D
2025-03-24 Lee Phillip E Officer A-Award A Stock Option (right to buy) 610,000 0.51 312.7K 610,000 D
2025-03-24 Cummings James F. Officer A-Award A Stock Option (right to buy) 50,000 0.51 25.6K 50,000 D
2025-03-24 Berg Edward B Officer A-Award A Common Stock 406,000 0.00 694,123 D
2025-03-18 Tucker Sean Officer F-InKind D Common Stock 8,050 0.57 4.6K 338,403 D
2025-03-18 Lo Steven Director / Officer F-InKind D Common Stock 22,362 0.57 12.8K 227,638 D
2025-03-18 Lee Phillip E Officer F-InKind D Common Stock 8,050 0.57 4.6K 225,619 D
2025-03-18 Cummings James F. Officer F-InKind D Common Stock 6,772 0.57 3.9K 343,049 D
2025-03-18 Berg Edward B Officer F-InKind D Common Stock 8,050 0.57 4.6K 288,123 D
2025-02-02 Tucker Sean Officer F-InKind D Common Stock 9,242 0.68 6.3K 346,453 D
2025-02-02 Cummings James F. Officer F-InKind D Common Stock 7,964 0.68 5.4K 318,837 D
2025-02-02 Berg Edward B Officer F-InKind D Common Stock 9,242 0.68 6.3K 261,464 D
2025-01-28 Finney Kevin Director A-Award A Stock Option (right to buy) 190,800 0.75 143.5K 190,800 D
2024-12-15 Lee Phillip E Officer F-InKind D Common Stock 6,132 0.59 3.6K 233,669 D
2024-06-18 Watson W. Mark Director P-Purchase A Common Stock 20,000 0.68 13.6K 78,125
2024-06-12 Lee Phillip E Officer F-InKind D Common Stock 2,007 0.76 1.5K 239,801
2024-06-11 Yedid Robert A. Director A-Award A Common Stock 16,000 0.00 34,490
2024-06-11 Wheadon David E. Director A-Award A Common Stock 16,000 0.00 30,750
2024-06-11 Watson W. Mark Director A-Award A Common Stock 16,000 0.00 58,125
2024-06-11 HERON ELAINE J Director A-Award A Stock Option (right to buy) 95,400 0.77 73.5K 95,400
2024-06-11 Finney Michael J. Director A-Award A Stock Option (right to buy) 95,400 0.77 73.5K 95,400
2024-03-28 Tucker Sean Officer F-InKind D Common Stock 3,902 1.30 5.1K 355,695
2024-03-28 Cummings James F. Officer F-InKind D Common Stock 3,292 1.30 4.3K 326,801
2024-03-18 Tucker Sean Officer A-Award A Stock Option (right to buy) 410,000 1.16 475.6K 410,000
2024-03-18 Lo Steven Director / Officer A-Award A Stock Option (right to buy) 1,000,000 1.16 1.16M 1,000,000
2024-03-18 Lee Phillip E Officer A-Award A Common Stock 90,000 0.00 241,808
2024-03-18 Cummings James F. Officer A-Award A Common Stock 90,000 0.00 330,093
2024-03-18 Berg Edward B Officer A-Award A Common Stock 90,000 0.00 270,706
2024-02-02 Tucker Sean Officer F-InKind D Common Stock 9,220 1.20 11.1K 330,122
2024-02-02 Cummings James F. Officer F-InKind D Common Stock 7,965 1.20 9.6K 240,093
2024-02-02 Berg Edward B Officer F-InKind D Common Stock 9,220 1.20 11.1K 180,706
2023-12-15 Lee Phillip E Officer F-InKind D Common Stock 5,943 0.63 3.7K 151,808
2023-12-08 Tucker Sean Officer F-InKind D Common Stock 34,288 0.71 24.3K 339,342
2023-12-08 Lee Phillip E Officer F-InKind D Common Stock 35,151 0.71 25.0K 157,751
2023-12-08 Cummings James F. Officer F-InKind D Common Stock 31,409 0.71 22.3K 248,058
2023-12-08 Berg Edward B Officer F-InKind D Common Stock 33,752 0.71 24.0K 189,926
2023-06-26 Yedid Robert A. Director A-Award A Common Stock 7,375 0.00 18,490
2023-06-26 Wheadon David E. Director A-Award A Common Stock 7,375 0.00 14,750
2023-06-26 Watson W. Mark Director A-Award A Stock Option (right to buy) 44,224 0.74 32.7K 44,224
2023-06-26 HERON ELAINE J Director A-Award A Common Stock 6,922 0.00 24,566
2023-06-26 Finney Michael J. Director A-Award A Common Stock 7,375 0.00 670,840
2023-06-12 Lee Phillip E Officer A-Award A Common Stock 22,500 0.00 192,902
2023-03-28 Tucker Sean Officer F-InKind D Common Stock 3,683 0.75 2.8K 373,630
2023-03-28 Cummings James F. Officer F-InKind D Common Stock 3,267 0.75 2.5K 349,821 D
2023-03-17 Tucker Sean Officer A-Award A Common Stock 45,000 0.00 172,631
2023-03-17 Lee Phillip E Officer A-Award A Common Stock 56,652 0.00 170,402
2023-03-17 Floroiu Cezar Andrei Director / Officer A-Award A Common Stock 100,000 0.00 185,000
2023-03-17 Cummings James F. Officer A-Award A Stock Option (right to buy) 205,000 0.78 159.9K 205,000
2023-03-17 Berg Edward B Officer A-Award A Common Stock 45,000 0.00 45,000
2022-12-28 Watson W. Mark Director P-Purchase A Common Stock 20,000 0.76 15.1K 20,000
2022-12-16 Lee Phillip E Officer A-Award A Common Stock 68,750 0.00 68,750
2022-12-15 Lee Phillip E 0
2022-08-25 HERON ELAINE J Director A-Award A Stock Option (right to buy) 88,448 3.36 297.2K 88,448
2022-08-24 Yedid Robert A. Director G-Gift D Common Stock 4,000 0.00 11,115
2022-08-19 Yedid Robert A. Director M-Exempt D Stock Option (right to buy) 8,000 0.00 57,700
2022-08-04 Yedid Robert A. Director A-Award A Common Stock 7,375 0.00 11,115
2022-08-04 Wheadon David E. Director A-Award A Stock Option (right to buy) 44,224 0.00 44,224
2022-08-04 Watson W. Mark Director A-Award A Stock Option (right to buy) 88,448 0.00 88,448
2022-08-04 Finney Michael J. Director A-Award A Stock Option (right to buy) 44,224 0.00 44,224
2022-08-04 Davis Todd C Director A-Award A Stock Option (right to buy) 44,224 0.00 44,224
2022-08-04 Cherrington Julie M Director A-Award A Stock Option (right to buy) 37,280 3.91 145.8K 37,280
2022-06-22 Ahmad Fuad Officer P-Purchase A Common Stock 5,000 3.22 16.1K 5,000
2022-05-11 Ahmad Fuad Officer 0 0.00 0
2022-04-22 Tucker Sean Officer M-Exempt A Common Stock 40,000 0.77 30.8K 127,631
2022-03-28 Tucker Sean Officer A-Award A Stock Option (right to buy) 262,500 5.09 1.34M 262,500
2022-03-28 Floroiu Cezar Andrei Director / Officer A-Award A Common Stock 85,000 0.00 85,000
2022-03-28 Cummings James F. Officer A-Award A Common Stock 43,750 0.00 43,750
2022-02-15 Berg Edward B Officer A-Award A Stock Option (right to buy) 285,000 5.07 1.44M 285,000
2022-02-14 Berg Edward B Officer 0 0.00 0
2022-01-10 Yedid Robert A. Director S-Sale D Common Stock 1,500 6.01 9.0K 0
2021-12-22 Davis Todd C Director G-Gift D Common Stock 1,470 0.00 118,530
2021-11-30 Echerd Margaret Officer M-Exempt D Stock Option (right to buy) 2,936 0.77 2.3K 26,416
2021-10-12 Yedid Robert A. Director G-Gift A Common Stock 1,500 0.00 1,500
2021-09-10 Echerd Margaret Officer M-Exempt D Stock Option (Right to Buy) 1,467 0.00 29,352
2021-08-20 Cherrington Julie M Director A-Award A Stock Option (right to buy) 65,700 8.34 547.9K 65,700
2021-08-10 Tucker Sean Officer S-Sale D Common Stock 5,828 10.20 59.4K 51,465
2021-08-10 Echerd Margaret Officer M-Exempt D Stock Option (right to buy) 333 5.17 1.7K 2,667
2021-07-19 Echerd Margaret Officer M-Exempt D Stock Option (right to buy) 1,467 0.77 1.1K 32,287
2021-06-18 Finney Michael J. Director M-Exempt D Stock Option (right to buy) 12,700 0.68 8.6K 0
2021-06-16 Yedid Robert A. Director A-Award A Stock Option (right to buy) 15,097 7.79 117.6K 15,097
2021-06-16 Wheadon David E. Director A-Award A Stock Option (right to buy) 65,700 6.54 429.7K 65,700
2021-06-16 WILSON KAREN J Director A-Award A Stock Option (right to buy) 15,097 7.79 117.6K 15,097
2021-06-16 Tucker Sean Officer A-Award A Stock Option (right to buy) 100,000 6.27 627.0K 100,000
2021-06-16 Floroiu Cezar Andrei Director / Officer A-Award A Stock Option (right to buy) 250,000 6.27 1.57M 250,000
2021-06-16 Finney Michael J. Director A-Award A Stock Option (right to buy) 15,097 7.79 117.6K 15,097
2021-06-16 Echerd Margaret Officer A-Award A Stock Option (right to buy) 100,000 6.27 627.0K 100,000
2021-06-16 Davis Todd C Director A-Award A Stock Option (right to buy) 15,097 7.79 117.6K 15,097
2021-06-11 Yedid Robert A. Director S-Sale D Common Stock 10,000 8.61 86.1K 8,240
2021-06-11 Echerd Margaret Officer M-Exempt D Stock Option (right to buy) 334 5.17 1.7K 3,333
2021-06-09 Echerd Margaret Officer M-Exempt A Common Stock 35,222 0.77 27.1K 47,555
2021-05-07 Latour Wouter Director M-Exempt D Stock Option (right to buy) 100,000 1.70 170.0K 700,000
2021-05-06 Latour Wouter Director S-Sale D Common Stock 100,000 6.54 653.9K 0
2021-04-21 Wheadon David E. Director 0 0.00 0
2021-03-16 Tucker Sean Officer M-Exempt A Common Stock 1,006 6.49 6.5K 48,053
2021-03-04 Latour Wouter Director M-Exempt D Stock Option (right to buy) 150,000 0.77 115.5K 213,261
2020-11-23 Latour Wouter Director S-Sale D Common Stock 333,334 6.32 2.11M 0
2020-08-25 WILSON KAREN J Director A-Award A Stock Option (right to buy) 65,700 6.95 456.6K 65,700
2020-08-13 Tucker Sean Officer M-Exempt A Common stock 4,026 6.49 26.1K 51,679
2020-08-12 Latour Wouter Director X-InTheMoney A Common stock 166,667 0.30 50.0K 333,334
2020-06-29 ARMISTICE CAPITAL, LLC Director X-InTheMoney D Warrants 0 1.10 0
2020-06-26 ARMISTICE CAPITAL, LLC Director S-Sale D Common Stock 18,226,667 10.38 189.19M 5,440,000
2020-06-15 Floroiu Cezar Andrei Director / Officer A-Award A Stock Option (right to buy) 900,000 2.46 2.21M 900,000
2020-06-08 Yedid Robert A. Director A-Award A Stock Option (right to buy) 65,700 2.39 157.0K 65,700
2020-06-08 Tucker Sean Officer A-Award A Stock Option (right to buy) 360,000 1.70 612.0K 360,000
2020-06-08 Latour Wouter Director / Officer A-Award A Stock Option (right to buy) 900,000 1.70 1.53M 900,000
2020-06-08 Floroiu Cezar Andrei Director A-Award A Stock Option (right to buy) 54,720 1.71 93.6K 54,720
2020-06-08 Finney Michael J. Director A-Award A Stock Option (right to buy) 65,700 2.39 157.0K 65,700
2020-06-08 Echerd Margaret Officer A-Award A Stock Option (right to buy) 315,000 1.70 535.5K 315,000
2020-06-08 Davis Todd C Director A-Award A Stock Option (right to buy) 65,700 2.39 157.0K 65,700
2020-06-03 ARMISTICE CAPITAL, LLC Director S-Sale D Common Stock 0 0.00 7,000,000
2020-06-02 ARMISTICE CAPITAL, LLC Director S-Sale D Common Stock 0 0.00 7,400,000
2020-06-01 ARMISTICE CAPITAL, LLC Director S-Sale D Common Stock 0 0.00 8,200,000
2020-05-27 ARMISTICE CAPITAL, LLC Director / 10% Owner S-Sale D Common Stock 0 0.00 8,400,000
2020-05-22 ARMISTICE CAPITAL, LLC Director / 10% Owner S-Sale D Common Stock 200,000 2.86 572.0K 8,600,000
2020-05-21 ARMISTICE CAPITAL, LLC Director / 10% Owner S-Sale D Common Stock 400,000 2.97 1.19M 8,800,000
2020-05-20 ARMISTICE CAPITAL, LLC Director / 10% Owner S-Sale D Common Stock 0 0.00 9,200,000
2020-05-18 ARMISTICE CAPITAL, LLC Director / 10% Owner S-Sale D Common Stock 650,000 2.86 1.86M 10,350,000
2020-05-15 ARMISTICE CAPITAL, LLC Director / 10% Owner S-Sale D Common Stock 458,639 2.82 1.29M 11,000,000
2020-05-14 ARMISTICE CAPITAL, LLC Director / 10% Owner S-Sale D Common Stock 834,669 3.02 2.52M 11,458,639
2020-05-13 ARMISTICE CAPITAL, LLC Director / 10% Owner S-Sale D Common Stock 0 0.00 12,293,308
2020-05-12 ARMISTICE CAPITAL, LLC Director / 10% Owner S-Sale D Common Stock 1,581,076 3.02 4.77M 12,818,924
2020-05-11 ARMISTICE CAPITAL, LLC Director / 10% Owner S-Sale D Common Stock 0 0.00 14,400,000
2020-05-08 ARMISTICE CAPITAL, LLC Director / 10% Owner S-Sale D Common Stock 100,000 2.52 252.0K 15,700,000
2020-05-07 ARMISTICE CAPITAL, LLC Director / 10% Owner S-Sale D Common Stock 0 0.00 15,800,000
2020-05-06 ARMISTICE CAPITAL, LLC Director / 10% Owner S-Sale D Common Stock 0 0.00 15,900,000
2020-05-05 ARMISTICE CAPITAL, LLC Director / 10% Owner S-Sale D Common Stock 692,531 2.66 1.84M 15,950,000
2020-05-04 ARMISTICE CAPITAL, LLC Director / 10% Owner S-Sale D Common Stock 0 0.00 16,642,531
2020-05-01 ARMISTICE CAPITAL, LLC Director / 10% Owner S-Sale D Common Stock 0 0.00 17,600,000
2020-04-30 ARMISTICE CAPITAL, LLC Director / 10% Owner S-Sale D Common Stock 4,434,296 2.96 13.13M 18,600,000
2020-04-29 ARMISTICE CAPITAL, LLC Director / 10% Owner S-Sale D Common Stock 873,634 3.01 2.63M 23,034,296
2020-04-28 Davis Todd C Director S-Sale D Common stock 60,000 3.28 196.5K 120,000
2020-04-28 ARMISTICE CAPITAL, LLC Director / 10% Owner S-Sale D Common Stock 0 0.00 23,907,930
2020-04-13 Floroiu Cezar Andrei Director 0 0.00 0
2019-11-18 Yedid Robert A. Director A-Award A Stock Option (right to buy) 54,720 0.31 17.0K 54,720
2019-11-18 Davis Todd C Director A-Award A Stock Option (right to buy) 54,720 0.31 17.0K 54,720
2019-11-05 ARMISTICE CAPITAL, LLC Director P-Purchase A Common Stock 0 0.00 25,200,000
2019-10-25 Yedid Robert A. Director 0 0.00 0
2019-10-25 Maher Illya Keith Director 0 0.00 0
2019-10-25 Davis Todd C Director D Common stock 0 0.00 180,000
2019-10-11 Richard John P Director P-Purchase A Common stock 20,000 0.38 7.7K 20,000
2019-10-07 ARMISTICE CAPITAL, LLC 10% Owner P-Purchase A Common Stock 290,000 0.37 107.3K 25,000,000
2019-10-04 ARMISTICE CAPITAL, LLC 10% Owner P-Purchase A Common Stock 0 0.00 24,710,000
2019-10-03 ARMISTICE CAPITAL, LLC 10% Owner P-Purchase A Common Stock 228,720 0.34 77.8K 24,436,000
2019-10-02 ARMISTICE CAPITAL, LLC 10% Owner P-Purchase A Common Stock 23,913 0.36 8.6K 24,207,280
2019-10-01 ARMISTICE CAPITAL, LLC 10% Owner P-Purchase A Common Stock 183,367 0.35 64.2K 24,183,367
2019-09-30 Latour Wouter Director / Officer P-Purchase A Common Stock Purchase Warrant 166,667 0.30 50.0K 166,667
2019-09-30 ARMISTICE CAPITAL, LLC 10% Owner P-Purchase A Common Stock 1,600,376 0.33 528.1K 24,000,000
2019-09-27 ARMISTICE CAPITAL, LLC 10% Owner P-Purchase A Common Stock 972,643 0.29 282.1K 22,399,624
2019-09-26 ARMISTICE CAPITAL, LLC 10% Owner I Common Warrants 16,666,667 0.30 5.00M 0
2019-06-12 VANLENT ANNE Director A-Award A Stock Option (right to buy) 9,000 0.68 6.1K 9,000
2019-06-12 Richard John P Director A-Award A Stock Option (right to buy) 12,700 0.68 8.6K 12,700
2019-06-12 Markham Richard J Director A-Award A Stock Option (right to buy) 9,000 0.68 6.1K 9,000
2019-06-12 Finney Michael J. Director A-Award A Stock Option (right to buy) 9,000 0.68 6.1K 9,000
2019-06-12 COX GEOFFREY F Director A-Award A Stock Option (right to buy) 9,000 0.68 6.1K 9,000
2019-05-12 Tucker Sean Officer A-Award A Stock Option (right to buy) 124,061 0.77 95.5K 124,061
2019-05-12 Latour Wouter Director / Officer A-Award A Stock Option (right to buy) 363,261 0.77 279.7K 363,261
2019-05-12 Echerd Margaret Officer A-Award A Stock Option (right to buy) 70,444 0.77 54.2K 70,444
2019-04-11 Tucker Sean Officer P-Purchase A Common stock 27,273 1.10 30.0K 52,661
2019-04-11 Finney Michael J. Director P-Purchase A Common Stock 181,818 1.10 200.0K 452,572
2019-04-09 ARMISTICE CAPITAL, LLC 10% Owner I Common Warrants 4,090,909 1.10 4.50M 0
2019-01-01 Echerd Margaret Officer D Stock Option (right to buy) 16,000 5.17 82.7K 0

Executive team

Top executives
EBIT / Employee
186.9K
Shares Outstanding
241.97M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2024 Steven Lo President and Chief Executive Officer 473.8K 290.0K 1.04M 272.0K 5.6K 2.09M 63.97%
2 2024 Andrei Floroiu, M.B.A. Former President and Chief Executive Officer 81.4K 76.7K 1.03M 745.4K 1.93M 57.19%
3 2024 James Cummings, M.D. Chief Medical Officer 488.1K 104.4K 428.2K 179.7K 12.2K 1.21M 43.92%
4 2024 Sean Tucker, Ph.D. Chief Scientific Officer 446.3K 104.4K 428.2K 164.3K 11.9K 1.16M 46.11%
5 2024 Michael J. Finney, Ph.D. Former Interim Chief Executive Officer 110.5K 12.3K 66.1K 46.4K 70.1K 305.4K 25.67%
6 2023 Andrei Floroiu, M.B.A. Former President and Chief Executive Officer 568.3K 286.8K 801.9K 198.9K 10.9K 1.87M 58.32%
7 2023 Andrei Floroiu Former President and Chief Executive Officer 568.3K 286.8K 801.9K 198.9K 10.9K 1.87M 58.32%
8 2023 James Cummings, M.D. Chief Medical Officer 454.7K 151.6K 428.8K 128.1K 11.7K 1.17M 49.40%
9 2023 Sean Tucker, Ph.D. Chief Scientific Officer 428.3K 147.5K 428.8K 121.4K 11.4K 1.14M 50.67%
10 2023 Sean N. Tucker, Ph.D. Chief Scientific Officer 428.3K 147.5K 428.8K 121.4K 11.4K 1.14M 50.67%
11 2022 Andrei Floroiu President and Chief Executive Officer 532.5K 432.7K 2.48M 133.1K 9.4K 3.59M 81.20%
12 2022 Andrei Floroiu Former President and Chief Executive Officer 532.5K 432.7K 2.48M 133.1K 9.4K 3.59M 81.20%
13 2022 James Cummings, M.D. Chief Medical Officer 430.0K 222.7K 1.18M 86.0K 11.0K 1.93M 72.75%
14 2022 Sean N. Tucker, Ph.D. Chief Scientific Officer 392.4K 222.7K 1.18M 78.5K 10.7K 1.89M 74.50%
15 2021 Andrei Floroiu President and Chief Executive Officer 466.7K 1.74M 198.3K 9.2K 2.41M 72.03%
16 2021 James Cummings, M.D. Chief Medical Officer 112.2K 2.23M 36.1K 3.7K 2.38M 93.62%
17 2021 Sean N. Tucker, Ph.D. Senior Vice President and Chief Scientific Officer 362.2K 123.2K 694.4K 9.4K 1.19M 58.39%
18 2021 Sean N. Tucker, Ph.D. Chief Scientific Officer 362.2K 694.4K 123.2K 9.4K 1.19M 58.39%
19 2021 Margaret A. Echerd Senior Vice President and 338.0K 114.9K 694.4K 11.0K 1.16M 59.94%
20 2020 Wouter W. Latour, M.D. Former President and Chief Executive Officer 232.0K 105.1K 125.8K 1.73M 648.8K 2.84M 65.35%
21 2020 Andrei Floroiu Chief Executive Officer 227.6K 126.7K 2.01M 2.36M 85.01%
22 2020 Andrei Floroiu President and Chief Executive Officer 227.6K 126.7K 2.01M 2.36M 85.01%
23 2020 Sean N. Tucker, Ph.D. Chief Scientific Officer 348.4K 173.8K 125.8K 693.3K 8.6K 1.35M 60.68%
24 2020 Sean N. Tucker, Ph.D. Senior Vice President and Chief Scientific Officer 348.4K 173.8K 125.8K 693.3K 8.6K 1.22M 66.92%
25 2020 Margaret A. Echerd SVP Controller and 278.3K 236.3K 42.5K 606.6K 8.6K 1.17M 55.38%
26 2020 Margaret A. Echerd Senior Vice President and 278.3K 236.3K 42.5K 606.6K 8.6K 1.13M 57.46%
27 2019 Wouter W. Latour, M.D. President and Chief Executive Officer 485.0K 52.5K 201.8K 8.4K 747.7K 26.98%
28 2019 Wouter W. Latour, M.D. Former President and Chief Executive Officer 485.0K 52.5K 201.8K 8.4K 747.7K 26.98%
29 2019 Sean N. Tucker, Ph.D. Senior Vice President and Chief Scientific Officer 331.8K 21.6K 82.5K 8.8K 444.7K 18.56%
30 2019 Sean N. Tucker, Ph.D. Chief Scientific Officer 331.8K 21.6K 68.3K 8.8K 430.4K 15.87%
31 2019 Margaret A. Echerd SVP Controller and 265.0K 17.2K 38.8K 8.0K 329.0K 11.79%
32 2019 Margaret A. Echerd Senior Vice President and 265.0K 17.2K 38.8K 8.0K 329.0K 11.79%
33 2019 Margaret A. Echerd VP Controller and Principal Accounting Officer 265.0K 17.2K 38.8K 8.0K 329.0K 11.79%
34 2018 Joseph M. Patti, M.S.P.H, Ph.D. Former President and Chief Executive Officer 64.4K 1.09M 1.16M 0.00%
35 2018 Wouter W. Latour, M.D. Former President and Chief Executive Officer 450.0K 392.2K 8.3K 850.4K 46.11%
36 2018 Wouter W. Latour, M.D. President and Chief Executive Officer 450.0K 392.2K 8.3K 850.4K 46.11%
37 2018 Mark P. Colonnese Former Executive Vice President and Chief Financial Officer 43.7K 595.7K 639.4K 0.00%
38 2018 John M. Harland Former Chief Financial Officer 310.0K 35.0K 64.8K 8.3K 418.0K 15.50%
39 2018 Sean N. Tucker, Ph.D. Chief Scientific Officer 319.0K 50.4K 8.6K 378.0K 13.33%
40 2017 Joseph M. Patti, M.S.P.H, Ph.D. Former President and Chief Executive Officer 515.0K 426.6K 14.0K 955.6K 44.65%
41 2017 Mark P. Colonnese Former Executive Vice President and Chief Financial Officer 349.8K 262.5K 13.7K 626.0K 41.94%
42 2016 Joseph M. Patti, Ph.D. Presid e nt, Ch i ef Executive Officer and D i rector 500.0K 340.4K 137.5K 32.5K 1.01M 33.69%
43 2016 Joseph M. Patti, M.S.P.H, Ph.D. Former President and Chief Executive Officer 500.0K 340.4K 137.5K 32.5K 1.01M 33.69%
44 2016 Mark P. Colonnese Executive Vice President a nd Chief Financial Officer 233.8K 291.7K 48.4K 176.1K 749.9K 38.90%
45 2016 Mark P. Colonnese Former Executive Vice President and Chief Financial Officer 233.8K 291.7K 48.4K 176.1K 749.9K 38.90%
46 2016 Russell H. Plumb Former Executive Cha i rman and 60.9K 60.9K 0.00%
47 2015 Joseph M. Patti, Ph.D. Presid e nt, Ch i ef Executive Officer and D i rector 477.0K 797.1K 431.3K 32.8K 1.74M 45.86%
48 2015 Joseph M. Patti President, Chief Executive Officer and Director 477.0K 431.3K 797.1K 32.8K 1.48M 53.88%
49 2015 Russell H. Plumb Executive Chairman and Director 318.8K 172.5K 98.0K 30.1K 878.1K 11.16%
50 2015 Russell H. Plumb Former Executive Cha i rman and 318.8K 98.0K 172.5K 30.1K 619.3K 15.82%
51 2014 Russell H. Plumb Former Executive Cha i rman and 525.0K 192.3K 239.0K 28.3K 984.5K 43.80%
52 2014 Russell H. Plumb President, Chief Executive Officer and Director 525.0K 192.3K 239.0K 28.3K 984.5K 43.80%
53 2014 Russell H. Plumb Executive Chairman and Director 525.0K 192.3K 239.0K 28.3K 984.5K 43.80%
54 2014 Joseph M. Patti, Ph.D. Presid e nt, Ch i ef Executive Officer and D i rector 408.0K 120.2K 149.4K 26.0K 703.5K 38.31%
55 2014 Joseph M. Patti President, Chief Executive Officer and Director 408.0K 120.2K 149.4K 26.0K 703.5K 38.31%
56 2014 Joseph M. Patti Executive Vice President, Corporate Development and Strategy 408.0K 120.2K 149.4K 26.0K 703.5K 38.31%
57 2013 Russell H. Plumb President, Chief Executive Officer and Director 335.2K 60.0K 583.3K 1.37M 19.4K 2.36M 82.46%
58 2013 Russell H. Plumb President, Chief Executive Officer and Director 335.2K 60.0K 583.3K 1.37M 19.4K 2.36M 82.46%
59 2013 Joseph M. Patti Executive Vice President, Corporate Development and Strategy 255.4K 37.5K 291.7K 853.6K 17.2K 1.46M 78.69%
60 2013 Joseph M. Patti Executive Vice President, Corporate Development and Strategy 255.4K 37.5K 291.7K 853.6K 17.2K 1.46M 78.69%
61 2013 Paul Kessler, M.D. Former Sr. Vice President, Clinical, Medical and Regulatory Affairs and Chief Medical Officer
62 2013 Raafat E.F. Fahim, Ph.D. Former President and Chief Executive Officer
63 2013 Matthew Kalnik, Ph.D. Former Sr. Vice President, Strategic Planning Business Operations
64 2012 Raafat E.F. Fahim, Ph.D. Former President and Chief Executive Officer 422.9K 2.60M 3.03M 0.00%
65 2012 Paul Kessler, M.D. Former Sr. Vice President, Clinical, Medical and Regulatory Affairs and Chief Medical Officer 208.1K 1.16M 1.36M 0.00%
66 2012 Matthew Kalnik, Ph.D. Former Sr. Vice President, Strategic Planning Business Operations 189.2K 1.07M 1.26M 0.00%
67 2011 Paul Kessler, M.D. Former Sr. Vice President, Clinical, Medical and Regulatory Affairs and Chief Medical Officer 347.7K 20.2K 209.2K 243.0K 22.0K 842.1K 53.69%
68 2011 Matthew Kalnik, Ph.D. Former Sr. Vice President, Strategic Planning Business Operations 316.1K 18.4K 174.3K 162.0K 22.0K 692.8K 48.54%
69 2010 Raafat Fahim, Ph.D. President Chief Executive Officer and Acting Chief Financial Officer 490.1K 133.3K 300.5K 370.8K 319.5K 1.61M 26.87%
70 2010 Paul Kessler, M.D. Senior Vice President Clinical, Medical and Regulatory Affairs 340.8K 119.2K 256.4K 177.7K 30.6K 924.7K 40.62%
71 2010 Matthew Kalnik, Ph.D. Senior Vice President Strategic Planning and Business Operations 306.9K 51.2K 97.2K 162.8K 30.9K 649.0K 22.86%
72 2009 Raafat Fahim, Ph.D. President Chief Executive Officer and Acting Chief Financial Officer 476.3K 157.1K 207.8K 623.1K 243.9K 1.71M 21.36%
73 2009 Raafat Fahim, Ph.D. President, Chief Executive Officer and Acting Chief Financial Officer 476.3K 157.1K 207.8K 623.1K 243.9K 1.71M 21.36%
74 2009 Paul Kessler, M.D. Senior Vice President Clinical, Medical and Regulatory Affairs 320.8K 92.9K 190.5K 181.5K 46.3K 832.0K 34.06%
75 2009 Matthew Kalnik, Ph.D. Senior Vice President Strategic Planning and Business Operations 291.4K 34.6K 50.7K 215.0K 46.8K 638.4K 13.36%
76 2008 Raafat Fahim, Ph.D. President, Chief Executive Officer and Acting Chief Financial Officer 458.3K 402.6K 139.0K 364.0K 183.3K 1.81M 29.87%
77 2008 Raafat Fahim, Ph.D. President Chief Executive Officer and Acting Chief Financial Officer 458.3K 402.6K 139.0K 364.0K 183.3K 1.81M 29.87%
78 2008 Paul Kessler, M.D. Senior Vice President Clinical, Medical and Regulatory Affairs 297.8K 70.4K 118.6K 158.1K 15.4K 795.2K 23.77%
79 2008 Paul Kessler, Ph.D. 297.8K 70.4K 118.6K 158.1K 15.4K 660.3K 28.63%
80 2008 Leslie Hudson, Ph.D. Former Interim President and Chief Executive Officer 64.6K 50.0K 59.1K 190.0K 45.0K 408.8K 14.46%
81 2008 Jordan Siegel Former Senior Vice President of Finance and Administration, Chief Financial Officer and Chief Accounting Officer 78.0K 42.9K 213.0K 32.0K 365.8K 58.21%
82 2008 Matthew Kalnik, Ph.D. Senior Vice President Strategic Planning and Business Operations
83 2007 Thomas H. McLain Former Chairman, 150.9K 199.2K 36.3K 106.9K 1.21M 1.71M 13.80%
84 2007 Leslie Hudson, Ph.D. Former Interim President and Chief Executive Officer 419.1K 164.8K 238.3K 25.2K 127.7K 975.1K 24.44%
85 2007 Leslie Hudson, Ph.D. Former Interim President and Chief Executive Officer 419.1K 164.8K 238.3K 25.2K 127.7K 975.1K 24.44%
86 2007 Raafat E.F. Fahim, Ph.D. Chief Executive Officer and President 344.5K 150.3K 131.6K 266.2K 52.1K 944.8K 29.84%
87 2007 Raafat Fahim, Ph.D. President, Chief Executive Officer and Acting Chief Financial Officer 344.5K 150.3K 131.6K 266.2K 52.1K 944.8K 29.84%
88 2007 Jordan Siegel Former Senior Vice President of Finance and Administration, Chief Financial Officer and Chief Accounting Officer 317.6K 187.3K 191.1K 154.4K 56.7K 907.1K 41.71%
89 2007 Jordan I. Siegel Former Senior Vice President of 317.6K 187.3K 191.1K 154.4K 56.7K 907.1K 41.71%
90 2007 Henrik S. Rasmussen, M.D., Ph.D. Former Senior Vice President, 78.2K 11.4K 89.6K 0.00%
91 2007 Paul Kessler, M.D. Senior Vice President Clinical, Medical and Regulatory Affairs
92 2007 Matthew Kalnik, Ph.D. Senior Vice President Strategic Planning and Business Operations
93 2006 Thomas H. McLain Former Chairman, 487.5K 225.0K 174.2K 89.7K 230.9K 109.3K 1.32M 20.05%
94 2006 Thomas H. McLain Former Chairman, Chief Executive Officer and President 487.5K 225.0K 89.7K 115.8K 230.9K 109.3K 1.26M 16.34%
95 2006 Raafat E.F. Fahim, Ph.D. Chief Executive Officer and President 310.5K 145.0K 100.3K 79.8K 115.8K 75.4K 826.8K 21.78%
96 2006 Raafat Fahim, Ph.D. President, Chief Executive Officer and Acting Chief Financial Officer 310.5K 145.0K 100.3K 79.8K 115.8K 75.4K 826.8K 21.78%
97 2006 Henrik S. Rasmussen, M.D., Ph.D. Former Senior Vice President, 310.2K 145.0K 100.3K 77.5K 107.8K 67.8K 808.6K 21.99%
98 2006 Raafat E.F. Fahim, Ph.D. Senior Vice President, Technical and Production Operations 310.5K 145.0K 100.3K 41.3K 115.8K 75.4K 788.4K 17.97%
99 2006 Henrik S. Rasmussen, M.D., Ph.D. Former Senior Vice President, Clinical, Medical, and Regulatory Affairs 310.2K 145.0K 100.3K 41.3K 107.8K 67.8K 772.5K 18.34%
100 2006 Jordan I. Siegel Senior Vice President, Finance, Chief Financial Officer and Treasurer 167.3K 50.0K 59.5K 19.5K 91.1K 42.2K 429.7K 18.39%
101 2006 Jordan Siegel Former Senior Vice President of Finance and Administration, Chief Financial Officer and Chief Accounting Officer 167.3K 50.0K 59.5K 19.5K 91.1K 42.2K 429.7K 18.39%
102 2006 Jordan I. Siegel Former Senior Vice President of 167.3K 50.0K 59.5K 19.5K 91.1K 42.2K 429.6K 18.39%
103 2006 Adam E. Logal Former Interim Chief Financial Officer 153.2K 90.0K 10.9K 24.0K 44.8K 12.8K 335.7K 10.40%
104 2006 Joseph Johnson Former Senior Vice President, People, Process and Technology 129.3K 180.7K 309.9K 0.00%
105 2006 Mark L. Smith Former Senior Vice President, Finance, Chief Financial Officer, Chief Accounting Officer, and Treasurer 60.0K 13.4K 6.7K 80.1K 0.00%
106 2005 Thomas H. McLain Chairman, Chief Executive Officer and President 459.9K 150.0K 43.6K 503.5K 29.79%
107 2005 Henrik S. Rasmussen, M.D., Ph.D. Senior Vice President, Clinical, Medical, and Regulatory Affairs 292.8K 31.9K 324.7K 0.00%
108 2005 Raafat E.F. Fahim, Ph.D. Senior Vice President, Technical and Production Operations 288.7K 34.5K 323.2K 0.00%
109 2005 H. LeRoux Jooste Senior Vice President, Global Sales and Marketing 295.6K 18.7K 314.2K 0.00%
110 2005 Mark L. Smith Senior Vice President, Finance, Chief Financial Officer, Chief Accounting Officer, and Treasurer 280.8K 75.0K 31.2K 312.0K 24.04%
111 2004 Thomas H. McLain Chairman, Chief Executive Officer and President 435.1K 312.2K 118.2K 38.9K 786.3K 15.04%
112 2004 Henrik S. Rasmussen, M.D., Ph.D. Senior Vice President, Clinical, Medical, and Regulatory Affairs 283.6K 136.6K 214.3K 31.7K 451.9K 47.41%
113 2004 Mark L. Smith Senior Vice President, Finance, Chief Financial Officer, Chief Accounting Officer, and Treasurer 273.0K 128.4K 54.5K 27.6K 429.0K 12.70%
114 2004 Raafat E.F. Fahim, Ph.D. Senior Vice President, Technical and Production Operations 271.6K 131.6K 211.3K 22.1K 425.2K 49.68%
115 2004 Gary A. Siskowski Former Senior Vice President, Sales and Marketing 215.4K 104.2K 40.7K 29.6K 349.2K 11.65%
116 2004 Richard G. Clark Senior Vice President, Administration and Chief Administration Officer 158.2K 127.1K 125.0K 15.6K 300.8K 41.55%
117 2004 H. LeRoux Jooste Senior Vice President, Global Sales and Marketing 11.2K 30.0K 200.0K 41.2K 485.98%
118 2003 David J. Gury Former Chief Executive Officer 359.4K 119.4K 3.59M 3.95M 3.02%
119 2003 Thomas H. McLain President and Chief Executive Officer 342.0K 232.1K 60.9K 36.8K 610.9K 9.97%
120 2003 Thomas H. McLain Chairman, Chief Executive Officer and President 342.0K 232.1K 60.9K 36.8K 610.9K 9.97%
121 2003 Mark L. Smith Senior Vice President, Finance, Chief Financial Officer, Chief Accounting Officer, and Treasurer 248.9K 132.2K 41.2K 26.6K 407.7K 10.11%
122 2003 Henrik S. Rasmussen, M.D., Ph.D. Senior Vice President, Clinical, Medical, and Regulatory Affairs 221.7K 143.7K 40.0K 8.2K 373.6K 10.71%
123 2003 Raafat E.F. Fahim, Ph.D. Senior Vice President, Technical and Production Operations 189.2K 125.3K 40.0K 8.3K 322.8K 12.39%
124 2003 Gary A. Siskowski Former Senior Vice President, Sales and Marketing 198.3K 79.6K 32.3K 20.7K 298.6K 10.82%
125 2003 Gary A. Siskowski Senior Vice President, Sales and Marketing 198.3K 79.6K 32.3K 20.7K 298.6K 10.82%
126 2003 H. LeRoux Jooste Senior Vice President, Global Sales and Marketing
127 2003 Richard G. Clark Senior Vice President, Administration and Chief Administration Officer
128 2002 David J. Gury Former Chief Executive Officer 483.0K 384.9K 130.9K 35.5K 903.3K 14.50%
129 2002 Thomas H. McLain Chairman, Chief Executive Officer and President 274.6K 225.5K 62.3K 30.2K 530.3K 11.76%
130 2002 Thomas H. McLain President and Chief Executive Officer 274.6K 225.5K 62.3K 30.2K 530.3K 11.76%
131 2002 Mark L. Smith Senior Vice President, Finance, Chief Financial Officer, Chief Accounting Officer, and Treasurer 208.7K 118.9K 35.3K 8.2K 335.8K 10.52%
132 2002 Gary A. Siskowski Former Senior Vice President, Sales and Marketing 190.2K 85.2K 33.8K 20.8K 296.2K 11.42%
133 2002 Gary A. Siskowski Senior Vice President, Sales and Marketing 190.2K 85.2K 33.8K 20.8K 296.2K 11.42%
134 2002 Raafat E.F. Fahim, Ph.D. Senior Vice President, Technical and Production Operations
135 2002 Henrik S. Rasmussen, M.D., Ph.D. Senior Vice President, Clinical, Medical, and Regulatory Affairs
136 2002 Richard G. Clark Senior Vice President, Administration and Chief Administration Officer
137 2001 David J. Gury Former Chief Executive Officer 476.8K 900.3K 185.3K 52.9K 1.43M 12.96%
138 2001 Thomas H. McLain President and Chief Executive Officer 252.2K 420.0K 191.1K 20.6K 692.7K 27.59%
139 2001 Thomas H. McLain President and Chief Operating Officer 252.2K 420.0K 191.1K 20.6K 692.7K 27.59%
140 2001 Mark L. Smith Senior Vice President, Finance, Chief Financial Officer, Chief Accounting Officer, and Treasurer 191.7K 155.9K 90.2K 9.6K 357.2K 25.26%
141 2001 Gary A. Siskowski Senior Vice President, Sales and Marketing 156.7K 93.7K 17.5K 9.9K 260.3K 6.72%
142 2001 Raafat E.F. Fahim, Ph.D. Senior Vice President, Technical and Production Operations
143 2001 Henrik S. Rasmussen, M.D., Ph.D. Senior Vice President, Clinical, Medical, and Regulatory Affairs
144 2000 Thomas H. McLain President and Chief Operating Officer 205.1K 36.9K 78.4K 15.6K 257.6K 30.42%
145 2000 Mark L. Smith Senior Vice President, Finance, Chief Financial Officer, Chief Accounting Officer, and Treasurer
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-09-08 DEFA14A
2025-08-21 DEFA14A
2025-08-15 DEFA14A
2025-08-08 DEFA14A
2025-08-06 DEF 14A
2025-07-24 PRE 14A
2025-05-29 PRE 14A
2025-05-29 DEFA14A
2025-05-28 DEFA14A
2025-05-16 DEFA14A
2025-05-16 DEFA14A
2025-05-12 DEFA14A
2025-05-05 DEFA14A
2025-04-28 DEFA14A
2025-04-10 DEFA14A
2025-04-10 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-07 8-K
2026-05-07 10-Q
2026-05-04 424B5
2026-05-01 4
2026-05-01 3
2026-04-30 10-K/A
2026-04-23 8-K
2026-04-21 8-K
2026-04-17 8-K
2026-04-16 S-3

Executive team

NameTitleCompensationGender
Steven Lo President, Chief Executive Officer & Director 879.3K male
James F. Cummings Chief Medical Officer 679.9K
Sean N. Tucker Senior Vice President & Chief Scientific Officer 622.4K
Edward Berg Senior Vice President & General Counsel male
Shaily Jaini Garg Senior Vice President of Clinical Development & Project Management female
Rajesh Kapoor Senior Vice President of Quality
Jeroen Grasman Chief Financial Officer, Principal Accounting Officer & Principal Financial Officer male
Laurie Hastings Senior Vice President of Human Resources female
ESG Rating
C+
BIOTECHNOLOGY
2013
E (Environmental)
90.1 / 56.3
Company / Sector avg.
S (Social)
72.9 / 62.4
Company / Sector avg.
G (Governance)
70.0 / 60.9
Company / Sector avg.
ESG Total
77.7 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

Share your view on this stock and instantly see how the community has voted over the last 6 months.

These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

Dividend history

Earnings history

Earnings reports

Stock splits