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VistaGen Therapeutics, Inc. (VTGN)

USD0.25 +0.00 (+1.14%)
US NASDAQ Healthcare Biotechnology
Address 343 Allerton Avenue 94080
South San Francisco, CA, US
CEO Shawn K. Singh
IPO 2011-06-21
CIK 1411685 ISIN US92840H4002

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Description

VistaGen Therapeutics, Inc. is a clinical-stage biopharmaceutical entity dedicated to advancing and commercializing innovative medications for anxiety, depression, and various other disorders impacting the central nervous system (CNS). A key component of its CNS pipeline is PH94B, a fast-acting neuroactive nasal spray currently in Phase III trials for the rapid treatment of anxiety in adults experiencing social anxiety disorder. PH94B also shows potential for addressing a broader spectrum of anxiety conditions, including adjustment disorder with anxiety, postpartum anxiety, post-traumatic stress disorder (PTSD), pre-procedural anxiety, and panic disorders. The company's CNS development initiatives further encompass PH10, another quick-acting neuroactive nasal spray, which is in preparation for Phase 2B clinical assessment as a standalone therapy for major depressive disorder (MDD). Additionally, VistaGen is developing AV-101, an oral N-methyl-D-aspartate receptor antagonist, which is being investigated in conjunction with oral probenecid for its potential application in treating levodopa-induced dyskinesia, MDD, neuropathic pain, and suicidal ideation. VistaGen has established various collaborations, including a contract research and development agreement with Cato Research Ltd., a licensing agreement with Pherin Pharmaceuticals, Inc., and a license and collaboration agreement with EverInsight Therapeutics Inc. Founded in 1998, VistaGen Therapeutics, Inc. is headquartered in South San Francisco, California.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD0.25 +0.00 (+1.14%)
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Volume Profile
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Liquidity & share structure
Average Volume
958.6K
Beta
0.29
Float Shares
29.19M
Free Float %
89.1%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-0.56% +6.11% -8.31% -5.65% -86.95% -13.43% -75.72% -72.45% -99.31% -99.51% -99.96%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (7 ratings, all time) Hold
Price Targets & DCF
Current price
0.25
Low 0.90 +261.6%
Consensus 0.95 +281.7%
Median 0.95 +281.7%
High 1.00 +301.8%
DCF (Unlevered) 2.11 +747.6%
DCF (Levered) 2.13 +755.1%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 0% Bullish
Rating 2026-06 Change
Strong Buy 0 0
Buy 0 -1
Hold 5 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year 3
4.63
+1,760.2%
All Time 4
4.97
+1,896.8%
Quality scores
Altman Z-Score
-16.76
Distress
Piotroski F-Score
2 / 9
Weak
MOAT Score
2 / 10
No MOAT
Composite Rating
B
Overall Score
3 / 5
Medium
DCF Score
5 / 5
High
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
3 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
5 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
    +161.1% Q1'26: +3,193.3% (vs Q1'25)
  • EPS growth Biotechnology: +29.7%
    -9.6% Q1'26: +15.9% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
    -5,684.2% Q1'26: -3,518.3% (vs Q1'25)
  • EBIT margin Biotechnology: +0.0%
    +0.0% Q1'26: +0.0% (vs Q1'25)
  • ROIC Biotechnology: -16.1%
    Q1'26: +0.0% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +24.0% Q1'26: +24.0% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -0.01× Q1'26: -0.02× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.29) × ERP
WACC = 95% × Ke + 5% × Kd (4.2%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 0.67 Current price: 0.25
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Mar 2017
actual
Mar 2021
actual
Mar 2022
actual
Mar 2023
actual
Mar 2024
actual
Mar 2025
actual
Mar 2026
3 Rev. Ana.
3 EPS Ana.
Mar 2027
3 Rev. Ana.
3 EPS Ana.
Mar 2028
2 Rev. Ana.
2 EPS Ana.
Mar 2029
1 Rev. Ana.
1 EPS Ana.
Mar 2030
1 Rev. Ana.
1 EPS Ana.
Revenue
1.25M
est: 1.00M (+25.0%)
1.09M
est: 877.3K (+24.2%)
1.11M
est: 1.32M (-16.3%)
-227.0K
est: -403.0K (+43.7%)
1.06M
est: 971.0K (+9.6%)
486.0K
est: 709.8K (-31.5%)
1.03M
779.9K – 1.28M
+45.6% YoY
500.0K
500.0K – 500.0K
-51.6% YoY
7.00M
7.00M – 7.00M
+1,300.0% YoY
20.00M
20.00M – 20.00M
+185.7% YoY
80.00M
80.00M – 80.00M
+300.0% YoY
EBITDA
-9.77M
est: -600.0K (-1,527.8%)
-17.44M
est: -526.4K (-3,213.4%)
-47.05M
est: -794.7K (-5,820.3%)
-58.74M
est: 241.8K (-24,391.1%)
-28.79M
est: -582.6K (-4,841.6%)
-50.78M
est: -425.9K (-11,822.1%)
-620.0K
-766.2K – -467.9K
-45.6% YoY
-300.0K
-300.0K – -300.0K
+51.6% YoY
-4.20M
-4.20M – -4.20M
-1,300.0% YoY
-12.00M
-12.00M – -12.00M
-185.7% YoY
-48.00M
-48.00M – -48.00M
-300.0% YoY
EBIT
-9.82M
est: -600.0K (-1,537.0%)
-17.92M
est: -526.4K (-3,304.1%)
-47.76M
est: -794.7K (-5,909.8%)
-59.27M
est: 241.8K (-24,611.2%)
-29.36M
est: -582.6K (-4,939.1%)
-51.41M
est: -425.9K (-11,971.2%)
-620.0K
-766.2K – -467.9K
-45.6% YoY
-300.0K
-300.0K – -300.0K
+51.6% YoY
-4.20M
-4.20M – -4.20M
-1,300.0% YoY
-12.00M
-12.00M – -12.00M
-185.7% YoY
-48.00M
-48.00M – -48.00M
-300.0% YoY
Net Income
-10.26M
est: -1.75B (+99.4%)
-17.93M
est: -195.79M (+90.8%)
-47.76M
est: -205.00M (+76.7%)
-59.25M
est: -260.13M (+77.2%)
-29.36M
est: -40.50M (+27.5%)
-51.42M
est: -53.19M (+3.3%)
-54.52M
-56.12M – -52.92M
-2.5% YoY
-33.55M
-36.51M – -30.60M
+38.5% YoY
-54.69M
-65.06M – -28.92M
-63.0% YoY
-22.73M
-22.73M – -22.73M
+58.4% YoY
-17.20M
-17.20M – -17.20M
+24.3% YoY
SGA
5.87M
est: 446.4K (+1,214.4%)
7.10M
est: 391.7K (+1,712.3%)
13.25M
est: 591.3K (+2,140.6%)
14.66M
est: -179.9K (+8,250.7%)
14.06M
est: 433.5K (+3,144.2%)
17.08M
est: 316.9K (+5,291.2%)
461.3K
348.2K – 570.1K
+45.6% YoY
223.2K
223.2K – 223.2K
-51.6% YoY
3.12M
3.12M – 3.12M
+1,300.0% YoY
8.93M
8.93M – 8.93M
+185.7% YoY
35.71M
35.71M – 35.71M
+300.0% YoY
EPS
-40.85
est: -57.00 (+28.3%)
-14.74
est: -6.38 (-131.2%)
-7.38
est: -6.68 (-10.6%)
-8.51
est: -8.40 (-1.3%)
-1.52
est: -1.32 (-15.3%)
-1.67
est: -1.74 (+3.8%)
-1.78
-1.83 – -1.72
-2.5% YoY
-1.10
-1.19 – -1.00
+38.4% YoY
-1.53
-2.12 – -0.94
-39.5% YoY
-0.74
-0.74 – -0.74
+51.6% YoY
-0.56
-0.56 – -0.56
+24.3% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-06-15 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-06-12 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-06-11 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-06-10 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-06-09 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-06-08 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-06-05 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-06-04 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-06-03 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-06-02 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-06-01 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-28 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-27 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-26 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-22 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-21 B- 3/5 5/5 1/5 1/5 3/5 1/5 4/5
2026-05-20 B- 3/5 5/5 1/5 1/5 3/5 1/5 4/5
2026-05-19 B- 3/5 5/5 1/5 1/5 3/5 1/5 4/5
2026-05-18 B- 3/5 5/5 1/5 1/5 3/5 1/5 4/5
2026-05-15 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-14 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-13 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-12 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-11 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-08 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-07 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-06 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-05 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-04 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-01 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-04-30 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-04-29 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-04-28 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-04-27 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-24 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-23 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-22 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-21 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-20 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-17 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-16 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-59.93M
OE per share TTM
-1.71
Owner's Yield
-274.69%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
500.0%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
61
Total invested
8.12M
Insider transactions (90d)
1
Beneficial owners (>5%)
36
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Venrock Healthcare Capital Partners II, L.P. 20.70M 10.00% 206.97M 206.97M PN Delaware 2022-07-08
2 Koh, Bong 16.05M 8.00% 16.05M IN United States 2022-02-14
3 Shah, Nimish 16.05M 8.00% 16.05M IN United States 2022-02-14
4 VHCP Co-Investment Holdings II, LLC 16.05M 8.00% 16.05M OO Delaware 2022-02-14
5 VHCP Management EG, LLC 16.05M 8.00% 16.05M OO Delaware 2022-02-14
6 VHCP Management II, LLC 16.05M 8.00% 16.05M OO Delaware 2022-02-14
7 Venrock Healthcare Capital Partners EG, L.P. 16.05M 8.00% 16.05M PN Delaware 2022-02-14
8 Management II, LLC 14.24M 9.99% 14.24M OO Delaware 2021-02-16
9 Acuta Capital Partners, LLC 12.46M 8.40% 12.46M 12.46M IA, OO Delaware 2021-03-22
10 Anupam Dalal 12.46M 8.40% 12.46M 12.46M HC, IN United States 2021-03-22
11 (1) BlackRock, Inc. 11.89M 6.00% 11.82M 11.89M HC Delaware 2022-02-04
12 OrbiMed Capital LLC 10.52M 5.30% 10.52M 10.52M OO Delaware 2022-02-11
13 Commodore Capital LP 10.46M 5.10% 10.46M IA Delaware, USA 2022-04-14
14 Commodore Capital Master LP 10.46M 5.10% 10.46M OO Delaware, USA 2022-04-14
15 Franklin Resources, Inc. 10.12M 5.10% 4.00 4.00 4.00 4.00 HC Delaware 2022-02-04
16 Acuta Capital Fund, LP 9.66M 6.50% 9.66M 9.66M PN Delaware 2021-03-22
17 Daniel Mack 2.80M 9.90% 2.80M HC USA 2024-02-14
18 Nantahala Capital Management, LLC 2.80M 9.90% 2.80M IA MA 2024-02-14
19 Wilmot B. Harkey 2.80M 9.90% 2.80M HC USA 2024-02-14
20 Dr. Jeffrey R. Jay, M.D. 2.79M 9.99% 2.79M HC, IN USA 2023-10-12
21 Great Point Partners, LLC 2.79M 9.99% 2.79M IA, OO Delaware 2023-10-12
22 Mr. Ortav Yehudai 2.79M 9.99% 2.79M HC, IN USA 2023-10-12
23 BVF Partners L.P. 2.78M 9.99% 143.4K 143.4K IA, PN Cayman Islands 2023-10-16
24 Chen Yu 2.70M 9.90% 2.70M 2.70M IN Delaware 2023-10-16
25 OrbiMed Advisors LLC 2.39M 1.20% 2.39M IA Delaware 2022-02-11
26 Capital LP 2.37M 9.90% 2.37M 2.37M IA USA 2023-10-06
27 Capital Master LP 2.37M 9.90% 2.37M 2.37M OO Islands 2023-10-06
28 TCG Crossover Fund II, L.P. 2.03M 7.50% 2.03M 2.03M PN Delaware 2023-10-16
29 TCG Crossover GP II, LLC 2.03M 7.50% 2.03M 2.03M OO Delaware 2023-10-16
30 The Vanguard Group - 23-1945930 1.83M 6.79% 1.82M 10.8K IA Pennsylvania 2024-02-13
31 Point72 Asset Management, L.P. 1.57M 5.60% 1.57M PN Delaware 2023-10-05
32 Point72 Capital Advisors, Inc. 1.57M 5.60% 1.57M CO Delaware 2023-10-05
33 Steven A. Cohen 1.57M 5.60% 1.57M IN United States 2023-10-05
34 TCG Crossover Fund I, L.P. 669.1K 2.50% 669.1K 669.1K PN Delaware 2023-10-16
35 TCG Crossover GP I, LLC 669.1K 2.50% 669.1K 669.1K OO Delaware 2023-10-16
36 2. 10.00 0.10% 28.1K BD, OO Delaware 2023-10-16

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
61
-3 vs prev Q
New positions
16
Closed positions
15
Increased
31
Reduced
10
Put/Call ratio
0.07
Calls held
516.8K
Puts held
35.7K
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 TCG CROSSOVER MANAGEMENT, LLC 2.68M +— (+0.0%) 1.77M -7.7M (-81.4%) 6.34% -2.045 pp 0.06% -0.409 pp USD3.01 -78.1% 6 qtrs
2 VANGUARD GROUP INC 1.82M +137.0K (+8.1%) 1.21M -4.8M (-79.8%) 4.32% -0.965 pp 0.00% 0.000 pp USD4.25 -84.5% 11 qtrs
3 IKARIAN CAPITAL, LLC 519.1K -101.8K (-16.4%) 343.6K -1.9M (-84.4%) 1.23% -0.715 pp 0.03% -0.196 pp USD2.59 -74.5% 5 qtrs
4 CITADEL ADVISORS LLC 465.1K +365.6K (+367.4%) 307.9K -45.4K (-12.8%) 1.10% +0.790 pp 0.00% +0.000 pp USD1.17 -43.6% 10 qtrs
5 BLACKROCK, INC. 422.8K -369.0 (-0.1%) 279.8K -1.2M (-81.4%) 1.00% -0.324 pp 0.00% +0.000 pp USD3.01 -78.1% 6 qtrs
6 GEODE CAPITAL MANAGEMENT, LLC 352.8K +54.6K (+18.3%) 233.6K -825.7K (-77.9%) 0.84% -0.099 pp 0.00% 0.000 pp USD3.70 -82.2% 11 qtrs
7 LUMINUS MANAGEMENT LLC 350.0K +350.0K (+100.0%) 231.7K +231.7K (+100.0%) 0.83% +0.829 pp 0.20% +0.203 pp USD0.66 +0.0% 1 qtrs NEW
8 ADVISORSHARES INVESTMENTS LLC 250.2K +43.2K (+20.9%) 165.6K -569.2K (-77.5%) 0.70% +0.052 pp 0.03% -0.092 pp USD2.76 -76.1% 9 qtrs
9 STEMPOINT CAPITAL LP 616.7K -1.9M (-75.2%) 142.1K -7.6M (-98.2%) 1.46% -6.334 pp 0.02% -1.528 pp USD4.57 -85.6% 9 qtrs
10 MILLENNIUM MANAGEMENT LLC 197.0K +176.4K (+853.0%) 130.4K +57.0K (+77.7%) 0.47% +0.402 pp 0.00% +0.000 pp USD0.96 -31.3% 2 qtrs
11 TWO SIGMA INVESTMENTS, LP 195.6K -93.8K (-32.4%) 129.4K -898.0K (-87.4%) 0.46% -0.443 pp 0.00% -0.001 pp USD3.67 -82.0% 9 qtrs
12 RENAISSANCE TECHNOLOGIES LLC 160.8K -261.2K (-61.9%) 106.4K -1.4M (-92.9%) 0.38% -0.941 pp 0.00% -0.002 pp USD3.51 -81.2% 8 qtrs
13 DIMENSIONAL FUND ADVISORS LP 151.9K +83.9K (+123.3%) 100.6K -140.8K (-58.3%) 0.42% +0.212 pp 0.00% +0.000 pp USD1.57 -58.0% 4 qtrs
14 TWO SIGMA ADVISERS, LP 137.7K -19.3K (-12.3%) 91.2K -466.3K (-83.6%) 0.33% -0.166 pp 0.00% -0.001 pp USD3.36 -80.4% 5 qtrs
15 BOOTHBAY FUND MANAGEMENT, LLC 134.6K -62.5K (-31.7%) 89.1K -610.4K (-87.3%) 0.32% -0.298 pp 0.00% -0.009 pp USD2.65 -75.1% 5 qtrs
16 STATE STREET CORP 121.1K +24.3K (+25.0%) 80.2K -263.7K (-76.7%) 0.29% -0.017 pp 0.00% +0.000 pp USD3.42 -80.7% 11 qtrs
17 ADAR1 CAPITAL MANAGEMENT, LLC 120.0K +120.0K (+100.0%) 79.4K +79.4K (+100.0%) 0.28% +0.284 pp 0.01% +0.006 pp USD0.66 +0.0% 1 qtrs NEW
18 DIADEMA PARTNERS LP 106.5K +6.3K (+6.3%) 70.5K -285.2K (-80.2%) 0.25% -0.062 pp 0.01% -0.079 pp USD3.38 -80.5% 5 qtrs
19 GROUP ONE TRADING, L.P. 106.1K +77.2K (+266.9%) 70.3K -32.4K (-31.6%) 0.25% +0.161 pp 0.00% 0.000 pp USD1.39 -52.5% 5 qtrs
20 OMERS ADMINISTRATION CORP 103.4K +103.4K (+100.0%) 68.4K +68.4K (+100.0%) 0.24% +0.245 pp 0.00% +0.001 pp USD0.66 +0.0% 1 qtrs NEW
21 JANE STREET GROUP, LLC 79.7K +79.7K (+100.0%) 52.8K +52.8K (+100.0%) 0.19% +0.189 pp 0.00% +0.000 pp USD0.66 +0.0% 1 qtrs NEW
22 TUDOR INVESTMENT CORP ET AL 76.2K +76.2K (+100.0%) 50.4K +50.4K (+100.0%) 0.18% +0.180 pp 0.00% +0.000 pp USD0.66 +0.0% 1 qtrs NEW
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 75.0K +60.5K (+417.2%) 49.5K -2.0K (-3.8%) 0.18% +0.132 pp 0.00% +0.000 pp USD1.22 -45.9% 2 qtrs
24 NORTHERN TRUST CORP 72.7K +24.6K (+51.1%) 48.1K -122.6K (-71.8%) 0.17% +0.021 pp 0.00% +0.000 pp USD3.11 -78.8% 11 qtrs
25 62.7K +62.7K (+100.0%) 41.5K +41.5K (+100.0%) 0.15% +0.149 pp 0.03% +0.032 pp USD0.66 +0.0% 1 qtrs NEW
26 CAPTION MANAGEMENT, LLC 61.4K +61.4K (+100.0%) 40.6K +40.6K (+100.0%) 0.15% +0.145 pp 0.00% +0.000 pp USD0.66 +0.0% 1 qtrs NEW
27 QUBE RESEARCH & TECHNOLOGIES LTD 60.1K +60.1K (+100.0%) 39.8K +39.8K (+100.0%) 0.14% +0.142 pp 0.00% +0.000 pp USD0.66 +0.0% 1 qtrs NEW
28 OCCUDO QUANTITATIVE STRATEGIES LP 59.0K +16.3K (+38.2%) 39.1K -112.5K (-74.2%) 0.14% +0.006 pp 0.00% -0.016 pp USD2.75 -76.0% 2 qtrs
29 UBS GROUP AG 52.0K +26.3K (+102.6%) 34.4K -56.7K (-62.2%) 0.12% +0.043 pp 0.00% +0.000 pp USD1.86 -64.5% 11 qtrs
30 AMERICAN CENTURY COMPANIES INC 48.8K +7.7K (+18.7%) 32.3K -113.5K (-77.9%) 0.12% -0.013 pp 0.00% 0.000 pp USD3.84 -82.8% 8 qtrs
31 ORBIMED ADVISORS LLC 45.2K +— (+0.0%) 29.9K -130.5K (-81.4%) 0.11% -0.035 pp 0.00% -0.003 pp USD3.55 -81.4% 2 qtrs
32 VIRTU FINANCIAL LLC 37.7K +37.7K (+100.0%) 25.0K +25.0K (+100.0%) 0.09% +0.089 pp 0.00% +0.001 pp USD0.66 +0.0% 3 qtrs
33 HRT FINANCIAL LP 37.6K +37.6K (+100.0%) 24.0K +24.0K (+100.0%) 0.09% +0.089 pp 0.00% +0.000 pp USD0.66 +0.0% 1 qtrs NEW
34 ENGINEERS GATE MANAGER LP 30.5K +30.5K (+100.0%) 20.2K +20.2K (+100.0%) 0.07% +0.072 pp 0.00% +0.000 pp USD0.66 +0.0% 1 qtrs NEW
35 PERSISTENT ASSET PARTNERS LTD 26.6K -48.7K (-64.7%) 17.6K -249.8K (-93.4%) 0.06% -0.173 pp 0.01% -0.176 pp USD2.95 -77.6% 5 qtrs
36 KESTRA ADVISORY SERVICES, LLC 26.0K +6.0K (+30.0%) 17.2K -53.9K (-75.8%) 0.06% -0.001 pp 0.00% 0.000 pp USD2.47 -73.3% 6 qtrs
37 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 23.3K +— (+0.0%) 15.4K -67.3K (-81.4%) 0.07% -0.008 pp 0.00% +0.000 pp USD5.14 -87.2% 9 qtrs
38 SCHONFELD STRATEGIC ADVISORS LLC 21.7K +10.9K (+99.7%) 14.4K -24.2K (-62.8%) 0.05% +0.017 pp 0.00% 0.000 pp USD2.11 -68.7% 2 qtrs
39 HIGHTOWER ADVISORS, LLC 20.6K -200.0 (-1.0%) 13.7K -60.3K (-81.5%) 0.06% -0.008 pp 0.00% 0.000 pp USD3.01 -78.1% 6 qtrs
40 LIGHTHOUSE INVESTMENT PARTNERS, LLC 20.6K +20.6K (+100.0%) 13.6K +13.6K (+100.0%) 0.05% +0.049 pp 0.00% +0.000 pp USD0.66 +0.0% 1 qtrs NEW
41 SHAY CAPITAL LLC 20.2K +20.2K (+100.0%) 13.4K +13.4K (+100.0%) 0.05% +0.048 pp 0.00% +0.001 pp USD0.66 +0.0% 1 qtrs NEW
42 MARSHALL WACE, LLP 20.0K +20.0K (+100.0%) 13.2K +13.2K (+100.0%) 0.05% +0.047 pp 0.00% +0.000 pp USD0.66 +0.0% 3 qtrs
43 TRUVESTMENTS CAPITAL LLC 17.0K +8.3K (+96.3%) 11.2K -19.5K (-63.4%) 0.04% +0.013 pp 0.00% -0.004 pp USD1.48 -55.4% 3 qtrs
44 STONEX GROUP INC. 13.3K +13.3K (+100.0%) 8.8K +8.8K (+100.0%) 0.04% +0.037 pp 0.00% +0.000 pp USD0.66 +0.0% 1 qtrs NEW
45 MORGAN STANLEY 12.7K -14.9K (-54.0%) 8.4K -89.4K (-91.4%) 0.03% -0.056 pp 0.00% +0.000 pp USD3.24 -79.6% 11 qtrs
46 DRW SECURITIES, LLC 10.0K +10.0K (+100.0%) 6.6K +6.6K (+100.0%) 0.02% +0.024 pp 0.00% +0.000 pp USD0.66 +0.0% 1 qtrs NEW
47 TOWER RESEARCH CAPITAL LLC (TRC) 8.6K +8.6K (+100.0%) 5.7K +5.7K (+100.0%) 0.02% +0.020 pp 0.00% +0.000 pp USD0.66 +0.0% 9 qtrs
48 ADVISOR GROUP HOLDINGS, INC. 5.3K +1.2K (+28.7%) 3.5K -11.0K (-75.9%) 0.01% 0.000 pp 0.00% +0.000 pp USD3.78 -82.5% 11 qtrs
49 BANK OF AMERICA CORP /DE/ 3.1K -31.5K (-90.9%) 2.1K -121.0K (-98.3%) 0.01% -0.101 pp 0.00% +0.000 pp USD3.42 -80.7% 11 qtrs
50 PERFORMA LTD (US), LLC 1.0K +— (+0.0%) 662.00 -2.9K (-81.4%) 0.00% 0.000 pp 0.00% -0.001 pp USD2.95 -77.6% 5 qtrs
51 MAI CAPITAL MANAGEMENT 526.00 +— (+0.0%) 349.00 -1.5K (-81.3%) 0.00% 0.000 pp 0.00% +0.000 pp USD2.95 -77.6% 5 qtrs
52 SBI SECURITIES CO., LTD. 288.00 -2.0 (-0.7%) 191.00 -839.0 (-81.5%) 0.00% 0.000 pp 0.00% +0.000 pp USD2.94 -77.6% 5 qtrs
53 JONES FINANCIAL COMPANIES LLLP 114.00 +— (+0.0%) 75.00 -327.0 (-81.3%) 0.00% 0.000 pp 0.00% +0.000 pp USD3.11 -78.8% 9 qtrs
54 FAIRMAN GROUP, LLC 29.00 +— (+0.0%) 19.00 -84.0 (-81.6%) 0.00% +0.000 pp 0.00% 0.000 pp USD5.14 -87.2% 9 qtrs
55 JPMORGAN CHASE & CO 16.00 -271.8K (-100.0%) 11.00 -965.0K (-100.0%) 0.00% -0.851 pp 0.00% 0.000 pp USD2.94 -77.6% 11 qtrs
56 BNP PARIBAS ARBITRAGE, SNC 13.00 -43.0 (-76.8%) 9.00 -190.0 (-95.5%) 0.00% 0.000 pp 0.00% +0.000 pp USD2.92 -77.4% 5 qtrs
57 GSA CAPITAL PARTNERS LLP -31.5K (-100.0%) -112.0K (-100.0%) 0.00% -0.099 pp 0.00% -0.009 pp USD 2 qtrs SOLD
58 COMMODORE CAPITAL LP -1.6M (-100.0%) -5.6M (-100.0%) 0.00% -4.933 pp 0.00% -0.273 pp USD 10 qtrs SOLD
59 CITIGROUP INC -3.5K (-100.0%) -12.3K (-100.0%) 0.00% -0.011 pp 0.00% +0.000 pp USD 11 qtrs SOLD
60 JANUS HENDERSON GROUP PLC -4.2M (-100.0%) -14.7M (-100.0%) 0.00% -13.046 pp 0.00% -0.007 pp USD 2 qtrs SOLD
61 BML CAPITAL MANAGEMENT, LLC -150.0K (-100.0%) -532.5K (-100.0%) 0.00% -0.470 pp 0.00% -0.488 pp USD 10 qtrs SOLD
62 BLAIR WILLIAM & CO/IL -12.6K (-100.0%) -44.6K (-100.0%) 0.00% -0.039 pp 0.00% 0.000 pp USD 10 qtrs SOLD
63 BARCLAYS PLC -1.0 (-100.0%) -4.0 (-100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD 4 qtrs SOLD
64 ALMITAS CAPITAL LLC -261.4K (-100.0%) -928.0K (-100.0%) 0.00% -0.819 pp 0.00% -0.212 pp USD 5 qtrs SOLD
65 WALLEYE CAPITAL LLC -67.8K (-100.0%) -240.6K (-100.0%) 0.00% -0.212 pp 0.00% -0.001 pp USD 2 qtrs SOLD
66 XTX TOPCO LTD -69.7K (-100.0%) -247.5K (-100.0%) 0.00% -0.218 pp 0.00% -0.013 pp USD 2 qtrs SOLD
67 FNY INVESTMENT ADVISERS, LLC -6.0K (-100.0%) -21.0K (-100.0%) 0.00% -0.019 pp 0.00% -0.007 pp USD 2 qtrs SOLD
68 NANTAHALA CAPITAL MANAGEMENT, LLC -2.0M (-100.0%) -7.0M (-100.0%) 0.00% -6.196 pp 0.00% -0.244 pp USD 9 qtrs SOLD
69 GOLDMAN SACHS GROUP INC -60.2K (-100.0%) -213.5K (-100.0%) 0.00% -0.188 pp 0.00% +0.000 pp USD 2 qtrs SOLD
70 SOLEUS CAPITAL MANAGEMENT, L.P. -550.0K (-100.0%) -2.0M (-100.0%) 0.00% -1.723 pp 0.00% -0.098 pp USD 2 qtrs SOLD
71 QUADRATURE CAPITAL LTD -15.8K (-100.0%) -55.8K (-100.0%) 0.00% -0.049 pp 0.00% -0.001 pp USD 2 qtrs SOLD
72 CWM, LLC -582.0 (-100.0%) -2.0K (-100.0%) 0.00% -0.002 pp 0.00% +0.000 pp USD 11 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 12 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 AdvisorShares Psychedelics ETF PSIL 0.26% 113.1K 1.84%
2 Vanguard Extended Market ETF VXF 0.00% 254.8K 0.05%
3 Vanguard U.S. Total Market Shares Index ETF VTS.AX 0.00% 1.5K 0.03%
4 Vanguard U.S. Total Market Index ETF VUN.TO 0.00% 4.3K 0.17%
5 Vanguard U.S. Total Market Index ETF (CAD-hedged) VUS.TO 0.00% 314.19 0.17%
6 Vanguard Total Stock Market ETF VTI 0.00% 727.0K 0.03%
7 Vanguard All-Equity ETF Portfolio VEQT.TO 0.00% 1.6K 0.22%
8 Vanguard Growth ETF Portfolio VGRO.TO 0.00% 867.42 0.22%
9 Vanguard Balanced ETF Portfolio VBAL.TO 0.00% 350.35 0.22%
10 Vanguard Conservative ETF Portfolio VCNS.TO 0.00% 38.62 0.22%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
9
Sells
0
Shares acquired
525.0K
Shares disposed
Cash buys
Cash sales
Net activity
+525,000
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-05-18 Angelov Angel S Officer A-Award A Stock Option (Right to Buy) 150,000 0.60 89.3K 150,000 D
2026-04-07 Tressler Nick B. Officer A-Award A Incentive Stock Option (right to buy) 75,000 0.54 40.2K 75,000 D
2026-04-07 Singh Shawn Director / Officer A-Award A Incentive Stock Option (right to buy) 3,732 0.54 2.0K 3,732 D
2026-04-07 Prince Joshua S. Officer A-Award A Non-Qualified Stock Option (right to buy) 56,248 0.54 30.1K 56,248 D
2026-04-07 Cote Elissa S. Officer A-Award A Incentive Stock Option (right to buy) 75,000 0.54 40.2K 75,000 D
2026-04-07 Adler Reid G. Officer A-Award A Incentive Stock Option (right to buy) 18,753 0.54 10.0K 18,753 D
2025-12-31 Prince Joshua S. Officer A-Award A Common Stock 4,386 0.56 2.5K 15,249 D
2025-12-01 Tressler Nick B. Officer A-Award A Common Stock (Right to Buy) 150,000 4.43 664.5K 150,000 D
2025-10-27 Edick Paul R Director A-Award A Stock Option (Right to Buy) 35,200 3.90 137.3K 35,200 D
2025-09-09 SAXE JON S Director A-Award A Non-Qualified Stock Option (right to buy) 17,600 3.61 63.5K 17,600 D
2025-09-09 Rotunno Mary L. Director A-Award A Non-Qualified Stock Option (right to buy) 17,600 3.61 63.5K 17,600 D
2025-09-09 FitzPatrick Margaret M Director A-Award A Non-Qualified Stock Option (right to buy) 17,600 3.61 63.5K 17,600 D
2025-09-09 Curley Joanne Director A-Award A Non-Qualified Stock Option (right to buy) 17,600 3.61 63.5K 17,600 D
2025-09-09 Cunningham Ann Michelle Director A-Award A Non-Qualified Stock Option (right to buy) 17,600 3.61 63.5K 17,600 D
2025-06-30 Singh Shawn Director / Officer A-Award A Common Stock 7,541 1.70 12.8K 18,028 D
2025-06-30 Prince Joshua S. Officer A-Award A Common Stock 4,882 1.70 8.3K 10,863 D
2025-06-30 Anderson Cynthia Lynn Officer A-Award A Common Stock 6,617 1.70 11.2K 12,801 D
2025-06-30 Adler Reid G. Officer A-Award A Common Stock 7,541 1.70 12.8K 24,050 D
2025-06-23 Singh Shawn Director / Officer A-Award A Stock Option (Right to Buy) 300,000 1.96 588.0K 300,000 D
2025-06-23 Prince Joshua S. Officer A-Award A Stock Option (Right to Buy) 100,000 1.96 196.0K 100,000 D
2025-06-23 Cote Elissa S. Officer A-Award A Stock Option (Right to Buy) 150,000 1.96 294.0K 150,000 D
2025-06-23 Anderson Cynthia Lynn Officer A-Award A Stock Option (Right to Buy) 100,000 1.96 196.0K 100,000 D
2025-06-23 Adler Reid G. Officer A-Award A Stock Option (Right to Buy) 100,000 1.96 196.0K 100,000 D
2024-12-31 Prince Joshua S. Officer A-Award A Common Stock 3,310 2.51 8.3K 5,981 D
2024-12-31 Anderson Cynthia Lynn Officer A-Award A Common Stock 2,592 2.51 6.5K 6,184 D
2024-09-06 SAXE JON S Director A-Award A Stock Option (Right to Buy) 14,100 3.25 45.8K 14,100
2024-09-06 Rotunno Mary L. Director A-Award A Stock Option (Right to Buy) 14,100 3.25 45.8K 14,100
2024-09-06 GIN JERRY B Director A-Award A Stock Option (Right to Buy) 14,100 3.25 45.8K 14,100
2024-09-06 FitzPatrick Margaret M Director A-Award A Stock Option (Right to Buy) 14,100 3.25 45.8K 14,100
2024-09-06 Curley Joanne Director A-Award A Stock Option (Right to Buy) 14,100 3.25 45.8K 14,100
2024-09-06 Cunningham Ann Michelle Director A-Award A Stock Option (Right to Buy) 14,100 3.25 45.8K 14,100
2024-06-28 Singh Shawn Director / Officer A-Award A Common Stock 4,854 2.96 14.4K 10,487
2024-06-28 Prince Joshua S. Officer A-Award A Common Stock 2,671 2.96 7.9K 2,671
2024-06-28 Anderson Cynthia Lynn Officer A-Award A Common Stock 3,592 2.96 10.6K 3,592
2024-06-28 Adler Reid G. Officer A-Award A Common Stock 4,854 2.96 14.4K 16,509
2024-06-24 Singh Shawn Director / Officer A-Award A Stock Option (Right to Buy) 500,000 3.23 1.62M 500,000
2024-06-24 Prince Joshua S. Officer A-Award A Stock Option (Right to Buy) 150,000 3.23 484.5K 150,000
2024-06-24 Anderson Cynthia Lynn Officer A-Award A Stock Option (Right to Buy) 150,000 3.23 484.5K 150,000
2024-06-24 Adler Reid G. Officer A-Award A Stock Option (Right to Buy) 170,000 3.23 549.1K 170,000
2024-03-04 SAXE JON S Director A-Award A Stock Option (Right to Buy) 12,500 4.85 60.6K 12,500
2024-03-04 Rotunno Mary L. Director A-Award A Stock Option (Right to Buy) 12,500 4.85 60.6K 12,500
2024-03-04 GIN JERRY B Director A-Award A Stock Option (Right to Buy) 12,500 4.85 60.6K 12,500
2024-03-04 FitzPatrick Margaret M Director A-Award A Stock Option (Right to Buy) 12,500 4.85 60.6K 12,500
2024-03-04 Curley Joanne Director A-Award A Stock Option (Right to Buy) 12,500 4.85 60.6K 12,500
2024-03-04 Cunningham Ann Michelle Director A-Award A Stock Option (Right to Buy) 12,500 4.85 60.6K 12,500
2023-12-29 Singh Shawn Director / Officer A-Award A Common Stock 167 1.72 286.74 5,633
2023-12-29 Adler Reid G. Officer A-Award A Common Stock 167 1.72 286.74 11,655
2023-10-24 Prince Joshua S. Officer D Stock Options (Right to buy) 5,001 4.44 22.2K 0
2023-10-04 COMMODORE CAPITAL LP 10% Owner A-Award A Tranche 2 Warrants (Right to Buy) 1,690,014 8.88 15.00M 1,690,014
2023-08-21 Anderson Cynthia Lynn Officer A-Award A Stock Option (right to buy) 8,333 5.34 44.5K 8,333
2023-08-07 COMMODORE CAPITAL LP 10% Owner P-Purchase A Common Stock 775,756 23.15 17.96M 1,575,000
2023-06-30 Singh Shawn Director / Officer A-Award A Common Stock 167 1.59 265.45 5,466
2023-06-30 DOTSON JERROLD DUANE Officer A-Award A Common Stock 167 1.59 265.45 3,671
2023-06-30 Adler Reid G. Officer A-Award A Common Stock 167 1.59 265.45 11,488
2022-12-30 Singh Shawn Director / Officer A-Award A Common Stock 5,000 0.09 438.00 158,998
2022-12-30 DOTSON JERROLD DUANE Director A-Award A Common Stock 5,000 0.09 438.00 105,111
2022-08-18 GIN JERRY B Director P-Purchase A Common Stock 100,000 0.18 17.9K 100,000
2022-08-17 Singh Shawn Director / Officer P-Purchase A Common Stock 600,000 0.17 103.2K 626,234
2022-08-17 Adler Reid G. Director / Officer P-Purchase A Common Stock 300,000 0.17 50.9K 334,629
2022-07-12 Venrock Healthcare Capital Partners II, L.P. 10% Owner S-Sale D Common Stock 60,000 0.89 53.4K 20,637,286
2022-07-12 Shah Nimish P Director S-Sale D Common Stock 60,000 0.89 53.4K 20,637,286
2022-06-30 Smith Mark Alan Director / Officer A-Award A Common Stock 5,000 0.75 3.7K 19,915
2022-06-30 Singh Shawn Director / Officer A-Award A Common Stock 5,000 0.75 3.7K 153,998
2022-06-30 DOTSON JERROLD DUANE Director A-Award A Common Stock 5,000 0.75 3.7K 100,111
2022-05-12 Singh Shawn Director / Officer M-Exempt A Common Stock 100,000 1.00 100.0K 148,998
2022-05-02 Adler Reid G. Officer D Stock Option (Right to Buy) 2,500 8.00 20.0K 0
2022-04-06 Venrock Healthcare Capital Partners II, L.P. 10% Owner I Common Stock 0 0.00 20,697,286
2022-03-01 Smith Mark Alan Director / Officer A-Award A Stock Option (Right to Buy) 150,000 0.00 150,000
2022-03-01 Singh Shawn Director / Officer A-Award A Stock Option (Right to Buy) 300,000 1.37 411.0K 300,000
2022-03-01 SAXE JON S Director A-Award A Stock Option (Right to Buy) 100,000 0.00 100,000
2022-03-01 Rotunno Mary L. Director A-Award A Stock Option (Right to Buy) 100,000 1.37 137.0K 100,000
2022-03-01 GIN JERRY B Director A-Award A Stock Option (Right to Buy) 100,000 1.37 137.0K 100,000
2022-03-01 FitzPatrick Margaret M Director A-Award A Stock Option (Right to Buy) 100,000 1.37 137.0K 100,000
2022-03-01 DOTSON JERROLD DUANE Officer A-Award A Stock Option (Right to Buy) 150,000 1.37 205.5K 150,000
2022-03-01 Curley Joanne Director A-Award A Stock Option (Right to Buy) 100,000 1.37 137.0K 100,000
2022-03-01 Cunningham Ann Michelle Director / Officer A-Award A Stock Option (Right to Buy) 150,000 0.00 150,000
2022-01-11 DOTSON JERROLD DUANE Officer M-Exempt A Common Stock 18,750 1.00 18.8K 94,571
2021-12-31 Smith Mark Alan Officer A-Award A Common Stock 2,655 1.66 4.4K 14,915
2021-12-31 Singh Shawn Director / Officer A-Award A Common Stock 3,623 1.66 6.0K 48,998
2021-12-31 SNODGRASS H. RALPH Officer A-Award A Common Stock 3,623 1.66 6.0K 64,958
2021-12-31 DOTSON JERROLD DUANE Officer A-Award A Common Stock 3,575 1.66 5.9K 75,821
2021-09-07 DOTSON JERROLD DUANE Officer S-Sale D Common Stock 30,000 3.13 93.8K 72,786
2021-09-02 SNODGRASS H. RALPH Officer G-Gift A Common Stock 1,111 0.00 61,335
2021-08-23 SNODGRASS H. RALPH Officer G-Gift D Common Stock 740 0.00 33,901
2021-08-17 SNODGRASS H. RALPH Officer P-Purchase A Common Stock 3,750 2.73 10.2K 34,641
2021-07-21 FitzPatrick Margaret M Director A-Award A Stock Option (Right to Buy) 75,000 2.93 219.8K 75,000
2021-07-06 Rotunno Mary L. Director A-Award A Stock Option (Right to Buy) 75,000 3.33 249.8K 75,000
2021-06-30 Smith Mark Alan Officer A-Award A Common Stock 2,260 1.95 4.4K 12,260
2021-06-30 Singh Shawn Director / Officer A-Award A Common Stock 5,000 1.95 9.7K 45,375
2021-06-30 SNODGRASS H. RALPH Officer A-Award A Common Stock 3,391 1.95 6.6K 91,115
2021-06-30 DOTSON JERROLD DUANE Officer M-Exempt D Stock Option (Right to Buy) 1,000 1.50 1.5K 0
2021-05-01 Cunningham Ann Michelle Director / Officer A-Award A Stock Option (Right to Buy) 300,000 2.53 759.0K 300,000
2021-04-23 Singh Shawn Director / Officer M-Exempt A Common Stock 5,000 1.50 7.5K 40,375
2021-04-23 Curley Joanne Director A-Award A Stock Option (Right to Buy) 75,000 2.04 153.0K 75,000
2021-03-19 Underdown Brian J. Director M-Exempt A Common Stock 2,500 1.50 3.8K 2,500
2021-03-19 SAXE JON S Director M-Exempt A Common Stock 2,500 1.50 3.8K 5,751
2021-02-01 Ginski Mark J Officer A-Award A Stock Options (Right to Buy) 200,000 2.14 428.0K 200,000
2020-12-31 Smith Mark Alan Officer A-Award A Common Stock 5,000 0.45 2.3K 10,000
2020-12-31 Singh Shawn Director / Officer A-Award A Common Stock 5,000 0.45 2.3K 35,375
2020-12-31 SNODGRASS H. RALPH Director / Officer A-Award A Common Stock 5,000 0.45 2.3K 87,724
2020-12-31 DOTSON JERROLD DUANE Officer A-Award A Common Stock 5,000 0.45 2.3K 10,000
2020-12-30 Underdown Brian J. Director A-Award A Stock Option (Right to Buy) 75,000 1.77 132.8K 75,000
2020-12-30 Smith Mark Alan Officer A-Award A Stock Option (Right to Buy) 150,000 1.77 265.5K 150,000
2020-12-30 Singh Shawn Director / Officer A-Award A Stock Option (Right to Buy) 300,000 1.77 531.0K 300,000
2020-12-30 SNODGRASS H. RALPH Director / Officer A-Award A Stock Option (Right to Buy) 150,000 1.77 265.5K 150,000
2020-12-30 SAXE JON S Director A-Award A Stock Option (Right to Buy) 75,000 1.77 132.8K 75,000
2020-12-30 MCPARTLAND MARK A. Officer A-Award A Stock Option (Right to Buy) 150,000 1.77 265.5K 150,000
2020-12-30 GIN JERRY B Director A-Award A Stock Option (Right to Buy) 75,000 1.77 132.8K 75,000
2020-12-30 DOTSON JERROLD DUANE Officer A-Award A Stock Option (Right to Buy) 150,000 1.77 265.5K 150,000
2020-12-30 Cunningham Ann Michelle Director A-Award A Stock Option (Right to Buy) 75,000 1.77 132.8K 75,000
2020-08-21 SAXE JON S Director P-Purchase A Common Stock 30,000 0.69 20.7K 50,000
2020-06-30 Smith Mark Alan Officer A-Award A Common Stock 5,000 0.45 2.2K 5,000
2020-06-30 Singh Shawn Director / Officer A-Award A Common Stock 5,000 0.45 2.2K 30,375
2020-06-30 SNODGRASS H. RALPH Director / Officer A-Award A Common Stock 5,000 0.45 2.2K 67,724
2020-06-30 DOTSON JERROLD DUANE Officer A-Award A Common Stock 5,000 0.45 2.2K 5,000
2020-04-23 Underdown Brian J. Director A-Award A Stock Option (Right to Buy) 75,000 0.40 29.9K 75,000
2020-04-23 Smith Mark Alan Officer A-Award A Stock Option (Right to Buy) 150,000 0.40 59.7K 150,000
2020-04-23 Singh Shawn Director / Officer A-Award A Stock Option (Right to Buy) 300,000 0.40 119.4K 300,000
2020-04-23 SNODGRASS H. RALPH Director / Officer A-Award A Stock Option (Right to Buy) 150,000 0.40 59.7K 150,000
2020-04-23 SAXE JON S Director A-Award A Stock Option (Right to Buy) 75,000 0.40 29.9K 75,000
2020-04-23 MCPARTLAND MARK A. Officer A-Award A Stock Option (Right to Buy) 150,000 0.40 59.7K 150,000
2020-04-23 GIN JERRY B Director A-Award A Stock Option (Right to Buy) 75,000 0.40 29.9K 75,000
2020-04-23 DOTSON JERROLD DUANE Officer A-Award A Stock Option (Right to Buy) 150,000 0.40 59.7K 150,000
2020-04-23 Cunningham Ann Michelle Director A-Award A Stock Option (Right to Buy) 75,000 0.40 29.9K 75,000
2019-11-20 SNODGRASS H. RALPH Director / Officer P-Purchase A Common Stock 15,000 0.34 5.1K 15,000
2019-10-21 Underdown Brian J. Director A-Award A Stock Option (Right to Buy) 75,000 1.41 105.8K 75,000
2019-10-21 Smith Mark Alan Officer A-Award A Stock Option (Right to Buy) 100,000 1.41 141.0K 100,000
2019-10-21 Singh Shawn Director / Officer A-Award A Stock Option (Right to Buy) 300,000 1.41 423.0K 300,000
2019-10-21 SNODGRASS H. RALPH Director / Officer A-Award A Stock Option (Right to Buy) 175,000 1.41 246.8K 175,000
2019-10-21 SAXE JON S Director A-Award A Stock Option (Right to Buy) 75,000 1.41 105.8K 75,000
2019-10-21 MCPARTLAND MARK A. Officer A-Award A Stock Option (Right to Buy) 100,000 1.41 141.0K 100,000
2019-10-21 GIN JERRY B Director A-Award A Stock Option (Right to Buy) 75,000 1.41 105.8K 75,000
2019-10-21 DOTSON JERROLD DUANE Officer A-Award A Stock Option (Right to Buy) 150,000 1.41 211.5K 150,000
2019-10-21 Cunningham Ann Michelle Director A-Award A Stock Option (Right to Buy) 75,000 1.41 105.8K 75,000
2019-05-28 Singh Shawn Director / Officer A-Award A Stock Option (Right to Buy) 170,000 1.00 170.0K 170,000
2019-05-23 Underdown Brian J. Director A-Award A Stock Option (Right to Buy) 50,000 1.00 50.0K 50,000
2019-05-23 Smith Mark Alan Officer A-Award A Stock Option (Right to Buy) 150,000 1.00 150.0K 150,000
2019-05-23 Singh Shawn Director / Officer A-Award A Stock Option (Right to Buy) 80,000 1.00 80.0K 80,000
2019-05-23 SNODGRASS H. RALPH Director / Officer A-Award A Stock Option (Right to Buy) 150,000 1.00 150.0K 150,000
2019-05-23 SAXE JON S Director A-Award A Stock Option (Right to Buy) 50,000 1.00 50.0K 50,000
2019-05-23 MCPARTLAND MARK A. Officer A-Award A Stock Option (Right to Buy) 150,000 1.00 150.0K 150,000
2019-05-23 GIN JERRY B Director A-Award A Stock Option (Right to Buy) 50,000 1.00 50.0K 50,000
2019-05-23 DOTSON JERROLD DUANE Officer A-Award A Stock Option (Right to Buy) 150,000 1.00 150.0K 150,000
2019-05-23 Cunningham Ann Michelle Director A-Award A Stock Option (Right to Buy) 50,000 1.00 50.0K 50,000
2019-03-14 SAXE JON S Director P-Purchase A Common Stock 7,920 1.27 10.1K 20,000
2019-03-13 SNODGRASS H. RALPH Director / Officer M-Exempt A Common Stock 2,500 1.50 3.8K 62,724
2019-03-13 SAXE JON S Director P-Purchase A Common Stock 12,080 1.26 15.2K 12,080
2019-01-29 SAXE JON S Director M-Exempt A Common Stock 375 1.50 562.50 2,251
2019-01-14 Singh Shawn Director / Officer M-Exempt A Common Stock 1,125 1.50 1.7K 22,375
2019-01-10 Cunningham Ann Michelle Director A-Award A Stock Option (Right to Buy) 25,000 1.74 43.5K 25,000
2018-08-29 Underdown Brian J. Director A-Award A Stock Option (Right to Buy) 35,000 1.50 52.5K 35,000
2018-08-29 Smith Mark Alan Officer D-Return D Stock Option (Right to Buy) 80,000 3.80 304.0K 0
2018-08-29 Singh Shawn Director / Officer A-Award A Stock Option (Right to Buy) 1,125 1.50 1.7K 1,125
2018-08-29 SNODGRASS H. RALPH Director / Officer A-Award A Stock Option (Right to Buy) 12,500 1.50 18.8K 12,500
2018-08-29 SAXE JON S Director A-Award A Stock Option (Right to Buy) 1,000 1.50 1.5K 1,000
2018-08-29 MCPARTLAND MARK A. Officer A-Award A Stock Option (Right to Buy) 125,000 1.50 187.5K 125,000
2018-08-29 GIN JERRY B Director A-Award A Stock Option (Right to Buy) 25,000 1.50 37.5K 25,000
2018-08-29 DOTSON JERROLD DUANE Officer A-Award A Stock Option (Right to Buy) 4,323 1.50 6.5K 4,323
2018-08-05 Underdown Brian J. Director A-Award A Stock Option (Right to Buy) 75,000 1.27 95.3K 75,000
2018-08-05 Smith Mark Alan Officer A-Award A Stock Option (Right to Buy) 100,000 1.27 127.0K 100,000
2018-08-05 SNODGRASS H. RALPH Director / Officer A-Award A Stock Option (Right to Buy) 125,000 1.27 158.8K 125,000
2018-08-05 SAXE JON S Director A-Award A Stock Option (Right to Buy) 75,000 1.27 95.3K 75,000
2018-08-05 MCPARTLAND MARK A. Officer A-Award A Stock Option (Right to Buy) 150,000 1.27 190.5K 150,000
2018-08-05 GIN JERRY B Director A-Award A Stock Option (Right to Buy) 75,000 1.27 95.3K 75,000
2018-08-05 DOTSON JERROLD DUANE Officer A-Award A Stock Option (Right to Buy) 100,000 1.27 127.0K 100,000
2018-02-02 Underdown Brian J. Director A-Award A Stock Option (Right to Buy) 100,000 1.16 116.0K 100,000
2018-02-02 Smith Mark Alan Officer A-Award A Stock Option (Right to Buy) 200,000 1.16 232.0K 200,000
2018-02-02 Singh Shawn Director / Officer A-Award A Stock Option (Right to Buy) 300,000 1.16 348.0K 300,000
2018-02-02 SNODGRASS H. RALPH Director / Officer A-Award A Stock Option (Right to Buy) 175,000 1.16 203.0K 175,000
2018-02-02 SAXE JON S Director A-Award A Stock Option (Right to Buy) 100,000 1.16 116.0K 100,000
2018-02-02 MCPARTLAND MARK A. Officer A-Award A Stock Option (Right to Buy) 150,000 1.16 174.0K 150,000
2018-02-02 GIN JERRY B Director A-Award A Stock Option (Right to Buy) 100,000 1.16 116.0K 100,000
2018-02-02 DOTSON JERROLD DUANE Officer A-Award A Stock Option (Right to Buy) 200,000 1.16 232.0K 200,000
2017-09-19 Underdown Brian J. Director A-Award A Stock Option (Right to Buy) 50,000 1.56 78.0K 50,000
2017-09-19 Smith Mark Alan Officer A-Award A Stock Option (Right to Buy) 100,000 1.56 156.0K 100,000
2017-09-19 Singh Shawn Director / Officer A-Award A Stock Option (Right to Buy) 125,000 1.56 195.0K 125,000
2017-09-19 SNODGRASS H. RALPH Director / Officer A-Award A Stock Option (Right to Buy) 100,000 1.56 156.0K 100,000
2017-09-19 SAXE JON S Director A-Award A Stock Option (Right to Buy) 50,000 1.56 78.0K 50,000
2017-09-19 MCPARTLAND MARK A. Officer D Stock Option (Right to Buy) 125,000 4.27 533.8K 0
2017-09-19 GIN JERRY B Director A-Award A Stock Option (Right to Buy) 50,000 1.56 78.0K 50,000
2017-09-19 DOTSON JERROLD DUANE Officer A-Award A Stock Option (Right to Buy) 100,000 1.56 156.0K 100,000
2017-09-15 GIN JERRY B Director D-Return D Warrant 25,000 4.00 100.0K 0
2017-05-31 GIN JERRY B Director P-Purchase A Warrant 25,000 4.00 100.0K 50,000
2017-04-26 Underdown Brian J. Director A-Award A Stock Option (Right to Buy) 35,000 1.96 68.6K 35,000
2017-04-26 Smith Mark Alan Officer A-Award A Stock Option (Right to Buy) 125,000 1.96 245.0K 125,000
2017-04-26 Singh Shawn Director / Officer A-Award A Stock Option (Right to Buy) 175,000 1.96 343.0K 175,000
2017-04-26 SNODGRASS H. RALPH Director / Officer A-Award A Stock Option (Right to Buy) 125,000 1.96 245.0K 125,000
2017-04-26 SAXE JON S Director A-Award A Stock Option (Right to Buy) 35,000 1.96 68.6K 35,000
2017-04-26 GIN JERRY B Director A-Award A Stock Option (Right to Buy) 35,000 1.96 68.6K 35,000
2017-04-26 DOTSON JERROLD DUANE Officer A-Award A Stock Option (Right to Buy) 100,000 1.96 196.0K 100,000
2016-11-09 Underdown Brian J. Director A-Award A Stock Option (Right to Buy) 25,000 3.80 95.0K 25,000
2016-11-09 Smith Mark Alan Officer A-Award A Stock Option (Right to Buy) 80,000 3.80 304.0K 80,000
2016-11-09 Singh Shawn Director / Officer A-Award A Stock Option (Right to Buy) 100,000 3.80 380.0K 100,000
2016-11-09 SNODGRASS H. RALPH Director / Officer A-Award A Stock Option (Right to Buy) 80,000 3.80 304.0K 80,000
2016-11-09 SAXE JON S Director A-Award A Stock Option (Right to Buy) 25,000 3.80 95.0K 25,000
2016-11-09 GIN JERRY B Director A-Award A Stock Option (Right to Buy) 25,000 3.80 95.0K 25,000
2016-11-09 DOTSON JERROLD DUANE Officer A-Award A Stock Option (Right to Buy) 50,000 3.80 190.0K 50,000
2016-06-19 Underdown Brian J. Director A-Award A Stock Option (Right to Buy) 25,000 3.49 87.3K 25,000
2016-06-19 Smith Mark Alan Officer A-Award A Stock Option (Right to Buy) 180,000 3.49 628.2K 180,000
2016-06-19 Singh Shawn Director / Officer A-Award A Stock Option (Right to Buy) 200,000 3.49 698.0K 200,000

Executive team

Top executives
Shares Outstanding
32.77M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 Shawn K. Singh, J.D. President, Chief Executive Officer and Director 650.0K 276.3K 1.55M 2.48M 62.62%
2 2025 Reid G. Adler, J.D. Chief Legal Officer 450.0K 198.5K 527.4K 1.18M 44.85%
3 2025 Cynthia L. Anderson, CPA Chief Financial Officer and Treasurer 443.8K 198.5K 465.3K 1.11M 42.01%
4 2025 Joshua S. Prince, MBA Chief Operating Officer 410.0K 183.0K 465.2K 1.06M 43.96%
5 2024 Shawn K. Singh, J.D. Chief Executive Officer 622.9K 325.0K 947.9K 0.00%
6 2024 Shawn K. Singh, J.D. President, Chief Executive Officer and Director 622.9K 325.0K 947.9K 0.00%
7 2024 Reid G. Adler, J.D. Chief Legal Officer 450.0K 225.0K 675.0K 0.00%
8 2024 Reid G. Adler, J.D. Chief Corporate Development Officer and General Counsel 450.0K 225.0K 675.0K 0.00%
9 2024 Joshua S. Prince, MBA Chief Operating Officer 368.4K 200.0K 568.4K 0.00%
10 2024 Cynthia L. Anderson, CPA Chief Financial Officer and Treasurer 261.2K 130.0K 43.0K 434.2K 9.90%
11 2024 Cynthia L. Anderson, CPA Chief Financial Officer 261.2K 130.0K 43.0K 434.2K 9.90%
12 2023 Shawn K. Singh, J.D. Chief Executive Officer 600.0K 600.0K 0.00%
13 2023 Reid G. Adler, J.D. Chief Corporate Development Officer and General Counsel 371.9K 180.6K 552.4K 32.69%
14 2023 Jerrold D. Dotson, CPA Chief Financial Officer 434.4K 434.4K 0.00%
15 2022 Ann M. Cunningham Chief Commercial Officer 395.8K 140.0K 668.8K 1.20M 55.52%
16 2022 Shawn K. Singh, J.D. Chief Executive Officer 562.5K 350.0K 270.0K 1.18M 22.83%
17 2022 Shawn K. Singh Chief Executive Officer 562.5K 350.0K 270.0K 1.18M 22.83%
18 2022 Mark A. Smith, M.D., Ph.D. Chief Medical Officer 448.8K 210.0K 134.6K 793.4K 16.97%
19 2022 Jerrold D. Dotson, CPA Chief Financial Officer 402.5K 175.0K 134.6K 712.1K 18.90%
20 2022 Jerrold D. Dotson Vice President, Chief Financial Officer and Secretary 402.5K 175.0K 134.6K 712.1K 18.90%
21 2021 Shawn K. Singh, J.D. Chief Executive Officer 511.0K 333.7K 439.6K 1.28M 34.23%
22 2021 Shawn K. Singh Chief Executive Officer 511.0K 333.7K 439.6K 1.28M 34.23%
23 2021 Mark A. Smith, M.D., Ph.D. Chief Medical Officer 422.6K 125.1K 219.4K 767.1K 28.61%
24 2021 H. Ralph Snodgrass, Ph.D. President, Chief Scientific Officer 422.6K 125.1K 219.4K 767.1K 28.60%
25 2021 Jerrold D. Dotson Vice President, Chief Financial Officer and Secretary 374.4K 110.3K 219.4K 704.0K 31.16%
26 2020 Shawn K. Singh, J.D. Chief Executive Officer 498.0K 435.7K 933.7K 46.66%
27 2020 H. Ralph Snodgrass, Ph.D. President, Chief Scientific Officer 416.9K 254.4K 671.3K 37.90%
28 2020 Jerrold D. Dotson Vice President, Chief Financial Officer and Secretary 367.5K 229.6K 597.1K 38.45%
29 2020 Mark A. Smith, M.D., Ph.D. Chief Medical Officer 416.9K 180.0K 596.8K 30.16%
30 2020 Mark A. McPartland Vice President, Corporate Development 300.0K 180.0K 480.0K 37.50%
31 2019 Shawn K. Singh, J.D. Chief Executive Officer 466.4K 110.3K 374.4K 951.1K 39.37%
32 2019 Shawn K. Singh Chief Executive Officer 466.4K 110.3K 374.4K 951.1K 39.37%
33 2019 H. Ralph Snodgrass, Ph.D. President. Chief Scientific Officer 394.0K 73.4K 174.8K 642.3K 27.22%
34 2019 H. Ralph Snodgrass, Ph.D. President, Chief Scientific Officer 394.0K 73.4K 174.8K 642.3K 27.22%
35 2019 Mark A. Smith, M.D., Ph.D. Chief Medical Officer 394.0K 73.4K 154.9K 622.4K 24.89%
36 2019 Jerrold D. Dotson Vice President, Chief Financial Officer and Secretary 345.0K 64.7K 131.3K 541.1K 24.27%
37 2019 Mark A. McPartland Vice President, Corporate Development 268.8K 50.9K 187.0K 506.6K 36.91%
38 2018 Shawn K. Singh Chief Executive Officer 424.6K 206.4K 641.9K 1.27M 50.43%
39 2018 Mark A. Smith, M.D., Ph.D. Chief Medical Officer 376.2K 146.3K 458.5K 981.0K 46.74%
40 2018 H. Ralph Snodgrass, Ph.D. President. Chief Scientific Officer 376.2K 128.0K 437.0K 941.2K 46.43%
41 2018 Jerrold D. Dotson Vice President, Chief Financial Officer and Secretary 322.5K 125.4K 423.9K 871.8K 48.63%
42 2018 Mark A. McPartland Vice President, Corporate Development 240.8K 83.1K 324.0K 647.9K 50.00%
43 2017 Shawn K. Singh Chief Executive Officer 385.1K 173.8K 757.2K 1.32M 57.54%
44 2017 H. Ralph Snodgrass, Ph.D. President, Chief Scientific Officer 340.6K 152.5K 520.9K 1.01M 51.37%
45 2017 H. Ralph Snodgrass, Ph.D. President. Chief Scientific Officer 340.6K 152.5K 520.9K 1.01M 51.37%
46 2017 Mark A. Smith, M.D., Ph.D. Chief Medical Officer 275.7K 654.2K 930.0K 70.35%
47 2017 Jerrold D. Dotson Vice President, Chief Financial Officer, Secretary 289.6K 100.0K 318.0K 707.6K 44.94%
48 2017 Jerrold D. Dotson Vice President, Chief Financial Officer and Secretary 289.6K 100.0K 318.0K 707.6K 44.94%
49 2016 Shawn K. Singh Chief Executive Officer 347.5K 1.63M 1.98M 82.42%
50 2016 H. Ralph Snodgrass, Ph.D President, Chief Scientific Officer 305.0K 985.0K 1.29M 76.36%
51 2016 H. Ralph Snodgrass, Ph.D. President, Chief Scientific Officer 305.0K 985.0K 1.29M 76.36%
52 2016 Jerrold D. Dotson Vice President, Chief Financial Officer, Secretary 250.0K 635.3K 885.3K 71.76%
53 2015 Shawn K. Singh Chief Executive Officer 347.5K 688.1K 1.04M 66.44%
54 2015 H. Ralph Snodgrass, Ph.D President, Chief Scientific Officer 305.0K 458.7K 763.7K 60.06%
55 2015 Jerrold D. Dotson Vice President, Chief Financial Officer, Secretary 250.0K 229.4K 479.4K 47.85%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-07-28 DEFA14A
2025-07-28 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-06-15 8-K
2026-06-15 10-K
2026-06-09 8-K
2026-05-19 8-K
2026-05-19 4
2026-05-19 3
2026-05-15 SC 13G/A
2026-05-12 8-K
2026-05-08 8-K
2026-04-28 8-K

Executive team

NameTitleCompensationGender
Shawn K. Singh President, Chief Executive Officer & Director 926.3K male
Reid G. Adler Chief Legal Officer 648.5K male
Joshua Prince Chief Operating Officer 593.0K male
Mark Adrian McPartland Senior Vice President of Investor Relations 300.0K male
Nick Tressler CFO, Principal Financial & Accounting Officer and Treasurer male
Allen Easley Cato Senior Vice President of Integrated Drug Development
Trisha Fitzmaurice Senior Vice President of Human Resources female
Elissa Cote Chief Corporate Development Officer female
Mark J. Ginski Senior Vice President and Head of Chemistry, Manufacturing & Controls
Michelle Peters Wellington Vice President of Communications female
ESG Rating
B-
BIOTECHNOLOGY
Rank: 642 out of 714
2024
E (Environmental)
55.5 / 56.3
Company / Sector avg.
S (Social)
59.7 / 62.4
Company / Sector avg.
G (Governance)
55.1 / 60.9
Company / Sector avg.
ESG Total
56.8 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
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Dividend history

Earnings history

Earnings reports

Stock splits