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Vaxxinity, Inc. (VAXX)

USD0.00 +0.00 (+0.00%)
US OTC Healthcare Biotechnology
Address 1717 Main Street 75201
Dallas, TX, US
CEO Mei Mei Hu
IPO 2021-11-11
CIK 1851657 ISIN US92244V1044

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Description

Vaxxinity, Inc., a biotechnology company founded in 2014 and headquartered in Dallas, Texas, is dedicated to advancing novel therapeutic candidates for human application in the United States. Its primary areas of focus are neurological disorders and infectious diseases, particularly those caused by coronaviruses. The company's pipeline features several key programs: UB-311 is a Phase 2 clinical trial candidate targeting toxic aggregated amyloid-beta proteins in the brain, aiming to treat Alzheimer's disease. UB-312, currently in Phase 1 clinical trials, is an investigational therapy designed to address Parkinson's disease and other synucleinopathies, including Lewy body dementia and multiple system atrophy, by targeting detrimental aggregated alpha-synuclein. An anti-tau product candidate is also under development for various neurodegenerative conditions, such as Alzheimer's disease. UB-313 is being developed to alleviate migraines by modulating calcitonin gene-related peptide. An anti-PCSK9 candidate aims to lower low-density lipoprotein cholesterol and reduce the risk of cardiac events by targeting proprotein convertase subtilisin/kexin type 9 serine protease. In the infectious disease segment, UB-612 is a Phase 3 clinical-stage candidate engineered to neutralize the SARS-CoV-2 virus.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
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Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD0.00 +0.00 (+0.00%)
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Volume Profile
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Liquidity & share structure
Average Volume
12.6K
Beta
3.78
Float Shares
60.28M
Free Float %
47.5%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+0.00% +0.00% +0.00% +0.00% +0.00% -66.67% -50.00% -99.99% -100.00% -100.00% -100.00%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Price Targets & DCF
Current price
0.00
Ratings Trend (MoM) 100% Bullish
Rating 2024-11 Change
Strong Buy 1 0
Buy 0 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
-15.19
Distress
Piotroski F-Score
0 / 9
Weak
MOAT Score
3 / 10
No MOAT
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
  • EPS growth Biotechnology: +29.7%
    +99.9% Q4'23: +43.8% (vs Q4'22)
  • FCF margin FCF growth · Biotechnology: +16.2%
  • EBIT margin Biotechnology: +0.0%
  • ROIC Biotechnology: -16.1%
    Q4'23: +2,466.4% (vs Q4'22)
  • Share dilution Biotechnology: -3.4%
    +0.5% Q4'23: +0.9% (vs Q4'22)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -0.28× Q4'23: -0.35× (vs Q4'22)
Valuation Multiples From To
DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (3.78) × ERP
WACC = 0% × Ke + 100% × Kd (4.6%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 0.00
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2021
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
1 EPS Ana.
Dec 2027
1 EPS Ana.
Revenue
66.0K
est: 50.0K (+32.0%)
13.40M
est.
30.80M
est.
— – —
-100.0% YoY
— – —
EBITDA
-135.23M
est: 10.0K (-1,352,565.2%)
-54.00M
2.68M
est.
6.16M
est.
— – —
-100.0% YoY
— – —
EBIT
-136.34M
est: 10.0K (-1,363,586.3%)
-56.24M
2.68M
est.
6.16M
est.
— – —
-100.0% YoY
— – —
Net Income
-137.18M
est: -198.62M (+30.9%)
-56.9K
est: -58.19M (+99.9%)
-48.07M
est.
-49.34M
est.
-51.87M
-51.87M – -51.87M
-5.1% YoY
-51.87M
-51.87M – -51.87M
+0.0% YoY
SGA
51.83M
est: 8.10M (+539.7%)
22.39M
2.17B
est.
4.99B
est.
— – —
-100.0% YoY
— – —
EPS
-1.09
est: -1.57 (+30.6%)
0.00
est: -0.46 (+99.9%)
-0.38
est.
-0.39
est.
-0.41
-0.41 – -0.41
-5.1% YoY
-0.41
-0.41 – -0.41
+0.0% YoY

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-57.24M
OE per share TTM
-0.45
Owner's Yield
-449,918.17%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
7,750.0%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
1
Total invested
43.00
Insider transactions (90d)
0
Beneficial owners (>5%)
12
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Mei Mei Hu 77.80M 69.50% 73.58M 4.21M 10.48M 271.7K IN United States 2022-04-27
2 United Biomedical, Inc. 57.73M 51.60% 53.52M 4.21M CO Delaware 2022-04-27
3 Dakin Sloss 18.03M 16.20% 18.03M 18.03M IN 2022-02-09
4 Prime Movers Lab GP I LLC 12.03M 10.80% 12.03M 12.03M PN 2022-02-09
5 Prime Movers Lab Fund I LP 9.74M 8.70% 9.74M 9.74M PN 2022-02-09
6 Lou Reese 9.58M 8.60% 9.31M 271.7K IN United States 2022-04-27
7 Prime Movers Growth Fund 1 LP 3.62M 3.20% 3.62M 3.62M PN 2022-02-09
8 Prime Movers Growth GP I LLC 3.62M 3.20% 3.62M 3.62M PN 2022-02-09
9 Prime Movers Lab GP II LLC 2.38M 2.10% 2.38M 2.38M PN 2022-02-09
10 COVAXX PML SPV 1 LP 2.29M 2.10% 2.29M 2.29M PN 2022-02-09
11 COVAXX PML SPV 3 LP 1.52M 1.40% 1.52M 1.52M PN 2022-02-09
12 COVAXX PML SPV 2 LP 861.9K 0.80% 861.9K 861.9K PN 2022-02-09

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
1
+1 vs prev Q
New positions
1
Closed positions
0
Increased
1
Reduced
0
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 NBC SECURITIES, INC. 1.6K +1.6K (+100.0%) 43.00 +43.0 (+100.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD0.03 +0.0% 3 qtrs
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock

This company is not held by any ETF in our universe.

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
1
Sells
0
Shares acquired
159.7K
Shares disposed
Cash buys
Cash sales
Net activity
+159,744
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2023-11-03 Paula Molina Rene Officer 0 0.00 0
2023-11-01 Ray Sumita Officer A-Award A Employee Stock option (right to buy) 425,000 1.17 497.3K 425,000
2023-10-02 Powchik Peter Director A-Award A Stock option (right to buy) 159,744 1.27 202.9K 159,744
2023-10-01 Ray Sumita Officer 0 0.00 0
2023-09-08 Prime Movers Lab Fund I LP 10% Owner S-Sale D Class A Common Stock 2,395 1.67 4.0K 831,658
2023-09-07 Prime Movers Lab Fund I LP 10% Owner S-Sale D Class A common stock 3,413 1.79 6.1K 1,468,795
2023-09-06 Prime Movers Lab Fund I LP 10% Owner S-Sale D Class A Common Stock 507 1.88 954.33 835,992
2023-06-20 TOLEDANO GABRIELLE B Director A-Award A Stock option (right to buy) 132,352 2.21 292.5K 132,352
2023-06-20 Smith James Alan Director A-Award A Stock option (right to buy) 132,352 2.21 292.5K 132,352
2023-06-20 Powchik Peter Director A-Award A Stock option (right to buy) 132,352 2.21 292.5K 132,352
2023-06-20 Ogilvie Landon E Director A-Award A Stock option (right to buy) 132,352 2.21 292.5K 132,352
2023-06-20 HORNIG GEORGE R Director A-Award A Stock option (right to buy) 132,352 2.21 292.5K 132,352
2023-06-20 Eade Katherine A. Director A-Award A Stock option (right to buy) 132,352 2.21 292.5K 132,352
2023-06-20 Diamandis Peter Director A-Award A Stock option (right to buy) 132,352 2.21 292.5K 132,352
2023-04-26 Diamandis Peter Director M-Exempt A Class A common stock 46,500 1.21 56.3K 906,141
2023-03-07 Reese Lou Director / Officer A-Award A Stock Option (right to buy) 301,188 2.29 689.7K 301,188
2023-03-07 Pesile Jason Officer A-Award A Stock Option (right to buy) 32,700 2.29 74.9K 32,700
2023-03-07 Paula Molina Rene Officer A-Award A Stock Option (right to buy) 116,612 2.29 267.0K 116,612
2023-03-07 Palm Ulo Officer A-Award A Stock Option (right to buy) 123,418 2.29 282.6K 123,418
2023-03-07 Hu Mei Mei Director / Officer / 10% Owner A-Award A Stock Option (right to buy) 620,000 2.29 1.42M 620,000
2023-02-01 TOLEDANO GABRIELLE B Director 0 0.00 0
2023-02-01 Smith James Alan Director Class A common stock 0 0.00 8,058 D
2023-02-01 Ogilvie Landon E Director I Class A common stock 0 0.00 32,850
2023-02-01 Eade Katherine A. Director 0 0.00 0
2023-01-23 Prime Movers Lab Fund I LP Director S-Sale D Class A common stock 405,217 3.35 1.36M 8,764,372
2022-12-02 Prime Movers Lab Fund I LP Director S-Sale D Class A Common Stock 11,121 2.57 28.6K 9,169,589
2022-12-01 Prime Movers Lab Fund I LP Director S-Sale D Class A Common Stock 270,964 2.97 805.2K 9,180,710
2022-09-06 Sloss Dakin Director S-Sale D Class A Common Stock 25,243 2.40 60.7K 9,451,674
2022-08-23 Sloss Dakin Director S-Sale D Class A Common Stock 83,786 2.39 199.9K 9,499,674
2022-08-22 Guirakhoo Farshad Officer M-Exempt A Class A common stock 2,640 0.57 1.5K 68,645
2022-08-15 Guirakhoo Farshad Officer M-Exempt A Class A common stock 26,005 0.57 14.8K 66,005
2022-07-29 Guirakhoo Farshad Officer M-Exempt A Class A common stock 20,000 0.57 11.4K 40,000
2022-06-21 Powchik Peter Director A-Award A Stock option (right to buy) 129,187 0.00 129,187
2022-06-21 HORNIG GEORGE R Director A-Award A Stock option (right to buy) 129,187 0.00 129,187
2022-06-21 Diamandis Peter Director A-Award A Stock option (right to buy) 129,187 0.00 129,187
2022-06-21 Chui James Director A-Award A Stock option (right to buy) 129,187 0.00 129,187
2022-06-21 BLATT GREGORY R Director A-Award A Stock option (right to buy) 129,187 0.00 129,187
2022-06-16 UNITED BIOMEDICAL INC Director P-Purchase A Class A common stock 100,000 1.99 199.3K 51,737,344
2022-06-16 Reese Lou Officer P-Purchase A Class A common stock 100,000 1.99 199.3K 51,737,344
2022-06-16 Hu Mei Mei Officer P-Purchase A Class A common stock 100,000 1.99 199.3K 51,737,344
2022-06-10 Sloss Dakin Director S-Sale D Class A Common Stock 8,193 2.43 19.9K 851,152
2022-06-08 UNITED BIOMEDICAL INC Director P-Purchase A Class A common stock 10,978 2.72 29.9K 51,637,344
2022-06-08 Reese Lou Officer P-Purchase A Class A common stock 10,000 2.95 29.5K 51,626,366
2022-06-08 Hu Mei Mei Officer P-Purchase A Class A common stock 10,978 2.72 29.9K 51,637,344
2022-05-03 Guirakhoo Farshad Officer M-Exempt D Stock Option (right to buy) 10,000 0.57 5.7K 116,730
2022-04-26 UNITED BIOMEDICAL INC Director P-Purchase A Class A common stock 4,807 3.58 17.2K 51,616,366
2022-04-26 Reese Lou Officer P-Purchase A Class A common stock 4,807 3.58 17.2K 51,616,366
2022-04-26 Hu Mei Mei Officer P-Purchase A Class A common stock 4,807 3.58 17.2K 51,616,366
2022-04-25 UNITED BIOMEDICAL INC Director P-Purchase A Class A common stock 8,038 3.37 27.1K 5,193,454
2022-04-25 Reese Lou Officer P-Purchase A Class A common stock 8,038 3.37 27.1K 51,593,454
2022-04-25 Hu Mei Mei Officer P-Purchase A Class A common stock 8,038 3.37 27.1K 51,593,454
2022-03-31 Powchik Peter Director D Class A common stock 0 0.00 225,858
2022-03-15 Palm Ulo Officer A-Award A Restricted Stock Units 100,000 0.00 100,000
2022-01-24 Diamandis Peter Director M-Exempt A Class A common stock 652,764 4.12 2.69M 729,687
2022-01-13 Guirakhoo Farshad Officer M-Exempt A Class A common stock 10,000 0.57 5.7K 10,000
2022-01-03 Pesile Jason Officer A-Award A Stock Option (right to buy) 51,225 5.96 305.3K 51,225
2022-01-03 HORNIG GEORGE R Director 0 0.00 0
2021-12-31 Chui James Director P-Purchase A Class A common stock 6,000 5.48 32.9K 14,000
2021-12-10 Chui James Director P-Purchase A Class A common stock 8,000 7.89 63.1K 8,000
2021-11-18 Diamandis Peter Director S-Sale D Class A common stock 248 13.00 3.2K 90,499
2021-11-16 BLATT GREGORY R Director J-Other A Class A common stock 76,923 0.00 76,923
2021-11-15 UNITED BIOMEDICAL INC 10% Owner C-Conversion D Series A preferred stock 6,554,643 0.00 0
2021-11-15 Reese Lou Director / Officer C-Conversion A Class A common stock 247,050 0.00 51,585,416
2021-11-15 Prime Movers Lab Fund I LP 10% Owner C-Conversion D Series A preferred stock 15,152,627 0.00 0
2021-11-15 Palm Ulo Officer P-Purchase A Class A common stock 450 13.00 5.9K 450
2021-11-15 Hu Mei Mei Director / Officer / 10% Owner C-Conversion A Class A common stock 247,050 0.00 51,585,416
2021-11-15 Diamandis Peter Director P-Purchase A Class A common stock 76,923 0.00 76,923
2021-11-15 BLATT GREGORY R Director C-Conversion D Series A preferred stock 83,329 0.00 0
2021-11-12 Reese Lou Director / Officer P-Purchase A Class A common stock 17,500 13.82 241.9K 17,500
2021-11-12 Hu Mei Mei Director / Officer / 10% Owner P-Purchase A Class A common stock 17,500 13.82 241.9K 17,500
2021-11-11 Paula Molina Rene Officer A-Award A Stock option (right to buy) 96,153 13.00 1.25M 96,153
2021-11-11 Palm Ulo Officer A-Award A Stock option (right to buy) 233,100 13.00 3.03M 233,100
2021-11-11 Guirakhoo Farshad Officer A-Award A Stock option (right to buy) 41,958 13.00 545.5K 41,958
2021-11-10 UNITED BIOMEDICAL INC 10% Owner D Class A common stock 0 0.00 51,338,366
2021-11-10 Reese Lou Director / Officer D Stock option (right to buy) 2,346,709 0.28 666.5K 0
2021-11-10 Prime Movers Lab Fund I LP 10% Owner I Series B preferred stock 5,625,000 0.00 0
2021-11-10 Paula Molina Rene Officer D Stock option (right to buy) 223,311 4.01 895.3K 0
2021-11-10 Palm Ulo Officer 0 0.00 0
2021-11-10 Hu Mei Mei Director / Officer / 10% Owner D Stock option (right to buy) 378,785 10.07 3.81M 0
2021-11-10 Guirakhoo Farshad Officer D Stock option (right to buy) 126,730 0.57 72.0K 0
2021-11-10 Doran Martin Officer D Class A common stock 0 0.00 22,688
2021-11-10 Diamandis Peter Director I Series A preferred stock 0 0.00 0
2021-11-10 Chui James Director D Stock option (right to buy) 464,680 4.12 1.91M 0
2021-11-10 BLATT GREGORY R Director I Series B preferred stock 0 0.00 0

Executive team

Top executives
Shares Outstanding
126.78M

Executive compensation

Executive compensation (annual)

Executive compensation not available.

CEO compensation breakdown

No CEO compensation history available.

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2023-04-28 DEFA14A
2023-04-28 DEF 14A
2022-05-06 DEFA14A
2022-05-02 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2024-05-09 DEF 14C
2024-05-09 15-12G
2024-05-03 EFFECT
2024-04-30 S-8 POS
2024-04-30 S-8 POS
2024-04-30 POS AM
2024-04-29 PRE 14C
2024-04-29 4
2024-04-29 25
2024-04-29 10-K/A

Executive team

NameTitleCompensationGender
Sumita Ray Chief Legal, Compliance & Administrative Officer and Corporate Secretary 465.6K female
Mei Mei Hu Co-Founder, President, Chief Executive Officer & Director 345.1K female
Louis Garfield Reese Co-Founder & Executive Chairman of the Board 275.6K male
Mark Joinnides Chief of Staff male
Manal Morsy Chief Regulatory Officer
Jean-Cosme Dodart Chief Scientific Officer
Jason Pesile Chief Accounting Officer male
ESG Rating
B-
BIOTECHNOLOGY
2023
E (Environmental)
55.3 / 56.3
Company / Sector avg.
S (Social)
66.6 / 62.4
Company / Sector avg.
G (Governance)
61.4 / 60.9
Company / Sector avg.
ESG Total
61.1 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity
Transaction Date Disclosed Senator State Owner Type Amount Link
2023-12-20 2024-01-19 Rick Scott FL Spouse Sale (Full) $1,001 - $15,000
House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits