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Sutro Biopharma, Inc. (STRO)

USD26.23 +0.20 (+0.77%)
US NASDAQ Healthcare Biotechnology
Address 111 Oyster Point Boulevard 94080
South San Francisco, CA, US
CEO Jane Chung
IPO 2018-09-27
CIK 1382101 ISIN US8693672011

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Description

Sutro Biopharma, Inc. is a clinical-stage biotechnology company focused on the discovery, development, and manufacturing of innovative therapeutic products. Its primary objective is to create protein-based treatments for challenging conditions like cancer and autoimmune disorders. The company achieves this through its proprietary XpressCF+ platform, a unique technology that integrates cell-free protein synthesis with precise, site-specific drug conjugation. Currently, Sutro's pipeline features two lead antibody-drug conjugate (ADC) candidates, both undergoing Phase 1 clinical evaluation. STRO-001 targets the CD74 protein, designed for individuals with multiple myeloma and non-Hodgkin lymphoma. The second candidate, STRO-002, is engineered to bind to folate receptor-alpha, intended for the treatment of ovarian and endometrial cancers. Strategic alliances are also a key part of its strategy, including collaborations and licensing agreements. A partnership with Merck aims to advance research programs involving cytokine derivatives for both oncological and autoimmune applications. Additionally, an agreement with Celgene Corporation focuses on identifying and developing bispecific antibodies and/or ADCs specifically within the immuno-oncology domain. Founded in 2003, the company initially operated under the name Fundamental Applied Biology, Inc. Its corporate headquarters are located in South San Francisco, California.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD26.23 +0.20 (+0.77%)
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Volume Profile
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Liquidity & share structure
Average Volume
324.4K
Beta
1.55
Float Shares
6.00M
Free Float %
70.6%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-2.98% -3.73% +33.50% +137.75% +324.53% +232.07% +424.15% -34.66% -80.48% -74.72% -74.72%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (19 ratings, all time) Buy
Price Targets & DCF
Current price
26.23
Low 50.00 +90.6%
Consensus 50.00 +90.6%
Median 50.00 +90.6%
High 50.00 +90.6%
Ratings Trend (MoM) 85% Bullish
Rating 2026-05 Change
Strong Buy 2 0
Buy 9 +1
Hold 1 0
Sell 0 0
Strong Sell 1 0
Price Target Summary
Period # Analysts Avg Target
Last Month 1
50.00
+90.6%
Last Quarter 1
50.00
+90.6%
Last Year 1
50.00
+90.6%
All Time 13
124.62
+375.1%
Quality scores
Altman Z-Score
-5.60
Distress
Piotroski F-Score
3 / 9
Average
MOAT Score
2 / 10
No MOAT
Composite Rating
C
Overall Score
2 / 5
Medium
DCF Score
1 / 5
Low
ROE Score
5 / 5
High
ROA Score
1 / 5
Low
D/E Score
1 / 5
Low
P/E Score
1 / 5
Low
P/Book Score
1 / 5
Low
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
    +65.2% Q1'26: -16.5% (vs Q1'25)
  • EPS growth Biotechnology: +29.7%
    +24.0% Q1'26: +67.7% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
    -183.3% Q1'26: -291.1% (vs Q1'25)
  • EBIT margin Biotechnology: +0.0%
    -102.4% Q1'26: +0.0% (vs Q1'25)
  • ROIC Biotechnology: -16.1%
    Q1'26: +0.0% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +10.6% Q1'26: +57.4% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -0.16× Q1'26: -0.11× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (1.64) × ERP
WACC = 95% × Ke + 5% × Kd (243.8%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 26.23
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
10 Rev. Ana.
7 EPS Ana.
Dec 2027
8 Rev. Ana.
7 EPS Ana.
Dec 2028
7 Rev. Ana.
7 EPS Ana.
Dec 2029
3 Rev. Ana.
2 EPS Ana.
Dec 2030
6 Rev. Ana.
5 EPS Ana.
Revenue
38.42M
est: 25.36M (+51.5%)
42.74M
est: 41.38M (+3.3%)
42.72M
est: 42.67M (+0.1%)
61.88M
est: 62.36M (-0.8%)
67.77M
est: 68.38M (-0.9%)
153.73M
est: 154.07M (-0.2%)
62.04M
est: 59.04M (+5.1%)
102.48M
est: 99.18M (+3.3%)
32.87M
11.95M – 71.71M
-66.9% YoY
23.10M
4.31M – 41.87M
-29.7% YoY
38.24M
12.01M – 79.47M
+65.5% YoY
55.00M
17.27M – 114.30M
+43.8% YoY
70.89M
22.26M – 147.33M
+28.9% YoY
EBITDA
-32.82M
est: -20.28M (-61.8%)
-46.62M
est: -33.08M (-40.9%)
-23.75M
est: -34.11M (+30.4%)
-97.56M
est: -90.06M (-8.3%)
-105.07M
est: -104.35M (-0.7%)
-67.92M
est: -135.40M (+49.8%)
-180.45M
est: -51.89M (-247.7%)
-97.63M
est: -87.16M (-12.0%)
-28.89M
-63.03M – -10.50M
+66.9% YoY
-20.30M
-36.80M – -3.79M
+29.7% YoY
-33.61M
-69.84M – -10.55M
-65.5% YoY
-48.34M
-100.46M – -15.18M
-43.8% YoY
-62.31M
-129.49M – -19.56M
-28.9% YoY
EBIT
-37.22M
est: -21.01M (-77.1%)
-51.39M
est: -34.28M (-49.9%)
-28.05M
est: -35.35M (+20.7%)
-102.40M
est: -94.63M (-8.2%)
-113.36M
est: -119.46M (+5.1%)
-74.73M
est: -138.23M (+45.9%)
-187.67M
est: -52.97M (-254.3%)
-104.95M
est: -88.98M (-17.9%)
-29.49M
-64.34M – -10.72M
+66.9% YoY
-20.73M
-37.57M – -3.87M
+29.7% YoY
-34.31M
-71.30M – -10.77M
-65.5% YoY
-49.35M
-102.56M – -15.49M
-43.8% YoY
-63.61M
-132.19M – -19.97M
-28.9% YoY
Net Income
-35.32M
est: -412.19M (+91.4%)
-55.74M
est: -190.74M (+70.8%)
-32.13M
est: 6.34M (-606.9%)
-105.54M
est: -97.97M (-7.7%)
-119.20M
est: -112.81M (-5.7%)
-106.79M
est: -16.41M (-550.8%)
-227.46M
est: -245.22M (+7.2%)
-191.09M
est: -148.17M (-29.0%)
-87.64M
-132.77M – -42.51M
+40.8% YoY
-77.87M
-117.35M – -38.39M
+11.2% YoY
-73.10M
-107.31M – -38.89M
+6.1% YoY
-62.76M
-150.73M – -6.79M
+14.1% YoY
-57.89M
-139.04M – -6.26M
+7.8% YoY
SGA
21.38M
est: 19.44M (+10.0%)
32.59M
est: 31.72M (+2.7%)
36.82M
est: 32.71M (+12.5%)
56.00M
est: 58.24M (-3.8%)
59.54M
est: 64.00M (-7.0%)
62.58M
est: 103.90M (-39.8%)
48.45M
est: 39.82M (+21.7%)
41.02M
est: 66.88M (-38.7%)
22.17M
8.06M – 48.36M
-66.9% YoY
15.58M
2.91M – 28.24M
-29.7% YoY
25.79M
8.10M – 53.59M
+65.5% YoY
37.09M
11.65M – 77.08M
+43.8% YoY
47.81M
15.01M – 99.36M
+28.9% YoY
EPS
-15.50
est: -53.65 (+71.1%)
-24.30
est: -24.83 (+2.1%)
-9.90
est: 0.83 (-1,300.0%)
-22.90
est: -22.33 (-2.6%)
-23.50
est: -25.11 (+6.4%)
-17.80
est: -1.89 (-842.2%)
-29.60
est: -28.98 (-2.1%)
-22.49
est: -17.81 (-26.3%)
-8.97
-15.62 – -5.00
+49.6% YoY
-7.85
-13.81 – -4.52
+12.6% YoY
-7.88
-12.63 – -4.58
-0.4% YoY
-7.39
-17.74 – -0.80
+6.3% YoY
-6.81
-16.36 – -0.74
+7.8% YoY
Recent Grade Changes (3M)
Date Firm Previous New Grade Action
2026-04-23 Citizens Market Outperform Market Outperform Maintain
2026-04-17 Citizens Market Outperform Market Outperform Maintain
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-14 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-13 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-12 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-11 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-08 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-07 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-06 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-05 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-04 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-01 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-30 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-29 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-28 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-27 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-24 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-23 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-22 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-21 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-20 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-17 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-16 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-138.00M
OE per share TTM
-14.43
Owner's Yield
-41.84%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
42.6%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
14
Total invested
32.14M
Insider transactions (90d)
0
Beneficial owners (>5%)
35
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Steven A. Cohen 5.93M 7.90% 5.93M IN Delaware 2024-04-05
2 Point72 Asset Management, L.P. 5.79M 7.70% 5.79M PN Delaware 2024-04-05
3 Point72 Capital Advisors, Inc. 5.79M 7.70% 5.79M CO Delaware 2024-04-05
4 (1) BlackRock, Inc. 3.70M 8.00% 3.56M 3.70M HC Delaware 2022-02-03
5 Adage Capital Management, L.P. 3.55M 5.86% 3.55M IA, PN Delaware 2023-10-10
6 Adage Capital Partners GP, L.L.C. 3.55M 5.86% 3.55M OO Delaware 2023-10-10
7 Adage Capital Partners, L.P. 3.55M 5.86% 3.55M PN Delaware 2023-10-10
8 Phillip Gross 3.55M 5.86% 3.55M IN Delaware 2023-10-10
9 Robert Atchinson 3.55M 5.86% 3.55M IN Delaware 2023-10-10
10 Israel A. Englander 3.45M 5.70% 3.45M 3.45M IN Delaware 2024-01-17
11 Millennium Group Management LLC 3.45M 5.70% 3.45M 3.45M OO Delaware 2024-01-17
12 Millennium Management LLC 3.45M 5.70% 3.45M 3.45M OO Delaware 2024-01-17
13 David Rosen 3.21M 5.59% 3.21M IN United States of America 2023-02-10
14 LP 3.21M 5.59% 3.21M IA, PN State of Delaware 2023-02-10
15 BVF Inc. 3.16M 6.80% 3.16M CO Delaware 2022-01-18
16 BVF Partners L.P. 3.16M 6.80% 3.16M IA, PN Delaware 2022-01-18
17 Mark N. Lampert 3.16M 6.80% 3.16M IN Delaware 2022-01-18
18 Integrated Core Strategies (US) LLC 3.11M 5.10% 3.11M 3.11M OO Delaware 2024-01-17
19 BVF GP HOLDINGS LLC 2.95M 6.40% 2.95M OO Delaware 2022-01-18
20 Eventide Asset Management, LLC 2.71M 5.90% 2.71M 2.71M IA Delaware 2022-02-14
21 Aaron Cowen 2.47M 5.40% 2.47M 2.47M HC, IN 2022-02-11
22 Averill Master Fund, Ltd. 2.47M 5.40% 2.47M 2.47M CO 2022-02-11
23 Suvretta Capital Management, LLC 2.47M 5.40% 2.47M 2.47M IA, OO 2022-02-11
24 BRISTOL-MYERS SQUIBB COMPANY 22-0790350 1.73M 3.80% 1.73M 1.73M CO Delaware, U.S.A. 2021-04-05
25 CELGENE CORPORATION 22-2711928 1.73M 3.80% 1.73M 1.73M CO Delaware, U.S.A. 2021-04-05
26 BVF I GP LLC 1.71M 3.70% 1.71M OO Delaware 2022-01-18
27 Biotechnology Value Fund, L.P. 1.71M 3.70% 1.71M PN Delaware 2022-01-18
28 BVF II GP LLC 1.24M 2.70% 1.24M OO Delaware 2022-01-18
29 Biotechnology Value Fund II, L.P. 1.24M 2.70% 1.24M PN Delaware 2022-01-18
30 66-0677421 1.14M 2.50% 1.14M OO Delaware 2021-02-16
31 72-1614961 1.14M 2.50% 1.14M OO Delaware 2021-02-16
32 Ridgeback Capital Management LLC                    42-1684320 1.14M 2.50% 1.14M OO Delaware 2021-02-16
33 BVF Partners OS Ltd. 156.7K 1.00% 156.7K CO Delaware 2022-01-18
34 Biotechnology Value Trading Fund OS LP 156.7K 1.00% 156.7K PN Delaware 2022-01-18
35 Cubist Systematic Strategies, LLC 141.4K 0.20% 141.4K OO Delaware 2024-04-05

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
14
-46 vs prev Q
New positions
6
Closed positions
52
Increased
7
Reduced
2
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 75.6K +75.6K (+100.0%) 874.62M +874.6M (+100.0%) 0.89% +0.891 pp 0.29% +0.289 pp USD11.57 +0.0% 1 qtrs NEW
2 AFFINITY ASSET ADVISORS, LLC 748.4K +748.4K (+100.0%) 8.66M +8.7M (+100.0%) 8.82% +8.818 pp 0.49% +0.493 pp USD11.57 +0.0% 1 qtrs NEW
3 KYNAM CAPITAL MANAGEMENT, LP 479.6K +479.6K (+100.0%) 5.55M +5.5M (+100.0%) 5.65% +5.651 pp 0.35% +0.355 pp USD11.57 +0.0% 1 qtrs NEW
4 MILLENNIUM MANAGEMENT LLC 418.2K +418.2K (+100.0%) 4.84M +4.8M (+100.0%) 4.93% +4.928 pp 0.00% +0.002 pp USD11.57 +0.0% 1 qtrs NEW
5 VANGUARD GROUP INC 375.8K +375.8K (+100.0%) 4.35M +4.3M (+100.0%) 4.43% +4.428 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
6 ACADIAN ASSET MANAGEMENT LLC 338.0K +338.0K (+100.0%) 3.91M +3.9M (+100.0%) 3.98% +3.982 pp 0.01% +0.006 pp USD11.57 +0.0% 1 qtrs NEW
7 VELAN CAPITAL INVESTMENT MANAGEMENT LP 312.0K +312.0K (+100.0%) 3.61M +3.6M (+100.0%) 3.68% +3.676 pp 2.09% +2.094 pp USD11.57 +0.0% 1 qtrs NEW
8 MERCK & CO., INC. 272.4K -2.5M (-90.0%) 3.15M +786.0K (+33.2%) 3.21% -10.634 pp 1.14% +0.103 pp USD98.35 -88.2% 5 qtrs
9 VESTAL POINT CAPITAL, LP 243.0K +243.0K (+100.0%) 2.81M +2.8M (+100.0%) 2.86% +2.863 pp 0.10% +0.096 pp USD11.57 +0.0% 1 qtrs NEW
10 BALYASNY ASSET MANAGEMENT L.P. 230.0K +230.0K (+100.0%) 2.66M +2.7M (+100.0%) 2.71% +2.711 pp 0.00% +0.003 pp USD11.57 +0.0% 1 qtrs NEW
11 SAMSARA BIOCAPITAL, LLC 204.5K +204.5K (+100.0%) 2.37M +2.4M (+100.0%) 2.41% +2.410 pp 0.24% +0.244 pp USD11.57 +0.0% 1 qtrs NEW
12 ADAGE CAPITAL PARTNERS GP, L.L.C. 200.0K +200.0K (+100.0%) 2.31M +2.3M (+100.0%) 2.36% +2.357 pp 0.00% +0.004 pp USD11.57 +0.0% 1 qtrs NEW
13 EVERSEPT PARTNERS, LP 193.6K +193.6K (+100.0%) 2.24M +2.2M (+100.0%) 2.28% +2.281 pp 0.11% +0.113 pp USD11.57 +0.0% 1 qtrs NEW
14 OPALEYE MANAGEMENT INC. 190.7K +190.7K (+100.0%) 2.21M +2.2M (+100.0%) 2.25% +2.247 pp 0.29% +0.291 pp USD11.57 +0.0% 1 qtrs NEW
15 POINT72 ASSET MANAGEMENT, L.P. 179.1K +179.1K (+100.0%) 2.07M +2.1M (+100.0%) 2.11% +2.110 pp 0.00% +0.002 pp USD11.57 +0.0% 1 qtrs NEW
16 TANG CAPITAL MANAGEMENT LLC 139.6K +139.6K (+100.0%) 1.62M +1.6M (+100.0%) 1.65% +1.645 pp 0.08% +0.080 pp USD11.57 +0.0% 1 qtrs NEW
17 RENAISSANCE TECHNOLOGIES LLC 122.9K +122.9K (+100.0%) 1.42M +1.4M (+100.0%) 1.45% +1.448 pp 0.00% +0.002 pp USD11.57 +0.0% 1 qtrs NEW
18 BLACKROCK, INC. 117.4K +117.4K (+100.0%) 1.36M +1.4M (+100.0%) 1.38% +1.384 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
19 GSA CAPITAL PARTNERS LLP 89.1K +89.1K (+100.0%) 1.03M +1.0M (+100.0%) 1.05% +1.050 pp 0.09% +0.089 pp USD11.57 +0.0% 1 qtrs NEW
20 MARSHALL WACE, LLP 85.6K +85.6K (+100.0%) 990.6K +990.6K (+100.0%) 1.01% +1.009 pp 0.00% +0.001 pp USD11.57 +0.0% 1 qtrs NEW
21 GEODE CAPITAL MANAGEMENT, LLC 84.0K +84.0K (+100.0%) 972.0K +972.0K (+100.0%) 0.99% +0.990 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
22 ACUTA CAPITAL PARTNERS, LLC 67.5K +67.5K (+100.0%) 780.4K +780.4K (+100.0%) 0.79% +0.795 pp 0.53% +0.530 pp USD11.57 +0.0% 1 qtrs NEW
23 ADAR1 CAPITAL MANAGEMENT, LLC 67.1K +67.1K (+100.0%) 776.1K +776.1K (+100.0%) 0.79% +0.790 pp 0.06% +0.057 pp USD11.57 +0.0% 1 qtrs NEW
24 TWO SIGMA INVESTMENTS, LP 46.5K +46.5K (+100.0%) 537.9K +537.9K (+100.0%) 0.55% +0.548 pp 0.00% +0.001 pp USD11.57 +0.0% 1 qtrs NEW
25 FISHER ASSET MANAGEMENT, LLC 35.3K +35.3K (+100.0%) 408.5K +408.5K (+100.0%) 0.42% +0.416 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
26 STATE STREET CORP 34.3K +34.3K (+100.0%) 396.5K +396.5K (+100.0%) 0.40% +0.404 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
27 CITADEL ADVISORS LLC 32.1K +32.1K (+100.0%) 371.2K +371.2K (+100.0%) 0.38% +0.378 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
28 SHAY CAPITAL LLC 24.3K +24.3K (+100.0%) 280.6K +280.6K (+100.0%) 0.29% +0.286 pp 0.03% +0.029 pp USD11.57 +0.0% 1 qtrs NEW
29 JANE STREET GROUP, LLC 22.9K +22.9K (+100.0%) 265.5K +265.5K (+100.0%) 0.27% +0.270 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
30 AQR CAPITAL MANAGEMENT LLC 18.0K +18.0K (+100.0%) 208.7K +208.7K (+100.0%) 0.21% +0.213 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
31 TWO SIGMA ADVISERS, LP 17.6K +17.6K (+100.0%) 203.4K +203.4K (+100.0%) 0.21% +0.207 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
32 AJU IB INVESTMENT CO., LTD. 17.5K -157.5K (-90.0%) 202.5K +49.4K (+32.2%) 0.21% -0.683 pp 0.89% +0.756 pp USD98.35 -88.2% 5 qtrs
33 INVESCO LTD. 17.0K +17.0K (+100.0%) 196.3K +196.3K (+100.0%) 0.20% +0.200 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
34 MORGAN STANLEY 15.9K +15.9K (+100.0%) 184.2K +184.2K (+100.0%) 0.19% +0.188 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
35 GOLDMAN SACHS GROUP INC 15.7K +15.7K (+100.0%) 181.3K +181.3K (+100.0%) 0.18% +0.185 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
36 RBF CAPITAL, LLC 15.3K +15.3K (+100.0%) 176.7K +176.7K (+100.0%) 0.18% +0.180 pp 0.01% +0.008 pp USD11.57 +0.0% 1 qtrs NEW
37 NORTHERN TRUST CORP 14.4K +14.4K (+100.0%) 166.4K +166.4K (+100.0%) 0.17% +0.169 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
38 OMERS ADMINISTRATION CORP 11.0K +11.0K (+100.0%) 127.5K +127.5K (+100.0%) 0.13% +0.130 pp 0.00% +0.001 pp USD11.57 +0.0% 1 qtrs NEW
39 STATE OF TENNESSEE, TREASURY DEPARTMENT 7.4K +7.4K (+100.0%) 110.6K +110.6K (+100.0%) 0.09% +0.087 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
40 UBS GROUP AG 7.9K +7.9K (+100.0%) 91.1K +91.1K (+100.0%) 0.09% +0.093 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
41 BANK OF AMERICA CORP /DE/ 4.2K +4.2K (+100.0%) 48.7K +48.7K (+100.0%) 0.05% +0.050 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
42 CWM, LLC 1.5K +1.5K (+100.0%) 17.0K +17.0K (+100.0%) 0.02% +0.018 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
43 ADVISOR GROUP HOLDINGS, INC. 1.3K +1.3K (+100.0%) 15.5K +15.5K (+100.0%) 0.02% +0.016 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
44 FMR LLC 1.1K +1.1K (+100.0%) 12.8K +12.8K (+100.0%) 0.01% +0.013 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
45 CITIGROUP INC 1.0K +1.0K (+100.0%) 12.1K +12.1K (+100.0%) 0.01% +0.012 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
46 FNY INVESTMENT ADVISERS, LLC 1.0K +1.0K (+100.0%) 11.0K +11.0K (+100.0%) 0.01% +0.012 pp 0.00% +0.003 pp USD11.57 +0.0% 1 qtrs NEW
47 JPMORGAN CHASE & CO 741.00 +741.0 (+100.0%) 8.6K +8.6K (+100.0%) 0.01% +0.009 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
48 PHYSICIAN WEALTH ADVISORS, INC. 182.00 +182.0 (+100.0%) 2.1K +2.1K (+100.0%) 0.00% +0.002 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
49 BNP PARIBAS ARBITRAGE, SNC 111.00 +111.0 (+100.0%) 1.3K +1.3K (+100.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
50 WELLS FARGO & COMPANY/MN 100.00 +100.0 (+100.0%) 1.2K +1.2K (+100.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
51 PNC FINANCIAL SERVICES GROUP, INC. 62.00 +62.0 (+100.0%) 717.00 +717.0 (+100.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD11.56 +0.1% 1 qtrs NEW
52 FORTITUDE FAMILY OFFICE, LLC 56.00 +56.0 (+100.0%) 648.00 +648.0 (+100.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD11.55 +0.2% 1 qtrs NEW
53 BOGART WEALTH, LLC 50.00 -450.0 (-90.0%) 579.00 +145.0 (+33.4%) 0.00% -0.002 pp 0.00% +0.000 pp USD199.84 -94.2% 12 qtrs
54 PARALLEL ADVISORS, LLC 47.00 -418.0 (-89.9%) 544.00 +140.0 (+34.7%) 0.00% -0.002 pp 0.00% +0.000 pp USD199.68 -94.2% 20 qtrs
55 NISA INVESTMENT ADVISORS, LLC 44.00 +44.0 (+100.0%) 509.00 +509.0 (+100.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
56 EVERSOURCE WEALTH ADVISORS, LLC 31.00 -423.0 (-93.2%) 359.00 -35.0 (-8.9%) 0.00% -0.002 pp 0.00% +0.000 pp USD96.87 -88.1% 5 qtrs
57 HIGHMARK WEALTH MANAGEMENT LLC 23.00 +23.0 (+100.0%) 266.00 +266.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD11.57 +0.0% 1 qtrs NEW
58 COMERICA BANK 3.00 +3.0 (+100.0%) 35.00 +35.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD11.33 +2.1% 1 qtrs NEW
59 SRS CAPITAL ADVISORS, INC. 3.00 +3.0 (+100.0%) 35.00 +35.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD11.33 +2.1% 1 qtrs NEW
60 GROUP ONE TRADING, L.P. 2.00 +2.0 (+100.0%) 23.00 +23.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD11.50 +0.6% 1 qtrs NEW
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 53 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Invesco NASDAQ Future Gen 200 ETF QQQS 0.51% 111.6K 0.20%
2 Invesco Russell 2000 Dynamic Multifactor ETF OMFS 0.30% 854.3K 0.39%
3 iShares Micro-Cap ETF IWC 0.11% 1.59M 0.60%
4 iShares Healthcare Innovation UCITS ETF HEAL.L 0.05% 589.0K 0.40%
5 iShares Ageing Population UCITS ETF AGED.L 0.04% 351.3K 0.40%
6 Goldman Sachs ActiveBeta U.S. Small Cap Equity ETF GSSC 0.03% 359.8K 0.20%
7 iShares Russell 2000 Value ETF IWN 0.03% 3.60M 0.24%
8 Invesco RAFI US 1500 Small-Mid ETF PRFZ 0.02% 490.8K 0.34%
9 Xtrackers Russell 2000 UCITS ETF 1C XRSU.L 0.02% 482.9K 0.30%
10 Invesco Russell 2000 UCITS ETF RTYS.L 0.02% 48.2K 0.25%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
1.00
Neutral
Ratio by volume
3.00
Bullish
Buys
18
Sells
18
Shares acquired
362.9K
Shares disposed
27.8K
Cash buys
Cash sales
Net activity
+335,037
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-03-04 Pauling David Officer M-Exempt A Common Stock 675 0.00 10,025 D
2026-03-04 Chung Jane Director / Officer M-Exempt A Common Stock 788 0.00 21,567 D
2026-03-02 Pauling David Officer M-Exempt A Common Stock 2,356 0.00 10,320 D
2026-03-02 Gerber Hans-Peter Officer F-InKind D Common Stock 1,170 20.55 24.0K 9,518 D
2026-03-02 Chung Jane Director / Officer M-Exempt D Restricted Stock Units (RSUs) 7,750 0.00 23,250 D
2026-03-02 Chow Gregory K. Officer A-Award A Restricted Stock Units (RSUs) 5,000 0.00 5,000 D
2026-03-01 Pauling David Officer M-Exempt D Restricted Stock Units (RSUs) 842 0.00 1,686 D
2026-03-01 Gerber Hans-Peter Officer M-Exempt D Restricted Stock Units (RSUs) 1,125 0.00 2,250 D
2026-03-01 Chung Jane Director / Officer M-Exempt D Restricted Stock Units (RSUs) 688 0.00 688 D
2025-12-23 Wigginton Jon Marc Director A-Award A Stock Option (right to buy) 1,500 10.38 15.6K 1,500 D
2025-12-23 Petree Daniel H Director A-Award A Stock Option (right to buy) 1,500 10.38 15.6K 1,500 D
2025-12-23 Pauling David Officer A-Award A Stock Option (right to buy) 7,200 10.38 74.7K 7,200 D
2025-12-23 PANEK JAMES P Director A-Award A Stock Option (right to buy) 1,500 10.38 15.6K 1,500 D
2025-12-23 MATSUI CONNIE Director A-Award A Stock Option (right to buy) 1,500 10.38 15.6K 1,500 D
2025-12-23 Lobacki Joseph M Director A-Award A Stock Option (right to buy) 1,500 10.38 15.6K 1,500 D
2025-12-23 Jagpal Sukhi Director A-Award A Stock Option (right to buy) 1,500 10.38 15.6K 1,500 D
2025-12-23 Hunter Heidi Director A-Award A Stock Option (right to buy) 1,500 10.38 15.6K 1,500 D
2025-12-23 Gerber Hans-Peter Officer A-Award A Stock Option (right to buy) 7,925 10.38 82.3K 7,925 D
2025-12-23 Dybbs Michael Director A-Award A Stock Option (right to buy) 1,500 10.38 15.6K 1,500 D
2025-12-23 Chow Gregory K. Officer A-Award A Stock Option (right to buy) 8,200 10.38 85.1K 8,200 D
2025-12-12 Chung Jane Director / Officer M-Exempt A Common Stock 2,500 0.00 14,785 D
2025-10-15 Pauling David Officer P-Purchase A Common Stock 12,504 0.80 10.0K 71,737 D
2025-10-15 MATSUI CONNIE Director P-Purchase A Common Stock 50,000 0.80 40.0K 50,000 D
2025-10-15 Gerber Hans-Peter Officer P-Purchase A Common Stock 17,000 0.80 13.6K 71,832 D
2025-10-15 Chung Jane Director / Officer P-Purchase A Common Stock 12,500 0.80 10.0K 122,850 D
2025-10-15 Chow Gregory K. Officer P-Purchase A Common Stock 19,750 0.81 16.0K 19,750 D
2025-09-18 Gerber Hans-Peter Officer M-Exempt A Common Stock 37,500 0.00 68,249 D
2025-08-09 Chung Jane Director / Officer M-Exempt A Common Stock 18,750 0.00 117,058 D
2025-07-08 Leyman Barbara Officer M-Exempt D Restricted Stock Units (RSUs) 25,000 0.00 75,000 D
2025-06-06 Wigginton Jon Marc Director A-Award A Stock Option (right to buy) 50,000 0.85 42.5K 50,000 D
2025-06-06 Petree Daniel H Director A-Award A Stock Option (right to buy) 50,000 0.85 42.5K 50,000 D
2025-06-06 PANEK JAMES P Director A-Award A Stock Option (right to buy) 50,000 0.85 42.5K 50,000 D
2025-06-06 MATSUI CONNIE Director A-Award A Stock Option (right to buy) 50,000 0.85 42.5K 50,000 D
2025-06-06 Lobacki Joseph M Director A-Award A Stock Option (right to buy) 50,000 0.85 42.5K 50,000 D
2025-06-06 Jagpal Sukhi Director A-Award A Stock Option (right to buy) 50,000 0.85 42.5K 50,000 D
2025-06-06 Hunter Heidi Director A-Award A Stock Option (right to buy) 50,000 0.85 42.5K 50,000 D
2025-06-06 Dybbs Michael Director A-Award A Stock Option (right to buy) 50,000 0.85 42.5K 50,000 D
2025-06-02 Chow Gregory K. Officer A-Award A Restricted Stock Unit (RSU) 100,000 0.00 100,000 D
2025-05-15 ALBINI EDWARD C Officer M-Exempt D Restricted Stock Unit (RSU) 9,125 0.00 0 D
2025-05-01 Srinivasan Venkatesh Officer M-Exempt D Restricted Stock Unit (RSU) 2,500 0.00 5,000 D
2025-05-01 FITZPATRICK LINDA A Officer M-Exempt D Restricted Stock Unit (RSU) 9,125 0.00 0 D
2025-05-01 Borgman Anne Elizabeth Officer M-Exempt D Restricted Stock Unit (RSU) 15,938 0.00 17,812 D
2025-04-11 Srinivasan Venkatesh Officer M-Exempt A Common Stock 21,250 0.00 59,683 D
2025-04-04 Srinivasan Venkatesh Officer A-Award A Stock Option (Right to Buy) 101,500 0.55 55.8K 101,500 D
2025-04-04 Pauling David Officer Stock Option (Right to Buy) 23,000 6.55 150.7K 0 D
2025-04-04 Leyman Barbara Officer A-Award A Restricted Stock Units (RSUs) 84,500 0.00 84,500 D
2025-04-04 Gerber Hans-Peter Officer A-Award A Restricted Stock Units (RSUs) 113,750 0.00 113,750 D
2025-04-04 Chung Jane Director / Officer A-Award A Restricted Stock Units (RSUs) 310,000 0.00 310,000 D
2025-03-05 NEWELL WILLIAM J Director / Officer F-InKind D Common Stock 6,708 1.36 9.1K 292,531 D
2025-03-05 FITZPATRICK LINDA A Officer F-InKind D Common Stock 3,594 1.36 4.9K 95,433 D
2025-03-05 ALBINI EDWARD C Officer M-Exempt D Restricted Stock Unit (RSU) 8,750 0.00 0 D
2025-03-04 NEWELL WILLIAM J Director / Officer F-InKind D Common Stock 11,136 1.42 15.8K 280,489 D
2025-03-04 FITZPATRICK LINDA A Officer M-Exempt D Restricted Stock Unit (RSU) 9,125 0.00 9,125 D
2025-03-04 Chung Jane Officer M-Exempt D Restricted Stock Unit (RSU) 7,875 0.00 7,875 D
2025-03-01 Srinivasan Venkatesh Officer M-Exempt A Common Stock 6,375 0.00 43,105 D
2025-03-01 NEWELL WILLIAM J Director / Officer M-Exempt A Common Stock 41,750 0.00 285,703 D
2025-03-01 Gerber Hans-Peter Officer F-InKind D Common Stock 4,621 1.59 7.3K 30,749 D
2025-03-01 FITZPATRICK LINDA A Officer M-Exempt D Restricted Stock Unit (RSU) 6,875 0.00 13,750 D
2025-03-01 Chung Jane Officer F-InKind D Common Stock 9,450 1.59 15.0K 92,767 D
2025-03-01 Borgman Anne Elizabeth Officer M-Exempt D Restricted Stock Unit (RSU) 11,250 0.00 33,750 D
2025-03-01 ALBINI EDWARD C Officer F-InKind D Common Stock 10,320 1.59 16.4K 121,548 D
2025-02-28 Borgman Anne Elizabeth Officer M-Exempt D Restricted Stock Unit (RSU) 37,500 0.00 75,000 D
2024-12-01 Chung Jane Officer F-InKind D Common Stock 8,920 2.69 24.0K 70,342 D
2024-09-18 Gerber Hans-Peter Officer M-Exempt A Common Stock 37,500 0.00 37,500 D
2024-08-09 Chung Jane Officer M-Exempt A Common Stock 18,750 0.00 60,951
2024-08-08 Jagpal Sukhi Director A-Award A Stock Option (Right to Buy) 35,000 3.22 112.7K 35,000
2024-07-08 Leyman Barbara 0 0.00 0
2024-06-06 Wigginton Jon Marc Director A-Award A Stock Option (right to buy) 35,000 3.76 131.6K 35,000
2024-06-06 Petree Daniel H Director A-Award A Stock Option (right to buy) 35,000 3.76 131.6K 35,000
2024-06-06 PANEK JAMES P Director A-Award A Stock Option (right to buy) 35,000 3.76 131.6K 35,000
2024-06-06 MATSUI CONNIE Director A-Award A Stock Option (right to buy) 35,000 3.76 131.6K 35,000
2024-06-06 Lobacki Joseph M Director A-Award A Stock Option (right to buy) 35,000 3.76 131.6K 35,000
2024-06-06 Hunter Heidi Director A-Award A Stock Option (right to buy) 35,000 3.76 131.6K 35,000
2024-06-06 Freund John Gordon Director A-Award A Stock Option (right to buy) 35,000 3.76 131.6K 35,000
2024-06-06 Dybbs Michael Director A-Award A Stock Option (right to buy) 35,000 3.76 131.6K 35,000
2024-05-01 Srinivasan Venkatesh Officer F-InKind D Common Stock 892 3.74 3.3K 31,730
2024-04-11 Srinivasan Venkatesh Officer M-Exempt A Common Stock 21,250 0.00 37,704
2024-03-07 FITZPATRICK LINDA A Officer A-Award A Restricted Stock Units (RSUs) 16,500 0.00 16,500
2024-03-05 Srinivasan Venkatesh Officer A-Award A Stock Option (Right to Buy Common Stock) 34,000 4.54 154.4K 34,000
2024-03-05 NEWELL WILLIAM J Director / Officer M-Exempt D Restricted Stock Unit (RSU) 18,750 0.00 18,750
2024-03-05 Gerber Hans-Peter Officer A-Award A Stock Option (Right to Buy Common Stock) 60,000 4.54 272.4K 60,000
2024-03-05 FITZPATRICK LINDA A Officer A-Award A Stock Option (Right to Buy Common Stock) 38,000 4.54 172.5K 38,000
2024-03-05 Chung Jane Officer A-Award A Stock Option (Right to Buy Common Stock) 50,000 4.54 227.0K 50,000
2024-03-05 Borgman Anne Elizabeth Officer A-Award A Restricted Stock Units (RSUs) 45,000 0.00 45,000
2024-03-05 ALBINI EDWARD C Officer M-Exempt A Common Stock 8,750 0.00 109,843
2024-03-04 NEWELL WILLIAM J Director / Officer M-Exempt D Restricted Stock Unit (RSU) 31,125 0.00 62,250
2024-03-04 FITZPATRICK LINDA A Officer M-Exempt A Common Stock 9,125 0.00 71,049
2024-03-04 Chung Jane Officer M-Exempt A Common Stock 7,875 0.00 44,410
2024-03-04 ALBINI EDWARD C Officer M-Exempt D Restricted Stock Unit (RSU) 9,125 0.00 18,250
2024-03-01 Srinivasan Venkatesh Officer M-Exempt D Restricted Stock Unit (RSU) 5,000 0.00 15,000
2024-03-01 NEWELL WILLIAM J Director / Officer F-InKind D Common Stock 8,559 4.95 42.4K 188,123
2024-03-01 FITZPATRICK LINDA A Officer F-InKind D Common Stock 2,511 4.95 12.4K 61,924
2024-03-01 Chung Jane Officer M-Exempt D Restricted Stock Unit (RSU) 6,875 0.00 20,625
2024-03-01 ALBINI EDWARD C Officer M-Exempt D Restricted Stock Unit (RSU) 7,875 0.00 23,625
2024-02-29 Borgman Anne Elizabeth Officer M-Exempt D Restricted Stock Unit (RSU) 37,500 0.00 112,500
2024-01-29 Vasquez Nicki Officer M-Exempt D Restricted Stock Unit (RSU) 2,500 0.00 0
2024-01-29 NEWELL WILLIAM J Director / Officer M-Exempt D Restricted Stock Unit (RSU) 13,750 0.00 0
2024-01-29 FITZPATRICK LINDA A Officer M-Exempt A Common Stock 8,250 0.00 60,940
2024-01-29 ALBINI EDWARD C Officer M-Exempt D Restricted Stock Unit (RSU) 5,250 0.00 0
2023-12-01 Chung Jane Officer A-Award A Restricted Stock Unit (RSU) 100,000 0.00 100,000
2023-09-18 Gerber Hans-Peter Officer 0 0.00 0
2023-08-28 Shtylla Brunilda Officer S-Sale D Common Stock 15,428 4.71 72.6K 0
2023-08-25 Shtylla Brunilda Officer S-Sale D Common Stock 11,613 4.59 53.3K 12,928
2023-08-09 Chung Jane Officer M-Exempt A Common Stock 18,750 0.00 38,181
2023-07-12 Vasquez Nicki Officer M-Exempt A Common Stock 3,250 0.00 26,111
2023-06-27 Petree Daniel H Director G-Gift D Common Stock 18,409 0.00 3,856
2023-06-08 Wigginton Jon Marc Director A-Award A Stock Option (right to buy) 25,000 5.12 128.0K 25,000
2023-06-08 Petree Daniel H Director A-Award A Stock Option (right to buy) 25,000 5.12 128.0K 25,000
2023-06-08 PANEK JAMES P Director A-Award A Stock Option (right to buy) 25,000 5.12 128.0K 25,000
2023-06-08 MATSUI CONNIE Director A-Award A Stock Option (right to buy) 25,000 5.12 128.0K 25,000
2023-06-08 Lobacki Joseph M Director A-Award A Stock Option (right to buy) 25,000 5.12 128.0K 25,000
2023-06-08 Hunter Heidi Director A-Award A Stock Option (right to buy) 25,000 5.12 128.0K 25,000
2023-06-08 Freund John Gordon Director A-Award A Stock Option (right to buy) 25,000 5.12 128.0K 25,000
2023-06-08 Dybbs Michael Director A-Award A Stock Option (right to buy) 25,000 5.12 128.0K 25,000
2023-05-01 Srinivasan Venkatesh Officer D Stock Option (right to buy) 150,000 6.77 1.02M 0
2023-04-14 Hallam Trevor Officer M-Exempt A Common Stock 3,750 0.00 101,664
2023-03-15 Borgman Anne Elizabeth Officer A-Award A Stock Option (right to buy Common Stock) 175,000 5.40 945.0K 175,000
2023-03-03 Vasquez Nicki Officer M-Exempt D Restricted Stock Unit (RSU) 6,750 0.00 20,250
2023-03-03 Shtylla Brunilda Officer A-Award A Stock Option (right to buy Common Stock) 40,000 5.79 231.6K 40,000
2023-03-03 Shabbir Anik Officer M-Exempt A Common Stock 8,750 0.00 47,049
2023-03-03 NEWELL WILLIAM J Director / Officer M-Exempt D Restricted Stock Unit (RSU) 31,125 0.00 93,375
2023-03-03 Hallam Trevor Officer A-Award A Restricted Stock Unit (RSU) 40,000 0.00 40,000
2023-03-03 FITZPATRICK LINDA A Officer M-Exempt A Common Stock 8,750 0.00 59,085
2023-03-03 Chung Jane Officer M-Exempt D Restricted Stock Unit (RSU) 7,875 0.00 23,625
2023-03-03 ALBINI EDWARD C Officer M-Exempt D Restricted Stock Unit (RSU) 8,750 0.00 17,500
2023-03-01 Shtylla Brunilda Officer D Common Stock 0 0.00 17,952
2023-02-28 Borgman Anne Elizabeth Officer D No securities beneficially held 0 0.00 0
2023-02-13 ALBINI EDWARD C Officer M-Exempt D Stock Option (right to buy) 45,698 5.81 265.4K 0
2023-01-27 Vasquez Nicki Officer M-Exempt A Common Stock 2,500 0.00 16,620
2023-01-27 Shabbir Anik Officer M-Exempt D Restricted Stock Unit (RSU) 4,500 0.00 4,500
2023-01-27 NEWELL WILLIAM J Director / Officer M-Exempt A Common Stock 13,750 0.00 137,787
2023-01-27 Hallam Trevor Officer M-Exempt D Restricted Stock Unit (RSU) 5,250 0.00 5,250
2023-01-27 FITZPATRICK LINDA A Officer M-Exempt D Restricted Stock Unit (RSU) 8,250 0.00 8,250
2023-01-27 ALBINI EDWARD C Officer M-Exempt D Restricted Stock Unit (RSU) 5,250 0.00 5,250
2022-08-09 Chung Jane Officer M-Exempt A Common Stock 18,750 0.00 21,250
2022-07-12 Vasquez Nicki Officer M-Exempt A Common Stock 3,250 0.00 15,243
2022-06-06 Wigginton Jon Marc Director A-Award A Stock Option (right to buy) 18,500 0.00 18,500
2022-06-06 Sharp Shalini Director A-Award A Stock Option (right to buy) 18,500 4.44 82.1K 18,500
2022-06-06 Petree Daniel H Director A-Award A Stock Option (right to buy) 18,500 0.00 18,500
2022-06-06 PANEK JAMES P Director A-Award A Stock Option (right to buy) 18,500 0.00 18,500
2022-06-06 MATSUI CONNIE Director A-Award A Stock Option (right to buy) 18,500 4.44 82.1K 18,500
2022-06-06 Lobacki Joseph M Director A-Award A Stock Option (right to buy) 18,500 0.00 18,500
2022-06-06 Hunter Heidi Director A-Award A Stock Option (right to buy) 18,500 0.00 18,500
2022-06-06 Freund John Gordon Director A-Award A Stock Option (right to buy) 18,500 0.00 18,500
2022-06-06 Dybbs Michael Director A-Award A Stock Option (right to buy) 18,500 0.00 18,500
2022-04-14 Hallam Trevor Officer M-Exempt A Common Stock 3,750 0.00 81,567
2022-03-14 NEWELL WILLIAM J Officer P-Purchase A Common Stock 10,000 7.75 77.5K 116,525
2022-03-05 NEWELL WILLIAM J Director / Officer M-Exempt D Restricted Stock Unit (RSU) 18,750 0.00 56,250
2022-03-05 MOLINA ARTURO MD Officer M-Exempt A Common Stock 12,500 0.00 42,091
2022-03-05 Hallam Trevor Officer M-Exempt A Common Stock 12,500 0.00 82,095
2022-03-04 Vasquez Nicki Officer F-InKind D Common Stock 2,253 8.17 18.4K 11,993
2022-03-04 Shabbir Anik Officer A-Award A Stock Option (right to buy Common Stock) 42,000 0.00 42,000
2022-03-04 NEWELL WILLIAM J Director / Officer A-Award A Stock Option (right to buy Common Stock) 166,000 8.17 1.36M 166,000
2022-03-04 MOLINA ARTURO MD Officer A-Award A Restricted Stock Unit (RSU) 39,000 0.00 39,000
2022-03-04 Hallam Trevor Officer M-Exempt D Restricted Stock Unit (RSU) 12,500 0.00 37,500
2022-03-04 FITZPATRICK LINDA A Officer M-Exempt A Common Stock 8,750 0.00 39,296
2022-03-04 Chung Jane Officer A-Award A Restricted Stock Unit (RSU) 31,500 0.00 31,500
2022-03-04 ALBINI EDWARD C Officer A-Award A Stock Option (right to buy Common Stock) 42,000 0.00 42,000
2022-02-08 Petree Daniel H Director M-Exempt A Common Stock 3,540 5.81 20.6K 22,265
2022-01-29 Vasquez Nicki Officer M-Exempt A Common Stock 2,500 0.00 9,770
2022-01-29 Shabbir Anik Officer F-InKind D Common Stock 1,844 10.39 19.2K 22,209
2022-01-29 NEWELL WILLIAM J Director / Officer M-Exempt D Restricted Stock Unit (RSU) 13,750 0.00 27,500
2022-01-29 MOLINA ARTURO MD Officer M-Exempt D Restricted Stock Unit (RSU) 5,250 0.00 10,500
2022-01-29 Hallam Trevor Officer M-Exempt A Common Stock 5,250 0.00 71,746
2022-01-29 FITZPATRICK LINDA A Officer F-InKind D Common Stock 3,380 10.39 35.1K 30,546
2022-01-29 ALBINI EDWARD C Officer M-Exempt D Restricted Stock Unit (RSU) 5,250 0.00 10,500
2021-12-30 NEWELL WILLIAM J Director / Officer J-Other A Common Stock 1,863 0.00 106,525
2021-11-19 Hunter Heidi Director A-Award A Stock Option (right to buy Common Stock) 9,884 17.56 173.6K 9,884
2021-09-28 Vasquez Nicki Officer S-Sale D Common Stock 3,906 18.62 72.7K 7,270
2021-09-24 Vasquez Nicki Officer M-Exempt A Common Stock 5,969 0.00 13,239
2021-09-24 Shabbir Anik Officer M-Exempt D Restricted Stock Unit (RSU) 8,609 0.00 0
2021-09-24 NEWELL WILLIAM J Director / Officer M-Exempt D Restricted Stock Unit (RSU) 25,253 0.00 0
2021-09-24 MOLINA ARTURO MD Officer F-InKind D Common Stock 2,976 19.23 57.2K 26,492
2021-09-24 Hallam Trevor Officer M-Exempt D Restricted Stock Unit (RSU) 11,019 0.00 0
2021-09-24 FITZPATRICK LINDA A Officer M-Exempt D Restricted Stock Unit (RSU) 7,576 0.00 0
2021-09-24 ALBINI EDWARD C Officer M-Exempt D Restricted Stock Unit (RSU) 7,174 0.00 0
2021-08-09 Vasquez Nicki Officer D Stock Option (right to buy) 107,438 15.00 1.61M 0
2021-08-09 Chung Jane Officer A-Award A Stock Option (right to buy) 160,000 18.37 2.94M 160,000
2021-07-01 NEWELL WILLIAM J Director / Officer G-Gift D Common Stock 104,662 0.00 80,687
2021-06-03 Wigginton Jon Marc Director A-Award A Stock Option (right to buy) 18,500 18.21 336.9K 18,500
2021-06-03 Sharp Shalini Director A-Award A Stock Option (right to buy) 18,500 18.21 336.9K 18,500
2021-06-03 Petree Daniel H Director A-Award A Stock Option (right to buy) 18,500 18.21 336.9K 18,500
2021-06-03 PANEK JAMES P Director A-Award A Stock Option (right to buy) 18,500 18.21 336.9K 18,500
2021-06-03 MATSUI CONNIE Director A-Award A Stock Option (right to buy) 18,500 18.21 336.9K 18,500
2021-06-03 Lobacki Joseph M Director A-Award A Stock Option (right to buy) 18,500 18.21 336.9K 18,500
2021-06-03 Freund John Gordon Director A-Award A Stock Option (right to buy) 18,500 18.21 336.9K 18,500
2021-06-03 Dybbs Michael Director A-Award A Stock Option (right to buy) 18,500 18.21 336.9K 18,500
2021-04-16 Hallam Trevor Officer A-Award A Stock Option (right to buy Common Stock) 20,000 20.01 400.2K 20,000
2021-03-05 Shabbir Anik Officer A-Award A Restricted Stock Unit (RSU) 35,000 0.00 35,000
2021-03-05 NEWELL WILLIAM J Director / Officer A-Award A Restricted Stock Unit (RSU) 75,000 0.00 75,000
2021-03-05 MOLINA ARTURO MD Officer A-Award A Restricted Stock Unit (RSU) 50,000 0.00 50,000
2021-03-05 Hallam Trevor Officer A-Award A Restricted Stock Unit (RSU) 50,000 0.00 50,000
2021-03-05 FITZPATRICK LINDA A Officer A-Award A Restricted Stock Unit (RSU) 35,000 0.00 35,000
2021-03-05 ALBINI EDWARD C Officer A-Award A Restricted Stock Unit (RSU) 35,000 0.00 35,000
2021-01-29 Shabbir Anik Officer M-Exempt D Restricted Stock Unit (RSU) 4,500 0.00 9,000
2021-01-29 NEWELL WILLIAM J Director / Officer M-Exempt D Restricted Stock Unit (RSU) 13,750 0.00 41,250
2021-01-29 MOLINA ARTURO MD Officer M-Exempt D Restricted Stock Unit (RSU) 5,250 0.00 15,750
2021-01-29 Hallam Trevor Officer M-Exempt A Common Stock 5,250 0.00 61,367
2021-01-29 FITZPATRICK LINDA A Officer M-Exempt D Restricted Stock Unit (RSU) 8,250 0.00 24,750
2021-01-29 ALBINI EDWARD C Officer F-InKind D Common Stock 2,126 22.15 47.1K 14,200

Executive team

Top executives
EBIT / Employee
-390.2K
Shares Outstanding
8.50M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 William J. Newell Former Chief Executive Officer 239.7K 1.43M 1.67M 0.00%
2 2025 Jane Chung, R.Ph. Chief Executive Officer 652.0K 167.4K 245.3K 465.8K 45.5K 1.58M 26.19%
3 2025 Hans-Peter Gerber, Ph.D. Chief Scientific Officer 527.5K 61.4K 110.1K 243.8K 942.9K 18.19%
4 2025 Gregory Chow Chief Financial Officer 277.1K 25.0K 88.0K 245.9K 218.5K 854.5K 39.08%
5 2024 William J. Newell Chief Executive Officer 707.5K 758.2K 589.4K 277.3K 2.33M 57.78%
6 2024 William J. Newell Former Chief Executive Officer 707.5K 758.2K 589.4K 277.3K 2.33M 57.78%
7 2024 Jane Chung, R.Ph. Chief Executive Officer 560.0K 454.0K 169.4K 182.0K 78.0K 1.44M 43.19%
8 2024 Jane Chung, R.Ph. President and Chief Operating Officer 560.0K 454.0K 169.4K 182.0K 78.0K 1.44M 43.19%
9 2024 Edward Albini Chief Financial Officer 498.8K 313.3K 230.3K 130.9K 1.17M 46.33%
10 2024 Hans-Peter Gerber, Ph.D. Chief Scientific Officer 512.5K 100.0K 204.3K 203.2K 133.9K 1.15M 35.32%
11 2023 Anne Borgman, M.D. Chief Medical Officer 419.0K 250.0K 810.0K 676.6K 180.0K 2.34M 63.65%
12 2023 William J. Newell Chief Executive Officer 686.7K 550.1K 520.7K 372.6K 2.13M 50.27%
13 2023 Hans-Peter Gerber Chief Scientific Officer 145.8K 250.0K 565.5K 485.6K 180.0K 1.63M 64.61%
14 2023 Jane Chung, R.Ph. President and Chief Operating Officer 506.2K 434.2K 236.9K 227.8K 92.0K 1.50M 44.83%
15 2023 Edward Albini Chief Financial Officer 470.8K 182.4K 195.8K 169.5K 1.02M 37.13%
16 2022 Trevor Hallam, Ph.D. Chief Scientific Officer 512.5K 318.6K 297.3K 257.5K 139.5K 1.53M 40.38%
17 2022 Jane Chung, RPh Chief Commercial Officer 486.9K 150.0K 257.4K 240.1K 195.7K 102.0K 1.43M 34.74%
18 2021 William J. Newell Chief Executive Officer 625.0K 1.58M 2.99M 393.8K 37.7K 5.63M 81.25%
19 2021 Jane Chung, RPh Chief Commercial Officer 188.0K 300.0K 1.38M 2.04M 199.5K 145.0K 4.25M 80.43%
20 2021 Trevor Hallam, Ph.D. Chief Scientific Officer 488.3K 1.36M 1.18M 262.5K 132.0K 3.42M 74.19%
21 2021 Arturo Molina, M.D., M.S., FACP, Chief Medical Officer 481.1K 1.06M 898.2K 202.1K 8.6K 2.65M 73.85%
22 2021 Edward Albini Chief Financial Officer 420.0K 738.9K 748.5K 176.4K 2.08M 71.38%
23 2020 William J. Newell Chief Executive Officer 554.0K 555.0K 707.5K 318.6K 20.5K 2.16M 58.57%
24 2020 Linda Fitzpatrick Chief People and Communications Officer 381.9K 25.0K 333.0K 375.0K 175.7K 13.2K 1.30M 54.30%
25 2020 Trevor Hallam, Ph.D. Chief Scientific Officer 430.5K 211.9K 268.9K 198.0K 132.0K 1.24M 38.73%
26 2020 Arturo Molina, M.D., M.S., FACP, Chief Medical Officer 467.1K 211.9K 268.9K 214.9K 12.0K 1.17M 40.92%
27 2019 William J. Newell Chief Executive Officer 496.5K 3.10M 223.4K 3.82M 81.14%
28 2019 Trevor Hallam, Ph.D. Chief Scientific Officer 418.0K 330.6K 150.5K 132.0K 1.03M 32.06%
29 2019 Arturo Molina, M.D., M.S., FACP, Chief Medical Officer 453.5K 330.6K 163.3K 947.4K 34.90%
30 2019 Arturo Molina, M.D., M.S., FACP Chief Medical Officer 453.5K 330.6K 163.3K 947.4K 34.90%
31 2019 Linda Fitzpatrick Chief People and Communications Officer 370.8K 208.8K 133.5K 713.1K 29.28%
32 2018 William J. Newell Chief Executive Officer 482.0K 1.14M 6.76M 301.3K 8.68M 90.98%
33 2018 Trevor Hallam, Ph.D. Chief Scientific Officer 405.8K 702.5K 2.95M 202.9K 132.0K 4.40M 83.15%
34 2018 Arturo Molina, M.D., M.S., FACP Chief Medical Officer 440.3K 387.4K 2.31M 220.2K 3.35M 80.31%
35 2017 William J. Newell Chief Executive Officer 467.6K 199.0K 35.9K 702.5K 0.00%
36 2017 Trevor Hallam, Ph.D. Chief Scientific Officer 394.0K 134.0K 150.0K 677.9K 0.00%
37 2017 Arturo Molina, M.D., M.S., FACP Chief Medical Officer 427.5K 145.3K 572.8K 0.00%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-22 DEFA14A
2026-04-22 DEF 14A
2025-04-25 DEFA14A
2025-04-25 DEF 14A
2025-04-14 PRE 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-14 SC 13G/A
2026-05-14 8-K
2026-05-14 10-Q
2026-05-01 SC 13G
2026-04-22 DEFA14A
2026-04-22 DEF 14A
2026-04-22 ARS
2026-04-21 SC 13G/A
2026-04-21 SC 13G
2026-04-01 EFFECT

Executive team

NameTitleCompensationGender
Jane Chung Chief Executive Officer & Director 1M female
Hans-Peter Gerber Chief Scientific Officer 771.4K
Edward C. Albini Secretary 629.7K male
Gregory K. Chow Chief Financial Officer 520.6K male
Kari E. Leetch Senior VP and Head of People & Culture female
David Pauling Chief Administrative Officer & General Counsel male
Regina Cheng Vice President & Controller female
Devendra Luhar Senior Vice President of Technical Operations male
James R. Swartz Founder
Jonathan Fawcett DPHIL MBBS Vice President of Clinical Development
ESG Rating
B
BIOTECHNOLOGY
Rank: 410 out of 710
2026
E (Environmental)
56.6 / 56.3
Company / Sector avg.
S (Social)
60.6 / 62.4
Company / Sector avg.
G (Governance)
56.4 / 60.9
Company / Sector avg.
ESG Total
57.9 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
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Dividend history

Earnings history

Earnings reports

Stock splits