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Statera Biopharma, Inc. (STAB)

USD0.00 +0.00 (+0.00%)
US OTC Healthcare Biotechnology
Address 2537 Research Boulevard 80526
Fort Collins, CO, US
CEO Blake Hawley
IPO 2021-07-28
CIK 1318641 ISIN US8575611046

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Description

Statera BioPharma, Inc. is a clinical-stage biopharmaceutical company focused on developing cutting-edge immunotherapies. These novel treatments aim to address a range of serious conditions, including autoimmune disorders, neutropenia, anemia, emerging viral infections, and various cancers. This development is underpinned by a proprietary technological platform engineered to restore the body's immune system balance and re-establish overall physiological homeostasis. The company's therapeutic strategies are designed to directly stimulate patients' immune systems, specifically eliciting antigen-specific killer T-cells and antibodies to activate crucial defenses against inflammatory, infectious, and cancerous diseases. Statera BioPharma's clinical pipeline features programs such as STAT-201 for Crohn's disease, Entolimod for hematological conditions, STAT-401 for pancreatic cancer, and STAT-205 for COVID-19. The company is also actively exploring therapeutic applications for fibromyalgia and multiple sclerosis. Formerly known as Cytocom, Inc., the company officially adopted the name Statera BioPharma, Inc. in September 2021. Its operations are headquartered in Fort Collins, Colorado.

Market Cap & Enterprise Value
Merger & Acquisition History
Target company Ticker Date Filing
Cytocom, Inc. CBLI 2021-02-12 View
Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD0.00 +0.00 (+0.00%)
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Volume Profile
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Liquidity & share structure
Average Volume
4.1K
Beta
-4.78
Float Shares
48.11M
Free Float %
67.4%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+0.00% +0.00% +0.00% +0.00% +0.00% -66.67% +0.00% -99.67% -100.00% -100.00% -100.00%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow

Revenue by geography

Revenue by segment

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Revenue composition

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By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Price Targets & DCF
Current price
0.00
Ratings Trend (MoM)
Rating 2024-11 Change
Strong Buy 0 0
Buy 0 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
-22.79
Distress
Piotroski F-Score
4 / 9
Average
MOAT Score
1 / 10
No MOAT
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
    Q3'22: +183.5% (vs Q3'21)
  • EPS growth Biotechnology: +29.7%
    -855.8% Q3'22: +78.7% (vs Q3'21)
  • FCF margin FCF growth · Biotechnology: +16.2%
    Q3'22: -119.5% (vs Q3'21)
  • EBIT margin Biotechnology: +0.0%
    Q3'22: -230.6% (vs Q3'21)
  • ROIC Biotechnology: -16.1%
    -1,337.8% Q3'22: +189.3% (vs Q3'21)
  • Share dilution Biotechnology: -3.4%
    +36.9% Q3'22: +85.8% (vs Q3'21)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -0.10× Q3'22: -1.37× (vs Q3'21)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (-4.78) × ERP
WACC = 0% × Ke + 100% × Kd (4.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 0.00
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-6.80M
OE per share TTM
-1.11
Owner's Yield
-135,414.93%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
3.3%

Ownership Overview

Ownership breakdown

Ownership breakdown not available.

At a glance
Institutional holders
Total invested
Insider transactions (90d)
0
Beneficial owners (>5%)
23
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Mikhail Mogutov, Ph.D. 7.93M 13.27% 7.93M 7.93M 10.00 IN Russian Federation 2014-07-02
2 Sabby Healthcare Volatility Master Fund, Ltd. 5.09M 9.99% 5.09M 5.09M CO Cayman Islands 2014-01-14
3 Andrei Gudkov 1.78M 6.10% IN United States America 2011-02-04
4 Gudkov 1.70M 8.40% 1.70M 1.70M IN States of America 2010-02-11
5 Michael Fonstein 1.70M 4.70% 1.70M 1.70M IN Russian Federation 2012-03-21
6 ABOVE PERSONS ( 1.62M 11.00% 1.47M 150.0K 1.47M IN United States of America 2009-11-05
7 The Cleveland Clinic Foundation 1.34M 11.30% 1.34M 1.34M CO Ohio 2007-02-14
8 James W. Harpel 1.21M 9.00% 1.01M 196.0K 1.01M 196.0K IN 2021-02-11
9 Sunrise Equity Partners, LP 1.19M 10.03% 1.19M 1.19M PN Delaware 2007-01-19
10 Kogan 866.0K 4.20% 866.0K 866.0K IN Federation 2010-02-11
11 Yakov Kogan 715.2K 6.00% 715.2K 715.2K IN United States of America 2007-02-14
12 ChemBridge Corporation 622.2K 5.10% 622.2K 622.2K CO Illinois 2007-02-27
13 Eugene Vaisberg 622.2K 5.10% 622.2K 622.2K IN United States of America 2007-02-27
14 Fonstein 546.0K 5.30% 1.55M 546.0K IN Russian Federation 2011-02-04
15 Armistice Capital Master Fund Ltd. 519.2K 3.90% 519.2K 519.2K CO Cayman Islands 2020-06-11
16 Armistice Capital, LLC 519.2K 3.90% 519.2K 519.2K IA, OO Cayman Islands 2020-06-11
17 Steven Boyd 519.2K 3.90% 519.2K 519.2K HC, IN Cayman Islands 2020-06-11
18 Equity Partners, LP 518.9K 1.86% 518.9K 518.9K PN Delaware 2011-02-14
19 Edward Quinn 396.5K 9.90% 396.5K IN States 2015-05-26
20 Alpha Capital Anstalt 286.1K 9.99% 286.1K 286.1K EP, IN Liechtenstein 2015-02-05
21 Sunrise Securities Corp. 250.6K 2.10% 250.6K 250.6K BD New York 2007-01-19
22 Capital Anstalt 199.4K 1.77% 199.4K 199.4K CO Liechtenstein 2018-02-28
23 Securities Corp. 128.7K 0.47% 128.7K 128.7K BD York 2011-02-14

Institutional Activity (13F)

Institutional ownership trend

Institutional history not available.

Top institutional holders

Top holders not available.

ETF Ownership

Top ETFs holding this stock

This company is not held by any ETF in our universe.

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
0
Sells
0
Shares acquired
Shares disposed
Cash buys
Cash sales
Net activity
+0
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2022-02-22 Chandrasekhar Satishchandran Director 0 0.00 0
2021-09-28 Markvicka Taunia Director / Officer A-Award A Common Stock, par value $0.005 per share 100,000 0.00 100,000
2021-09-09 Verny Lea Director A-Award A Common Stock, par value $0.005 per share 60,000 0.00 60,000
2021-09-09 SALUCK RANDY S. Director A-Award A Common Stock, par value $0.005 per share 60,000 0.00 60,140
2021-09-09 Barbarick Steve K Director A-Award A Common Stock, par value $0.005 per share 60,000 0.00 60,000
2021-07-27 Selsky Clifford Officer 0 0.00 0
2021-07-27 McAvoy Cozette M. Officer 0 0.00 0
2021-07-27 Markvicka Taunia Director / Officer 0 0.00 0
2021-07-27 Handley Michael K Director / Officer 0 0.00 0
2021-07-27 Buckheit Robert Officer 0 0.00 0
2021-07-27 Barbarick Steve K Director 0 0.00 0
2021-07-27 ARONSTAM PETER Officer A-Award A Common Stock, par value $0.005 per share 141,370 0.00 141,370
2021-07-22 Miller Langdon L Officer M-Exempt A Common Stock, par value $0.005 per share 10,000 3.00 30.0K 10,000
2018-08-10 Fedyunin Ivan Director 0 0.00 0
2017-04-21 Szydlo John Edward Officer D Employee Stock Option (right to buy) 1,200 3.20 3.8K 0
2016-07-21 Talyanskiy Daniil Director 0 0.00 0
2016-07-21 SALUCK RANDY S. Director D Stock Option (right to buy) 750 36.40 27.3K 0
2016-07-21 Andryushechkin Alexander Director 0 0.00 0
2016-04-14 Verny Lea Director 0 0.00 0
2016-04-14 Nechaev Alexey Director 0 0.00 0
2015-07-09 Zosh Christopher Officer D Employee Stock Option (right to buy) 125 10.40 1.3K 0
2015-07-09 Saraeva Natalia Director 0 0.00 0
2015-07-09 Persiyanov Ivan Director 0 0.00 0
2015-07-09 Levina Tatiana Director 0 0.00 0
2015-07-09 Lebedina Yulia Director 0 0.00 0
2015-07-09 Khudyk Natalia Director 0 0.00 0
2015-07-09 Gorshkov Konstantin Director 0 0.00 0
2015-07-09 Evdokimova Anna Director 0 0.00 0
2015-05-04 Miller Langdon L Officer A-Award A Stock Option (right to buy) 10,000 3.00 30.0K 10,000
2015-04-22 SALUCK RANDY S. Director A-Award A Stock Option (right to buy) 16,000 3.20 51.2K 16,000
2015-04-22 Principi Anthony Director A-Award A Stock Option (right to buy) 16,000 3.20 51.2K 16,000
2015-04-22 McGowan Richard Director A-Award A Stock Option (right to buy) 16,000 3.20 51.2K 16,000
2015-04-22 Lyons C Neil Officer A-Award A Stock Option (right to buy) 6,250 3.20 20.0K 6,250
2015-04-22 Kogan Yakov Director / Officer A-Award A Stock Option (right to buy) 6,250 3.20 20.0K 12,500
2015-04-22 Kasimova Elena Director A-Award A Stock Option (right to buy) 16,000 3.20 51.2K 16,000
2015-04-22 Gudkov Andrei V Director / Officer A-Award A Stock Option (right to buy) 6,250 3.20 20.0K 6,250
2015-04-22 Antal James Director A-Award A Stock Option (right to buy) 16,000 3.20 51.2K 16,000
2015-02-25 SALUCK RANDY S. Director P-Purchase A Common Stock, par value $0.005 per share 1,891 3.42 6.5K 6,116
2015-01-27 Kasimova Elena Director A-Award A Stock Option (right to buy) 750 4.80 3.6K 750
2015-01-08 Principi Anthony Director A-Award A Common Stock 37,947 0.30 11.4K 52,419
2015-01-08 BROWN JULIA R Director A-Award A Common Stock 62,500 0.30 18.8K 116,482
2014-12-31 BROWN JULIA R Director 0 0.00 0
2014-09-29 McGowan Richard Director A-Award A Series D Warrant 264,286 0.51 133.5K 264,286
2014-06-20 Mogutov Mikhail 10% Owner D Common Stock 0 0.00 5,286,344
2014-06-11 SALUCK RANDY S. Director A-Award A Stock Option (right to buy) 1,750 9.80 17.2K 1,750
2014-06-11 Principi Anthony Director A-Award A Stock Option (right to buy) 35,000 0.49 17.2K 35,000
2014-06-11 Polinsky Alexander Director 0 0.00 0
2014-06-11 McGowan Richard Director A-Award A Stock Option (right to buy) 15,000 0.49 7.4K 15,000
2014-06-11 Hoth Daniel Floyd JR Director 0 0.00 0
2014-06-11 BROWN JULIA R Director A-Award A Stock Option (right to buy) 35,000 0.49 17.2K 35,000
2014-06-11 Antal James Director A-Award A Stock Option (right to buy) 35,000 0.49 17.2K 35,000
2014-03-13 Lyons C Neil Officer A-Award A Employee Stock Option (right to buy) 150,000 0.68 102.0K 150,000
2014-03-13 Kogan Yakov Director / Officer A-Award A Employee Stock Option (right to buy) 150,000 0.68 102.0K 150,000
2014-03-13 Hohn David C Director A-Award A Common Stock, par value $0.005 per share 22,978 0.68 15.6K 43,049
2014-03-13 Gudkov Andrei V Director / Officer A-Award A Employee Stock Option (right to buy) 150,000 0.68 102.0K 150,000
2013-06-19 Principi Anthony Director A-Award A Common Stock, par value $0.005 per share 14,472 0.00 14,472
2013-06-19 Hohn David C Director A-Award A Common Stock, par value $0.005 per share 10,487 0.00 20,071
2013-06-19 DiCorleto Paul E Director A-Award A Common Stock, par value $0.005 per share 10,102 0.00 41,968
2013-06-19 BROWN JULIA R Director A-Award A Common Stock, par value $0.005 per share 15,939 0.00 15,939
2013-06-14 SALUCK RANDY S. Director A-Award A Stock Option (right to buy) 35,000 1.58 55.3K 35,000
2013-06-14 Principi Anthony Director A-Award A Stock Option (right to buy) 35,000 1.58 55.3K 35,000
2013-06-14 Hohn David C Director A-Award A Stock Option (right to buy) 35,000 1.58 55.3K 35,000
2013-06-14 DiCorleto Paul E Director A-Award A Stock Option (right to buy) 35,000 1.58 55.3K 35,000
2013-06-14 BROWN JULIA R Director A-Award A Stock Option (right to buy) 35,000 1.58 55.3K 35,000
2013-06-14 Antal James Director A-Award A Stock Option (right to buy) 35,000 1.58 55.3K 35,000
2013-05-21 DiCorleto Paul E Director P-Purchase A Common Stock, par value $0.005 per share 6,210 1.61 10.0K 31,866
2013-05-17 SALUCK RANDY S. Director P-Purchase A Common Stock, par value $0.005 per share 3,500 1.60 5.6K 84,500
2013-05-13 Lyons C Neil Officer A-Award A Employee Stock Option (right to buy) 77,131 1.54 118.8K 77,131
2013-05-13 Kogan Yakov Director / Officer A-Award A Employee Stock Option (right to buy) 25,000 1.54 38.5K 25,000
2013-05-13 Gudkov Andrei V Director / Officer A-Award A Employee Stock Option (right to buy) 84,057 1.54 129.4K 84,057
2013-05-13 Fonstein Michael Director / Officer A-Award A Employee Stock Option (right to buy) 81,828 1.54 126.0K 81,828
2013-05-08 SALUCK RANDY S. Director A-Award A Stock Option (right to buy) 15,000 1.82 27.3K 15,000
2013-05-07 SALUCK RANDY S. Director I Common Stock Warrants (right to buy) 25,000 3.00 75.0K 0
2013-04-22 Principi Anthony Director A-Award A Stock Option (right to buy) 15,000 1.96 29.4K 15,000
2013-04-22 BROWN JULIA R Director A-Award A Stock Option (right to buy) 15,000 1.96 29.4K 15,000
2013-04-03 Viallet Jean Officer A-Award A Stock Option (right to buy) 100,000 2.04 204.0K 100,000
2013-04-01 Viallet Jean Officer 0 0.00 0
2013-03-15 Antal James Director P-Purchase A Common Stock, par value $0.005 per share 3,700 1.56 5.8K 8,000
2012-12-31 Kogan Yakov Director / Officer 0 0.00 0
2012-12-31 Antal James Director D Common Stock, par value $0.005 per share 0 0.00 27,258
2012-11-28 Kogan Yakov Director / Officer A-Award A Employee Stock Options (Right to Buy) 21,812 1.28 27.9K 21,812
2012-10-25 KASTEN BERNARD L Director A-Award A Stock Options (Right to Buy) 100,000 1.45 145.0K 100,000
2012-09-21 Antal James Director P-Purchase A Common Stock, par value $0.005 per share 2,316 2.60 6.0K 27,258
2012-07-02 Hohn David C Director P-Purchase A Common stock, par value $0.005 per share 1,000 1.61 1.6K 9,584
2012-06-26 Lyons C Neil Officer A-Award A Common stock, par value $0.005 per share 20,273 0.00 20,273
2012-06-26 Kogan Yakov Director / Officer A-Award A Common stock, par value $0.005 per share 27,482 0.00 671,982
2012-06-26 KASTEN BERNARD L Director A-Award A Common stock, par value $0.005 per share 6,342 0.00 26,998
2012-06-26 Hohn David C Director A-Award A Common stock, par value $0.005 per share 5,584 0.00 8,584
2012-06-26 Gudkov Andrei V Director / Officer A-Award A Common stock, par value $0.005 per share 12,770 0.00 1,517,370
2012-06-26 Fonstein Michael Director / Officer A-Award A Common stock, par value $0.005 per share 8,065 0.00 1,176,465
2012-06-15 Antal James Director P-Purchase A Common Stock, par value $0.005 per share 3,400 1.76 6.0K 24,942
2012-06-13 Kogan Yakov Director / Officer A-Award A Employee Stock Options (Right to Buy) 100,000 1.79 179.0K 100,000
2012-06-13 KASTEN BERNARD L Director A-Award A Stock Options (Right to Buy) 35,000 1.79 62.7K 35,000
2012-06-13 Hohn David C Director A-Award A Stock Options (Right to Buy) 35,000 1.79 62.7K 35,000
2012-06-13 DiCorleto Paul E Director A-Award A Stock Options (Right to Buy) 35,000 1.79 62.7K 35,000
2012-06-13 Antal James Director A-Award A Stock Options (Right to Buy) 35,000 1.79 62.7K 35,000
2012-04-04 Hohn David C Director P-Purchase A Common Stock, par value $0.005 per share 1,000 1.71 1.7K 3,000
2012-03-20 Fonstein Michael Director / Officer S-Sale D Common Stock, par value $0.005 per share 20,000 2.94 58.9K 1,168,400
2012-03-19 Fonstein Michael Director / Officer S-Sale D Common Stock, par value $0.005 per share 35,601 3.04 108.2K 1,188,400
2012-03-16 Fonstein Michael Director / Officer S-Sale D Common Stock, par value $0.005 per share 44,399 3.12 138.6K 1,224,001
2012-03-16 Antal James Director P-Purchase A Common Stock, par value $0.005 per share 300 3.14 942.00 19,942
2012-01-23 Lyons C Neil Officer A-Award A Employee Stock Options (Right to Buy) 18,750 3.35 62.8K 18,750
2012-01-23 Kogan Yakov Director / Officer A-Award A Employee Stock Options (Right to Buy) 56,250 3.35 188.4K 56,250
2012-01-23 Gudkov Andrei V Director / Officer A-Award A Employee Stock Options (Right to Buy) 56,250 3.35 188.4K 56,250
2012-01-23 Fonstein Michael Director / Officer A-Award A Employee Stock Options (Right to Buy) 56,250 3.35 188.4K 56,250
2012-01-04 Hohn David C Director P-Purchase A Common Stock, par value $0.005 per share 1,000 2.98 3.0K 2,000
2011-12-22 McGowan Richard Director I Series F Warrant 25,000 5.00 125.0K 0
2011-12-16 Antal James Director P-Purchase A Common Stock, par value $0.005 per share 1,040 2.79 2.9K 18,877
2011-11-17 Kogan Yakov Director / Officer A-Award A Common Stock, par value $0.005 per share 1,712 0.00 646,212
2011-11-07 Kogan Yakov Director / Officer A-Award A Employee Stock Options (Right to Buy) 5,000 3.03 15.2K 5,000
2011-10-04 Hohn David C Director P-Purchase A Common Stock, par value $0.005 per share 1,000 2.36 2.4K 1,000
2011-09-16 Antal James Director P-Purchase A Common Stock, par value $0.005 per share 35 3.22 112.70 17,537
2011-09-02 Fonstein Michael Director / Officer P-Purchase A Common Stock, par value $0.005 per share 2,200 2.27 5.0K 1,253,400
2011-09-01 Lyons C Neil Officer D Employee Stock Options (Right to Buy) 125,000 2.41 301.3K 0
2011-08-19 Kogan Yakov Director / Officer P-Purchase A Common Stock 1,300 2.29 3.0K 644,500
2011-08-15 KASTEN BERNARD L Director P-Purchase A Common Stock, par value $0.005 per share 5,000 2.58 12.9K 222,656
2011-08-15 DiCorleto Paul E Director P-Purchase A Common Stock 10,000 2.60 26.0K 25,656
2011-08-12 Kogan Yakov Director / Officer A-Award A Employee Stock Options (Right to Buy) 4,426 2.44 10.8K 4,426
2011-08-12 KASTEN BERNARD L Director A-Award A Stock Options (Right to Buy 35,000 2.44 85.4K 35,000
2011-08-12 Hohn David C Director A-Award A Stock Options (Right to Buy 35,000 2.44 85.4K 35,000
2011-08-12 DiCorleto Paul E Director A-Award A Stock Options (Right to Buy 35,000 2.44 85.4K 35,000
2011-08-12 Antal James Director A-Award A Stock Options (Right to Buy 35,000 2.44 85.4K 35,000
2011-06-07 Hohn David C Director 0 0.00 0
2011-05-12 Kogan Yakov Director / Officer A-Award A Employee Stock Options (Right to Buy) 2,213 7.31 16.2K 2,213
2011-03-21 Marhofer John A Jr Officer A-Award A Employee Stock Options (Right to Buy) 149,609 7.16 1.07M 149,609
2011-03-21 Kogan Yakov Director / Officer A-Award A Employee Stock Options (Right to Buy) 149,609 7.16 1.07M 149,609
2011-03-21 Gudkov Andrei V Director / Officer A-Award A Employee Stock Options (Right to Buy) 149,609 7.16 1.07M 149,609
2011-03-21 Fonstein Michael Director / Officer A-Award A Employee Stock Options (Right to Buy) 149,609 7.16 1.07M 149,609
2011-03-18 Kogan Yakov Director / Officer A-Award A Employee Stock Options (Right to Buy) 2,128 7.39 15.7K 4,255
2010-11-19 KASTEN BERNARD L Director P-Purchase A Common Stock, par value $0.005 per share 10,000 6.15 61.5K 27,656
2010-11-18 KASTEN BERNARD L Director P-Purchase A Common Stock, par value $0.005 per share 2,000 6.10 12.2K 17,656
2010-11-17 Kogan Yakov Director / Officer A-Award A Employee Stock Options (Right to Buy) 4,255 6.09 25.9K 4,255
2010-08-18 Kogan Yakov Director / Officer A-Award A Employee Stock Options (Right to Buy) 3,856 3.91 15.1K 3,856
2010-06-08 Perez Hector Daniel Director A-Award A Common Stock 8,389 0.00 12,749
2010-06-08 KASTEN BERNARD L Director A-Award A Common Stock 8,389 0.00 15,656
2010-06-08 DiCorleto Paul E Director A-Award A Common Stock 8,389 0.00 15,656
2010-06-08 Antal James Director A-Award A Common Stock 8,389 0.00 15,656
2010-05-18 Perez Hector Daniel Director A-Award A Common Stock 4,360 0.00 4,360
2010-05-18 Marhofer John A Jr Officer A-Award A Employee Stock Options (Right to Buy) 105,000 3.44 361.2K 105,000
2010-05-18 Kogan Yakov Director / Officer A-Award A Employee Stock Options (Right to Buy) 105,000 3.44 361.2K 105,000
2010-05-18 KASTEN BERNARD L Director A-Award A Common Stock 7,267 0.00 7,267
2010-05-18 Gudkov Andrei V Director / Officer A-Award A Employee Stock Options (Right to Buy) 105,000 3.44 361.2K 105,000
2010-05-18 Fonstein Michael Director / Officer A-Award A Employee Stock Options (Right to Buy) 105,000 3.44 361.2K 105,000
2010-05-18 DiCorleto Paul E Director A-Award A Common Stock 7,267 0.00 7,267
2010-05-18 Antal James Director A-Award A Common Stock 7,267 0.00 7,267
2010-05-17 Gudkov Andrei V Director / Officer S-Sale D Common Stock 300 3.62 1.1K 1,505,190
2010-05-03 Kogan Yakov Director / Officer S-Sale D Common Stock 500 3.76 1.9K 665,200
2010-04-22 Fonstein Michael Director / Officer S-Sale D Common Stock 200 3.91 782.00 1,269,900
2010-04-16 Gudkov Andrei V Director / Officer S-Sale D Common Stock 200 3.59 718.00 1,514,400
2010-04-01 Kogan Yakov Director / Officer S-Sale D Common Stock 100 3.51 351.00 669,437
2010-03-22 Fonstein Michael Director / Officer S-Sale D Common Stock 2,334 3.58 8.4K 1,272,600
2010-03-16 Gudkov Andrei V Director / Officer S-Sale D Common Stock 500 3.64 1.8K 1,518,800
2010-03-01 Kogan Yakov Director / Officer S-Sale D Common Stock 200 3.82 764.00 674,300
2010-02-22 Fonstein Michael Director / Officer S-Sale D Common Stock 1,000 3.87 3.9K 1,280,200
2010-02-16 Gudkov Andrei V Director / Officer S-Sale D Common Stock 2,000 3.90 7.8K 1,521,700
2010-02-01 Kogan Yakov Director / Officer S-Sale D Common Stock 300 3.96 1.2K 684,900
2010-01-22 Fonstein Michael Director / Officer S-Sale D Common Stock 600 3.97 2.4K 1,285,600
2010-01-19 Gudkov Andrei V Director / Officer S-Sale D Common Stock 300 3.91 1.2K 1,528,400
2010-01-04 Kogan Yakov Director / Officer S-Sale D Common Stock 5,800 3.50 20.3K 685,400
2009-12-30 Gudkov Andrei V Director / Officer S-Sale D Common Stock 751 3.55 2.7K 1,529,800
2009-12-30 Fonstein Michael Director / Officer S-Sale D Common Stock 200 3.60 720.00 1,286,200
2009-12-23 Gudkov Andrei V Director / Officer S-Sale D Common Stock 4,049 3.50 14.2K 1,530,551
2009-12-23 Fonstein Michael Director / Officer S-Sale D Common Stock 4,049 3.50 14.2K 1,287,151
2009-12-01 Kogan Yakov Director / Officer S-Sale D Common Stock 4,800 3.75 18.0K 692,400
2009-11-23 Fonstein Michael Director / Officer S-Sale D Common Stock 400 3.57 1.4K 1,295,800
2009-11-16 Gudkov Andrei V Director / Officer S-Sale D Common Stock 100 3.85 385.00 1,537,900
2009-11-02 Kogan Yakov Director / Officer S-Sale D Common Stock 500 3.90 2.0K 699,900
2009-10-22 Fonstein Michael Director / Officer S-Sale D Common Stock 700 4.22 3.0K 1,300,300
2009-10-16 Gudkov Andrei V Director / Officer S-Sale D Common Stock 100 4.77 477.00 1,544,500
2009-10-01 Kogan Yakov Director / Officer S-Sale D Common Stock 200 4.16 832.00 708,100
2009-09-22 Fonstein Michael Director / Officer S-Sale D Common Stock 300 3.93 1.2K 1,305,600
2009-09-16 Gudkov Andrei V Director / Officer S-Sale D Common Stock 400 4.10 1.6K 1,549,200
2009-09-01 Kogan Yakov Director / Officer S-Sale D Common Stock 100 3.84 384.00 709,200
2009-08-24 Fonstein Michael Director / Officer S-Sale D Common Stock 700 4.37 3.1K 1,310,500
2009-06-25 Perez Hector Daniel Director A-Award A Stock Options (Right to Buy) 35,000 3.33 116.6K 120,000
2009-06-25 KASTEN BERNARD L Director A-Award A Stock Options (Right to Buy) 35,000 3.33 116.6K 120,000
2009-06-25 DiCorleto Paul E Director A-Award A Stock Options (Right to Buy) 35,000 3.33 116.6K 105,000
2009-06-25 Antal James Director A-Award A Stock Options (Right to Buy) 35,000 3.33 116.6K 120,000
2009-02-13 McGowan Richard Director I Series D Warrant 200,000 1.22 244.0K 0
2008-04-29 Perez Hector Daniel Director A-Award A Stock Options (Right to Buy) 35,000 5.88 205.8K 85,000
2008-04-29 KASTEN BERNARD L Director A-Award A Stock Options (Right to Buy) 35,000 5.88 205.8K 85,000
2008-04-29 DiCorleto Paul E Director A-Award A Stock Options (Right to Buy) 35,000 5.88 205.8K 70,000
2008-04-29 Antal James Director A-Award A Stock Options (Right to Buy) 35,000 5.88 205.8K 85,000
2008-02-04 Marhofer John A Jr Officer A-Award A Employee Stock Options (Right to Buy) 91,500 4.00 366.0K 159,684
2008-02-04 Kogan Yakov Director / Officer A-Award A Employee Stock Options (Right to Buy) 137,250 4.00 549.0K 174,750
2008-02-04 Gudkov Andrei V Director / Officer / 10% Owner A-Award A Employee Stock Options (Right to Buy) 137,250 4.00 549.0K 174,750
2008-02-04 Fonstein Michael Director / Officer / 10% Owner A-Award A Employee Stock Options (Right to Buy) 137,250 4.00 549.0K 174,750
2007-10-18 SUNRISE SECURITIES CORP 10% Owner S-Sale D Common Stock 5,000 12.02 60.1K 0
2007-10-17 SUNRISE SECURITIES CORP 10% Owner S-Sale D Common Stock 7,500 11.81 88.6K 5,000
2007-10-16 SUNRISE SECURITIES CORP 10% Owner S-Sale D Common Stock 7,850 11.61 91.1K 12,500
2007-10-15 SUNRISE SECURITIES CORP 10% Owner S-Sale D Common Stock 5,000 11.91 59.6K 20,350
2007-06-12 Perez Hector Daniel Director A-Award A Stock Options (Right to Buy) 35,000 9.40 329.0K 35,000
2007-06-12 KASTEN BERNARD L Director A-Award A Stock Options (Right to Buy) 35,000 9.40 329.0K 50,000
2007-06-12 DiCorleto Paul E Director A-Award A Stock Options (Right to Buy) 35,000 9.40 329.0K 35,000
2007-06-12 Antal James Director A-Award A Stock Options (Right to Buy) 35,000 9.40 329.0K 50,000
2007-04-06 Marhofer John A Jr Officer A-Award A Employee Stock Options (Right to Buy) 25,000 8.36 209.0K 25,000
2007-04-06 Kogan Yakov Director / Officer A-Award A Employee Stock Options (Right to Buy) 37,500 8.36 313.5K 37,500
2007-04-06 Gudkov Andrei V Director / Officer / 10% Owner A-Award A Employee Stock Options (Right to Buy) 37,500 8.36 313.5K 37,500
2007-04-06 Fonstein Michael Director / Officer / 10% Owner A-Award A Employee Stock Options (Right to Buy) 37,500 8.36 313.5K 37,500
2006-08-11 Cleveland Clinic Foundation 10% Owner D Common Stock 0 0.00 1,341,000

Executive team

Top executives
Shares Outstanding
71.42M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2021 Michael K. Handley President and Chief Executive Officer 540.0K 2.33M 2.87M 0.00%
2 2021 Noreen Griffin Former President 440.0K 1.90M 2.34M 0.00%
3 2021 Cozette McAvoy Former Chief Legal Officer 381.7K 582.0K 963.7K 0.00%
4 2021 Peter Aronstam Former Chief Financial Officer 312.5K 543.6K 856.1K 0.00%
5 2020 Michael K. Handley President and Chief Executive Officer 252.5K 158.5K 411.0K 0.00%
6 2020 Noreen Griffin Former President 223.3K 110.0K 333.3K 0.00%
7 2020 Cozette McAvoy Former Chief Legal Officer 181.7K 96.9K 278.5K 0.00%
8 2020 Peter Aronstam Former Chief Financial Officer 145.8K 106.3K 252.1K 0.00%
9 2020 Christopher Zosh Vice President of Finance (principal executive officer and principal financial officer) 116.8K 4.7K 121.4K 0.00%
10 2020 Andrei Gudkov Chief Science Officer 26.1K 26.1K 0.00%
11 2020 Langdon L. Miller Chief Medical Officer 23.1K 23.1K 0.00%
12 2019 Yakov Kogan Former Chief Executive Officer 264.3K 50.6K 314.9K 0.00%
13 2019 Christopher Zosh Vice President of Finance (principal executive officer and principal financial officer) 92.5K 11.0K 103.5K 0.00%
14 2019 Christopher Zosh Vice President of Finance 92.5K 11.0K 103.5K 0.00%
15 2019 Langdon L. Miller Chief Medical Officer 73.7K 77.6K 0.00%
16 2019 Andrei Gudkov Chief Science Officer 66.1K 66.1K 0.00%
17 2018 Yakov Kogan Chief Executive Officer 276.0K 10.8K 286.8K 0.00%
18 2018 Yakov Kogan Former Chief Executive Officer 276.0K 10.8K 286.8K 0.00%
19 2018 Langdon L. Miller President 119.6K 119.6K 0.00%
20 2018 Langdon L. Miller Chief Medical Officer 119.6K 119.6K 0.00%
21 2018 Andrei Gudkov Chief Science Officer 110.9K 110.9K 0.00%
22 2018 Christopher Zosh Vice President of Finance 73.0K 9.2K 82.2K 0.00%
23 2017 Yakov Kogan Chief Executive Officer 276.0K 10.8K 286.8K 0.00%
24 2017 Langdon L. Miller President 233.4K 233.4K 0.00%
25 2017 Andrei Gudkov Chief Science Officer 110.9K 110.9K 0.00%
26 2016 C. Neil Lyons Chief Financial Officer 337.1K 5.1K 342.2K 0.00%
27 2016 Yakov Kogan Chief Executive Officer 276.9K 10.6K 287.5K 0.00%
28 2016 Langdon L. Miller President 193.6K 193.6K 0.00%
29 2016 Andrei Gudkov Chief Science Officer 110.9K 110.9K 0.00%
30 2015 Langdon L. Miller President 384.7K 19.2K 403.6K 4.76%
31 2015 C. Neil Lyons Chief Financial Officer 285.9K 12.4K 10.3K 308.6K 4.01%
32 2015 Yakov Kogan Chief Executive Officer 277.0K 12.4K 10.2K 299.6K 4.13%
33 2014 Yakov Kogan Chief Executive Officer 302.3K 62.2K 10.0K 374.5K 16.60%
34 2014 C. Neil Lyons Chief Financial Officer 283.2K 62.2K 10.0K 355.4K 17.49%
35 2014 Langdon L. Miller President 338.3K 338.3K 0.00%
36 2014 Andrei Gudkov Chief Scientific Officer 119.3K 62.2K 181.4K 34.26%
37 2013 Michael Fonstein President 315.1K 95.4K 205.7K 616.1K 15.48%
38 2013 Yakov Kogan Chief Executive Officer 407.6K 121.9K 10.0K 539.5K 22.59%
39 2013 Jean Viallet Chief Development Officer 265.2K 140.5K 61.0K 466.8K 30.11%
40 2013 C. Neil Lyons Chief Financial Officer 255.5K 89.9K 10.0K 355.4K 25.30%
41 2013 Andrei Gudkov Chief Scientific Officer 215.3K 98.0K 313.3K 31.27%
42 2012 Yakov Kogan Chief Executive Officer 395.4K 253.4K 19.4K 668.2K 37.92%
43 2012 Michael Fonstein President 388.7K 129.2K 22.7K 540.6K 23.89%
44 2012 Andrei Gudkov Chief Scientific Officer 222.2K 129.2K 351.4K 36.76%
45 2012 C. Neil Lyons Chief Financial Officer 255.5K 43.1K 5.5K 304.1K 14.16%
46 2011 Michael Fonstein President and Chief Executive Officer in 2011 (current President) 385.3K 30.2K 1.17M 0.00%
47 2011 Michael Fonstein President 385.3K 743.6K 30.2K 378.00 1.16M 64.13%
48 2011 Yakov Kogan Chief Executive Officer 312.0K 743.6K 23.6K 10.9K 1.09M 68.22%
49 2011 Yakov Kogan Chief Operating Officer and Secretary in 2011 (current Interim Chief Executive Officer and Chief Operating Officer) 312.0K 743.6K 23.6K 10.9K 1.09M 68.22%
50 2011 John A. Marhofer, Jr. Former Chief Financial Officer 110.0K 9.8K 1.06M 0.00%
51 2011 Andrei Gudkov Chief Scientific Officer 184.9K 743.6K 24.5K 952.9K 78.03%
52 2011 C. Neil Lyons Current Chief Financial Officer 83.3K 7.5K 15.7K 318.2K 0.00%
53 2011 C. Neil Lyons Chief Financial Officer 83.3K 217.5K 7.5K 2.5K 310.9K 69.96%
54 2010 Michael Fonstein President and Chief Executive Officer 303.3K 252.0K 76.6K 11.1K 643.0K 39.19%
55 2010 Michael Fonstein President and Chief Executive Officer in 2011 (current President) 303.3K 76.6K 1.8K 643.0K 0.00%
56 2010 Michael Fonstein President 303.3K 252.0K 76.6K 631.9K 39.88%
57 2010 Yakov Kogan Chief Operating Officer 259.2K 252.0K 59.8K 9.5K 580.6K 43.40%
58 2010 Yakov Kogan Chief Operating Officer and Secretary in 2011 (current Interim Chief Executive Officer and Chief Operating Officer) 259.2K 59.8K 580.6K 0.00%
59 2010 Yakov Kogan Chief Executive Officer 259.2K 252.0K 59.8K 9.1K 580.2K 43.43%
60 2010 John A. Marhofer, Jr. Former Chief Financial Officer 216.1K 50.3K 511.7K 0.00%
61 2010 John A. Marhofer, Jr. Chief Financial Officer 201.8K 252.0K 50.3K 7.6K 511.7K 49.25%
62 2010 Andrei Gudkov Chief Scientific Officer 143.2K 252.0K 62.2K 457.4K 55.09%
63 2010 C. Neil Lyons Current Chief Financial Officer 252.0K 252.0K 100.00%
64 2009 Michael Fonstein President and Chief Executive Officer in 2011 (current President) 235.0K 743.6K 74.0K 320.2K 232.21%
65 2009 Michael Fonstein President and Chief Executive Officer 235.0K 74.0K 11.2K 320.2K 0.00%
66 2009 Yakov Kogan Chief Operating Officer 217.7K 68.6K 1.8K 288.1K 0.00%
67 2009 Yakov Kogan Chief Operating Officer and Secretary in 2011 (current Interim Chief Executive Officer and Chief Operating Officer) 217.7K 252.0K 68.6K 9.5K 288.1K 87.48%
68 2009 John A. Marhofer, Jr. Former Chief Financial Officer 201.8K 743.6K 52.2K 224.2K 331.68%
69 2009 John A. Marhofer, Jr. Chief Financial Officer 165.9K 52.2K 6.1K 224.2K 0.00%
70 2009 Yakov Kogan Chief Operating Officer and Secretary 217.7K 217.7K 0.00%
71 2009 Andrei Gudkov Chief Scientific Officer 143.2K 69.3K 179.3K 0.00%
72 2009 C. Neil Lyons Current Chief Financial Officer 11.1K 11.1K 0.00%
73 2008 Michael Fonstein President and Chief Executive Officer 243.6K 354.1K 12.2K 609.9K 58.06%
74 2008 Yakov Kogan Chief Operating Officer 217.7K 354.1K 7.4K 579.1K 61.14%
75 2008 Yakov Kogan Chief Operating Officer and Secretary 217.7K 354.1K 3.8K 575.5K 61.52%
76 2008 Andrei Gudkov Chief Scientific Officer 114.2K 354.1K 468.3K 75.61%
77 2008 John A. Marhofer, Jr. Chief Financial Officer 165.9K 236.1K 5.2K 407.1K 57.99%
78 2008 Michael Fonstein Chief Executive Officer 243.6K 12.2K 255.8K 0.00%
79 2007 Yakov Kogan Chief Operating Officer and Secretary 180.0K 97.6K 198.4K 181.4K 657.4K 30.18%
80 2007 Michael Fonstein Chief Executive Officer 230.2K 104.5K 198.4K 22.0K 555.1K 35.73%
81 2007 John A. Marhofer, Jr. Chief Financial Officer 133.3K 83.9K 152.4K 7.8K 377.4K 40.37%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2023-02-27 DEF 14A
2023-02-14 PRE 14A
2022-11-28 DEF 14A
2022-11-18 PRE 14A
2021-10-12 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2023-03-03 25-NSE
2023-03-01 DEFR14A
2023-02-27 DEF 14A
2023-02-14 PRE 14A
2023-02-01 8-K
2023-02-01 8-A12G
2023-01-20 8-K
2022-11-28 DEF 14A
2022-11-18 PRE 14A
2022-11-15 8-K

Executive team

NameTitleCompensationGender
Blake Hawley Executive Chairman
Christopher Zosh Executive Vice President of Finance, Interim Principal Financial Officer & Interim Principal Accounting Officer male
ESG Rating
B
BIOTECHNOLOGY
2022
E (Environmental)
63.0 / 56.3
Company / Sector avg.
S (Social)
69.2 / 62.4
Company / Sector avg.
G (Governance)
59.4 / 60.9
Company / Sector avg.
ESG Total
63.9 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits