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DNA X, Inc. (SONM)

USD3.48 -0.85 (-19.63%)
US NASDAQ Technology Communication Equipment
Address 4445 Eastgate Mall 92121
San Diego, CA, US
CEO Michael C. Mulica
IPO 2019-05-10
CIK 1178697 ISIN US83548F4081

Explore sections of this company profile

Description

DNA X, Inc., formerly known as Sonim Technologies, Inc. until its rebranding in January 2026, is a company established in 1999 and headquartered in San Diego, California. The firm specializes in delivering enterprise-grade 5G solutions across a broad international footprint, encompassing the United States, Canada, Europe, the Middle East, and the Asia-Pacific region. Their product portfolio includes a comprehensive range of ruggedized communication devices tailored for frontline and task workers. This lineup features models such as the Sonim XP10, Sonim XP5plus, Sonim XP3plus, Sonim XP Pro, as well as the XP100 4G and XP400 5G professional rugged phones, XP Pro 5G rugged smartphones, and XP3plus 5G rugged flip phones. Beyond handsets, DNA X, Inc. also provides connected solutions, offering both fixed wireless access and mobile hotspot devices. These include the Sonim H100 low- and mid-range mobile hotspots, the Sonim H700, and the advanced Sonim H500-series of 5G mobile hotspots. Complementing its hardware offerings, the company supplies proprietary SonimWare software and a selection of industrial-grade accessories. DNA X, Inc. distributes its products through a diverse network that includes wireless carriers, data device distributors, communications system integrators, and electronics resellers. The company's clientele spans various critical industries, including transportation and logistics, construction, manufacturing, facilities management, energy and utilities, mining, federal government agencies, and public safety organizations.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD3.48 -0.85 (-19.63%)
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Volume Profile
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Liquidity & share structure
Average Volume
26.0K
Beta
1.80
Float Shares
817.4K
Free Float %
79.4%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+4.19% -14.65% +37.03% -9.84% -38.45% +42.25% -75.35% -97.72% -99.48% -99.98% -99.98%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (4 ratings, all time) Buy
Price Targets & DCF
Current price
3.48
Ratings Trend (MoM)
Rating 2025-02 Change
Strong Buy 0 0
Buy 0 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
-11.36
Distress
Piotroski F-Score
1 / 9
Weak
MOAT Score
1 / 10
No MOAT
Composite Rating
D+
Overall Score
1 / 5
Low
DCF Score
1 / 5
Low
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
1 / 5
Low
P/E Score
1 / 5
Low
P/Book Score
1 / 5
Low
Operational MOAT
✗ Below peers
  • Revenue growth Communication Equipment: +9.8%
    -100.0% Q1'26: -100.0% (vs Q1'25)
  • EPS growth Communication Equipment: +36.4%
    +77.7% Q1'26: -4,066.8% (vs Q1'25)
  • FCF margin FCF growth · Communication Equipment: +59.0%
  • EBIT margin Communication Equipment: +4.7%
  • ROIC Communication Equipment: +3.7%
    Q1'26: +0.0% (vs Q1'25)
  • Share dilution Communication Equipment: +0.0%
    +175.7% Q1'26: +115.6% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Communication Equipment: -1.04×
    -4.73× Q1'26: 0.00× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (1.93) × ERP
WACC = 92% × Ke + 8% × Kd (4.2%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 3.48
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
1 Rev. Ana.
1 EPS Ana.
Revenue
116.25M
est: 125.59M (-7.4%)
63.99M
est: 62.67M (+2.1%)
54.57M
est: 59.45M (-8.2%)
69.83M
est: 76.45M (-8.7%)
93.63M
est: 107.77M (-13.1%)
58.30M
est: 62.90M (-7.3%)
est: 130.10M (-100.0%)
143.20M
143.20M – 143.20M
+10.1% YoY
EBITDA
-19.40M
est: -43.60M (+55.5%)
-26.97M
est: -21.76M (-23.9%)
-36.33M
est: -20.64M (-76.0%)
-11.43M
est: -26.54M (+56.9%)
2.51M
est: -37.42M (+106.7%)
-29.84M
est: -3.96M (-654.1%)
-1.11M
est: -8.18M (+86.5%)
-9.01M
-9.01M – -9.01M
-10.1% YoY
EBIT
-22.92M
est: -48.63M (+52.9%)
-29.69M
est: -24.27M (-22.4%)
-38.46M
est: -23.02M (-67.1%)
-13.81M
est: -29.60M (+53.4%)
299.0K
est: -41.73M (+100.7%)
-33.39M
est: -5.94M (-462.3%)
-6.47M
est: -12.28M (+47.3%)
-13.52M
-13.52M – -13.52M
-10.1% YoY
Net Income
-25.83M
est: -9.31B (+99.7%)
-29.93M
est: -6.37B (+99.5%)
-38.63M
est: -2.63B (+98.5%)
-14.09M
est: -1.57B (+99.1%)
-90.0K
est: 33.97M (-100.3%)
-33.65M
est: -707.14M (+95.2%)
-20.66M
est: 196.69M (-110.5%)
259.91M
259.91M – 259.91M
+32.1% YoY
SGA
30.09M
est: 44.73M (-32.7%)
26.71M
est: 22.32M (+19.7%)
26.72M
est: 21.17M (+26.2%)
17.94M
est: 27.23M (-34.1%)
17.04M
est: 38.38M (-55.6%)
25.35M
est: 29.73M (-14.7%)
5.41M
est: 61.49M (-91.2%)
67.68M
67.68M – 67.68M
+10.1% YoY
EPS
-138.87
est: -1,974.00 (+93.0%)
-64.78
est: -1,350.00 (+95.2%)
-40.81
est: -558.00 (+92.7%)
-4.88
est: -333.00 (+98.5%)
-0.02
est: 7.20 (-100.3%)
-7.13
est: -54.36 (+86.9%)
-28.58
est: 15.12 (-289.0%)
19.98
19.98 – 19.98
+32.1% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-20 D+ 1/5 1/5 1/5 1/5 1/5 1/5 1/5
2026-05-19 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-18 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-15 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-14 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-13 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-12 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-11 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-08 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-07 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-06 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-05 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-04 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-01 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-30 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-29 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-28 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-27 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-24 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-23 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-22 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-21 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-20 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-17 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-16 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-35.88M
OE per share TTM
-3.97
Owner's Yield
-633.03%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
0.7%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
5
Total invested
265.3K
Insider transactions (90d)
0
Beneficial owners (>5%)
32
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 R. Riley 12.64M 19.20% 820.0K 11.82M 820.0K 10.00 IN States of America 2020-06-29
2 Riley Financial, Inc. 11.82M 17.90% 1.14M 10.68M 1.14M 10.00 HC Delaware 2020-06-29
3 Partners Management GP, LLC 7.12M 10.80% 7.12M 10.00 OO Delaware 2020-06-29
4 Partners Opportunity Fund, LP 7.12M 10.80% 7.12M 10.00 PN Delaware 2020-06-29
5 Riley Capital Management, LLC 7.12M 10.80% 7.12M 10.00 IA York 2020-06-29
6 Brett Hendrickson 3.69M 18.10% 3.69M HC, IN U.S. Citizen 2020-02-14
7 Nokomis Capital, L.L.C. 3.69M 18.10% 3.69M IA, OO Texas 2020-02-14
8 Riley Principal Investments, LLC 3.56M 5.40% 3.56M 10.00 OO Delaware 2020-06-29
9 180 Degree Capital Corp. 2.95M 4.40% 2.95M 2.95M IV, IA New York 2021-07-09
10 The Phoenix Holdings Ltd. 2.57M 3.89% 2.57M CO Israel 2020-08-03
11 GrizzlyRock Capital, LLC 1.90M 2.88% 1.90M 1.90M OO Delaware 2021-02-22
12 Investec Investments (UK) Limited 1.41M 6.90% 1.41M 1.41M IV Citizenship or Place of Organization   London, United Kingdom 2020-02-14
13 Daniel Asher 1.08M 5.28% 1.08M IN : 2020-02-24
14 Jiang Liu 497.9K 9.90% 497.9K 497.9K IN People’s Republic of China 2024-09-12
15 Equitec Group, LLC 422.2K 2.07% 422.2K HC : 2020-02-24
16 Equitec Proprietary Markets, LLC 422.2K 2.07% 422.2K OO : 2020-02-24
17 Hao (Peter) Liu 357.3K 7.16% 357.3K 357.3K IN Canada 2024-10-18
18 Equitec Specialists, LLC 300.9K 1.48% 300.9K OO : 2020-02-24
19 AFO Blackberry LLC 239.7K 1.17% 239.7K OO : 2020-02-24
20 AFOB FIP MS, LLC 239.7K 1.17% 239.7K OO : 2020-02-24
21 Oakmont Investments, LLC 112.7K 0.55% 112.7K OO : 2020-02-24
22 Sphinx Trading LP 112.7K 0.55% 112.7K PN : 2020-02-24
23 Morgan Stanley 1.4K 0.00% 1.4K 1.4K HC, CO Delaware. 2022-03-10
24 Morgan Stanley Capital Services LLC 1.4K 0.00% 1.4K 1.4K BD, CO Delaware. 2022-03-10
25 B. Riley Capital Management, LLC 0.00% IA New York 2021-09-03
26 B. Riley Financial, Inc. 0.00% HC Delaware 2021-09-03
27 B. Riley Principal Investments, LLC 0.00% OO Delaware 2021-09-03
28 BRC Partners Management GP, LLC 0.00% OO Delaware 2021-09-03
29 BRC Partners Opportunity Fund, LP 0.00% PN Delaware 2021-09-03
30 Bryant R. Riley 0.00% IN United States of America 2021-09-03
31 Vivaldi Asset Management, LLC 0.00% IA Delaware 2021-02-12
32 Vivaldi Holdings, LLC 0.00% HC Delaware 2021-02-12

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
5
-3 vs prev Q
New positions
3
Closed positions
6
Increased
4
Reduced
0
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 UBS GROUP AG 36.2K +27.5K (+317.2%) 146.0K +118.6K (+433.7%) 5.01% +3.810 pp 0.00% +0.000 pp USD3.82 +5.5% 2 qtrs
2 C2C WEALTH MANAGEMENT, LLC 20.0K +20.0K (+100.0%) 80.6K +80.6K (+100.0%) 2.77% +2.767 pp 0.07% +0.068 pp USD4.03 +0.0% 1 qtrs NEW
3 4.9K +4.9K (+100.0%) 19.7K +19.7K (+100.0%) 0.68% +0.677 pp 0.00% +0.000 pp USD4.03 +0.0% 1 qtrs NEW
4 VANGUARD FIDUCIARY TRUST CO 4.5K +4.5K (+100.0%) 18.1K +18.1K (+100.0%) 0.62% +0.622 pp 0.00% +0.000 pp USD4.03 +0.0% 1 qtrs NEW
5 SBI SECURITIES CO., LTD. 214.00 +— (+0.0%) 862.00 +188.0 (+27.9%) 0.03% +0.000 pp 0.00% +0.000 pp USD3.15 +27.9% 2 qtrs
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 1 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Vanguard Extended Market ETF VXF 0.00% 25.1K 0.05%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
2
Sells
0
Shares acquired
85.0K
Shares disposed
Cash buys
Cash sales
Net activity
+85,000
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-02-09 MULICA MICHAEL C Director / Officer A-Award A Common Stock 50,000 0.00 54,071 D
2026-02-09 Crolius Clayton Officer A-Award A Common Stock 35,000 0.00 36,719 D
2025-12-15 DNA Holdings Venture Inc. 10% Owner Common Stock 0 0.00 223,201 D
2025-07-18 Thangadurai George Director Common Stock 0 0.00 723 D
2025-07-02 LYTTON LAURENCE W 10% Owner 0 0.00 0
2025-06-30 LYTTON LAURENCE W 10% Owner S-Sale D Common Stock 400,514 1.39 556.7K 0 D
2025-06-26 LYTTON LAURENCE W 10% Owner S-Sale D Common Stock 466,402 1.50 699.6K 400,514 D
2025-05-12 LYTTON LAURENCE W 10% Owner Common Stock 0 0.00 866,916 D
2025-04-29 LYTTON LAURENCE W 10% Owner 0 0.00 0
2025-04-23 Wang Jeffrey Director S-Sale D Common Stock 4,478 1.45 6.5K 21,301 D
2025-04-23 Steenstra Jack Director S-Sale D Common Stock 23,381 1.45 33.9K 49,139 D
2025-04-23 MULICA MICHAEL C Director S-Sale D Common Stock 27,818 1.45 40.3K 73,292 D
2025-04-23 Crolius Clayton Officer S-Sale D Common Stock 11,634 1.45 16.9K 30,958 D
2025-04-23 Cassano James S Director S-Sale D Common Stock 23,381 1.45 33.9K 49,126 D
2025-04-23 Becher Charles Officer S-Sale D Common Stock 31,326 1.45 45.4K 62,668 D
2025-03-31 Steenstra Jack Director A-Award A Common Stock 46,728 0.00 72,520 D
2025-03-31 MULICA MICHAEL C Director A-Award A Common Stock 46,728 0.00 101,110 D
2025-03-31 Cassano James S Director A-Award A Common Stock 46,728 0.00 72,507 D
2025-03-11 Orbic North America LLC 10% Owner Common Stock 0 0.00 1,946,345 I
2025-02-20 LYTTON LAURENCE W 10% Owner Common Stock 0 0.00 866,916 D
2025-02-06 Liu Hao Peter Director / Officer A-Award A Common Stock 63,604 0.00 269,388 D
2025-02-06 Crolius Clayton Officer A-Award A Common Stock 33,922 0.00 42,592 D
2025-02-06 Becher Charles Officer A-Award A Common Stock 70,671 0.00 93,994 D
2024-11-13 MULICA MICHAEL C Director S-Sale D Common Stock 2,559 3.28 8.4K 54,382 D
2024-11-12 MULICA MICHAEL C Director A-Award A Common Stock 14,124 0.00 56,941 D
2024-07-19 Wang Jeffrey Director / 10% Owner S-Sale D Common Stock 1,623 3.67 6.0K 25,779
2024-07-19 Steenstra Jack Director S-Sale D Common Stock 1,623 3.67 6.0K 25,792
2024-07-19 Cassano James S Director S-Sale D Common Stock 1,623 3.68 6.0K 25,779
2024-06-21 Wang Jeffrey Director / 10% Owner S-Sale D Common Stock 36,016 0.69 24.9K 274,011
2024-06-21 Steenstra Jack Director S-Sale D Common Stock 35,882 0.69 24.8K 274,145
2024-06-21 MULICA MICHAEL C Director S-Sale D Common Stock 36,016 0.69 24.9K 428,156
2024-06-21 Cassano James S Director S-Sale D Common Stock 36,015 0.69 24.9K 274,012
2024-06-20 Wang Jeffrey Director / 10% Owner A-Award A Common Stock 78,947 0.00 310,027
2024-06-20 Steenstra Jack Director A-Award A Common Stock 78,947 0.00 310,027
2024-06-20 MULICA MICHAEL C Director A-Award A Common Stock 78,947 0.00 464,172
2024-06-20 Cassano James S Director A-Award A Common Stock 78,947 0.00 310,027
2024-04-08 Crolius Clayton Officer A-Award A Employee Stock Option (Right-to-Buy) 170,000 0.62 104.6K 170,000
2024-01-09 MULICA MICHAEL C Director A-Award A Common Stock 66,675 0.00 385,225
2023-12-26 Becher Charles Officer M-Exempt D Employee Stock Option (right to buy) 125,000 0.42 52.4K 275,000
2023-11-24 Crolius Clayton Officer A-Award A Employee Stock Option (Right-to-Buy) 200,000 0.70 140.0K 200,000
2023-09-28 Wang Jeffrey Director / 10% Owner A-Award A Common Stock 89,525 0.00 231,080
2023-09-28 Steenstra Jack Director A-Award A Common Stock 89,525 0.00 231,080
2023-09-28 MULICA MICHAEL C Director A-Award A Common Stock 89,525 0.00 318,550
2023-09-28 Cassano James S Director A-Award A Common Stock 89,525 0.00 231,080
2023-09-15 Crolius Clayton Officer P-Purchase A Common Stock 86,700 0.68 59.2K 86,700
2023-08-23 Liu Hao Peter Director / Officer M-Exempt A Common Stock 1,000,000 0.42 419.0K 2,057,831
2023-04-28 Becher Charles Officer D Common Stock 0 0.00 108,227
2023-03-24 Howe Alan B Director P-Purchase A Common Stock 1,818 0.60 1.1K 176,403
2023-01-27 Crolius Clayton Officer A-Award A Employee Stock Option (Right-to-Buy) 100,000 0.49 49.4K 100,000
2022-11-18 Wang Jeffrey Director A-Award A Common Stock 47,732 0.00 141,555
2022-11-18 Steenstra Jack Director A-Award A Common Stock 47,732 0.00 141,555
2022-11-18 Principe Jose Carlos Director A-Award A Common Stock 47,732 0.00 149,426
2022-11-18 MULICA MICHAEL C Director A-Award A Common Stock 47,732 0.00 229,025
2022-11-18 Liu Hao Peter Officer A-Award A Employee Stock Option (Right-to-Buy) 4,014,419 0.00 4,014,419
2022-11-18 Howe Alan B Director A-Award A Common Stock 47,732 0.00 174,585
2022-11-18 Cassano James S Director A-Award A Common Stock 47,732 0.00 141,555
2022-08-08 AJP Holding Company, LLC Director P-Purchase A Common Stock 5,534,881 0.84 4.65M 19,463,452
2022-08-05 Wang Jeffrey Director A-Award A Common Stock 85,714 0.00 85,714
2022-08-05 Steenstra Jack Director A-Award A Common Stock 85,714 0.00 85,714
2022-08-05 Principe Jose Carlos Director A-Award A Common Stock 85,714 0.00 85,714
2022-08-05 MULICA MICHAEL C Director A-Award A Common Stock 85,714 0.00 181,293
2022-08-05 Howe Alan B Director A-Award A Common Stock 85,714 0.00 126,853
2022-08-05 Cassano James S Director A-Award A Common Stock 93,823 0.00 93,823
2022-07-14 Principe Jose Carlos Director D Common Stock 0 0.00 0
2022-07-13 Wang Jeffrey Director D Common Stock 0 0.00 0
2022-07-13 TIRVA ROBERT L. Officer S-Sale D Common Stock 9,176 0.54 5.0K 315,348
2022-07-13 Steenstra Jack Director D Common Stock 0 0.00 0
2022-07-13 Liu Hao Peter Officer P-Purchase A Common Stock 952,381 0.84 800.0K 1,059,867
2022-07-13 Crolius Clayton Officer D Common Stock 0 0.00 0
2022-07-13 Cassano James S Director D Common Stock 0 0.00 0
2022-07-13 AJP Holding Company, LLC 10% Owner D Common Stock 0 0.00 13,928,571
2022-06-21 TIRVA ROBERT L. Officer S-Sale D Common Stock 10,361 0.54 5.6K 324,524
2022-06-10 TIRVA ROBERT L. Officer S-Sale D Common Stock 4,493 0.58 2.6K 334,885
2022-04-13 Liu Hao Peter Officer D Common Stock 0 0.00 105,450
2022-01-27 TIRVA ROBERT L. Officer A-Award A Common Stock 233,638 0.00 339,378
2021-11-12 SWENSON SUSAN Director A-Award A Common Stock 27,906 0.00 39,806
2021-11-12 MULICA MICHAEL C Director A-Award A Common Stock 13,953 0.00 95,579
2021-11-12 Kneuer John Director A-Award A Common Stock 27,906 0.00 40,220
2021-11-12 Howe Alan B Director A-Award A Common Stock 27,906 0.00 41,139
2021-10-12 MORGAN STANLEY 10% Owner S-Sale D Common Stock 60,000 2.02 121.2K 846,629
2021-10-08 MULICA MICHAEL C Director A-Award A Common Stock 75,000 0.00 81,626
2021-10-08 MORGAN STANLEY 10% Owner I Common Stock 0 0.00 906,629
2021-09-10 TIRVA ROBERT L. Officer S-Sale D Common Stock 6,417 0.67 4.3K 1,044,889
2021-08-25 B. Riley Financial, Inc. 10% Owner S-Sale D Common Stock 1,500,000 0.41 617.7K 2,903,765
2021-08-24 B. Riley Financial, Inc. 10% Owner S-Sale D Common Stock 1,160,078 0.41 474.1K 4,403,765
2021-08-23 B. Riley Financial, Inc. 10% Owner S-Sale D Common Stock 176,482 0.40 70.0K 5,563,843
2021-06-18 TIRVA ROBERT L. Officer A-Award A Common Stock 334,952 0.00 1,051,306
2021-06-17 NAUMANN KENNETH DALE Director A-Award A Common Stock 66,265 0.00 66,265
2021-06-17 MULICA MICHAEL C Director A-Award A Common Stock 66,265 0.00 66,265
2021-06-10 TIRVA ROBERT L. Officer S-Sale D Common Stock 42,891 0.64 27.5K 716,354
2021-04-15 NAUMANN KENNETH DALE Director 0 0.00 0
2021-04-15 MULICA MICHAEL C Director 0 0.00 0
2021-03-17 B. Riley Financial, Inc. 10% Owner S-Sale D Common Stock 817 0.94 766.10 24,302
2021-03-16 B. Riley Financial, Inc. 10% Owner S-Sale D Common Stock 4,832 1.00 4.8K 25,120
2021-03-13 B. Riley Financial, Inc. 10% Owner S-Sale D Common Stock 16,715 1.01 16.9K 29,951
2021-03-12 B. Riley Financial, Inc. 10% Owner S-Sale D Common Stock 100,000 0.99 99.1K 46,666
2021-03-11 B. Riley Financial, Inc. 10% Owner S-Sale D Common Stock 1,310,832 1.06 1.39M 5,809,493
2020-09-10 TIRVA ROBERT L. Officer S-Sale D Common Stock 7,826 0.86 6.7K 737,174
2020-06-09 Wilkinson Thomas Wiley Director / Officer A-Award A Common Stock 325,000 0.00 327,500
2020-06-09 TIRVA ROBERT L. Officer P-Purchase A Common Stock 100,000 0.75 75.0K 745,000
2020-06-09 SWENSON SUSAN Director A-Award A Common Stock 104,000 0.00 119,000
2020-06-09 Kneuer John Director A-Award A Common Stock 104,000 0.00 123,147
2020-06-09 Johnson Jeffrey D Director A-Award A Common Stock 104,000 0.00 119,000
2020-06-09 Howe Alan B Director P-Purchase A Common Stock 13,333 0.75 10.0K 132,333
2020-06-09 Hochschild Maurice Director A-Award A Common Stock 104,000 0.00 119,000
2020-06-09 B. Riley Financial, Inc. Director / 10% Owner P-Purchase A Common Stock 146,666 0.75 110.0K 146,666
2020-06-04 B. Riley Financial, Inc. Director / 10% Owner P-Purchase A Convertible Promissory Note (right to buy) 0 8.87 0
2020-05-21 Nokomis Capital, L.L.C. 10% Owner S-Sale D Common Stock, par value $0.001 per share 696,378 1.31 913.0K 2,995,703
2019-12-30 SWENSON SUSAN Director A-Award A Stock Option (right to buy) 43,928 3.87 170.0K 43,928
2019-12-30 Kneuer John Director A-Award A Stock Option (right to buy) 43,928 3.87 170.0K 43,928
2019-12-30 Johnson Jeffrey D Director A-Award A Stock Option (right to buy) 43,928 3.87 170.0K 43,928
2019-12-30 Howe Alan B Director A-Award A Stock Option (right to buy) 43,928 3.87 170.0K 43,928
2019-12-30 Hochschild Maurice Director A-Award A Stock Option (right to buy) 43,928 3.87 170.0K 43,928
2019-12-02 Wilkinson Thomas Wiley Director / Officer A-Award A Stock Option (right to buy) 200,000 2.48 496.0K 200,000
2019-11-13 SWENSON SUSAN Director A-Award A Common Stock 15,000 0.00 15,000
2019-11-13 Kneuer John Director A-Award A Common Stock 15,000 0.00 19,147
2019-11-13 Johnson Jeffrey D Director A-Award A Common Stock 15,000 0.00 15,000
2019-11-13 Howe Alan B Director A-Award A Common Stock 15,000 0.00 15,000
2019-11-13 Hochschild Maurice Director A-Award A Common Stock 15,000 0.00 15,000
2019-11-01 TIRVA ROBERT L. Officer A-Award A Stock Option (right to buy) 169,000 2.26 381.9K 169,000
2019-10-30 B. Riley Financial, Inc. Director / 10% Owner S-Sale D Common Stock 8,105 2.84 23.0K 900
2019-10-30 B. Riley FBR, Inc. 10% Owner D Common Stock 0 0.00 25,500
2019-10-29 Wilkinson Thomas Wiley Director / Officer 0 0.00 0
2019-10-23 B. Riley Financial, Inc. Director / 10% Owner J-Other D Convertible Promissory Note (right to buy) 366,426 8.87 3.25M 732,852
2019-09-09 TIRVA ROBERT L. Officer 0 0.00 0
2019-06-10 Kneuer John Director P-Purchase A Common Stock 3,100 16.99 52.7K 3,147
2019-05-22 Plaschke Robert Director / Officer S-Sale D Common Stock 30,000 10.23 306.9K 504,250
2019-05-13 Plaschke Robert Director / Officer A-Award A Common Stock 383,197 0.00 706,689
2019-05-10 Kneuer John Director P-Purchase A Common Stock 1,000 11.00 11.0K 4,147
2019-05-09 Young Kenneth M Director I Common Stock 0 0.00 1,073,658
2019-05-09 WALKER JAMES M Officer D Stock Option (right to buy) 75,000 10.94 820.5K 0
2019-05-09 SWENSON SUSAN Director 0 0.00 0
2019-05-09 Plaschke Robert Director / Officer D Stock Option (right to buy) 153,333 0.45 69.0K 0
2019-05-09 Nokomis Capital, L.L.C. 10% Owner I Common shares, par value $0.001 0 0.00 3,692,080
2019-05-09 Kneuer John Director 0 0.00 0
2019-05-09 Howe Alan B Director D Stock Option (right to buy) 2,333 0.90 2.1K 0
2019-05-09 Hochschild Maurice Director 0 0.00 0
2019-05-09 Becher Charles Officer D Common Stock 0 0.00 23,000
2019-05-09 B. Riley Financial, Inc. 10% Owner I Common Stock 0 0.00 1,073,658
2019-04-10 Johnson Jeffrey D Director D Stock Option (right to buy) 3,334 10.94 36.5K 0
2018-04-09 Young Kenneth M Director I Convertible Promissory Note (right to buy) 1,099,278 8.87 9.75M 0
2018-04-09 B. Riley Financial, Inc. 10% Owner I Convertible Promissory Note (right to buy) 1,099,278 8.87 9.75M 0

Executive team

Top executives
Shares Outstanding
1.03M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2024 Charles Becher Chief Commercial Officer and General Manager of North America 400.0K 345.1K 745.1K 0.00%
2 2024 Peter Hao Liu Chief Executive Officer 450.0K 175.6K 47.3K 672.9K 0.00%
3 2024 Clay Crolius Chief Financial Officer 320.0K 93.7K 89.4K 503.0K 17.76%
4 2023 Peter Hao Liu Chief Executive Officer 450.0K 180.0K 47.2K 677.2K 0.00%
5 2023 Charles Becher Chief Commercial Officer and General Manager of North America 400.0K 275.0K 675.0K 0.00%
6 2023 Clay Crolius Chief Financial Officer 323.8K 96.0K 157.5K 577.3K 27.29%
7 2022 Peter Hao Liu Chief Executive Officer 396.3K 1.50M 89.3K 1.99M 75.56%
8 2022 Robert Tirva Former President, Chief Financial Officer, and Chief Operating Officer 214.1K 260.7K 474.8K 0.00%
9 2022 Clay Crolius Chief Financial Officer 129.3K 41.3K 214.3K 384.9K 0.00%
10 2022 Charles Becher Chief Commercial Officer and General Manager of North America 138.0K 149.6K 287.6K 52.02%
11 2022 Charles Becher Chief Commercial Officer and General Manager of North America 138.0K 149.6K 287.6K 52.02%
12 2021 Robert Tirva President, Chief Financial Officer and Chief Operating Officer 325.0K 400.0K 200.0K 925.0K 21.62%
13 2021 Robert Tirva Former President, Chief Financial Officer, and Chief Operating Officer 325.0K 400.0K 200.0K 925.0K 21.62%
14 2021 Thomas W. Wilkinson Former Chief Executive Officer 166.7K 440.4K 607.0K 0.00%
15 2021 Peter Hao Liu Chief Executive Officer 256.2K 132.8K 66.3K 455.3K 0.00%
16 2021 Clay Crolius Chief Financial Officer 124.6K 124.6K 0.00%
17 2020 Thomas W. Wilkinson Former Chief Executive Officer 400.0K 160.0K 475.1K 8.7K 1.04M 45.52%
18 2020 Robert Tirva President, Chief Financial Officer and Chief Operating Officer 300.0K 90.0K 531.3K 921.3K 57.67%
19 2020 Robert Tirva Chief Financial Officer 300.0K 90.0K 531.3K 921.3K 57.67%
20 2020 Charles Becher Former Chief Sales and Marketing Officer 14.6K 175.0K 189.6K 0.00%
21 2019 Robert Plaschke Former Chief Executive Officer 333.3K 4.95M 685.5K 222.7K 6.19M 91.02%
22 2019 James Walker Former Chief Financial Officer 194.8K 415.7K 386.6K 206.3K 1.20M 66.67%
23 2019 Charles Becher Former Chief Sales and Marketing Officer 350.0K 251.6K 231.9K 79.0K 912.5K 52.99%
24 2019 Robert Tirva Chief Financial Officer 93.3K 191.0K 188.8K 473.0K 80.28%
25 2019 Robert Tirva Chief Financial Officer 66.7K 191.0K 188.8K 446.4K 85.07%
26 2019 Thomas W. Wilkinson Former Chief Executive Officer 93.3K 246.1K 339.4K 72.52%
27 2019 Thomas W. Wilkinson Former Chief Executive Officer 66.7K 246.1K 312.8K 78.68%
28 2018 Robert Plaschke Former Chief Executive Officer 381.3K 575.0K 400.0K 22.5K 1.38M 0.00%
29 2018 James Walker Former Chief Financial Officer 291.7K 372.8K 206.3K 870.7K 42.82%
30 2018 Charles Becher Former Chief Sales and Marketing Officer 350.0K 246.4K 250.0K 846.4K 29.11%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-12-29 DEFA14A
2025-12-19 DEFA14A
2025-11-25 DEFA14A
2025-09-19 DEF 14A
2025-09-09 PRE 14A
2025-08-08 DEFA14A
2025-07-22 DEFA14A
2025-07-22 DEFA14A
2025-07-18 DEFA14A
2025-07-14 DEFA14A
2025-07-11 DEFA14A
2025-07-09 DEFA14A
2025-07-07 DEFA14A
2025-07-02 DEFA14A
2025-06-27 DEFA14A
2025-06-27 DEFA14A
2025-06-26 DEFA14A
2025-06-25 DEFA14A
2025-06-20 DEFA14A
2025-06-18 DEFA14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-04-30 8-K
2026-04-30 10-K/A
2026-04-15 8-K
2026-04-15 10-K
2026-04-01 NT 10-K
2026-03-02 8-K/A
2026-02-20 SC 13D
2026-02-20 3
2026-02-17 SC 13G/A
2026-02-17 SC 13G/A

Executive team

NameTitleCompensationGender
Clay Crolius Chief Financial Officer 320.0K male
Michael C. Mulica Executive Chairman & Acting CEO 196.3K male
Mike Coad Senior Vice President of Product
Simon Rayne Senior Vice President and GM of the UK, EMEA & APAC male
Stephanie Sogawa Vice President of Program Management
Zhide Wang Senior Vice President of Global Operations
Anette Gaven Vice President of Marketing female
Zhiheng Yao Head of Global Engineering
Dyan Kaplan Senior Vice President of Sales & Customer Experience female
ESG Rating
B
COMMUNICATION EQUIPMENT
Rank: 28 out of 50
2025
E (Environmental)
57.4 / 77.7
Company / Sector avg.
S (Social)
67.4 / 49.0
Company / Sector avg.
G (Governance)
60.6 / 54.6
Company / Sector avg.
ESG Total
61.8 / 60.4
Company / Sector avg.
ESG Score History COMMUNICATION EQUIPMENT
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits