Subscribe

SELLAS Life Sciences Group, Inc. (SLS)

USD12.62 -0.14 (-1.10%)
US NASDAQ Healthcare Biotechnology
Address 7 Times Square 10036
New York, NY, US
CEO Angelos Stergiou
IPO 2008-03-12
CIK 1390478 ISIN US81642T2096

Explore sections of this company profile

Description

SELLAS Life Sciences Group, Inc., a late-stage clinical biopharmaceutical company, focuses on the development of novel therapeutics for various cancer indications in the United States. The company's lead product candidate is galinpepimut-S (GPS), a peptide immunotherapy directed against the Wilms tumor 1, antigen; and SLS009 (tambiciclib), a selective small molecule cyclin-dependent kinase 9, or CDK9, inhibitor. It has a strategic collaboration with Merck & Co., Inc. to evaluate GPS as it is administered in combination with PD1 blocker pembrolizumab in a Phase 1/2 clinical trial enrolling patients in up to five cancer indications, including hematologic malignancies and solid tumors; GenFleet Therapeutics (Shanghai), Inc. for the development and commercialization of GFH009; and Memorial Sloan Kettering Cancer Center for developing and commercializing MSK's WT1 peptide vaccine technology. SELLAS Life Sciences Group, Inc. is headquartered in New York, New York.

News Sentiment (7d)
27 Negative

Based on only 1 article — low confidence

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
Loading outlook…
Loading forecast...
Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
Loading risk profile…
Price Chart
Averages
Trend
Price
Levels
Draw
USD12.62 -0.14 (-1.10%)
Loading historical data…
Volume Profile
Loading…
Liquidity & share structure
Average Volume
8M
Beta
2.53
Float Shares
140.17M
Free Float %
98.4%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+25.10% +31.92% +37.18% +81.89% +347.26% +73.21% +363.12% +298.17% -14.19% -99.98% -100.00%
Rolling Volatility
Loading…
Drawdown
Loading…
Relative Strength
Loading…
Monthly Returns Heatmap
From To
Loading…
Annual Monthly Returns
Loading…
Daily Returns Distribution
vs.
Loading histogram data…

Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (5 ratings, all time) Buy
Price Targets & DCF
Current price
12.62
Low 2.40 -81.0%
Consensus 2.80 -77.8%
Median 2.80 -77.8%
High 3.20 -74.6%
DCF (Unlevered) 0.63 -95.0%
DCF (Levered) 0.65 -94.8%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 100% Bullish
Rating 2026-05 Change
Strong Buy 1 0
Buy 1 -1
Hold 0 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year
All Time 2
2.80
-77.8%
Quality scores
Altman Z-Score
62.68
Safe zone
Piotroski F-Score
2 / 9
Weak
MOAT Score
3 / 10
No MOAT
Composite Rating
C
Overall Score
2 / 5
Medium
DCF Score
3 / 5
Medium
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
3 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
1 / 5
Low
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
  • EPS growth Biotechnology: +29.7%
    +50.0% Q1'26: +24.5% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
  • EBIT margin Biotechnology: +0.0%
  • ROIC Biotechnology: -16.1%
    Q1'26: -3,407.7% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +78.2% Q1'26: +96.5% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -0.04× Q1'26: -0.02× (vs Q1'25)
Valuation Multiples From To
DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (2.24) × ERP
WACC = 100% × Ke + 0% × Kd (4.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 0.63 Current price: 12.62
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2015
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
1 Rev. Ana.
1 EPS Ana.
Dec 2027
1 Rev. Ana.
2 EPS Ana.
Dec 2028
1 Rev. Ana.
2 EPS Ana.
Dec 2029
1 Rev. Ana.
1 EPS Ana.
Dec 2030
1 Rev. Ana.
1 EPS Ana.
Revenue
est: 8.29M (-100.0%)
7.60M
est: 5.07M (+50.0%)
1.00M
est: 1.00M (+0.0%)
est: 13.00M (-100.0%)
est: 31.98M (-100.0%)
36.13M
36.13M – 36.13M
+13.0% YoY
44.25M
44.25M – 44.25M
+22.4% YoY
101.70M
101.70M – 101.70M
+129.9% YoY
321.38M
321.38M – 321.38M
+216.0% YoY
575.93M
575.93M – 575.93M
+79.2% YoY
EBITDA
-37.48M
est: -1.66M (-2,160.6%)
-18.32M
est: -1.01M (-1,708.0%)
-31.49M
est: -200.0K (-15,646.6%)
529.0K
est: -2.60M (+120.3%)
632.0K
-28.27M
est: 6.40M (-542.0%)
7.23M
7.23M – 7.23M
+13.0% YoY
8.85M
8.85M – 8.85M
+22.4% YoY
20.34M
20.34M – 20.34M
+129.9% YoY
64.28M
64.28M – 64.28M
+216.0% YoY
115.19M
115.19M – 115.19M
+79.2% YoY
EBIT
-37.83M
est: -1.66M (-2,182.1%)
-19.59M
est: -1.01M (-1,833.6%)
-31.95M
est: -200.0K (-15,875.1%)
-37.34M
est: -2.60M (-1,336.2%)
-30.88M
-28.27M
est: 6.40M (-542.0%)
7.23M
7.23M – 7.23M
+13.0% YoY
8.85M
8.85M – 8.85M
+22.4% YoY
20.34M
20.34M – 20.34M
+129.9% YoY
64.28M
64.28M – 64.28M
+216.0% YoY
115.19M
115.19M – 115.19M
+79.2% YoY
Net Income
-63.90M
est: -5.47T (+100.0%)
-20.70M
est: -818.58M (+97.5%)
-41.30M
est: -1.28B (+96.8%)
-37.34M
est: -616.11M (+93.9%)
-30.88M
est: -32.85M (+6.0%)
-26.86M
est: -28.35M (+5.3%)
-30.53M
-30.53M – -30.53M
-7.7% YoY
-26.70M
-27.26M – -7.63M
+12.6% YoY
-7.51M
-27.26M – 32.72M
+71.9% YoY
201.74M
201.74M – 201.74M
+2,786.0% YoY
398.04M
398.04M – 398.04M
+97.3% YoY
SGA
10.25M
est: 35.02M (-70.7%)
11.32M
est: 21.41M (-47.1%)
12.58M
est: 4.22M (+197.8%)
13.86M
est: 54.92M (-74.8%)
12.42M
12.25M
est: 109.19M (-88.8%)
123.37M
123.37M – 123.37M
+13.0% YoY
151.07M
151.07M – 151.07M
+22.4% YoY
347.24M
347.24M – 347.24M
+129.9% YoY
1.10B
1.10B – 1.10B
+216.0% YoY
1.97B
1.97B – 1.97B
+79.2% YoY
EPS
-411.55
est: -8,940.00 (+95.4%)
-1.34
est: -1.34 (-0.2%)
-2.13
est: -2.10 (-1.5%)
-1.34
est: -1.01 (-33.1%)
-0.50
est: -0.54 (+6.8%)
-0.25
est: -0.26 (+3.8%)
-0.28
-0.28 – -0.28
-7.7% YoY
-0.16
-0.25 – -0.07
+42.9% YoY
0.03
-0.25 – 0.30
+115.6% YoY
1.85
1.85 – 1.85
+7,300.0% YoY
3.65
3.65 – 3.65
+97.3% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-11 C 2/5 3/5 1/5 1/5 3/5 1/5 1/5
2026-05-08 C 2/5 3/5 1/5 1/5 3/5 1/5 1/5
2026-05-07 C 2/5 3/5 1/5 1/5 3/5 1/5 1/5
2026-05-06 C 2/5 3/5 1/5 1/5 3/5 1/5 1/5
2026-05-05 C 2/5 3/5 1/5 1/5 3/5 1/5 1/5
2026-05-04 C 2/5 3/5 1/5 1/5 3/5 1/5 1/5
2026-05-01 C 2/5 3/5 1/5 1/5 3/5 1/5 1/5
2026-04-30 C 2/5 3/5 1/5 1/5 3/5 1/5 1/5
2026-04-29 C 2/5 3/5 1/5 1/5 3/5 1/5 1/5
2026-04-28 C 2/5 3/5 1/5 1/5 3/5 1/5 1/5
2026-04-27 C 2/5 3/5 1/5 1/5 3/5 1/5 1/5
2026-04-24 C- 1/5 3/5 1/5 1/5 2/5 1/5 1/5
2026-04-23 C- 1/5 3/5 1/5 1/5 2/5 1/5 1/5
2026-04-22 C- 1/5 3/5 1/5 1/5 2/5 1/5 1/5
2026-04-21 C- 1/5 3/5 1/5 1/5 2/5 1/5 1/5
2026-04-20 C- 1/5 3/5 1/5 1/5 2/5 1/5 1/5
2026-04-17 C- 1/5 3/5 1/5 1/5 2/5 1/5 1/5
2026-04-16 C- 1/5 3/5 1/5 1/5 2/5 1/5 1/5
2026-04-15 C- 1/5 3/5 1/5 1/5 2/5 1/5 1/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-28.39M
OE per share TTM
-0.28
Owner's Yield
-3.53%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
52.0%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
63
Total invested
22.78M
Insider transactions (90d)
0
Beneficial owners (>5%)
29
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 13G 5.00M 9.70% 5.00M 5.00M IN Texas 2019-06-24
2 Empery Asset Management, LP 3.80M 4.99% 3.80M PN Delaware 2019-01-17
3 Martin D. Hoe 3.80M 4.99% 3.80M IN United States 2019-01-17
4 Ryan M. Lane 3.80M 4.99% 3.80M IN United States 2019-01-17
5 Altium Growth GP, LLC 2.80M 9.81% 2.80M PN Delaware, United States of America 2018-07-23
6 Highbridge Capital Management, LLC 2.08M 6.50% 2.08M IA, OO State of Delaware 2024-02-07
7 Empery Tax Efficient II, LP 1.98M 4.99% 1.98M PN Delaware 2019-01-17
8 Empery Asset Master, Ltd. 1.40M 4.99% 1.40M PN Cayman Islands 2019-01-17
9 Globis Capital Advisors, L.L.C. 497.4K 5.30% 497.4K 497.4K OO Delaware 2020-09-21
10 Globis Capital Management, L.P. 497.4K 5.30% 497.4K 497.4K PN Delaware 2020-09-21
11 Globis Capital Partners, L.P. 497.4K 5.30% 497.4K 497.4K PN Delaware 2020-09-21
12 Globis Capital, L.L.C. 497.4K 5.30% 497.4K 497.4K OO Delaware 2020-09-21
13 s: Paul Packer 497.4K 5.30% 497.4K 497.4K IN Delaware 2020-09-21
14 CVI Investments, Inc. 315.2K 2.70% 315.2K 315.2K CO Cayman Islands 2021-02-16
15 Heights Capital Management, Inc. 315.2K 2.70% 315.2K 315.2K CO Cayman Islands 2021-02-16
16 (. 190.0K 1.50% 190.0K 190.0K IN United States 2020-12-14
17 27-4413262 190.0K 1.50% 190.0K 190.0K OO Maryland 2020-12-14
18 s: Globis Capital Partners, L.P. 141.6K 1.20% 141.6K 141.6K PN Delaware 2021-02-12
19 Altium Capital Management, LP 56.0K 1.10% 56.0K IA Delaware, United States of America 2020-02-14
20 Altium Growth Fund, LP 56.0K 1.10% 56.0K PN Delaware, United States of America 2020-02-14
21 683 Capital Management, LLC 38.0K 1.00% 38.0K 38.0K IA Delaware 2020-02-13
22 683 Capital Partners, LP 38.0K 1.00% 38.0K 38.0K PN Delaware 2020-02-13
23 Ari Zweiman 38.0K 1.00% 38.0K 38.0K IN Delaware 2020-02-13
24 Inc. 0.00% FI, CO Ontario Canada 2020-02-14
25 Kassam 0.00% HC, IN Ontario Canada 2020-02-14
26 LLC 0.00% HC, OO Ontario Canada 2020-02-14
27 Management LP 0.00% IA, PN Ontario Canada 2020-02-14
28 Nathoo 0.00% HC, IN Ontario Canada 2020-02-14
29 Winson 0.00% HC, IN Ontario Canada 2020-02-14

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
63
-65 vs prev Q
New positions
24
Closed positions
79
Increased
41
Reduced
6
Put/Call ratio
0.00
Calls held
15.5K
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 VANGUARD GROUP INC 8.47M +1.6M (+23.8%) 31.92M +20.9M (+189.9%) 7.81% +0.872 pp 0.00% +0.000 pp USD2.61 +44.4% 25 qtrs
2 BLACKROCK, INC. 7.54M +1.9M (+32.6%) 28.43M +19.3M (+210.5%) 6.96% +1.187 pp 0.00% +0.000 pp USD2.42 +55.8% 6 qtrs
3 GEODE CAPITAL MANAGEMENT, LLC 3.08M +813.0K (+35.9%) 11.60M +8.0M (+218.2%) 2.84% +0.541 pp 0.00% +0.001 pp USD2.63 +43.3% 25 qtrs
4 STATE STREET CORP 2.19M +827.3K (+60.8%) 8.25M +6.1M (+276.5%) 2.02% +0.638 pp 0.00% +0.000 pp USD2.81 +34.2% 19 qtrs
5 MILLENNIUM MANAGEMENT LLC 1.39M +1.1M (+341.0%) 5.23M +4.7M (+932.7%) 1.28% +0.961 pp 0.00% +0.002 pp USD3.41 +10.6% 3 qtrs
6 MARSHALL WACE, LLP 1.34M -1.0M (-43.1%) 5.05M +1.3M (+33.1%) 1.24% -1.156 pp 0.00% +0.001 pp USD2.19 +72.1% 4 qtrs
7 TWO SIGMA INVESTMENTS, LP 1.08M +936.4K (+642.0%) 4.08M +3.8M (+1,637.4%) 1.00% +0.850 pp 0.01% +0.005 pp USD3.52 +7.1% 6 qtrs
8 NUVEEN, LLC 1.02M +26.1K (+2.6%) 3.86M +2.3M (+140.3%) 0.94% -0.068 pp 0.00% +0.001 pp USD2.22 +69.8% 3 qtrs
9 NORTHERN TRUST CORP 930.8K +199.6K (+27.3%) 3.51M +2.3M (+198.1%) 0.86% +0.117 pp 0.00% +0.000 pp USD2.46 +53.3% 21 qtrs
10 MORGAN STANLEY 890.9K -163.9K (-15.5%) 3.36M +1.7M (+97.8%) 0.82% -0.248 pp 0.00% +0.000 pp USD2.13 +77.0% 25 qtrs
11 SIG BROKERAGE, LP 743.0K +743.0K (+100.0%) 2.80M +2.8M (+100.0%) 0.69% +0.685 pp 0.09% +0.087 pp USD3.77 +0.0% 1 qtrs NEW
12 TUDOR INVESTMENT CORP ET AL 685.7K +685.7K (+100.0%) 2.59M +2.6M (+100.0%) 0.63% +0.633 pp 0.00% +0.005 pp USD3.77 +0.0% 1 qtrs NEW
13 DAGCO, INC. 577.5K +577.5K (+100.0%) 2.18M +2.2M (+100.0%) 0.53% +0.533 pp 0.50% +0.503 pp USD3.77 +0.0% 1 qtrs NEW
14 NOMURA HOLDINGS INC 523.7K +523.7K (+100.0%) 1.97M +2.0M (+100.0%) 0.48% +0.483 pp 0.00% +0.003 pp USD3.77 +0.0% 1 qtrs NEW
15 CLEAR STREET GROUP INC. 500.0K +500.0K (+100.0%) 1.89M +1.9M (+100.0%) 0.46% +0.461 pp 0.01% +0.007 pp USD3.77 +0.0% 1 qtrs NEW
16 EVERHART FINANCIAL GROUP, INC. 466.2K +135.1K (+40.8%) 1.76M +1.2M (+229.7%) 0.43% +0.094 pp 0.16% +0.109 pp USD2.24 +68.3% 2 qtrs
17 JONES FINANCIAL COMPANIES LLLP 429.2K +428.9K (+114,670.9%) 1.62M +1.6M (+265,186.2%) 0.40% +0.396 pp 0.00% +0.001 pp USD3.77 +0.0% 7 qtrs
18 DIADEMA PARTNERS LP 424.9K +24.9K (+6.2%) 1.60M +957.9K (+148.7%) 0.39% -0.014 pp 0.28% +0.111 pp USD2.28 +65.4% 3 qtrs
19 GOLDMAN SACHS GROUP INC 411.7K +392.4K (+2,036.8%) 1.55M +1.5M (+4,903.5%) 0.38% +0.360 pp 0.00% +0.000 pp USD3.70 +1.9% 5 qtrs
20 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 408.4K +114.3K (+38.9%) 1.54M +1.1M (+225.2%) 0.38% +0.078 pp 0.00% +0.000 pp USD2.63 +43.3% 14 qtrs
21 GSA CAPITAL PARTNERS LLP 345.1K -173.9K (-33.5%) 1.30M +465.0K (+55.6%) 0.32% -0.208 pp 0.11% +0.042 pp USD2.04 +84.8% 4 qtrs
22 OPUS CAPITAL GROUP, LLC 317.1K +67.1K (+26.8%) 1.20M +792.0K (+196.5%) 0.29% +0.039 pp 0.13% +0.084 pp USD1.77 +113.0% 13 qtrs
23 WELLS FARGO & COMPANY/MN 299.3K +223.4K (+294.5%) 1.13M +1.0M (+823.8%) 0.28% +0.199 pp 0.00% +0.000 pp USD3.32 +13.6% 4 qtrs
24 JANE STREET GROUP, LLC 282.7K +156.5K (+124.0%) 1.07M +862.6K (+424.5%) 0.26% +0.133 pp 0.00% +0.000 pp USD2.76 +36.6% 6 qtrs
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 276.7K +216.4K (+358.9%) 1.04M +946.1K (+974.5%) 0.26% +0.194 pp 0.00% +0.000 pp USD3.35 +12.5% 9 qtrs
26 BANK OF NEW YORK MELLON CORP 256.4K +50.7K (+24.7%) 966.7K +635.5K (+191.9%) 0.24% +0.028 pp 0.00% +0.000 pp USD2.49 +51.4% 3 qtrs
27 BARCLAYS PLC 200.0K +200.0K (+100.0%) 754.0K +754.0K (+100.0%) 0.18% +0.185 pp 0.00% +0.000 pp USD3.77 +0.0% 1 qtrs NEW
28 MARINER, LLC 159.2K +50.3K (+46.3%) 600.0K +424.8K (+242.5%) 0.15% +0.036 pp 0.00% +0.001 pp USD2.14 +76.2% 8 qtrs
29 RHUMBLINE ADVISERS 129.3K -7.3K (-5.4%) 487.5K +267.5K (+121.6%) 0.12% -0.019 pp 0.00% +0.000 pp USD2.19 +72.1% 3 qtrs
30 XTX TOPCO LTD 118.4K +118.4K (+100.0%) 446.5K +446.5K (+100.0%) 0.11% +0.109 pp 0.01% +0.012 pp USD3.77 +0.0% 10 qtrs
31 BANK OF AMERICA CORP /DE/ 100.9K +58.8K (+139.5%) 380.5K +312.7K (+460.7%) 0.09% +0.050 pp 0.00% +0.000 pp USD3.06 +23.2% 9 qtrs
32 CITADEL ADVISORS LLC 96.7K +31.3K (+47.9%) 364.6K +259.3K (+246.2%) 0.09% +0.023 pp 0.00% +0.000 pp USD2.26 +66.8% 20 qtrs
33 LPL FINANCIAL LLC 96.3K +25.3K (+35.6%) 363.1K +248.7K (+217.4%) 0.09% +0.017 pp 0.00% +0.000 pp USD1.88 +100.5% 7 qtrs
34 DEUTSCHE BANK AG\ 91.7K -29.3K (-24.2%) 345.7K +150.8K (+77.4%) 0.08% -0.038 pp 0.00% +0.000 pp USD1.62 +132.7% 3 qtrs
35 TWO SIGMA ADVISERS, LP 76.6K +76.6K (+100.0%) 288.6K +288.6K (+100.0%) 0.07% +0.071 pp 0.00% +0.001 pp USD3.77 +0.0% 1 qtrs NEW
36 PRICE T ROWE ASSOCIATES INC /MD/ 63.0K +15.1K (+31.4%) 238.0K +160.0K (+205.1%) 0.06% +0.010 pp 0.00% +0.000 pp USD2.57 +46.7% 3 qtrs
37 STONERIDGE INVESTMENT PARTNERS LLC 61.3K +7.6K (+14.2%) 231.0K +145.0K (+168.6%) 0.06% +0.002 pp 0.16% +0.102 pp USD1.88 +100.5% 2 qtrs
38 INSTRUMENTAL WEALTH, LLC 44.9K +— (+0.0%) 221.0K +135.2K (+157.6%) 0.04% -0.004 pp 0.13% +0.072 pp USD1.61 +134.2% 2 qtrs
39 MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. 57.5K +12.9K (+28.9%) 217.0K +145.1K (+201.8%) 0.05% +0.008 pp 0.00% +0.000 pp USD2.54 +48.4% 3 qtrs
40 TWO SIGMA SECURITIES, LLC 57.1K +57.1K (+100.0%) 215.3K +215.3K (+100.0%) 0.05% +0.053 pp 0.03% +0.030 pp USD3.77 +0.0% 1 qtrs NEW
41 CITIGROUP INC 55.5K +51.2K (+1,198.0%) 209.1K +202.3K (+2,939.4%) 0.05% +0.047 pp 0.00% +0.000 pp USD3.65 +3.3% 3 qtrs
42 CAITONG INTERNATIONAL ASSET MANAGEMENT CO., LTD 55.1K +44.3K (+408.9%) 207.8K +190.4K (+1,091.7%) 0.05% +0.040 pp 0.05% +0.039 pp USD3.40 +10.9% 3 qtrs
43 INVESCO LTD. 53.3K +3.1K (+6.2%) 200.9K +120.1K (+148.7%) 0.05% -0.002 pp 0.00% +0.000 pp USD2.28 +65.4% 3 qtrs
44 NORTHSTAR ASSET MANAGEMENT LLC 50.0K +9.7K (+24.0%) 188.5K +123.6K (+190.4%) 0.05% +0.005 pp 0.04% +0.026 pp USD2.03 +85.7% 2 qtrs
45 ALLIANCEBERNSTEIN L.P. 50.0K +— (+0.0%) 188.3K +107.9K (+134.2%) 0.05% -0.005 pp 0.00% +0.000 pp USD2.19 +72.1% 3 qtrs
46 JPMORGAN CHASE & CO 49.5K +8.8K (+21.5%) 186.5K +121.0K (+184.5%) 0.05% +0.004 pp 0.00% +0.000 pp USD2.47 +52.6% 3 qtrs
47 UBS GROUP AG 48.7K -36.3K (-42.7%) 183.7K +46.9K (+34.3%) 0.05% -0.041 pp 0.00% +0.000 pp USD1.96 +92.3% 5 qtrs
48 PENSIONMARK FINANCIAL GROUP, LLC 44.1K +44.1K (+100.0%) 166.3K +166.3K (+100.0%) 0.04% +0.041 pp 0.00% +0.003 pp USD3.77 +0.0% 1 qtrs NEW
49 INTECH INVESTMENT MANAGEMENT LLC 40.3K -6.1K (-13.1%) 151.8K +77.2K (+103.4%) 0.04% -0.010 pp 0.00% +0.001 pp USD2.19 +72.1% 3 qtrs
50 SCIENTECH RESEARCH LLC 38.7K +38.7K (+100.0%) 146.1K +146.1K (+100.0%) 0.04% +0.036 pp 0.09% +0.092 pp USD3.77 +0.0% 1 qtrs NEW
51 MANUFACTURERS LIFE INSURANCE COMPANY, THE 38.0K +4.6K (+13.6%) 143.3K +89.5K (+166.1%) 0.04% +0.001 pp 0.00% +0.000 pp USD2.38 +58.4% 3 qtrs
52 TYCHE WEALTH PARTNERS LLC 37.5K +— (+0.0%) 141.4K +81.0K (+134.2%) 0.03% -0.004 pp 0.02% +0.012 pp USD1.61 +134.2% 2 qtrs
53 SG AMERICAS SECURITIES, LLC 36.5K +17.1K (+88.2%) 137.0K +106.0K (+341.9%) 0.03% +0.014 pp 0.00% +0.000 pp USD2.93 +28.7% 3 qtrs
54 VISIONARY HORIZONS, LLC 36.0K +36.0K (+100.0%) 135.7K +135.7K (+100.0%) 0.03% +0.033 pp 0.07% +0.070 pp USD3.77 +0.0% 1 qtrs NEW
55 REGAL INVESTMENT ADVISORS LLC 35.9K +35.9K (+100.0%) 135.3K +135.3K (+100.0%) 0.03% +0.033 pp 0.01% +0.008 pp USD3.77 +0.0% 1 qtrs NEW
56 AXXCESS WEALTH MANAGEMENT, LLC 35.4K +19.4K (+121.1%) 133.3K +107.6K (+417.6%) 0.03% +0.016 pp 0.00% +0.001 pp USD2.79 +35.1% 2 qtrs
57 POLICE & FIREMEN'S RETIREMENT SYSTEM OF NEW JERSEY 34.7K +11.4K (+48.8%) 131.0K +93.4K (+248.4%) 0.03% +0.008 pp 0.00% +0.001 pp USD2.71 +39.1% 3 qtrs
58 EQUITABLE HOLDINGS, INC. 32.1K +5.0K (+18.5%) 120.9K +77.3K (+177.4%) 0.03% +0.002 pp 0.00% +0.001 pp USD2.45 +53.9% 22 qtrs
59 GENESEE CAPITAL ADVISORS, LLC 30.0K +— (+0.0%) 113.1K +64.8K (+134.2%) 0.03% -0.003 pp 0.05% +0.025 pp USD1.61 +134.2% 2 qtrs
60 COMMONWEALTH EQUITY SERVICES, LLC 29.2K +13.4K (+84.5%) 110.2K +84.2K (+324.0%) 0.03% +0.011 pp 0.00% +0.000 pp USD2.53 +49.0% 8 qtrs
61 KESTRA ADVISORY SERVICES, LLC 27.4K +1.0K (+3.8%) 103.3K +60.8K (+143.0%) 0.03% -0.002 pp 0.00% +0.000 pp USD1.69 +123.1% 2 qtrs
62 SCISSORTAIL WEALTH MANAGEMENT, LLC 27.3K +— (+0.0%) 103.0K +59.0K (+134.2%) 0.03% -0.003 pp 0.02% +0.014 pp USD1.61 +134.2% 2 qtrs
63 METLIFE INVESTMENT MANAGEMENT, LLC 27.2K -12.8K (-32.0%) 102.5K +38.1K (+59.2%) 0.03% -0.016 pp 0.00% +0.000 pp USD2.19 +72.1% 3 qtrs
64 BNP PARIBAS ARBITRAGE, SNC 26.8K +7.1K (+36.1%) 101.2K +69.4K (+218.6%) 0.02% +0.005 pp 0.00% +0.000 pp USD2.41 +56.4% 3 qtrs
65 SEI INVESTMENTS CO 26.6K +— (+0.0%) 100.2K +57.4K (+134.2%) 0.02% -0.002 pp 0.00% +0.000 pp USD1.61 +134.2% 2 qtrs
66 BLAIR WILLIAM & CO/IL 26.0K +10.0K (+62.5%) 98.0K +72.3K (+280.5%) 0.02% +0.008 pp 0.00% +0.000 pp USD2.80 +34.6% 3 qtrs
67 MILLINGTON FINANCIAL ADVISORS, LLC 25.0K +25.0K (+100.0%) 93.3K +93.3K (+100.0%) 0.02% +0.023 pp 0.04% +0.041 pp USD3.77 +0.0% 1 qtrs NEW
68 JAFFETILCHIN INVESTMENT PARTNERS, LLC 24.3K +24.3K (+100.0%) 91.8K +91.8K (+100.0%) 0.02% +0.023 pp 0.01% +0.005 pp USD3.77 +0.0% 1 qtrs NEW
69 TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 24.0K -12.5K (-34.3%) 90.5K +31.7K (+53.9%) 0.02% -0.015 pp 0.01% +0.002 pp USD1.61 +134.2% 2 qtrs
70 ADVISOR GROUP HOLDINGS, INC. 23.7K +16.0K (+209.3%) 89.3K +74.6K (+507.2%) 0.02% +0.014 pp 0.00% +0.000 pp USD3.30 +14.2% 21 qtrs
71 PROSHARE ADVISORS LLC 22.6K +5.4K (+31.5%) 85.3K +57.6K (+207.8%) 0.02% +0.003 pp 0.00% +0.000 pp USD2.57 +46.7% 3 qtrs
72 VOYA INVESTMENT MANAGEMENT LLC 21.0K +3.6K (+20.6%) 79.3K +51.2K (+182.4%) 0.02% +0.002 pp 0.00% +0.000 pp USD2.46 +53.3% 3 qtrs
73 SIMON QUICK ADVISORS, LLC 20.0K +— (+0.0%) 75.4K +43.2K (+134.2%) 0.02% -0.002 pp 0.00% +0.002 pp USD2.19 +72.1% 3 qtrs
74 VERITION FUND MANAGEMENT LLC 19.5K +19.5K (+100.0%) 73.5K +73.5K (+100.0%) 0.02% +0.018 pp 0.00% +0.000 pp USD3.77 +0.0% 1 qtrs NEW
75 PRIVATE ADVISOR GROUP, LLC 18.2K +18.2K (+100.0%) 68.6K +68.6K (+100.0%) 0.02% +0.017 pp 0.00% +0.000 pp USD3.77 +0.0% 1 qtrs NEW
76 VICTORY CAPITAL MANAGEMENT INC 16.4K +4.5K (+37.8%) 61.6K +42.5K (+222.6%) 0.02% +0.003 pp 0.00% +0.000 pp USD2.62 +43.9% 3 qtrs
77 GRANGE CAPITAL, LLC 16.0K +2.5K (+18.5%) 60.3K +38.6K (+177.5%) 0.01% +0.001 pp 0.06% +0.037 pp USD1.50 +151.3% 4 qtrs
78 ELCO MANAGEMENT CO., LLC 14.6K +600.0 (+4.3%) 55.1K +32.5K (+144.2%) 0.01% -0.001 pp 0.03% +0.023 pp USD1.70 +121.8% 2 qtrs
79 BOOTHBAY FUND MANAGEMENT, LLC 13.8K +13.8K (+100.0%) 52.0K +52.0K (+100.0%) 0.01% +0.013 pp 0.00% +0.001 pp USD3.77 +0.0% 1 qtrs NEW
80 SQUAREPOINT OPS LLC 13.3K -32.9K (-71.2%) 50.1K -24.3K (-32.6%) 0.01% -0.035 pp 0.00% +0.000 pp USD1.81 +108.3% 3 qtrs
81 STIFEL FINANCIAL CORP 13.0K +13.0K (+100.0%) 49.1K +49.1K (+100.0%) 0.01% +0.012 pp 0.00% +0.000 pp USD3.77 +0.0% 1 qtrs NEW
82 LEGAL & GENERAL GROUP PLC 13.0K +2.4K (+22.6%) 49.1K +32.0K (+187.2%) 0.01% +0.001 pp 0.00% +0.000 pp USD2.48 +52.0% 3 qtrs
83 EWA, LLC 12.8K +12.8K (+100.0%) 48.2K +48.2K (+100.0%) 0.01% +0.012 pp 0.01% +0.012 pp USD3.77 +0.0% 1 qtrs NEW
84 12.5K +12.5K (+100.0%) 47.1K +47.1K (+100.0%) 0.01% +0.012 pp 0.04% +0.039 pp USD3.77 +0.0% 1 qtrs NEW
85 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. 12.4K -7.6K (-37.8%) 47.0K +15.0K (+46.9%) 0.01% -0.009 pp 0.00% +0.000 pp USD1.61 +134.2% 2 qtrs
86 CWM, LLC 11.8K +6.5K (+124.7%) 44.0K +36.0K (+450.0%) 0.01% +0.006 pp 0.00% +0.000 pp USD2.81 +34.2% 2 qtrs
87 CALTON & ASSOCIATES, INC. 11.0K +— (+0.0%) 41.5K +23.8K (+134.2%) 0.01% -0.001 pp 0.01% +0.003 pp USD1.08 +249.1% 6 qtrs
88 MONEY CONCEPTS CAPITAL CORP 10.6K +10.6K (+100.0%) 40.0K +40.0K (+100.0%) 0.01% +0.010 pp 0.00% +0.002 pp USD3.77 +0.0% 1 qtrs NEW
89 JEFFERIES FINANCIAL GROUP INC. 10.1K +10.1K (+100.0%) 38.1K +38.1K (+100.0%) 0.01% +0.009 pp 0.00% +0.000 pp USD3.77 +0.0% 1 qtrs NEW
90 CONCURRENT INVESTMENT ADVISORS, LLC 10.1K +10.1K (+100.0%) 38.0K +38.0K (+100.0%) 0.01% +0.009 pp 0.00% +0.000 pp USD3.77 +0.0% 1 qtrs NEW
91 DANSKE BANK A/S 100.0K +100.0K (+100.0%) 35.0K +35.0K (+100.0%) 0.09% +0.092 pp 0.00% +0.000 pp USD3.77 +0.0% 1 qtrs NEW
Ownership breakdown by holder

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
7
Sells
0
Shares acquired
850.0K
Shares disposed
Cash buys
Cash sales
Net activity
+850,000
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-01-07 Wasman Jane Director A-Award A Common Stock 50,000 0.00 92,900 D
2026-01-07 Varian John Director A-Award A Common Stock 50,000 0.00 72,900 D
2026-01-07 VAN NOSTRAND ROBERT L Director A-Award A Common Stock 50,000 0.00 82,900 D
2026-01-07 SCHEINBERG DAVID A Director A-Award A Common Stock 50,000 0.00 73,082 D
2026-01-07 Kalin Katherine Bach Director A-Award A Common Stock 50,000 0.00 154,400 D
2026-01-07 CICIC DRAGAN Officer A-Award A Common Stock 300,000 0.00 557,805 D
2026-01-07 Burns John Thomas Officer A-Award A Common Stock 300,000 0.00 554,327 D
2025-12-03 Stergiou Angelos M. Director / Officer J-Other D Common Stock 187,066 1.50 280.6K 686,966 D
2025-12-03 CICIC DRAGAN Officer J-Other D Common Stock 63,800 1.50 95.7K 257,805 D
2025-12-03 Burns John Thomas Officer J-Other D Common Stock 58,592 1.50 87.9K 254,327 D
2025-11-19 Kalin Katherine Bach Director P-Purchase A Common Stock 63,400 1.59 100.8K 104,400 D
2025-06-12 VAN NOSTRAND ROBERT L Director P-Purchase A Common Stock 10,000 1.48 14.8K 20,400 D
2025-05-30 Wasman Jane Director P-Purchase A Common Stock 20,000 1.69 33.8K 30,400 D
2025-05-22 Kalin Katherine Bach Director P-Purchase A Common Stock 20,000 1.80 36.0K 41,000 D
2025-01-10 Wasman Jane Director A-Award A Stock Option (Right to Buy) 18,500 0.95 17.6K 18,500 D
2025-01-10 Varian John Director A-Award A Stock Option (Right to Buy) 18,500 0.95 17.6K 18,500 D
2025-01-10 VAN NOSTRAND ROBERT L Director A-Award A Stock Option (Right to Buy) 18,500 0.95 17.6K 18,500 D
2025-01-10 Stergiou Angelos M. Director / Officer A-Award A Stock Option (Right to Buy) 385,750 0.95 367.4K 385,750 D
2025-01-10 SCHEINBERG DAVID A Director A-Award A Stock Option (Right to Buy) 18,500 0.95 17.6K 18,500 D
2025-01-10 Kalin Katherine Bach Director A-Award A Stock Option (Right to Buy) 18,500 0.95 17.6K 18,500 D
2025-01-10 CICIC DRAGAN Officer A-Award A Common Stock 113,000 0.00 228,328 D
2025-01-10 Burns John Thomas Officer A-Award A Stock Option (Right to Buy) 169,500 0.95 161.4K 169,500 D
2024-12-04 Stergiou Angelos M. Director / Officer J-Other D Common Stock 28,289 1.13 32.0K 358,132 D
2024-12-04 CICIC DRAGAN Officer J-Other D Common Stock 8,256 1.13 9.3K 115,328 D
2024-12-04 Burns John Thomas Officer J-Other D Common Stock 7,165 1.13 8.1K 104,762 D
2024-06-20 CICIC DRAGAN Officer D Common Stock 0 0.00 118,584
2024-01-22 Wasman Jane Director A-Award A Common Stock 6,000 0.00 10,400
2024-01-22 WOOD BARBARA A Officer A-Award A Stock Option (Right to Buy) 50,000 0.52 26.0K 50,000
2024-01-22 Varian John Director A-Award A Stock Option (Right to Buy) 10,000 0.52 5.2K 10,000
2024-01-22 VAN NOSTRAND ROBERT L Director A-Award A Stock Option (Right to Buy) 10,000 0.52 5.2K 10,000
2024-01-22 Stergiou Angelos M. Director / Officer A-Award A Stock Option (Right to Buy) 238,500 0.52 123.9K 238,500
2024-01-22 SCHEINBERG DAVID A Director A-Award A Stock Option (Right to Buy) 10,000 0.52 5.2K 10,000
2024-01-22 Kalin Katherine Bach Director A-Award A Common Stock 6,000 0.00 8,500
2024-01-22 Francomano Robert Officer A-Award A Common Stock 20,000 0.00 40,918
2024-01-22 Burns John Thomas Officer A-Award A Stock Option (Right to Buy) 75,000 0.52 39.0K 75,000
2023-12-06 WOOD BARBARA A Officer J-Other D Class A Common Stock 4,119 1.08 4.4K 82,225
2023-12-06 Stergiou Angelos M. Director / Officer J-Other D Class A Common Stock 12,268 1.08 13.2K 217,421
2023-12-06 Francomano Robert Officer J-Other D Class A Common Stock 1,082 1.08 1.2K 20,918
2023-12-06 Burns John Thomas Officer J-Other D Class A Common Stock 2,929 1.08 3.2K 54,927
2023-02-02 Wasman Jane Director A-Award A Common Stock 2,500 0.00 4,400
2023-02-02 WOOD BARBARA A Officer A-Award A Common Stock 20,000 0.00 76,344
2023-02-02 Varian John Director A-Award A Common Stock 2,500 0.00 4,400
2023-02-02 VAN NOSTRAND ROBERT L Director A-Award A Common Stock 2,500 0.00 4,400
2023-02-02 Stergiou Angelos M. Director / Officer A-Award A Stock Option (Right to Buy) 217,500 3.34 726.5K 217,500
2023-02-02 SCHEINBERG DAVID A Director A-Award A Common Stock 2,500 0.00 4,582
2023-02-02 Kalin Katherine Bach Director A-Award A Common Stock 2,500 0.00 2,500
2023-02-02 Francomano Robert Officer A-Award A Stock Option (Right to Buy) 45,000 3.34 150.3K 45,000
2023-02-02 Burns John Thomas Officer A-Award A Common Stock 20,000 0.00 49,347
2022-12-05 WOOD BARBARA A Officer S-Sale D Class A Common Stock 2,153 2.59 5.6K 56,344
2022-12-05 Stergiou Angelos M. Officer S-Sale D Class A Common Stock 6,494 2.61 16.9K 161,689
2022-12-05 Burns John Thomas Officer S-Sale D Class A Common Stock 1,159 2.59 3.0K 29,347
2022-08-13 Kalin Katherine Bach Director A-Award A Stock Option (Right to Buy) 19,000 0.00 19,000
2022-03-14 Francomano Robert Officer A-Award A Stock Option (Right to Buy) 100,000 0.00 100,000
2022-01-31 Wasman Jane Director A-Award A Common Stock 1,900 0.00 1,900
2022-01-31 WOOD BARBARA A Officer A-Award A Common Stock 13,000 0.00 55,028
2022-01-31 Varian John Director A-Award A Common Stock 1,900 0.00 1,900
2022-01-31 VAN NOSTRAND ROBERT L Director A-Award A Common Stock 1,900 0.00 1,900
2022-01-31 Stergiou Angelos M. Officer A-Award A Stock Option (Right to Buy) 165,000 5.34 881.1K 165,000
2022-01-31 SCHEINBERG DAVID A Director A-Award A Common Stock 1,900 0.00 2,082
2022-01-31 Burns John Thomas Officer A-Award A Stock Option (Right to Buy) 36,000 5.34 192.2K 36,000
2021-12-02 WOOD BARBARA A Officer S-Sale D Common Stock 847 6.25 5.3K 42,028
2021-12-02 Stergiou Angelos M. Director / Officer S-Sale D Common Stock 2,120 6.25 13.3K 121,167
2021-12-02 Burns John Thomas Officer S-Sale D Common Stock 231 6.27 1.4K 17,644
2021-03-04 Wasman Jane Director A-Award A Stock Option (Right to Buy) 7,500 8.00 60.0K 7,500
2021-03-04 WOOD BARBARA A Officer A-Award A Stock Option (Right to Buy) 47,250 8.00 378.0K 47,250
2021-03-04 Varian John Director A-Award A Stock Option (Right to Buy) 7,500 8.00 60.0K 7,500
2021-03-04 VAN NOSTRAND ROBERT L Director A-Award A Stock Option (Right to Buy) 7,500 8.00 60.0K 7,500
2021-03-04 Stergiou Angelos M. Director / Officer A-Award A Stock Option (Right to Buy) 118,500 8.00 948.0K 118,500
2021-03-04 SCHEINBERG DAVID A Director A-Award A Stock Option (Right to Buy) 7,500 8.00 60.0K 7,500
2021-03-04 Burns John Thomas Officer A-Award A Stock Option (Right to Buy) 17,250 8.00 138.0K 17,250
2020-03-12 Wasman Jane Director A-Award A Stock Option (Right to Buy) 6,500 1.89 12.3K 6,500
2020-03-12 WOOD BARBARA A Officer A-Award A Stock Option (Right to Buy) 25,000 1.89 47.3K 25,000
2020-03-12 Varian John Director A-Award A Stock Option (Right to Buy) 6,500 1.89 12.3K 6,500
2020-03-12 VAN NOSTRAND ROBERT L Director A-Award A Stock Option (Right to Buy) 6,500 1.89 12.3K 6,500
2020-03-12 Stergiou Angelos M. Director / Officer A-Award A Stock Option (Right to Buy) 70,000 1.89 132.3K 70,000
2020-03-12 SCHEINBERG DAVID A Director A-Award A Stock Option (Right to Buy) 6,500 1.89 12.3K 6,500
2020-03-12 Burns John Thomas Officer A-Award A Stock Option (Right to Buy) 10,000 1.89 18.9K 10,000
2019-03-14 Wasman Jane Director A-Award A Stock Option (Right to Buy) 25,000 1.38 34.5K 25,000
2019-03-14 WOOD BARBARA A Officer A-Award A Stock Option (Right to Buy) 165,000 1.38 227.7K 165,000
2019-03-14 Varian John Director A-Award A Stock Option (Right to Buy) 25,000 1.38 34.5K 25,000
2019-03-14 VAN NOSTRAND ROBERT L Director A-Award A Stock Option (Right to Buy) 25,000 1.38 34.5K 25,000
2019-03-14 Stergiou Angelos M. Director / Officer A-Award A Stock Option (Right to Buy) 425,000 1.38 586.5K 425,000
2019-03-14 Sarlis Nicholas J. Officer A-Award A Stock Option (Right to Buy) 50,000 1.38 69.0K 50,000
2019-03-14 SCHEINBERG DAVID A Director A-Award A Stock Option (Right to Buy) 25,000 1.38 34.5K 25,000
2019-03-14 Ghiglieri Stephen F Director A-Award A Stock Option (Right to Buy) 25,000 1.38 34.5K 25,000
2019-03-14 Burns John Thomas Officer A-Award A Stock Option (Right to Buy) 90,000 1.38 124.2K 90,000
2018-12-31 Stergiou Angelos M. Director / Officer S-Sale D Common Stock 23,277 1.25 29.2K 426,858
2018-12-17 Burns John Thomas Officer D Common Stock 0 0.00 18
2018-09-24 Lopez Fabio Director J-Other D Common Stock 325,799 0.00 0
2018-06-12 Wasman Jane Director A-Award A Stock Option (Right to Buy) 5,500 5.23 28.8K 5,500
2018-06-12 Varian John Director A-Award A Stock Option (Right to Buy) 5,500 0.00 5,500
2018-06-12 VAN NOSTRAND ROBERT L Director A-Award A Stock Option (Right to Buy) 5,500 5.23 28.8K 5,500
2018-06-12 SCHEINBERG DAVID A Director A-Award A Stock Option (Right to Buy) 5,500 5.23 28.8K 5,500
2018-06-12 Lopez Fabio Director / 10% Owner A-Award A Stock Option (Right to Buy) 5,500 5.23 28.8K 5,500
2018-06-12 Ghiglieri Stephen F Director A-Award A Stock Option (Right to Buy) 5,500 5.23 28.8K 5,500
2018-04-20 Mack Gene Officer A-Award A Stock Option (Right to Buy) 40,000 5.38 215.2K 40,000
2018-03-14 WOOD BARBARA A Officer A-Award A Stock Option (Right to Buy) 50,000 5.10 255.0K 50,000
2018-03-13 Wasman Jane Director A-Award A Stock Option (Right to Buy) 11,000 5.24 57.6K 11,000
2018-03-13 Varian John Director A-Award A Stock Option (Right to Buy) 11,000 5.24 57.6K 11,000
2018-03-13 VAN NOSTRAND ROBERT L Director A-Award A Stock Option (Right to Buy) 11,000 5.24 57.6K 11,000
2018-03-13 Torre Gregory M Officer A-Award A Stock Option (Right to Buy) 30,000 5.24 157.2K 30,000
2018-03-13 Stergiou Angelos M. Director / Officer A-Award A Stock Option (Right to Buy) 95,000 5.24 497.8K 95,000
2018-03-13 Sarlis Nicholas J. Officer A-Award A Stock Option (Right to Buy) 70,000 5.24 366.8K 70,000
2018-03-13 SCHEINBERG DAVID A Director A-Award A Stock Option (Right to Buy) 11,000 5.24 57.6K 11,000
2018-03-13 Lopez Fabio Director / 10% Owner A-Award A Stock Option (Right to Buy) 11,000 5.24 57.6K 11,000
2018-03-13 Ghiglieri Stephen F Director A-Award A Stock Option (Right to Buy) 11,000 5.24 57.6K 11,000
2017-12-29 Wasman Jane Director D Common Stock 0 0.00 0
2017-12-29 Varian John Director D Common Stock 0 0.00 0
2017-12-29 VAN NOSTRAND ROBERT L Director D Common Stock 0 0.00 0
2017-12-29 Torre Gregory M Officer D Common Stock 0 0.00 0
2017-12-29 Stergiou Andelos M. Director / Officer D Common Stock 0 0.00 0
2017-12-29 Sarlis Nicholas J. Officer D Common Stock 0 0.00 0
2017-12-29 SCHEINBERG DAVID A Director D Common Stock 0 0.00 0
2017-12-29 Lopez Fabio Director A-Award A Common Stock 149,766 0.00 149,766
2017-12-29 Krylov Aleksey N. Officer D Common Stock 0 0.00 0
2017-10-10 Nisi Rudolph Director A-Award A Common Stock 17,130 0.38 6.5K 42,918
2017-10-10 Hillsberg Sanford Director A-Award A Common Stock 20,997 0.38 8.0K 56,950
2017-10-10 GRAY MARY ANN Director A-Award A Common Stock 15,472 0.38 5.9K 39,167
2017-10-10 GALLIKER STEPHEN S Director A-Award A Common Stock 13,814 0.38 5.2K 36,039
2017-10-10 Einhorn Irving M. Director A-Award A Common Stock 14,366 0.38 5.5K 34,690
2017-10-10 Chin Richard Director A-Award A Common Stock 12,708 0.38 4.8K 31,339
2017-10-10 Ashton William Director A-Award A Common Stock 15,472 0.38 5.9K 38,154
2017-07-06 Nisi Rudolph Director A-Award A Common Stock 10,924 0.59 6.4K 25,788
2017-07-06 Hillsberg Sanford Director A-Award A Common Stock 13,390 0.59 7.9K 35,953
2017-07-06 GRAY MARY ANN Director A-Award A Common Stock 9,866 0.59 5.8K 23,695
2017-07-06 GALLIKER STEPHEN S Director A-Award A Common Stock 8,809 0.59 5.2K 22,225
2017-07-06 Einhorn Irving M. Director A-Award A Common Stock 9,161 0.59 5.4K 20,114
2017-07-06 Chin Richard Director A-Award A Common Stock 8,104 0.59 4.8K 18,631
2017-07-06 Ashton William Director A-Award A Common Stock 9,866 0.59 5.8K 22,682
2017-06-20 Nisi Rudolph Director S-Sale D Common Stock 500 0.55 273.05 14,864
2017-06-08 Nisi Rudolph Director A-Award A Stock Option (right to buy) 5,000 0.55 2.8K 5,000
2017-06-08 Hillsberg Sanford Director A-Award A Stock Option (right to buy) 5,000 0.55 2.8K 5,000
2017-06-08 GRAY MARY ANN Director A-Award A Stock Option (right to buy) 5,000 0.55 2.8K 5,000
2017-06-08 GALLIKER STEPHEN S Director A-Award A Stock Option (right to buy) 5,000 0.55 2.8K 5,000
2017-06-08 Einhorn Irving M. Director A-Award A Stock Option (right to buy) 5,000 0.55 2.8K 5,000
2017-06-08 Chin Richard Director A-Award A Stock Option (right to buy) 5,000 0.55 2.8K 5,000
2017-06-08 Ashton William Director A-Award A Stock Option (right to buy) 5,000 0.55 2.8K 5,000
2017-04-10 Hillsberg Sanford Director A-Award A Common Stock 13,394 0.59 7.9K 22,563
2017-04-10 GRAY MARY ANN Director A-Award A Common Stock 8,815 0.59 5.2K 13,829
2017-04-10 GALLIKER STEPHEN S Director A-Award A Common Stock 9,865 0.59 5.8K 13,416
2017-04-10 Einhorn Irving M. Director A-Award A Common Stock 8,638 0.59 5.1K 10,953
2017-04-10 Chin Richard Director A-Award A Common Stock 8,107 0.59 4.8K 10,527
2017-04-10 Ashton William Director A-Award A Common Stock 9,870 0.59 5.8K 12,816
2017-02-08 Hudson Bay Capital Management LP 10% Owner I Call Options (obligation to sell) 3,400 3.00 10.2K 0
2017-02-06 Knapp Thomas J Officer A-Award A Stock Option (right to buy) 10,000 1.41 14.1K 10,000
2017-01-20 Nisi Rudolph Director A-Award A Common Stock 3,262 1.98 6.5K 4,437
2017-01-20 Hillsberg Sanford Director A-Award A Common Stock 3,998 1.98 7.9K 9,169
2017-01-20 GRAY MARY ANN Director A-Award A Common Stock 2,525 1.98 5.0K 5,004
2017-01-20 Einhorn Irving M. Director A-Award A Common Stock 2,525 1.98 5.0K 2,525
2017-01-20 Chin Richard Director A-Award A Common Stock 2,420 1.98 4.8K 2,420
2017-01-17 Nejadnik Bijan Officer A-Award A Stock Option (right to buy) 30,000 1.81 54.3K 30,000
2017-01-17 Knapp Thomas J Officer A-Award A Stock Option (right to buy) 5,000 1.81 9.1K 5,000
2017-01-17 Burns John Thomas Officer A-Award A Stock Option (right to buy) 15,000 1.81 27.2K 15,000
2016-11-01 Ghiglieri Stephen F Officer 0 0.00 0
2016-10-25 Knapp Thomas J Officer A-Award A Stock Option (right to buy) 102,000 0.29 29.6K 102,000
2016-07-14 Nisi Rudolph Director A-Award A Stock Option (right to buy) 100,000 0.41 41.0K 100,000
2016-07-14 Hillsberg Sanford Director A-Award A Stock Option (right to buy) 100,000 0.41 41.0K 100,000
2016-07-14 GRAY MARY ANN Director A-Award A Stock Option (right to buy) 100,000 0.41 41.0K 100,000
2016-07-14 GALLIKER STEPHEN S Director A-Award A Stock Option (right to buy) 100,000 0.00 100,000
2016-07-14 Einhorn Irving M. Director A-Award A Stock Option (right to buy) 100,000 0.41 41.0K 100,000
2016-07-14 Chin Richard Director A-Award A Stock Option (right to buy) 100,000 0.41 41.0K 100,000
2016-07-14 Ashton William Director A-Award A Stock Option (right to buy) 100,000 0.41 41.0K 100,000
2016-07-01 SCHWARTZ MARK W. Officer J-Other A Common Stock 8,503 0.40 3.4K 439,978
2016-07-01 Nejadnik Bijan Officer J-Other A Common Stock 8,503 0.40 3.4K 8,503
2016-07-01 Burns John Thomas Officer J-Other A Common Stock 8,503 0.40 3.4K 10,899
2016-04-25 GRAY MARY ANN Director A-Award A Stock Option (right to buy) 200,000 1.40 280.0K 200,000
2016-02-23 Burns John Thomas Officer D Common Stock 0 0.00 2,396
2016-01-07 Hudson Bay Capital Management LP 10% Owner I Warrant (right to buy) 54,545 28.40 1.55M 0
2015-12-18 SCHWARTZ MARK W. Officer A-Award A Stock Option (right to buy) 1,250,000 0.00 1,250,000
2015-12-18 Nejadnik Bijan Officer A-Award A Stock Option (right to buy) 50,000 0.00 50,000
2015-12-18 Knapp Thomas J Officer A-Award A Stock Option (right to buy) 225,000 1.50 337.5K 225,000
2015-10-30 Nejadnik Bijan Officer A-Award A Stock Option (right to buy) 350,000 1.68 588.0K 350,000
2015-06-25 Knapp Thomas J Officer A-Award A Stock Option (right to buy) 40,000 1.83 73.2K 40,000
2015-06-19 Nisi Rudolph Director A-Award A Stock Option (right to buy) 100,000 1.77 177.0K 100,000
2015-06-19 KRIEGSMAN STEVEN A Director A-Award A Stock Option (right to buy) 100,000 1.77 177.0K 100,000
2015-06-19 Hillsberg Sanford Director A-Award A Stock Option (right to buy) 100,000 1.77 177.0K 100,000
2015-06-19 GALLIKER STEPHEN S Director A-Award A Stock Option (right to buy) 100,000 1.77 177.0K 100,000
2015-06-19 Einhorn Irving M. Director A-Award A Stock Option (right to buy) 100,000 1.77 177.0K 100,000
2015-06-19 Chin Richard Director A-Award A Stock Option (right to buy) 100,000 1.77 177.0K 100,000
2015-06-19 Ashton William Director A-Award A Stock Option (right to buy) 100,000 1.77 177.0K 100,000
2015-03-18 Hudson Bay Capital Management LP 10% Owner I Warrant (right to buy) 62,500 41.60 2.60M 0
2015-01-16 SCHWARTZ MARK W. Director / Officer A-Award A Stock Option (right to buy) 550,000 1.75 962.5K 550,000
2015-01-16 Kivinski Margaret Officer A-Award A Stock Option (right to buy) 50,000 1.75 87.5K 50,000
2015-01-16 Dunlap Ryan Officer A-Award A Stock Option (right to buy) 125,000 1.75 218.8K 125,000
2014-12-31 SCHWARTZ MARK W. Director / Officer J-Other A Common Stock 3,846 1.28 4.9K 415,972
2014-12-31 Hillsberg Sanford Director I Common Stock 0 0.00 85,447
2014-12-31 Dunlap Ryan Officer J-Other A Common Stock 3,846 1.28 4.9K 11,650
2014-09-16 SCHWARTZ MARK W. Director / Officer A-Award A Stock Option (right to buy) 200,000 2.23 446.0K 200,000
2014-07-28 Kivinski Margaret Officer 0 0.00 0
2014-06-30 SCHWARTZ MARK W. Officer J-Other A Common Stock 2,461 2.60 6.4K 412,126
2014-06-30 HAMILTON BRIAN L Officer J-Other A Common Stock 2,461 2.60 6.4K 2,461
2014-06-30 Dunlap Ryan Officer J-Other A Common Stock 2,461 2.60 6.4K 7,804
2014-06-30 Ahn Mark J Director / Officer J-Other A Common Stock 2,461 2.60 6.4K 116,225
2014-04-18 Einhorn Irving M. Director A-Award A Stock Option (right to buy) 100,000 1.80 180.0K 100,000
2014-03-14 Einhorn Irving M. Director 0 0.00 0
2014-02-12 Chin Richard Director M-Exempt A Common Stock 37,500 1.71 64.1K 187,500
2014-02-07 Nisi Rudolph Director P-Purchase A Common Stock 20,000 4.94 98.7K 23,500
2014-02-03 GALLIKER STEPHEN S Director M-Exempt D Stock Option (right to buy) 50,000 0.85 42.5K 0
2014-01-30 SCHWARTZ MARK W. Officer S-Sale D Common Stock 100,000 5.57 556.5K 409,665
2014-01-30 Hillsberg Sanford Director H-ExpireLong D Stock Option (right to buy) 50,000 1.71 85.5K 0

Executive team

Top executives
Shares Outstanding
142.44M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 Angelos M. Stergiou, M.D., Sc.D. h.c. President and Chief Executive Officer 676.0K 477.1K 327.7K 390.4K 5.00 1.88M 42.86%
2 2025 Dragan Cicic, M. D. Senior Vice President, Chief Development Officer 451.2K 185.1K 144.0K 193.1K 6.00 991.8K 33.18%
3 2025 John T. Burns Senior Vice President, Chief Financial Officer 429.6K 185.1K 144.0K 185.6K 6.00 959.7K 34.29%
4 2024 Angelos M. Stergiou, M.D., Sc.D. h.c. President and Chief Executive Officer 650.0K 82.6K 112.8K 339.6K 5.00 1.19M 16.42%
5 2024 Dragan Cicic, M. D. Senior Vice President, Chief Development Officer 427.7K 50.0K 23.4K 30.7K 164.2K 7.00 713.5K 7.58%
6 2024 John T. Burns Senior Vice President, Chief Financial Officer 401.5K 50.0K 24.4K 35.5K 154.2K 7.00 680.8K 8.80%
7 2023 Angelos M. Stergiou, M.D., Sc.D. h.c. President and Chief Executive Officer 625.0K 193.7K 654.7K 275.0K 4.2K 1.75M 48.41%
8 2023 Barbara Wood, Esq. Former Executive Vice President, General Counsel and Corporate Secretary 442.0K 66.8K 240.8K 146.7K 7.00 913.9K 33.66%
9 2023 John T. Burns Senior Vice President, Chief Financial Officer 365.0K 66.8K 225.8K 125.6K 14.6K 797.7K 36.67%
10 2023 Dragan Cicic, M. D. Senior Vice President, Chief Development Officer 403.5K 53.4K 165.6K 140.4K 15.6K 778.5K 28.13%
11 2022 Angelos M. Stergiou, M.D., Sc.D. h.c. President and Chief Executive Officer 593.5K 235.0K 795.3K 326.4K 5.00 1.95M 52.77%
12 2022 Barbara Wood, Esq. Former Executive Vice President, General Counsel and Corporate Secretary 425.0K 20.0K 69.4K 235.0K 173.4K 8.00 937.1K 32.48%
13 2022 John T. Burns Senior Vice President, Chief Financial Officer 310.0K 52.3K 173.5K 111.8K 8.00 659.8K 34.22%
14 2019 Angelos M. Stergiou, M.D., Sc.D. h.c. President and Chief Executive Officer 629.6K 223.1K 464.1K 109.7K 1.43M 32.53%
15 2019 Barbara A. Wood Executive Vice President, General Counsel and Corporate Secretary 376.0K 135.4K 180.2K 14.1K 705.7K 25.53%
16 2019 Nicholas J. Sarlis, M.D., Ph.D., FACP Former Executive Vice President and Chief Medical Officer 142.5K 47.8K 54.6K 200.7K 445.6K 12.25%
17 2019 John T. Burns Vice President, Finance and Corporate Controller 255.0K 70.8K 98.3K 12.7K 436.7K 22.50%
18 2018 Angelos M. Stergiou, M.D., Sc.D. h.c. President and Chief Executive Officer 549.0K 141.3K 343.6K 206.5K 1.24M 27.70%
19 2018 Nicholas J. Sarlis, M.D., Ph.D., FACP Executive Vice President and Chief Medical Officer 373.7K 106.4K 253.2K 50.0K 783.3K 32.32%
20 2018 Nicholas J. Sarlis, M.D., Ph.D., FACP Former Executive Vice President and Chief Medical Officer 373.7K 106.4K 253.2K 50.0K 783.3K 32.32%
21 2018 Barbara A. Wood Executive Vice President, General Counsel and Corporate Secretary 294.2K 133.1K 185.8K 17.5K 630.7K 29.46%
22 2018 John T. Burns Vice President, Finance and Corporate Controller 235.0K 59.9K 72.3K 26.1K 393.3K 18.39%
23 2017 Angelos M. Stergiou, M.D., Sc.D., h.c. President and Chief Executive Officer 400.0K 186.7K 142.0K 728.7K 0.00%
24 2017 Angelos M. Stergiou, M.D., Sc.D. h.c. President and Chief Executive Officer 400.0K 186.7K 142.0K 728.7K 0.00%
25 2017 Nicholas J. Sarlis, M.D., Ph.D., FACP Executive Vice President and Chief Medical Officer 438.9K 161.0K 17.0K 616.9K 0.00%
26 2017 Nicholas J. Sarlis, M.D., Ph.D., FACP Chief Medical Officer and Senior Vice President 438.9K 161.0K 17.0K 616.9K 0.00%
27 2017 Gregory M. Torre, Ph.D., J.D Former Chief Regulatory Officer and Senior Vice President, Technical Operations 285.0K 115.0K 9.9K 409.9K 0.00%
28 2017 Aleksey Krylov, CFA Interim Chief Financial Officer 51.2K 225.00 51.5K 0.00%
29 2016 Angelos M. Stergiou, M.D., Sc.D., h.c. President and Chief Executive Officer 133.3K 1.93M 117.7K 2.18M 88.47%
30 2016 Gregory M. Torre, Ph.D., J.D Former Chief Regulatory Officer and Senior Vice President, Technical Operations 369.0K 50.0K 346.8K 3.3K 822.4K 42.17%
31 2016 Bijan Nejadnik Chief Medical Officer 400.0K 140.0K 45.0K 2.6K 587.6K 7.66%
32 2016 Mark W. Schwartz, Ph.D. Former President & Chief Executive Officer 569.3K 2.6K 571.8K 0.00%
33 2016 Thomas Knapp Interim General Counsel 334.8K 90.4K 31.3K 2.6K 459.0K 6.82%
34 2016 Nicholas J. Sarlis, M.D., Ph.D., FACP Chief Medical Officer and Senior Vice President 99.5K 276.5K 5.0K 376.0K 73.53%
35 2016 Stephen Ghiglieri Interim Chief Executive Officer and Chief Financial Officer 61.7K 66.7K 191.5K 60.0K 319.9K 59.88%
36 2016 John Burns Vice President, Finance and Corporate Controller 180.3K 53.8K 64.6K 1.5K 300.2K 21.52%
37 2015 Mark W. Schwartz, Ph.D. Former President & Chief Executive Officer 544.2K 330.0K 1.88M 1.4K 2.76M 68.26%
38 2015 Mark W. Schwartz, Ph.D. President & Chief Executive Officer 544.2K 330.0K 1.88M 1.4K 2.76M 68.26%
39 2015 Ryan M. Dunlap Vice President, Chief Financial Officer 280.0K 42.1K 145.3K 141.6K 609.0K 23.86%
40 2015 Bijan Nejadnik Chief Medical Officer 66.7K 100.0K 442.0K 239.00 608.9K 72.59%
41 2015 Bijan Nejadnik , M.D. Chief Medical Officer 66.7K 100.0K 442.0K 239.00 608.9K 72.59%
42 2015 Thomas Knapp Interim General Counsel 163.5K 48.8K 194.9K 1.1K 408.3K 47.73%
43 2015 Thomas Knapp, J.D. Interim General Counsel 163.5K 48.8K 194.9K 1.1K 408.3K 47.73%
44 2015 Margaret Kivinski Former General Counsel 160.4K 58.1K 100.7K 319.2K 18.21%
45 2014 Mark W. Schwartz, Ph.D. Former President & Chief Executive Officer 419.1K 288.0K 306.2K 1.5K 1.01M 30.17%
46 2014 Mark W. Schwartz, Ph.D. President & Chief Executive Officer 419.1K 288.0K 306.2K 1.5K 1.01M 30.17%
47 2014 Margaret Kivinski Former General Counsel 130.5K 15.0K 407.6K 52.4K 605.5K 67.32%
48 2014 Ryan M. Dunlap Vice President, Chief Financial Officer 258.1K 41.3K 1.1K 300.5K 0.00%
49 2013 Mark J. Ahn, Ph.D. President and Chief Executive Officer 487.0K 250.0K 693.00 3.10M 0.00%
50 2013 Mark W. Schwartz, Ph.D. President & Chief Executive Officer 365.0K 125.0K 1.09M 693.00 1.58M 69.03%
51 2013 Mark W. Schwartz, Ph.D. Executive Vice President and Chief Operating Officer 365.0K 125.0K 693.00 1.58M 0.00%
52 2013 Brian Hamilton, M.D., Ph.D. Executive Vice President and Chief Medical Officer 57.3K 70.0K 43.00 930.3K 0.00%
53 2013 Rosemary Mazanet, M.D., Ph.D. Former Executive Vice President and Chief Medical Officer 390.0K 693.00 913.8K 0.00%
54 2013 Ryan M. Dunlap Vice President, Chief Financial Officer 195.0K 41.0K 366.00 684.4K 0.00%
55 2013 Ryan M. Dunlap Vice President, Chief Financial Officer 195.0K 41.0K 448.0K 366.00 684.4K 65.46%
56 2012 Mark J. Ahn, Ph.D. President and Chief Executive Officer 447.9K 217.0K 693.00 1.01M 0.00%
57 2012 Rosemary Mazanet, M.D., Ph.D. Former Executive Vice President and Chief Medical Officer 274.9K 185.0K 317.00 729.4K 0.00%
58 2012 Mark W. Schwartz, Ph.D. Executive Vice President and Chief Operating Officer 350.0K 105.0K 693.00 551.6K 0.00%
59 2012 Ryan M. Dunlap Vice President, Chief Financial Officer 81.0K 60.0K 144.00 233.1K 0.00%
60 2012 Brian Hamilton, M.D., Ph.D. Executive Vice President and Chief Medical Officer
61 2011 Mark J. Ahn, Ph.D. President and Chief Executive Officer 320.7K 257.7K 225.00 1.25M 0.00%
62 2011 Mark W. Schwartz, Ph.D. Executive Vice President and Chief Operating Officer 235.7K 108.2K 213.00 568.3K 0.00%
63 2011 Ryan M. Dunlap Vice President, Chief Financial Officer
64 2011 Rosemary Mazanet, M.D., Ph.D. Former Executive Vice President and Chief Medical Officer
65 2011 Brian Hamilton, M.D., Ph.D. Executive Vice President and Chief Medical Officer
66 2007 James Warren Former Chief Financial Officer and Secretary Pamela Pavco, Ph.D. Vice President of Pharmaceutical Development Dmitry Samarsky, Ph.D. Vice President of Technology and Business Development 216.3K 87.5K 33.3K 573.6K 0.00%
67 2006 Tod Woolf, Ph.D. President and Chief Executive Officer Stephen J. DiPalma Chief Financial Officer and Secretary 115.8K 115.8K 0.00%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-23 DEFA14A
2026-04-23 DEF 14A
2025-06-10 DEFA14A
2025-04-23 DEFA14A
2025-04-23 DEF 14A
2024-04-29 DEFA14A
2024-04-29 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-04-24 SC 13G/A
2026-04-23 DEFA14A
2026-04-23 DEF 14A
2026-04-23 ARS
2026-03-27 SC 13G/A
2026-03-20 S-3ASR
2026-03-19 8-K
2026-03-19 10-K
2026-03-11 8-K
2026-02-17 SC 13G/A

Executive team

NameTitleCompensationGender
Angelos Stergiou Founder, President, Chief Executive Officer & Director 1M
Dragan Cicic Senior Vice President & Chief Development Officer 662.7K
John Thomas Burns Senior Vice President & Chief Financial Officer 630.6K male
Andrew Elnatan Senior Vice President of Regulatory Affairs, CMC & Quality male
Stacy Yeung VP, General Counsel & Corporate Secretary female
ESG Rating
B-
BIOTECHNOLOGY
Rank: 700 out of 710
2022
E (Environmental)
56.8 / 56.3
Company / Sector avg.
S (Social)
57.3 / 62.4
Company / Sector avg.
G (Governance)
56.8 / 60.9
Company / Sector avg.
ESG Total
57.0 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

Share your view on this stock and instantly see how the community has voted over the last 6 months.

These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

Dividend history

Earnings history

Earnings reports

Stock splits