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Rezolute, Inc. (RZLT)

USD4.72 -0.11 (-2.28%)
US NASDAQ Healthcare Biotechnology
Address 275 Shoreline Drive 94065
Redwood City, CA, US
CEO Nevan Charles Elam
IPO 2013-01-14
CIK 1509261 ISIN US76200L3096

Explore sections of this company profile

Description

Rezolute, Inc., a late-stage rare disease company, focused on improving outcomes for individuals with hypoglycemia caused by hyperinsulinism in the United States. Its lead clinical asset is ersodetug, an intravenously administered human monoclonal antibody that is in Phase 3 clinical trial for the treatment of congenital hyperinsulinism, an ultra-rare pediatric genetic disorder, as well as for the treatment of hypoglycemia; and clinical trials of ersodetug for tumor hyperinsulinism. The company was formerly known as AntriaBio, Inc. and changed its name to Rezolute, Inc. in December 2017. Rezolute, Inc. was founded in 2010 and is headquartered in Redwood City, California.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD4.72 -0.11 (-2.28%)
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Volume Profile
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Liquidity & share structure
Average Volume
2M
Beta
0.65
Float Shares
65.46M
Free Float %
68.4%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+0.91% +7.77% -7.76% -13.28% -66.50% +41.10% -9.26% +60.10% -50.00% -93.06% -99.31%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (12 ratings, all time) Buy
Price Targets & DCF
Current price
4.72
Low 2.00 -57.6%
Consensus 6.33 +34.1%
Median 4.50 -4.7%
High 20.00 +323.7%
DCF (Unlevered) 1.15 -75.7%
DCF (Levered) 1.22 -74.2%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 70% Bullish
Rating 2026-05 Change
Strong Buy 1 0
Buy 6 0
Hold 3 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year 9
8.44
+78.8%
All Time 13
7.92
+67.8%
Quality scores
Altman Z-Score
16.16
Safe zone
Piotroski F-Score
2 / 9
Weak
MOAT Score
3 / 10
No MOAT
Composite Rating
C+
Overall Score
2 / 5
Medium
DCF Score
3 / 5
Medium
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
4 / 5
High
P/E Score
1 / 5
Low
P/Book Score
3 / 5
Medium
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
  • EPS growth Biotechnology: +29.7%
    +26.3% Q1'26: +40.7% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
  • EBIT margin Biotechnology: +0.0%
  • ROIC Biotechnology: -16.1%
    Q1'26: +0.0% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +47.7% Q1'26: +48.6% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -0.02× Q1'26: 0.23× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.67) × ERP
WACC = 99% × Ke + 1% × Kd (4.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 1.15 Current price: 4.72
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Jun 2025
actual
Jun 2026
6 Rev. Ana.
7 EPS Ana.
Jun 2027
7 Rev. Ana.
6 EPS Ana.
Jun 2028
7 Rev. Ana.
6 EPS Ana.
Jun 2029
3 Rev. Ana.
3 EPS Ana.
Jun 2030
3 Rev. Ana.
2 EPS Ana.
Revenue
est: 23.49M (-100.0%)
385.7K
385.7K – 385.7K
-98.4% YoY
3.22M
3.22M – 3.22M
+734.2% YoY
62.79M
62.79M – 62.79M
+1,851.3% YoY
189.63M
189.63M – 189.63M
+202.0% YoY
431.44M
431.44M – 431.44M
+127.5% YoY
EBITDA
-79.86M
— – —
— – —
— – —
— – —
— – —
EBIT
-79.89M
— – —
— – —
— – —
— – —
— – —
Net Income
-74.41M
est: -71.20M (-4.5%)
-57.73M
-67.07M – -48.39M
+18.9% YoY
-55.17M
-56.66M – -53.67M
+4.4% YoY
-35.02M
-50.33M – -19.72M
+36.5% YoY
-72.50M
-72.50M – -72.50M
-107.0% YoY
133.38M
133.38M – 133.38M
+284.0% YoY
SGA
18.37M
— – —
— – —
— – —
— – —
— – —
EPS
-0.98
est: -0.92 (-6.2%)
-0.76
-0.88 – -0.64
+17.7% YoY
-0.73
-0.75 – -0.71
+3.6% YoY
-0.43
-0.66 – -0.26
+40.7% YoY
-0.95
-0.95 – -0.95
-119.8% YoY
1.76
1.76 – 1.76
+284.0% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-11 C+ 2/5 3/5 1/5 1/5 4/5 1/5 3/5
2026-05-08 C+ 2/5 3/5 1/5 1/5 3/5 1/5 3/5
2026-05-07 C+ 2/5 3/5 1/5 1/5 3/5 1/5 3/5
2026-05-06 C+ 2/5 3/5 1/5 1/5 3/5 1/5 3/5
2026-05-05 C+ 2/5 3/5 1/5 1/5 3/5 1/5 3/5
2026-05-04 C+ 2/5 3/5 1/5 1/5 3/5 1/5 3/5
2026-05-01 C+ 2/5 3/5 1/5 1/5 3/5 1/5 3/5
2026-04-30 C+ 2/5 3/5 1/5 1/5 3/5 1/5 3/5
2026-04-29 C+ 2/5 3/5 1/5 1/5 3/5 1/5 3/5
2026-04-28 C+ 2/5 3/5 1/5 1/5 3/5 1/5 3/5
2026-04-27 C+ 2/5 3/5 1/5 1/5 3/5 1/5 3/5
2026-04-24 C+ 2/5 3/5 1/5 1/5 3/5 1/5 3/5
2026-04-23 C 2/5 3/5 1/5 1/5 2/5 1/5 3/5
2026-04-22 C 2/5 3/5 1/5 1/5 2/5 1/5 3/5
2026-04-21 C 2/5 3/5 1/5 1/5 2/5 1/5 3/5
2026-04-20 C 2/5 3/5 1/5 1/5 2/5 1/5 3/5
2026-04-17 C 2/5 3/5 1/5 1/5 2/5 1/5 3/5
2026-04-16 C 2/5 3/5 1/5 1/5 2/5 1/5 3/5

Owner Earnings

Owner's Earnings (history)

Owner's Earnings history not available.

Owner alignment
Owner's Earnings TTM
OE per share TTM
Owner's Yield
Maintenance CapEx ratio
Maint CapEx / Avg PPE

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
20
Total invested
1.14M
Insider transactions (90d)
0
Beneficial owners (>5%)
30
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Steve Howe 200.00M 50.00% 20.00M 10.00 IN United States 2014-01-24
2 Handok, Inc. 91.30M 31.10% 91.30M 91.30M 10.00 CO South Korea 2020-03-31
3 13G 8.09M 13.02% 8.09M 8.09M CO State of Delaware 2018-04-30
4 Sankaram Mantripragada 6.53M 16.10% 6.53M 6.53M 10.00 IN United States 2013-02-08
5 Daniel Mack 4.12M 9.90% 4.12M HC USA 2024-03-11
6 Nantahala Capital Management, LLC 4.12M 9.90% 4.12M IA MA 2024-03-11
7 Wilmot B. Harkey 4.12M 9.90% 4.12M HC USA 2024-03-11
8 Nickolay Kukekov 3.99M 9.97% 2.39M 2.39M 10.00 IN United States 2013-02-08
9 Vivo Opportunity Fund Holdings, L.P. 3.24M 8.80% 3.24M 3.24M PN Delaware 2023-10-13
10 Vivo Opportunity, LLC 3.24M 8.80% 3.24M 3.24M OO Delaware 2023-10-13
11 Federated Hermes, Inc. 3.19M 20.66% 3.19M 3.19M HC Citizenship or place of Organization 2022-02-14
12 J. Christopher Donahue 3.19M 20.66% 3.19M 3.19M IN Citizenship or place of Organization 2022-02-14
13 Rhodora J. Donahue 3.19M 20.66% 3.19M 3.19M IN Citizenship or place of Organization 2022-02-14
14 Thomas R. Donahue 3.19M 20.66% 3.19M 3.19M IN Citizenship or place of Organization 2022-02-14
15 Voting Shares Irrevocable Trust 3.19M 20.66% 3.19M 3.19M OO Citizenship or place of Organization 2022-02-14
16 Adage Capital Advisors, L.L.C. 3.16M 8.75% 3.16M OO Delaware 2022-06-27
17 Adage Capital Partners GP, L.L.C. 3.16M 8.75% 3.16M OO Delaware 2022-06-27
18 Adage Capital Partners, L.P. 3.16M 8.75% 3.16M PN Delaware 2022-06-27
19 Phillip Gross 3.16M 8.75% 3.16M IN Delaware 2022-06-27
20 Robert Atchinson 3.16M 8.75% 3.16M IN Delaware 2022-06-27
21 First Manhattan Co. LLC 3.12M 8.48% 3.12M 3.12M IA Delaware 2023-02-14
22 Alpha Advisors, LLC (AA) 2.31M 12.76% 1.00 1.00 IA Florida 2014-09-09
23 Genexine, Inc. 1.83M 21.90% 1.83M 1.83M 11.00 CO 2021-07-28
24 Bruce S. Kovner 1.33M 8.60% 1.33M 1.33M IN Delaware 2022-02-14
25 Caxton Corporation 1.33M 8.60% 1.33M 1.33M CO Delaware 2022-02-14
26 CDK Associates, L.L.C. 1.25M 8.00% 1.25M 1.25M OO Delaware 2022-02-14
27 Jon M. Plexico 808.4K 11.00% 808.4K 808.4K HC, IN U.S.A. 2022-02-14
28 Stonepine Capital Management, LLC 808.4K 11.00% 808.4K 808.4K IA, OO California 2022-02-14
29 Stonepine Capital, L.P. 808.4K 11.00% 808.4K 808.4K PN Delaware 2022-02-14
30 Timothy P. Lynch 808.4K 11.00% 808.4K 808.4K HC, IN U.S.A. 2022-02-14

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
20
-116 vs prev Q
New positions
7
Closed positions
116
Increased
14
Reduced
3
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 FEDERATED HERMES, INC. 16.53M +2.5M (+17.8%) 39.02M -92.9M (-70.4%) 15.99% +1.111 pp 0.07% -0.168 pp USD3.72 -36.6% 21 qtrs
2 RA CAPITAL MANAGEMENT, L.P. 9.18M +9.2M (+100.0%) 21.66M +21.7M (+100.0%) 8.85% +8.854 pp 0.22% +0.222 pp USD2.36 +0.0% 1 qtrs NEW
3 BLACKROCK, INC. 6.77M +1.8M (+35.2%) 15.97M -31.1M (-66.0%) 6.53% +1.223 pp 0.00% -0.001 pp USD4.61 -48.8% 6 qtrs
4 OPALEYE MANAGEMENT INC. 6.29M +5.4M (+595.9%) 14.84M +6.3M (+74.7%) 6.06% +5.106 pp 1.96% +0.757 pp USD2.69 -12.3% 6 qtrs
5 VANGUARD GROUP INC 4.79M +378.4K (+8.6%) 11.30M -30.2M (-72.7%) 4.62% -0.056 pp 0.00% -0.001 pp USD4.54 -48.0% 19 qtrs
6 BALYASNY ASSET MANAGEMENT L.P. 4.51M +2.7M (+147.3%) 10.64M -6.5M (-37.9%) 4.35% +2.415 pp 0.01% -0.008 pp USD5.21 -54.7% 5 qtrs
7 BANK OF AMERICA CORP /DE/ 4.33M +3.0M (+236.6%) 10.21M -1.9M (-15.5%) 4.17% +2.809 pp 0.00% 0.000 pp USD4.34 -45.6% 9 qtrs
8 STATE STREET CORP 3.98M +1.9M (+90.4%) 9.40M -10.3M (-52.2%) 3.84% +1.623 pp 0.00% 0.000 pp USD5.01 -52.9% 16 qtrs
9 UBS GROUP AG 2.82M +120.3K (+4.5%) 6.65M -18.7M (-73.8%) 2.72% -0.142 pp 0.00% -0.003 pp USD4.28 -44.9% 9 qtrs
10 AFFINITY ASSET ADVISORS, LLC 2.35M +251.1K (+12.0%) 5.55M -14.2M (-71.9%) 2.27% +0.042 pp 0.32% -1.403 pp USD3.02 -21.9% 8 qtrs
11 FMR LLC 2.31M -10.5M (-81.9%) 5.44M -114.5M (-95.5%) 2.22% -11.306 pp 0.00% -0.006 pp USD3.67 -35.7% 4 qtrs
12 INTEGRAL HEALTH ASSET MANAGEMENT, LLC 2.00M +— (+0.0%) 4.72M -14.1M (-74.9%) 1.93% -0.191 pp 0.23% -1.038 pp USD5.06 -53.4% 6 qtrs
13 GEODE CAPITAL MANAGEMENT, LLC 1.95M +107.3K (+5.8%) 4.61M -12.8M (-73.4%) 1.89% -0.073 pp 0.00% -0.001 pp USD4.42 -46.6% 16 qtrs
14 BARCLAYS PLC 1.91M +1.6M (+517.1%) 4.51M +1.6M (+54.9%) 1.84% +1.515 pp 0.00% +0.000 pp USD2.68 -11.9% 5 qtrs
15 MILLENNIUM MANAGEMENT LLC 1.71M +1.5M (+854.5%) 4.04M +2.4M (+139.6%) 1.65% +1.460 pp 0.00% +0.001 pp USD3.10 -23.9% 9 qtrs
16 VESTAL POINT CAPITAL, LP 1.69M +1.7M (+100.0%) 3.98M +4.0M (+100.0%) 1.63% +1.626 pp 0.14% +0.135 pp USD2.36 +0.0% 1 qtrs NEW
17 MORGAN STANLEY 1.52M +1.2M (+348.8%) 3.58M +402.3K (+12.7%) 1.46% +1.104 pp 0.00% +0.000 pp USD3.05 -22.6% 13 qtrs
18 JANE STREET GROUP, LLC 1.41M +1.3M (+1,181.9%) 3.32M +2.3M (+221.8%) 1.36% +1.241 pp 0.00% +0.000 pp USD2.60 -9.2% 5 qtrs
19 GOLDMAN SACHS GROUP INC 1.30M +763.3K (+141.0%) 3.08M -2.0M (-39.5%) 1.26% +0.684 pp 0.00% 0.000 pp USD5.12 -53.9% 4 qtrs
20 AMERIPRISE FINANCIAL INC 1.09M +842.3K (+334.7%) 2.58M +216.4K (+9.1%) 1.06% +0.788 pp 0.00% +0.000 pp USD2.84 -16.9% 5 qtrs
21 GREAT POINT PARTNERS LLC 951.8K -1.5M (-61.2%) 2.25M -20.8M (-90.3%) 0.92% -1.681 pp 0.73% -8.776 pp USD4.44 -46.8% 5 qtrs
22 22NW, LP 820.7K +— (+0.0%) 1.94M -5.8M (-74.9%) 0.79% -0.078 pp 0.82% -2.819 pp USD9.40 -74.9% 2 qtrs
23 VELAN CAPITAL INVESTMENT MANAGEMENT LP 750.0K +— (+0.0%) 1.77M -5.3M (-74.9%) 0.72% -0.072 pp 1.03% -5.595 pp USD3.88 -39.2% 17 qtrs
24 NORTHERN TRUST CORP 737.3K -35.1K (-4.5%) 1.74M -5.5M (-76.0%) 0.71% -0.108 pp 0.00% -0.001 pp USD5.83 -59.5% 19 qtrs
25 KENNEDY CAPITAL MANAGEMENT LLC 697.9K +668.7K (+2,291.6%) 1.65M +1.4M (+500.4%) 0.67% +0.642 pp 0.03% +0.029 pp USD2.65 -10.9% 2 qtrs
26 BANK OF NEW YORK MELLON CORP 671.7K +480.4K (+251.2%) 1.59M -212.7K (-11.8%) 0.65% +0.447 pp 0.00% 0.000 pp USD3.33 -29.1% 3 qtrs
27 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 665.2K +13.0K (+2.0%) 1.57M -4.6M (-74.4%) 0.64% -0.050 pp 0.00% -0.001 pp USD7.71 -69.4% 15 qtrs
28 TUDOR INVESTMENT CORP ET AL 610.0K +610.0K (+100.0%) 1.44M +1.4M (+100.0%) 0.59% +0.588 pp 0.00% +0.003 pp USD2.36 +0.0% 1 qtrs NEW
29 SUPERSTRING CAPITAL MANAGEMENT LP 513.8K +513.8K (+100.0%) 1.21M +1.2M (+100.0%) 0.50% +0.496 pp 0.65% +0.649 pp USD2.36 +0.0% 1 qtrs NEW
30 XTX TOPCO LTD 481.9K +457.6K (+1,879.7%) 1.14M +908.6K (+397.0%) 0.46% +0.439 pp 0.03% +0.018 pp USD2.39 -1.3% 8 qtrs
31 CENTIVA CAPITAL, LP 407.2K +327.0K (+407.7%) 961.0K +207.1K (+27.5%) 0.39% +0.308 pp 0.01% +0.001 pp USD3.75 -37.1% 2 qtrs
32 HRT FINANCIAL LP 374.1K +374.1K (+100.0%) 882.0K +882.0K (+100.0%) 0.36% +0.361 pp 0.00% +0.003 pp USD2.36 +0.0% 1 qtrs NEW
33 WOODLINE PARTNERS LP 368.2K -570.7K (-60.8%) 868.9K -8.0M (-90.2%) 0.36% -0.640 pp 0.00% -0.038 pp USD4.70 -49.8% 6 qtrs
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 354.9K +78.8K (+28.5%) 837.6K -1.8M (-67.7%) 0.34% +0.050 pp 0.00% 0.000 pp USD3.47 -32.0% 4 qtrs
35 CAPTION MANAGEMENT, LLC 343.4K -91.9K (-21.1%) 810.4K -3.3M (-80.2%) 0.33% -0.130 pp 0.01% -0.026 pp USD6.35 -62.8% 5 qtrs
36 KNOTT DAVID M JR 340.0K +65.0K (+23.6%) 802.4K -1.8M (-69.0%) 0.33% +0.037 pp 0.37% -0.671 pp USD8.05 -70.7% 2 qtrs
37 STATE OF WISCONSIN INVESTMENT BOARD 296.8K +296.8K (+100.0%) 700.5K +700.5K (+100.0%) 0.29% +0.286 pp 0.00% +0.002 pp USD2.36 +0.0% 1 qtrs NEW
38 AQR CAPITAL MANAGEMENT LLC 271.1K +271.1K (+100.0%) 639.7K +639.7K (+100.0%) 0.26% +0.261 pp 0.00% +0.000 pp USD2.36 +0.0% 1 qtrs NEW
39 D. E. SHAW & CO., INC. 249.4K +249.4K (+100.0%) 588.6K +588.6K (+100.0%) 0.24% +0.241 pp 0.00% +0.000 pp USD2.36 +0.0% 1 qtrs NEW
40 WELLINGTON MANAGEMENT GROUP LLP 248.7K +21.1K (+9.3%) 586.9K -1.6M (-72.6%) 0.24% -0.001 pp 0.00% 0.000 pp USD8.80 -73.2% 2 qtrs
41 CAITONG INTERNATIONAL ASSET MANAGEMENT CO., LTD 209.2K +209.2K (+100.0%) 493.7K +493.7K (+100.0%) 0.20% +0.202 pp 0.12% +0.120 pp USD2.36 +0.0% 1 qtrs NEW
42 PFM HEALTH SCIENCES, LP 206.3K -246.5K (-54.4%) 486.8K -3.8M (-88.6%) 0.20% -0.281 pp 0.05% -0.279 pp USD4.66 -49.4% 3 qtrs
43 VIRTU FINANCIAL LLC 150.6K +150.6K (+100.0%) 355.0K +355.0K (+100.0%) 0.15% +0.145 pp 0.01% +0.014 pp USD2.36 +0.0% 1 qtrs NEW
44 GRAHAM CAPITAL MANAGEMENT, L.P. 150.0K +150.0K (+100.0%) 353.9K +353.9K (+100.0%) 0.14% +0.145 pp 0.01% +0.009 pp USD2.36 +0.0% 1 qtrs NEW
45 VIRTUS INVESTMENT ADVISERS, INC. 147.8K +147.8K (+100.0%) 348.8K +348.8K (+100.0%) 0.14% +0.143 pp 0.09% +0.095 pp USD2.36 +0.0% 1 qtrs NEW
46 DIMENSIONAL FUND ADVISORS LP 141.9K +43.4K (+44.1%) 334.8K -591.0K (-63.8%) 0.14% +0.033 pp 0.00% 0.000 pp USD3.66 -35.5% 7 qtrs
47 LMR PARTNERS LLP 140.0K +140.0K (+100.0%) 330.4K +330.4K (+100.0%) 0.14% +0.135 pp 0.00% +0.001 pp USD2.36 +0.0% 1 qtrs NEW
48 RAFFERTY ASSET MANAGEMENT, LLC 139.4K +86.5K (+163.6%) 329.0K -168.2K (-33.8%) 0.13% +0.078 pp 0.00% -0.001 pp USD5.03 -53.1% 2 qtrs
49 CITADEL ADVISORS LLC 127.1K +87.3K (+219.3%) 300.0K -74.2K (-19.8%) 0.12% +0.080 pp 0.00% +0.000 pp USD3.91 -39.6% 7 qtrs
50 NUVEEN, LLC 97.7K -210.7K (-68.3%) 230.5K -2.7M (-92.0%) 0.09% -0.233 pp 0.00% -0.001 pp USD6.63 -64.4% 3 qtrs
51 RHUMBLINE ADVISERS 96.0K -9.2K (-8.8%) 226.5K -762.2K (-77.1%) 0.09% -0.019 pp 0.00% -0.001 pp USD4.85 -51.3% 3 qtrs
52 ENGINEERS GATE MANAGER LP 93.5K +93.5K (+100.0%) 220.7K +220.7K (+100.0%) 0.09% +0.090 pp 0.00% +0.003 pp USD2.36 +0.0% 1 qtrs NEW
53 RENAISSANCE TECHNOLOGIES LLC 91.5K +91.5K (+100.0%) 215.8K +215.8K (+100.0%) 0.09% +0.088 pp 0.00% +0.000 pp USD2.36 +0.0% 15 qtrs
54 WELLS FARGO & COMPANY/MN 89.6K +40.5K (+82.5%) 211.6K -250.3K (-54.2%) 0.09% +0.034 pp 0.00% +0.000 pp USD4.25 -44.5% 3 qtrs
55 RANGELEY CAPITAL, LLC 78.2K +78.2K (+100.0%) 184.6K +184.6K (+100.0%) 0.08% +0.075 pp 0.15% +0.153 pp USD2.36 +0.0% 1 qtrs NEW
56 SCIENTECH RESEARCH LLC 77.8K +77.8K (+100.0%) 183.7K +183.7K (+100.0%) 0.08% +0.075 pp 0.12% +0.116 pp USD2.36 +0.0% 1 qtrs NEW
57 STATE OF ALASKA, DEPARTMENT OF REVENUE 77.0K +77.0K (+100.0%) 181.0K +181.0K (+100.0%) 0.07% +0.075 pp 0.00% +0.002 pp USD2.36 +0.0% 1 qtrs NEW
58 ALPS ADVISORS INC 76.1K +33.2K (+77.5%) 179.7K -223.5K (-55.4%) 0.07% +0.028 pp 0.00% -0.001 pp USD3.77 -37.4% 5 qtrs
59 PERSISTENT ASSET PARTNERS LTD 72.6K +72.6K (+100.0%) 171.4K +171.4K (+100.0%) 0.07% +0.070 pp 0.08% +0.077 pp USD2.36 +0.0% 1 qtrs NEW
60 ALPHACENTRIC ADVISORS LLC 67.1K +67.1K (+100.0%) 158.3K +158.3K (+100.0%) 0.06% +0.065 pp 0.16% +0.158 pp USD2.36 +0.0% 1 qtrs NEW
61 DEUTSCHE BANK AG\ 63.7K +2.9K (+4.8%) 150.4K -421.1K (-73.7%) 0.06% -0.003 pp 0.00% 0.000 pp USD5.31 -55.6% 3 qtrs
62 SG AMERICAS SECURITIES, LLC 63.6K +63.6K (+100.0%) 150.0K +150.0K (+100.0%) 0.06% +0.062 pp 0.00% +0.000 pp USD2.36 +0.0% 1 qtrs NEW
63 SHAY CAPITAL LLC 60.0K +60.0K (+100.0%) 141.6K +141.6K (+100.0%) 0.06% +0.058 pp 0.01% +0.015 pp USD2.36 +0.0% 1 qtrs NEW
64 DECHENG CAPITAL LLC 59.9K +— (+0.0%) 141.4K -421.7K (-74.9%) 0.06% -0.006 pp 0.02% -0.079 pp USD4.46 -47.1% 3 qtrs
65 PROFUND ADVISORS LLC 51.8K +39.5K (+320.1%) 122.3K +6.4K (+5.5%) 0.05% +0.037 pp 0.00% 0.000 pp USD4.04 -41.6% 2 qtrs
66 NOMURA HOLDINGS INC 49.8K +49.8K (+100.0%) 117.5K +117.5K (+100.0%) 0.05% +0.048 pp 0.00% +0.000 pp USD2.36 +0.0% 1 qtrs NEW
67 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 46.4K +46.4K (+100.0%) 109.5K +109.5K (+100.0%) 0.04% +0.045 pp 0.01% +0.007 pp USD2.36 +0.0% 1 qtrs NEW
68 INVESCO LTD. 45.4K -314.5K (-87.4%) 107.2K -3.3M (-96.8%) 0.04% -0.338 pp 0.00% -0.001 pp USD8.87 -73.4% 3 qtrs
69 PRICE T ROWE ASSOCIATES INC /MD/ 45.1K +3.6K (+8.8%) 107.0K -283.0K (-72.6%) 0.04% -0.001 pp 0.00% +0.000 pp USD5.16 -54.3% 3 qtrs
70 QUBE RESEARCH & TECHNOLOGIES LTD 45.2K +45.2K (+100.0%) 106.6K +106.6K (+100.0%) 0.04% +0.044 pp 0.00% +0.000 pp USD2.36 +0.0% 1 qtrs NEW
71 MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. 45.1K +6.4K (+16.6%) 105.0K -258.1K (-71.1%) 0.04% +0.003 pp 0.00% 0.000 pp USD4.38 -46.1% 3 qtrs
72 ALLIANCEBERNSTEIN L.P. 43.9K +— (+0.0%) 103.5K -308.8K (-74.9%) 0.04% -0.004 pp 0.00% 0.000 pp USD6.67 -64.6% 3 qtrs
73 INTECH INVESTMENT MANAGEMENT LLC 43.8K +17.6K (+67.1%) 103.4K -143.1K (-58.0%) 0.04% +0.015 pp 0.00% -0.001 pp USD3.62 -34.8% 3 qtrs
74 METLIFE INVESTMENT MANAGEMENT, LLC 42.2K +— (+0.0%) 99.7K -297.3K (-74.9%) 0.04% -0.004 pp 0.00% -0.001 pp USD4.46 -47.1% 3 qtrs
75 ADAR1 CAPITAL MANAGEMENT, LLC 38.7K -777.3K (-95.3%) 91.3K -7.6M (-98.8%) 0.04% -0.828 pp 0.01% -0.714 pp USD4.31 -45.2% 7 qtrs
76 SEI INVESTMENTS CO 37.9K +37.9K (+100.0%) 89.4K +89.4K (+100.0%) 0.04% +0.037 pp 0.00% +0.000 pp USD2.36 +0.0% 1 qtrs NEW
77 JPMORGAN CHASE & CO 36.9K +3.7K (+11.3%) 87.2K -224.9K (-72.1%) 0.04% +0.001 pp 0.00% +0.000 pp USD4.46 -47.1% 3 qtrs
78 ACADIAN ASSET MANAGEMENT LLC 35.3K +35.3K (+100.0%) 83.0K +83.0K (+100.0%) 0.03% +0.034 pp 0.00% +0.000 pp USD2.36 +0.0% 1 qtrs NEW
79 PALE FIRE CAPITAL SE 33.5K -8.4K (-20.0%) 79.1K -315.0K (-79.9%) 0.03% -0.012 pp 0.01% -0.038 pp USD4.70 -49.8% 6 qtrs
80 CITIGROUP INC 32.8K +29.4K (+875.0%) 77.3K +45.7K (+144.8%) 0.03% +0.028 pp 0.00% +0.000 pp USD2.58 -8.5% 7 qtrs
81 SIG BROKERAGE, LP 31.0K +31.0K (+100.0%) 73.2K +73.2K (+100.0%) 0.03% +0.030 pp 0.00% +0.002 pp USD2.36 +0.0% 1 qtrs NEW
82 GROUP ONE TRADING, L.P. 27.7K +26.5K (+2,198.7%) 65.3K +54.0K (+477.1%) 0.03% +0.025 pp 0.00% +0.000 pp USD2.57 -8.2% 5 qtrs
83 MANUFACTURERS LIFE INSURANCE COMPANY, THE 25.8K -582.0 (-2.2%) 61.0K -187.3K (-75.4%) 0.02% -0.003 pp 0.00% 0.000 pp USD4.96 -52.4% 3 qtrs
84 DLD ASSET MANAGEMENT, LP 25.6K -24.4K (-48.8%) 60.5K -409.2K (-87.1%) 0.02% -0.028 pp 0.00% -0.020 pp USD9.40 -74.9% 2 qtrs
85 NEW YORK STATE COMMON RETIREMENT FUND 24.6K +— (+0.0%) 58.1K -173.2K (-74.9%) 0.02% -0.002 pp 0.00% 0.000 pp USD4.72 -50.0% 3 qtrs
86 PANAGORA ASSET MANAGEMENT INC 22.7K -143.4K (-86.3%) 53.5K -1.5M (-96.6%) 0.02% -0.154 pp 0.00% -0.006 pp USD9.40 -74.9% 2 qtrs
87 POLICE & FIREMEN'S RETIREMENT SYSTEM OF NEW JERSEY 21.8K +— (+0.0%) 51.4K -153.5K (-74.9%) 0.02% -0.002 pp 0.00% -0.001 pp USD5.94 -60.3% 3 qtrs
88 WINTON GROUP LTD 18.5K +18.5K (+100.0%) 43.7K +43.7K (+100.0%) 0.02% +0.018 pp 0.00% +0.002 pp USD2.36 +0.0% 1 qtrs NEW
89 FOX RUN MANAGEMENT, L.L.C. 17.5K +17.5K (+100.0%) 41.3K +41.3K (+100.0%) 0.02% +0.017 pp 0.01% +0.006 pp USD2.36 +0.0% 1 qtrs NEW
90 IKARIAN CAPITAL, LLC 16.5K +16.5K (+100.0%) 38.9K +38.9K (+100.0%) 0.02% +0.016 pp 0.00% +0.003 pp USD2.36 +0.0% 1 qtrs NEW
91 JUMP FINANCIAL, LLC 15.3K +15.3K (+100.0%) 36.0K +36.0K (+100.0%) 0.01% +0.015 pp 0.00% +0.000 pp USD2.36 +0.0% 1 qtrs NEW
92 JEFFERIES FINANCIAL GROUP INC. 15.0K +15.0K (+100.0%) 35.4K +35.4K (+100.0%) 0.01% +0.015 pp 0.00% +0.000 pp USD2.36 +0.0% 1 qtrs NEW
93 PFG INVESTMENTS, LLC 15.0K +15.0K (+100.0%) 35.4K +35.4K (+100.0%) 0.01% +0.015 pp 0.00% +0.002 pp USD2.36 +0.0% 1 qtrs NEW
94 PROSHARE ADVISORS LLC 14.8K +1.5K (+11.6%) 34.8K -89.5K (-72.0%) 0.01% +0.000 pp 0.00% 0.000 pp USD4.24 -44.3% 3 qtrs
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 67 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Virtus Biotech Clinical Trials ETF BBC 0.73% 420.7K 0.65%
2 Janus Henderson Small Cap Growth Alpha ETF JSML 0.40% 1.49M 0.30%
3 ALPS Medical Breakthroughs ETF SBIO 0.23% 499.5K 0.50%
4 iShares Micro-Cap ETF IWC 0.08% 1.25M 0.60%
5 Goldman Sachs ActiveBeta U.S. Small Cap Equity ETF GSSC 0.05% 572.8K 0.20%
6 Vanguard U.S. Momentum Factor ETF VFMO 0.05% 839.2K 0.13%
7 Vanguard Global Momentum Factor ETF VMO.TO 0.05% 165.6K 0.38%
8 Fidelity Enhanced Small Cap ETF FESM 0.03% 1.56M 0.28%
9 iShares Russell 2000 Value ETF IWN 0.02% 2.99M 0.24%
10 Xtrackers Russell 2000 UCITS ETF 1C XRSU.L 0.01% 362.4K 0.30%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.33
Bearish
Ratio by volume
0.20
Bearish
Buys
1
Sells
3
Shares acquired
10.0K
Shares disposed
50.5K
Cash buys
1.00
Cash sales
Net activity
-40,495
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-03-30 Evans Daron Officer P-Purchase A Common Shares 10,000 2.85 28.5K 414,462 D
2026-03-02 ROBERTS BRIAN KENNETH Officer F-InKind D Common Shares 11,439 2.99 34.2K 296,913 D
2026-03-02 Evans Daron Officer F-InKind D Common Shares 11,438 2.99 34.2K 404,462 D
2026-03-02 Elam Nevan C Director / Officer F-InKind D Common Shares 27,618 2.99 82.6K 613,501 D
2025-12-16 ROBERTS BRIAN KENNETH Officer P-Purchase A Common Shares 28,000 1.70 47.6K 308,352 D
2025-12-16 Hogenhuis Wladimir Director P-Purchase A Common Shares 5,650 1.69 9.5K 119,675 D
2025-12-15 Karnawat Sunil Ratilal Officer P-Purchase A Common Shares 12,000 1.62 19.4K 71,442 D
2025-12-15 Evans Daron Officer P-Purchase A Common Shares 2,500 1.79 4.5K 7,000 I
2025-12-15 Elam Nevan C Director / Officer P-Purchase A Common Shares 32,000 1.59 50.9K 641,119 D
2025-12-09 Evans Daron Officer P-Purchase A Common Shares 10,549 5.04 53.2K 131,900 D
2025-11-19 ROBERTS BRIAN KENNETH Officer A Employee Stock Option (Right to Buy) 72,000 10.16 731.5K 72,000 D
2025-11-19 Labrucherie Gil M Director A-Award A Director Stock Option (Right to Buy) 12,000 10.16 121.9K 12,000 D
2025-11-19 Kim Young-Jin Director A-Award A Director Stock Option (Right to Buy) 12,000 10.16 121.9K 12,000 D
2025-11-19 Karnawat Sunil Ratilal Officer A-Award A Employee Stock Option (Right to Buy) 19,000 10.16 193.0K 19,000 D
2025-11-19 KREHER NERISSA Director A-Award A Director Stock Option (Right to Buy) 12,000 10.16 121.9K 12,000 D
2025-11-19 Hogenhuis Wladimir Director A-Award A Common Shares 21,000 0.00 114,025 D
2025-11-19 Harris Erik Director A-Award A Director Stock Option (Right to Buy) 12,000 10.16 121.9K 12,000 D
2025-11-19 FAUCHET PHILIPPE Director A-Award A Director Stock Option (Right to Buy) 12,000 10.16 121.9K 12,000 D
2025-11-19 Evans Daron Officer A-Award A Employee Stock Option (Right to Buy) 63,000 10.16 640.1K 63,000 D
2025-11-19 Elam Nevan C Director / Officer A-Award A Common Shares 317,000 0.00 609,119 D
2025-08-18 Karnawat Sunil Ratilal Officer Common Shares 0 0.00 8,000 I
2025-06-25 ROBERTS BRIAN KENNETH Officer P-Purchase A Common Shares 2,500 4.38 10.9K 15,500 D
2025-06-24 Evans Daron Officer P-Purchase A Common Shares 5,000 4.05 20.3K 268,900 D
2025-06-13 Kim Young-Jin Director P-Purchase A Common Shares 1,230,769 3.25 4.00M 8,423,386 I
2025-06-13 KREHER NERISSA Director P-Purchase A Common Shares 3,076 3.25 10.0K 37,576 D
2025-06-10 ROBERTS BRIAN KENNETH Officer A-Award A Common Shares 26,000 0.00 157,352 D
2025-06-10 Labrucherie Gil M Director A-Award A Director Stock Option (Right to Buy) 5,000 4.39 22.0K 5,000 D
2025-06-10 Kim Young-Jin Director A-Award A Director Stock Option (Right to Buy) 5,000 4.39 22.0K 5,000 D
2025-06-10 KREHER NERISSA Director A-Award A Common Shares 9,000 0.00 34,500 D
2025-06-10 Hogenhuis Wladimir Director A-Award A Director Stock Option (Right to Buy) 5,000 4.39 22.0K 5,000 D
2025-06-10 FAUCHET PHILIPPE Director A-Award A Director Stock Option (Right to Buy) 5,000 4.39 22.0K 5,000 D
2025-06-10 Evans Daron Officer A-Award A Common Shares 26,000 0.00 263,900 D
2025-06-10 Elam Nevan C Director / Officer A-Award A Employee Stock Option (Right to Buy) 40,000 4.39 175.6K 40,000 D
2025-03-31 Hogenhuis Wladimir Director P-Purchase A Common Shares 6,758 2.92 19.7K 84,025 D
2025-03-27 Elam Nevan C Director / Officer P-Purchase A Common Shares 12,302 2.85 35.0K 224,119 D
2025-03-26 Evans Daron Officer P-Purchase A Common Shares 10,000 2.89 28.9K 237,900 D
2025-03-25 Harris Erik Director A-Award A Director Stock Option (Right to Buy) 60,000 2.89 173.4K 60,000 D
2025-02-18 Hogenhuis Wladimir Director P-Purchase A Common Shares 10,000 4.70 47.0K 77,267 D
2025-02-16 ROBERTS BRIAN KENNETH Officer A-Award A Common Shares 77,000 0.00 131,352 D
2025-02-16 Labrucherie Gil M Director A-Award A Director Stock Option (Right to Buy) 15,000 4.61 69.2K 15,000 D
2025-02-16 Kim Young-Jin Director A-Award A Common Shares 25,500 0.00 140,950 D
2025-02-16 KREHER NERISSA Director A-Award A Common Shares 25,500 0.00 25,500 D
2025-02-16 Hogenhuis Wladimir Director A-Award A Common Shares 25,500 0.00 67,267 D
2025-02-16 FAUCHET PHILIPPE Director A-Award A Common Shares 25,500 0.00 25,500 D
2025-02-16 Evans Daron Officer A-Award A Employee Stock Option (Right to Buy) 45,000 4.61 207.5K 45,000 D
2025-02-16 Elam Nevan C Director / Officer A-Award A Employee Stock Option (Right to Buy) 120,000 4.61 553.2K 120,000 D
2024-12-18 Evans Daron Officer P-Purchase A Common Shares 10,000 4.29 42.9K 150,900 D
2024-12-12 Evans Daron Officer P-Purchase A Common Shares 9,000 4.60 41.4K 140,900 D
2024-09-24 Hogenhuis Wladimir Director P-Purchase A Common Stock 4,259 4.70 20.0K 41,767 D
2024-09-23 Evans Daron Officer A-Award A Employee Stock Option (Right to Buy) 100,000 4.79 479.0K 100,000 D
2024-06-25 Kim Young-Jin Director P-Purchase A Common Shares 1,250,000 4.00 5.00M 7,192,617 I
2024-06-25 Hogenhuis Wladimir Director P-Purchase A Common Stock 4,815 4.15 20.0K 37,508
2024-06-14 ROBERTS BRIAN KENNETH Officer P-Purchase A Common Shares 300 3.96 1.2K 54,352
2024-06-14 Evans Daron Officer P-Purchase A Common Shares 40,000 4.04 161.6K 40,000
2024-05-29 Evans Daron Officer P-Purchase A Common Shares 451 3.50 1.6K 121,351
2024-05-24 Evans Daron Officer P-Purchase A Common Shares 2,942 3.23 9.5K 13,000
2024-05-23 ROBERTS BRIAN KENNETH Officer P-Purchase A Common Shares 6,000 2.68 16.1K 50,052
2024-05-23 Evans Daron Officer P-Purchase A Common Shares 58 2.85 165.30 10,058
2024-03-28 ROBERTS BRIAN KENNETH Officer P-Purchase A Common Shares 500 2.55 1.3K 1,076
2024-03-15 Evans Daron Officer P-Purchase A Common Shares 20,000 1.69 33.8K 20,000
2024-03-14 ROBERTS BRIAN KENNETH Officer P-Purchase A Common Shares 10,000 1.88 18.8K 10,000
2024-03-08 Evans Daron Officer P-Purchase A Common Shares 50,000 1.93 96.3K 120,900
2024-03-07 ROBERTS BRIAN KENNETH Officer P-Purchase A Common Shares 500 1.85 925.00 576
2024-03-07 Kim Young-Jin Director P-Purchase A Common Shares 36,503 1.91 69.9K 115,450
2024-02-26 ROBERTS BRIAN KENNETH Officer P-Purchase A Common Shares 2,000 1.70 3.4K 42,552
2024-02-26 Elam Nevan C Director / Officer P-Purchase A Common Shares 5,000 1.68 8.4K 7,817
2024-02-23 ROBERTS BRIAN KENNETH Officer P-Purchase A Common Shares 6,000 1.69 10.1K 40,552
2024-02-16 ROBERTS BRIAN KENNETH Officer P-Purchase A Common Shares 7,000 1.31 9.1K 34,552
2024-02-16 Evans Daron Officer P-Purchase A Common Shares 41,900 1.30 54.4K 70,900
2024-01-23 ROBERTS BRIAN KENNETH Officer A-Award A Employee Stock Option (Right to Buy) 130,000 1.02 132.6K 130,000
2024-01-23 Labrucherie Gil M Director A-Award A Director Stock Option (Right to Buy) 30,000 1.02 30.6K 30,000
2024-01-23 KREHER NERISSA Director A-Award A Director Stock Options (Right to Buy) 30,000 1.02 30.6K 30,000
2024-01-23 Hogenhuis Wladimir Director A-Award A Director Stock Option (Right to Buy) 30,000 1.02 30.6K 30,000
2024-01-23 FAUCHET PHILIPPE Director A-Award A Director Stock Option (Right to Buy) 30,000 1.02 30.6K 30,000
2024-01-23 Evans Daron Officer A-Award A Employee Stock Option (Right to Buy) 275,000 1.02 280.5K 275,000
2024-01-23 Elam Nevan C Director / Officer A-Award A Employee Stock Options (Right to Buy) 340,000 1.02 346.8K 340,000
2024-01-22 Evans Daron Officer I Common Shares 0 0.00 10,000
2023-07-03 ROBERTS BRIAN KENNETH Officer P-Purchase A Common Shares 5,000 1.90 9.5K 27,552
2022-07-22 Kim Young-Jin Director P-Purchase A Common Shares 78,947 3.80 300.0K 78,947
2022-07-22 HANDOK, INC. Director / 10% Owner P-Purchase A Common Shares 3,157,895 3.80 12.00M 5,942,617
2022-06-23 ROBERTS BRIAN KENNETH Officer A-Award A Stock Option (right to buy) 700,000 0.00 700,000
2022-06-23 Labrucherie Gil M Director A-Award A Stock Option (right to buy) 80,000 0.00 80,000
2022-06-23 Kim Young-Jin Director A-Award A Stock Option (right to buy) 40,000 0.00 40,000
2022-06-23 KREHER NERISSA Director A-Award A Stock Option (right to buy) 80,000 0.00 80,000
2022-06-23 Hogenhuis Wladimir Director A-Award A Stock Option (right to buy) 80,000 0.00 80,000
2022-06-23 FAUCHET PHILIPPE Director A-Award A Stock Option (right to buy) 80,000 0.00 80,000
2022-06-23 Elam Nevan C Director / Officer A-Award A Stock Option (right to buy) 2,600,000 3.40 8.84M 2,600,000
2022-05-17 ROBERTS BRIAN KENNETH Officer P-Purchase A Common Stock 300 2.95 883.77 22,552
2022-05-04 ROBERTS BRIAN KENNETH Officer P-Purchase A Common Stock 21,052 3.80 80.0K 21,052
2022-05-04 Labrucherie Gil M Director P-Purchase A Common Stock 52,631 3.80 200.0K 52,631
2022-05-04 Hogenhuis Wladimir Director P-Purchase A Common Stock 25,000 3.80 95.0K 32,693
2021-10-15 Hogenhuis Wladimir Director P-Purchase A Common Stock 7,693 6.50 50.0K 7,693
2021-10-15 HANDOK, INC. Director / 10% Owner P-Purchase A Common Shares 769,231 6.50 5.00M 2,784,722
2021-06-14 ROBERTS BRIAN KENNETH Officer A-Award A Stock Option (right to buy) 75,000 12.28 921.0K 75,000
2021-06-14 Labrucherie Gil M Director A-Award A Stock Option (right to buy) 5,000 12.28 61.4K 5,000
2021-06-14 KREHER NERISSA Director A-Award A Stock Option (right to buy) 10,000 12.28 122.8K 10,000
2021-06-14 Hogenhuis Wladimir Director A-Award A Stock Option (right to buy) 10,000 0.00 10,000
2021-06-14 FAUCHET PHILIPPE Director A-Award A Stock Option (right to buy) 2,000 12.28 24.6K 2,000
2021-06-14 Elam Nevan C Director / Officer D-Return D Stock Option (right to buy) 70,000 60.00 4.20M 0
2021-03-03 KREHER NERISSA Director 0 0.00 0
2021-03-03 Hogenhuis Wladimir Director 0 0.00 0
2020-10-23 ROBERTS BRIAN KENNETH Officer Employee Stock Option (Right to Buy) 3,400 156.00 530.4K 0 D
2020-10-13 HANDOK, INC. 10% Owner P-Purchase A Common Shares 2,500 23.35 58.4K 2,015,491
2020-10-12 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.46 58.1K 100,649,528
2020-10-07 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.41 50.9K 100,524,528
2020-10-06 HANDOK, INC. Director P-Purchase A Common Shares 125,000 0.42 52.9K 100,399,528
2020-10-05 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.46 57.2K 100,274,528
2020-10-02 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.45 56.4K 100,149,528
2020-10-01 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.44 55.0K 100,024,528
2020-09-30 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.44 54.5K 99,899,528
2020-09-29 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.45 55.7K 99,774,528
2020-09-28 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.44 55.5K 99,649,528
2020-09-25 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.45 55.7K 99,524,528
2020-09-24 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.44 55.4K 99,399,528
2020-09-23 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.46 57.1K 99,274,528
2020-09-22 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.46 57.4K 99,149,528
2020-09-21 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.46 57.4K 99,024,528
2020-09-18 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.46 57.6K 98,899,528
2020-09-17 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.46 57.7K 98,774,528
2020-09-16 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.46 57.2K 98,649,528
2020-09-15 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.45 56.4K 98,524,528
2020-09-14 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.46 57.6K 98,399,528
2020-09-11 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.49 61.4K 98,274,528
2020-09-10 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.49 61.2K 98,149,528
2020-09-10 FAUCHET PHILIPPE Director 0 0.00 0
2020-09-09 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.49 61.2K 98,024,528
2020-09-08 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.45 56.0K 97,899,528
2020-09-04 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.48 60.4K 97,774,528
2020-09-03 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.49 60.7K 97,649,528
2020-09-02 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.58 72.7K 97,524,528
2020-09-01 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.55 69.0K 97,399,528
2020-08-31 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.48 60.4K 97,274,528
2020-08-28 HANDOK, INC. Director P-Purchase A Common Shares 125,000 0.49 61.0K 97,149,528
2020-08-27 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.47 58.9K 97,024,528
2020-08-26 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.47 58.8K 96,899,528
2020-08-25 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.50 62.2K 96,774,528
2020-08-24 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.49 61.6K 96,649,528
2020-08-21 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.47 59.2K 96,524,528
2020-08-20 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.46 56.9K 96,399,528
2020-08-19 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.45 56.6K 96,274,528
2020-08-18 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.49 61.2K 96,149,528
2020-08-17 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.48 59.7K 96,024,528
2020-08-14 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.41 51.3K 95,899,528
2020-08-13 HANDOK, INC. 10% Owner P-Purchase A Common Shares 184,941 0.35 64.3K 95,774,528
2020-08-12 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.40 50.3K 95,589,587
2020-08-11 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.43 53.7K 95,464,587
2020-08-10 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.34 42.9K 95,339,587
2020-08-07 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.35 43.9K 95,214,587
2020-08-06 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.36 44.5K 95,089,587
2020-08-05 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.35 43.3K 94,964,587
2020-08-04 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.34 42.5K 94,839,587
2020-08-03 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.34 42.2K 94,714,587
2020-07-31 HANDOK, INC. 10% Owner P-Purchase A Common Shares 250,000 0.31 78.7K 94,589,587
2020-07-30 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.32 40.3K 94,339,587
2020-07-29 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.34 42.0K 94,214,587
2020-07-28 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.32 40.6K 94,089,587
2020-07-27 HANDOK, INC. Director P-Purchase A Common Shares 125,000 0.34 42.2K 93,964,587
2020-07-24 HANDOK, INC. 10% Owner P-Purchase A Common Shares 125,000 0.31 39.3K 93,839,587
2020-07-23 HANDOK, INC. 10% Owner P-Purchase A Common Shares 187,000 0.30 56.5K 93,714,587
2020-07-22 HANDOK, INC. 10% Owner P-Purchase A Common Shares 250,000 0.28 70.8K 93,527,587
2020-07-21 HANDOK, INC. 10% Owner P-Purchase A Common Shares 250,000 0.25 63.2K 93,277,587
2020-07-20 HANDOK, INC. 10% Owner P-Purchase A Common Shares 250,000 0.26 65.7K 93,027,587
2020-07-17 HANDOK, INC. 10% Owner P-Purchase A Common Shares 250,000 0.21 52.2K 92,777,587
2020-07-16 HANDOK, INC. 10% Owner P-Purchase A Common Shares 250,000 0.19 46.7K 92,527,587
2020-07-15 HANDOK, INC. 10% Owner P-Purchase A Common Shares 250,000 0.16 39.4K 92,277,587
2020-07-14 HANDOK, INC. 10% Owner P-Purchase A Common Shares 84,000 0.16 13.2K 92,027,587
2020-07-13 HANDOK, INC. 10% Owner P-Purchase A Common Shares 100,000 0.15 15.3K 91,943,587
2020-07-10 HANDOK, INC. 10% Owner P-Purchase A Common Shares 18,550 0.13 2.4K 91,843,587
2020-07-09 HANDOK, INC. 10% Owner P-Purchase A Common Shares 133,804 0.13 17.3K 91,825,037
2020-07-08 HANDOK, INC. 10% Owner P-Purchase A Common Shares 45,200 0.12 5.5K 91,691,233
2020-07-07 HANDOK, INC. 10% Owner P-Purchase A Common Shares 45,100 0.11 4.7K 91,646,033
2020-07-06 HANDOK, INC. 10% Owner P-Purchase A Common Shares 300,000 0.10 30.4K 91,600,933
2019-11-20 Lim Junghee Director 0 0.00 0
2019-11-20 Labrucherie Gil M Director I Common Shares 0 0.00 47,042
2019-07-31 Vendola Keith A. Officer A-Award A Stock Option (right to buy) 3,000,000 0.29 870.0K 3,000,000
2019-07-31 Mantripragada Sankaram Officer A-Award A Stock Option (right to buy) 3,500,000 0.29 1.02M 3,500,000
2019-07-31 Elam Nevan C Director / Officer A-Award A Stock Option (right to buy) 15,000,000 0.29 4.35M 15,000,000
2019-07-23 HANDOK, INC. 10% Owner P-Purchase A Common Stock 34,482,758 0.29 10.00M 91,300,933
2019-07-23 Genexine Inc. 10% Owner P-Purchase A Common Stock 34,482,758 0.29 10.00M 91,300,933
2019-04-26 HANDOK, INC. 10% Owner C-Conversion D Series AA Preferred Stock 1,250,000 0.22 275.0K 0
2019-04-26 Genexine Inc. 10% Owner C-Conversion A Common Stock 56,818,175 0.00 56,818,175
2019-03-04 Miller Seline E. Officer 0 0.00 0
2019-02-11 Sung Young Chul Director I Series AA Preferred Shares 0 0.00 1,250,000
2019-01-30 HANDOK, INC. 10% Owner D Series AA Preferred Stock 56,818,175 0.22 12.50M 0
2019-01-30 Genexine Inc. 10% Owner D Series AA Preferred Stock 56,818,175 0.22 12.50M 0
2018-05-10 Vendola Keith A. Officer 0 0.00 0
2018-04-23 XOMA Corp 10% Owner D Common Stock 0 0.00 8,093,010
2017-03-10 Welch David F Director P-Purchase A Common Stock 5,000 0.95 4.8K 1,811,415
2017-03-09 Welch David F Director P-Purchase A Common Stock 5,000 0.95 4.8K 1,806,415
2017-03-08 Welch David F Director P-Purchase A Common Stock 5,000 0.98 4.9K 1,801,415
2017-03-06 Welch David F Director P-Purchase A Common Stock 5,000 0.95 4.8K 1,796,415
2017-02-10 Welch David F Director P-Purchase A Common Stock 5,000 0.99 5.0K 28,100
2017-02-06 Welch David F Director P-Purchase A Common Stock 5,000 0.96 4.8K 10,000
2017-02-03 Welch David F Director P-Purchase A Common Stock 5,000 0.95 4.8K 5,000
2017-01-20 Welch David F Director P-Purchase A Common Stock 9,983 1.07 10.7K 1,791,415
2017-01-19 Welch David F Director P-Purchase A Common Stock 10,000 0.95 9.5K 1,781,432
2017-01-18 Welch David F Director P-Purchase A Common Stock 5,000 1.00 5.0K 1,771,432
2017-01-12 Welch David F Director P-Purchase A Common Stock 5,000 0.95 4.8K 15,000
2017-01-11 Welch David F Director P-Purchase A Common Stock 5,000 0.94 4.7K 10,000
2017-01-10 Welch David F Director P-Purchase A Common Stock 5,000 0.91 4.6K 5,000

Executive team

Top executives
Shares Outstanding
95.70M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 Nevan Charles Elam Chief Executive Officer 610.8K 451.7K 1.77M 21.4K 2.85M 61.98%
2 2025 Daron Evans Chief Financial Officer 421.5K 231.1K 1.02M 46.6K 1.72M 59.25%
3 2025 Brian Roberts, M.D. Chief Medical Officer 483.4K 222.0K 667.2K 62.2K 1.43M 46.50%
4 2024 Nevan Charles Elam Chief Executive Officer 550.2K 342.2K 277.0K 23.3K 1.19M 23.23%
5 2024 Brian Roberts, M.D. Chief Medical Officer 471.6K 195.6K 105.9K 44.9K 818.0K 12.95%
6 2024 Daron Evans Chief Financial Officer 121.3K 59.7K 201.0K 2.0K 384.1K 52.34%
7 2023 Nevan Charles Elam Chief Executive Officer 534.1K 416.1K 23.5K 973.6K 0.00%
8 2023 Brian Roberts, M.D. Chief Medical Officer 457.8K 237.8K 43.3K 738.9K 0.00%
9 2022 Nevan Charles Elam Chief Executive Officer 1.00 4.00 5.00 6.00 7.78M 0.00%
10 2022 Brian Roberts, M.D. Chief Medical Officer 2.00 4.00 5.00 8.00 2.42M 0.00%
11 2021 Nevan Elam, Chief Executive Officer 495.7K 491.0K 3.89M 22.0K 4.90M 79.40%
12 2021 Nevan Charles Elam Chief Executive Officer 495.7K 491.0K 3.89M 22.0K 4.90M 79.40%
13 2021 Brian Roberts SVP, Clinical Development 371.4K 171.3K 775.2K 36.1K 1.35M 57.26%
14 2021 Brian Roberts, M.D. Chief Medical Officer 371.4K 171.3K 775.2K 36.1K 1.35M 57.26%
15 2021 Keith Vendola, Former Chief Financial Officer 244.7K 166.4K 206.9K 618.1K 0.00%
16 2020 Nevan Charles Elam, Chief Executive Officer 490.0K 97.0K 2.69M 23.7K 3.30M 81.49%
17 2020 Nevan Elam, Chief Executive Officer 490.0K 97.0K 2.69M 23.7K 3.30M 81.49%
18 2020 Sankaram Mantripragada, Scientist Emeritus 350.0K 57.8K 627.0K 31.9K 1.07M 58.78%
19 2020 Keith Vendola, Former Chief Financial Officer 365.0K 36.1K 538.0K 13.6K 952.7K 56.47%
20 2019 Keith Vendola, Former Chief Financial Officer 330.0K 8.0K 395.7K 1.6K 735.4K 53.81%
21 2019 Nevan Charles Elam, Chief Executive Officer 453.3K 258.8K 20.2K 732.2K 0.00%
22 2019 Sankaram Mantripragada, Scientist Emeritus 350.0K 181.1K 31.3K 562.4K 0.00%
23 2018 Nevan Elam Chief Executive Officer 450.0K 1.91M 18.3K 2.38M 80.31%
24 2018 Sankaram Mantripragada Chief Scientific Officer 350.0K 175.0K 938.3K 18.5K 1.48M 63.32%
25 2018 Hoyoung Huh Chairman of Scientific Advisory Board and Business Development 162.0K 1.07M 15.1K 1.24M 85.75%
26 2018 Morgan Fields Chief Accounting Officer 145.0K 282.0K 7.1K 434.1K 64.96%
27 2018 Keith Vendola Chief Financial Officer 55.0K 203.00 55.2K 0.00%
28 2017 Nevan Elam Chief Executive Officer 450.0K 135.0K 1.93M 18.6K 2.53M 76.18%
29 2017 Hoyoung Huh Chairman of Scientific Advisory Board and Business Development 216.0K 962.6K 18.1K 1.20M 80.44%
30 2017 Sankaram Mantripragada Chief Scientific Officer 350.0K 78.8K 611.3K 30.1K 1.07M 57.12%
31 2017 Morgan Fields Chief Accounting Officer 145.0K 27.2K 266.4K 15.5K 454.1K 58.66%
32 2016 Nevan Elam Chief Executive Officer 450.0K 135.0K 1.75M 18.4K 2.35M 74.34%
33 2016 Sankaram Mantripragada Chief Scientific Officer 350.0K 78.8K 650.7K 25.4K 1.10M 58.90%
34 2016 Hoyoung Huh Chairman of Scientific Advisory Board and Business Development 216.0K 544.3K 17.9K 778.2K 69.94%
35 2016 Morgan Fields Chief Accounting Officer 145.0K 36.3K 200.6K 13.4K 395.2K 50.75%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-10-07 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-11 SC 13G/A
2026-05-04 8-K
2026-03-31 4
2026-03-26 SC 13G/A
2026-03-24 8-K
2026-03-04 4
2026-03-04 4
2026-03-04 4
2026-02-13 SC 13G/A
2026-02-12 8-K

Executive team

NameTitleCompensationGender
Nevan Charles Elam Founder, Chief Executive Officer, Principal Financial Officer & Acting Chairman of the Board 1M male
Brian Kenneth Roberts Chief Medical Officer 767.5K
Daron G. Evans Chief Financial & Business Officer 699.2K male
Erin O'Boyle Senior Vice President & Head of Clinical Operations female
Melissa Quinn Senior Director of People and Culture female
Michael Covarrubias Senior Vice President & Head of Program & Portfolio Management male
Michael R. Deperro Senior VP & Head of Operations male
Raj Agrawal Vice President & Head of Ophthalmological Clinical Development
Robyn Sweinhart Vice President & Head of Quality female
Chris Milks Vice President & Head of Finance male
Davelyn Eaves Hood Director and Head of Scientific & Patient Affairs
ESG Rating
B
BIOTECHNOLOGY
Rank: 456 out of 710
2024
E (Environmental)
53.0 / 56.3
Company / Sector avg.
S (Social)
62.9 / 62.4
Company / Sector avg.
G (Governance)
62.4 / 60.9
Company / Sector avg.
ESG Total
59.4 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
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Dividend history

Earnings history

Earnings reports

Stock splits