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Reviva Pharmaceuticals Holdings, Inc. (RVPH)

USD0.58 +0.03 (+6.04%)
US OTC Healthcare Biotechnology
Address 10080 N. Wolfe Road 95014
Cupertino, CA, US
CEO Laxminarayan Bhat
IPO 2020-12-15
CIK 1742927 ISIN US76152G2093

Explore sections of this company profile

Also trades on NASDAQ Capital Market · RVPH (USD) NASDAQ Capital Market · RVPHW (USD)
Description

Reviva Pharmaceuticals Holdings, Inc., a biopharmaceutical company, discovers, develops, and commercializes next-generation therapeutics for diseases targeting unmet medical needs in the areas of central nervous system, respiratory, inflammatory, and cardiometabolic diseases. The company’s lead product candidate comprises brilaroxazine (RP5063) for the treatment of neuropsychiatric indications, such as schizophrenia, bipolar disorder, major depressive disorder, attention-deficit/hyperactivity disorder, behavioral and psychotic symptoms of dementia and Alzheimer’s disease, and Parkinson’s disease psychosis. It also engages in the clinical development for respiratory indications, such as pulmonary arterial hypertension and idiopathic pulmonary fibrosis. In addition, the company is in preclinical development for the treatment of psoriasis; and RP1208 for the treatment of depression and obesity. The company was founded in 2018 and is headquartered in Cupertino, California.

Market Cap & Enterprise Value
Merger & Acquisition History
Target company Ticker Date Filing
EGS TZACU 2020-08-12 View
Technical Outlook
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Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD0.58 +0.03 (+6.04%)
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Volume Profile
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Liquidity & share structure
Average Volume
606.0K
Beta
0.56
Float Shares
3.30M
Free Float %
96.7%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+0.00% -59.53% -58.89% -93.24% -96.49% -93.69% -97.77% -99.78% -99.64% -99.82% -99.82%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (8 ratings, all time) Buy
Price Targets & DCF
Current price
0.58
DCF (Unlevered) 3,071,089.18 +525,601,334.3%
DCF (Levered) 3,867,672.82 +661,932,609.7%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 80% Bullish
Rating 2026-05 Change
Strong Buy 0 -1
Buy 4 0
Hold 1 -1
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
-2,829,430.91
Distress
Piotroski F-Score
2 / 9
Weak
MOAT Score
3 / 10
No MOAT
Composite Rating
B
Overall Score
3 / 5
Medium
DCF Score
5 / 5
High
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
3 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
5 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
  • EPS growth Biotechnology: +29.7%
    +69.6% Q1'26: +82.3% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
  • EBIT margin Biotechnology: +0.0%
  • ROIC Biotechnology: -16.1%
    Q1'26: +0.0% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +118.9% Q1'26: +188.7% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -20,515.45× Q1'26: -0.02× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.75) × ERP
WACC = 0% × Ke + 100% × Kd (4.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 3,071,165.68 Current price: 0.58
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2024
actual
Dec 2025
actual
Dec 2026
4 Rev. Ana.
2 EPS Ana.
Dec 2027
3 Rev. Ana.
2 EPS Ana.
Dec 2028
1 Rev. Ana.
1 EPS Ana.
Dec 2029
1 Rev. Ana.
1 EPS Ana.
Dec 2030
1 Rev. Ana.
1 EPS Ana.
Revenue
5.00M
5.00M – 5.00M
137.30M
137.30M – 137.30M
+2,645.9% YoY
185.75M
185.75M – 185.75M
+35.3% YoY
378.96M
378.96M – 378.96M
+104.0% YoY
178.52M
178.52M – 178.52M
-52.9% YoY
EBITDA
-29.88M
-19.83M
— – —
— – —
— – —
— – —
— – —
EBIT
-29.88M
-19.83M
— – —
— – —
— – —
— – —
— – —
Net Income
-29.92M
est: -32.84M (+8.9%)
-19.86M
est: -23.24M (+14.5%)
-6.72M
-9.87M – -3.57M
+71.1% YoY
-4.19M
-5.77M – -2.62M
+37.6% YoY
-3.66M
-3.66M – -3.66M
+12.6% YoY
-4.06M
-4.06M – -4.06M
-10.9% YoY
399.1K
399.1K – 399.1K
+109.8% YoY
SGA
7.89M
8.49M
— – —
— – —
— – —
— – —
— – —
EPS
-18.00
est: -19.71 (+8.7%)
-5.48
est: -6.34 (+13.5%)
-1.61
-2.72 – -0.98
+74.6% YoY
-1.16
-1.59 – -0.72
+28.0% YoY
-1.01
-1.01 – -1.01
+12.9% YoY
-1.12
-1.12 – -1.12
-10.9% YoY
0.11
0.11 – 0.11
+109.8% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-13 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-12 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-11 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-08 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-07 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-06 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-05 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-04 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-01 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-04-30 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-04-29 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-28 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-27 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-24 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-23 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-22 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-21 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-20 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-17 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-16 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5

Owner Earnings

Owner's Earnings (history)

Owner's Earnings history not available.

Owner alignment
Owner's Earnings TTM
OE per share TTM
Owner's Yield
Maintenance CapEx ratio
Maint CapEx / Avg PPE

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
1
Total invested
714.00
Insider transactions (90d)
0
Beneficial owners (>5%)
25
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Laxminarayan Bhat 2.48M 26.90% 2.48M 2.48M IN United States 2020-12-21
2 Parag Saxena 1.92M 23.30% 1.92M 1.92M IN Citizenship or Place of Organization 2018-09-04
3 Tenzing LLC 1.92M 23.30% 1.92M 1.92M OO Citizenship or Place of Organization 2018-09-04
4 Schonfeld Strategic Advisors LLC 1.77M 5.30% 1.52M 256.8K 1.52M IA Delaware 2024-11-14
5 Armistice Capital, LLC 1.76M 6.32% 1.76M IA, OO Delaware 2024-02-14
6 Steven Boyd 1.76M 6.32% 1.76M HC, IN United States of America 2024-02-14
7 Israel A. Englander 1.56M 5.20% 1.56M 1.56M IN Delaware 2024-08-14
8 Millennium Group Management LLC 1.56M 5.20% 1.56M 1.56M OO Delaware 2024-08-14
9 Millennium Management LLC 1.56M 5.20% 1.56M 1.56M OO Delaware 2024-08-14
10 Integrated Core Strategies (US) LLC 1.52M 5.10% 1.52M 1.52M OO Delaware 2024-08-14
11 TANG CAPITAL MANAGEMENT, LLC 1.35M 9.99% 1.35M 1.35M DELAWARE 2021-06-03
12 Glazer Capital, LLC 707.6K 22.20% 707.6K OO State of Delaware 2020-10-13
13 Paul J. Glazer 707.6K 22.20% 707.6K IN State of Delaware 2020-10-13
14 Mizuho Financial Group, Inc. 638.0K 7.70% 638.0K 638.0K FI Japan 2020-02-14
15 Rahul Nayar 515.7K 3.00% 515.7K 515.7K IN Citizenship or Place of Organization 2021-06-14
16 NAME OF REPORTING PERSONS 502.2K 9.00% 502.2K 502.2K USA 2020-12-18
17 Daniel Gosselin 375.0K 4.53% 375.0K 375.0K IN CANADA 2019-02-13
18 K2 & ASSOCIATES INVESTMENT MANAGEMENT INC. 375.0K 4.53% 375.0K 375.0K CO ONTARIO, CANADA 2019-02-13
19 K2 GENPAR 2009 Inc. 375.0K 4.53% 375.0K 375.0K CO Ontario, CANADA 2019-02-13
20 K2 GenPar L.P. 375.0K 4.53% 375.0K 375.0K PN Ontario, CANADA 2019-02-13
21 L.P. 375.0K 4.53% 375.0K 375.0K PN Ontario, CANADA 2019-02-13
22 SHAWN KIMEL INVESTMENTS, INC. 375.0K 4.53% 375.0K 375.0K CO ONTARIO, CANADA 2019-02-13
23 Notes). 372.1K 4.50% 372.1K 372.1K IA DELAWARE 2020-02-13
24 Hudson Bay Capital Management LP 0.00% PN State of Delaware 2021-01-08
25 Sander Gerber 0.00% IN State of Delaware 2021-01-08

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
1
-52 vs prev Q
New positions
0
Closed positions
46
Increased
0
Reduced
0
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 VANGUARD GROUP INC 3.20M +1.3M (+66.3%) 892.1K +182.5K (+25.7%) 4.40% +0.541 pp 0.00% +0.000 pp USD1.98 -85.9% 19 qtrs
2 GEODE CAPITAL MANAGEMENT, LLC 1.05M +489.7K (+87.6%) 292.7K +86.5K (+42.0%) 1.44% +0.321 pp 0.00% +0.000 pp USD1.32 -78.8% 19 qtrs
3 MILLENNIUM MANAGEMENT LLC 994.2K +994.2K (+100.0%) 277.4K +277.4K (+100.0%) 1.37% +1.368 pp 0.00% +0.000 pp USD0.28 +0.0% 1 qtrs NEW
4 DIADEMA PARTNERS LP 500.0K +500.0K (+100.0%) 139.5K +139.5K (+100.0%) 0.69% +0.688 pp 0.02% +0.024 pp USD0.28 +0.0% 3 qtrs
5 STATE STREET CORP 383.2K +256.5K (+202.4%) 106.9K +60.2K (+128.9%) 0.53% +0.273 pp 0.00% +0.000 pp USD1.16 -75.9% 13 qtrs
6 BLACKROCK, INC. 371.7K +314.1K (+545.8%) 103.7K +82.5K (+388.8%) 0.51% +0.396 pp 0.00% +0.000 pp USD0.46 -39.1% 6 qtrs
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 369.1K +355.6K (+2,634.1%) 103.3K +98.4K (+1,969.0%) 0.51% +0.481 pp 0.00% +0.000 pp USD0.33 -15.2% 14 qtrs
8 UBS GROUP AG 359.5K +359.5K (+100.0%) 100.3K +100.3K (+100.0%) 0.49% +0.495 pp 0.00% +0.000 pp USD0.28 +0.0% 8 qtrs
9 MORGAN STANLEY 337.3K +333.2K (+8,087.3%) 94.1K +92.6K (+6,095.5%) 0.46% +0.456 pp 0.00% +0.000 pp USD0.30 -6.7% 13 qtrs
10 MURCHINSON LTD. 250.0K +250.0K (+100.0%) 70.0K +70.0K (+100.0%) 0.34% +0.344 pp 0.01% +0.011 pp USD0.28 +0.0% 1 qtrs NEW
11 NORTHERN TRUST CORP 209.4K +138.0K (+193.3%) 58.4K +32.1K (+122.0%) 0.29% +0.145 pp 0.00% +0.000 pp USD1.33 -78.9% 19 qtrs
12 XTX TOPCO LTD 164.3K +63.9K (+63.6%) 45.8K +8.8K (+23.9%) 0.23% +0.025 pp 0.00% -0.001 pp USD0.34 -17.6% 5 qtrs
13 LIDO ADVISORS, LLC 94.7K -4.9K (-4.9%) 31.1K -5.6K (-15.2%) 0.13% -0.070 pp 0.00% +0.000 pp USD0.37 -24.3% 2 qtrs
14 JANE STREET GROUP, LLC 100.6K -15.2K (-13.1%) 28.1K -14.6K (-34.2%) 0.14% -0.094 pp 0.00% +0.000 pp USD1.11 -74.8% 5 qtrs
15 CITADEL ADVISORS LLC 81.7K +63.6K (+351.4%) 22.8K +16.1K (+241.6%) 0.11% +0.076 pp 0.00% +0.000 pp USD0.88 -68.2% 16 qtrs
16 BOOTHBAY FUND MANAGEMENT, LLC 68.7K +68.7K (+100.0%) 19.2K +19.2K (+100.0%) 0.09% +0.095 pp 0.00% +0.000 pp USD0.28 +0.0% 1 qtrs NEW
17 GROUP ONE TRADING, L.P. 62.4K +62.4K (+100.0%) 17.4K +17.4K (+100.0%) 0.09% +0.086 pp 0.00% +0.000 pp USD0.28 +0.0% 1 qtrs NEW
18 COLONY GROUP, LLC 53.0K +— (+0.0%) 14.8K -4.7K (-24.3%) 0.07% -0.033 pp 0.00% +0.000 pp USD4.63 -94.0% 9 qtrs
19 CI PRIVATE WEALTH, LLC 38.0K +38.0K (+100.0%) 10.6K +10.6K (+100.0%) 0.05% +0.052 pp 0.00% +0.000 pp USD0.28 +0.0% 1 qtrs NEW
20 COMMONWEALTH EQUITY SERVICES, LLC 36.3K +16.0K (+79.0%) 10.1K +3.1K (+44.6%) 0.05% +0.009 pp 0.00% +0.000 pp USD0.77 -63.6% 6 qtrs
21 CUTLER INVESTMENT COUNSEL LLC 33.5K +33.5K (+100.0%) 9.3K +9.3K (+100.0%) 0.05% +0.046 pp 0.00% +0.001 pp USD0.28 +0.0% 1 qtrs NEW
22 BECKER CAPITAL MANAGEMENT INC 32.6K +32.6K (+100.0%) 9.1K +9.1K (+100.0%) 0.04% +0.045 pp 0.00% +0.000 pp USD0.28 +0.0% 1 qtrs NEW
23 CREATIVE PLANNING 32.1K +— (+0.0%) 9.0K -2.9K (-24.3%) 0.04% -0.020 pp 0.00% +0.000 pp USD0.38 -26.3% 3 qtrs
24 TWO SIGMA SECURITIES, LLC 30.7K +30.7K (+100.0%) 8.6K +8.6K (+100.0%) 0.04% +0.042 pp 0.00% +0.001 pp USD0.28 +0.0% 1 qtrs NEW
25 HRT FINANCIAL LP 31.1K +31.1K (+100.0%) 8.0K +8.0K (+100.0%) 0.04% +0.043 pp 0.00% +0.000 pp USD0.28 +0.0% 1 qtrs NEW
26 AQR CAPITAL MANAGEMENT LLC 28.0K +— (+0.0%) 7.8K -2.5K (-24.3%) 0.04% -0.018 pp 0.00% +0.000 pp USD0.37 -24.3% 2 qtrs
27 CETERA INVESTMENT ADVISERS 23.8K -36.2K (-60.3%) 6.6K -15.5K (-70.0%) 0.03% -0.088 pp 0.00% +0.000 pp USD0.37 -24.3% 2 qtrs
28 KESTRA ADVISORY SERVICES, LLC 20.0K +20.0K (+100.0%) 5.6K +5.6K (+100.0%) 0.03% +0.028 pp 0.00% +0.000 pp USD0.28 +0.0% 1 qtrs NEW
29 VANGUARD PERSONALIZED INDEXING MANAGEMENT, LLC 19.1K -4.8K (-20.1%) 5.3K -3.5K (-39.5%) 0.03% -0.022 pp 0.00% +0.000 pp USD0.38 -26.3% 5 qtrs
30 CITIGROUP INC 18.4K +18.4K (+100.0%) 5.1K +5.1K (+100.0%) 0.03% +0.025 pp 0.00% +0.000 pp USD0.28 +0.0% 1 qtrs NEW
31 LARSON FINANCIAL GROUP LLC 16.6K -18.4K (-52.4%) 4.6K -8.3K (-64.0%) 0.02% -0.047 pp 0.00% 0.000 pp USD0.37 -24.3% 2 qtrs
32 RAYMOND JAMES FINANCIAL INC 14.0K -1.0K (-6.7%) 3.9K -1.6K (-29.4%) 0.02% -0.011 pp 0.00% +0.000 pp USD1.75 -84.0% 5 qtrs
33 TWO SIGMA INVESTMENTS, LP 13.9K -7.9K (-36.4%) 3.9K -4.2K (-51.8%) 0.02% -0.025 pp 0.00% +0.000 pp USD0.97 -71.1% 13 qtrs
34 FLAGSHIP HARBOR ADVISORS, LLC 12.5K +12.5K (+100.0%) 3.5K +3.5K (+100.0%) 0.02% +0.017 pp 0.00% +0.000 pp USD0.28 +0.0% 1 qtrs NEW
35 TD WATERHOUSE CANADA INC. 12.5K +— (+0.0%) 3.5K -1.1K (-23.5%) 0.02% -0.008 pp 0.00% +0.000 pp USD0.40 -30.0% 4 qtrs
36 NRI WEALTH MANAGEMENT LC 11.4K -1.0K (-8.1%) 3.2K -1.4K (-30.4%) 0.02% -0.009 pp 0.00% -0.001 pp USD1.81 -84.5% 5 qtrs
37 SANCTUARY ADVISORS, LLC 10.0K +— (+0.0%) 2.8K -896.0 (-24.3%) 0.01% -0.006 pp 0.00% +0.000 pp USD0.95 -70.5% 4 qtrs
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 9.3K +— (+0.0%) 2.6K -834.0 (-24.3%) 0.01% -0.006 pp 0.00% +0.000 pp USD2.89 -90.3% 17 qtrs
39 8.1K +8.1K (+100.0%) 2.2K +2.2K (+100.0%) 0.01% +0.011 pp 0.00% +0.000 pp USD0.28 +0.0% 1 qtrs NEW
40 SBI SECURITIES CO., LTD. 5.0K -2.0 (0.0%) 1.4K -448.0 (-24.3%) 0.01% -0.003 pp 0.00% +0.000 pp USD0.38 -26.3% 3 qtrs
41 FMR LLC 4.8K +4.8K (+100.0%) 1.3K +1.3K (+100.0%) 0.01% +0.007 pp 0.00% +0.000 pp USD0.28 +0.0% 1 qtrs NEW
42 IFP ADVISORS, INC 4.0K +— (+0.0%) 1.1K -358.0 (-24.3%) 0.01% -0.003 pp 0.00% +0.000 pp USD1.81 -84.5% 5 qtrs
43 WELLS FARGO & COMPANY/MN 3.0K -4.0K (-57.1%) 837.00 -1.7K (-67.6%) 0.00% -0.010 pp 0.00% +0.000 pp USD0.62 -54.8% 4 qtrs
44 VERMILLION WEALTH MANAGEMENT, INC. 1.0K +1.0K (+100.0%) 279.00 +279.0 (+100.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD0.28 +0.0% 1 qtrs NEW
45 ACTIVEST WEALTH MANAGEMENT 1.0K +— (+0.0%) 279.00 -90.0 (-24.4%) 0.00% -0.001 pp 0.00% +0.000 pp USD1.19 -76.5% 7 qtrs
46 BANK OF AMERICA CORP /DE/ 915.00 +377.0 (+70.1%) 256.00 +58.0 (+29.3%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.51 -81.5% 13 qtrs
47 TRADEWINDS CAPITAL MANAGEMENT, LLC 250.00 +— (+0.0%) 70.00 -23.0 (-24.7%) 0.00% 0.000 pp 0.00% +0.000 pp USD1.81 -84.5% 5 qtrs
48 RENAISSANCE TECHNOLOGIES LLC -216.6K (-100.0%) -79.8K (-100.0%) 0.00% -0.435 pp 0.00% 0.000 pp USD 2 qtrs SOLD
49 PERSISTENT ASSET PARTNERS LTD -593.9K (-100.0%) -218.9K (-100.0%) 0.00% -1.191 pp 0.00% -0.151 pp USD 5 qtrs SOLD
50 INSIGNEO ADVISORY SERVICES, LLC -10.0K (-100.0%) -3.7K (-100.0%) 0.00% -0.020 pp 0.00% 0.000 pp USD 4 qtrs SOLD
51 SCHONFELD STRATEGIC ADVISORS LLC -48.4K (-100.0%) -17.8K (-100.0%) 0.00% -0.097 pp 0.00% 0.000 pp USD 8 qtrs SOLD
52 SG AMERICAS SECURITIES, LLC -11.6K (-100.0%) -4.0K (-100.0%) 0.00% -0.023 pp 0.00% +0.000 pp USD 2 qtrs SOLD
53 SIMPLEX TRADING, LLC -172.5K (-100.0%) -63.0K (-100.0%) 0.00% -0.346 pp 0.00% +0.000 pp USD 3 qtrs SOLD
54 EMC CAPITAL MANAGEMENT -128.9K (-100.0%) -48.0K (-100.0%) 0.00% -0.259 pp 0.00% -0.023 pp USD 20 qtrs SOLD
55 DRIVE WEALTH MANAGEMENT, LLC -10.0K (-100.0%) -3.7K (-100.0%) 0.00% -0.020 pp 0.00% -0.001 pp USD 5 qtrs SOLD
56 ROYAL BANK OF CANADA -1.5K (-100.0%) -1.0K (-100.0%) 0.00% -0.003 pp 0.00% +0.000 pp USD 5 qtrs SOLD
57 TOWER RESEARCH CAPITAL LLC (TRC) -22.4K (-100.0%) -8.3K (-100.0%) 0.00% -0.045 pp 0.00% 0.000 pp USD 21 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock

This company is not held by any ETF in our universe.

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
3
Sells
0
Shares acquired
191.0K
Shares disposed
Cash buys
Cash sales
Net activity
+191,000
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-03-18 Prabhu Narayan Officer A-Award A Stock Option (right to buy) 40,925 1.87 76.5K 40,925 D
2026-03-18 Bhat Laxminarayan Director / Officer A-Award A Stock Option (right to buy) 109,150 1.87 204.1K 109,150 D
2025-12-18 SAXENA PARAG Director A-Award A Stock Option (right to buy) 8,200 0.58 4.8K 8,200 D
2025-12-18 Patel Purav Director A-Award A Stock Option (right to buy) 8,200 0.58 4.8K 8,200 D
2025-12-18 Margolin Richard A Director A-Award A Stock Option (right to buy) 8,200 0.58 4.8K 8,200 D
2025-12-18 Funtleyder Leslie D. Director A-Award A Stock Option (right to buy) 8,200 0.58 4.8K 8,200 D
2025-02-13 Narayan Prabhu Officer A-Award A Stock Option (right to buy) 194,250 1.80 349.7K 194,250 D
2025-02-13 Bhat Laxminarayan Director / Officer / 10% Owner A-Award A Stock Option (right to buy) 519,000 1.80 934.2K 519,000 D
2024-12-10 SAXENA PARAG Director / 10% Owner A-Award A Stock Option (right to buy) 8,200 2.52 20.7K 8,200 D
2024-12-10 Patel Purav Director A-Award A Stock Option (right to buy) 8,200 2.52 20.7K 8,200 D
2024-12-10 Margolin Richard A Director A-Award A Stock Option (right to buy) 8,200 2.52 20.7K 8,200 D
2024-12-10 Funtleyder Leslie D. Director A-Award A Stock Option (right to buy) 8,200 2.52 20.7K 8,200 D
2024-09-15 Narayan Prabhu Officer A-Award A Stock Option (right to buy) 96,519 1.20 115.8K 96,519
2024-09-15 Bhat Laxminarayan Director / Officer / 10% Owner A-Award A Stock Option (right to buy) 158,451 1.20 190.1K 158,451
2023-11-20 SAXENA PARAG Director / 10% Owner J-Other A Common Stock Warrant (right to buy) 585,366 5.00 2.93M 585,366
2023-11-13 SAXENA PARAG Director / 10% Owner A-Award A Stock Option (right to buy) 8,200 6.04 49.5K 8,200
2023-11-13 Patel Purav Director A-Award A Stock Option (right to buy) 8,200 6.04 49.5K 8,200
2023-11-13 Funtleyder Leslie D. Director A-Award A Stock Option (right to buy) 8,200 6.04 49.5K 8,200
2023-04-25 Narayan Prabhu Officer A-Award A Stock Option (right to buy) 170,000 6.74 1.15M 170,000
2023-04-25 Bhat Laxminarayan Director / Officer / 10% Owner A-Award A Stock Option (right to buy) 443,000 6.74 2.99M 443,000
2022-11-18 Patel Purav Director P-Purchase A Common Stock, par value $0.0001 per share 3,000 4.69 14.1K 43,547
2022-11-10 SAXENA PARAG Director A-Award A Stock Option (right to buy) 3,900 0.00 3,900
2022-11-10 Patel Purav Director A-Award A Stock Option (right to buy) 3,900 0.00 3,900
2022-11-10 Margolin Richard A Director A-Award A Stock Option (right to buy) 3,900 0.00 3,900
2022-11-10 Funtleyder Leslie D. Director A-Award A Stock Option (right to buy) 3,900 0.00 3,900
2022-09-30 Narayan Prabhu Officer P-Purchase A Common Stock, par value $0.0001 per share 50,000 1.66 83.0K 100,000
2022-09-08 VEDANTA PARTNERS, LLC 10% Owner P-Purchase A Pre-Funded Warrant 869,565 0.00 86.96 869,565
2022-06-30 Narayan Prabhu Officer P-Purchase A Common Stock, par value $0.0001 per share 50,000 1.21 60.7K 50,000
2021-12-08 SAXENA PARAG Director / 10% Owner A-Award A Stock Option (right to buy) 5,300 3.78 20.0K 5,300
2021-12-08 Patel Purav Director A-Award A Stock Option (right to buy) 5,300 3.78 20.0K 5,300
2021-12-08 Margolin Richard A Director A-Award A Stock Option (right to buy) 5,300 3.78 20.0K 5,300
2021-12-08 Funtleyder Leslie D. Director A-Award A Stock Option (right to buy) 5,300 3.78 20.0K 5,300
2021-06-15 SAXENA PARAG Director / 10% Owner A-Award A Stock Option (right to buy) 4,000 4.73 18.9K 4,000
2021-06-15 Patel Purav Director A-Award A Stock Option (right to buy) 4,000 4.73 18.9K 4,000
2021-06-15 Margolin Richard A Director A-Award A Stock Option (right to buy) 4,000 4.73 18.9K 4,000
2021-06-15 Funtleyder Leslie D. Director A-Award A Stock Option (right to buy) 4,000 4.73 18.9K 4,000
2021-06-01 VEDANTA PARTNERS, LLC 10% Owner P-Purchase A Warrants (right to buy) 931,000 4.13 3.84M 931,000
2021-04-14 Patel Purav Director A-Award A Stock Option (right to buy) 15,227 4.30 65.5K 15,227
2021-04-14 Narayan Prabhu Officer A-Award A Stock Option (right to buy) 50,000 4.30 215.0K 50,000
2020-12-15 Tenzing LLC Director / 10% Owner J-Other D Warrants 540,500 11.50 6.22M 0
2020-12-14 Tenzing LLC Director / 10% Owner A-Award A Common Stock 197,500 1,975,000.00 390.06B 2,121,750
2020-12-14 Patel Purav Director D Common Stock 0 0.00 40,547
2020-12-14 Parbhu Narayan Officer 0 0.00 0
2020-12-14 Margolin Richard A Director 0 0.00 0
2020-12-14 Funtleyder Leslie D. Director 0 0.00 0
2020-12-14 Cantillon Marc Officer I Common Stock 0 0.00 10,332
2020-12-14 Bhat Laxminarayan Director / Officer / 10% Owner D Common Stock 0 0.00 2,478,856
2020-12-08 Hudson Bay Capital Management LP 10% Owner J-Other D Ordinary Shares, no par value 710,000 10.88 7.72M 0
2020-12-08 GLAZER CAPITAL, LLC 10% Owner S-Sale D Ordinary Shares, no par value 367,000 10.88 3.99M 0
2020-12-07 Hudson Bay Capital Management LP 10% Owner S-Sale D Ordinary Shares, no par value 50,000 11.51 575.5K 710,000
2020-12-03 GLAZER CAPITAL, LLC 10% Owner J-Other D Ordinary Shares, no par value 606,360 10.88 6.60M 0
2020-12-02 GLAZER CAPITAL, LLC 10% Owner S-Sale D Ordinary Shares, no par value 261 11.00 2.9K 606,360
2020-12-01 GLAZER CAPITAL, LLC 10% Owner S-Sale D Ordinary Shares, no par value 5,362 11.00 59.0K 606,621
2020-11-27 GLAZER CAPITAL, LLC 10% Owner S-Sale D Ordinary Shares, no par value 5,969 10.90 65.1K 611,983
2020-11-24 GLAZER CAPITAL, LLC 10% Owner S-Sale D Ordinary Shares, no par value 7,103 10.90 77.4K 617,952
2020-11-23 GLAZER CAPITAL, LLC 10% Owner S-Sale D Ordinary Shares, no par value 23,611 10.90 257.4K 625,055
2020-11-18 GLAZER CAPITAL, LLC 10% Owner S-Sale D Ordinary Shares, no par value 896 10.90 9.8K 648,666
2020-11-17 GLAZER CAPITAL, LLC 10% Owner S-Sale D Ordinary Shares, no par value 127 10.90 1.4K 649,562
2020-11-16 GLAZER CAPITAL, LLC 10% Owner S-Sale D Ordinary Shares, no par value 305 10.90 3.3K 649,689
2020-11-11 GLAZER CAPITAL, LLC 10% Owner S-Sale D Ordinary Shares, no par value 5 10.90 54.50 649,994
2020-11-06 GLAZER CAPITAL, LLC 10% Owner S-Sale D Ordinary Shares, no par value 1 10.90 10.90 649,999
2020-11-03 GLAZER CAPITAL, LLC 10% Owner S-Sale D Ordinary Shares, no par value 57,616 10.85 625.1K 650,000
2020-11-02 Hudson Bay Capital Management LP 10% Owner S-Sale D Ordinary Shares, no par value 50,000 10.87 543.5K 760,000
2020-11-02 GLAZER CAPITAL, LLC 10% Owner S-Sale D Ordinary Shares, no par value 1 11.50 11.50 707,616
2020-09-29 GLAZER CAPITAL, LLC 10% Owner S-Sale D Ordinary Shares, no par value 2 11.50 23.00 707,617
2020-09-17 GLAZER CAPITAL, LLC 10% Owner S-Sale D Ordinary Shares, no par value 1,000 10.80 10.8K 707,619
2020-09-14 GLAZER CAPITAL, LLC 10% Owner S-Sale D Ordinary Shares, no par value 1 10.80 10.80 708,619
2020-09-01 GLAZER CAPITAL, LLC 10% Owner I Ordinary Shares 0 0.00 708,620
2020-05-08 MIZUHO SECURITIES USA LLC 10% Owner S-Sale D Common Stock 51,000 10.62 541.6K 766,750
2020-05-07 MIZUHO SECURITIES USA LLC 10% Owner D Common Stock 0 0.00 817,750
2020-03-20 Hudson Bay Capital Management LP 10% Owner P-Purchase A Ordinary Shares, no par value 10,000 10.37 103.7K 810,000
2018-08-30 Tenzing LLC 10% Owner P-Purchase A Ordinary Shares 33,000 10.00 330.0K 1,924,250
2018-08-30 SAXENA PARAG Director / Officer / 10% Owner P-Purchase A Ordinary Shares 33,000 10.00 330.0K 1,924,250
2018-08-30 Nayar Rahul Director / Officer / 10% Owner P-Purchase A Ordinary Shares 33,000 10.00 330.0K 1,924,250
2018-08-23 Tenzing LLC 10% Owner P-Purchase A Ordinary Shares 310,000 10.00 3.10M 1,891,250
2018-08-23 SAXENA PARAG Director / Officer / 10% Owner P-Purchase A Ordinary Shares 310,000 10.00 3.10M 1,891,250
2018-08-23 Nayar Rahul Director / Officer / 10% Owner P-Purchase A Ordinary Shares 310,000 10.00 3.10M 1,891,250
2018-08-21 Hudson Bay Capital Management LP 10% Owner I Ordinary Shares, par value $0.0001 per share 0 0.00 800,000
2018-08-20 Thapar Vikas Director 0 0.00 0
2018-08-20 Tenzing LLC 10% Owner D Ordinary Shares 0 0.00 1,581,250
2018-08-20 Shapiro Nina B. Director 0 0.00 0
2018-08-20 SAXENA PARAG Director / Officer / 10% Owner I Ordinary Shares 0 0.00 1,581,250
2018-08-20 Nayar Rahul Director / Officer / 10% Owner I Ordinary Shares 0 0.00 1,581,250
2018-08-20 Cordova Gonzalo Officer 0 0.00 0
2018-08-20 CAMPBELL WILLIAM I Director 0 0.00 0
2018-08-20 Agarrwal Atanuu Officer 0 0.00 0
2014-12-05 Cantillon Marc Officer D Stock Option 7,613 31.33 238.5K 0
2014-12-05 Bhat Laxminarayan Director / Officer / 10% Owner I Stock Option 6,090 31.33 190.8K 0
2012-12-05 Cantillon Marc Officer D Stock Option 30,453 11.89 362.1K 0

Executive team

Top executives
Shares Outstanding
3.41M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2023 Laxminarayan Bhat, PhD Chief Executive Officer and President 450.0K 2.16M 157.5K 2.76M 78.03%
2 2023 Narayan Prabhu Chief Financial Officer 325.0K 827.8K 95.9K 1.25M 66.29%
3 2022 Laxminarayan Bhat, PhD Chief Executive Officer and President 400.0K 160.0K 560.0K 0.00%
4 2022 Narayan Prabhu Chief Financial Officer 275.0K 137.5K 412.5K 0.00%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-12-05 DEFA14A
2025-11-04 DEFA14A
2025-11-04 DEF 14A
2025-10-24 PRE 14A
2024-10-28 DEF 14A
2024-10-17 PRE 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-14 SC 13G
2026-05-13 8-K
2026-05-13 8-K
2026-05-13 10-Q
2026-05-07 SC 13G
2026-04-15 8-K
2026-03-30 SC 13G
2026-03-30 S-8
2026-03-30 8-K
2026-03-30 10-K

Executive team

NameTitleCompensationGender
Laxminarayan Bhat Founder, Chief Executive Officer, President & Director 675.2K
Narayan Prabhu CFO, Treasurer & Secretary 372.6K male
ESG Rating
B
BIOTECHNOLOGY
Rank: 384 out of 710
2026
E (Environmental)
67.7 / 56.3
Company / Sector avg.
S (Social)
59.6 / 62.4
Company / Sector avg.
G (Governance)
65.9 / 60.9
Company / Sector avg.
ESG Total
64.4 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits