Subscribe

RegeneRx Biopharmaceuticals, Inc. (RGRX)

USD0.00 +0.00 (+0.00%)
US OTC Healthcare Biotechnology
Address 15245 Shady Grove Road 20850
Rockville, MD, US
CEO J. J. Finkelstein
IPO 2003-10-07
CIK 707511 ISIN US75886X3061

Explore sections of this company profile

Description

RegeneRx Biopharmaceuticals, Inc. is a biotechnology firm dedicated to the advancement of therapeutic peptides, with a primary emphasis on thymosin beta 4, engineered for the protection, repair, and regeneration of tissues and organs. The company's development pipeline includes RGN-259, a preservative-free ophthalmic solution designed to restore corneal tissues following injury, disease, or other pathologies; RGN-352, an injectable formulation under investigation for its potential in treating cardiovascular ailments, central and peripheral nervous system disorders, and various other medical conditions; and RGN-137, a topical gel aimed at accelerating the healing of skin wounds and minimizing scar tissue. Strategic alliances have been forged with Lee's Pharmaceutical Group and GtreeBNT Co., Ltd. Incorporated in 1982, the company initially operated as Alpha 1 Biomedicals, Inc., adopting the name RegeneRx Biopharmaceuticals, Inc. in 2000. Its operations are headquartered in Rockville, Maryland.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
Loading outlook…
Loading forecast...
Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
Loading risk profile…
Price Chart
Averages
Trend
Price
Levels
Draw
USD0.00 +0.00 (+0.00%)
Loading historical data…
Volume Profile
Loading…
Liquidity & share structure
Average Volume
28
Beta
4.73
Float Shares
836.3K
Free Float %
55.9%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+0.00% +20.00% +20.00% +100.00% +200.00% +100.00% +200.00% -99.98% -100.00% -100.00% -100.00%
Rolling Volatility
Loading…
Drawdown
Loading…
Relative Strength
Loading…
Monthly Returns Heatmap
From To
Loading…
Annual Monthly Returns
Loading…
Daily Returns Distribution
vs.
Loading histogram data…

Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (1 ratings, all time) Buy
Price Targets & DCF
Current price
0.00
Ratings Trend (MoM) 100% Bullish
Rating 2024-11 Change
Strong Buy 0 0
Buy 1 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
-878.30
Distress
Piotroski F-Score
4 / 9
Average
MOAT Score
3 / 10
No MOAT
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
    +0.0% Q1'23: 0.0% (vs Q1'22)
  • EPS growth Biotechnology: +29.7%
    -7,094.2% Q1'23: +10.0% (vs Q1'22)
  • FCF margin FCF growth · Biotechnology: +16.2%
    -2,199.3% Q1'23: -986.6% (vs Q1'22)
  • EBIT margin Biotechnology: +0.0%
    -1,826.5% Q1'23: -1,589.4% (vs Q1'22)
  • ROIC Biotechnology: -16.1%
    Q1'23: +51.9% (vs Q1'22)
  • Share dilution Biotechnology: -3.4%
    +3.6% Q1'23: 0.0% (vs Q1'22)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -1.03× Q1'23: -1.23× (vs Q1'22)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (4.73) × ERP
WACC = 6% × Ke + 94% × Kd (22.5%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 0.00
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2017
actual
Dec 2018
actual
Revenue
56.7K
est: 53.5K (+5.9%)
69.7K
est: 50.0K (+39.3%)
EBITDA
559.0K
est: -35.0K (+1,697.5%)
-1.90M
est: -32.7K (-5,721.9%)
EBIT
556.0K
est: -53.5K (+1,139.2%)
-1.91M
est: -50.0K (-3,712.0%)
Net Income
286.5K
-1.99M
SGA
1.36M
est: 970.7K (+39.8%)
1.31M
est: 907.2K (+44.6%)
EPS
0.00
-0.02

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-823.7K
OE per share TTM
-0.01
Owner's Yield
-956.73%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
38.5%

Ownership Overview

Ownership breakdown

Ownership breakdown not available.

At a glance
Institutional holders
Total invested
Insider transactions (90d)
0
Beneficial owners (>5%)
12
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 (formerly known as Digital Aria Co., Ltd.) 25.08M 23.50% 25.08M 25.08M 10.00 CO Republic of Korea 2014-09-03
2 Digital Aria Co., Ltd. 25.08M 23.50% 25.08M 25.08M 10.00 CO Republic of Korea 2014-03-17
3 G-treeBNT Co., Ltd. 19.58M 19.30% 19.58M 19.58M 10.00 CO Republic of Korea 2015-04-01
4 Defiante Farmaceutica Unipessoal, L.d.a. 4.26M 15.90% 232.81M 4.26M 4.26M CO Italy 2002-03-12
5 Sigma-Tau Finanziaria SpA 4.26M 15.90% 232.81M 4.26M 4.26M CO Italy 2002-03-12
6 ###-##-####) 248.7K 2.92% 248.7K IN United States of America 1994-02-14
7 04-2507163) 248.7K 2.92% 7.3K 248.7K HC Commonwealth of Massachusetts 1994-02-14
8 INVESCO Funds Group, Inc. 0.00% HC State of Delaware 1995-02-07
9 INVESCO North American Group, Ltd. 0.00% HC England 1995-02-07
10 INVESCO North American Holdings, Inc. 0.00% HC State of Delaware 1995-02-07
11 INVESCO PLC 0.00% HC England 1995-02-07
12 INVESCO, Inc. 0.00% HC State of Delaware 1995-02-07

Institutional Activity (13F)

Institutional ownership trend

Institutional history not available.

Top institutional holders

Top holders not available.

ETF Ownership

Top ETFs holding this stock

This company is not held by any ETF in our universe.

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
6
Sells
0
Shares acquired
2.14M
Shares disposed
Cash buys
Cash sales
Net activity
+2,140,000
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2023-07-03 Essetifin SPA 10% Owner J-Other A Common Stock Warrant (right to buy) 3,750,000 0.02 75.0K 3,750,000
2022-05-17 Noseda Alessandro Director A-Award A Stock Option (Right to Buy) 240,000 0.19 45.6K 240,000
2022-05-17 MCNAY JOSEPH C Director A-Award A Stock Option (Right to Buy) 290,000 0.00 290,000
2022-05-17 GOLDSTEIN ALLAN L Director A-Award A Stock Option (Right to Buy) 480,000 0.00 480,000
2022-05-17 FINKELSTEIN J J Officer A-Award A Stock Option (Right to Buy) 600,000 0.00 600,000
2022-05-17 Elsey R Don Director A-Award A Stock Option (Right to Buy) 290,000 0.00 290,000
2022-05-17 Bove Mauro Director A-Award A Stock Option (right to buy) 240,000 0.00 240,000
2021-12-08 GOLDSTEIN ALLAN L Director G-Gift D Common Stock 130,000 0.00 1,507,793
2021-08-02 Noseda Alessandro Director A-Award A Stock Option (right to buy) 240,000 0.28 67.2K 240,000
2021-08-02 MCNAY JOSEPH C Director A-Award A Stock Option (right to buy) 290,000 0.28 81.2K 290,000
2021-08-02 GOLDSTEIN ALLAN L Director A-Award A Stock Option (right to buy) 480,000 0.28 134.4K 480,000
2021-08-02 FINKELSTEIN J J Director / Officer A-Award A Stock Option (right to buy) 600,000 0.28 168.0K 600,000
2021-08-02 Elsey R Don Director A-Award A Stock Option (right to buy) 290,000 0.28 81.2K 290,000
2021-08-02 Bove Mauro Director A-Award A Stock Option (right to buy) 240,000 0.28 67.2K 240,000
2021-06-30 GOLDSTEIN ALLAN L Director P-Purchase A Series B Common Stock Warrant (right to buy) 93,750 0.28 26.3K 93,750
2021-06-30 FINKELSTEIN J J Director / Officer P-Purchase A Series A Common Stock Warrant (right to buy) 56,250 0.24 13.5K 56,250
2021-06-30 CAVAZZA PAOLO 10% Owner J-Other A Common Stock Warrant (right to buy) 1,125,000 0.28 315.0K 1,125,000
2021-06-30 APTAFIN S P A D Common Stock Warrant (right to buy) 1,125,000 0.28 315.0K 0
2020-12-31 GOLDSTEIN ALLAN L Director 0 0.00 0
2020-10-15 GOLDSTEIN ALLAN L Director P-Purchase A Convertible Promissory Note (right to buy) 0 0.36 0
2020-10-15 FINKELSTEIN J J Director / Officer P-Purchase A Convertible Promissory Note (right to buy) 0 0.36 0
2020-10-15 Essetifin SPA 10% Owner P-Purchase A Convertible Promissory Note (right to buy) 0 0.00 0
2020-10-15 Bove Mauro Director P-Purchase A Common Stock Warrant (right to buy) 20,880 0.45 9.4K 20,880
2020-06-10 Noseda Alessandro Director A-Award A Stock Option (right to buy) 200,000 0.30 60.0K 200,000
2020-06-10 MCNAY JOSEPH C Director A-Award A Stock Option (right to buy) 250,000 0.30 75.0K 250,000
2020-06-10 GOLDSTEIN ALLAN L Director A-Award A Stock Option (right to buy) 400,000 0.30 120.0K 400,000
2020-06-10 FINKELSTEIN J J Director / Officer A-Award A Stock Option (right to buy) 500,000 0.30 150.0K 500,000
2020-06-10 Elsey R Don Director A-Award A Stock Option (right to buy) 250,000 0.30 75.0K 250,000
2020-06-10 Bove Mauro Director A-Award A Stock Option (right to buy) 200,000 0.30 60.0K 200,000
2019-06-12 GOLDSTEIN ALLAN L Director G-Gift D Common Stock 228,000 0.00 1,712,793
2019-05-15 Noseda Alessandro Director A-Award A Stock Option (right to buy) 200,000 0.21 42.0K 200,000
2019-05-15 MCNAY JOSEPH C Director A-Award A Stock Option (right to buy) 250,000 0.21 52.5K 250,000
2019-05-15 GOLDSTEIN ALLAN L Director A-Award A Stock Option (right to buy) 410,000 0.21 86.1K 410,000
2019-05-15 FINKELSTEIN J J Director / Officer A-Award A Stock Option (right to buy) 650,000 0.21 136.5K 650,000
2019-05-15 Elsey R Don Director A-Award A Stock Option (right to buy) 250,000 0.21 52.5K 250,000
2019-05-15 Bove Mauro Director A-Award A Stock Option (right to buy) 200,000 0.21 42.0K 200,000
2019-05-13 MCNAY JOSEPH C Director P-Purchase A Common Stock Warrant (right to buy) 78,125 0.18 14.1K 78,125
2019-05-13 GOLDSTEIN ALLAN L Director P-Purchase A Convertible Promissory Note (right to buy) 0 0.12 0
2019-05-13 FINKELSTEIN J J Director / Officer P-Purchase A Convertible Promissory Note (right to buy) 0 0.12 0
2019-05-13 Essetifin SPA 10% Owner P-Purchase A Convertible Promissory Note (right to buy) 0 0.12 0
2019-05-13 Elsey R Don Director P-Purchase A Convertible Promissory Note (right to buy) 0 0.12 0
2019-05-13 Bove Mauro Director P-Purchase A Convertible Promissory Note (right to buy) 0 0.12 0
2019-02-27 MCNAY JOSEPH C Director P-Purchase A Common Stock Warrant (right to buy) 78,125 0.18 14.1K 78,125
2019-02-27 GOLDSTEIN ALLAN L Director P-Purchase A Common Stock Warrant (right to buy) 15,625 0.18 2.8K 15,625
2019-02-27 FINKELSTEIN J J Director / Officer P-Purchase A Convertible Promissory Note (right to buy) 0 0.12 0
2019-02-27 Elsey R Don Director P-Purchase A Common Stock Warrant (right to buy) 15,625 0.18 2.8K 15,625
2019-02-27 Bove Mauro Director P-Purchase A Convertible Promissory Note (right to buy) 0 0.12 0
2019-02-26 Essetifin SPA 10% Owner J-Other A Common Stock Warrant (right to buy) 3,125,000 0.18 562.5K 3,125,000
2019-01-06 MCNAY JOSEPH C Director C-Conversion A Common Stock 522,280 0.06 31.3K 6,524,122
2019-01-06 GOLDSTEIN ALLAN L Director C-Conversion A Common Stock 208,912 0.06 12.5K 1,940,793
2018-09-27 Essetifin SPA 10% Owner C-Conversion A Common Stock 3,133,681 0.06 188.0K 34,989,080
2018-09-11 MCNAY JOSEPH C Director C-Conversion D Convertible Promissory Note (right to buy) 2,089,120 0.06 125.3K 0
2018-09-11 GOLDSTEIN ALLAN L Director C-Conversion D Convertible Promissory Note (right to buy) 229,803 0.06 13.8K 0
2018-09-11 Elsey R Don Director C-Conversion D Convertible Promissory Note (right to buy) 104,456 0.06 6.3K 0
2018-07-17 MCNAY JOSEPH C Director A-Award A Stock Option (Right to Buy) 200,000 0.21 42.0K 200,000
2018-07-17 GOLDSTEIN ALLAN L Director A-Award A Stock Option (Right to Buy) 250,000 0.21 52.5K 250,000
2018-07-17 FINKELSTEIN J J Director / Officer A-Award A Stock Option (Right to Buy) 250,000 0.21 52.5K 250,000
2018-07-17 Elsey R Don Director A-Award A Stock Option (Right to Buy) 200,000 0.21 42.0K 325,000
2018-07-17 Bove Mauro Director A-Award A Stock Option (Right to Buy) 200,000 0.21 42.0K 325,000
2018-07-05 MCNAY JOSEPH C Director C-Conversion A Common Stock 1,044,560 0.06 62.7K 3,912,722
2018-07-05 GOLDSTEIN ALLAN L Director C-Conversion A Common Stock 208,912 0.06 12.5K 1,502,078
2018-07-05 FINKELSTEIN J J Director / Officer C-Conversion D Convertible Promissory Note (right to buy) 104,456 0.06 6.3K 0
2018-04-02 GOLDSTEIN ALLAN L Director C-Conversion D Convertible Promissory Note (right to buy) 522,280 0.06 31.3K 0
2018-03-29 MCNAY JOSEPH C Director C-Conversion A Common Stock 1,044,560 0.06 62.7K 2,868,162
2018-03-29 GOLDSTEIN ALLAN L Director C-Conversion A Common Stock 522,280 0.06 31.3K 1,293,166
2018-03-13 Sinaf S.A. 10% Owner S-Sale D Convertible Promissory Note (right to buy) 0 0.06 0
2018-03-13 Essetifin SPA 10% Owner P-Purchase A Common Stock 6,348,878 0.23 1.46M 31,855,399
2018-01-30 GOLDSTEIN ALLAN L Director G-Gift D Common Stock 250,000 0.00 770,886
2017-10-19 MCNAY JOSEPH C Director C-Conversion D Convertible Promissory Note (right to buy) 417,824 0.15 62.7K 0
2017-10-19 GOLDSTEIN ALLAN L Director C-Conversion A Common Stock 292,477 0.15 43.9K 974,220
2017-10-19 FINKELSTEIN J J Director / Officer C-Conversion D Convertible Promissory Note (right to buy) 125,347 0.15 18.8K 0
2017-10-13 Sinaf S.A. 10% Owner J-Other A Common Stock 266,667 0.15 40.0K 11,649,370
2017-09-01 MCNAY JOSEPH C Director A-Award A Stock Option (right to buy) 125,000 0.28 35.0K 125,000
2017-09-01 GOLDSTEIN ALLAN L Director A-Award A Stock Option (right to buy) 150,000 0.28 42.0K 150,000
2017-09-01 FINKELSTEIN J J Director / Officer A-Award A Stock Option (right to buy) 150,000 0.28 42.0K 150,000
2017-09-01 Elsey R Don Director A-Award A Stock Option (right to buy) 125,000 0.28 35.0K 125,000
2017-09-01 Bove Mauro Director A-Award A Stock Option (right to buy) 125,000 0.28 35.0K 125,000
2017-01-31 GOLDSTEIN ALLAN L Director G-Gift D Common Stock 125,000 0.00 681,743
2016-12-31 FINKELSTEIN J J Director / Officer 0 0.00 0
2016-04-19 GOLDSTEIN ALLAN L Director G-Gift D Common Stock 65,000 0.00 806,743
2016-04-11 GOLDSTEIN ALLAN L Director G-Gift D Common Stock 60,000 0.00 871,743
2016-03-16 MCNAY JOSEPH C Director A-Award A Stock Option (right to buy) 100,000 0.64 64.0K 100,000
2016-03-16 GOLDSTEIN ALLAN L Director A-Award A Stock Option (right to buy) 200,000 0.64 128.0K 200,000
2016-03-16 FINKELSTEIN J J Director / Officer A-Award A Stock Option (right to buy) 200,000 0.64 128.0K 200,000
2016-03-16 Elsey R Don Director A-Award A Stock Option (right to buy) 100,000 0.64 64.0K 100,000
2016-03-16 Bove Mauro Director A-Award A Stock Option (right to buy) 100,000 0.64 64.0K 100,000
2015-12-31 FINKELSTEIN J J Director / Officer 0 0.00 0
2015-06-30 MCNAY JOSEPH C Director A-Award A Stock Option (right to buy) 100,000 0.36 36.0K 100,000
2015-06-30 GOLDSTEIN ALLAN L Director A-Award A Stock Option (right to buy) 250,000 0.36 90.0K 250,000
2015-06-30 FINKELSTEIN J J Director / Officer A-Award A Stock Option (right to buy) 500,000 0.36 180.0K 500,000
2015-06-30 Elsey R Don Director A-Award A Stock Option (right to buy) 100,000 0.36 36.0K 100,000
2015-06-30 Bove Mauro Director A-Award A Stock Option (right to buy) 100,000 0.36 36.0K 100,000
2015-03-16 GOLDSTEIN ALLAN L Director G-Gift D Common Stock 125,000 0.00 931,743
2015-02-11 MCNAY JOSEPH C Director A-Award A Stock Option (right to buy) 100,000 0.19 19.0K 100,000
2015-02-11 GOLDSTEIN ALLAN L Director A-Award A Stock Option (right to buy) 100,000 0.19 19.0K 100,000
2015-02-11 Elsey R Don Director A-Award A Stock Option (right to buy) 100,000 0.19 19.0K 100,000
2015-02-11 Bove Mauro Director A-Award A Stock Option (right to buy) 100,000 0.19 19.0K 100,000
2014-09-29 MCNAY JOSEPH C Director D-Return D Convertible Promissory Note (right to buy) 0 0.15 0
2014-09-29 GOLDSTEIN ALLAN L Director A-Award A Convertible Promissory Note (right to buy) 0 0.15 0
2014-09-29 FINKELSTEIN J J Director D-Return D Convertible Promissory Note (right to buy) 0 0.15 0
2014-08-29 G-treeBNT Co., Ltd. 10% Owner X-InTheMoney A Common Stock 8,333,333 0.12 1,000.0K 19,583,333
2014-06-02 GOLDSTEIN ALLAN L Director G-Gift D Common Stock 250,103 0.00 1,056,743
2014-04-16 SAGLIO DANE R Officer D Stock Option (right to buy) 420,000 0.21 88.2K 0
2014-03-28 Digital Aria Co., Ltd. 10% Owner X-InTheMoney A Common Stock 11,250,000 0.12 1.35M 11,250,000
2014-03-25 MCNAY JOSEPH C Director A-Award A Stock Option (right to buy) 120,000 0.21 25.2K 120,000
2014-03-25 GOLDSTEIN ALLAN L Director A-Award A Stock Option (right to buy) 450,000 0.21 94.5K 450,000
2014-03-25 FINKELSTEIN J J Director / Officer A-Award A Stock Option (right to buy) 500,000 0.21 105.0K 500,000
2014-03-25 Elsey R Don Director A-Award A Stock Option (right to buy) 120,000 0.21 25.2K 120,000
2014-03-25 Bowles L Thompson Director A-Award A Stock Option (right to buy) 60,000 0.21 12.6K 60,000
2014-03-25 Bove Mauro Director A-Award A Stock Option (right to buy) 150,000 0.21 31.5K 150,000
2014-03-07 Digital Aria 10% Owner D Purchase Right (Right to buy) 5,500,000 0.15 825.0K 0
2014-02-03 Sinaf S.A. 10% Owner J-Other D Common Stock 64,575 0.00 11,584,795
2014-01-07 MCNAY JOSEPH C Director A-Award A Convertible Promissory Note (right to buy) 0 0.06 0
2014-01-07 GOLDSTEIN ALLAN L Director / Officer A-Award A Convertible Promissory Note (right to buy) 0 0.06 0
2014-01-07 Bowles L Thompson Director A-Award A Convertible Promissory Note (right to buy) 0 0.06 0
2013-09-12 Sinaf S.A. 10% Owner P-Purchase A Convertible Promissory Note (right to buy) 0 0.06 0
2013-09-12 MCNAY JOSEPH C Director A-Award A Convertible Promissory Note (right to buy) 0 0.06 0
2013-09-12 GOLDSTEIN ALLAN L Director A-Award A Convertible Promissory Note (right to buy) 0 0.06 0
2013-09-12 Elsey R Don Director A-Award A Convertible Promissory Note (right to buy) 0 0.06 0
2013-09-12 CAVAZZA PAOLO 10% Owner P-Purchase A Convertible Promissory Note (right to buy) 0 0.06 0
2013-09-12 Bowles L Thompson Director A-Award A Convertible Promissory Note (right to buy) 0 0.06 0
2013-07-05 MCNAY JOSEPH C Director A-Award A Convertible Promissory Note (right to buy) 0 0.06 0
2013-07-05 GOLDSTEIN ALLAN L Director A-Award A Convertible Promissory Note (right to buy) 0 0.06 0
2013-07-05 FINKELSTEIN J J Director / Officer A-Award A Convertible Promissory Note (right to buy) 0 0.06 0
2013-07-05 Bowles L Thompson Director A-Award A Convertible Promissory Note (right to buy) 0 0.06 0
2013-03-29 MCNAY JOSEPH C Director A-Award A Convertible Promissory Note (right to buy) 0 0.06 0
2013-03-29 GOLDSTEIN ALLAN L Director A-Award A Convertible Promissory Note (right to buy) 0 0.06 0
2012-10-19 Sinaf S.A. 10% Owner P-Purchase A Convertible Promissory Note (right to buy) 0 0.15 0
2012-10-19 MCNAY JOSEPH C Director A-Award A Convertible Promissory Note (right to buy) 0 0.15 0
2012-10-19 GOLDSTEIN ALLAN L Director A-Award A Convertible Promissory Note (right to buy) 0 0.15 0
2012-10-19 FINKELSTEIN J J Director / Officer A-Award A Convertible Promissory Note (right to buy) 0 0.15 0
2012-10-19 CAVAZZA PAOLO 10% Owner P-Purchase A Convertible Promissory Note (right to buy) 0 0.15 0
2012-04-03 MCNAY JOSEPH C Director A-Award A Stock Option (right to buy) 50,000 0.16 8.0K 50,000
2012-04-03 GOLDSTEIN ALLAN L Director A-Award A Stock Option (right to buy) 35,000 0.16 5.6K 35,000
2012-04-03 FINKELSTEIN J J Director / Officer A-Award A Stock Option (right to buy) 35,000 0.16 5.6K 35,000
2012-04-03 Elsey R Don Director A-Award A Stock Option (right to buy) 50,000 0.16 8.0K 50,000
2012-04-03 CROCKFORD DAVID Officer A-Award A Stock Option (right to buy) 35,000 0.16 5.6K 35,000
2012-04-03 Bowles L Thompson Director A-Award A Stock Option (right to buy) 50,000 0.16 8.0K 50,000
2012-04-03 Bove Mauro Director A-Award A Stock Option (right to buy) 50,000 0.16 8.0K 50,000
2012-02-21 SAGLIO DANE R Officer D Stock Option (right to buy) 150,000 0.14 21.0K 0
2012-01-24 GOLDSTEIN ALLAN L Director A-Award A Stock Options (right to buy) 300,000 0.14 42.0K 300,000
2012-01-24 FINKELSTEIN J J Director / Officer A-Award A Stock Options (right to buy) 500,000 0.14 70.0K 500,000
2011-12-12 SAGLIO DANE R Officer D Stock Option (right to buy) 31,250 0.16 5.0K 0
2011-12-02 GOLDSTEIN ALLAN L Director A-Award A Stock Options (right to buy) 80,135 0.16 12.8K 80,135
2011-12-02 FINKELSTEIN J J Director / Officer A-Award A Stock Options (right to buy) 80,135 0.16 12.8K 80,135
2011-12-02 CROCKFORD DAVID Officer A-Award A Stock Options (right to buy) 91,991 0.16 14.7K 91,991
2011-08-03 MCNAY JOSEPH C Director A-Award A Stock Options (right to buy) 20,000 0.22 4.4K 20,000
2011-08-03 GOLDSTEIN ALLAN L Director A-Award A Stock Options (right to buy) 98,500 0.22 21.7K 98,500
2011-08-03 FINKELSTEIN J J Director / Officer A-Award A Stock Options (right to buy) 125,000 0.22 27.5K 125,000
2011-08-03 Elsey R Don Director A-Award A Stock Options (right to buy) 20,000 0.22 4.4K 20,000
2011-08-03 CROCKFORD DAVID Officer A-Award A Stock Options (right to buy) 98,500 0.22 21.7K 98,500
2011-08-03 Bowles L Thompson Director A-Award A Stock Options (right to buy) 20,000 0.22 4.4K 20,000
2011-08-03 Bove Mauro Director A-Award A Stock Options (right to buy) 20,000 0.22 4.4K 20,000
2011-01-05 Sinaf S.A. 10% Owner J-Other D Common Stock Warrant (right to buy) 1 4.06 4.06 0
2011-01-05 SIGMA TAU FINANZIARIA SPA 10% Owner J-Other D Common Stock Warrants (right to buy) 1 2.75 2.75 0
2011-01-05 CAVAZZA PAOLO 10% Owner P-Purchase A Common Stock 1,296,297 0.27 350.0K 9,711,407
2011-01-05 CAVAZZA CLAUDIO 10% Owner J-Other A Common Stock Warrant (right to buy) 1 0.38 0.38 4
2010-12-31 GOLDSTEIN ALLAN L Director 0 0.00 0
2010-12-31 FINKELSTEIN J J Director / Officer I Common Stock 0 0.00 51,000
2010-09-01 Elsey R Don Director A-Award A Common Stock Option (right to buy) 40,000 0.28 11.2K 40,000
2010-07-14 MCNAY JOSEPH C Director A-Award A Stock Options (right to buy) 20,000 0.27 5.4K 20,000
2010-07-14 Lyons C Neil Officer A-Award A Stock Options (right to buy) 98,500 0.27 26.6K 98,500
2010-07-14 GOLDSTEIN ALLAN L Director A-Award A Stock Options (right to buy) 98,500 0.27 26.6K 98,500
2010-07-14 FINKELSTEIN J J Director / Officer A-Award A Stock Options (right to buy) 125,000 0.27 33.8K 125,000
2010-07-14 CROCKFORD DAVID Officer A-Award A Stock Options (right to buy) 98,500 0.27 26.6K 98,500
2010-07-14 Bowles L Thompson Director A-Award A Stock Options (right to buy) 20,000 0.27 5.4K 20,000
2010-07-14 Bove Mauro Director A-Award A Stock Options (right to buy) 20,000 0.27 5.4K 20,000
2010-06-29 Sinaf S.A. 10% Owner D Common Stock 0 0.00 8,415,110
2010-06-11 Lyons C Neil Officer P-Purchase A Common Stock 15,000 0.28 4.3K 30,000
2010-06-10 Lyons C Neil Officer P-Purchase A Common Stock 5,000 0.28 1.4K 15,000
2010-05-21 Sinaf S.A. 10% Owner D Common Stock Warrant (right to buy) 96,000 0.56 53.8K 0
2010-05-21 CAVAZZA PAOLO 10% Owner P-Purchase A Common Stock Warrants (right to buy) 96,000 0.56 53.8K 96,000
2010-04-15 Sinaf S.A. 10% Owner D Common Stock Warrant (right to buy) 609,756 1.12 682.9K 0
2009-12-31 GOLDSTEIN ALLAN L Director 0 0.00 0
2009-12-31 FINKELSTEIN J J Director / Officer 0 0.00 0
2009-10-12 MCNAY JOSEPH C Director A-Award A Stock Options (right to buy) 15,000 0.76 11.4K 15,000
2009-10-12 Lyons C Neil Officer A-Award A Stock Options (right to buy) 75,000 0.76 57.0K 75,000
2009-10-12 HINDIN RICHARD J Director A-Award A Stock Options (right to buy) 15,000 0.76 11.4K 15,000
2009-10-12 GOLDSTEIN ALLAN L Director A-Award A Stock Options (right to buy) 75,000 0.76 57.0K 75,000
2009-10-12 FINKELSTEIN J J Director / Officer A-Award A Stock Options (right to buy) 125,000 0.76 95.0K 125,000
2009-10-12 Bowles L Thompson Director A-Award A Stock Options (right to buy) 15,000 0.76 11.4K 15,000
2009-10-12 Bove Mauro Director A-Award A Stock Options (right to buy) 15,000 0.76 11.4K 15,000
2009-10-08 Chaumiere Consultadoria & Servicos SDC Unipessoal LDA 10% Owner P-Purchase A Common Stock 1,219,512 0.82 1,000.0K 8,175,110
2009-10-08 CAVAZZA PAOLO 10% Owner J-Other A Common Stock Warrant (right to buy) 1 1.12 1.12 1
2009-06-02 Inverlochy Consultadoria & Servicos L.D.A. 10% Owner P-Purchase A Common Stock 312,500 0.40 125.0K 5,052,582
2009-06-02 HINDIN RICHARD J Director S-Sale D Common Stock 625,000 0.40 250.0K 967,710
2009-06-02 Chaumiere Consultadoria & Servicos SDC Unipessoal LDA 10% Owner P-Purchase A Common Stock 312,500 0.40 125.0K 6,955,598
2009-06-02 CAVAZZA PAOLO 10% Owner P-Purchase A Common Stock 312,500 0.40 125.0K 6,955,598
2009-06-02 CAVAZZA CLAUDIO 10% Owner P-Purchase A Common Stock 312,500 0.40 125.0K 5,052,582
2009-04-13 Sinaf S.A. 10% Owner D Common Stock Warrant (right to buy) 263,158 0.91 239.5K 0
2009-04-13 Chaumiere Consultadoria & Servicos SDC Unipessoal LDA 10% Owner P-Purchase A Common Stock 1,052,631 0.57 600.0K 6,643,098
2009-04-13 CAVAZZA PAOLO 10% Owner P-Purchase A Common Stock 1,052,631 0.57 600.0K 6,643,098
2009-04-10 MCNAY JOSEPH C Director A-Award A Stock Options (right to buy) 12,036 0.57 6.9K 12,036
2009-04-10 Lyons C Neil Officer A-Award A Stock Options (right to buy) 116,592 0.57 66.5K 116,592
2009-04-10 HINDIN RICHARD J Director A-Award A Stock Options (right to buy) 26,624 0.57 15.2K 26,624
2009-04-10 GOLDSTEIN ALLAN L Director A-Award A Stock Options (right to buy) 104,770 0.57 59.7K 104,770
2009-04-10 FINKELSTEIN J J Director / Officer A-Award A Stock Options (right to buy) 172,122 0.57 98.1K 172,122
2009-04-10 Bowles L Thompson Director A-Award A Stock Options (right to buy) 14,765 0.57 8.4K 14,765
2009-04-10 Bove Mauro Director A-Award A Stock Options (right to buy) 10,732 0.57 6.1K 10,732
2008-12-31 GOLDSTEIN ALLAN L Director 0 0.00 0

Executive team

Top executives
EBIT / Employee
-7.0K
Shares Outstanding
1.50M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2020 J.J. Finkelstein, President and Chief Executive Officer 80.0K 95.6K 3.4K 179.0K 53.42%
2 2019 J.J. Finkelstein, President and Chief Executive Officer 81.5K 103.5K 3.4K 188.4K 54.95%
3 2018 J.J. Finkelstein, President and Chief Executive Officer 102.4K 38.8K 3.4K 144.6K 26.84%
4 2017 J.J. Finkelstein, President and Chief Executive Officer 150.0K 31.0K 3.4K 184.3K 16.80%
5 2016 J.J. Finkelstein, President and Chief Executive Officer 150.0K 91.1K 3.4K 244.5K 37.26%
6 2015 J.J. Finkelstein, President and Chief Executive Officer 154.5K 127.1K 3.4K 285.0K 44.60%
7 2014 Dane Saglio, Chief Financial Officer 72.5K 60.2K 58.5K 191.2K 31.48%
8 2014 J.J. Finkelstein, President and Chief Executive Officer 110.8K 71.6K 3.4K 185.8K 38.55%
9 2013 J.J. Finkelstein, President and Chief Executive Officer 65.0K 65.0K 0.00%
10 2013 Dane Saglio, Chief Financial Officer 57.5K 57.5K 0.00%
11 2012 J.J. Finkelstein, President and Chief Executive Officer 62.5K 43.2K 22.1K 127.8K 33.83%
12 2010 J.J. Finkelstein, President and Chief Executive Officer 299.5K 19.4K 18.4K 337.3K 5.75%
13 2010 David R. Crockford, Vice President, Clinical and Regulatory Affairs 210.2K 2.0K 15.3K 10.3K 237.8K 6.43%
14 2010 C. Neil Lyons, Chief Financial Officer 202.5K 2.0K 15.3K 6.9K 226.7K 6.74%
15 2009 J.J. Finkelstein, President and Chief Executive Officer 244.6K 18.7K 116.2K 13.0K 392.5K 29.60%
16 2009 Mr. J.J. Finkelstein, President and Chief Executive Officer 244.6K 18.7K 116.2K 13.0K 392.5K 29.60%
17 2009 Mr. C. Neil Lyons, Chief Financial Officer 167.1K 11.1K 74.4K 5.0K 257.6K 28.88%
18 2009 C. Neil Lyons, Chief Financial Officer 167.1K 11.1K 74.4K 5.0K 257.6K 28.88%
19 2009 Mr. David R. Crockford, Vice President, Clinical and Regulatory Affairs 210.2K 5.8K 6.8K 222.8K 0.00%
20 2009 David R. Crockford, Vice President, Clinical and Regulatory Affairs 210.2K 5.8K 6.8K 222.8K 0.00%
21 2008 Mr. J.J. Finkelstein, President and Chief Executive Officer 299.5K 22.5K 86.1K 15.0K 17.7K 440.8K 19.54%
22 2008 Mr. C. Neil Lyons, Chief Financial Officer 200.8K 12.2K 68.8K 10.1K 8.5K 300.5K 22.91%
23 2008 Mr. David R. Crockford, Vice President, Clinical and Regulatory Affairs 209.2K 12.6K 51.7K 10.5K 11.7K 295.7K 17.48%
24 2007 Mr. J.J. Finkelstein, President and Chief Executive Officer 299.5K 22.5K 116.8K 22.5K 17.3K 478.6K 24.41%
25 2007 Mr. C. Neil Lyons, Chief Financial Officer 194.4K 11.8K 145.4K 11.8K 7.3K 370.7K 39.23%
26 2007 Mr. David R. Crockford, Vice President, Clinical and Regulatory Affairs 202.8K 12.2K 120.6K 12.2K 11.4K 359.3K 33.56%
27 2006 J.J. Finkelstein, Chief Executive Officer 288.0K 15.0K 72.5K 16.0K 391.5K 18.52%
28 2006 Neil Lyons, Chief Financial Officer 182.1K 9.5K 118.8K 7.3K 317.6K 37.42%
29 2006 David Crockford, VP Clinical and Regulatory Affairs 192.7K 9.8K 72.5K 10.6K 285.6K 25.39%
30 2005 J.J. Finkelstein, President and Chief Executive Officer 235.0K 25.0K 100.0K 360.0K 27.78%
31 2005 C. Neil Lyons, Chief Financial Officer and Treasurer 116.9K 11.7K 200.0K 328.6K 60.87%
32 2005 David R. Crockford, Vice President Clinical and Regulatory Affairs 145.8K 17.5K 125.0K 28.3K 316.6K 39.48%
33 2005 Allan L. Goldstein, Chairman and Chief Scientific Advisor 155.0K 25.0K 100.0K 280.0K 35.71%
34 2004 J.J. Finkelstein, President and Chief Executive Officer 200.0K 25.0K 225.0K 0.00%
35 2004 Allan L. Goldstein, Chairman and Chief Scientific Advisor 125.0K 25.0K 150.0K 0.00%
36 2003 J.J. Finkelstein, President and Chief Executive Officer 175.0K 175.0K 0.00%
37 2003 Allan L. Goldstein, Chairman and Chief Scientific Advisor 110.0K 110.0K 0.00%
38 2002 J.J. Finkelstein, President and Chief Executive Officer 175.0K 20.0K 500.0K 695.0K 71.94%
39 2002 Allan L. Goldstein, Chairman and Chief Scientific Advisor 110.0K 20.0K 300.0K 37.7K 467.7K 64.15%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2023-07-11 DEF 14A
2023-06-26 PRE 14A
2021-10-18 DEF 14A
2021-10-08 PRE 14A
2019-09-10 DEFA14A
2019-08-30 DEF 14A
2019-08-21 PRE 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2023-08-14 15-12G
2023-08-07 8-K
2023-07-11 DEF 14A
2023-07-10 8-K
2023-07-06 SC 13D/A
2023-07-06 4
2023-06-26 PRE 14A
2023-06-21 8-K
2023-05-15 10-Q
2023-04-11 10-K

Executive team

NameTitleCompensationGender
Allan L. Goldstein Founder, Chairman, Chief Scientific Officer & Chairman of Scientific Advisor Board 86.5K
J. J. Finkelstein President, Chief Executive Officer & Director 75.3K male
ESG Rating
B-
BIOTECHNOLOGY
2018
E (Environmental)
55.5 / 56.3
Company / Sector avg.
S (Social)
64.6 / 62.4
Company / Sector avg.
G (Governance)
63.9 / 60.9
Company / Sector avg.
ESG Total
61.3 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

Share your view on this stock and instantly see how the community has voted over the last 6 months.

These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

Dividend history

Earnings history

Earnings reports

Stock splits