Rocket Pharmaceuticals, Inc. (RCKT)
Cranbury, NJ, US
Rocket Pharmaceuticals, Inc., operating alongside its affiliates, is an innovative biotechnology enterprise dedicated to pioneering gene therapies for rare and severely debilitating diseases. The company's active clinical pipeline features multiple promising programs. It is currently progressing three ex vivo lentiviral vector therapies aimed at specific genetic conditions: Fanconi anemia, characterized by a bone marrow defect that hinders blood cell production; leukocyte adhesion deficiency-I, an inherited disorder resulting in a compromised immune system; and pyruvate kinase deficiency, a rare autosomal recessive red blood cell ailment leading to chronic non-spherocytic hemolytic anemia. Complementing these, Rocket Pharmaceuticals also has an in vivo adeno-associated virus program underway for Danon disease, a serious multi-organ lysosomal storage disorder that tragically often results in early mortality due to heart failure. To facilitate its extensive research and development efforts, the company has established key licensing partnerships with esteemed institutions such as the Fred Hutchinson Cancer Research Center, European research bodies including CIEMAT and its collaborators (Centro de Investigacion Biomedica En Red and Fundacion Instituto de investigacion Sanitaria Fundacion Jimenez Diaz), UCL Business PLC (in conjunction with CIEMAT), The Regents of the University of California, and REGENXBIO, Inc. Rocket Pharmaceuticals, Inc. maintains its primary corporate location in Cranbury, New Jersey.
| Target company | Ticker | Date | Filing |
|---|---|---|---|
| Renovacor | RCOR | 2022-10-13 | View |
| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| -1.10% | -6.02% | +2.87% | +10.46% | +8.79% | +2.28% | -48.71% | -82.01% | -91.37% | -89.75% | -85.04% |
Revenue flow
Revenue by geography
Revenue by segment
Revenue composition
By product
By geography
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.
| Rating | 2026-05 | Change |
|---|---|---|
| Strong Buy | 0 | 0 |
| Buy | 6 | 0 |
| Hold | 6 | 0 |
| Sell | 1 | 0 |
| Strong Sell | 1 | 0 |
| Period | # Analysts | Avg Target |
|---|---|---|
| Last Month | — | — |
| Last Quarter | — | — |
| Last Year | 4 |
4.13
+13.6%
|
| All Time | 12 |
28.04
+671.4%
|
-
Revenue growth Biotechnology: +1.6%—
-
EPS growth Biotechnology: +29.7%+26.4% Q1'26: +25.0% (vs Q1'25)
-
FCF margin FCF growth · Biotechnology: +16.2%—
-
EBIT margin Biotechnology: +0.0%—
-
ROIC Biotechnology: -16.1%-195.5% Q1'26: -163.9% (vs Q1'25)
-
Share dilution Biotechnology: -3.4%+17.2% Q1'26: +1.9% (vs Q1'25)
-
Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×-0.12× Q1'26: -0.13× (vs Q1'25)
| Metric |
Dec 2022 actual |
Dec 2023 actual |
Dec 2024 actual |
Dec 2025 actual |
Dec 2026 8 Rev. Ana. 8 EPS Ana. |
Dec 2027 9 Rev. Ana. 8 EPS Ana. |
Dec 2028 8 Rev. Ana. 7 EPS Ana. |
Dec 2029 7 Rev. Ana. 2 EPS Ana. |
Dec 2030 7 Rev. Ana. 5 EPS Ana. |
|---|---|---|---|---|---|---|---|---|---|
| Revenue |
—
est: 90.9K (-100.0%)
|
—
est: 990.0K (-100.0%)
|
—
est: 24.1K (-100.0%)
|
—
est: 454.5K (-100.0%)
|
2.29M
859.8K – 3.72M
+402.9% YoY
|
19.72M
3.18M – 36.30M
+762.6% YoY
|
65.02M
63.90M – 66.13M
+229.7% YoY
|
169.60M
63.80M – 275.69M
+160.9% YoY
|
398.49M
149.90M – 647.73M
+135.0% YoY
|
| EBITDA |
-213.69M
|
-236.62M
|
-247.49M
|
-210.21M
|
—
— – —
|
—
— – —
|
—
— – —
|
—
— – —
|
—
— – —
|
| EBIT |
-219.95M
|
-243.72M
|
-256.86M
|
-221.23M
|
—
— – —
|
—
— – —
|
—
— – —
|
—
— – —
|
—
— – —
|
| Net Income |
-221.86M
est: -248.52M (+10.7%)
|
-245.60M
est: -253.26M (+3.0%)
|
-258.75M
est: -303.57M (+14.8%)
|
-223.12M
est: -223.12M (+0.0%)
|
-111.20M
-126.63M – -95.77M
+50.2% YoY
|
-194.84M
-199.20M – -92.89M
-75.2% YoY
|
-40.15M
-158.35M – 78.06M
+79.4% YoY
|
-49.34M
-89.46M – -9.33M
-22.9% YoY
|
57.34M
10.84M – 103.96M
+216.2% YoY
|
| SGA |
58.77M
|
73.32M
|
101.96M
|
86.50M
|
—
— – —
|
—
— – —
|
—
— – —
|
—
— – —
|
—
— – —
|
| EPS |
-3.26
est: -3.08 (-6.0%)
|
-2.92
est: -3.07 (+4.7%)
|
-2.73
est: -2.75 (+0.8%)
|
-2.01
est: -2.05 (+2.1%)
|
-0.97
-1.14 – -0.86
+52.7% YoY
|
-1.24
-1.79 – -0.84
-27.1% YoY
|
-0.91
-1.42 – 0.70
+26.5% YoY
|
-0.44
-0.81 – -0.08
+51.1% YoY
|
0.52
0.10 – 0.94
+216.2% YoY
|
| Date | Rating | Overall | DCF | ROE | ROA | D/E | P/E | P/B |
|---|---|---|---|---|---|---|---|---|
| 2026-05-08 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 4/5 |
| 2026-05-07 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 4/5 |
| 2026-05-06 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 4/5 |
| 2026-05-05 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 4/5 |
| 2026-05-04 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 3/5 | 1/5 | 4/5 |
| 2026-05-01 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-30 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-29 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-28 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-27 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-24 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-23 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-22 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-21 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-20 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-17 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 2/5 | 1/5 | 4/5 |
| 2026-04-16 | C+ | 2/5 | 3/5 | 1/5 | 1/5 | 2/5 | 1/5 | 4/5 |
Owner Earnings
Owner's Earnings history not available.
Ownership Overview
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | RTW Investments, LP | 18.19M | 20.21% | — | 18.19M | — | 10.00 | IA, PN | Delaware | 2023-09-19 | ↗ |
| 2 | Wong | 16.41M | 36.60% | — | 16.41M | — | 16.41M | IN | States of America | 2018-11-29 | ↗ |
| 3 | Roderick Wong | 16.27M | 24.60% | — | 16.27M | — | 10.00 | HC, IN | United States of America | 2022-09-21 | ↗ |
| 4 | Wellington Group Holdings LLP | 8.20M | 9.09% | — | 7.36M | — | — | HC | Massachusetts | 2024-02-08 | ↗ |
| 5 | Wellington Investment Advisors Holdings LLP | 8.20M | 9.09% | — | 7.36M | — | — | HC | Massachusetts | 2024-02-08 | ↗ |
| 6 | Wellington Management Group LLP | 8.20M | 9.09% | — | 7.36M | — | — | HC | Massachusetts | 2024-02-08 | ↗ |
| 7 | Wellington Management Company LLP | 7.88M | 8.74% | — | 7.33M | — | — | IA | Massachusetts | 2024-02-08 | ↗ |
| 8 | STATE STREET CORPORATION | 3.98M | 5.05% | — | 3.88M | — | 3.98M | HC | BOSTON, MASSACHUSETTS | 2023-01-31 | ↗ |
| 9 | (2) | 3.40M | 5.60% | — | 3.40M | — | 3.40M | IA | Delaware | 2021-02-16 | ↗ |
| 10 | (1) BlackRock, Inc. | 3.34M | 5.20% | 3.30M | — | 3.34M | — | HC | Delaware | 2022-02-04 | ↗ |
| 11 | The Vanguard Group - 23-1945930 | 3.30M | 5.12% | — | — | 3.19M | 113.1K | IA | Pennsylvania For | 2022-02-10 | ↗ |
| 12 | KEVIN TANG | 2.53M | 3.90% | — | 2.53M | — | 2.53M | IN | UNITED STATES | 2022-02-14 | ↗ |
| 13 | TANG CAPITAL MANAGEMENT, LLC | 2.53M | 3.90% | — | 2.53M | — | 2.53M | OO | DELAWARE | 2022-02-14 | ↗ |
| 14 | TANG CAPITAL PARTNERS, LP | 2.53M | 3.90% | — | 2.53M | — | 2.53M | PN | DELAWARE | 2022-02-14 | ↗ |
| 15 | 52-0556948 | 2.19M | 3.40% | 501.8K | — | 2.19M | — | IA | Maryland | 2022-02-14 | ↗ |
| 16 | Advisors LLC | 1.96M | 3.00% | — | 1.96M | — | 1.96M | IA | Delaware | 2022-02-14 | ↗ |
| 17 | Edelman | 1.96M | 3.00% | — | 1.96M | — | 1.96M | IN | Delaware | 2022-02-14 | ↗ |
| 18 | Sciences Master Fund, Ltd. | 1.96M | 3.00% | — | 1.96M | — | 1.96M | CO | Delaware | 2022-02-14 | ↗ |
| 19 | 1,741,051 | 1.74M | 5.30% | — | 1.74M | — | 1.74M | OO | United Kingdom | 2018-01-19 | ↗ |
| 20 | Boxer Asset Management Inc. | 1.47M | 2.70% | — | 1.47M | — | 1.47M | CO | Delaware | 2020-02-14 | ↗ |
| 21 | Boxer Capital, LLC | 1.47M | 2.70% | — | 1.47M | — | 1.47M | OO | Delaware | 2020-02-14 | ↗ |
| 22 | Joe Lewis | 1.47M | 2.70% | — | 1.47M | — | 1.47M | IN | Delaware | 2020-02-14 | ↗ |
| 23 | OrbiMed Capital LLC | 474.1K | 1.71% | — | 474.1K | — | — | IA | Delaware | 2018-02-13 | ↗ |
| 24 | OrbiMed Advisors LLC | 399.2K | 1.45% | — | 399.2K | — | — | IA | Delaware | 2018-02-13 | ↗ |
| 25 | Aaron I. Davis | 182.8K | 0.30% | — | 182.8K | — | 182.8K | IN | Delaware | 2020-02-14 | ↗ |
| 26 | MVA Investors, LLC | 182.8K | 0.30% | — | 182.8K | — | 182.8K | OO | Delaware | 2020-02-14 | ↗ |
| 27 | Roderick Wong, M.D. | 129.8K | 20.32% | 129.8K | 18.19M | 129.8K | 10.00 | HC, IN | United States of America | 2023-09-19 | ↗ |
| 28 | Adage Capital Advisors, L.L.C. | — | 0.00% | — | — | — | — | OO | Delaware | 2020-02-12 | ↗ |
| 29 | Adage Capital Partners GP, L.L.C. | — | 0.00% | — | — | — | — | OO | Delaware | 2020-02-12 | ↗ |
| 30 | Adage Capital Partners, L.P. | — | 0.00% | — | — | — | — | PN | Delaware | 2020-02-12 | ↗ |
| 31 | Dr. Jeffrey R. Jay, M.D. | — | 0.00% | — | — | — | — | IN | USA | 2018-02-14 | ↗ |
| 32 | Great Point Partners, LLC | — | 0.00% | — | — | — | — | IA | USA | 2018-02-14 | ↗ |
| 33 | Mr. David Kroin | — | 0.00% | — | — | — | — | IN | USA | 2018-02-14 | ↗ |
| 34 | Phillip Gross | — | 0.00% | — | — | — | — | IN | Delaware | 2020-02-12 | ↗ |
| 35 | Robert Atchinson | — | 0.00% | — | — | — | — | IN | Delaware | 2020-02-12 | ↗ |
Institutional Activity (13F)
| # | Investor | Shares / Δ | Mkt value / Δ | Own% / Δ | Weight% / Δ | Avg px / Perf. | Hold / Status |
|---|---|---|---|---|---|---|---|
| 1 | MACQUARIE MANAGEMENT HOLDINGS, INC. | 58.0K +58.0K (+100.0%) | 204.00M +204.0M (+100.0%) | 0.05% +0.052 pp | 0.00% +0.000 pp | USD3.51 +0.0% | 1 qtrs NEW |
| 2 | RTW INVESTMENTS, LP | 17.69M +— (+0.0%) | 62.08M +4.4M (+7.7%) | 15.85% -0.079 pp | 0.62% -0.089 pp | USD19.55 -82.0% | 32 qtrs — |
| 3 | VANGUARD GROUP INC | 8.54M +1.7M (+24.0%) | 29.99M +7.5M (+33.5%) | 7.66% +1.450 pp | 0.00% +0.000 pp | USD18.16 -80.7% | 32 qtrs — |
| 4 | BLACKROCK, INC. | 7.91M +791.7K (+11.1%) | 27.75M +4.6M (+19.7%) | 7.09% +0.678 pp | 0.00% +0.000 pp | USD15.90 -77.9% | 6 qtrs — |
| 5 | CITIGROUP INC | 5.25M +5.2M (+50,224.7%) | 18.41M +18.4M (+54,084.7%) | 4.70% +4.693 pp | 0.01% +0.008 pp | USD3.53 -0.6% | 31 qtrs — |
| 6 | MORGAN STANLEY | 3.94M +294.3K (+8.1%) | 13.83M +1.9M (+16.4%) | 3.53% +0.248 pp | 0.00% +0.000 pp | USD8.49 -58.7% | 32 qtrs — |
| 7 | SUVRETTA CAPITAL MANAGEMENT, LLC | 2.99M -850.6K (-22.1%) | 10.50M -2.0M (-16.2%) | 2.68% -0.780 pp | 0.22% -0.106 pp | USD9.67 -63.7% | 5 qtrs — |
| 8 | MONACO ASSET MANAGEMENT SAM | 2.99M +95.0K (+3.3%) | 10.49M +1.1M (+11.2%) | 2.68% +0.072 pp | 1.82% +1.243 pp | USD3.15 +11.4% | 3 qtrs — |
| 9 | NEWTYN MANAGEMENT, LLC | 2.65M +147.1K (+5.9%) | 9.30M +1.1M (+14.0%) | 2.38% +0.121 pp | 0.98% -0.022 pp | USD2.66 +32.0% | 3 qtrs — |
| 10 | D. E. SHAW & CO., INC. | 2.64M +450.8K (+20.6%) | 9.27M +2.1M (+29.8%) | 2.37% +0.394 pp | 0.01% +0.001 pp | USD3.00 +17.0% | 3 qtrs — |
| 11 | MAVERICK CAPITAL LTD | 2.51M -6.0M (-70.3%) | 8.82M -18.8M (-68.0%) | 2.25% -5.375 pp | 0.09% -0.274 pp | USD12.24 -71.3% | 19 qtrs — |
| 12 | TWO SIGMA INVESTMENTS, LP | 2.13M +522.2K (+32.4%) | 7.48M +2.2M (+42.6%) | 1.91% +0.461 pp | 0.01% +0.003 pp | USD2.71 +29.5% | 23 qtrs — |
| 13 | GEODE CAPITAL MANAGEMENT, LLC | 2.12M +205.7K (+10.7%) | 7.44M +1.2M (+19.2%) | 1.90% +0.176 pp | 0.00% +0.000 pp | USD19.02 -81.5% | 32 qtrs — |
| 14 | TWO SIGMA ADVISERS, LP | 1.86M +68.9K (+3.8%) | 6.54M +690.8K (+11.8%) | 1.67% +0.054 pp | 0.01% +0.001 pp | USD2.62 +34.0% | 23 qtrs — |
| 15 | MILLENNIUM MANAGEMENT LLC | 1.78M -1.8M (-50.0%) | 6.27M -5.4M (-46.2%) | 1.60% -1.616 pp | 0.00% -0.002 pp | USD4.74 -25.9% | 11 qtrs — |
| 16 | STATE STREET CORP | 1.70M -44.7K (-2.6%) | 5.97M +279.5K (+4.9%) | 1.52% -0.048 pp | 0.00% +0.000 pp | USD21.29 -83.5% | 31 qtrs — |
| 17 | BIOIMPACT CAPITAL LLC | 1.59M -2.3M (-59.4%) | 5.57M -7.2M (-56.3%) | 1.42% -2.094 pp | 0.64% -1.446 pp | USD7.28 -51.8% | 6 qtrs — |
| 18 | JPMORGAN CHASE & CO | 1.48M -621.4K (-29.6%) | 5.18M -1.7M (-24.2%) | 1.32% -0.566 pp | 0.00% 0.000 pp | USD10.27 -65.8% | 31 qtrs — |
| 19 | CITADEL ADVISORS LLC | 1.30M -370.9K (-22.2%) | 4.56M -884.3K (-16.2%) | 1.17% -0.340 pp | 0.00% 0.000 pp | USD4.61 -23.9% | 32 qtrs — |
| 20 | OPALEYE MANAGEMENT INC. | 955.0K +955.0K (+100.0%) | 3.35M +3.4M (+100.0%) | 0.86% +0.856 pp | 0.44% +0.442 pp | USD3.51 +0.0% | 1 qtrs NEW |
| 21 | PRICE T ROWE ASSOCIATES INC /MD/ | 944.9K -116.4K (-11.0%) | 3.32M -143.0K (-4.1%) | 0.85% -0.109 pp | 0.00% +0.000 pp | USD24.50 -85.7% | 32 qtrs — |
| 22 | GOLDMAN SACHS GROUP INC | 936.6K -334.5K (-26.3%) | 3.29M -856.3K (-20.7%) | 0.84% -0.306 pp | 0.00% 0.000 pp | USD10.12 -65.3% | 32 qtrs — |
| 23 | FEDERATED HERMES, INC. | 881.2K +253.7K (+40.4%) | 3.09M +1.0M (+51.2%) | 0.79% +0.225 pp | 0.01% +0.002 pp | USD4.74 -25.9% | 4 qtrs — |
| 24 | DEKABANK DEUTSCHE GIROZENTRALE | 89.7K +— (+0.0%) | 2.66M +2.4M (+873.6%) | 0.08% 0.000 pp | 0.00% +0.004 pp | USD33.68 -89.6% | 22 qtrs — |
| 25 | CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 744.3K +212.0 (+0.0%) | 2.61M +186.8K (+7.7%) | 0.67% -0.003 pp | 0.00% +0.000 pp | USD18.74 -81.3% | 31 qtrs — |
| 26 | PROSIGHT MANAGEMENT, LP | 743.9K -524.0K (-41.3%) | 2.61M -1.5M (-36.8%) | 0.67% -0.475 pp | 0.54% -0.424 pp | USD11.06 -68.3% | 6 qtrs — |
| 27 | AQR CAPITAL MANAGEMENT LLC | 703.5K -169.7K (-19.4%) | 2.47M -377.4K (-13.3%) | 0.63% -0.156 pp | 0.00% -0.001 pp | USD3.90 -10.0% | 9 qtrs — |
| 28 | NORTHERN TRUST CORP | 618.7K -38.4K (-5.8%) | 2.17M +29.6K (+1.4%) | 0.55% -0.037 pp | 0.00% +0.000 pp | USD18.22 -80.7% | 32 qtrs — |
| 29 | JANE STREET GROUP, LLC | 602.6K +118.1K (+24.4%) | 2.12M +535.6K (+33.9%) | 0.54% +0.104 pp | 0.00% +0.000 pp | USD4.41 -20.4% | 22 qtrs — |
| 30 | BANK OF AMERICA CORP /DE/ | 579.5K +64.6K (+12.5%) | 2.03M +355.4K (+21.2%) | 0.52% +0.056 pp | 0.00% +0.000 pp | USD12.60 -72.1% | 32 qtrs — |
| 31 | POINT72 ASSET MANAGEMENT, L.P. | 507.9K +507.9K (+100.0%) | 1.78M +1.8M (+100.0%) | 0.46% +0.455 pp | 0.00% +0.002 pp | USD3.51 +0.0% | 1 qtrs NEW |
| 32 | WALLEYE CAPITAL LLC | 499.3K -126.2K (-20.2%) | 1.75M -286.6K (-14.1%) | 0.45% -0.116 pp | 0.01% -0.002 pp | USD7.83 -55.2% | 6 qtrs — |
| 33 | ADAR1 CAPITAL MANAGEMENT, LLC | 475.8K -100.0K (-17.4%) | 1.67M -207.1K (-11.0%) | 0.43% -0.092 pp | 0.12% -0.054 pp | USD6.85 -48.8% | 7 qtrs — |
| 34 | DEUTSCHE BANK AG\ | 474.9K +394.1K (+488.2%) | 1.67M +1.4M (+533.3%) | 0.43% +0.353 pp | 0.00% +0.001 pp | USD5.83 -39.8% | 32 qtrs — |
| 35 | SUSQUEHANNA PORTFOLIO STRATEGIES, LLC | 434.4K +— (+0.0%) | 1.52M +108.6K (+7.7%) | 0.39% -0.002 pp | 0.02% +0.001 pp | USD2.76 +27.2% | 4 qtrs — |
| 36 | RENAISSANCE TECHNOLOGIES LLC | 421.2K +284.0K (+207.0%) | 1.48M +1.0M (+230.6%) | 0.38% +0.254 pp | 0.00% +0.002 pp | USD5.08 -30.9% | 20 qtrs — |
| 37 | BALYASNY ASSET MANAGEMENT L.P. | 400.7K -913.0K (-69.5%) | 1.41M -2.9M (-67.2%) | 0.36% -0.824 pp | 0.00% -0.004 pp | USD3.60 -2.5% | 4 qtrs — |
| 38 | FMR LLC | 395.3K +83.6K (+26.8%) | 1.39M +371.3K (+36.5%) | 0.35% +0.074 pp | 0.00% +0.000 pp | USD5.28 -33.5% | 30 qtrs — |
| 39 | M28 CAPITAL MANAGEMENT LP | 385.7K +— (+0.0%) | 1.35M +96.4K (+7.7%) | 0.35% -0.002 pp | 0.98% -0.865 pp | USD19.57 -82.1% | 17 qtrs — |
| 40 | PANAGORA ASSET MANAGEMENT INC | 348.8K +348.8K (+100.0%) | 1.22M +1.2M (+100.0%) | 0.31% +0.313 pp | 0.00% +0.004 pp | USD3.51 +0.0% | 1 qtrs NEW |
| 41 | DIMENSIONAL FUND ADVISORS LP | 338.8K -217.0K (-39.0%) | 1.19M -622.9K (-34.4%) | 0.30% -0.197 pp | 0.00% 0.000 pp | USD20.24 -82.7% | 29 qtrs — |
| 42 | HENNION & WALSH ASSET MANAGEMENT, INC. | 309.2K +3.8K (+1.2%) | 1.09M +89.7K (+9.0%) | 0.28% +0.002 pp | 0.04% +0.001 pp | USD16.63 -78.9% | 15 qtrs — |
| 43 | INVESCO LTD. | 304.4K +82.0K (+36.9%) | 1.07M +343.4K (+47.3%) | 0.27% +0.073 pp | 0.00% +0.000 pp | USD9.22 -61.9% | 31 qtrs — |
| 44 | BANK OF NEW YORK MELLON CORP | 251.0K +5.6K (+2.3%) | 880.9K +81.2K (+10.1%) | 0.22% +0.004 pp | 0.00% +0.000 pp | USD17.53 -80.0% | 32 qtrs — |
| 45 | ACADIAN ASSET MANAGEMENT LLC | 242.2K +32.3K (+15.4%) | 847.0K +166.0K (+24.4%) | 0.22% +0.028 pp | 0.00% +0.000 pp | USD2.59 +35.5% | 3 qtrs — |
| 46 | PDT PARTNERS, LLC | 220.9K -45.1K (-17.0%) | 775.3K -91.8K (-10.6%) | 0.20% -0.042 pp | 0.05% -0.004 pp | USD2.45 +43.3% | 3 qtrs — |
| 47 | QUBE RESEARCH & TECHNOLOGIES LTD | 220.0K -794.4K (-78.3%) | 772.1K -2.5M (-76.7%) | 0.20% -0.717 pp | 0.00% -0.003 pp | USD2.98 +17.8% | 4 qtrs — |
| 48 | LOS ANGELES CAPITAL MANAGEMENT LLC | 187.4K -77.0K (-29.1%) | 693.4K -168.7K (-19.6%) | 0.17% -0.070 pp | 0.00% -0.001 pp | USD3.03 +15.8% | 3 qtrs — |
| 49 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 193.4K +106.1K (+121.5%) | 678.9K +394.2K (+138.5%) | 0.17% +0.095 pp | 0.00% +0.000 pp | USD7.21 -51.3% | 27 qtrs — |
| 50 | EXODUSPOINT CAPITAL MANAGEMENT, LP | 178.9K -63.3K (-26.1%) | 628.0K -161.5K (-20.5%) | 0.16% -0.058 pp | 0.00% -0.003 pp | USD10.70 -67.2% | 6 qtrs — |
| 51 | AMITELL CAPITAL PTE LTD | 178.8K +— (+0.0%) | 627.5K +44.7K (+7.7%) | 0.16% -0.001 pp | 0.70% +0.346 pp | USD2.45 +43.3% | 3 qtrs — |
| 52 | PRIVIUM FUND MANAGEMENT B.V. | 170.1K -262.6K (-60.7%) | 597.2K -813.6K (-57.7%) | 0.15% -0.237 pp | 0.11% -0.144 pp | USD19.16 -81.7% | 15 qtrs — |
| 53 | CREATIVE PLANNING | 167.0K +12.1K (+7.8%) | 586.3K +81.1K (+16.0%) | 0.15% +0.010 pp | 0.00% +0.000 pp | USD5.70 -38.4% | 5 qtrs — |
| 54 | NUVEEN, LLC | 158.0K +— (+0.0%) | 554.6K +39.5K (+7.7%) | 0.14% -0.001 pp | 0.00% +0.000 pp | USD3.63 -3.3% | 4 qtrs — |
| 55 | ALLIANCEBERNSTEIN L.P. | 157.3K +— (+0.0%) | 552.1K +39.3K (+7.7%) | 0.14% -0.001 pp | 0.00% +0.000 pp | USD11.43 -69.3% | 31 qtrs — |
| 56 | BARCLAYS PLC | 153.0K -1.9K (-1.2%) | 537.2K -2.3M (-81.2%) | 0.14% -0.002 pp | 0.00% -0.001 pp | USD17.82 -80.3% | 32 qtrs — |
| 57 | UBS GROUP AG | 151.4K -381.6K (-71.6%) | 531.5K -1.2M (-69.4%) | 0.14% -0.344 pp | 0.00% 0.000 pp | USD15.25 -77.0% | 32 qtrs — |
| 58 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 153.1K -3.5K (-2.2%) | 526.2K +15.5K (+3.0%) | 0.14% -0.004 pp | 0.00% +0.000 pp | USD17.14 -79.5% | 27 qtrs — |
| 59 | SCHONFELD STRATEGIC ADVISORS LLC | 149.4K +149.4K (+100.0%) | 524.4K +524.4K (+100.0%) | 0.13% +0.134 pp | 0.00% +0.002 pp | USD3.51 +0.0% | 4 qtrs — |
| 60 | XTX TOPCO LTD | 146.4K -1.1K (-0.7%) | 513.9K +33.0K (+6.9%) | 0.13% -0.002 pp | 0.01% -0.012 pp | USD5.22 -32.8% | 8 qtrs — |
| 61 | MONIMUS CAPITAL MANAGEMENT, LP | 138.0K +138.0K (+100.0%) | 484.4K +484.4K (+100.0%) | 0.12% +0.124 pp | 0.32% +0.320 pp | USD3.51 +0.0% | 1 qtrs NEW |
| 62 | RAYMOND JAMES FINANCIAL INC | 118.7K -11.1K (-8.6%) | 416.8K -6.5K (-1.5%) | 0.11% -0.011 pp | 0.00% +0.000 pp | USD4.55 -22.9% | 5 qtrs — |
| 63 | JUMP FINANCIAL, LLC | 118.2K -103.8K (-46.8%) | 414.9K -309.0K (-42.7%) | 0.11% -0.094 pp | 0.01% -0.004 pp | USD4.90 -28.4% | 4 qtrs — |
| 64 | BNP PARIBAS ARBITRAGE, SNC | 115.2K -262.4K (-69.5%) | 404.2K -826.7K (-67.2%) | 0.10% -0.237 pp | 0.00% -0.001 pp | USD5.91 -40.6% | 32 qtrs — |
| 65 | RHUMBLINE ADVISERS | 113.4K -7.4K (-6.1%) | 398.1K +4.4K (+1.1%) | 0.10% -0.007 pp | 0.00% +0.000 pp | USD16.04 -78.1% | 31 qtrs — |
| 66 | HRT FINANCIAL LP | 109.8K +109.8K (+100.0%) | 385.0K +385.0K (+100.0%) | 0.10% +0.098 pp | 0.00% +0.001 pp | USD3.51 +0.0% | 1 qtrs NEW |
| 67 | WELLS FARGO & COMPANY/MN | 103.9K +36.4K (+53.9%) | 364.7K +144.6K (+65.7%) | 0.09% +0.032 pp | 0.00% +0.000 pp | USD7.80 -55.0% | 31 qtrs — |
| 68 | TD ASSET MANAGEMENT INC | 102.5K +— (+0.0%) | 359.9K +25.6K (+7.7%) | 0.09% -0.001 pp | 0.00% +0.000 pp | USD22.64 -84.5% | 32 qtrs — |
| 69 | TANG CAPITAL MANAGEMENT LLC | 100.0K -750.0K (-88.2%) | 351.0K -2.4M (-87.3%) | 0.09% -0.676 pp | 0.02% -0.089 pp | USD23.00 -84.7% | 10 qtrs — |
| 70 | BALLENTINE PARTNERS, LLC | 97.6K +9.1K (+10.2%) | 342.7K +53.9K (+18.7%) | 0.09% +0.008 pp | 0.00% +0.001 pp | USD3.28 +7.0% | 2 qtrs — |
| 71 | ENTRYPOINT CAPITAL, LLC | 96.4K -29.2K (-23.3%) | 338.2K -71.2K (-17.4%) | 0.09% -0.027 pp | 0.13% -0.027 pp | USD4.01 -12.5% | 5 qtrs — |
| 72 | ENGINEERS GATE MANAGER LP | 96.0K +24.6K (+34.5%) | 337.0K +104.2K (+44.8%) | 0.09% +0.022 pp | 0.00% +0.001 pp | USD2.97 +18.2% | 4 qtrs — |
| 73 | CANADA PENSION PLAN INVESTMENT BOARD | 95.1K +95.1K (+100.0%) | 333.8K +333.8K (+100.0%) | 0.09% +0.085 pp | 0.00% +0.000 pp | USD3.51 +0.0% | 1 qtrs NEW |
| 74 | LPL FINANCIAL LLC | 94.3K +81.3K (+628.6%) | 330.8K +288.7K (+684.5%) | 0.08% +0.073 pp | 0.00% +0.000 pp | USD4.79 -26.7% | 12 qtrs — |
| 75 | MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. | 92.8K -12.1K (-11.6%) | 325.7K -16.3K (-4.8%) | 0.08% -0.011 pp | 0.00% 0.000 pp | USD20.43 -82.8% | 7 qtrs — |
| 76 | JAIN GLOBAL LLC | 92.1K +92.1K (+100.0%) | 323.1K +323.1K (+100.0%) | 0.08% +0.083 pp | 0.00% +0.002 pp | USD3.51 +0.0% | 1 qtrs NEW |
| 77 | BOOTHBAY FUND MANAGEMENT, LLC | 91.6K -7.1K (-7.2%) | 321.7K -233.0 (-0.1%) | 0.08% -0.007 pp | 0.00% +0.000 pp | USD3.26 +7.7% | 10 qtrs — |
| 78 | BREVAN HOWARD CAPITAL MANAGEMENT LP | 89.1K +89.1K (+100.0%) | 312.8K +312.8K (+100.0%) | 0.08% +0.080 pp | 0.00% +0.003 pp | USD3.51 +0.0% | 1 qtrs NEW |
| 79 | LION POINT CAPITAL, LP | 86.0K +— (+0.0%) | 301.9K +21.5K (+7.7%) | 0.08% 0.000 pp | 1.56% -0.031 pp | USD3.26 +7.7% | 2 qtrs — |
| 80 | RICE HALL JAMES & ASSOCIATES, LLC | 85.0K +2.0K (+2.4%) | 298.3K +27.7K (+10.2%) | 0.08% +0.001 pp | 0.02% +0.002 pp | USD16.48 -78.7% | 12 qtrs — |
| 81 | VIRTUS INVESTMENT ADVISERS, INC. | 78.5K +41.4K (+111.7%) | 275.4K +154.6K (+128.0%) | 0.07% +0.037 pp | 0.07% +0.040 pp | USD3.78 -7.1% | 4 qtrs — |
| 82 | BANK OF MONTREAL /CAN/ | 75.3K -1.2K (-1.6%) | 264.3K +14.9K (+6.0%) | 0.07% -0.001 pp | 0.00% +0.000 pp | USD2.48 +41.5% | 3 qtrs — |
| 83 | GRAHAM CAPITAL MANAGEMENT, L.P. | 73.7K -59.8K (-44.8%) | 258.8K -176.4K (-40.5%) | 0.07% -0.054 pp | 0.01% -0.001 pp | USD2.65 +32.5% | 4 qtrs — |
| 84 | SQUAREPOINT OPS LLC | 68.3K -370.1K (-84.4%) | 239.8K -1.2M (-83.2%) | 0.06% -0.334 pp | 0.00% -0.001 pp | USD3.42 +2.6% | 17 qtrs — |
| 85 | CONCURRENT INVESTMENT ADVISORS, LLC | 68.1K -8.0K (-10.5%) | 239.0K -9.1K (-3.7%) | 0.06% -0.008 pp | 0.00% -0.002 pp | USD2.66 +32.0% | 3 qtrs — |
| 86 | VOLEON CAPITAL MANAGEMENT LP | 68.0K -56.0 (-0.1%) | 238.6K +16.8K (+7.6%) | 0.06% 0.000 pp | 0.01% 0.000 pp | USD2.78 +26.3% | 3 qtrs — |
| 87 | QUADRATURE CAPITAL LTD | 65.4K -20.1K (-23.5%) | 229.5K -49.7K (-17.8%) | 0.06% -0.018 pp | 0.00% -0.001 pp | USD2.45 +43.3% | 3 qtrs — |
| 88 | ROCKEFELLER CAPITAL MANAGEMENT L.P. | 64.2K -42.8K (-40.0%) | 225.4K -123.3K (-35.4%) | 0.06% -0.039 pp | 0.00% 0.000 pp | USD17.62 -80.1% | 30 qtrs — |
| 89 | SG AMERICAS SECURITIES, LLC | 63.7K +15.0K (+30.8%) | 224.0K +65.0K (+40.9%) | 0.06% +0.013 pp | 0.00% 0.000 pp | USD8.29 -57.7% | 23 qtrs — |
| 90 | MAREX GROUP PLC | 57.5K +29.0K (+101.8%) | 201.8K +108.9K (+117.2%) | 0.05% +0.026 pp | 0.00% +0.001 pp | USD3.07 +14.3% | 3 qtrs — |
| 91 | SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | 51.0K -68.6K (-57.4%) | 178.9K -211.0K (-54.1%) | 0.05% -0.062 pp | 0.01% -0.009 pp | USD6.67 -47.4% | 4 qtrs — |
| 92 | PIER 88 INVESTMENT PARTNERS LLC | 47.9K +36.5K (+320.7%) | 168.1K +131.0K (+353.0%) | 0.04% +0.033 pp | 0.04% +0.031 pp | USD6.26 -43.9% | 10 qtrs — |
| 93 | SIMPLEX TRADING, LLC | 42.5K +42.5K (+100.0%) | 149.2K +149.2K (+100.0%) | 0.04% +0.038 pp | 0.00% +0.000 pp | USD3.51 +0.0% | 7 qtrs — |
| 94 | TUDOR INVESTMENT CORP ET AL | 42.4K -7.7K (-15.4%) | 148.9K -14.5K (-8.9%) | 0.04% -0.007 pp | 0.00% +0.000 pp | USD12.30 -71.5% | 6 qtrs — |
| 95 | INTECH INVESTMENT MANAGEMENT LLC | 40.7K +— (+0.0%) | 143.0K +10.2K (+7.7%) | 0.04% 0.000 pp | 0.00% +0.000 pp | USD15.04 -76.7% | 6 qtrs — |
| 96 | QUANTINNO CAPITAL MANAGEMENT LP | 40.4K +40.4K (+100.0%) | 141.8K +141.8K (+100.0%) | 0.04% +0.036 pp | 0.00% +0.000 pp | USD3.51 +0.0% | 1 qtrs NEW |
| 97 | IEQ CAPITAL, LLC | 38.5K -42.7K (-52.5%) | 135.2K -129.4K (-48.9%) | 0.03% -0.039 pp | 0.00% 0.000 pp | USD4.13 -15.0% | 4 qtrs — |
| 98 | DYNAMIC TECHNOLOGY LAB PRIVATE LTD | 38.1K +7.4K (+23.9%) | 134.0K +34.0K (+34.0%) | 0.03% +0.007 pp | 0.03% +0.013 pp | USD3.31 +6.0% | 4 qtrs — |
| 99 | GSA CAPITAL PARTNERS LLP | 36.8K -187.4K (-83.6%) | 129.0K -602.0K (-82.4%) | 0.03% -0.169 pp | 0.01% -0.050 pp | USD3.59 -2.2% | 4 qtrs — |
| 100 | ATOM INVESTORS LP | 36.5K -16.9K (-31.6%) | 128.0K -45.8K (-26.4%) | 0.03% -0.015 pp | 0.01% -0.003 pp | USD3.26 +7.7% | 2 qtrs — |
ETF Ownership
| # | ETF | Weight | Est. AUM exposure | TER |
|---|---|---|---|---|
| 1 | Virtus Biotech Clinical Trials ETF BBC | 0.88% | 503.7K | 0.65% |
| 2 | Global X - Genomics & Biotechnology ETF GNOM | 0.36% | 309.3K | 0.50% |
| 3 | Global X - Genomics & Biotechnology UCITS ETF GNOM.L | 0.36% | 185.8K | 0.50% |
| 4 | WisdomTree BioRevolution UCITS ETF - USD Acc WDNA.L | 0.32% | 70.6K | 0.45% |
| 5 | Innovator U.S. Small Cap Managed Floor ETF RFLR | 0.10% | 85.0K | 0.89% |
| 6 | Federated Hermes MDT Small Cap Core ETF FSCC | 0.08% | 137.7K | 0.51% |
| 7 | iShares Micro-Cap ETF IWC | 0.08% | 1.19M | 0.60% |
| 8 | Invesco RAFI US 1500 Small-Mid ETF PRFZ | 0.05% | 1.29M | 0.34% |
| 9 | Fidelity Enhanced Small Cap ETF FESM | 0.05% | 2.60M | 0.28% |
| 10 | iShares Biotechnology ETF IBB | 0.03% | 2.91M | 0.44% |
Insider Activity
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-02-18 | Wilson Martin | Officer | S-Sale | D | Common Stock | 1,376 | 3.34 | 4.6K | 682,000 | D | ↗ |
| 2026-02-18 | Shah Gaurav | Officer | S-Sale | D | Common Stock | 5,990 | 3.34 | 20.0K | 1,046,055 | D | ↗ |
| 2026-02-18 | Militello John | Officer | S-Sale | D | Common Stock | 1,157 | 3.34 | 3.9K | 91,019 | D | ↗ |
| 2026-02-13 | Wilson Martin | Officer | S-Sale | D | Common Stock | 12,253 | 3.31 | 40.6K | 683,376 | D | ↗ |
| 2026-02-13 | Shah Gaurav | Officer | S-Sale | D | Common Stock | 12,279 | 3.31 | 40.7K | 1,052,045 | D | ↗ |
| 2026-02-13 | Militello John | Officer | S-Sale | D | Common Stock | 3,726 | 3.31 | 12.3K | 92,176 | D | ↗ |
| 2026-02-11 | Wilson Martin | Officer | A-Award | A | Stock Option (Right to Buy) | 468,187 | 3.24 | 1.52M | 468,187 | D | ↗ |
| 2026-02-11 | Stevens Christopher James | Officer | A-Award | A | Stock Option (Right to Buy) | 93,037 | 3.24 | 301.4K | 93,037 | D | ↗ |
| 2026-02-11 | Shah Gaurav | Officer | A-Award | A | Stock Option (Right to Buy) | 870,648 | 3.24 | 2.82M | 870,648 | D | ↗ |
| 2026-02-11 | Rizvi Syed Ali-aamir | Officer | A-Award | A | Stock Option (right to buy) | 93,037 | 3.24 | 301.4K | 93,037 | D | ↗ |
| 2026-02-11 | Militello John | Officer | A-Award | A | Common Stock | 29,982 | 0.00 | — | 95,902 | D | ↗ |
| 2026-02-11 | Chaudhuri Sarbani | Officer | A-Award | A | Stock Option (Right to Buy) | 189,076 | 3.24 | 612.6K | 189,076 | D | ↗ |
| 2026-01-02 | Bjork Elisabeth | Director | P-Purchase | A | Common Stock | 10,000 | 3.44 | 34.4K | 50,000 | D | ↗ |
| 2025-11-18 | Wilson Martin | Officer | S-Sale | D | Common Stock | 1,646 | 2.98 | 4.9K | 383,816 | D | ↗ |
| 2025-11-18 | Shah Gaurav | Director / Officer | S-Sale | D | Common Stock | 6,276 | 2.98 | 18.7K | 778,296 | D | ↗ |
| 2025-11-18 | Schwartz Jonathan David | Officer | S-Sale | D | Common Stock | 2,545 | 2.98 | 7.6K | 299,064 | D | ↗ |
| 2025-11-18 | Militello John | Officer | S-Sale | D | Common Stock | 1,086 | 2.98 | 3.2K | 65,920 | D | ↗ |
| 2025-11-03 | Wilson Martin | Officer | A-Award | A | Common Stock | 100,000 | 0.00 | — | 385,462 | D | ↗ |
| 2025-10-14 | Militello John | Officer | S-Sale | D | Common Stock | 558 | 3.98 | 2.2K | 67,006 | D | ↗ |
| 2025-10-06 | Rizvi Syed Ali-aamir | Officer | A-Award | A | Stock Option (right to buy) | 383,854 | 3.18 | 1.22M | 383,854 | D | ↗ |
| 2025-09-24 | Fong Peter | Director | A-Award | A | Common Stock | 30,000 | 0.00 | — | 53,333 | D | ↗ |
| 2025-09-19 | RTW INVESTMENTS, LP | Director / 10% Owner | X-InTheMoney | D | Equity Swap (obligation to buy) | 1 | 19.09 | 19.09 | 0 | I | ↗ |
| 2025-09-15 | Rizvi Syed Ali-aamir | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-09-08 | Wilson Martin | Officer | A-Award | A | Common Stock | 150,000 | 0.00 | — | 285,462 | D | ↗ |
| 2025-09-08 | Schwartz Jonathan David | Officer | A-Award | A | Common Stock | 80,000 | 0.00 | — | 301,609 | D | ↗ |
| 2025-09-08 | Militello John | Officer | A-Award | A | Common Stock | 40,000 | 0.00 | — | 95,924 | D | ↗ |
| 2025-08-27 | Bjork Elisabeth | Director | P-Purchase | A | Common Stock | 10,000 | 3.41 | 34.1K | 40,000 | D | ↗ |
| 2025-08-19 | Wilson Martin | Officer | S-Sale | D | Common Stock | 588 | 3.00 | 1.8K | 135,462 | D | ↗ |
| 2025-08-19 | Schwartz Jonathan David | Officer | S-Sale | D | Common Stock | 805 | 3.00 | 2.4K | 221,609 | D | ↗ |
| 2025-08-19 | Militello John | Officer | S-Sale | D | Common Stock | 361 | 3.00 | 1.1K | 55,924 | D | ↗ |
| 2025-08-18 | Wilson Martin | Officer | S-Sale | D | Common Stock | 1,004 | 3.07 | 3.1K | 136,050 | D | ↗ |
| 2025-08-18 | Shah Gaurav | Director / Officer | F-InKind | D | Common Stock | 2,234 | 3.05 | 6.8K | 784,572 | D | ↗ |
| 2025-08-18 | Schwartz Jonathan David | Officer | S-Sale | D | Common Stock | 1,680 | 3.07 | 5.1K | 222,414 | D | ↗ |
| 2025-08-18 | Militello John | Officer | S-Sale | D | Common Stock | 699 | 3.07 | 2.1K | 56,285 | D | ↗ |
| 2025-08-14 | Wilson Martin | Officer | S-Sale | D | Common Stock | 12,109 | 3.02 | 36.6K | 137,054 | D | ↗ |
| 2025-08-14 | Schwartz Jonathan David | Officer | S-Sale | D | Common Stock | 11,161 | 3.02 | 33.7K | 224,094 | D | ↗ |
| 2025-08-14 | Militello John | Officer | S-Sale | D | Common Stock | 7,043 | 3.02 | 21.3K | 56,984 | D | ↗ |
| 2025-08-04 | Stevens Christopher James | Officer | A-Award | A | Common Stock | 407,166 | 0.00 | — | 407,166 | D | ↗ |
| 2025-07-07 | Stevens Christopher James | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-07-03 | Ondrey Aaron | Officer | S-Sale | D | Common Stock | 1,477 | 2.88 | 4.3K | 128,173 | D | ↗ |
| 2025-06-18 | WONG RODERICK | Director / 10% Owner | A-Award | A | Common Stock | 17,667 | 0.00 | — | 47,667 | D | ↗ |
| 2025-06-18 | SOUTHWELL DAVID P | Director | A-Award | A | Common Stock | 30,000 | 0.00 | — | 31,660 | D | ↗ |
| 2025-06-18 | Pratumsuwan Piratip | Director | A-Award | A | Common Stock | 30,000 | 0.00 | — | 30,000 | D | ↗ |
| 2025-06-18 | Malik Fady Ibraham | Director | A-Award | A | Common Stock | 30,000 | 0.00 | — | 30,000 | D | ↗ |
| 2025-06-18 | Makker Gotham | Director | A-Award | A | Common Stock | 19,434 | 0.00 | — | 415,346 | I | ↗ |
| 2025-06-18 | GRANADILLO PEDRO P | Director | A-Award | A | Common Stock | 24,734 | 0.00 | — | 54,734 | D | ↗ |
| 2025-06-18 | Dolsten Mikael | Director | A-Award | A | Common Stock | 30,000 | 0.00 | — | 44,220 | D | ↗ |
| 2025-06-18 | Bjork Elisabeth | Director | A-Award | A | Common Stock | 30,000 | 0.00 | — | 30,000 | D | ↗ |
| 2025-06-18 | BOESS CARSTEN | Director | A-Award | A | Common Stock | 30,000 | 0.00 | — | 30,000 | D | ↗ |
| 2025-05-20 | Wilson Martin | Officer | S-Sale | D | Common Stock | 587 | 6.45 | 3.8K | 149,163 | D | ↗ |
| 2025-05-20 | Shah Gaurav | Director / Officer | S-Sale | D | Common Stock | 2,253 | 6.45 | 14.5K | 786,806 | D | ↗ |
| 2025-05-20 | Schwartz Jonathan David | Officer | S-Sale | D | Common Stock | 801 | 6.45 | 5.2K | 235,255 | D | ↗ |
| 2025-05-20 | Patel Kinnari | Officer | S-Sale | D | Common Stock | 767 | 6.45 | 4.9K | 441,927 | D | ↗ |
| 2025-05-20 | Militello John | Officer | S-Sale | D | Common Stock | 357 | 6.45 | 2.3K | 64,027 | D | ↗ |
| 2025-05-16 | Wilson Martin | Officer | S-Sale | D | Common Stock | 946 | 6.53 | 6.2K | 149,750 | D | ↗ |
| 2025-05-16 | Shah Gaurav | Director / Officer | S-Sale | D | Common Stock | 3,621 | 6.53 | 23.6K | 789,059 | D | ↗ |
| 2025-05-16 | Schwartz Jonathan David | Officer | S-Sale | D | Common Stock | 1,582 | 6.53 | 10.3K | 236,056 | D | ↗ |
| 2025-05-16 | Patel Kinnari | Officer | S-Sale | D | Common Stock | 1,409 | 6.53 | 9.2K | 442,694 | D | ↗ |
| 2025-05-16 | Militello John | Officer | S-Sale | D | Common Stock | 655 | 6.53 | 4.3K | 64,384 | D | ↗ |
| 2025-04-22 | Militello John | Officer | S-Sale | D | Common Stock | 718 | 7.16 | 5.1K | 65,039 | D | ↗ |
| 2025-04-10 | Shah Gaurav | Director / Officer | P-Purchase | A | Common Stock | 20,000 | 5.08 | 101.6K | 792,680 | D | ↗ |
| 2025-04-09 | Patel Kinnari | Officer | P-Purchase | A | Common Stock | 21,099 | 0.00 | — | 26,774 | I | ↗ |
| 2025-04-07 | Chaudhuri Sarbani | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-04-04 | Ondrey Aaron | Officer | S-Sale | D | Common Stock | 7,489 | 5.29 | 39.6K | 129,650 | D | ↗ |
| 2025-03-05 | Dolsten Mikael | Director | J-Other | A | Common Stock | 14,220 | 0.00 | — | 14,220 | D | ↗ |
| 2025-02-25 | Schwartz Jonathan David | Officer | S-Sale | D | Common Stock | 6,532 | 10.58 | 69.1K | 237,638 | D | ↗ |
| 2025-02-21 | Wilson Martin | Officer | S-Sale | D | Common Stock | 3,222 | 10.58 | 34.1K | 150,696 | D | ↗ |
| 2025-02-21 | Shah Gaurav | Director / Officer | S-Sale | D | Common Stock | 16,303 | 10.58 | 172.5K | 772,680 | D | ↗ |
| 2025-02-21 | Patel Kinnari | Officer | S-Sale | D | Common Stock | 6,078 | 10.58 | 64.3K | 444,103 | D | ↗ |
| 2025-02-21 | Militello John | Officer | S-Sale | D | Common Stock | 2,737 | 10.58 | 29.0K | 65,757 | D | ↗ |
| 2025-02-16 | Schwartz Jonathan David | Officer | — | D | Stock Option (Right to Buy) | 57,273 | 30.01 | 1.72M | 0 | — | ↗ |
| 2025-02-11 | Wilson Martin | Officer | A-Award | A | Stock Option (Right to Buy) | 134,642 | 9.88 | 1.33M | 134,642 | D | ↗ |
| 2025-02-11 | Shah Gaurav | Director / Officer | A-Award | A | Stock Option (Right to Buy) | 243,345 | 9.88 | 2.40M | 243,345 | D | ↗ |
| 2025-02-11 | Schwartz Jonathan David | Officer | A-Award | A | Common Stock | 80,318 | 0.00 | — | 252,731 | D | ↗ |
| 2025-02-11 | Patel Kinnari | Officer | A-Award | A | Stock Option (Right to Buy) | 172,214 | 9.88 | 1.70M | 172,214 | D | ↗ |
| 2025-02-11 | Ondrey Aaron | Officer | A-Award | A | Stock Option (Right to Buy) | 134,642 | 9.88 | 1.33M | 134,642 | D | ↗ |
| 2025-02-11 | Militello John | Officer | A-Award | A | Common Stock | 20,080 | 0.00 | — | 68,494 | D | ↗ |
| 2025-02-03 | Pratumsuwan Piratip | Director | A-Award | A | Stock Option (Right to Buy) | 22,443 | 10.56 | 237.0K | 22,443 | D | ↗ |
| 2025-01-23 | Militello John | Officer | S-Sale | D | Common Stock | 896 | 10.38 | 9.3K | 48,414 | D | ↗ |
| 2024-12-12 | RTW INVESTMENTS, LP | Director / 10% Owner | A-Award | A | Pre-funded Warrant (right to buy) | 400,000 | 0.01 | 4.0K | 3,526,955 | I | ↗ |
| 2024-11-21 | Wilson Martin | Officer | S-Sale | D | Common Stock | 1,175 | 13.05 | 15.3K | 63,560 | D | ↗ |
| 2024-11-21 | Shah Gaurav | Director / Officer | S-Sale | D | Common Stock | 11,091 | 13.05 | 144.8K | 707,328 | D | ↗ |
| 2024-11-21 | Schwartz Jonathan David | Officer | S-Sale | D | Common Stock | 3,097 | 13.05 | 40.4K | 163,852 | D | ↗ |
| 2024-11-21 | Patel Kinnari | Officer | S-Sale | D | Common Stock | 4,588 | 13.05 | 59.9K | 392,395 | D | ↗ |
| 2024-11-21 | Militello John | Officer | S-Sale | D | Common Stock | 1,224 | 13.05 | 16.0K | 49,310 | D | ↗ |
| 2024-10-31 | White Mark Andrew | Officer | S-Sale | D | Common Stock | 3,080 | 16.63 | 51.2K | 69,140 | D | ↗ |
| 2024-10-31 | Militello John | Officer | S-Sale | D | Common Stock | 917 | 16.63 | 15.2K | 50,534 | D | ↗ |
| 2024-09-26 | Makker Gotham | Director | A-Award | A | Stock Option (Right to Buy) | 303 | 17.60 | 5.3K | 303 | D | ↗ |
| 2024-09-26 | Bjork Elisabeth | Director | A-Award | A | Stock Option (Right to Buy) | 607 | 17.60 | 10.7K | 607 | D | ↗ |
| 2024-09-09 | Dolsten Mikael | Director | A-Award | A | Stock Option (Right to Buy) | 27,545 | 19.73 | 543.5K | 27,545 | — | ↗ |
| 2024-09-05 | Dolsten Mikael | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-08-16 | Wilson Martin | Officer | S-Sale | D | Common Stock | 1,027 | 18.50 | 19.0K | 64,735 | — | ↗ |
| 2024-08-16 | Shah Gaurav | Director / Officer | S-Sale | D | Common Stock | 9,650 | 18.50 | 178.6K | 718,419 | — | ↗ |
| 2024-08-16 | Schwartz Jonathan David | Officer | S-Sale | D | Common Stock | 2,710 | 18.50 | 50.1K | 166,949 | D | ↗ |
| 2024-08-16 | Patel Kinnari | Officer | S-Sale | D | Common Stock | 3,989 | 18.50 | 73.8K | 396,983 | — | ↗ |
| 2024-08-16 | Militello John | Officer | S-Sale | D | Common Stock | 1,064 | 18.50 | 19.7K | 51,451 | — | ↗ |
| 2024-07-22 | Militello John | Officer | S-Sale | D | Common Stock | 812 | 23.02 | 18.7K | 52,515 | — | ↗ |
| 2024-07-08 | White Mark Andrew | Officer | S-Sale | D | Common Stock | 3,026 | 20.40 | 61.7K | 72,220 | — | ↗ |
| 2024-06-13 | Yalamanchi Naveen | Director | A-Award | A | Stock Option (Right to Buy) | 23,944 | 22.86 | 547.4K | 23,944 | — | ↗ |
| 2024-06-13 | Woods Keith | Director | A-Award | A | Stock Option (Right to Buy) | 23,944 | 22.86 | 547.4K | 23,944 | — | ↗ |
| 2024-06-13 | WONG RODERICK | Director / 10% Owner | A-Award | A | Stock Option (Right to Buy) | 3,325 | 22.86 | 76.0K | 3,325 | — | ↗ |
| 2024-06-13 | SOUTHWELL DAVID P | Director | A-Award | A | Stock Option (Right to Buy) | 23,944 | 22.86 | 547.4K | 23,944 | — | ↗ |
| 2024-06-13 | Malik Fady Ibraham | Director | A-Award | A | Stock Option (Right to Buy) | 23,944 | 22.86 | 547.4K | 23,944 | — | ↗ |
| 2024-06-13 | Makker Gotham | Director | A-Award | A | Stock Option (Right to Buy) | 2,660 | 22.86 | 60.8K | 2,660 | — | ↗ |
| 2024-06-13 | GRANADILLO PEDRO P | Director | A-Award | A | Stock Option (Right to Buy) | 4,655 | 22.86 | 106.4K | 4,655 | — | ↗ |
| 2024-06-13 | Bjork Elisabeth | Director | A-Award | A | Stock Option (Right to Buy) | 3,325 | 22.86 | 76.0K | 3,325 | — | ↗ |
| 2024-06-13 | BOESS CARSTEN | Director | A-Award | A | Stock Option (Right to Buy) | 23,944 | 22.86 | 547.4K | 23,944 | — | ↗ |
| 2024-05-17 | Schwartz Jonathan David | Officer | S-Sale | D | Common Stock | 2,754 | 23.35 | 64.3K | 169,659 | D | ↗ |
| 2024-05-16 | Wilson Martin | Officer | S-Sale | D | Common Stock | 1,048 | 23.35 | 24.5K | 65,762 | — | ↗ |
| 2024-05-16 | Shah Gaurav | Director / Officer | S-Sale | D | Common Stock | 9,790 | 23.35 | 228.6K | 728,069 | — | ↗ |
| 2024-05-16 | Patel Kinnari | Officer | S-Sale | D | Common Stock | 4,046 | 23.35 | 94.5K | 400,972 | — | ↗ |
| 2024-05-16 | Militello John | Officer | S-Sale | D | Common Stock | 1,079 | 23.35 | 25.2K | 53,327 | — | ↗ |
| 2024-05-14 | Wilson Martin | Officer | M-Exempt | A | Common Stock | 2,420 | 0.00 | — | 21,100 | — | ↗ |
| 2024-05-14 | Shah Gaurav | Director / Officer | M-Exempt | A | Common Stock | 9,683 | 0.00 | — | 646,134 | — | ↗ |
| 2024-05-14 | Patel Kinnari | Officer | M-Exempt | D | Restricted Stock Units | 5,533 | 0.00 | — | 38,735 | — | ↗ |
| 2024-05-02 | SOUTHWELL DAVID P | Director | G-Gift | D | Common Stock | 113,124 | 0.00 | — | 1,660 | — | ↗ |
| 2024-04-22 | Militello John | Officer | S-Sale | D | Common Stock | 833 | 22.87 | 19.1K | 54,406 | — | ↗ |
| 2024-04-15 | SOUTHWELL DAVID P | Director | M-Exempt | D | Stock Option (Right to Buy) | 29,624 | 4.34 | 128.6K | 0 | — | ↗ |
| 2024-04-12 | SOUTHWELL DAVID P | Director | M-Exempt | D | Stock Option (Right to Buy) | 70,000 | 4.34 | 303.9K | 29,624 | — | ↗ |
| 2024-04-08 | White Mark Andrew | Officer | S-Sale | D | Common Stock | 12,532 | 24.64 | 308.8K | 75,226 | — | ↗ |
| 2024-04-01 | Ondrey Aaron | Officer | A-Award | A | Common Stock | 46,781 | 0.00 | — | 46,781 | — | ↗ |
| 2024-03-25 | Schwartz Jonathan David | Officer | — | D | Common Stock | 0 | 0.00 | — | 172,413 | — | ↗ |
| 2024-03-25 | Ondrey Aaron | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-03-21 | Militello John | Officer | S-Sale | D | Common Stock | 2,490 | 28.10 | 70.0K | 55,239 | — | ↗ |
| 2024-03-21 | Makker Gotham | Director | S-Sale | D | Common Stock | 274,000 | 28.43 | 7.79M | 365,912 | — | ↗ |
| 2024-02-29 | Wilson Martin | Officer | S-Sale | D | Common Stock | 4,100 | 29.33 | 120.3K | 18,680 | — | ↗ |
| 2024-02-29 | Militello John | Officer | S-Sale | D | Common Stock | 10,000 | 29.85 | 298.5K | 21,517 | — | ↗ |
| 2024-02-16 | Wilson Martin | Officer | S-Sale | D | Common Stock | 3,576 | 29.84 | 106.7K | 6,136 | — | ↗ |
| 2024-02-16 | White Mark Andrew | Officer | A-Award | A | Common Stock | 11,096 | 0.00 | — | 87,758 | — | ↗ |
| 2024-02-16 | Shah Gaurav | Director / Officer | S-Sale | D | Common Stock | 20,272 | 29.84 | 604.9K | 554,762 | — | ↗ |
| 2024-02-16 | Patel Kinnari | Officer | A-Award | A | Common Stock | 33,288 | 0.00 | — | 271,634 | — | ↗ |
| 2024-02-16 | Militello John | Officer | A-Award | A | Stock Option (Right to Buy) | 24,545 | 30.01 | 736.6K | 24,545 | — | ↗ |
| 2024-02-14 | Wilson Martin | Officer | M-Exempt | D | Restricted Stock Units | 9,712 | 0.00 | — | 19,367 | — | ↗ |
| 2024-02-14 | Shah Gaurav | Director / Officer | M-Exempt | D | Restricted Stock Units | 38,849 | 0.00 | — | 77,468 | — | ↗ |
| 2024-02-14 | Schwartz Jonathan David | Officer | — | D | Stock Option (Right to Buy) | 124,496 | 20.04 | 2.49M | 0 | — | ↗ |
| 2024-02-14 | Patel Kinnari | Officer | M-Exempt | D | Restricted Stock Units | 22,199 | 0.00 | — | 44,268 | — | ↗ |
| 2024-02-14 | Militello John | Officer | M-Exempt | A | Common Stock | 6,274 | 0.00 | — | 16,433 | — | ↗ |
| 2024-01-22 | Militello John | Officer | S-Sale | D | Common Stock | 638 | 27.20 | 17.4K | 10,159 | — | ↗ |
| 2024-01-18 | Militello John | Officer | M-Exempt | D | Restricted Stock Units | 1,586 | 0.00 | — | 7,932 | — | ↗ |
| 2023-12-07 | Woods Keith | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-11-15 | Makker Gotham | Director | S-Sale | D | Common Stock | 20,000 | 22.53 | 450.6K | 1,296,497 | — | ↗ |
| 2023-11-14 | Shah Gaurav | Director / Officer | M-Exempt | D | Restricted Stock Units | 7,979 | 0.00 | — | 39,898 | — | ↗ |
| 2023-11-14 | Patel Kinnari | Officer | M-Exempt | D | Restricted Stock Units | 3,989 | 0.00 | — | 19,950 | — | ↗ |
| 2023-11-14 | Militello John | Officer | M-Exempt | D | Restricted Stock Units | 725 | 0.00 | — | 3,628 | — | ↗ |
| 2023-10-20 | Militello John | Officer | S-Sale | D | Common Stock | 564 | 17.06 | 9.6K | 8,760 | — | ↗ |
| 2023-10-18 | Militello John | Officer | M-Exempt | D | Restricted Stock Units | 1,586 | 0.00 | — | 9,518 | — | ↗ |
| 2023-10-05 | Patel Kinnari | Officer | M-Exempt | D | Restricted Stock Units | 3,333 | 0.00 | — | 0 | — | ↗ |
| 2023-09-29 | Makker Gotham | Director | S-Sale | D | Common Stock | 4,677 | 21.14 | 98.9K | 1,316,497 | — | ↗ |
| 2023-09-28 | Makker Gotham | Director | S-Sale | D | Common Stock | 10,312 | 21.03 | 216.9K | 1,321,174 | — | ↗ |
| 2023-09-15 | RTW INVESTMENTS, LP | Director / 10% Owner | P-Purchase | A | Pre-funded Warrant (right to buy) | 3,126,955 | 0.01 | 31.3K | 3,126,955 | — | ↗ |
| 2023-08-28 | RTW INVESTMENTS, LP | Director / 10% Owner | J-Other | A | Common Stock, $0.01 par value ("Common Stock") | 500,000 | 22.05 | 11.03M | 18,657,605 | — | ↗ |
| 2023-08-17 | Shah Gaurav | Director / Officer | S-Sale | D | Common Stock | 4,767 | 15.47 | 73.8K | 524,854 | — | ↗ |
| 2023-08-17 | Patel Kinnari | Officer | S-Sale | D | Common Stock | 1,534 | 15.47 | 23.7K | 216,448 | — | ↗ |
| 2023-08-17 | Militello John | Officer | S-Sale | D | Common Stock | 284 | 15.47 | 4.4K | 5,570 | — | ↗ |
| 2023-08-14 | Shah Gaurav | Director / Officer | M-Exempt | D | Restricted Stock Units | 7,979 | 0.00 | — | 47,877 | — | ↗ |
| 2023-08-14 | Patel Kinnari | Officer | M-Exempt | D | Restricted Stock Units | 3,989 | 0.00 | — | 23,993 | — | ↗ |
| 2023-08-14 | Militello John | Officer | M-Exempt | D | Restricted Stock Units | 725 | 0.00 | — | 4,353 | — | ↗ |
| 2023-07-20 | Militello John | Officer | S-Sale | D | Common Stock | 573 | 19.03 | 10.9K | 7,129 | — | ↗ |
| 2023-07-18 | Militello John | Officer | M-Exempt | A | Common Stock | 1,586 | 0.00 | — | 7,702 | — | ↗ |
| 2023-06-22 | Yalamanchi Naveen | Director | A-Award | A | Stock Option (Right to Buy) | 25,850 | 21.56 | 557.3K | 25,850 | — | ↗ |
| 2023-06-22 | WONG RODERICK | Director / 10% Owner | A-Award | A | Stock Option (Right to Buy) | 25,850 | 21.56 | 557.3K | 25,850 | — | ↗ |
| 2023-06-22 | SOUTHWELL DAVID P | Director | A-Award | A | Stock Option (Right to Buy) | 25,850 | 21.56 | 557.3K | 25,850 | — | ↗ |
| 2023-06-22 | Malik Fady Ibraham | Director | A-Award | A | Stock Option (Right to Buy) | 25,850 | 21.56 | 557.3K | 25,850 | — | ↗ |
| 2023-06-22 | Makker Gotham | Director | A-Award | A | Stock Option (Right to Buy) | 25,850 | 21.56 | 557.3K | 25,850 | — | ↗ |
| 2023-06-22 | GRANADILLO PEDRO P | Director | A-Award | A | Stock Option (Right to Buy) | 5,026 | 21.56 | 108.4K | 5,026 | — | ↗ |
| 2023-06-22 | Bjork Elisabeth | Director | A-Award | A | Stock Option (Right to Buy) | 3,590 | 21.56 | 77.4K | 3,590 | — | ↗ |
| 2023-06-22 | BOESS CARSTEN | Director | A-Award | A | Stock Option (Right to Buy) | 25,850 | 21.56 | 557.3K | 25,850 | — | ↗ |
| 2023-05-17 | Shah Gaurav | Director / Officer | S-Sale | D | Common Stock | 4,122 | 21.38 | 88.1K | 521,642 | — | ↗ |
| 2023-05-17 | Patel Kinnari | Officer | S-Sale | D | Common Stock | 1,330 | 21.38 | 28.4K | 213,993 | — | ↗ |
| 2023-05-17 | Militello John | Officer | S-Sale | D | Common Stock | 245 | 21.38 | 5.2K | 6,116 | — | ↗ |
| 2023-05-14 | Shah Gaurav | Director / Officer | M-Exempt | D | Restricted Stock Units | 7,979 | 0.00 | — | 55,856 | — | ↗ |
| 2023-05-14 | Patel Kinnari | Officer | M-Exempt | A | Common Stock | 3,989 | 0.00 | — | 215,323 | — | ↗ |
| 2023-05-14 | Militello John | Officer | M-Exempt | D | Restricted Stock Units | 725 | 0.00 | — | 5,078 | — | ↗ |
| 2023-04-21 | Militello John | Officer | S-Sale | D | Common Stock | 2,342 | 18.65 | 43.7K | 5,636 | — | ↗ |
| 2023-04-18 | Militello John | Officer | M-Exempt | A | Common Stock | 6,364 | 0.00 | — | 7,978 | — | ↗ |
| 2023-04-04 | White Mark Andrew | — | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-02-17 | Shah Gaurav | Director / Officer | S-Sale | D | Common Stock | 12,194 | 19.06 | 232.4K | 536,885 | — | ↗ |
| 2023-02-17 | Schwartz Jonathan David | Officer | S-Sale | D | Common Stock | 3,557 | 19.06 | 67.8K | 94,546 | — | ↗ |
| 2023-02-17 | Militello John | Officer | S-Sale | D | Common Stock | 1,244 | 19.06 | 23.7K | 1,614 | — | ↗ |
| 2023-02-14 | Wilson Martin | Officer | A-Award | A | Stock Option (Right to Buy) | 87,147 | 20.04 | 1.75M | 87,147 | — | ↗ |
| 2023-02-14 | Shah Gaurav | Director / Officer | M-Exempt | A | Common Stock | 31,440 | 0.00 | — | 549,079 | — | ↗ |
| 2023-02-14 | Schwartz Jonathan David | Officer | A-Award | A | Stock Option (Right to Buy) | 124,496 | 20.04 | 2.49M | 124,496 | — | ↗ |
| 2023-02-14 | Patel Kinnari | Officer | A-Award | A | Stock Option (Right to Buy) | 199,194 | 20.04 | 3.99M | 199,194 | D | ↗ |
| 2023-02-14 | Militello John | Officer | M-Exempt | A | Restricted Stock Units | 2,858 | 0.00 | — | 5,803 | D | ↗ |
| 2022-12-23 | RTW INVESTMENTS, LP | Director | J-Other | A | Notional Derivative Agreements (obligation to buy) | 1 | 0.00 | — | 1 | — | ↗ |
| 2022-12-22 | RTW INVESTMENTS, LP | Director | J-Other | A | Notional Derivative Agreements (obligation to buy) | 1 | 0.00 | — | 1 | — | ↗ |
| 2022-12-01 | RTW INVESTMENTS, LP | 10% Owner | J-Other | A | Warrants | 61,705 | 65.23 | 4.03M | 61,705 | — | ↗ |
| 2022-10-06 | WONG RODERICK | Director | P-Purchase | A | Common Stock, $0.01 par value ("Common Stock") | 1,355,932 | 14.75 | 20.00M | 17,628,567 | — | ↗ |
| 2022-10-06 | RTW INVESTMENTS, LP | Director / 10% Owner | P-Purchase | A | Common Stock, $0.01 par value ("Common Stock") | 1,355,932 | 14.75 | 20.00M | 17,628,567 | — | ↗ |
| 2022-08-12 | Wilson Martin | Officer | J-Other | A | Common Stock | 28,763 | 0.00 | — | 49,863 | — | ↗ |
| 2022-08-12 | Schwartz Jonathan David | Director | A-Award | A | Restricted Stock Units | 22,896 | 0.00 | — | 22,896 | — | ↗ |
| 2022-08-12 | Patel Kinnari | Officer | J-Other | A | Common Stock | 52,489 | 0.00 | — | 366,283 | — | ↗ |
| 2022-08-12 | Militello John | Officer | J-Other | A | Common Stock | 14,310 | 0.00 | — | 46,662 | — | ↗ |
| 2022-06-13 | Yalamanchi Naveen | Director | A-Award | A | Stock Option (Right to Buy) | 47,745 | 10.77 | 514.2K | 47,745 | — | ↗ |
| 2022-06-13 | WONG RODERICK | Director / 10% Owner | A-Award | A | Stock Option (Right to Buy) | 47,745 | 10.77 | 514.2K | 47,745 | — | ↗ |
| 2022-06-13 | SOUTHWELL DAVID P | Director | A-Award | A | Stock Option (Right to Buy) | 47,745 | 10.77 | 514.2K | 47,745 | — | ↗ |
| 2022-06-13 | Malik Fady Ibraham | Director | A-Award | A | Stock Option (Right to Buy) | 47,745 | 0.00 | — | 47,745 | — | ↗ |
| 2022-06-13 | Makker Gotham | Director | A-Award | A | Stock Option (Right to Buy) | 5,876 | 6.80 | 40.0K | 5,876 | — | ↗ |
| 2022-06-13 | GRANADILLO PEDRO P | Director | A-Award | A | Stock Option (Right to Buy) | 10,283 | 6.80 | 69.9K | 10,283 | — | ↗ |
| 2022-06-13 | Bjork Elisabeth | Director | A-Award | A | Stock Option (Right to Buy) | 7,345 | 10.77 | 79.1K | 7,345 | — | ↗ |
Executive team
Executive compensation
| # | Year | Executive | Salary | Bonus | Stock award | Option award | Incentive | Other | Total | % Stock- based |
Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | 2025 | Christopher Stevens Chief Operating Officer | 242.3K | 125.0K | 1.25M | 1.70M | 236.3K | 911.00 | 3.56M | 83.00% | ↗ |
| 2 | 2025 | Gaurav D. Shah, M.D. Chief Executive Officer | 671.1K | — | 806.8K | 1.61M | 403.0K | 16.0K | 3.51M | 68.94% | ↗ |
| 3 | 2025 | Martin Wilson General Counsel and Chief Corporate Officer, Senior Vice President, Interim Principal Financial Officer | 488.3K | — | 1.74M | 892.7K | 265.9K | 13.3K | 3.40M | 77.41% | ↗ |
| 4 | 2024 | Gaurav D. Shah, M.D. Chief Executive Officer | 635.9K | — | 2.00M | 4.00M | 190.8K | 14.8K | 6.84M | 87.70% | ↗ |
| 5 | 2024 | Kinnari Patel, Pharm.D., MBA President, Head of R&D and Chief Operating Officer | 545.0K | — | 4.00M | 2.00M | 136.3K | 14.8K | 6.70M | 89.60% | ↗ |
| 6 | 2024 | Aaron Ondrey Chief Financial Officer, Principal Financial Officer | 362.7K | — | 1.25M | 1.25M | 117.5K | 9.6K | 2.99M | 83.62% | ↗ |
| 7 | 2024 | Jonathan Schwartz, M.D. Chief Medical and Gene Therapy Officer | 454.2K | — | 582.7K | 1.17M | 145.3K | 14.8K | 2.36M | 74.02% | ↗ |
| 8 | 2024 | Martin Wilson General Counsel and Chief Corporate Officer, Senior Vice President, Interim Principal Financial Officer | 452.6K | — | 499.5K | 1.10M | 146.6K | 14.8K | 2.11M | 75.69% | ↗ |
| 9 | 2024 | Martin Wilson General Counsel and Chief Corporate Officer, Senior VP | 452.6K | — | 499.5K | 1.00M | 146.6K | 14.8K | 2.11M | 70.96% | ↗ |
| 10 | 2024 | John Militello, CPA Principal Accounting Officer and Former Interim Principal Financial Officer, Vice President | 341.5K | — | 249.7K | 500.2K | 69.2K | 15.0K | 1.18M | 63.80% | ↗ |
| 11 | 2023 | Gaurav D. Shah, M.D. Chief Executive Officer | 625.0K | — | 2.33M | 4.67M | 375.0K | 13.6K | 8.01M | 87.35% | ↗ |
| 12 | 2023 | Kinnari Patel, Pharm.D., MBA President, Head of R&D and Chief Operating Officer | 537.1K | — | 1.33M | 2.67M | 295.4K | 13.6K | 4.85M | 82.54% | ↗ |
| 13 | 2023 | Kinnari Patel, Pharm.D., MBA President and Chief Operating Officer | 537.1K | — | 1.33M | 2.67M | 295.4K | 13.6K | 4.85M | 82.54% | ↗ |
| 14 | 2023 | Mayo Pujols Chief Technical Officer, Executive Vice President | 492.5K | 150.0K | 1.42M | 2.08M | 221.6K | 13.6K | 4.38M | 79.95% | ↗ |
| 15 | 2023 | Jonathan Schwartz, M.D. Chief Medical and Gene Therapy Officer | 447.4K | — | 832.5K | 1.67M | 196.9K | 13.6K | 3.16M | 79.17% | ↗ |
| 16 | 2023 | John Militello, CPA Principal Accounting Officer and Interim Principal Financial Officer, Vice President | 409.0K | 5.0K | 333.0K | 667.0K | 100.0K | 13.6K | 1.53M | 65.46% | ↗ |
| 17 | 2023 | John Militello, CPA Principal Accounting Officer and Former Interim Principal Financial Officer, Vice President | 409.0K | 5.0K | 333.0K | 667.0K | 100.0K | 13.6K | 1.53M | 65.46% | ↗ |
| 18 | 2022 | Gaurav D. Shah, M.D. Chief Executive Officer | 598.3K | — | 1.81M | 3.68M | 434.4K | 20.5K | 6.55M | 83.93% | ↗ |
| 19 | 2022 | Kinnari Patel, Pharm.D., MBA President, Head of R&D and Chief Operating Officer | 522.8K | — | 1.82M | 1.84M | 315.0K | 12.2K | 4.52M | 81.18% | ↗ |
| 20 | 2022 | Kinnari Patel, Pharm.D., MBA President and Chief Operating Officer | 522.8K | — | 1.82M | 1.84M | 315.0K | 12.2K | 4.52M | 81.18% | ↗ |
| 21 | 2022 | Mayo Pujols Chief Technical Officer, Executive Vice President | 229.1K | 150.0K | 1.25M | 1.25M | 119.1K | 151.6K | 3.15M | 79.37% | ↗ |
| 22 | 2022 | Raj Prabhakar Chief Business Officer, Senior Vice President | 405.0K | 193.6K | 400.0K | 1.80M | — | 20.5K | 2.82M | 78.04% | ↗ |
| 23 | 2022 | Jonathan Schwartz, M.D. Chief Medical and Gene Therapy Officer | 434.6K | — | 895.0K | 1.00M | 189.4K | 8.5K | 2.53M | 75.03% | ↗ |
| 24 | 2022 | John Militello, CPA Principal Accounting Officer and Interim Principal Financial Officer, Vice President | 376.8K | — | 665.0K | 585.0K | 104.1K | 20.5K | 1.75M | 71.37% | ↗ |
| 25 | 2022 | John Militello, CPA Principal Accounting Officer and Former Interim Principal Financial Officer, Vice President | 376.8K | — | 665.0K | 585.0K | 104.1K | 20.5K | 1.75M | 71.37% | ↗ |
| 26 | 2022 | Carlos Garcia-Parada, Former Chief Financial Officer and Principal Financial Officer | 103.0K | — | 330.0K | 670.0K | — | 230.1K | 1.33M | 75.01% | ↗ |
| 27 | 2021 | Gaurav D. Shah, M.D. Chief Executive Officer | 590.0K | — | — | 7.00M | 318.6K | 11.6K | 7.92M | 88.38% | ↗ |
| 28 | 2021 | Carlos Garcia-Parada Former Chief Financial Officer and Principal Financial Officer | 410.0K | 132.8K | — | 5.14M | — | 11.6K | 5.69M | 90.26% | ↗ |
| 29 | 2021 | Carlos Garcia-Parada, Former Chief Financial Officer and Principal Financial Officer | 410.0K | 132.8K | — | 5.14M | — | 11.6K | 5.69M | 90.26% | ↗ |
| 30 | 2021 | Kinnari Patel, Pharm.D., MBA President and Chief Operating Officer | 510.0K | — | — | 4.54M | 196.2K | 11.6K | 5.26M | 86.35% | ↗ |
| 31 | 2021 | Jonathan Schwartz, M.D., SVP and Chief Medical Officer | 410.0K | 136.5K | — | 1.32M | — | 11.3K | 1.88M | 70.36% | ↗ |
| 32 | 2021 | Jonathan Schwartz, M.D. Chief Medical and Gene Therapy Officer | 410.0K | — | — | 1.32M | 136.5K | 11.3K | 1.88M | 70.36% | ↗ |
| 33 | 2021 | Martin Wilson, J.D. General Counsel and Chief Compliance Officer, SVP | 37.7K | 223.00 | — | 1.41M | — | — | 1.56M | 90.39% | ↗ |
| 34 | 2020 | Gaurav D. Shah, M.D. Chief Executive Officer | 540.0K | 486.0K | — | 5.82M | — | 11.4K | 6.86M | 84.88% | ↗ |
| 35 | 2020 | Kinnari Patel, Pharm.D., MBA President and Chief Operating Officer | 450.0K | 364.5K | — | 3.25M | — | 11.4K | 4.08M | 79.76% | ↗ |
| 36 | 2020 | Jonathan Schwartz, M.D., SVP and Chief Medical Officer | 395.0K | 213.3K | — | 1.25M | — | 11.4K | 1.87M | 66.87% | ↗ |
| 37 | 2020 | John Militello, Vice President – Finance, Sr. Controller and Treasurer Principal Accounting Officer, former Principal Financial Officer | 257.2K | 117.2K | — | 617.3K | — | 11.4K | 1.00M | 61.54% | ↗ |
| 38 | 2020 | Kamran Alam Senior Vice President – Finance and Principal Financial Officer | 197.2K | — | — | 427.7K | — | 9.4K | 634.3K | 67.43% | ↗ |
| 39 | 2019 | Gaurav D. Shah, M.D. President and Chief Executive Officer | 480.0K | 349.1K | — | 3.04M | — | 11.2K | 3.88M | 78.36% | ↗ |
| 40 | 2019 | Gaurav D. Shah, M.D. Chief Executive Officer | 480.0K | 349.1K | — | 3.04M | — | 11.2K | 3.88M | 78.36% | ↗ |
| 41 | 2019 | Kinnari Patel, Pharm.D., MBA President and Chief Operating Officer | 415.0K | 257.7K | — | 2.09M | — | 11.2K | 2.78M | 75.37% | ↗ |
| 42 | 2019 | Kinnari Patel, Pharm.D., MBA Chief Operating Officer and EVP, Development | 415.0K | 257.7K | — | 2.09M | — | 11.2K | 2.78M | 75.37% | ↗ |
| 43 | 2019 | Kamran Alam Senior Vice President – Finance and Principal Financial Officer | 54.5K | 80.0K | — | 1.92M | — | — | 2.05M | 93.44% | ↗ |
| 44 | 2019 | Jonathan Schwartz, M.D., SVP and Chief Medical Officer | 375.0K | 155.3K | — | 937.3K | — | 8.2K | 1.48M | 63.51% | ↗ |
| 45 | 2018 | Gaurav D. Shah, M.D. Chief Executive Officer | 413.7K | 300.9K | — | 5.65M | — | 9.9K | 6.38M | 88.64% | ↗ |
| 46 | 2018 | Gaurav D. Shah, M.D. President and Chief Executive Officer | 413.7K | 300.9K | — | 5.65M | — | 9.9K | 6.38M | 88.64% | ↗ |
| 47 | 2018 | Kinnari Patel, Pharm.D., MBA President and Chief Operating Officer | 358.9K | 198.1K | — | 2.42M | — | 11.1K | 2.99M | 81.01% | ↗ |
| 48 | 2018 | Kinnari Patel, Pharm.D., MBA Chief Operating Officer and EVP, Development | 358.9K | 198.1K | — | 2.42M | — | 11.1K | 2.99M | 81.01% | ↗ |
| 49 | 2018 | David P. Southwell Former President and Chief Executive Officer | 35.4K | — | — | 1.72M | — | 987.7K | 2.74M | 62.69% | ↗ |
| 50 | 2018 | Jonathan Schwartz, M.D. Chief Medical Officer and SVP, Clinical Development | 359.8K | 157.2K | — | 830.8K | — | 8.9K | 1.36M | 61.24% | ↗ |
| 51 | 2018 | Jonathan Schwartz, M.D., SVP and Chief Medical Officer | 359.8K | 157.2K | — | 830.8K | — | 8.9K | 1.36M | 61.24% | ↗ |
| 52 | 2017 | David P. Southwell Former President and Chief Executive Officer | 479.5K | 239.9K | 533.8K | — | — | 14.0K | 1.27M | 42.12% | ↗ |
| 53 | 2017 | Rudolf Baumgartner, M.D. Former Executive Vice President and Chief Medical Officer | 404.9K | 141.8K | 266.9K | — | — | 14.0K | 827.5K | 32.25% | ↗ |
| 54 | 2017 | Dale Ritter Former Vice President- Finance | 282.3K | 84.7K | 85.0K | — | — | 15.2K | 467.2K | 18.19% | ↗ |
| 55 | 2016 | David P. Southwell Former President and Chief Executive Officer | 465.5K | 221.2K | 2.28M | 1.09M | — | 5.3K | 4.06M | 82.96% | ↗ |
| 56 | 2016 | David P. Southwell President and Chief Executive Officer | 465.5K | 221.2K | 2.28M | 1.09M | — | 5.3K | 4.06M | 82.96% | ↗ |
| 57 | 2016 | Rudolf Baumgartner, M.D. Executive Vice President and Chief Medical Officer | 393.1K | 144.5K | 780.0K | 839.2K | — | 9.8K | 2.17M | 74.73% | ↗ |
| 58 | 2016 | Rudolf Baumgartner, M.D. Former Executive Vice President and Chief Medical Officer | 393.1K | 144.5K | 780.0K | 839.2K | — | 9.8K | 2.17M | 74.73% | ↗ |
| 59 | 2016 | William K. McVicar, Ph.D. Former Executive Vice President and Chief Scientific Officer | 382.8K | 101.8K | — | 686.6K | — | 9.8K | 1.18M | 58.14% | ↗ |
| 60 | 2016 | Dale Ritter Vice President-Finance | 274.1K | 86.4K | — | 203.4K | — | 11.4K | 575.3K | 35.36% | ↗ |
| 61 | 2016 | Dale Ritter Former Vice President- Finance | 274.1K | 86.4K | — | 203.4K | — | 11.4K | 575.3K | 35.36% | ↗ |
| 62 | 2015 | David P. Southwell President and Chief Executive Officer | 440.2K | 257.0K | — | 602.9K | — | 138.00 | 1.30M | 46.37% | ↗ |
| 63 | 2015 | Rudolf Baumgartner, M.D. Executive Vice President and Chief Medical Officer | 387.1K | 152.0K | — | 301.5K | — | 8.2K | 848.8K | 35.52% | ↗ |
| 64 | 2015 | William K. McVicar, Ph.D. Executive Vice President and Chief Scientific Officer | 372.5K | 148.0K | — | 301.5K | — | 8.2K | 830.2K | 36.31% | ↗ |
| 65 | 2015 | William K. McVicar, Ph.D. Former Executive Vice President and Chief Scientific Officer | 372.5K | 148.0K | — | 301.5K | — | 8.2K | 830.2K | 36.31% | ↗ |
| 66 | 2015 | Dale Ritter Vice President-Finance | 273.4K | 107.0K | — | 100.5K | — | 6.8K | 487.6K | 20.61% | ↗ |
| 67 | 2015 | Dale Ritter Vice President—Finance | 273.4K | 106.0K | — | 100.5K | — | 6.8K | 486.6K | 20.65% | ↗ |
| 68 | 2014 | David P. Southwell President and Chief Executive Officer | 115.4K | 38.7K | — | 1.33M | — | — | 1.48M | 89.59% | ↗ |
| 69 | 2014 | David P. Southwell President and Chief Executive Officer | 115.4K | 38.7K | — | 1.33M | — | — | 1.48M | 89.59% | ↗ |
| 70 | 2014 | Rudolf Baumgartner, M.D. Executive Vice President and Chief Medical Officer | 337.8K | 109.5K | — | 663.0K | — | 7.8K | 1.12M | 59.30% | ↗ |
| 71 | 2014 | Rudolf Baumgartner, M.D. Executive Vice President and Chief Medical Officer | 337.8K | 109.5K | — | 663.0K | — | 7.8K | 1.12M | 59.30% | ↗ |
| 72 | 2014 | William K. McVicar, Ph.D. Executive Vice President and Chief Scientific Officer | 304.6K | 85.9K | — | 663.0K | — | 7.8K | 1.06M | 62.47% | ↗ |
| 73 | 2014 | William K. McVicar, Ph.D. Executive Vice President and Chief Scientific Officer | 304.6K | 85.9K | — | 663.0K | — | 7.8K | 1.06M | 62.47% | ↗ |
| 74 | 2014 | Dale Ritter Vice President—Finance | 75.5K | 26.6K | — | 146.0K | — | — | 248.1K | 58.84% | ↗ |
| 75 | 2014 | Dale Ritter Vice President—Finance | 75.5K | 26.6K | — | 146.0K | — | — | 248.1K | 58.84% | ↗ |
| 76 | 2013 | Rudolf Baumgartner, M.D. Executive Vice President and Chief Medical Officer | 322.4K | 25.0K | — | — | — | 7.3K | 354.7K | 0.00% | ↗ |
| 77 | 2013 | William K. McVicar, Ph.D. Executive Vice President and Chief Scientific Officer | 290.7K | 25.0K | — | — | — | 7.3K | 323.0K | 0.00% | ↗ |
| 78 | 2013 | Dale Ritter Vice President—Finance | — | — | — | — | — | — | — | — | ↗ |
| 79 | 2013 | David P. Southwell President and Chief Executive Officer | — | — | — | — | — | — | — | — | ↗ |
Proxy statements
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| Gaurav D. Shah | Chief Executive Officer & Director | 1M | — |
| Martin Louis Wilson | Gen. Counsel, Secretary, Interim Prin. Financial Officer, Chief Comp. Officer & Chief Corporation Officer | 767.5K | male |
| Jonathan Schwartz | Chief Science & Gene Therapy Officer | 614.3K | male |
| Christopher Stevens | Chief Operating Officer | 604.5K | male |
| John C. Militello | VP of Finance, Senior Controller & Treasurer and Principal Accounting Officer | 425.6K | male |
| Syed Ali-Aamir Rizvi | Chief Medical Officer | — | — |
| Kevin Giordano | Director of Corporate Communications | — | — |
| Meg Dodge | Senior Vice President & Head of External Affairs | — | female |
| Sarbani Chaudhuri | Chief Commercial & Medical Affairs Officer | — | female |
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Community Opinion for RCKT
Short-term intention
Target Price Distribution
These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

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