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Rocket Pharmaceuticals, Inc. (RCKT)

USD3.64 -0.01 (-0.14%)
US NASDAQ Healthcare Biotechnology
Address 9 Cedarbrook Drive 8512
Cranbury, NJ, US
CEO Gaurav D. Shah
IPO 2015-02-18
CIK 1281895 ISIN US77313F1066

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Description

Rocket Pharmaceuticals, Inc., operating alongside its affiliates, is an innovative biotechnology enterprise dedicated to pioneering gene therapies for rare and severely debilitating diseases. The company's active clinical pipeline features multiple promising programs. It is currently progressing three ex vivo lentiviral vector therapies aimed at specific genetic conditions: Fanconi anemia, characterized by a bone marrow defect that hinders blood cell production; leukocyte adhesion deficiency-I, an inherited disorder resulting in a compromised immune system; and pyruvate kinase deficiency, a rare autosomal recessive red blood cell ailment leading to chronic non-spherocytic hemolytic anemia. Complementing these, Rocket Pharmaceuticals also has an in vivo adeno-associated virus program underway for Danon disease, a serious multi-organ lysosomal storage disorder that tragically often results in early mortality due to heart failure. To facilitate its extensive research and development efforts, the company has established key licensing partnerships with esteemed institutions such as the Fred Hutchinson Cancer Research Center, European research bodies including CIEMAT and its collaborators (Centro de Investigacion Biomedica En Red and Fundacion Instituto de investigacion Sanitaria Fundacion Jimenez Diaz), UCL Business PLC (in conjunction with CIEMAT), The Regents of the University of California, and REGENXBIO, Inc. Rocket Pharmaceuticals, Inc. maintains its primary corporate location in Cranbury, New Jersey.

Market Cap & Enterprise Value
Merger & Acquisition History
Target company Ticker Date Filing
Renovacor RCOR 2022-10-13 View
Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD3.64 -0.01 (-0.14%)
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Volume Profile
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Liquidity & share structure
Average Volume
3M
Beta
0.45
Float Shares
88.73M
Free Float %
81.3%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-1.10% -6.02% +2.87% +10.46% +8.79% +2.28% -48.71% -82.01% -91.37% -89.75% -85.04%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

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By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (19 ratings, all time) Buy
Price Targets & DCF
Current price
3.64
Low 5.00 +37.6%
Consensus 5.00 +37.6%
Median 5.00 +37.6%
High 5.00 +37.6%
DCF (Unlevered) 0.47 -87.0%
DCF (Levered) 0.47 -87.0%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 43% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 6 0
Hold 6 0
Sell 1 0
Strong Sell 1 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year 4
4.13
+13.6%
All Time 12
28.04
+671.4%
Quality scores
Altman Z-Score
-4.19
Distress
Piotroski F-Score
1 / 9
Weak
MOAT Score
3 / 10
No MOAT
Composite Rating
C+
Overall Score
2 / 5
Medium
DCF Score
3 / 5
Medium
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
3 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
  • EPS growth Biotechnology: +29.7%
    +26.4% Q1'26: +25.0% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
  • EBIT margin Biotechnology: +0.0%
  • ROIC Biotechnology: -16.1%
    -195.5% Q1'26: -163.9% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +17.2% Q1'26: +1.9% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -0.12× Q1'26: -0.13× (vs Q1'25)
Valuation Multiples From To
DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.52) × ERP
WACC = 94% × Ke + 6% × Kd (7.6%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 0.47 Current price: 3.64
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
8 Rev. Ana.
8 EPS Ana.
Dec 2027
9 Rev. Ana.
8 EPS Ana.
Dec 2028
8 Rev. Ana.
7 EPS Ana.
Dec 2029
7 Rev. Ana.
2 EPS Ana.
Dec 2030
7 Rev. Ana.
5 EPS Ana.
Revenue
est: 90.9K (-100.0%)
est: 990.0K (-100.0%)
est: 24.1K (-100.0%)
est: 454.5K (-100.0%)
2.29M
859.8K – 3.72M
+402.9% YoY
19.72M
3.18M – 36.30M
+762.6% YoY
65.02M
63.90M – 66.13M
+229.7% YoY
169.60M
63.80M – 275.69M
+160.9% YoY
398.49M
149.90M – 647.73M
+135.0% YoY
EBITDA
-213.69M
-236.62M
-247.49M
-210.21M
— – —
— – —
— – —
— – —
— – —
EBIT
-219.95M
-243.72M
-256.86M
-221.23M
— – —
— – —
— – —
— – —
— – —
Net Income
-221.86M
est: -248.52M (+10.7%)
-245.60M
est: -253.26M (+3.0%)
-258.75M
est: -303.57M (+14.8%)
-223.12M
est: -223.12M (+0.0%)
-111.20M
-126.63M – -95.77M
+50.2% YoY
-194.84M
-199.20M – -92.89M
-75.2% YoY
-40.15M
-158.35M – 78.06M
+79.4% YoY
-49.34M
-89.46M – -9.33M
-22.9% YoY
57.34M
10.84M – 103.96M
+216.2% YoY
SGA
58.77M
73.32M
101.96M
86.50M
— – —
— – —
— – —
— – —
— – —
EPS
-3.26
est: -3.08 (-6.0%)
-2.92
est: -3.07 (+4.7%)
-2.73
est: -2.75 (+0.8%)
-2.01
est: -2.05 (+2.1%)
-0.97
-1.14 – -0.86
+52.7% YoY
-1.24
-1.79 – -0.84
-27.1% YoY
-0.91
-1.42 – 0.70
+26.5% YoY
-0.44
-0.81 – -0.08
+51.1% YoY
0.52
0.10 – 0.94
+216.2% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-08 C+ 2/5 3/5 1/5 1/5 3/5 1/5 4/5
2026-05-07 C+ 2/5 3/5 1/5 1/5 3/5 1/5 4/5
2026-05-06 C+ 2/5 3/5 1/5 1/5 3/5 1/5 4/5
2026-05-05 C+ 2/5 3/5 1/5 1/5 3/5 1/5 4/5
2026-05-04 C+ 2/5 3/5 1/5 1/5 3/5 1/5 4/5
2026-05-01 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-30 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-29 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-28 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-27 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-24 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-23 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-22 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-21 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-20 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-17 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-16 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5

Owner Earnings

Owner's Earnings (history)

Owner's Earnings history not available.

Owner alignment
Owner's Earnings TTM
OE per share TTM
Owner's Yield
Maintenance CapEx ratio
Maint CapEx / Avg PPE

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
41
Total invested
15.76M
Insider transactions (90d)
0
Beneficial owners (>5%)
35
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 RTW Investments, LP 18.19M 20.21% 18.19M 10.00 IA, PN Delaware 2023-09-19
2 Wong 16.41M 36.60% 16.41M 16.41M IN States of America 2018-11-29
3 Roderick Wong 16.27M 24.60% 16.27M 10.00 HC, IN United States of America 2022-09-21
4 Wellington Group Holdings LLP 8.20M 9.09% 7.36M HC Massachusetts 2024-02-08
5 Wellington Investment Advisors Holdings LLP 8.20M 9.09% 7.36M HC Massachusetts 2024-02-08
6 Wellington Management Group LLP 8.20M 9.09% 7.36M HC Massachusetts 2024-02-08
7 Wellington Management Company LLP 7.88M 8.74% 7.33M IA Massachusetts 2024-02-08
8 STATE STREET CORPORATION 3.98M 5.05% 3.88M 3.98M HC BOSTON, MASSACHUSETTS 2023-01-31
9 (2) 3.40M 5.60% 3.40M 3.40M IA Delaware 2021-02-16
10 (1) BlackRock, Inc. 3.34M 5.20% 3.30M 3.34M HC Delaware 2022-02-04
11 The Vanguard Group - 23-1945930 3.30M 5.12% 3.19M 113.1K IA Pennsylvania For 2022-02-10
12 KEVIN TANG 2.53M 3.90% 2.53M 2.53M IN UNITED STATES 2022-02-14
13 TANG CAPITAL MANAGEMENT, LLC 2.53M 3.90% 2.53M 2.53M OO DELAWARE 2022-02-14
14 TANG CAPITAL PARTNERS, LP 2.53M 3.90% 2.53M 2.53M PN DELAWARE 2022-02-14
15 52-0556948 2.19M 3.40% 501.8K 2.19M IA Maryland 2022-02-14
16 Advisors LLC 1.96M 3.00% 1.96M 1.96M IA Delaware 2022-02-14
17 Edelman 1.96M 3.00% 1.96M 1.96M IN Delaware 2022-02-14
18 Sciences Master Fund, Ltd. 1.96M 3.00% 1.96M 1.96M CO Delaware 2022-02-14
19 1,741,051 1.74M 5.30% 1.74M 1.74M OO United Kingdom 2018-01-19
20 Boxer Asset Management Inc. 1.47M 2.70% 1.47M 1.47M CO Delaware 2020-02-14
21 Boxer Capital, LLC 1.47M 2.70% 1.47M 1.47M OO Delaware 2020-02-14
22 Joe Lewis 1.47M 2.70% 1.47M 1.47M IN Delaware 2020-02-14
23 OrbiMed Capital LLC 474.1K 1.71% 474.1K IA Delaware 2018-02-13
24 OrbiMed Advisors LLC 399.2K 1.45% 399.2K IA Delaware 2018-02-13
25 Aaron I. Davis 182.8K 0.30% 182.8K 182.8K IN Delaware 2020-02-14
26 MVA Investors, LLC 182.8K 0.30% 182.8K 182.8K OO Delaware 2020-02-14
27 Roderick Wong, M.D. 129.8K 20.32% 129.8K 18.19M 129.8K 10.00 HC, IN United States of America 2023-09-19
28 Adage Capital Advisors, L.L.C. 0.00% OO Delaware 2020-02-12
29 Adage Capital Partners GP, L.L.C. 0.00% OO Delaware 2020-02-12
30 Adage Capital Partners, L.P. 0.00% PN Delaware 2020-02-12
31 Dr. Jeffrey R. Jay, M.D. 0.00% IN USA 2018-02-14
32 Great Point Partners, LLC 0.00% IA USA 2018-02-14
33 Mr. David Kroin 0.00% IN USA 2018-02-14
34 Phillip Gross 0.00% IN Delaware 2020-02-12
35 Robert Atchinson 0.00% IN Delaware 2020-02-12

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
41
-143 vs prev Q
New positions
14
Closed positions
155
Increased
28
Reduced
9
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 MACQUARIE MANAGEMENT HOLDINGS, INC. 58.0K +58.0K (+100.0%) 204.00M +204.0M (+100.0%) 0.05% +0.052 pp 0.00% +0.000 pp USD3.51 +0.0% 1 qtrs NEW
2 RTW INVESTMENTS, LP 17.69M +— (+0.0%) 62.08M +4.4M (+7.7%) 15.85% -0.079 pp 0.62% -0.089 pp USD19.55 -82.0% 32 qtrs
3 VANGUARD GROUP INC 8.54M +1.7M (+24.0%) 29.99M +7.5M (+33.5%) 7.66% +1.450 pp 0.00% +0.000 pp USD18.16 -80.7% 32 qtrs
4 BLACKROCK, INC. 7.91M +791.7K (+11.1%) 27.75M +4.6M (+19.7%) 7.09% +0.678 pp 0.00% +0.000 pp USD15.90 -77.9% 6 qtrs
5 CITIGROUP INC 5.25M +5.2M (+50,224.7%) 18.41M +18.4M (+54,084.7%) 4.70% +4.693 pp 0.01% +0.008 pp USD3.53 -0.6% 31 qtrs
6 MORGAN STANLEY 3.94M +294.3K (+8.1%) 13.83M +1.9M (+16.4%) 3.53% +0.248 pp 0.00% +0.000 pp USD8.49 -58.7% 32 qtrs
7 SUVRETTA CAPITAL MANAGEMENT, LLC 2.99M -850.6K (-22.1%) 10.50M -2.0M (-16.2%) 2.68% -0.780 pp 0.22% -0.106 pp USD9.67 -63.7% 5 qtrs
8 MONACO ASSET MANAGEMENT SAM 2.99M +95.0K (+3.3%) 10.49M +1.1M (+11.2%) 2.68% +0.072 pp 1.82% +1.243 pp USD3.15 +11.4% 3 qtrs
9 NEWTYN MANAGEMENT, LLC 2.65M +147.1K (+5.9%) 9.30M +1.1M (+14.0%) 2.38% +0.121 pp 0.98% -0.022 pp USD2.66 +32.0% 3 qtrs
10 D. E. SHAW & CO., INC. 2.64M +450.8K (+20.6%) 9.27M +2.1M (+29.8%) 2.37% +0.394 pp 0.01% +0.001 pp USD3.00 +17.0% 3 qtrs
11 MAVERICK CAPITAL LTD 2.51M -6.0M (-70.3%) 8.82M -18.8M (-68.0%) 2.25% -5.375 pp 0.09% -0.274 pp USD12.24 -71.3% 19 qtrs
12 TWO SIGMA INVESTMENTS, LP 2.13M +522.2K (+32.4%) 7.48M +2.2M (+42.6%) 1.91% +0.461 pp 0.01% +0.003 pp USD2.71 +29.5% 23 qtrs
13 GEODE CAPITAL MANAGEMENT, LLC 2.12M +205.7K (+10.7%) 7.44M +1.2M (+19.2%) 1.90% +0.176 pp 0.00% +0.000 pp USD19.02 -81.5% 32 qtrs
14 TWO SIGMA ADVISERS, LP 1.86M +68.9K (+3.8%) 6.54M +690.8K (+11.8%) 1.67% +0.054 pp 0.01% +0.001 pp USD2.62 +34.0% 23 qtrs
15 MILLENNIUM MANAGEMENT LLC 1.78M -1.8M (-50.0%) 6.27M -5.4M (-46.2%) 1.60% -1.616 pp 0.00% -0.002 pp USD4.74 -25.9% 11 qtrs
16 STATE STREET CORP 1.70M -44.7K (-2.6%) 5.97M +279.5K (+4.9%) 1.52% -0.048 pp 0.00% +0.000 pp USD21.29 -83.5% 31 qtrs
17 BIOIMPACT CAPITAL LLC 1.59M -2.3M (-59.4%) 5.57M -7.2M (-56.3%) 1.42% -2.094 pp 0.64% -1.446 pp USD7.28 -51.8% 6 qtrs
18 JPMORGAN CHASE & CO 1.48M -621.4K (-29.6%) 5.18M -1.7M (-24.2%) 1.32% -0.566 pp 0.00% 0.000 pp USD10.27 -65.8% 31 qtrs
19 CITADEL ADVISORS LLC 1.30M -370.9K (-22.2%) 4.56M -884.3K (-16.2%) 1.17% -0.340 pp 0.00% 0.000 pp USD4.61 -23.9% 32 qtrs
20 OPALEYE MANAGEMENT INC. 955.0K +955.0K (+100.0%) 3.35M +3.4M (+100.0%) 0.86% +0.856 pp 0.44% +0.442 pp USD3.51 +0.0% 1 qtrs NEW
21 PRICE T ROWE ASSOCIATES INC /MD/ 944.9K -116.4K (-11.0%) 3.32M -143.0K (-4.1%) 0.85% -0.109 pp 0.00% +0.000 pp USD24.50 -85.7% 32 qtrs
22 GOLDMAN SACHS GROUP INC 936.6K -334.5K (-26.3%) 3.29M -856.3K (-20.7%) 0.84% -0.306 pp 0.00% 0.000 pp USD10.12 -65.3% 32 qtrs
23 FEDERATED HERMES, INC. 881.2K +253.7K (+40.4%) 3.09M +1.0M (+51.2%) 0.79% +0.225 pp 0.01% +0.002 pp USD4.74 -25.9% 4 qtrs
24 DEKABANK DEUTSCHE GIROZENTRALE 89.7K +— (+0.0%) 2.66M +2.4M (+873.6%) 0.08% 0.000 pp 0.00% +0.004 pp USD33.68 -89.6% 22 qtrs
25 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 744.3K +212.0 (+0.0%) 2.61M +186.8K (+7.7%) 0.67% -0.003 pp 0.00% +0.000 pp USD18.74 -81.3% 31 qtrs
26 PROSIGHT MANAGEMENT, LP 743.9K -524.0K (-41.3%) 2.61M -1.5M (-36.8%) 0.67% -0.475 pp 0.54% -0.424 pp USD11.06 -68.3% 6 qtrs
27 AQR CAPITAL MANAGEMENT LLC 703.5K -169.7K (-19.4%) 2.47M -377.4K (-13.3%) 0.63% -0.156 pp 0.00% -0.001 pp USD3.90 -10.0% 9 qtrs
28 NORTHERN TRUST CORP 618.7K -38.4K (-5.8%) 2.17M +29.6K (+1.4%) 0.55% -0.037 pp 0.00% +0.000 pp USD18.22 -80.7% 32 qtrs
29 JANE STREET GROUP, LLC 602.6K +118.1K (+24.4%) 2.12M +535.6K (+33.9%) 0.54% +0.104 pp 0.00% +0.000 pp USD4.41 -20.4% 22 qtrs
30 BANK OF AMERICA CORP /DE/ 579.5K +64.6K (+12.5%) 2.03M +355.4K (+21.2%) 0.52% +0.056 pp 0.00% +0.000 pp USD12.60 -72.1% 32 qtrs
31 POINT72 ASSET MANAGEMENT, L.P. 507.9K +507.9K (+100.0%) 1.78M +1.8M (+100.0%) 0.46% +0.455 pp 0.00% +0.002 pp USD3.51 +0.0% 1 qtrs NEW
32 WALLEYE CAPITAL LLC 499.3K -126.2K (-20.2%) 1.75M -286.6K (-14.1%) 0.45% -0.116 pp 0.01% -0.002 pp USD7.83 -55.2% 6 qtrs
33 ADAR1 CAPITAL MANAGEMENT, LLC 475.8K -100.0K (-17.4%) 1.67M -207.1K (-11.0%) 0.43% -0.092 pp 0.12% -0.054 pp USD6.85 -48.8% 7 qtrs
34 DEUTSCHE BANK AG\ 474.9K +394.1K (+488.2%) 1.67M +1.4M (+533.3%) 0.43% +0.353 pp 0.00% +0.001 pp USD5.83 -39.8% 32 qtrs
35 SUSQUEHANNA PORTFOLIO STRATEGIES, LLC 434.4K +— (+0.0%) 1.52M +108.6K (+7.7%) 0.39% -0.002 pp 0.02% +0.001 pp USD2.76 +27.2% 4 qtrs
36 RENAISSANCE TECHNOLOGIES LLC 421.2K +284.0K (+207.0%) 1.48M +1.0M (+230.6%) 0.38% +0.254 pp 0.00% +0.002 pp USD5.08 -30.9% 20 qtrs
37 BALYASNY ASSET MANAGEMENT L.P. 400.7K -913.0K (-69.5%) 1.41M -2.9M (-67.2%) 0.36% -0.824 pp 0.00% -0.004 pp USD3.60 -2.5% 4 qtrs
38 FMR LLC 395.3K +83.6K (+26.8%) 1.39M +371.3K (+36.5%) 0.35% +0.074 pp 0.00% +0.000 pp USD5.28 -33.5% 30 qtrs
39 M28 CAPITAL MANAGEMENT LP 385.7K +— (+0.0%) 1.35M +96.4K (+7.7%) 0.35% -0.002 pp 0.98% -0.865 pp USD19.57 -82.1% 17 qtrs
40 PANAGORA ASSET MANAGEMENT INC 348.8K +348.8K (+100.0%) 1.22M +1.2M (+100.0%) 0.31% +0.313 pp 0.00% +0.004 pp USD3.51 +0.0% 1 qtrs NEW
41 DIMENSIONAL FUND ADVISORS LP 338.8K -217.0K (-39.0%) 1.19M -622.9K (-34.4%) 0.30% -0.197 pp 0.00% 0.000 pp USD20.24 -82.7% 29 qtrs
42 HENNION & WALSH ASSET MANAGEMENT, INC. 309.2K +3.8K (+1.2%) 1.09M +89.7K (+9.0%) 0.28% +0.002 pp 0.04% +0.001 pp USD16.63 -78.9% 15 qtrs
43 INVESCO LTD. 304.4K +82.0K (+36.9%) 1.07M +343.4K (+47.3%) 0.27% +0.073 pp 0.00% +0.000 pp USD9.22 -61.9% 31 qtrs
44 BANK OF NEW YORK MELLON CORP 251.0K +5.6K (+2.3%) 880.9K +81.2K (+10.1%) 0.22% +0.004 pp 0.00% +0.000 pp USD17.53 -80.0% 32 qtrs
45 ACADIAN ASSET MANAGEMENT LLC 242.2K +32.3K (+15.4%) 847.0K +166.0K (+24.4%) 0.22% +0.028 pp 0.00% +0.000 pp USD2.59 +35.5% 3 qtrs
46 PDT PARTNERS, LLC 220.9K -45.1K (-17.0%) 775.3K -91.8K (-10.6%) 0.20% -0.042 pp 0.05% -0.004 pp USD2.45 +43.3% 3 qtrs
47 QUBE RESEARCH & TECHNOLOGIES LTD 220.0K -794.4K (-78.3%) 772.1K -2.5M (-76.7%) 0.20% -0.717 pp 0.00% -0.003 pp USD2.98 +17.8% 4 qtrs
48 LOS ANGELES CAPITAL MANAGEMENT LLC 187.4K -77.0K (-29.1%) 693.4K -168.7K (-19.6%) 0.17% -0.070 pp 0.00% -0.001 pp USD3.03 +15.8% 3 qtrs
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 193.4K +106.1K (+121.5%) 678.9K +394.2K (+138.5%) 0.17% +0.095 pp 0.00% +0.000 pp USD7.21 -51.3% 27 qtrs
50 EXODUSPOINT CAPITAL MANAGEMENT, LP 178.9K -63.3K (-26.1%) 628.0K -161.5K (-20.5%) 0.16% -0.058 pp 0.00% -0.003 pp USD10.70 -67.2% 6 qtrs
51 AMITELL CAPITAL PTE LTD 178.8K +— (+0.0%) 627.5K +44.7K (+7.7%) 0.16% -0.001 pp 0.70% +0.346 pp USD2.45 +43.3% 3 qtrs
52 PRIVIUM FUND MANAGEMENT B.V. 170.1K -262.6K (-60.7%) 597.2K -813.6K (-57.7%) 0.15% -0.237 pp 0.11% -0.144 pp USD19.16 -81.7% 15 qtrs
53 CREATIVE PLANNING 167.0K +12.1K (+7.8%) 586.3K +81.1K (+16.0%) 0.15% +0.010 pp 0.00% +0.000 pp USD5.70 -38.4% 5 qtrs
54 NUVEEN, LLC 158.0K +— (+0.0%) 554.6K +39.5K (+7.7%) 0.14% -0.001 pp 0.00% +0.000 pp USD3.63 -3.3% 4 qtrs
55 ALLIANCEBERNSTEIN L.P. 157.3K +— (+0.0%) 552.1K +39.3K (+7.7%) 0.14% -0.001 pp 0.00% +0.000 pp USD11.43 -69.3% 31 qtrs
56 BARCLAYS PLC 153.0K -1.9K (-1.2%) 537.2K -2.3M (-81.2%) 0.14% -0.002 pp 0.00% -0.001 pp USD17.82 -80.3% 32 qtrs
57 UBS GROUP AG 151.4K -381.6K (-71.6%) 531.5K -1.2M (-69.4%) 0.14% -0.344 pp 0.00% 0.000 pp USD15.25 -77.0% 32 qtrs
58 MANUFACTURERS LIFE INSURANCE COMPANY, THE 153.1K -3.5K (-2.2%) 526.2K +15.5K (+3.0%) 0.14% -0.004 pp 0.00% +0.000 pp USD17.14 -79.5% 27 qtrs
59 SCHONFELD STRATEGIC ADVISORS LLC 149.4K +149.4K (+100.0%) 524.4K +524.4K (+100.0%) 0.13% +0.134 pp 0.00% +0.002 pp USD3.51 +0.0% 4 qtrs
60 XTX TOPCO LTD 146.4K -1.1K (-0.7%) 513.9K +33.0K (+6.9%) 0.13% -0.002 pp 0.01% -0.012 pp USD5.22 -32.8% 8 qtrs
61 MONIMUS CAPITAL MANAGEMENT, LP 138.0K +138.0K (+100.0%) 484.4K +484.4K (+100.0%) 0.12% +0.124 pp 0.32% +0.320 pp USD3.51 +0.0% 1 qtrs NEW
62 RAYMOND JAMES FINANCIAL INC 118.7K -11.1K (-8.6%) 416.8K -6.5K (-1.5%) 0.11% -0.011 pp 0.00% +0.000 pp USD4.55 -22.9% 5 qtrs
63 JUMP FINANCIAL, LLC 118.2K -103.8K (-46.8%) 414.9K -309.0K (-42.7%) 0.11% -0.094 pp 0.01% -0.004 pp USD4.90 -28.4% 4 qtrs
64 BNP PARIBAS ARBITRAGE, SNC 115.2K -262.4K (-69.5%) 404.2K -826.7K (-67.2%) 0.10% -0.237 pp 0.00% -0.001 pp USD5.91 -40.6% 32 qtrs
65 RHUMBLINE ADVISERS 113.4K -7.4K (-6.1%) 398.1K +4.4K (+1.1%) 0.10% -0.007 pp 0.00% +0.000 pp USD16.04 -78.1% 31 qtrs
66 HRT FINANCIAL LP 109.8K +109.8K (+100.0%) 385.0K +385.0K (+100.0%) 0.10% +0.098 pp 0.00% +0.001 pp USD3.51 +0.0% 1 qtrs NEW
67 WELLS FARGO & COMPANY/MN 103.9K +36.4K (+53.9%) 364.7K +144.6K (+65.7%) 0.09% +0.032 pp 0.00% +0.000 pp USD7.80 -55.0% 31 qtrs
68 TD ASSET MANAGEMENT INC 102.5K +— (+0.0%) 359.9K +25.6K (+7.7%) 0.09% -0.001 pp 0.00% +0.000 pp USD22.64 -84.5% 32 qtrs
69 TANG CAPITAL MANAGEMENT LLC 100.0K -750.0K (-88.2%) 351.0K -2.4M (-87.3%) 0.09% -0.676 pp 0.02% -0.089 pp USD23.00 -84.7% 10 qtrs
70 BALLENTINE PARTNERS, LLC 97.6K +9.1K (+10.2%) 342.7K +53.9K (+18.7%) 0.09% +0.008 pp 0.00% +0.001 pp USD3.28 +7.0% 2 qtrs
71 ENTRYPOINT CAPITAL, LLC 96.4K -29.2K (-23.3%) 338.2K -71.2K (-17.4%) 0.09% -0.027 pp 0.13% -0.027 pp USD4.01 -12.5% 5 qtrs
72 ENGINEERS GATE MANAGER LP 96.0K +24.6K (+34.5%) 337.0K +104.2K (+44.8%) 0.09% +0.022 pp 0.00% +0.001 pp USD2.97 +18.2% 4 qtrs
73 CANADA PENSION PLAN INVESTMENT BOARD 95.1K +95.1K (+100.0%) 333.8K +333.8K (+100.0%) 0.09% +0.085 pp 0.00% +0.000 pp USD3.51 +0.0% 1 qtrs NEW
74 LPL FINANCIAL LLC 94.3K +81.3K (+628.6%) 330.8K +288.7K (+684.5%) 0.08% +0.073 pp 0.00% +0.000 pp USD4.79 -26.7% 12 qtrs
75 MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. 92.8K -12.1K (-11.6%) 325.7K -16.3K (-4.8%) 0.08% -0.011 pp 0.00% 0.000 pp USD20.43 -82.8% 7 qtrs
76 JAIN GLOBAL LLC 92.1K +92.1K (+100.0%) 323.1K +323.1K (+100.0%) 0.08% +0.083 pp 0.00% +0.002 pp USD3.51 +0.0% 1 qtrs NEW
77 BOOTHBAY FUND MANAGEMENT, LLC 91.6K -7.1K (-7.2%) 321.7K -233.0 (-0.1%) 0.08% -0.007 pp 0.00% +0.000 pp USD3.26 +7.7% 10 qtrs
78 BREVAN HOWARD CAPITAL MANAGEMENT LP 89.1K +89.1K (+100.0%) 312.8K +312.8K (+100.0%) 0.08% +0.080 pp 0.00% +0.003 pp USD3.51 +0.0% 1 qtrs NEW
79 LION POINT CAPITAL, LP 86.0K +— (+0.0%) 301.9K +21.5K (+7.7%) 0.08% 0.000 pp 1.56% -0.031 pp USD3.26 +7.7% 2 qtrs
80 RICE HALL JAMES & ASSOCIATES, LLC 85.0K +2.0K (+2.4%) 298.3K +27.7K (+10.2%) 0.08% +0.001 pp 0.02% +0.002 pp USD16.48 -78.7% 12 qtrs
81 VIRTUS INVESTMENT ADVISERS, INC. 78.5K +41.4K (+111.7%) 275.4K +154.6K (+128.0%) 0.07% +0.037 pp 0.07% +0.040 pp USD3.78 -7.1% 4 qtrs
82 BANK OF MONTREAL /CAN/ 75.3K -1.2K (-1.6%) 264.3K +14.9K (+6.0%) 0.07% -0.001 pp 0.00% +0.000 pp USD2.48 +41.5% 3 qtrs
83 GRAHAM CAPITAL MANAGEMENT, L.P. 73.7K -59.8K (-44.8%) 258.8K -176.4K (-40.5%) 0.07% -0.054 pp 0.01% -0.001 pp USD2.65 +32.5% 4 qtrs
84 SQUAREPOINT OPS LLC 68.3K -370.1K (-84.4%) 239.8K -1.2M (-83.2%) 0.06% -0.334 pp 0.00% -0.001 pp USD3.42 +2.6% 17 qtrs
85 CONCURRENT INVESTMENT ADVISORS, LLC 68.1K -8.0K (-10.5%) 239.0K -9.1K (-3.7%) 0.06% -0.008 pp 0.00% -0.002 pp USD2.66 +32.0% 3 qtrs
86 VOLEON CAPITAL MANAGEMENT LP 68.0K -56.0 (-0.1%) 238.6K +16.8K (+7.6%) 0.06% 0.000 pp 0.01% 0.000 pp USD2.78 +26.3% 3 qtrs
87 QUADRATURE CAPITAL LTD 65.4K -20.1K (-23.5%) 229.5K -49.7K (-17.8%) 0.06% -0.018 pp 0.00% -0.001 pp USD2.45 +43.3% 3 qtrs
88 ROCKEFELLER CAPITAL MANAGEMENT L.P. 64.2K -42.8K (-40.0%) 225.4K -123.3K (-35.4%) 0.06% -0.039 pp 0.00% 0.000 pp USD17.62 -80.1% 30 qtrs
89 SG AMERICAS SECURITIES, LLC 63.7K +15.0K (+30.8%) 224.0K +65.0K (+40.9%) 0.06% +0.013 pp 0.00% 0.000 pp USD8.29 -57.7% 23 qtrs
90 MAREX GROUP PLC 57.5K +29.0K (+101.8%) 201.8K +108.9K (+117.2%) 0.05% +0.026 pp 0.00% +0.001 pp USD3.07 +14.3% 3 qtrs
91 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 51.0K -68.6K (-57.4%) 178.9K -211.0K (-54.1%) 0.05% -0.062 pp 0.01% -0.009 pp USD6.67 -47.4% 4 qtrs
92 PIER 88 INVESTMENT PARTNERS LLC 47.9K +36.5K (+320.7%) 168.1K +131.0K (+353.0%) 0.04% +0.033 pp 0.04% +0.031 pp USD6.26 -43.9% 10 qtrs
93 SIMPLEX TRADING, LLC 42.5K +42.5K (+100.0%) 149.2K +149.2K (+100.0%) 0.04% +0.038 pp 0.00% +0.000 pp USD3.51 +0.0% 7 qtrs
94 TUDOR INVESTMENT CORP ET AL 42.4K -7.7K (-15.4%) 148.9K -14.5K (-8.9%) 0.04% -0.007 pp 0.00% +0.000 pp USD12.30 -71.5% 6 qtrs
95 INTECH INVESTMENT MANAGEMENT LLC 40.7K +— (+0.0%) 143.0K +10.2K (+7.7%) 0.04% 0.000 pp 0.00% +0.000 pp USD15.04 -76.7% 6 qtrs
96 QUANTINNO CAPITAL MANAGEMENT LP 40.4K +40.4K (+100.0%) 141.8K +141.8K (+100.0%) 0.04% +0.036 pp 0.00% +0.000 pp USD3.51 +0.0% 1 qtrs NEW
97 IEQ CAPITAL, LLC 38.5K -42.7K (-52.5%) 135.2K -129.4K (-48.9%) 0.03% -0.039 pp 0.00% 0.000 pp USD4.13 -15.0% 4 qtrs
98 DYNAMIC TECHNOLOGY LAB PRIVATE LTD 38.1K +7.4K (+23.9%) 134.0K +34.0K (+34.0%) 0.03% +0.007 pp 0.03% +0.013 pp USD3.31 +6.0% 4 qtrs
99 GSA CAPITAL PARTNERS LLP 36.8K -187.4K (-83.6%) 129.0K -602.0K (-82.4%) 0.03% -0.169 pp 0.01% -0.050 pp USD3.59 -2.2% 4 qtrs
100 ATOM INVESTORS LP 36.5K -16.9K (-31.6%) 128.0K -45.8K (-26.4%) 0.03% -0.015 pp 0.01% -0.003 pp USD3.26 +7.7% 2 qtrs
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 76 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Virtus Biotech Clinical Trials ETF BBC 0.88% 503.7K 0.65%
2 Global X - Genomics & Biotechnology ETF GNOM 0.36% 309.3K 0.50%
3 Global X - Genomics & Biotechnology UCITS ETF GNOM.L 0.36% 185.8K 0.50%
4 WisdomTree BioRevolution UCITS ETF - USD Acc WDNA.L 0.32% 70.6K 0.45%
5 Innovator U.S. Small Cap Managed Floor ETF RFLR 0.10% 85.0K 0.89%
6 Federated Hermes MDT Small Cap Core ETF FSCC 0.08% 137.7K 0.51%
7 iShares Micro-Cap ETF IWC 0.08% 1.19M 0.60%
8 Invesco RAFI US 1500 Small-Mid ETF PRFZ 0.05% 1.29M 0.34%
9 Fidelity Enhanced Small Cap ETF FESM 0.05% 2.60M 0.28%
10 iShares Biotechnology ETF IBB 0.03% 2.91M 0.44%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
2.17
Bullish
Ratio by volume
3.00
Bullish
Buys
13
Sells
6
Shares acquired
2.65M
Shares disposed
36.8K
Cash buys
1.00
Cash sales
6.00
Net activity
+2,609,895
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-02-18 Wilson Martin Officer S-Sale D Common Stock 1,376 3.34 4.6K 682,000 D
2026-02-18 Shah Gaurav Officer S-Sale D Common Stock 5,990 3.34 20.0K 1,046,055 D
2026-02-18 Militello John Officer S-Sale D Common Stock 1,157 3.34 3.9K 91,019 D
2026-02-13 Wilson Martin Officer S-Sale D Common Stock 12,253 3.31 40.6K 683,376 D
2026-02-13 Shah Gaurav Officer S-Sale D Common Stock 12,279 3.31 40.7K 1,052,045 D
2026-02-13 Militello John Officer S-Sale D Common Stock 3,726 3.31 12.3K 92,176 D
2026-02-11 Wilson Martin Officer A-Award A Stock Option (Right to Buy) 468,187 3.24 1.52M 468,187 D
2026-02-11 Stevens Christopher James Officer A-Award A Stock Option (Right to Buy) 93,037 3.24 301.4K 93,037 D
2026-02-11 Shah Gaurav Officer A-Award A Stock Option (Right to Buy) 870,648 3.24 2.82M 870,648 D
2026-02-11 Rizvi Syed Ali-aamir Officer A-Award A Stock Option (right to buy) 93,037 3.24 301.4K 93,037 D
2026-02-11 Militello John Officer A-Award A Common Stock 29,982 0.00 95,902 D
2026-02-11 Chaudhuri Sarbani Officer A-Award A Stock Option (Right to Buy) 189,076 3.24 612.6K 189,076 D
2026-01-02 Bjork Elisabeth Director P-Purchase A Common Stock 10,000 3.44 34.4K 50,000 D
2025-11-18 Wilson Martin Officer S-Sale D Common Stock 1,646 2.98 4.9K 383,816 D
2025-11-18 Shah Gaurav Director / Officer S-Sale D Common Stock 6,276 2.98 18.7K 778,296 D
2025-11-18 Schwartz Jonathan David Officer S-Sale D Common Stock 2,545 2.98 7.6K 299,064 D
2025-11-18 Militello John Officer S-Sale D Common Stock 1,086 2.98 3.2K 65,920 D
2025-11-03 Wilson Martin Officer A-Award A Common Stock 100,000 0.00 385,462 D
2025-10-14 Militello John Officer S-Sale D Common Stock 558 3.98 2.2K 67,006 D
2025-10-06 Rizvi Syed Ali-aamir Officer A-Award A Stock Option (right to buy) 383,854 3.18 1.22M 383,854 D
2025-09-24 Fong Peter Director A-Award A Common Stock 30,000 0.00 53,333 D
2025-09-19 RTW INVESTMENTS, LP Director / 10% Owner X-InTheMoney D Equity Swap (obligation to buy) 1 19.09 19.09 0 I
2025-09-15 Rizvi Syed Ali-aamir 0 0.00 0
2025-09-08 Wilson Martin Officer A-Award A Common Stock 150,000 0.00 285,462 D
2025-09-08 Schwartz Jonathan David Officer A-Award A Common Stock 80,000 0.00 301,609 D
2025-09-08 Militello John Officer A-Award A Common Stock 40,000 0.00 95,924 D
2025-08-27 Bjork Elisabeth Director P-Purchase A Common Stock 10,000 3.41 34.1K 40,000 D
2025-08-19 Wilson Martin Officer S-Sale D Common Stock 588 3.00 1.8K 135,462 D
2025-08-19 Schwartz Jonathan David Officer S-Sale D Common Stock 805 3.00 2.4K 221,609 D
2025-08-19 Militello John Officer S-Sale D Common Stock 361 3.00 1.1K 55,924 D
2025-08-18 Wilson Martin Officer S-Sale D Common Stock 1,004 3.07 3.1K 136,050 D
2025-08-18 Shah Gaurav Director / Officer F-InKind D Common Stock 2,234 3.05 6.8K 784,572 D
2025-08-18 Schwartz Jonathan David Officer S-Sale D Common Stock 1,680 3.07 5.1K 222,414 D
2025-08-18 Militello John Officer S-Sale D Common Stock 699 3.07 2.1K 56,285 D
2025-08-14 Wilson Martin Officer S-Sale D Common Stock 12,109 3.02 36.6K 137,054 D
2025-08-14 Schwartz Jonathan David Officer S-Sale D Common Stock 11,161 3.02 33.7K 224,094 D
2025-08-14 Militello John Officer S-Sale D Common Stock 7,043 3.02 21.3K 56,984 D
2025-08-04 Stevens Christopher James Officer A-Award A Common Stock 407,166 0.00 407,166 D
2025-07-07 Stevens Christopher James 0 0.00 0
2025-07-03 Ondrey Aaron Officer S-Sale D Common Stock 1,477 2.88 4.3K 128,173 D
2025-06-18 WONG RODERICK Director / 10% Owner A-Award A Common Stock 17,667 0.00 47,667 D
2025-06-18 SOUTHWELL DAVID P Director A-Award A Common Stock 30,000 0.00 31,660 D
2025-06-18 Pratumsuwan Piratip Director A-Award A Common Stock 30,000 0.00 30,000 D
2025-06-18 Malik Fady Ibraham Director A-Award A Common Stock 30,000 0.00 30,000 D
2025-06-18 Makker Gotham Director A-Award A Common Stock 19,434 0.00 415,346 I
2025-06-18 GRANADILLO PEDRO P Director A-Award A Common Stock 24,734 0.00 54,734 D
2025-06-18 Dolsten Mikael Director A-Award A Common Stock 30,000 0.00 44,220 D
2025-06-18 Bjork Elisabeth Director A-Award A Common Stock 30,000 0.00 30,000 D
2025-06-18 BOESS CARSTEN Director A-Award A Common Stock 30,000 0.00 30,000 D
2025-05-20 Wilson Martin Officer S-Sale D Common Stock 587 6.45 3.8K 149,163 D
2025-05-20 Shah Gaurav Director / Officer S-Sale D Common Stock 2,253 6.45 14.5K 786,806 D
2025-05-20 Schwartz Jonathan David Officer S-Sale D Common Stock 801 6.45 5.2K 235,255 D
2025-05-20 Patel Kinnari Officer S-Sale D Common Stock 767 6.45 4.9K 441,927 D
2025-05-20 Militello John Officer S-Sale D Common Stock 357 6.45 2.3K 64,027 D
2025-05-16 Wilson Martin Officer S-Sale D Common Stock 946 6.53 6.2K 149,750 D
2025-05-16 Shah Gaurav Director / Officer S-Sale D Common Stock 3,621 6.53 23.6K 789,059 D
2025-05-16 Schwartz Jonathan David Officer S-Sale D Common Stock 1,582 6.53 10.3K 236,056 D
2025-05-16 Patel Kinnari Officer S-Sale D Common Stock 1,409 6.53 9.2K 442,694 D
2025-05-16 Militello John Officer S-Sale D Common Stock 655 6.53 4.3K 64,384 D
2025-04-22 Militello John Officer S-Sale D Common Stock 718 7.16 5.1K 65,039 D
2025-04-10 Shah Gaurav Director / Officer P-Purchase A Common Stock 20,000 5.08 101.6K 792,680 D
2025-04-09 Patel Kinnari Officer P-Purchase A Common Stock 21,099 0.00 26,774 I
2025-04-07 Chaudhuri Sarbani 0 0.00 0
2025-04-04 Ondrey Aaron Officer S-Sale D Common Stock 7,489 5.29 39.6K 129,650 D
2025-03-05 Dolsten Mikael Director J-Other A Common Stock 14,220 0.00 14,220 D
2025-02-25 Schwartz Jonathan David Officer S-Sale D Common Stock 6,532 10.58 69.1K 237,638 D
2025-02-21 Wilson Martin Officer S-Sale D Common Stock 3,222 10.58 34.1K 150,696 D
2025-02-21 Shah Gaurav Director / Officer S-Sale D Common Stock 16,303 10.58 172.5K 772,680 D
2025-02-21 Patel Kinnari Officer S-Sale D Common Stock 6,078 10.58 64.3K 444,103 D
2025-02-21 Militello John Officer S-Sale D Common Stock 2,737 10.58 29.0K 65,757 D
2025-02-16 Schwartz Jonathan David Officer D Stock Option (Right to Buy) 57,273 30.01 1.72M 0
2025-02-11 Wilson Martin Officer A-Award A Stock Option (Right to Buy) 134,642 9.88 1.33M 134,642 D
2025-02-11 Shah Gaurav Director / Officer A-Award A Stock Option (Right to Buy) 243,345 9.88 2.40M 243,345 D
2025-02-11 Schwartz Jonathan David Officer A-Award A Common Stock 80,318 0.00 252,731 D
2025-02-11 Patel Kinnari Officer A-Award A Stock Option (Right to Buy) 172,214 9.88 1.70M 172,214 D
2025-02-11 Ondrey Aaron Officer A-Award A Stock Option (Right to Buy) 134,642 9.88 1.33M 134,642 D
2025-02-11 Militello John Officer A-Award A Common Stock 20,080 0.00 68,494 D
2025-02-03 Pratumsuwan Piratip Director A-Award A Stock Option (Right to Buy) 22,443 10.56 237.0K 22,443 D
2025-01-23 Militello John Officer S-Sale D Common Stock 896 10.38 9.3K 48,414 D
2024-12-12 RTW INVESTMENTS, LP Director / 10% Owner A-Award A Pre-funded Warrant (right to buy) 400,000 0.01 4.0K 3,526,955 I
2024-11-21 Wilson Martin Officer S-Sale D Common Stock 1,175 13.05 15.3K 63,560 D
2024-11-21 Shah Gaurav Director / Officer S-Sale D Common Stock 11,091 13.05 144.8K 707,328 D
2024-11-21 Schwartz Jonathan David Officer S-Sale D Common Stock 3,097 13.05 40.4K 163,852 D
2024-11-21 Patel Kinnari Officer S-Sale D Common Stock 4,588 13.05 59.9K 392,395 D
2024-11-21 Militello John Officer S-Sale D Common Stock 1,224 13.05 16.0K 49,310 D
2024-10-31 White Mark Andrew Officer S-Sale D Common Stock 3,080 16.63 51.2K 69,140 D
2024-10-31 Militello John Officer S-Sale D Common Stock 917 16.63 15.2K 50,534 D
2024-09-26 Makker Gotham Director A-Award A Stock Option (Right to Buy) 303 17.60 5.3K 303 D
2024-09-26 Bjork Elisabeth Director A-Award A Stock Option (Right to Buy) 607 17.60 10.7K 607 D
2024-09-09 Dolsten Mikael Director A-Award A Stock Option (Right to Buy) 27,545 19.73 543.5K 27,545
2024-09-05 Dolsten Mikael 0 0.00 0
2024-08-16 Wilson Martin Officer S-Sale D Common Stock 1,027 18.50 19.0K 64,735
2024-08-16 Shah Gaurav Director / Officer S-Sale D Common Stock 9,650 18.50 178.6K 718,419
2024-08-16 Schwartz Jonathan David Officer S-Sale D Common Stock 2,710 18.50 50.1K 166,949 D
2024-08-16 Patel Kinnari Officer S-Sale D Common Stock 3,989 18.50 73.8K 396,983
2024-08-16 Militello John Officer S-Sale D Common Stock 1,064 18.50 19.7K 51,451
2024-07-22 Militello John Officer S-Sale D Common Stock 812 23.02 18.7K 52,515
2024-07-08 White Mark Andrew Officer S-Sale D Common Stock 3,026 20.40 61.7K 72,220
2024-06-13 Yalamanchi Naveen Director A-Award A Stock Option (Right to Buy) 23,944 22.86 547.4K 23,944
2024-06-13 Woods Keith Director A-Award A Stock Option (Right to Buy) 23,944 22.86 547.4K 23,944
2024-06-13 WONG RODERICK Director / 10% Owner A-Award A Stock Option (Right to Buy) 3,325 22.86 76.0K 3,325
2024-06-13 SOUTHWELL DAVID P Director A-Award A Stock Option (Right to Buy) 23,944 22.86 547.4K 23,944
2024-06-13 Malik Fady Ibraham Director A-Award A Stock Option (Right to Buy) 23,944 22.86 547.4K 23,944
2024-06-13 Makker Gotham Director A-Award A Stock Option (Right to Buy) 2,660 22.86 60.8K 2,660
2024-06-13 GRANADILLO PEDRO P Director A-Award A Stock Option (Right to Buy) 4,655 22.86 106.4K 4,655
2024-06-13 Bjork Elisabeth Director A-Award A Stock Option (Right to Buy) 3,325 22.86 76.0K 3,325
2024-06-13 BOESS CARSTEN Director A-Award A Stock Option (Right to Buy) 23,944 22.86 547.4K 23,944
2024-05-17 Schwartz Jonathan David Officer S-Sale D Common Stock 2,754 23.35 64.3K 169,659 D
2024-05-16 Wilson Martin Officer S-Sale D Common Stock 1,048 23.35 24.5K 65,762
2024-05-16 Shah Gaurav Director / Officer S-Sale D Common Stock 9,790 23.35 228.6K 728,069
2024-05-16 Patel Kinnari Officer S-Sale D Common Stock 4,046 23.35 94.5K 400,972
2024-05-16 Militello John Officer S-Sale D Common Stock 1,079 23.35 25.2K 53,327
2024-05-14 Wilson Martin Officer M-Exempt A Common Stock 2,420 0.00 21,100
2024-05-14 Shah Gaurav Director / Officer M-Exempt A Common Stock 9,683 0.00 646,134
2024-05-14 Patel Kinnari Officer M-Exempt D Restricted Stock Units 5,533 0.00 38,735
2024-05-02 SOUTHWELL DAVID P Director G-Gift D Common Stock 113,124 0.00 1,660
2024-04-22 Militello John Officer S-Sale D Common Stock 833 22.87 19.1K 54,406
2024-04-15 SOUTHWELL DAVID P Director M-Exempt D Stock Option (Right to Buy) 29,624 4.34 128.6K 0
2024-04-12 SOUTHWELL DAVID P Director M-Exempt D Stock Option (Right to Buy) 70,000 4.34 303.9K 29,624
2024-04-08 White Mark Andrew Officer S-Sale D Common Stock 12,532 24.64 308.8K 75,226
2024-04-01 Ondrey Aaron Officer A-Award A Common Stock 46,781 0.00 46,781
2024-03-25 Schwartz Jonathan David Officer D Common Stock 0 0.00 172,413
2024-03-25 Ondrey Aaron 0 0.00 0
2024-03-21 Militello John Officer S-Sale D Common Stock 2,490 28.10 70.0K 55,239
2024-03-21 Makker Gotham Director S-Sale D Common Stock 274,000 28.43 7.79M 365,912
2024-02-29 Wilson Martin Officer S-Sale D Common Stock 4,100 29.33 120.3K 18,680
2024-02-29 Militello John Officer S-Sale D Common Stock 10,000 29.85 298.5K 21,517
2024-02-16 Wilson Martin Officer S-Sale D Common Stock 3,576 29.84 106.7K 6,136
2024-02-16 White Mark Andrew Officer A-Award A Common Stock 11,096 0.00 87,758
2024-02-16 Shah Gaurav Director / Officer S-Sale D Common Stock 20,272 29.84 604.9K 554,762
2024-02-16 Patel Kinnari Officer A-Award A Common Stock 33,288 0.00 271,634
2024-02-16 Militello John Officer A-Award A Stock Option (Right to Buy) 24,545 30.01 736.6K 24,545
2024-02-14 Wilson Martin Officer M-Exempt D Restricted Stock Units 9,712 0.00 19,367
2024-02-14 Shah Gaurav Director / Officer M-Exempt D Restricted Stock Units 38,849 0.00 77,468
2024-02-14 Schwartz Jonathan David Officer D Stock Option (Right to Buy) 124,496 20.04 2.49M 0
2024-02-14 Patel Kinnari Officer M-Exempt D Restricted Stock Units 22,199 0.00 44,268
2024-02-14 Militello John Officer M-Exempt A Common Stock 6,274 0.00 16,433
2024-01-22 Militello John Officer S-Sale D Common Stock 638 27.20 17.4K 10,159
2024-01-18 Militello John Officer M-Exempt D Restricted Stock Units 1,586 0.00 7,932
2023-12-07 Woods Keith 0 0.00 0
2023-11-15 Makker Gotham Director S-Sale D Common Stock 20,000 22.53 450.6K 1,296,497
2023-11-14 Shah Gaurav Director / Officer M-Exempt D Restricted Stock Units 7,979 0.00 39,898
2023-11-14 Patel Kinnari Officer M-Exempt D Restricted Stock Units 3,989 0.00 19,950
2023-11-14 Militello John Officer M-Exempt D Restricted Stock Units 725 0.00 3,628
2023-10-20 Militello John Officer S-Sale D Common Stock 564 17.06 9.6K 8,760
2023-10-18 Militello John Officer M-Exempt D Restricted Stock Units 1,586 0.00 9,518
2023-10-05 Patel Kinnari Officer M-Exempt D Restricted Stock Units 3,333 0.00 0
2023-09-29 Makker Gotham Director S-Sale D Common Stock 4,677 21.14 98.9K 1,316,497
2023-09-28 Makker Gotham Director S-Sale D Common Stock 10,312 21.03 216.9K 1,321,174
2023-09-15 RTW INVESTMENTS, LP Director / 10% Owner P-Purchase A Pre-funded Warrant (right to buy) 3,126,955 0.01 31.3K 3,126,955
2023-08-28 RTW INVESTMENTS, LP Director / 10% Owner J-Other A Common Stock, $0.01 par value ("Common Stock") 500,000 22.05 11.03M 18,657,605
2023-08-17 Shah Gaurav Director / Officer S-Sale D Common Stock 4,767 15.47 73.8K 524,854
2023-08-17 Patel Kinnari Officer S-Sale D Common Stock 1,534 15.47 23.7K 216,448
2023-08-17 Militello John Officer S-Sale D Common Stock 284 15.47 4.4K 5,570
2023-08-14 Shah Gaurav Director / Officer M-Exempt D Restricted Stock Units 7,979 0.00 47,877
2023-08-14 Patel Kinnari Officer M-Exempt D Restricted Stock Units 3,989 0.00 23,993
2023-08-14 Militello John Officer M-Exempt D Restricted Stock Units 725 0.00 4,353
2023-07-20 Militello John Officer S-Sale D Common Stock 573 19.03 10.9K 7,129
2023-07-18 Militello John Officer M-Exempt A Common Stock 1,586 0.00 7,702
2023-06-22 Yalamanchi Naveen Director A-Award A Stock Option (Right to Buy) 25,850 21.56 557.3K 25,850
2023-06-22 WONG RODERICK Director / 10% Owner A-Award A Stock Option (Right to Buy) 25,850 21.56 557.3K 25,850
2023-06-22 SOUTHWELL DAVID P Director A-Award A Stock Option (Right to Buy) 25,850 21.56 557.3K 25,850
2023-06-22 Malik Fady Ibraham Director A-Award A Stock Option (Right to Buy) 25,850 21.56 557.3K 25,850
2023-06-22 Makker Gotham Director A-Award A Stock Option (Right to Buy) 25,850 21.56 557.3K 25,850
2023-06-22 GRANADILLO PEDRO P Director A-Award A Stock Option (Right to Buy) 5,026 21.56 108.4K 5,026
2023-06-22 Bjork Elisabeth Director A-Award A Stock Option (Right to Buy) 3,590 21.56 77.4K 3,590
2023-06-22 BOESS CARSTEN Director A-Award A Stock Option (Right to Buy) 25,850 21.56 557.3K 25,850
2023-05-17 Shah Gaurav Director / Officer S-Sale D Common Stock 4,122 21.38 88.1K 521,642
2023-05-17 Patel Kinnari Officer S-Sale D Common Stock 1,330 21.38 28.4K 213,993
2023-05-17 Militello John Officer S-Sale D Common Stock 245 21.38 5.2K 6,116
2023-05-14 Shah Gaurav Director / Officer M-Exempt D Restricted Stock Units 7,979 0.00 55,856
2023-05-14 Patel Kinnari Officer M-Exempt A Common Stock 3,989 0.00 215,323
2023-05-14 Militello John Officer M-Exempt D Restricted Stock Units 725 0.00 5,078
2023-04-21 Militello John Officer S-Sale D Common Stock 2,342 18.65 43.7K 5,636
2023-04-18 Militello John Officer M-Exempt A Common Stock 6,364 0.00 7,978
2023-04-04 White Mark Andrew 0 0.00 0
2023-02-17 Shah Gaurav Director / Officer S-Sale D Common Stock 12,194 19.06 232.4K 536,885
2023-02-17 Schwartz Jonathan David Officer S-Sale D Common Stock 3,557 19.06 67.8K 94,546
2023-02-17 Militello John Officer S-Sale D Common Stock 1,244 19.06 23.7K 1,614
2023-02-14 Wilson Martin Officer A-Award A Stock Option (Right to Buy) 87,147 20.04 1.75M 87,147
2023-02-14 Shah Gaurav Director / Officer M-Exempt A Common Stock 31,440 0.00 549,079
2023-02-14 Schwartz Jonathan David Officer A-Award A Stock Option (Right to Buy) 124,496 20.04 2.49M 124,496
2023-02-14 Patel Kinnari Officer A-Award A Stock Option (Right to Buy) 199,194 20.04 3.99M 199,194 D
2023-02-14 Militello John Officer M-Exempt A Restricted Stock Units 2,858 0.00 5,803 D
2022-12-23 RTW INVESTMENTS, LP Director J-Other A Notional Derivative Agreements (obligation to buy) 1 0.00 1
2022-12-22 RTW INVESTMENTS, LP Director J-Other A Notional Derivative Agreements (obligation to buy) 1 0.00 1
2022-12-01 RTW INVESTMENTS, LP 10% Owner J-Other A Warrants 61,705 65.23 4.03M 61,705
2022-10-06 WONG RODERICK Director P-Purchase A Common Stock, $0.01 par value ("Common Stock") 1,355,932 14.75 20.00M 17,628,567
2022-10-06 RTW INVESTMENTS, LP Director / 10% Owner P-Purchase A Common Stock, $0.01 par value ("Common Stock") 1,355,932 14.75 20.00M 17,628,567
2022-08-12 Wilson Martin Officer J-Other A Common Stock 28,763 0.00 49,863
2022-08-12 Schwartz Jonathan David Director A-Award A Restricted Stock Units 22,896 0.00 22,896
2022-08-12 Patel Kinnari Officer J-Other A Common Stock 52,489 0.00 366,283
2022-08-12 Militello John Officer J-Other A Common Stock 14,310 0.00 46,662
2022-06-13 Yalamanchi Naveen Director A-Award A Stock Option (Right to Buy) 47,745 10.77 514.2K 47,745
2022-06-13 WONG RODERICK Director / 10% Owner A-Award A Stock Option (Right to Buy) 47,745 10.77 514.2K 47,745
2022-06-13 SOUTHWELL DAVID P Director A-Award A Stock Option (Right to Buy) 47,745 10.77 514.2K 47,745
2022-06-13 Malik Fady Ibraham Director A-Award A Stock Option (Right to Buy) 47,745 0.00 47,745
2022-06-13 Makker Gotham Director A-Award A Stock Option (Right to Buy) 5,876 6.80 40.0K 5,876
2022-06-13 GRANADILLO PEDRO P Director A-Award A Stock Option (Right to Buy) 10,283 6.80 69.9K 10,283
2022-06-13 Bjork Elisabeth Director A-Award A Stock Option (Right to Buy) 7,345 10.77 79.1K 7,345

Executive team

Top executives
Shares Outstanding
109.19M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 Christopher Stevens Chief Operating Officer 242.3K 125.0K 1.25M 1.70M 236.3K 911.00 3.56M 83.00%
2 2025 Gaurav D. Shah, M.D. Chief Executive Officer 671.1K 806.8K 1.61M 403.0K 16.0K 3.51M 68.94%
3 2025 Martin Wilson General Counsel and Chief Corporate Officer, Senior Vice President, Interim Principal Financial Officer 488.3K 1.74M 892.7K 265.9K 13.3K 3.40M 77.41%
4 2024 Gaurav D. Shah, M.D. Chief Executive Officer 635.9K 2.00M 4.00M 190.8K 14.8K 6.84M 87.70%
5 2024 Kinnari Patel, Pharm.D., MBA President, Head of R&D and Chief Operating Officer 545.0K 4.00M 2.00M 136.3K 14.8K 6.70M 89.60%
6 2024 Aaron Ondrey Chief Financial Officer, Principal Financial Officer 362.7K 1.25M 1.25M 117.5K 9.6K 2.99M 83.62%
7 2024 Jonathan Schwartz, M.D. Chief Medical and Gene Therapy Officer 454.2K 582.7K 1.17M 145.3K 14.8K 2.36M 74.02%
8 2024 Martin Wilson General Counsel and Chief Corporate Officer, Senior Vice President, Interim Principal Financial Officer 452.6K 499.5K 1.10M 146.6K 14.8K 2.11M 75.69%
9 2024 Martin Wilson General Counsel and Chief Corporate Officer, Senior VP 452.6K 499.5K 1.00M 146.6K 14.8K 2.11M 70.96%
10 2024 John Militello, CPA Principal Accounting Officer and Former Interim Principal Financial Officer, Vice President 341.5K 249.7K 500.2K 69.2K 15.0K 1.18M 63.80%
11 2023 Gaurav D. Shah, M.D. Chief Executive Officer 625.0K 2.33M 4.67M 375.0K 13.6K 8.01M 87.35%
12 2023 Kinnari Patel, Pharm.D., MBA President, Head of R&D and Chief Operating Officer 537.1K 1.33M 2.67M 295.4K 13.6K 4.85M 82.54%
13 2023 Kinnari Patel, Pharm.D., MBA President and Chief Operating Officer 537.1K 1.33M 2.67M 295.4K 13.6K 4.85M 82.54%
14 2023 Mayo Pujols Chief Technical Officer, Executive Vice President 492.5K 150.0K 1.42M 2.08M 221.6K 13.6K 4.38M 79.95%
15 2023 Jonathan Schwartz, M.D. Chief Medical and Gene Therapy Officer 447.4K 832.5K 1.67M 196.9K 13.6K 3.16M 79.17%
16 2023 John Militello, CPA Principal Accounting Officer and Interim Principal Financial Officer, Vice President 409.0K 5.0K 333.0K 667.0K 100.0K 13.6K 1.53M 65.46%
17 2023 John Militello, CPA Principal Accounting Officer and Former Interim Principal Financial Officer, Vice President 409.0K 5.0K 333.0K 667.0K 100.0K 13.6K 1.53M 65.46%
18 2022 Gaurav D. Shah, M.D. Chief Executive Officer 598.3K 1.81M 3.68M 434.4K 20.5K 6.55M 83.93%
19 2022 Kinnari Patel, Pharm.D., MBA President, Head of R&D and Chief Operating Officer 522.8K 1.82M 1.84M 315.0K 12.2K 4.52M 81.18%
20 2022 Kinnari Patel, Pharm.D., MBA President and Chief Operating Officer 522.8K 1.82M 1.84M 315.0K 12.2K 4.52M 81.18%
21 2022 Mayo Pujols Chief Technical Officer, Executive Vice President 229.1K 150.0K 1.25M 1.25M 119.1K 151.6K 3.15M 79.37%
22 2022 Raj Prabhakar Chief Business Officer, Senior Vice President 405.0K 193.6K 400.0K 1.80M 20.5K 2.82M 78.04%
23 2022 Jonathan Schwartz, M.D. Chief Medical and Gene Therapy Officer 434.6K 895.0K 1.00M 189.4K 8.5K 2.53M 75.03%
24 2022 John Militello, CPA Principal Accounting Officer and Interim Principal Financial Officer, Vice President 376.8K 665.0K 585.0K 104.1K 20.5K 1.75M 71.37%
25 2022 John Militello, CPA Principal Accounting Officer and Former Interim Principal Financial Officer, Vice President 376.8K 665.0K 585.0K 104.1K 20.5K 1.75M 71.37%
26 2022 Carlos Garcia-Parada, Former Chief Financial Officer and Principal Financial Officer 103.0K 330.0K 670.0K 230.1K 1.33M 75.01%
27 2021 Gaurav D. Shah, M.D. Chief Executive Officer 590.0K 7.00M 318.6K 11.6K 7.92M 88.38%
28 2021 Carlos Garcia-Parada Former Chief Financial Officer and Principal Financial Officer 410.0K 132.8K 5.14M 11.6K 5.69M 90.26%
29 2021 Carlos Garcia-Parada, Former Chief Financial Officer and Principal Financial Officer 410.0K 132.8K 5.14M 11.6K 5.69M 90.26%
30 2021 Kinnari Patel, Pharm.D., MBA President and Chief Operating Officer 510.0K 4.54M 196.2K 11.6K 5.26M 86.35%
31 2021 Jonathan Schwartz, M.D., SVP and Chief Medical Officer 410.0K 136.5K 1.32M 11.3K 1.88M 70.36%
32 2021 Jonathan Schwartz, M.D. Chief Medical and Gene Therapy Officer 410.0K 1.32M 136.5K 11.3K 1.88M 70.36%
33 2021 Martin Wilson, J.D. General Counsel and Chief Compliance Officer, SVP 37.7K 223.00 1.41M 1.56M 90.39%
34 2020 Gaurav D. Shah, M.D. Chief Executive Officer 540.0K 486.0K 5.82M 11.4K 6.86M 84.88%
35 2020 Kinnari Patel, Pharm.D., MBA President and Chief Operating Officer 450.0K 364.5K 3.25M 11.4K 4.08M 79.76%
36 2020 Jonathan Schwartz, M.D., SVP and Chief Medical Officer 395.0K 213.3K 1.25M 11.4K 1.87M 66.87%
37 2020 John Militello, Vice President – Finance, Sr. Controller and Treasurer Principal Accounting Officer, former Principal Financial Officer 257.2K 117.2K 617.3K 11.4K 1.00M 61.54%
38 2020 Kamran Alam Senior Vice President – Finance and Principal Financial Officer 197.2K 427.7K 9.4K 634.3K 67.43%
39 2019 Gaurav D. Shah, M.D. President and Chief Executive Officer 480.0K 349.1K 3.04M 11.2K 3.88M 78.36%
40 2019 Gaurav D. Shah, M.D. Chief Executive Officer 480.0K 349.1K 3.04M 11.2K 3.88M 78.36%
41 2019 Kinnari Patel, Pharm.D., MBA President and Chief Operating Officer 415.0K 257.7K 2.09M 11.2K 2.78M 75.37%
42 2019 Kinnari Patel, Pharm.D., MBA Chief Operating Officer and EVP, Development 415.0K 257.7K 2.09M 11.2K 2.78M 75.37%
43 2019 Kamran Alam Senior Vice President – Finance and Principal Financial Officer 54.5K 80.0K 1.92M 2.05M 93.44%
44 2019 Jonathan Schwartz, M.D., SVP and Chief Medical Officer 375.0K 155.3K 937.3K 8.2K 1.48M 63.51%
45 2018 Gaurav D. Shah, M.D. Chief Executive Officer 413.7K 300.9K 5.65M 9.9K 6.38M 88.64%
46 2018 Gaurav D. Shah, M.D. President and Chief Executive Officer 413.7K 300.9K 5.65M 9.9K 6.38M 88.64%
47 2018 Kinnari Patel, Pharm.D., MBA President and Chief Operating Officer 358.9K 198.1K 2.42M 11.1K 2.99M 81.01%
48 2018 Kinnari Patel, Pharm.D., MBA Chief Operating Officer and EVP, Development 358.9K 198.1K 2.42M 11.1K 2.99M 81.01%
49 2018 David P. Southwell Former President and Chief Executive Officer 35.4K 1.72M 987.7K 2.74M 62.69%
50 2018 Jonathan Schwartz, M.D. Chief Medical Officer and SVP, Clinical Development 359.8K 157.2K 830.8K 8.9K 1.36M 61.24%
51 2018 Jonathan Schwartz, M.D., SVP and Chief Medical Officer 359.8K 157.2K 830.8K 8.9K 1.36M 61.24%
52 2017 David P. Southwell Former President and Chief Executive Officer 479.5K 239.9K 533.8K 14.0K 1.27M 42.12%
53 2017 Rudolf Baumgartner, M.D. Former Executive Vice President and Chief Medical Officer 404.9K 141.8K 266.9K 14.0K 827.5K 32.25%
54 2017 Dale Ritter Former Vice President- Finance 282.3K 84.7K 85.0K 15.2K 467.2K 18.19%
55 2016 David P. Southwell Former President and Chief Executive Officer 465.5K 221.2K 2.28M 1.09M 5.3K 4.06M 82.96%
56 2016 David P. Southwell President and Chief Executive Officer 465.5K 221.2K 2.28M 1.09M 5.3K 4.06M 82.96%
57 2016 Rudolf Baumgartner, M.D. Executive Vice President and Chief Medical Officer 393.1K 144.5K 780.0K 839.2K 9.8K 2.17M 74.73%
58 2016 Rudolf Baumgartner, M.D. Former Executive Vice President and Chief Medical Officer 393.1K 144.5K 780.0K 839.2K 9.8K 2.17M 74.73%
59 2016 William K. McVicar, Ph.D. Former Executive Vice President and Chief Scientific Officer 382.8K 101.8K 686.6K 9.8K 1.18M 58.14%
60 2016 Dale Ritter Vice President-Finance 274.1K 86.4K 203.4K 11.4K 575.3K 35.36%
61 2016 Dale Ritter Former Vice President- Finance 274.1K 86.4K 203.4K 11.4K 575.3K 35.36%
62 2015 David P. Southwell President and Chief Executive Officer 440.2K 257.0K 602.9K 138.00 1.30M 46.37%
63 2015 Rudolf Baumgartner, M.D. Executive Vice President and Chief Medical Officer 387.1K 152.0K 301.5K 8.2K 848.8K 35.52%
64 2015 William K. McVicar, Ph.D. Executive Vice President and Chief Scientific Officer 372.5K 148.0K 301.5K 8.2K 830.2K 36.31%
65 2015 William K. McVicar, Ph.D. Former Executive Vice President and Chief Scientific Officer 372.5K 148.0K 301.5K 8.2K 830.2K 36.31%
66 2015 Dale Ritter Vice President-Finance 273.4K 107.0K 100.5K 6.8K 487.6K 20.61%
67 2015 Dale Ritter Vice President—Finance 273.4K 106.0K 100.5K 6.8K 486.6K 20.65%
68 2014 David P. Southwell President and Chief Executive Officer 115.4K 38.7K 1.33M 1.48M 89.59%
69 2014 David P. Southwell President and Chief Executive Officer 115.4K 38.7K 1.33M 1.48M 89.59%
70 2014 Rudolf Baumgartner, M.D. Executive Vice President and Chief Medical Officer 337.8K 109.5K 663.0K 7.8K 1.12M 59.30%
71 2014 Rudolf Baumgartner, M.D. Executive Vice President and Chief Medical Officer 337.8K 109.5K 663.0K 7.8K 1.12M 59.30%
72 2014 William K. McVicar, Ph.D. Executive Vice President and Chief Scientific Officer 304.6K 85.9K 663.0K 7.8K 1.06M 62.47%
73 2014 William K. McVicar, Ph.D. Executive Vice President and Chief Scientific Officer 304.6K 85.9K 663.0K 7.8K 1.06M 62.47%
74 2014 Dale Ritter Vice President—Finance 75.5K 26.6K 146.0K 248.1K 58.84%
75 2014 Dale Ritter Vice President—Finance 75.5K 26.6K 146.0K 248.1K 58.84%
76 2013 Rudolf Baumgartner, M.D. Executive Vice President and Chief Medical Officer 322.4K 25.0K 7.3K 354.7K 0.00%
77 2013 William K. McVicar, Ph.D. Executive Vice President and Chief Scientific Officer 290.7K 25.0K 7.3K 323.0K 0.00%
78 2013 Dale Ritter Vice President—Finance
79 2013 David P. Southwell President and Chief Executive Officer
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-06 DEFA14A
2026-04-06 DEF 14A
2026-03-25 PRE 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-07 8-K
2026-05-07 10-Q
2026-04-28 8-K
2026-04-27 SC TO-I
2026-04-06 DEFA14A
2026-04-06 DEF 14A
2026-04-06 ARS
2026-04-03 SC TO-C
2026-03-27 SC 13G/A
2026-03-27 8-K

Executive team

NameTitleCompensationGender
Gaurav D. Shah Chief Executive Officer & Director 1M
Martin Louis Wilson Gen. Counsel, Secretary, Interim Prin. Financial Officer, Chief Comp. Officer & Chief Corporation Officer 767.5K male
Jonathan Schwartz Chief Science & Gene Therapy Officer 614.3K male
Christopher Stevens Chief Operating Officer 604.5K male
John C. Militello VP of Finance, Senior Controller & Treasurer and Principal Accounting Officer 425.6K male
Syed Ali-Aamir Rizvi Chief Medical Officer
Kevin Giordano Director of Corporate Communications
Meg Dodge Senior Vice President & Head of External Affairs female
Sarbani Chaudhuri Chief Commercial & Medical Affairs Officer female
ESG Rating
B
BIOTECHNOLOGY
2026
E (Environmental)
64.4 / 56.3
Company / Sector avg.
S (Social)
63.4 / 62.4
Company / Sector avg.
G (Governance)
63.1 / 60.9
Company / Sector avg.
ESG Total
63.6 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

Dividend history

Earnings history

Earnings reports

Stock splits