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Pyxis Oncology, Inc. (PYXS)

USD2.40 +0.11 (+4.59%)
US NASDAQ Healthcare Biotechnology
Address 35 Cambridgepark Drive 2140
Boston, MA, US
CEO Thomas Civik
IPO 2021-10-08
CIK 1782223 ISIN US7473241013

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Description

Pyxis Oncology, Inc. operates as a preclinical biopharmaceutical company focused on developing novel therapeutic approaches to combat various forms of cancer. Its investigational immune-oncology pipeline includes PYX-106, a fully human immunoglobulin G1 (IgG1) antibody designed to target siglec-15, which is being explored for its potential efficacy against thyroid cancer, head and neck squamous cell carcinoma, non-small cell lung cancer (NSCLC), and other solid tumors. Additionally, PYX-102 is an immune-therapeutic currently under investigation for the treatment of solid tumors. The company's portfolio also features a range of investigational antibody-drug conjugate (ADC) candidates: PYX-201, a novel ADC being developed for NSCLC, breast cancer, and other solid tumors; PYX-202, another novel ADC aimed at small cell lung cancer (SCLC), soft tissue sarcoma, and other solid tumors; and PYX-203, an ADC undergoing evaluation for acute myeloid leukemia and myeloid dysplastic syndrome. Pyxis Oncology was founded in 2018 and is based in Cambridge, Massachusetts.

Market Cap & Enterprise Value
Merger & Acquisition History
Target company Ticker Date Filing
Apexigen, Inc. APGN 2023-06-08 View
Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD2.40 +0.11 (+4.59%)
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Volume Profile
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Liquidity & share structure
Average Volume
643.7K
Beta
1.43
Float Shares
40.40M
Free Float %
64.3%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-15.65% -2.64% +30.00% +70.00% -49.31% +92.17% +106.54% -40.75% -83.26% -83.26% -83.26%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (9 ratings, all time) Buy
Price Targets & DCF
Current price
2.40
Low 5.00 +108.8%
Consensus 6.33 +164.3%
Median 6.00 +150.5%
High 8.00 +234.0%
DCF (Unlevered) 1.74 -27.2%
DCF (Levered) 0.38 -83.9%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 90% Bullish
Rating 2026-05 Change
Strong Buy 1 0
Buy 8 +1
Hold 1 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month 1
6.00
+150.5%
Last Quarter 1
6.00
+150.5%
Last Year 5
6.20
+158.9%
All Time 8
7.25
+202.7%
Quality scores
Altman Z-Score
-6.41
Distress
Piotroski F-Score
2 / 9
Weak
MOAT Score
2 / 10
No MOAT
Composite Rating
C-
Overall Score
1 / 5
Low
DCF Score
3 / 5
Medium
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
1 / 5
Low
P/E Score
1 / 5
Low
P/Book Score
1 / 5
Low
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
    -14.2%
  • EPS growth Biotechnology: +29.7%
    +3.0% Q1'26: -5.7% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
    -572.7%
  • EBIT margin Biotechnology: +0.0%
    -609.2%
  • ROIC Biotechnology: -16.1%
    -1,616.0% Q1'26: +0.0% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +6.3% Q1'26: +4.0% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -0.23× Q1'26: -0.19× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (1.43) × ERP
WACC = 88% × Ke + 12% × Kd (4.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 1.74 Current price: 2.40
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
9 Rev. Ana.
7 EPS Ana.
Dec 2027
9 Rev. Ana.
7 EPS Ana.
Dec 2028
9 Rev. Ana.
7 EPS Ana.
Dec 2029
4 Rev. Ana.
2 EPS Ana.
Dec 2030
4 Rev. Ana.
5 EPS Ana.
Revenue
est: 16.15M (-100.0%)
16.15M
est: 16.11M (+0.2%)
13.86M
est: 2.84M (+388.4%)
43.8K
43.8K – 43.8K
-98.5% YoY
4.17M
4.17M – 4.17M
+9,423.8% YoY
13.81M
13.81M – 13.81M
+231.5% YoY
46.43M
46.43M – 46.43M
+236.2% YoY
115.20M
115.20M – 115.20M
+148.1% YoY
EBITDA
-80.27M
est: 3.23M (-2,585.7%)
-65.51M
est: 3.22M (-2,133.6%)
-79.91M
est: 567.4K (-14,182.7%)
8.7K
8.7K – 8.7K
-98.5% YoY
833.3K
833.3K – 833.3K
+9,424.9% YoY
2.76M
2.76M – 2.76M
+231.5% YoY
9.29M
9.29M – 9.29M
+236.2% YoY
23.04M
23.04M – 23.04M
+148.1% YoY
EBIT
-82.20M
est: 3.23M (-2,645.4%)
-68.50M
est: 3.22M (-2,226.2%)
-84.42M
est: 567.4K (-14,977.7%)
8.7K
8.7K – 8.7K
-98.5% YoY
833.3K
833.3K – 833.3K
+9,424.9% YoY
2.76M
2.76M – 2.76M
+231.5% YoY
9.29M
9.29M – 9.29M
+236.2% YoY
23.04M
23.04M – 23.04M
+148.1% YoY
Net Income
-73.79M
est: -81.84M (+9.8%)
-77.33M
est: -67.52M (-14.5%)
-79.62M
est: -79.62M (+0.0%)
-77.02M
-92.30M – -61.75M
+3.3% YoY
-83.38M
-107.94M – -58.81M
-8.2% YoY
-115.89M
-121.84M – -24.37M
-39.0% YoY
-62.38M
-62.38M – -62.38M
+46.2% YoY
-39.23M
-39.23M – -39.23M
+37.1% YoY
SGA
32.61M
est: 19.94M (+63.5%)
25.42M
est: 19.90M (+27.8%)
22.19M
est: 3.50M (+533.3%)
54.0K
54.0K – 54.0K
-98.5% YoY
5.15M
5.15M – 5.15M
+9,423.9% YoY
17.06M
17.06M – 17.06M
+231.5% YoY
57.35M
57.35M – 57.35M
+236.2% YoY
142.29M
142.29M – 142.29M
+148.1% YoY
EPS
-1.85
est: -1.32 (-40.5%)
-1.32
est: -1.09 (-20.9%)
-1.28
est: -1.33 (+4.1%)
-1.28
-1.49 – -0.99
+4.4% YoY
-1.31
-1.74 – -0.95
-3.0% YoY
-1.28
-1.96 – -0.39
+2.7% YoY
-1.00
-1.00 – -1.00
+21.5% YoY
-0.63
-0.63 – -0.63
+37.1% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-14 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-05-13 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-05-12 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-05-11 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-05-08 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-05-07 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-05-06 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-05-05 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-05-04 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-05-01 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-30 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-29 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-28 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-27 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-24 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-23 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-22 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-21 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-20 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-17 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-16 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-97.37M
OE per share TTM
-1.58
Owner's Yield
-69.41%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
315.0%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
18
Total invested
928.2K
Insider transactions (90d)
0
Beneficial owners (>5%)
27
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Ridgeback Capital Investments L.P.               66-0677421 4.35M 9.80% 4.35M 4.35M OO Delaware 2024-01-26
2 Ridgeback Capital Investments LLC              72-1614961 4.35M 9.80% 4.35M 4.35M OO Delaware 2024-01-26
3 Ridgeback Capital Management LLC              42-1684320 4.35M 9.80% 4.35M 4.35M OO Delaware 2024-01-26
4 David Kroin 4.18M 7.87% 4.18M HC, IN Delaware 2024-03-08
5 Deep Track Biotechnology Master Fund, Ltd. 4.18M 7.87% 4.18M CO Delaware 2024-03-08
6 Deep Track Capital, LP 4.18M 7.87% 4.18M IA, OO Delaware 2024-03-08
7 Benjamin Alexander Smith 3.17M 9.00% 3.17M IN Delaware 2023-02-08
8 Janaka Sheehan Maduraperuma 3.17M 9.00% 3.17M IN Delaware 2023-02-08
9 Laurion Capital Management LP 3.17M 9.00% 3.17M IA, PN Delaware 2023-02-08
10 Pfizer Inc.        13-5315170 2.99M 9.13% 2.99M CO 2022-02-11
11 Pfizer Ventures (US) LLC     82-5524518 2.99M 9.13% 2.99M OO 2022-02-11
12 RA Capital Management, L.P. 2.28M 7.00% 2.28M 2.28M IA, PN Delaware 2022-02-14
13 RTW Investments, LP 2.12M 6.50% 2.12M IA, PN Delaware 2022-02-14
14 Roderick Wong 2.12M 6.50% 2.12M HC, IN United States 2022-02-14
15 Peter Kolchinsky 1.91M 5.80% 1.91M HC, IN Delaware 2021-10-25
16 Rajeev Shah 1.91M 5.80% 1.91M HC, IN Delaware 2021-10-25
17 BVF Inc. 1.79M 5.50% 1.79M CO Delaware 2021-12-20
18 BVF Partners L.P. 1.79M 5.50% 1.79M IA, PN Delaware 2021-12-20
19 Mark N. Lampert 1.79M 5.50% 1.79M IN Delaware 2021-12-20
20 RA Capital Healthcare Fund, L.P. 1.69M 5.10% 1.69M PN Delaware 2021-10-25
21 BVF GP HOLDINGS LLC 1.67M 5.10% 1.67M OO Delaware 2021-12-20
22 BVF I GP LLC 942.1K 2.90% 942.1K OO Delaware 2021-12-20
23 Biotechnology Value Fund, L.P. 942.1K 2.90% 942.1K PN Delaware 2021-12-20
24 BVF II GP LLC 723.5K 2.20% 723.5K OO Delaware 2021-12-20
25 Biotechnology Value Fund II, L.P. 723.5K 2.20% 723.5K PN Delaware 2021-12-20
26 BVF Partners OS Ltd. 106.5K 1.00% 106.5K CO Delaware 2021-12-20
27 Biotechnology Value Trading Fund OS LP 106.5K 1.00% 106.5K PN Delaware 2021-12-20

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
18
-63 vs prev Q
New positions
2
Closed positions
62
Increased
5
Reduced
6
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 PFIZER INC 7.03M +— (+0.0%) 8.09M -7.5M (-48.2%) 11.24% -0.116 pp 3.42% -0.149 pp USD1.56 -26.3% 5 qtrs
2 LAURION CAPITAL MANAGEMENT LP 4.80M +1.2M (+32.3%) 5.52M -2.5M (-31.5%) 7.67% +1.811 pp 0.21% +0.067 pp USD4.38 -73.7% 17 qtrs
3 VANGUARD GROUP INC 2.34M +171.8K (+7.9%) 2.69M -2.1M (-44.1%) 3.73% +0.239 pp 0.00% +0.000 pp USD4.48 -74.3% 17 qtrs
4 PALO ALTO INVESTORS LP 1.04M +— (+0.0%) 1.19M -1.1M (-48.2%) 1.66% -0.017 pp 0.17% -0.260 pp USD1.91 -39.8% 6 qtrs
5 683 CAPITAL MANAGEMENT, LLC 891.9K +366.9K (+69.9%) 1.03M -139.8K (-12.0%) 1.43% +0.578 pp 0.04% -0.016 pp USD2.24 -48.7% 6 qtrs
6 JANE STREET GROUP, LLC 786.0K +482.3K (+158.8%) 903.9K +229.7K (+34.1%) 1.26% +0.766 pp 0.00% +0.000 pp USD1.13 +1.8% 9 qtrs
7 BLACKROCK, INC. 784.1K +100.4K (+14.7%) 901.7K -616.1K (-40.6%) 1.25% +0.149 pp 0.00% +0.000 pp USD3.14 -63.4% 6 qtrs
8 MILLENNIUM MANAGEMENT LLC 743.1K -72.2K (-8.9%) 854.6K -955.5K (-52.8%) 1.19% -0.129 pp 0.00% 0.000 pp USD2.43 -52.7% 17 qtrs
9 RENAISSANCE TECHNOLOGIES LLC 728.4K +152.0K (+26.4%) 837.6K -441.8K (-34.5%) 1.16% +0.234 pp 0.00% 0.000 pp USD1.65 -30.3% 15 qtrs
10 HEALTHINVEST PARTNERS AB 617.2K +617.2K (+100.0%) 709.8K +709.8K (+100.0%) 0.99% +0.987 pp 0.23% +0.227 pp USD1.15 +0.0% 1 qtrs NEW
11 BANK OF AMERICA CORP /DE/ 587.9K -28.1K (-4.6%) 676.0K -691.3K (-50.6%) 0.94% -0.055 pp 0.00% +0.000 pp USD2.25 -48.9% 17 qtrs
12 GEODE CAPITAL MANAGEMENT, LLC 577.2K +32.7K (+6.0%) 664.2K -545.0K (-45.1%) 0.92% +0.043 pp 0.00% +0.000 pp USD3.54 -67.5% 17 qtrs
13 LONGAEVA PARTNERS L.P. 503.2K +— (+0.0%) 578.7K -538.4K (-48.2%) 0.80% -0.008 pp 0.05% -0.113 pp USD2.22 -48.2% 2 qtrs
14 UBS GROUP AG 392.8K +19.0K (+5.1%) 451.7K -378.0K (-45.6%) 0.63% +0.024 pp 0.00% 0.000 pp USD1.70 -32.4% 12 qtrs
15 MARSHALL WACE, LLP 389.8K +389.8K (+100.0%) 448.2K +448.2K (+100.0%) 0.62% +0.623 pp 0.00% +0.000 pp USD1.15 +0.0% 8 qtrs
16 DECHENG CAPITAL LLC 326.8K +— (+0.0%) 375.8K -349.7K (-48.2%) 0.52% -0.005 pp 0.05% -0.076 pp USD1.80 -36.1% 9 qtrs
17 EXODUSPOINT CAPITAL MANAGEMENT, LP 317.8K +317.8K (+100.0%) 365.4K +365.4K (+100.0%) 0.51% +0.508 pp 0.00% +0.003 pp USD1.15 +0.0% 1 qtrs NEW
18 XTX TOPCO LTD 289.0K +271.3K (+1,533.0%) 332.4K +293.1K (+745.9%) 0.46% +0.433 pp 0.01% +0.007 pp USD1.15 +0.0% 11 qtrs
19 STATE STREET CORP 241.6K +39.6K (+19.6%) 277.9K -170.7K (-38.1%) 0.39% +0.060 pp 0.00% +0.000 pp USD2.98 -61.4% 17 qtrs
20 POINT72 ASSET MANAGEMENT, L.P. 188.1K +188.1K (+100.0%) 216.4K +216.4K (+100.0%) 0.30% +0.301 pp 0.00% +0.000 pp USD1.15 +0.0% 1 qtrs NEW
21 GRAHAM CAPITAL MANAGEMENT, L.P. 183.9K +183.9K (+100.0%) 211.5K +211.5K (+100.0%) 0.29% +0.294 pp 0.01% +0.005 pp USD1.15 +0.0% 1 qtrs NEW
22 BANK OF NEW YORK MELLON CORP 165.0K +— (+0.0%) 189.8K -176.6K (-48.2%) 0.26% -0.003 pp 0.00% +0.000 pp USD3.97 -71.0% 12 qtrs
23 QUBE RESEARCH & TECHNOLOGIES LTD 145.8K +115.0K (+373.3%) 167.7K +99.3K (+145.2%) 0.23% +0.183 pp 0.00% +0.000 pp USD1.32 -12.9% 10 qtrs
24 NEWEDGE WEALTH, LLC 116.0K +— (+0.0%) 133.4K -320.2K (-70.6%) 0.19% -0.002 pp 0.00% -0.005 pp USD3.67 -68.7% 6 qtrs
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 108.4K -29.1K (-21.2%) 124.7K -180.6K (-59.2%) 0.17% -0.049 pp 0.00% +0.000 pp USD2.62 -56.1% 11 qtrs
26 TWO SIGMA INVESTMENTS, LP 105.5K +59.0K (+126.9%) 121.4K +18.1K (+17.6%) 0.17% +0.094 pp 0.00% +0.000 pp USD1.62 -29.0% 2 qtrs
27 NORTHERN TRUST CORP 101.9K +1.2K (+1.2%) 117.2K -106.5K (-47.6%) 0.16% +0.000 pp 0.00% +0.000 pp USD3.75 -69.3% 17 qtrs
28 QUADRATURE CAPITAL LTD 100.5K +100.5K (+100.0%) 115.6K +115.6K (+100.0%) 0.16% +0.161 pp 0.00% +0.001 pp USD1.15 +0.0% 3 qtrs
29 MORGAN STANLEY 89.2K -17.4K (-16.3%) 102.6K -134.1K (-56.6%) 0.14% -0.030 pp 0.00% +0.000 pp USD2.07 -44.4% 17 qtrs
30 GOLDMAN SACHS GROUP INC 86.1K -39.3K (-31.3%) 99.1K -179.4K (-64.4%) 0.14% -0.065 pp 0.00% +0.000 pp USD3.08 -62.7% 8 qtrs
31 CITADEL ADVISORS LLC 75.5K +75.5K (+100.0%) 86.8K +86.8K (+100.0%) 0.12% +0.121 pp 0.00% +0.000 pp USD1.15 +0.0% 1 qtrs NEW
32 TORONTO DOMINION BANK 75.0K +75.0K (+100.0%) 86.3K +86.3K (+100.0%) 0.12% +0.120 pp 0.00% +0.000 pp USD1.15 +0.0% 1 qtrs NEW
33 BRIDGEWAY CAPITAL MANAGEMENT, LLC 72.7K -4.0K (-5.2%) 83.6K -86.7K (-50.9%) 0.12% -0.008 pp 0.00% -0.002 pp USD1.81 -36.5% 15 qtrs
34 OMERS ADMINISTRATION CORP 67.0K +67.0K (+100.0%) 77.1K +77.1K (+100.0%) 0.11% +0.107 pp 0.00% +0.001 pp USD1.15 +0.0% 1 qtrs NEW
35 CABLE CAR CAPITAL LLC 61.6K +— (+0.0%) 70.8K -65.9K (-48.2%) 0.10% -0.001 pp 0.00% -0.056 pp USD1.80 -36.1% 9 qtrs
36 BARCLAYS PLC 60.4K -3.7K (-5.8%) 69.4K -165.8K (-70.5%) 0.10% -0.007 pp 0.00% +0.000 pp USD2.30 -50.0% 7 qtrs
37 ROYAL BANK OF CANADA 55.6K -22.4K (-28.8%) 64.0K -109.0K (-63.0%) 0.09% -0.037 pp 0.00% +0.000 pp USD1.96 -41.3% 12 qtrs
38 53.0K +53.0K (+100.0%) 61.0K +61.0K (+100.0%) 0.08% +0.085 pp 0.01% +0.014 pp USD1.15 +0.0% 1 qtrs NEW
39 DIMENSIONAL FUND ADVISORS LP 50.1K +13.6K (+37.1%) 57.6K -23.5K (-29.0%) 0.08% +0.021 pp 0.00% +0.000 pp USD1.78 -35.4% 12 qtrs
40 UNIVERSITY OF CHICAGO 48.7K +— (+0.0%) 56.0K -52.1K (-48.2%) 0.08% -0.001 pp 0.03% -0.026 pp USD1.34 -14.2% 13 qtrs
41 VELAN CAPITAL INVESTMENT MANAGEMENT LP 40.0K -15.0K (-27.3%) 46.0K -76.1K (-62.3%) 0.06% -0.025 pp 0.03% -0.088 pp USD1.41 -18.4% 3 qtrs
42 COMMONWEALTH EQUITY SERVICES, LLC 39.8K -21.4K (-35.0%) 45.7K -90.3K (-66.4%) 0.06% -0.035 pp 0.00% 0.000 pp USD2.12 -45.8% 8 qtrs
43 HRT FINANCIAL LP 39.6K +24.3K (+157.5%) 45.0K +11.0K (+32.4%) 0.06% +0.039 pp 0.00% +0.000 pp USD1.13 +1.8% 3 qtrs
44 LPL FINANCIAL LLC 35.1K +21.1K (+150.7%) 40.4K +9.3K (+29.9%) 0.06% +0.034 pp 0.00% +0.000 pp USD1.86 -38.2% 6 qtrs
45 AMERICAN CENTURY COMPANIES INC 31.9K +31.9K (+100.0%) 36.7K +36.7K (+100.0%) 0.05% +0.051 pp 0.00% +0.000 pp USD1.15 +0.0% 1 qtrs NEW
46 LIGHTHOUSE INVESTMENT PARTNERS, LLC 28.9K +28.9K (+100.0%) 33.2K +33.2K (+100.0%) 0.05% +0.046 pp 0.00% +0.001 pp USD1.15 +0.0% 1 qtrs NEW
47 AVANZA FONDER AB 27.3K +27.3K (+100.0%) 31.4K +31.4K (+100.0%) 0.04% +0.044 pp 0.00% +0.001 pp USD1.15 +0.0% 1 qtrs NEW
48 CETERA INVESTMENT ADVISERS 27.3K -500.0 (-1.8%) 31.3K -30.3K (-49.1%) 0.04% -0.001 pp 0.00% +0.000 pp USD3.00 -61.7% 11 qtrs
49 MAIA WEALTH LLC 22.0K +22.0K (+100.0%) 29.6K +29.6K (+100.0%) 0.04% +0.035 pp 0.01% +0.005 pp USD1.15 +0.0% 1 qtrs NEW
50 BNP PARIBAS ARBITRAGE, SNC 24.3K +22.6K (+1,314.0%) 27.9K +24.1K (+632.5%) 0.04% +0.036 pp 0.00% +0.000 pp USD1.18 -2.5% 5 qtrs
51 ENGINEERS GATE MANAGER LP 22.8K +22.8K (+100.0%) 26.2K +26.2K (+100.0%) 0.04% +0.037 pp 0.00% +0.000 pp USD1.15 +0.0% 1 qtrs NEW
52 TWO SIGMA ADVISERS, LP 22.6K -29.9K (-56.9%) 26.0K -90.6K (-77.7%) 0.04% -0.049 pp 0.00% 0.000 pp USD2.22 -48.2% 2 qtrs
53 FOX RUN MANAGEMENT, L.L.C. 22.6K +22.6K (+100.0%) 26.0K +26.0K (+100.0%) 0.04% +0.036 pp 0.00% +0.004 pp USD1.15 +0.0% 1 qtrs NEW
54 ADVISOR GROUP HOLDINGS, INC. 17.2K +2.0K (+13.2%) 19.8K +324.0 (+1.7%) 0.03% +0.003 pp 0.00% +0.000 pp USD2.03 -43.3% 12 qtrs
55 JEFFERIES FINANCIAL GROUP INC. 16.0K +16.0K (+100.0%) 18.4K +18.4K (+100.0%) 0.03% +0.026 pp 0.00% +0.000 pp USD1.15 +0.0% 1 qtrs NEW
56 FMR LLC 12.9K -2.6K (-16.8%) 14.8K -19.5K (-56.9%) 0.02% -0.004 pp 0.00% +0.000 pp USD1.60 -28.1% 11 qtrs
57 PACES FERRY WEALTH ADVISORS, LLC 11.4K +11.4K (+100.0%) 13.2K +13.2K (+100.0%) 0.02% +0.018 pp 0.01% +0.005 pp USD1.15 +0.0% 1 qtrs NEW
58 TOWER RESEARCH CAPITAL LLC (TRC) 10.8K -2.2K (-16.7%) 12.4K -16.4K (-56.9%) 0.02% -0.004 pp 0.00% -0.001 pp USD1.90 -39.5% 17 qtrs
59 NEWEDGE ADVISORS, LLC 10.3K +10.0K (+4,000.0%) 11.8K +11.2K (+2,024.0%) 0.02% +0.016 pp 0.00% +0.000 pp USD1.19 -3.4% 12 qtrs
60 CHINA UNIVERSAL ASSET MANAGEMENT CO., LTD. 10.1K -725.0 (-6.7%) 11.7K -12.5K (-51.7%) 0.02% -0.001 pp 0.00% -0.001 pp USD1.54 -25.3% 5 qtrs
61 SIMPLEX TRADING, LLC 9.8K +2.4K (+31.7%) 11.3K -4.7K (-29.6%) 0.02% +0.004 pp 0.00% +0.000 pp USD1.50 -23.3% 7 qtrs
62 BALYASNY ASSET MANAGEMENT L.P. 8.2K +8.2K (+100.0%) 9.5K +9.5K (+100.0%) 0.01% +0.013 pp 0.00% +0.000 pp USD1.15 +0.0% 1 qtrs NEW
63 WINTHROP CAPITAL MANAGEMENT, LLC 6.0K +— (+0.0%) 7.0K -6.0K (-46.2%) 0.01% 0.000 pp 0.00% -0.002 pp USD1.56 -26.3% 5 qtrs
64 JPMORGAN CHASE & CO 5.5K +1.0K (+22.2%) 6.3K -3.7K (-36.7%) 0.01% +0.002 pp 0.00% +0.000 pp USD2.26 -49.1% 12 qtrs
65 MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. 3.0K +628.0 (+26.2%) 3.5K -1.8K (-34.6%) 0.00% +0.001 pp 0.00% +0.000 pp USD1.41 -18.4% 5 qtrs
66 CITIGROUP INC 2.9K +1.6K (+126.5%) 3.3K +494.0 (+17.4%) 0.00% +0.003 pp 0.00% +0.000 pp USD2.25 -48.9% 8 qtrs
67 WELLS FARGO & COMPANY/MN 2.3K +2.0K (+701.8%) 2.6K +2.0K (+315.2%) 0.00% +0.003 pp 0.00% +0.000 pp USD1.37 -16.1% 13 qtrs
68 FEDERATED HERMES, INC. 1.9K +1.9K (+100.0%) 2.2K +2.2K (+100.0%) 0.00% +0.003 pp 0.00% +0.000 pp USD1.15 +0.0% 1 qtrs NEW
69 GF FUND MANAGEMENT CO. LTD. 1.3K -57.0 (-4.3%) 1.5K -1.5K (-50.4%) 0.00% 0.000 pp 0.00% +0.000 pp USD1.49 -22.8% 5 qtrs
70 NISA INVESTMENT ADVISORS, LLC 961.00 +— (+0.0%) 1.1K -1.0K (-48.2%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.06 +8.5% 6 qtrs
71 PHYSICIAN WEALTH ADVISORS, INC. 943.00 +— (+0.0%) 1.1K -1.0K (-48.2%) 0.00% +0.000 pp 0.00% 0.000 pp USD1.10 +4.5% 3 qtrs
72 JONES FINANCIAL COMPANIES LLLP 500.00 +— (+0.0%) 575.00 -495.0 (-46.3%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.11 -45.5% 7 qtrs
73 US BANCORP \DE\ 94.00 +94.0 (+100.0%) 108.00 +108.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.15 +0.0% 1 qtrs NEW
74 SRS CAPITAL ADVISORS, INC. 14.00 +— (+0.0%) 16.00 -15.0 (-48.4%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.21 -48.0% 2 qtrs
75 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 12.00 +— (+0.0%) 14.00 -13.0 (-48.1%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.50 -23.3% 7 qtrs
76 SBI SECURITIES CO., LTD. 1.00 -1.0 (-50.0%) 1.00 -3.0 (-75.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.00 +15.0% 5 qtrs
77 ACADIAN ASSET MANAGEMENT LLC -43.1K (-100.0%) -94.0K (-100.0%) 0.00% -0.070 pp 0.00% 0.000 pp USD 4 qtrs SOLD
78 PERSISTENT ASSET PARTNERS LTD -34.6K (-100.0%) -76.9K (-100.0%) 0.00% -0.056 pp 0.00% -0.053 pp USD 2 qtrs SOLD
79 DRIEHAUS CAPITAL MANAGEMENT LLC -418.6K (-100.0%) -929.4K (-100.0%) 0.00% -0.676 pp 0.00% -0.007 pp USD 2 qtrs SOLD
80 PIER 88 INVESTMENT PARTNERS LLC -151.7K (-100.0%) -336.8K (-100.0%) 0.00% -0.245 pp 0.00% -0.063 pp USD 8 qtrs SOLD
81 DIADEMA PARTNERS LP -150.0K (-100.0%) -333.0K (-100.0%) 0.00% -0.242 pp 0.00% -0.085 pp USD 2 qtrs SOLD
82 PRUDENTIAL FINANCIAL INC -16.3K (-100.0%) -36.2K (-100.0%) 0.00% -0.026 pp 0.00% +0.000 pp USD 2 qtrs SOLD
83 CWM, LLC -414.0 (-100.0%) -1.0K (-100.0%) 0.00% -0.001 pp 0.00% +0.000 pp USD 6 qtrs SOLD
84 EVERSOURCE WEALTH ADVISORS, LLC -434.0 (-100.0%) -964.0 (-100.0%) 0.00% -0.001 pp 0.00% +0.000 pp USD 4 qtrs SOLD
85 SCHULHOFF & CO INC -275.0K (-100.0%) -610.5K (-100.0%) 0.00% -0.444 pp 0.00% -0.261 pp USD 10 qtrs SOLD
86 STEMPOINT CAPITAL LP -689.5K (-100.0%) -1.5M (-100.0%) 0.00% -1.114 pp 0.00% -0.307 pp USD 2 qtrs SOLD
87 TANG CAPITAL MANAGEMENT LLC -2.5M (-100.0%) -5.6M (-100.0%) 0.00% -4.038 pp 0.00% -0.214 pp USD 4 qtrs SOLD
88 AQR CAPITAL MANAGEMENT LLC -13.8K (-100.0%) -30.7K (-100.0%) 0.00% -0.022 pp 0.00% +0.000 pp USD 5 qtrs SOLD
89 JACOBS LEVY EQUITY MANAGEMENT, INC -60.3K (-100.0%) -133.9K (-100.0%) 0.00% -0.097 pp 0.00% -0.001 pp USD 2 qtrs SOLD
90 WALLEYE CAPITAL LLC -119.6K (-100.0%) -265.4K (-100.0%) 0.00% -0.193 pp 0.00% -0.001 pp USD 2 qtrs SOLD
91 PERCEPTIVE ADVISORS LLC -1.2M (-100.0%) -2.6M (-100.0%) 0.00% -1.903 pp 0.00% -0.076 pp USD 2 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 19 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 iShares Micro-Cap ETF IWC 0.03% 444.7K 0.60%
2 Invesco NASDAQ Biotech UCITS ETF SBIO.L 0.01% 53.9K 0.40%
3 Invesco Nasdaq Biotechnology ETF IBBQ 0.01% 8.7K 0.19%
4 iShares Biotechnology ETF IBB 0.01% 1.02M 0.44%
5 iShares Nasdaq US Biotechnology UCITS ETF BTEC.L 0.01% 114.9K 0.35%
6 iShares Nasdaq US Biotechnology UCITS ETF BTEE.L 0.01% 7.7K 0.35%
7 ProShares Ultra Nasdaq Biotechnology BIB 0.01% 5.7K 1.19%
8 Vanguard Extended Market ETF VXF 0.00% 983.1K 0.05%
9 U.S. Micro Cap Portfolio ETF DFMC 0.00% 27.7K 0.43%
10 Vanguard U.S. Total Market Index ETF VUN.TO 0.00% 14.9K 0.17%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
10
Sells
0
Shares acquired
1.38M
Shares disposed
Cash buys
Cash sales
Net activity
+1,383,296
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-03-24 Wadhane Jitendra Officer A-Award A Stock Option (Right to Buy) 262,635 1.36 357.2K 262,635 D
2026-03-24 Palani Santhosh Director A-Award A Stock Option (Right to Buy) 45,867 1.36 62.4K 45,867 D
2026-03-24 Metzger Michael A Director A-Award A Stock Option (Right to Buy) 45,867 1.36 62.4K 45,867 D
2026-03-24 Lewis-Hall Freda C Director A-Award A Stock Option (Right to Buy) 45,867 1.36 62.4K 45,867 D
2026-03-24 HUMPHREY RACHEL Director A-Award A Stock Option (Right to Buy) 45,867 1.36 62.4K 45,867 D
2026-03-24 FLAVIN JOHN L Director A-Award A Stock Option (Right to Buy) 45,867 1.36 62.4K 45,867 D
2026-03-24 Dupont Jakob Director A-Award A Stock Option (Right to Buy) 45,867 1.36 62.4K 45,867 D
2026-03-24 Cline Darren S Director A-Award A Stock Option (Right to Buy) 45,867 1.36 62.4K 45,867 D
2026-02-03 Civik Thomas Director / Officer A-Award A Stock Option (Right to Buy) 690,131 1.49 1.03M 690,131 D
2025-04-21 HUMPHREY RACHEL Director S-Sale D Common Stock 13,896 1.03 14.4K 81,309 D
2025-04-17 HUMPHREY RACHEL Director S-Sale D Common Stock 200 0.97 194.00 95,205 D
2025-04-14 HUMPHREY RACHEL Director S-Sale D Common Stock 1,400 0.97 1.4K 95,405 D
2025-03-31 Wadhane Jitendra Officer A-Award A Stock Option (Right to Buy) 263,782 0.98 258.5K 263,782 D
2025-03-31 Sullivan Lara Director / Officer A-Award A Stock Option (Right to Buy) 918,308 0.98 899.9K 918,308 D
2025-03-31 Palani Santhosh Director A-Award A Stock Option (Right to Buy) 36,979 0.98 36.2K 36,979 D
2025-03-31 Metzger Michael A Director A-Award A Stock Option (Right to Buy) 36,979 0.98 36.2K 36,979 D
2025-03-31 Lewis-Hall Freda C Director A-Award A Stock Option (Right to Buy) 36,979 0.98 36.2K 36,979 D
2025-03-31 HUMPHREY RACHEL Director A-Award A Stock Option (Right to Buy) 36,979 0.98 36.2K 36,979 D
2025-03-31 FLAVIN JOHN L Director A-Award A Stock Option (Right to Buy) 36,979 0.98 36.2K 36,979 D
2025-03-31 Dupont Jakob Director A-Award A Stock Option (Right to Buy) 36,979 0.98 36.2K 36,979 D
2025-03-31 Connealy Pamela Ann Officer A-Award A Stock Option (Right to Buy) 414,163 0.98 405.9K 414,163 D
2025-03-31 Cline Darren S Director A-Award A Stock Option (Right to Buy) 36,979 0.98 36.2K 36,979 D
2025-03-31 Civik Thomas Director A-Award A Stock Option (Right to Buy) 36,979 0.98 36.2K 36,979 D
2024-12-23 Wadhane Jitendra Officer A-Award A Stock Option (Right to Buy) 150,000 1.67 250.5K 150,000 D
2024-12-23 Sullivan Lara Director / Officer A-Award A Stock Option (Right to Buy) 1,135,000 1.67 1.90M 1,135,000 D
2024-12-23 Connealy Pamela Ann Officer A-Award A Stock Option (Right to Buy) 310,000 1.67 517.7K 310,000 D
2024-11-26 Connealy Pamela Ann Officer P-Purchase A Common Stock 83,400 1.96 163.5K 1,199,143 I
2024-06-10 Metzger Michael A Director A-Award A Stock Option (Right to Buy) 70,683 3.97 280.6K 70,683
2024-06-07 Palani Santhosh Director A-Award A Common Stock 6,000 0.00 6,000
2024-03-26 Wadhane Jitendra Officer A-Award A Common Stock 131,484 0.00 398,421
2024-03-26 Sullivan Lara Director / Officer A-Award A Stock Option (Right to Buy) 1,071,242 3.83 4.10M 1,071,242
2024-03-26 Lewis-Hall Freda C Director A-Award A Common Stock 35,219 0.00 241,405
2024-03-26 HUMPHREY RACHEL Director A-Award A Common Stock 38,741 0.00 96,805
2024-03-26 FLAVIN JOHN L Director A-Award A Common Stock 35,219 0.00 413,015
2024-03-26 Dupont Jakob Director A-Award A Common Stock 38,741 0.00 38,741
2024-03-26 Connealy Pamela Ann Officer A-Award A Common Stock 328,710 0.00 1,110,293
2024-03-26 Cline Darren S Director A-Award A Common Stock 35,219 0.00 251,405
2024-03-26 Civik Thomas Director A-Award A Stock Option (Right to Buy) 44,024 3.83 168.6K 44,024
2024-03-12 Palani Santhosh Director A-Award A Stock Option (Right to Buy) 69,760 5.70 397.6K 69,760
2023-12-29 Kobayashi Ken Officer A-Award A Stock Option (Right to Buy) 443,514 1.80 798.3K 443,514
2023-11-29 Connealy Pamela Ann Officer F-InKind D Common Stock 36,949 1.40 51.7K 781,583
2023-11-27 Kobayashi Ken Officer 0 0.00 0
2023-11-15 Wadhane Jitendra Officer A-Award A Common Stock 40,000 0.00 266,937
2023-09-28 Connealy Pamela Ann Officer P-Purchase A Common Stock 8,000 1.87 15.0K 818,532
2023-09-27 Wadhane Jitendra Officer P-Purchase A Common Stock 2,500 1.87 4.7K 226,937
2023-09-27 Connealy Pamela Ann Officer P-Purchase A Common Stock 6,426 1.85 11.9K 810,532
2023-09-25 Wadhane Jitendra Officer P-Purchase A Common Stock 5,000 1.77 8.9K 224,437
2023-09-25 Connealy Pamela Ann Officer P-Purchase A Common Stock 12,000 1.67 20.0K 804,106
2023-09-22 Wadhane Jitendra Officer P-Purchase A Common Stock 2,500 1.74 4.3K 219,437
2023-09-22 Dupont Jakob Director A-Award A Stock Option (Right to Buy) 392,461 1.60 627.9K 392,461
2023-09-22 Connealy Pamela Ann Officer P-Purchase A Common Stock 5,000 1.74 8.7K 792,106
2023-09-18 Sullivan Lara Director / Officer S-Sale D Common Stock 8,541 2.10 17.9K 2,403,882
2023-09-14 Sullivan Lara Director / Officer S-Sale D Common Stock 100 2.25 225.00 2,412,423
2023-09-13 Sullivan Lara Director / Officer S-Sale D Common Stock 3,000 2.27 6.8K 2,597,265
2023-09-12 Sullivan Lara Director / Officer S-Sale D Common Stock 4,917 2.25 11.1K 2,600,265
2023-09-11 Sullivan Lara Director / Officer S-Sale D Common Stock 20,000 2.27 45.4K 2,605,182
2023-09-07 Wadhane Jitendra Officer A-Award A Common Stock 93,896 0.00 211,937
2023-09-07 Sullivan Lara Director / Officer A-Award A Common Stock 469,483 0.00 2,625,182
2023-09-07 Connealy Pamela Ann Officer A-Award A Common Stock 187,793 0.00 782,106
2023-08-23 Dupont Jakob Director A-Award A Stock Option (Right to buy) 17,250 15.37 265.1K 17,250
2023-03-24 Yanchik Connealy Pamela Officer A-Award A Common Stock 209,803 0.00 594,313
2023-03-24 Wadhane Jitendra Officer A-Award A Stock Option (Right to buy) 157,257 2.21 347.5K 157,257
2023-03-24 Sullivan Lara Director / Officer A-Award A Stock Option (Right to buy) 990,461 2.21 2.19M 990,461
2023-03-24 Lewis-Hall Freda C Director A-Award A Common Stock 139,355 0.00 206,186
2023-03-24 HUMPHREY RACHEL Director A-Award A Common Stock 58,064 0.00 58,064
2023-03-24 Feingold Jay Officer A-Award A Stock Option (Right to buy) 17,517 2.21 38.7K 17,517
2023-03-24 FLAVIN JOHN L Director A-Award A Common Stock 139,355 0.00 377,796
2023-03-24 Cline Darren S Director A-Award A Common Stock 139,355 0.00 216,186
2023-03-24 Civik Thomas Director A-Award A Common Stock 139,355 0.00 206,186
2023-03-17 PFIZER INC 10% Owner P-Purchase A Common Stock, $0.001 par value per share 1,811,594 2.76 5.00M 5,952,263
2023-01-03 Yanchik Connealy Pamela Officer A-Award A Common Stock 43,493 0.00 384,510
2023-01-03 Sullivan Lara Officer A-Award A Common Stock 95,684 0.00 1,452,320
2023-01-03 Feingold Jay Officer A-Award A Common Stock 53,931 0.00 520,542
2022-10-06 Pfizer Ventures (US) LLC Director D Common Stock, $0.001 par value per share 0 0.00 4,140,669
2022-08-11 HUMPHREY RACHEL 0 0.00 0
2022-08-03 Wadhane Jitendra Officer D Common Stock 0 0.00 43,648
2022-04-26 BARCLAYS PLC 10% Owner 0 0.00 0
2022-04-25 BARCLAYS PLC Director I Common Stock, par value $0.001 per share 0 0.00 3,477,945
2022-04-21 Chin Mark Director S-Sale D Common Stock 1,745,761 3.05 5.32M 0
2022-04-14 Yanchik Connealy Pamela Officer A-Award A Common Stock 93,493 0.00 341,017
2022-04-14 Sullivan Lara Officer A-Award A Common Stock 315,273 0.00 1,356,636
2022-04-14 Feingold Jay Officer A-Award A Common Stock 115,931 0.00 466,611
2022-03-31 Yanchik Connealy Pamela Director / Officer A-Award A Common Stock 247,524 0.00 247,524
2022-03-31 Sullivan Lara Director / Officer A-Award A Common Stock 742,574 0.00 1,041,363
2022-03-31 Lewis-Hall Freda C Director A-Award A Common Stock 66,831 0.00 66,831
2022-03-31 Feingold Jay Director / Officer A-Award A Common Stock 306,930 0.00 350,680
2022-03-31 FLAVIN JOHN L Director A-Award A Common Stock 66,831 0.00 238,441
2022-03-31 Cline Darren S Director A-Award A Common Stock 66,831 0.00 76,831
2022-03-31 Civik Thomas Director A-Award A Common Stock 66,831 0.00 66,831
2022-03-31 Chin Mark Director A-Award A Common Stock 66,831 0.00 66,831
2021-12-08 Cline Darren S Director P-Purchase A Common Stock 10,000 9.39 93.9K 10,000
2021-12-06 Yanchik Connealy Pamela Officer A-Award A Stock Option (Right to buy) 52,944 9.64 510.4K 52,944
2021-11-18 Civik Thomas Director P-Purchase A Common Stock 15,700 12.74 200.0K 15,700
2021-10-13 FLAVIN JOHN L Director C-Conversion D Series B Convertible Preferred Stock 15,190 0.00 0
2021-10-13 Cormorant Asset Management, LP C-Conversion D Series B Convertible Preferred Stock 668,854 0.00 0
2021-10-13 Chin Mark Director C-Conversion A Common Stock 1,433,261 0.00 1,433,261
2021-10-13 Bayer World Investments B.V. C-Conversion A Common Stock 2,742,338 0.00 2,742,338
2021-10-07 Yanchik Connealy Pamela Director / Officer D Stock Option (Right to buy) 10,304 8.71 89.7K
2021-10-07 Sullivan Lara Director / Officer D Stock Option (Right to buy) 990,461 5.34 5.29M 0
2021-10-07 Shah Ritu Director / Officer D Stock Option (Right to buy) 7,212 8.71 62.8K
2021-10-07 Lewis-Hall Freda C Director D Stock Option (Right to buy) 15,725 8.71 137.0K
2021-10-07 Herbst Ronald Director / Officer D Stock Option (Right to buy) 10,304 8.71 89.7K
2021-10-07 Feingold Jay Director / Officer D Stock Option (Right to buy) 17,517 8.71 152.6K
2021-10-07 FLAVIN JOHN L Director D Stock Option (Right to buy) 15,725 8.71 137.0K
2021-10-07 Cormorant Private Healthcare Fund III LP Director I Series B Convertible Preferred Stock 668,854 0.00
2021-10-07 Cormorant Asset Management, LP 10% Owner I Series B Convertible Preferred Stock 668,854 0.00 0
2021-10-07 Cline Darren S Director D Stock Option (Right to buy) 15,725 8.71 137.0K
2021-10-07 Civik Thomas Director D Stock Option (Right to buy) 15,725 8.71 137.0K
2021-10-07 Chin Mark Director D Stock Option (Right to buy) 15,725 8.71 137.0K
2021-10-07 BAYER AKTIENGESELLSCHAFT Director D Series B Convertible Preferred Stock 955,507 0.00

Executive team

Top executives
EBIT / Employee
-19.2K
Shares Outstanding
62.83M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 Lara Sullivan, M.D. Former President, Chief Executive Officer and Chief Medical Officer 646.9K 723.1K 291.1K 10.5K 1.67M 43.26%
2 2025 Pamela Connealy Former Chief Financial Officer and Chief Operating Officer 262.8K 402.4K 349.1K 411.0K 1.43M 52.73%
3 2025 Jitendra Wadhane Principal Financial and Accounting Officer 414.0K 207.7K 134.6K 10.5K 766.8K 27.09%
4 2024 Lara Sullivan, M.D. President, Chief Executive Officer and Chief Medical Officer 625.0K 1.25M 4.77M 421.9K 10.4K 7.07M 85.05%
5 2024 Lara Sullivan, M.D. Former President, Chief Executive Officer and Chief Medical Officer 625.0K 1.25M 4.77M 421.9K 10.4K 7.07M 85.05%
6 2024 Pamela Connealy Chief Financial Officer and Chief Operating Officer 504.0K 1.41M 393.6K 249.5K 10.4K 2.57M 70.29%
7 2024 Pamela Connealy Former Chief Financial Officer and Chief Operating Officer 504.0K 1.41M 393.6K 249.5K 10.4K 2.57M 70.29%
8 2024 Ken Kobayashi, M.D. Former Chief Medical Officer 500.0K 140.0K 10.4K 650.4K 0.00%
9 2023 Lara Sullivan, M.D. President and Chief Executive Officer 625.0K 200.0K 2.69M 546.1K 375.0K 9.9K 4.44M 72.77%
10 2023 Lara Sullivan, M.D. President, Chief Executive Officer and Chief Medical Officer 625.0K 200.0K 2.69M 546.1K 375.0K 9.9K 4.44M 72.77%
11 2023 Pamela Connealy Chief Financial Officer and Chief Operating Officer 473.0K 923.7K 188.0K 226.8K 9.9K 1.82M 61.03%
12 2023 Jay Feingold, M.D., Ph.D. Former Chief Medical Officer 229.2K 538.1K 97.1K 286.2K 1.05M 60.29%
13 2023 Ken Kobayashi, M.D. Chief Medical Officer 49.2K 812.1K 18.6K 880.0K 92.29%
14 2023 Ken Kobayashi, M.D. Former Chief Medical Officer 49.2K 812.1K 18.6K 880.0K 92.29%
15 2022 Lara Sullivan, M.D. President and Chief Executive Officer 565.0K 4.15M 301.4K 9.9K 5.03M 82.57%
16 2022 Lara Sullivan, M.D., President and Chief Executive Officer 565.0K 4.15M 301.4K 9.6K 5.03M 82.57%
17 2022 Jay Feingold, M.D., Ph.D. Former Chief Medical Officer 500.0K 1.66M 220.4K 9.9K 2.39M 69.49%
18 2022 Jay Feingold, M.D., Ph.D., Chief Medical Officer 500.0K 1.66M 220.4K 9.6K 2.39M 69.50%
19 2022 Pamela Connealy Chief Financial Officer and Chief Operating Officer 430.0K 1.34M 245.5K 9.9K 2.03M 66.18%
20 2022 Pamela Connealy, Chief Financial Officer and Chief Operating Officer 430.0K 1.34M 245.5K 9.6K 2.03M 66.19%
21 2021 Lara Sullivan, M.D., Chief Executive Officer 565.0K 16.36M 341.8K 17.27M 94.75%
22 2021 Lara Sullivan, M.D., President and Chief Executive Officer 565.0K 16.36M 341.8K 17.27M 94.75%
23 2021 Jay Feingold, M.D., Ph.D., Chief Medical Officer 151.5K 700.0K 6.60M 255.1K 7.71M 94.73%
24 2021 Jay Feingold, M.D., Ph.D. Chief Medical Officer 151.5K 700.0K 6.60M 255.1K 7.71M 94.73%
25 2021 Pamela Connealy Chief Financial Officer 195.5K 2.27M 252.5K 18.8K 2.74M 82.94%
26 2021 Pamela Connealy, Chief Financial Officer and Chief Operating Officer 195.5K 2.27M 252.5K 18.8K 2.74M 82.94%
27 2020 Lara Sullivan, M.D., Chief Executive Officer 375.0K 180.0K 555.0K 0.00%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-30 DEFA14A
2026-04-30 DEF 14A
2025-04-29 DEFA14A
2025-04-29 DEF 14A
2024-09-25 DEF 14A
2024-09-13 PRE 14A
2024-04-26 DEFA14A
2024-04-26 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-14 8-K
2026-05-14 10-Q
2026-04-30 DEFA14A
2026-04-30 DEF 14A
2026-04-30 ARS
2026-04-30 8-K/A
2026-03-25 4
2026-03-25 4
2026-03-25 4
2026-03-25 4

Executive team

NameTitleCompensationGender
Thomas Civik Interim CEO & Director 47.5K male
Balu N. Balasubramanian Interim Chief Technology Officer
Charles T. Gombar Senior Vice President of Portfolio & Program Management
Chris Cohen Head of Drug Safety & Pharmacovigilance
Donna Regalado Head of Human Resources
Hongwei Wang Head of ADC Development & Clinical Strategy
Jan Pinkas Chief Scientific Officer
Alex Kane Senior Vice President of Investor Relations & Capital Markets male
Marsha Crochiere Head of Translational Medicine & Research female
Michael Bui Head of Global Regulatory Affairs
Shui He Head of Biometrics
Stephen T. Worsley Senior Vice President & Chief Business Officer male
ESG Rating
B
BIOTECHNOLOGY
Rank: 559 out of 710
2025
E (Environmental)
57.2 / 56.3
Company / Sector avg.
S (Social)
60.4 / 62.4
Company / Sector avg.
G (Governance)
60.8 / 60.9
Company / Sector avg.
ESG Total
59.5 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits