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Palatin Technologies, Inc. (PTN)

USD9.05 +0.20 (+2.26%)
US NASDAQ Healthcare Biotechnology
Address 11 Deer Park Drive 8512
Monmouth Junction, NJ, US
CEO Carl Spana
IPO 1997-10-15
ISIN US6960776010

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Also trades on London Stock Exchange · 0KF3.L (USD) New York Stock Exchange American · PTN (USD)
Description

Palatin Technologies, Inc., a biopharmaceutical company, develops first-in-class medicines based on molecules that modulate the activity of the melanocortin receptor system in the United States. It is developing oral small molecule PL7737 MC4R agonist in preclinical studies; long-acting peptide MC4R agonists; and Bremelanotide co-administration with Tirzepatide to treat obesity in Phase 2 trial, as well as Bremelanotide co-formulated with a PDE5i for the treatment of ED in patients not adequately responsive to PDE5i monotherapy. The company also develops PL9643 for dry eye disease and anti-inflammatory ocular indications; and oral PL8177 for the treatment inflammatory bowel diseases. Palatin Technologies, Inc. was incorporated in 1986 and is based in Monmouth Junction, New Jersey.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD9.05 +0.20 (+2.26%)
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Volume Profile
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Liquidity & share structure
Average Volume
14.2K
Beta
-0.11
Float Shares
23.53M
Free Float %
90.5%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-16.01% -9.27% -10.59% -4.83% +53.24% +7.61% +267.78% -87.22% -97.24% -97.50% -99.97%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (3 ratings, all time) Buy
Price Targets & DCF
Current price
9.05
Low 50.00 +452.5%
Consensus 55.00 +507.7%
Median 55.00 +507.7%
High 60.00 +563.0%
DCF (Levered) 4.46 -50.7%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 100% Bullish
Rating 2025-05 Change
Strong Buy 1 0
Buy 0 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year 2
55.00
+507.7%
All Time 2
55.00
+507.7%
Quality scores
Altman Z-Score
49.03
Safe zone
Piotroski F-Score
3 / 9
Average
MOAT Score
3 / 10
No MOAT
Composite Rating
C+
Overall Score
2 / 5
Medium
DCF Score
5 / 5
High
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
3 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
1 / 5
Low
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
    -100.0%
  • EPS growth Biotechnology: +29.7%
    -1,491.6% Q1'26: +41.3% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
  • EBIT margin Biotechnology: +0.0%
  • ROIC Biotechnology: -16.1%
    Q1'26: +0.0% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    -96.3% Q1'26: -48.6% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -0.01× Q1'26: -0.05× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.95) × ERP
WACC = 98% × Ke + 2% × Kd (9.2%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 9.05
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Jun 2015
actual
Jun 2017
actual
Jun 2018
actual
Jun 2019
actual
Jun 2020
actual
Jun 2021
actual
Jun 2022
actual
Jun 2023
actual
Jun 2024
actual
Jun 2025
actual
Jun 2026
1 Rev. Ana.
1 EPS Ana.
Jun 2027
1 Rev. Ana.
1 EPS Ana.
Jun 2028
1 Rev. Ana.
1 EPS Ana.
Revenue
12.95M
est: 13.48M (-3.9%)
44.72M
est: 20.10M (+122.6%)
67.13M
est: 55.37M (+21.2%)
60.30M
est: 11.7K (+516,746.5%)
118.0K
est: 112.0K (+5.3%)
-188.6K
est: 187.7K (-200.5%)
1.47M
est: 900.0K (+63.2%)
4.85M
est: 4.32M (+12.2%)
4.49M
est: 4.12M (+9.0%)
est: 5.25M (-100.0%)
74.49M
74.49M – 74.49M
+1,318.8% YoY
152.36M
152.36M – 152.36M
+104.6% YoY
111.30M
111.30M – 111.30M
-27.0% YoY
EBITDA
-17.42M
est: -2.70M (-546.3%)
-10.51M
est: -4.02M (-161.5%)
25.98M
est: -11.07M (+334.6%)
35.80M
est: -2.3K (+1,534,731.6%)
-22.34M
est: -22.4K (-99,644.1%)
-33.52M
est: -37.5K (-89,213.2%)
-35.68M
est: -180.0K (-19,723.8%)
-28.40M
est: -864.9K (-3,183.9%)
-29.38M
est: -824.0K (-3,465.5%)
-17.03M
est: -1.05M (-1,522.2%)
-14.90M
-14.90M – -14.90M
-1,318.8% YoY
-30.47M
-30.47M – -30.47M
-104.6% YoY
-22.26M
-22.26M – -22.26M
+27.0% YoY
EBIT
-17.54M
est: -2.70M (-550.6%)
-10.54M
est: -4.02M (-162.3%)
25.93M
est: -11.07M (+334.1%)
35.74M
est: -2.3K (+1,532,218.3%)
-22.41M
est: -22.4K (-99,930.7%)
-33.60M
est: -37.5K (-89,411.9%)
-36.17M
est: -180.0K (-19,993.8%)
-28.69M
est: -864.9K (-3,217.2%)
-29.72M
est: -824.0K (-3,506.7%)
-17.29M
est: -1.05M (-1,546.9%)
-14.90M
-14.90M – -14.90M
-1,318.8% YoY
-30.47M
-30.47M – -30.47M
-104.6% YoY
-22.26M
-22.26M – -22.26M
+27.0% YoY
Net Income
-17.67M
est: -1.45M (-1,121.0%)
-13.33M
est: -1.82M (-633.7%)
24.70M
est: 1.08M (+2,194.3%)
35.77M
est: -1.29M (+2,868.3%)
-22.43M
est: -1.15M (-1,844.6%)
-33.57M
est: -1.46M (-2,205.2%)
-36.20M
est: -1.70M (-2,025.6%)
-24.04M
est: -1.02M (-2,249.9%)
-29.74M
est: -1.35M (-2,098.8%)
-17.31M
est: -533.0K (-3,147.4%)
1.01M
1.01M – 1.01M
+289.9% YoY
3.04M
3.04M – 3.04M
+200.0% YoY
279.9K
279.9K – 279.9K
-90.8% YoY
SGA
5.68M
est: -198.90M (+102.9%)
9.61M
est: -296.61M (+103.2%)
8.64M
est: -817.27M (+101.1%)
9.70M
est: -172.2K (+5,732.4%)
9.77M
est: -1.65M (+690.7%)
17.34M
est: -2.77M (+725.9%)
16.51M
est: -13.28M (+224.3%)
15.29M
est: -63.83M (+124.0%)
12.27M
est: -60.81M (+120.2%)
7.55M
est: -77.49M (+109.7%)
-1.10B
-1.10B – -1.10B
-1,318.8% YoY
-2.25B
-2.25B – -2.25B
-104.6% YoY
-1.64B
-1.64B – -1.64B
+27.0% YoY
EPS
-3.65
est: -2.69 (-35.8%)
-1.81
est: -3.38 (+46.4%)
3.12
est: 2.00 (+56.0%)
4.31
est: -2.40 (+279.6%)
-2.38
est: -2.14 (-11.1%)
-3.55
est: -2.71 (-31.2%)
-3.79
est: -3.16 (-19.8%)
-2.21
est: -1.90 (-16.3%)
-2.02
est: -2.51 (+19.6%)
-32.15
est: -0.99 (-3,147.5%)
1.88
1.88 – 1.88
+289.9% YoY
5.64
5.64 – 5.64
+200.0% YoY
0.52
0.52 – 0.52
-90.8% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-13 C+ 2/5 5/5 1/5 1/5 3/5 1/5 1/5
2026-05-12 B- 3/5 5/5 1/5 1/5 3/5 1/5 4/5
2026-05-11 B- 3/5 5/5 1/5 1/5 3/5 1/5 4/5
2026-05-08 B- 3/5 5/5 1/5 1/5 3/5 1/5 4/5
2026-05-07 B- 3/5 5/5 1/5 1/5 3/5 1/5 4/5
2026-05-06 B- 3/5 5/5 1/5 1/5 3/5 1/5 4/5
2026-05-05 B- 3/5 5/5 1/5 1/5 3/5 1/5 4/5
2026-05-04 B- 3/5 5/5 1/5 1/5 3/5 1/5 4/5
2026-05-01 B- 3/5 5/5 1/5 1/5 3/5 1/5 4/5
2026-04-30 B- 3/5 5/5 1/5 1/5 3/5 1/5 4/5
2026-04-29 B- 3/5 5/5 1/5 1/5 3/5 1/5 4/5
2026-04-28 B- 3/5 5/5 1/5 1/5 3/5 1/5 4/5
2026-04-27 B- 2/5 5/5 1/5 1/5 2/5 1/5 4/5
2026-04-24 B- 2/5 5/5 1/5 1/5 2/5 1/5 4/5
2026-04-23 B- 2/5 5/5 1/5 1/5 2/5 1/5 4/5
2026-04-22 B- 2/5 5/5 1/5 1/5 2/5 1/5 4/5
2026-04-21 B- 2/5 5/5 1/5 1/5 2/5 1/5 4/5
2026-04-20 B- 2/5 5/5 1/5 1/5 2/5 1/5 4/5
2026-04-17 B- 2/5 5/5 1/5 1/5 2/5 1/5 4/5
2026-04-16 B- 2/5 5/5 1/5 1/5 2/5 1/5 4/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-16.77M
OE per share TTM
-8.96
Owner's Yield
-25.90%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
9.9%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
22
Total invested
13.00M
Insider transactions (90d)
0
Beneficial owners (>5%)
29
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 BAM Management, LLC 9.48M 9.86% 9.48M OO Delaware, U.S.A. 2009-08-17
2 BAM Opportunity Fund, L.P. 9.48M 9.86% 9.48M PN Delaware, U.S.A. 2009-08-17
3 Ross Berman 9.48M 9.86% 9.48M IN United States of America 2009-08-17
4 LLC 5.10M 2.54% 5.10M 5.10M OO Delaware 2018-02-14
5 QVT Financial LP 5.10M 2.54% 5.10M 5.10M PN Delaware 2018-02-14
6 Deerfield Special Situations Fund International Limited 3.93M 9.99% 3.93M CO Delaware 2011-03-07
7 01-0798253 3.89M 9.99% 3.89M OO Delaware 2012-07-10
8 11-3694007 3.89M 9.99% 3.89M OO Delaware 2012-07-10
9 LP 3.79M 1.90% 3.79M 3.79M PN Islands 2018-02-14
10 (1) BlackRock, Inc. 3.74M 1.60% 3.74M 3.74M HC Delaware 2020-07-10
11 QUOGUE CAPITAL LLC 3.65M 11.00% 3.65M 3.65M OO New York 2011-02-28
12 WAYNE P. ROTHBAUM 3.65M 11.00% 3.65M 3.65M IN United States 2011-02-28
13 BVF Inc. 3.40M 4.80% 3.40M CO Delaware 2016-02-16
14 BVF Partners L.P. 3.40M 4.80% 3.40M IA, PN Delaware 2016-02-16
15 Mark N. Lampert 3.40M 4.80% 3.40M IN United States 2016-02-16
16 Deerfield Management Company, L.P. 2.97M 2.18% 2.97M PN Delaware 2017-02-14
17 Deerfield Mgmt, L.P. 2.97M 2.18% 2.97M PN Delaware 2017-02-14
18 Deerfield Special Situations Fund, L.P. 2.97M 2.18% 2.97M PN Delaware 2017-02-14
19 James E. Flynn 2.97M 2.18% 2.97M IN Delaware 2017-02-14
20 98-1034191 2.96M 7.59% 2.96M PN Delaware 2012-07-10
21 Deerfield Capital, L.P. 2.57M 7.12% 2.57M PN Delaware 2011-03-07
22 Tax ID # 57-1156902 1.80M 5.12% IA State of Delaware 2012-01-13
23 BVF Investments, L.L.C. 1.57M 2.30% 1.57M OO Delaware 2016-02-16
24 Armistice Capital, LLC 1.06M 9.99% 1.06M IA, OO Delaware 2023-02-14
25 Steven Boyd 1.06M 9.99% 1.06M HC, IN United States of America 2023-02-14
26 Biotechnology Value Fund, L.P. 784.0K 1.10% 784.0K PN Delaware 2016-02-16
27 Biotechnology Value Fund II, L.P. 542.0K 1.00% 542.0K PN Delaware 2016-02-16
28 MSI BVF SPV, LLC 312.5K 1.00% 312.5K IA, PN Delaware 2016-02-16
29 Investment 10, L.L.C. 195.0K 1.00% 195.0K OO Illinois 2016-02-16

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2025 Q4
Investors holding
22
+22 vs prev Q
New positions
22
Closed positions
0
Increased
22
Reduced
0
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 19.0K +19.0K (+100.0%) 330.6K +330.6K (+100.0%) 1.95% +1.953 pp 0.00% +0.000 pp USD17.42 +0.0% 1 qtrs NEW
2 MILLER FINANCIAL SERVICES LLC 12.6K +12.6K (+100.0%) 219.5K +219.5K (+100.0%) 1.30% +1.297 pp 0.24% +0.240 pp USD17.42 +0.0% 1 qtrs NEW
3 LPL FINANCIAL LLC 12.6K +12.6K (+100.0%) 218.7K +218.7K (+100.0%) 1.29% +1.292 pp 0.00% +0.000 pp USD17.42 +0.0% 1 qtrs NEW
4 VANGUARD FIDUCIARY TRUST CO 8.8K +8.8K (+100.0%) 152.8K +152.8K (+100.0%) 0.90% +0.903 pp 0.00% +0.000 pp USD17.42 +0.0% 1 qtrs NEW
5 UBS GROUP AG 3.3K +2.5K (+298.2%) 58.0K +45.1K (+351.0%) 0.34% +0.257 pp 0.00% +0.000 pp USD16.91 +3.0% 2 qtrs
6 VANGUARD GLOBAL ADVISERS, LLC 1.3K +1.3K (+100.0%) 21.8K +21.8K (+100.0%) 0.13% +0.129 pp 0.00% +0.000 pp USD17.42 +0.0% 1 qtrs NEW
7 SBI SECURITIES CO., LTD. 13.00 +8.0 (+160.0%) 226.00 +149.0 (+193.5%) 0.00% +0.001 pp 0.00% +0.000 pp USD16.54 +5.3% 2 qtrs
8 WELLS FARGO & COMPANY/MN 8.00 +— (+0.0%) 139.00 +16.0 (+13.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD15.38 +13.3% 2 qtrs
9 BLACKROCK, INC. -119.0 (-100.0%) -1.8K (-100.0%) 0.00% -0.012 pp 0.00% +0.000 pp USD 2 qtrs SOLD
10 JANE STREET GROUP, LLC -10.8K (-100.0%) -165.7K (-100.0%) 0.00% -1.109 pp 0.00% +0.000 pp USD 2 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 2 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 iShares Micro-Cap ETF IWC 0.00% 53.1K 0.60%
2 Vanguard Extended Market ETF VXF 0.00% 259.1K 0.05%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
2.75
Bullish
Ratio by volume
3.00
Bullish
Buys
22
Sells
8
Shares acquired
19.1K
Shares disposed
574.00
Cash buys
Cash sales
Net activity
+18,562
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2025-12-30 WILLS STEPHEN T Officer F-InKind D Common Stock 26 21.38 555.88 63,462 D
2025-12-30 SPANA CARL Director / Officer F-InKind D Common Stock 40 21.38 855.20 64,658 D
2025-12-24 WILLS STEPHEN T Officer S-Sale D Common Stock 565 16.74 9.5K 63,488 D
2025-12-09 WILLS STEPHEN T Officer A-Award A Common Stock 95 0.00 63,378 D
2025-12-09 SPANA CARL Director / Officer A-Award A Common Stock 380 0.00 64,303 D
2025-12-09 PRENDERGAST JOHN K A Director A-Award A Stock Option (Right to Buy) 1,600 21.38 34.2K 25,681 D
2025-12-09 Morris Arlene Director A-Award A Stock Option (Right to Buy) 2,400 21.38 51.3K 3,527 D
2025-12-09 DUNTON ALAN W Director A-Award A Stock Option (Right to Buy) 1,200 21.38 25.7K 25,999 D
2025-11-14 WILLS STEPHEN T Officer F-InKind D Common Stock 95 5.50 522.50 32,583 D
2025-11-14 SPANA CARL Director / Officer F-InKind D Common Stock 142 5.50 781.00 33,113 D
2025-06-13 WILLS STEPHEN T Officer P-Purchase A Series I warrants 2,727,272 0.11 300.0K 3,017,838 D
2025-06-13 SPANA CARL Director / Officer P-Purchase A Series I warrants 2,727,272 0.11 300.0K 3,060,655 D
2025-06-13 DUNTON ALAN W Director P-Purchase A Series D Preferred Stock 200 20,000.00 4.00M 224,112 D
2025-05-07 DEVEER ROBERT K JR Director P-Purchase A Common Stock 100,000 0.10 10.2K 138,065 D
2024-08-01 WILLS STEPHEN T Officer S-Sale D Common Stock 2,499 1.66 4.1K 237,956
2024-07-30 WILLS STEPHEN T Officer F-InKind D Common Stock 3,350 1.88 6.3K 240,455
2024-07-30 SPANA CARL Director / Officer F-InKind D Common Stock 5,056 1.88 9.5K 261,459
2024-07-15 WILLS STEPHEN T Officer A-Award A Stock Option (Right to Buy) 99,000 1.83 181.2K 276,416
2024-07-15 SPANA CARL Director / Officer A-Award A Stock Option (Right to Buy) 113,500 1.83 207.7K 316,537
2024-07-15 PRENDERGAST JOHN K A Director A-Award A Common Stock 16,000 0.00 63,310
2024-07-15 Morris Arlene Director A-Award A Common Stock 12,000 0.00 41,580
2024-07-15 Manning Anthony M. Director A-Award A Common Stock 12,000 0.00 36,080
2024-07-15 Hull Joseph Stanley Director A-Award A Common Stock 12,000 0.00 42,272
2024-07-15 DUNTON ALAN W Director A-Award A Stock Option (Right to Buy) 17,000 183.00 3.11M 57,780
2024-07-15 DEVEER ROBERT K JR Director A-Award A Common Stock 12,000 0.00 38,065
2024-06-04 WILLS STEPHEN T Officer A-Award A Common Stock 12,218 0.00 325,626
2024-06-04 SPANA CARL Director / Officer A-Award A Stock Option (Right to Buy) 13,565 14.50 196.7K 330,102
2024-05-06 SPANA CARL Director / Officer A-Award A Stock Option (Right to Buy) 21,993 2.19 48.2K 374,364
2024-04-11 DEVEER ROBERT K JR Director P-Purchase A Common Stock 6,000 2.12 12.7K 40,845
2024-03-06 DEVEER ROBERT K JR Director S-Sale D Common Stock 200 2.00 400.00 37,574
2023-12-06 WILLS STEPHEN T Officer S-Sale D Common Stock 2,807 2.42 6.8K 329,713
2023-12-04 DUNTON ALAN W Director S-Sale D Common Stock 199 2.48 493.52 45,075
2023-08-15 WILLS STEPHEN T Officer F-InKind D Common Stock 455 2.17 987.35 332,520
2023-08-15 SPANA CARL Director / Officer F-InKind D Common Stock 851 2.17 1.8K 367,001
2023-07-15 Morris Arlene Director A-Award A Stock Option (Right to Buy) 17,000 1.83 31.1K 57,180
2023-07-15 Manning Anthony M. Director A-Award A Stock Option (Right to Buy) 17,000 1.83 31.1K 54,280
2023-07-15 Hull Joseph Stanley Director A-Award A Stock Option (Right to Buy) 17,000 1.83 31.1K 57,780
2023-06-20 WILLS STEPHEN T Officer A-Award A Common Stock 4,543 0.00 334,943
2023-06-20 SPANA CARL Director / Officer A-Award A Stock Option (Right to Buy) 8,984 13.75 123.5K 0
2023-06-20 PRENDERGAST JOHN K A Director A-Award A Common Stock 13,000 0.00 76,823
2023-06-20 Morris Arlene Director A-Award A Common Stock 10,000 0.00 45,093
2023-06-20 Manning Anthony M. Director A-Award A Common Stock 10,000 0.00 36,693
2023-06-20 Hull Joseph Stanley Director A-Award A Common Stock 10,000 0.00 47,585
2023-06-20 DUNTON ALAN W Director A-Award A Common Stock 10,000 0.00 47,807
2023-06-20 DEVEER ROBERT K JR Director A-Award A Common Stock 10,000 0.00 49,078
2022-12-27 WILLS STEPHEN T Director P-Purchase A Common Stock 2,640 2.20 5.8K 259,741
2022-12-27 SPANA CARL Director P-Purchase A Common Stock 5,000 2.23 11.2K 288,604
2022-12-21 DUNTON ALAN W Director S-Sale D Common Stock 200 2.97 594.00 41,420
2022-12-15 WILLS STEPHEN T Director J-Other D Stock Option granted 6/27/2013 10,000 0.00 371,321
2022-12-15 SPANA CARL Director J-Other D Stock Option granted 6/11/2015 12,000 0.00 396,964
2022-10-25 WILLS STEPHEN T Director F-InKind D Common Stock 1,527 7.00 10.7K 379,924
2022-10-25 SPANA CARL Director F-InKind D Common Stock 853 7.75 6.6K 420,326
2022-06-24 WILLS STEPHEN T Director A-Award A Stock Option (Right to Buy) 186,375 0.00 186,375
2022-06-24 SPANA CARL Director / Officer A-Award A Common Stock 43,528 0.00 10,526,458
2022-06-23 Hull Joseph Stanley Director A-Award A Stock Option (Right to Buy) 128,000 0.00 128,000
2022-06-22 WILLS STEPHEN T Officer A-Award A Stock Option (Right to Buy) 211,136 0.58 122.5K 211,136
2022-06-22 SPANA CARL Director / Officer A-Award A Stock Option (Right to Buy) 677,000 0.29 196.3K 677,000
2022-06-22 PRENDERGAST JOHN K A Director A-Award A Stock Option (Right to Buy) 173,000 0.00 173,000
2022-06-22 Morris Arlene Director A-Award A Stock Option (Right to Buy) 128,000 0.00 128,000
2022-06-22 Manning Anthony M. Director A-Award A Stock Option (Right to Buy) 128,000 0.00 128,000
2022-06-22 Hull Joseph Stanley Director A-Award A Common Stock 73,000 0.00 980,967
2022-06-22 DUNTON ALAN W Director A-Award A Stock Option (Right to Buy) 128,000 0.29 37.1K 128,000
2022-06-22 DEVEER ROBERT K JR Director A-Award A Common Stock 73,000 0.00 1,018,307
2021-08-13 WILLS STEPHEN T Officer F-InKind D Common stock 13,847 0.56 7.8K 7,652,885
2021-08-13 SPANA CARL Director / Officer F-InKind D Common Stock 61,628 0.56 34.5K 8,643,424
2021-07-01 Morris Arlene Director P-Purchase A Common stock 33,000 0.62 20.5K 698,666
2021-07-01 Hull Joseph Stanley Director P-Purchase A Common stock 10,000 0.61 6.1K 775,966
2021-06-30 WILLS STEPHEN T Officer A-Award A Common Stock 1,243 0.60 745.80 7,660,939
2021-06-30 SPANA CARL Director / Officer A-Award A Common Stock 64,400 0.62 39.9K 8,694,451
2021-06-30 DUNTON ALAN W Director A-Award A Common Stock 10,000 0.62 6.2K 776,518
2021-06-22 WILLS STEPHEN T Officer A-Award A Stock option (right to buy) 179,985 0.58 104.4K 179,985
2021-06-22 SPANA CARL Director / Officer A-Award A Stock option (right to buy) 208,943 0.58 121.2K 208,985
2021-06-22 PRENDERGAST JOHN K A Director A-Award A Common stock 105,000 0.00 1,361,683
2021-06-22 Morris Arlene Director A-Award A Common stock 77,000 0.00 665,666
2021-06-22 Manning Anthony M. Director A-Award A Common Stock 77,000 0.00 461,666
2021-06-22 Hull Joseph Stanley Director A-Award A Stock Option (Right to Buy) 128,000 0.55 70.4K 128,000
2021-06-22 DUNTON ALAN W Director A-Award A Stock Option (Right to Buy) 128,000 0.55 70.4K 128,000
2021-06-22 DEVEER ROBERT K JR Director A-Award A Common stock 77,000 0.00 813,306
2020-11-18 DEVEER ROBERT K JR Director P-Purchase A Common Stock 54,000 0.41 22.1K 728,638
2020-09-29 DEVEER ROBERT K JR Director S-Sale D Common stock 54,000 0.46 25.0K 643,472
2020-08-31 WILLS STEPHEN T Officer F-InKind D Common Stock 11,770 0.55 6.5K 6,393,894
2020-08-31 SPANA CARL Director / Officer F-InKind D Common Stock 20,208 0.55 11.1K 7,187,368
2020-06-25 WILLS STEPHEN T Officer A-Award A Stock Option (Right to Buy) 461,500 0.58 267.7K 461,500
2020-06-25 SPANA CARL Director / Officer A-Award A Common Stock 323,250 0.00 7,097,102
2020-06-24 WILLS STEPHEN T Officer A-Award A Common Stock 42,925 0.00 6,334,414
2020-06-24 SPANA CARL Director / Officer A-Award A Common Stock 50,150 0.00 7,147,252
2020-06-22 Manning Anthony M. Director A-Award A Stock Option (Right to Buy) 128,000 0.55 70.4K 128,000
2020-06-16 WILLS STEPHEN T Officer A-Award A Common Stock 278,500 0.00 6,291,489
2020-06-16 SPANA CARL Director / Officer A-Award A Stock Option (Right to Buy) 535,750 0.58 310.7K 535,750
2020-06-16 Rossetti Angela Director A-Award A Stock Option (Right to Buy) 127,000 0.58 73.7K 127,000
2020-06-16 PRENDERGAST JOHN K A Director A-Award A Stock Option (right to buy) 172,000 0.58 99.8K 172,000
2020-06-16 Morris Arlene Director A-Award A Stock Option (Right to Buy) 127,000 0.58 73.7K 127,000
2020-06-16 Manning Anthony M. Director A-Award A Stock Option (right to buy) 127,000 0.58 73.7K 127,000
2020-06-16 Hull Joseph Stanley Director A-Award A Stock Option (Right to Buy) 127,000 0.58 73.7K 127,000
2020-06-16 DUNTON ALAN W Director A-Award A Common Stock 73,000 0.00 578,935
2020-06-16 DEVEER ROBERT K JR Director A-Award A Common Stock 73,000 0.00 669,723
2019-08-05 Hull Joseph Stanley Director P-Purchase A Common Stock 800 0.78 627.44 520,799
2019-08-02 SPANA CARL Director / Officer P-Purchase A Common Stock 20,000 0.86 17.3K 5,993,852
2019-08-01 WILLS STEPHEN T Officer P-Purchase A Common Stock 50,000 0.87 43.3K 5,314,239
2019-08-01 SPANA CARL Director / Officer P-Purchase A Common Stock 20,000 0.86 17.3K 5,973,852
2019-08-01 DEVEER ROBERT K JR Director P-Purchase A Common Stock 22,580 0.86 19.4K 568,139
2019-06-24 WILLS STEPHEN T Officer A-Award A Stock Option (right to buy) 237,500 0.85 201.9K 237,500
2019-06-24 SPANA CARL Director / Officer A-Award A Stock Option (right to buy) 744,000 1.34 997.0K 744,000
2019-06-24 Rossetti Angela Director A-Award A Common Stock 32,000 0.00 393,333
2019-06-24 PRENDERGAST JOHN K A Director A-Award A Stock Option (right to buy) 70,000 1.34 93.8K 70,000
2019-06-24 Morris Arlene Director A-Award A Common Stock 32,000 0.00 335,333
2019-06-24 Manning Anthony M. Director A-Award A Stock Option (right to buy) 52,000 1.34 69.7K 52,000
2019-06-24 Hull Joseph Stanley Director A-Award A Stock Option (right to buy) 52,000 1.34 69.7K 52,000
2019-06-24 DUNTON ALAN W Director A-Award A Stock Option (right to buy) 52,000 1.34 69.7K 52,000
2019-06-24 DEVEER ROBERT K JR Director A-Award A Stock Option (right to buy) 52,000 1.34 69.7K 52,000
2018-11-20 Morris Arlene Director P-Purchase A Common Stock 100 0.69 68.78 288,999
2018-11-16 WILLS STEPHEN T Officer P-Purchase A Common Stock 5,000 0.76 3.8K 3,903,239
2018-11-16 SPANA CARL Director / Officer P-Purchase A Common Stock 20,000 0.79 15.8K 4,348,102
2018-11-16 DUNTON ALAN W Director P-Purchase A Common Stock 1,000 0.80 800.00 422,351
2018-11-15 DUNTON ALAN W Director P-Purchase A Common Stock 332 0.80 265.60 412,351
2018-06-26 WILLS STEPHEN T Officer A-Award A Stock Option (right to buy) 135,000 0.85 114.8K 135,000
2018-06-26 SPANA CARL Director / Officer A-Award A Stock Option (right to buy) 187,500 0.85 159.4K 187,500
2018-06-26 Rossetti Angela Director A-Award A Common Stock 28,000 0.00 343,333
2018-06-26 PRENDERGAST JOHN K A Director A-Award A Stock Option (right to buy) 56,000 1.00 56.0K 56,000
2018-06-26 Morris Arlene Director A-Award A Stock Option (right to buy) 28,000 1.00 28.0K 28,000
2018-06-26 Manning Anthony M. Director A-Award A Common Stock 28,000 0.00 30,333
2018-06-26 Hull Joseph Stanley Director A-Award A Stock Option (right to buy) 28,000 1.00 28.0K 28,000
2018-06-26 DUNTON ALAN W Director A-Award A Common Stock 28,000 0.00 408,353
2018-06-26 DEVEER ROBERT K JR Director A-Award A Stock Option (right to buy) 28,000 1.00 28.0K 28,000
2017-12-12 WILLS STEPHEN T Officer A-Award A Stock Option (right to acquire) 575,000 0.85 488.8K 575,000
2017-12-12 SPANA CARL Director / Officer A-Award A Common Stock 625,000 0.00 3,411,102
2017-12-12 Rossetti Angela Director A-Award A Stock Option (right to buy) 30,000 0.85 25.5K 30,000
2017-12-12 PRENDERGAST JOHN K A Director A-Award A Stock Option (right to buy) 60,000 0.85 51.0K 60,000
2017-12-12 Morris Arlene Director A-Award A Stock Option (right to buy) 30,000 0.85 25.5K 30,000
2017-12-12 Manning Anthony M. Director A-Award A Common Stock 15,000 0.00 15,000
2017-12-12 Hull Joseph Stanley Director A-Award A Stock Option (right to buy) 30,000 0.85 25.5K 30,000
2017-12-12 DUNTON ALAN W Director A-Award A Stock Option (right to buy) 30,000 0.85 25.5K 30,000
2017-12-12 DEVEER ROBERT K JR Director A-Award A Stock Option (right to buy) 30,000 0.85 25.5K 30,000
2017-09-07 Manning Anthony M. Director A-Award A Common Stock 54,000 0.00 54,000
2017-06-20 WILLS STEPHEN T Director A-Award A Stock Option (right to acquire) 859,000 0.37 317.8K 859,000
2017-06-20 SPANA CARL Director / Officer A-Award A Stock Option (right to acquire) 938,000 0.37 347.1K 938,000
2017-06-20 Rossetti Angela Director A-Award A Stock Option (right to buy) 54,000 0.37 20.0K 54,000
2017-06-20 PRENDERGAST JOHN K A Director A-Award A Stock Option (right to buy) 108,000 0.37 40.0K 108,000
2017-06-20 Morris Arlene Director A-Award A Stock Option (right to buy) 54,000 0.37 20.0K 54,000
2017-06-20 Hull Joseph Stanley Director A-Award A Stock Option (right to buy) 54,000 0.37 20.0K 54,000
2017-06-20 DUNTON ALAN W Director A-Award A Stock Option (right to buy) 54,000 0.37 20.0K 54,000
2017-06-20 DEVEER ROBERT K JR Director A-Award A Stock Option (right to buy) 54,000 0.37 20.0K 54,000
2017-06-12 WILLS STEPHEN T Officer M-Exempt A Common Stock 95,000 0.00 2,155,888
2017-06-12 SPANA CARL Director / Officer M-Exempt A Common Stock 105,000 0.00 2,361,676
2017-02-02 WILLS STEPHEN T Officer A-Award A Common Stock 300,000 0.00 1,939,041
2017-02-02 SPANA CARL Director / Officer A-Award A Common Stock 325,000 0.00 2,114,829
2016-09-07 WILLS STEPHEN T Officer A-Award A Common Stock 268,000 0.00 1,842,041
2016-09-07 SPANA CARL Director / Officer A-Award A Common Stock 290,000 0.00 2,011,079
2016-06-27 WILLS STEPHEN T Officer M-Exempt A Common Stock 75,000 0.00 1,601,203
2016-06-27 SPANA CARL Director / Officer M-Exempt A Common Stock 87,500 0.00 1,758,020
2016-06-13 WILLS STEPHEN T Officer F-InKind D Common Stock 28,899 0.49 14.2K 1,392,453
2016-06-13 SPANA CARL Director / Officer F-InKind D Common Stock 38,819 0.49 19.0K 1,520,520
2016-06-13 Rossetti Angela Director M-Exempt A Common Stock 20,000 0.00 140,625
2016-06-13 PRENDERGAST JOHN K A Director M-Exempt A Common Stock 40,000 0.00 466,767
2016-06-13 Morris Arlene Director M-Exempt A Common Stock 20,000 0.00 80,625
2016-06-13 Hull Joseph Stanley Director M-Exempt A Common Stock 20,000 0.00 265,625
2016-06-13 DUNTON ALAN W Director M-Exempt A Common Stock 20,000 0.00 195,645
2016-06-13 DEVEER ROBERT K JR Director M-Exempt A Common Stock 20,000 0.00 294,685
2016-06-09 Rossetti Angela Director A-Award A Common Stock 37,500 0.00 120,625
2016-06-09 PRENDERGAST JOHN K A Director A-Award A Common Stock 75,000 0.00 426,767
2016-06-09 Morris Arlene Director A-Award A Common Stock 37,500 0.00 60,625
2016-06-09 Hull Joseph Stanley Director A-Award A Stock Option (right to buy) 37,500 0.50 18.8K 221,000
2016-06-09 DUNTON ALAN W Director A-Award A Common Stock 37,500 0.00 175,645
2016-06-09 DEVEER ROBERT K JR Director A-Award A Stock Option (right to buy) 37,500 0.50 18.8K 224,500
2015-12-08 WILLS STEPHEN T Officer A-Award A Common Stock 300,000 0.00 1,483,852
2015-12-08 SPANA CARL Director / Officer A-Award A Common Stock 325,000 0.00 1,623,089
2015-12-08 Rossetti Angela Director A-Award A Common Stock 30,000 0.00 101,666
2015-12-08 PRENDERGAST JOHN K A Director A-Award A Common Stock 100,000 0.00 428,849
2015-12-08 Morris Arlene Director A-Award A Common Stock 20,000 0.00 31,666
2015-12-08 Hull Joseph Stanley Director A-Award A Common Stock 50,000 0.00 246,666
2015-12-08 HOROVITZ ZOLA P Director A-Award A Common Stock 50,000 0.00 250,666
2015-12-08 DUNTON ALAN W Director A-Award A Common Stock 40,000 0.00 166,686
2015-12-08 DEVEER ROBERT K JR Director A-Award A Common Stock 50,000 0.00 275,726
2015-12-04 Hull Joseph Stanley Director P-Purchase A Common Stock 2,500 0.66 1.7K 21,500
2015-11-19 Hull Joseph Stanley Director P-Purchase A Common Stock 2,000 0.65 1.3K 19,000
2015-10-02 DEVEER ROBERT K JR Director P-Purchase A Common Stock 10,000 0.82 8.2K 222,393
2015-06-27 WILLS STEPHEN T Officer M-Exempt A Common Stock 100,000 0.00 1,226,572
2015-06-27 SPANA CARL Director / Officer M-Exempt A Common Stock 110,000 0.00 1,354,864
2015-06-25 WILLS STEPHEN T Officer M-Exempt A Common Stock 75,000 0.00 1,249,387
2015-06-25 SPANA CARL Director / Officer M-Exempt A Common Stock 87,500 0.00 1,387,213
2015-06-25 Rossetti Angela Director M-Exempt A Common Stock 15,000 0.00 61,666
2015-06-25 PRENDERGAST JOHN K A Director M-Exempt A Common Stock 30,000 0.00 313,450
2015-06-25 Hull Joseph Stanley Director M-Exempt A Common Stock 15,000 0.00 185,832
2015-06-25 HOROVITZ ZOLA P Director M-Exempt A Common Stock 15,000 0.00 192,666
2015-06-25 DUNTON ALAN W Director M-Exempt A Common Stock 15,000 0.00 116,686
2015-06-25 DEVEER ROBERT K JR Director M-Exempt A Common Stock 15,000 0.00 207,726
2015-06-11 WILLS STEPHEN T Officer A-Award A restricted share units 190,000 0.00 190,000
2015-06-11 SPANA CARL Director / Officer A-Award A restricted share units 210,000 0.00 210,000
2015-06-11 Rossetti Angela Director A-Award A stock option (right to buy) 20,000 1.08 21.6K 20,000
2015-06-11 PRENDERGAST JOHN K A Director A-Award A stock option (right to buy) 40,000 1.08 43.2K 40,000
2015-06-11 Morris Arlene Director 0 0.00 0
2015-06-11 Hull Joseph Stanley Director A-Award A restricted share units 20,000 0.00 20,000
2015-06-11 HOROVITZ ZOLA P Director A-Award A restricted share units 20,000 0.00 20,000
2015-06-11 DUNTON ALAN W Director A-Award A stock option (right to buy) 20,000 1.08 21.6K 20,000
2015-06-11 DEVEER ROBERT K JR Director A-Award A stock option (right to buy) 20,000 1.08 21.6K 20,000
2014-07-18 WILLS STEPHEN T Officer F-InKind D Common Stock 16,731 1.02 17.1K 418,337
2014-07-18 SPANA CARL Director / Officer M-Exempt A Common Stock 56,250 0.00 451,116
2014-07-02 WILLS STEPHEN T Officer M-Exempt A Common Stock 100,000 0.00 410,488
2014-07-02 SPANA CARL Director / Officer M-Exempt A Common Stock 110,000 0.00 435,841
2014-06-25 WILLS STEPHEN T Officer A-Award A restricted share units 150,000 0.00 150,000

Executive team

Top executives
Shares Outstanding
26.01M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2024 Carl Spana, Ph.D., Chief Executive Officer and President 700.0K 195.4K 178.7K 357.0K 17.3K 1.45M 25.83%
2 2024 Stephen T. Wills, MST, CPA, Chief Financial Officer, Chief Operating Officer and Executive Vice President 650.0K 170.7K 155.8K 431.5K 16.6K 1.42M 22.92%
3 2023 Carl Spana, Ph.D., Chief Executive Officer and President 700.0K 170.5K 154.3K 262.5K 16.5K 1.30M 24.91%
4 2023 Stephen T. Wills, MST, CPA, Chief Financial Officer, Chief Operating Officer and Executive Vice President 650.0K 148.5K 134.1K 243.8K 16.8K 1.19M 23.69%
5 2022 Carl Spana, Ph.D., Chief Executive Officer and President 640.0K 149.9K 269.1K 288.0K 15.3K 1.36M 30.76%
6 2022 Stephen T. Wills, MST, CPA, Chief Financial Officer, Chief Operating Officer and Executive Vice President 590.0K 131.4K 233.1K 265.5K 15.1K 1.23M 29.51%
7 2021 Carl Spana, Ph.D., Chief Executive Officer and President 620.0K 542.5K 193.8K 290.0K 14.5K 1.66M 44.33%
8 2021 Stephen T. Wills, MST, CPA, Chief Financial Officer, Chief Operating Officer and Executive Vice President 570.0K 466.1K 167.5K 267.0K 14.9K 1.49M 42.65%
9 2020 Carl Spana, Ph.D., Chief Executive Officer and President 600.0K 712.4K 712.6K 252.0K 15.6K 2.29M 62.16%
10 2020 Stephen T. Wills, MST, CPA, Chief Financial Officer, Chief Operating Officer and Executive Vice President 550.0K 613.8K 613.8K 231.0K 16.2K 2.02M 60.63%
11 2019 Carl Spana, Ph.D., Chief Executive Officer and President 505.4K 616.7K 632.2K 506.0K 14.1K 2.27M 54.91%
12 2019 Stephen T. Wills, MST, CPA, Chief Financial Officer, Chief Operating Officer and Executive Vice President 461.7K 527.8K 542.2K 462.0K 14.1K 2.01M 53.29%
13 2018 Carl Spana, Ph.D., Chief Executive Officer and President 490.7K 1.42M 1.03M 263.0K 13.9K 3.22M 76.13%
14 2018 Stephen T. Wills, MST, CPA, Chief Financial Officer, Chief Operating Officer and Executive Vice President 448.3K 1.19M 869.4K 240.0K 13.8K 2.76M 74.57%
15 2017 Carl Spana, Ph.D., Chief Executive Officer and President 476.4K 368.1K 367.4K 458.0K 13.3K 1.68M 43.70%
16 2017 Stephen T. Wills, MST, CPA, Chief Financial Officer, Chief Operating Officer, Executive Vice President, Secretary and Treasurer 435.2K 338.3K 336.6K 438.0K 13.3K 1.56M 43.23%
17 2017 Stephen T. Wills, MST, CPA, Chief Financial Officer, Chief Operating Officer and Executive Vice President 435.2K 338.3K 336.6K 438.0K 13.3K 1.56M 43.23%
18 2016 Carl Spana, Ph.D., Chief Executive Officer and President 476.4K 354.3K 101.0K 13.6K 945.2K 37.48%
19 2016 Stephen T. Wills, MST, CPA, Chief Financial Officer, Chief Operating Officer, Executive Vice President, Secretary and Treasurer 435.2K 327.0K 92.0K 13.6K 867.8K 37.68%
20 2016 Stephen T. Wills, MST, CPA, Chief Financial Officer, Chief Operating Officer and Executive Vice President 435.2K 92.0K 327.0K 13.6K 867.8K 37.68%
21 2015 Carl Spana, Ph.D., Chief Executive Officer and President 462.5K 195.0K 226.8K 234.8K 18.9K 1.14M 40.56%
22 2015 Stephen T. Wills, MST, CPA, Chief Financial Officer, Chief Operating Officer and Executive Vice President 422.5K 203.0K 205.2K 211.9K 18.4K 1.06M 39.31%
23 2014 Carl Spana, Ph.D., chief executive officer and president 450.0K 178.5K 143.1K 170.0K 22.5K 964.1K 33.36%
24 2014 Carl Spana, Ph.D., Chief Executive Officer and President 450.0K 178.5K 143.1K 170.0K 22.5K 964.1K 33.36%
25 2014 Stephen T. Wills, MST, CPA, chief financial officer, chief operating officer and executive vice president 410.0K 153.0K 122.6K 140.0K 17.4K 843.0K 32.70%
26 2014 Stephen T. Wills, MST, CPA, Chief Financial Officer, Chief Operating Officer and Executive Vice President 410.0K 153.0K 122.6K 140.0K 17.4K 843.0K 32.70%
27 2013 Carl Spana, Ph.D., chief executive officer and president 436.8K 217.4K 246.0K 250.0K 12.9K 1.16M 39.84%
28 2013 Carl Spana, Ph.D., chief executive officer and president 436.8K 217.4K 246.0K 250.0K 12.9K 1.16M 39.84%
29 2013 Stephen T. Wills, MST, CPA, chief financial officer, chief operating officer and executive vice president 394.2K 203.2K 222.7K 225.0K 13.0K 1.06M 40.26%
30 2013 Stephen T. Wills, MST, CPA, chief financial officer, chief operating officer and executive vice president 394.2K 203.2K 222.7K 225.0K 13.0K 1.06M 40.26%
31 2012 Carl Spana, Ph.D., chief executive officer and president 420.0K 112.5K 12.8K 545.3K 0.00%
32 2012 Stephen T. Wills, MST, CPA, chief financial officer, chief operating officer and executive vice president 375.0K 105.0K 13.4K 493.4K 0.00%
33 2011 Carl Spana, Ph.D., chief executive officer and president 400.0K 257.5K 228.3K 120.0K 12.5K 1.02M 47.71%
34 2011 Stephen T. Wills, MST, CPA, chief financial officer, chief operating officer and executive vice president 330.0K 227.6K 190.3K 100.0K 12.5K 860.2K 48.58%
35 2011 Trevor Hallam, Ph.D., former executive vice president of research and development 165.0K 34.0K 169.2K 368.2K 9.23%
36 2010 Carl Spana, Ph.D., chief executive officer and president 390.0K 62.3K 12.3K 464.6K 13.41%
37 2010 Stephen T. Wills, MST, CPA, chief financial officer, chief operating officer and executive vice president 321.0K 49.8K 12.3K 383.1K 13.01%
38 2010 Trevor Hallam, Ph.D., executive vice president of research and development 321.0K 49.8K 12.3K 383.1K 13.01%
39 2010 Stephen T. Wills, MST, CPA, chief financial officer and executive vice president of operations 321.0K 49.8K 12.3K 383.1K 13.01%
40 2010 Trevor Hallam, Ph.D., former executive vice president of research and development 321.0K 49.8K 12.3K 383.1K 13.01%
41 2009 Carl Spana, Ph.D., chief executive officer and president 390.0K 25.0K 22.5K 38.5K 9.8K 485.7K 12.55%
42 2009 Trevor Hallam, Ph.D., executive vice president of research and development 321.0K 25.0K 22.5K 30.8K 11.5K 410.8K 12.97%
43 2009 Stephen T. Wills, MST, CPA, chief financial officer and executive vice president of operations 321.0K 25.0K 22.5K 30.8K 11.5K 410.8K 12.97%
44 2008 Carl Spana, Ph.D., chief executive officer and president 390.0K 281.8K 66.0K 5.7K 743.5K 46.78%
45 2008 Carl Spana, Ph.D., officer and president 390.0K 281.8K 66.0K 5.7K 743.5K 46.78%
46 2008 Stephen T. Wills, financial officer and 321.0K 217.0K 52.8K 14.7K 605.5K 44.56%
47 2008 Trevor Hallam, Ph.D., executive vice president of research and development 321.0K 217.0K 52.8K 14.7K 605.5K 44.56%
48 2008 Trevor Hallam, Ph.D., president of research 321.0K 217.0K 52.8K 14.7K 605.5K 44.56%
49 2008 Stephen T. Wills, MST, CPA, chief financial officer and executive vice president of operations 321.0K 217.0K 52.8K 14.7K 605.5K 44.56%
50 2007 Carl Spana, Ph.D., officer and president 370.0K 60.0K 193.6K 48.8K 3.2K 675.7K 35.88%
51 2007 Trevor Hallam, Ph.D., president of research 305.0K 42.5K 154.9K 33.5K 7.1K 542.9K 34.69%
52 2007 Stephen T. Wills, CPA, executive vice president of operations and chief financial officer 305.0K 42.5K 154.9K 33.5K 6.9K 542.7K 34.70%
53 2007 Stephen T. Wills, financial officer and 305.0K 42.5K 154.9K 33.5K 6.9K 542.7K 34.70%
54 2007 Shubh D. Sharma, Ph.D., vice president and chief scientific officer 201.9K 40.4K 6.1K 248.4K 0.00%
55 2006 Carl Spana, Ph.D., president and chief executive officer 350.0K 100.0K 3.3K 453.3K 0.00%
56 2006 Stephen T. Wills, CPA, executive vice president of operations and chief financial officer 285.0K 75.0K 6.7K 366.7K 0.00%
57 2006 Trevor Hallam, Ph.D., executive vice president of 275.0K 75.0K 7.5K 357.5K 0.00%
58 2006 Shubh D. Sharma, Ph.D., vice president and chief scientific officer 201.9K 6.6K 208.5K 0.00%
59 2005 Carl Spana, Ph.D., chief executive officer 340.0K 260.0K 3.2K 603.2K 0.00%
60 2005 Carl Spana, Ph.D., president and chief executive officer 340.0K 260.0K 3.2K 603.2K 0.00%
61 2005 Stephen T. Wills, CPA, executive vice president of operations and chief financial officer 275.0K 240.0K 6.6K 521.6K 0.00%
62 2005 Shubh D. Sharma, Ph.D., vice president and chief scientific officer 196.0K 95.0K 6.5K 297.5K 0.00%
63 2005 Shubh D. Sharma, Ph.D., vice president and chief technical officer 196.0K 95.0K 6.5K 297.5K 0.00%
64 2005 Trevor Hallam, Ph.D., president of research 39.7K 25.0K 20.00 64.7K 0.00%
65 2005 Trevor Hallam, Ph.D., executive vice president of 39.7K 25.0K 20.00 64.7K 0.00%
66 2004 Carl Spana, Ph.D., chief executive officer 320.0K 50.0K 3.8K 373.8K 0.00%
67 2004 Carl Spana, Ph.D., president and chief executive officer 320.0K 50.0K 3.8K 373.8K 0.00%
68 2004 Stephen T. Wills, CPA, executive vice president of operations and chief financial officer 265.0K 40.0K 19.1K 324.1K 0.00%
69 2004 Shubh D. Sharma, Ph.D., vice president and chief scientific officer 185.0K 23.3K 19.1K 227.4K 0.00%
70 2004 Shubh D. Sharma, Ph.D., vice president and chief technical officer 185.0K 23.3K 19.1K 227.4K 0.00%
71 2003 Stephen T. Wills, CPA, executive vice president of operations and chief financial officer 225.0K 40.0K 18.1K 283.1K 0.00%
72 2003 Shubh D. Sharma, Ph.D., vice president and chief technical officer 165.0K 23.3K 17.1K 205.4K 0.00%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-06-30 DEF 14A
2025-06-18 PRE 14A
2024-05-28 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-13 10-Q
2026-04-23 SC 13G
2026-02-17 SC 13G
2026-02-17 10-Q
2026-01-02 4
2026-01-02 4
2025-12-29 4
2025-12-19 8-K/A
2025-12-11 4
2025-12-11 4

Executive team

NameTitleCompensationGender
Stephen T. Wills Chief Financial Officer, Chief Operating Officer, Executive Vice President, Treasurer & Secretary 1M male
Carl Spana Co-Founder, President, Chief Executive Officer & Director 1M
John Dodd Senior Vice President of Preclinical Development male
Burns McClellan Vice President of Investor Relations
Robert Jordan Senior Vice President of Program Operations male
Stephen A. Slusher Chief Legal Officer male
Michael Raizman Chief Medical Officer
James E. Hattersley Senior Vice President of Business Development male
ESG Rating
B
BIOTECHNOLOGY
Rank: 396 out of 662
2011
E (Environmental)
35.5 / 56.3
Company / Sector avg.
S (Social)
54.4 / 62.4
Company / Sector avg.
G (Governance)
54.1 / 60.9
Company / Sector avg.
ESG Total
48.0 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
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Dividend history

Earnings history

Earnings reports

Stock splits