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Phio Pharmaceuticals Corp. (PHIO)

USD0.89 -0.14 (-13.58%)
US NASDAQ Healthcare Biotechnology
Address 411 Swedeland Road 19406
Marlborough, PA, US
CEO Robert L. Bitterman
IPO 2012-05-10
CIK 1533040 ISIN US71880W5013

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Also trades on NASDAQ Capital Market · PHIO (USD) NASDAQ Capital Market · PHIOW (USD)
Description

Phio Pharmaceuticals Corp., a clinical stage biopharmaceutical company, engages in the development of immuno-oncology therapeutics in the United States. It develops PH-762, an INTASYL compound designed to reduce the expression of PD-1 in multi-center Phase 1b dose-escalating clinical trials; PH-894, an INTASYL compound that is designed to specifically silence BRD4, a protein that controls gene expression in both T cells and tumor cells in preclinical studies. The company was formerly known as RXi Pharmaceuticals Corporation and changed its name to Phio Pharmaceuticals Corp. in November 2018. Phio Pharmaceuticals Corp. was founded in 2003 and is based in King Of Prussia, Pennsylvania.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD0.89 -0.14 (-13.58%)
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Volume Profile
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Liquidity & share structure
Average Volume
157.3K
Beta
0.81
Float Shares
10.38M
Free Float %
89.4%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+1.89% -1.82% -14.96% +4.85% -9.24% +2.86% -40.98% -97.18% -99.51% -100.00% -99.66%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (2 ratings, all time) Buy
Price Targets & DCF
Current price
0.89
DCF (Unlevered) 3.45 +287.3%
DCF (Levered) 3.51 +294.8%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 100% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 1 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
-6.01
Distress
Piotroski F-Score
2 / 9
Weak
MOAT Score
3 / 10
No MOAT
Composite Rating
C+
Overall Score
2 / 5
Medium
DCF Score
5 / 5
High
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
1 / 5
Low
P/E Score
1 / 5
Low
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
  • EPS growth Biotechnology: +29.7%
    -59.3% Q1'26: +100.0% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
  • EBIT margin Biotechnology: +0.0%
  • ROIC Biotechnology: -16.1%
    Q1'26: +2,929.3% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +659.9% Q1'26: +169.7% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    0.00× Q1'26: 0.00× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.84) × ERP
WACC = 100% × Ke + 0% × Kd (4.2%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 3.45 Current price: 0.89
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2015
actual
Dec 2016
actual
Dec 2018
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
2 EPS Ana.
Dec 2027
2 EPS Ana.
Revenue
34.0K
est: 34.0K (+0.0%)
19.0K
est: 19.0K (+0.0%)
138.0K
est: 100.0K (+38.0%)
est: 50.00M (-100.0%)
est: 50.00M (-100.0%)
est: 75.00M (-100.0%)
est: 50.00M (-100.0%)
est: 75.00M (-100.0%)
— – —
-100.0% YoY
— – —
EBITDA
-10.16M
-8.96M
-7.28M
-13.44M
-11.39M
-10.64M
-7.39M
-9.22M
— – —
— – —
EBIT
-10.24M
-9.02M
-7.36M
-13.51M
-11.46M
-10.83M
-7.39M
-9.22M
— – —
— – —
Net Income
-10.22M
est: -982.29B (+100.0%)
-8.99M
est: -547.27B (+100.0%)
-7.36M
est: -84.66B (+100.0%)
-13.29M
est: -944.01M (+98.6%)
-11.48M
est: -773.92M (+98.5%)
-10.83M
est: -443.66M (+97.6%)
-7.15M
est: -51.10M (+86.0%)
-8.70M
est: -9.36M (+7.1%)
-8.23M
-8.35M – -8.05M
+12.1% YoY
-5.15M
-6.08M – -4.21M
+37.5% YoY
SGA
3.35M
3.62M
3.18M
4.63M
4.45M
4.29M
3.74M
4.60M
— – —
— – —
EPS
-93,029.39
est: -124,740.00 (+25.4%)
-79,282.81
est: -69,498.00 (-14.1%)
-6,218.35
est: -10,751.40 (+42.2%)
-111.32
est: -119.88 (+7.1%)
-89.61
est: -98.28 (+8.8%)
-46.87
est: -56.34 (+16.8%)
-0.91
est: -8.54 (+89.3%)
-1.45
est: -1.57 (+7.3%)
-1.38
-1.39 – -1.35
+12.1% YoY
-0.86
-1.02 – -0.70
+37.5% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-20 C+ 2/5 5/5 1/5 1/5 1/5 1/5 4/5
2026-05-19 C+ 2/5 5/5 1/5 1/5 1/5 1/5 4/5
2026-05-18 C+ 2/5 5/5 1/5 1/5 1/5 1/5 4/5
2026-05-15 C+ 2/5 5/5 1/5 1/5 1/5 1/5 4/5
2026-05-14 C+ 2/5 5/5 1/5 1/5 1/5 1/5 4/5
2026-05-13 C+ 2/5 5/5 1/5 1/5 1/5 1/5 4/5
2026-05-12 C+ 2/5 5/5 1/5 1/5 1/5 1/5 4/5
2026-05-11 C+ 2/5 5/5 1/5 1/5 1/5 1/5 4/5
2026-05-08 C+ 2/5 5/5 1/5 1/5 1/5 1/5 4/5
2026-05-07 B- 2/5 5/5 1/5 1/5 1/5 1/5 5/5
2026-05-06 B- 2/5 5/5 1/5 1/5 1/5 1/5 5/5
2026-05-05 B- 2/5 5/5 1/5 1/5 1/5 1/5 5/5
2026-05-04 B- 2/5 5/5 1/5 1/5 1/5 1/5 5/5
2026-05-01 B- 2/5 5/5 1/5 1/5 1/5 1/5 5/5
2026-04-30 B- 2/5 5/5 1/5 1/5 1/5 1/5 5/5
2026-04-29 B- 2/5 5/5 1/5 1/5 1/5 1/5 5/5
2026-04-28 B- 2/5 5/5 1/5 1/5 1/5 1/5 5/5
2026-04-27 B- 2/5 5/5 1/5 1/5 1/5 1/5 5/5
2026-04-24 B- 2/5 5/5 1/5 1/5 1/5 1/5 5/5
2026-04-23 B- 2/5 5/5 1/5 1/5 1/5 1/5 5/5
2026-04-22 B- 2/5 5/5 1/5 1/5 1/5 1/5 5/5
2026-04-21 B- 2/5 5/5 1/5 1/5 1/5 1/5 5/5
2026-04-20 B- 2/5 5/5 1/5 1/5 1/5 1/5 5/5
2026-04-17 B- 2/5 5/5 1/5 1/5 1/5 1/5 5/5
2026-04-16 B- 2/5 5/5 1/5 1/5 1/5 1/5 5/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-10.71M
OE per share TTM
-1.43
Owner's Yield
-85.33%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
9,952.0%

Ownership Overview

Ownership breakdown

Ownership breakdown not available.

At a glance
Institutional holders
Total invested
Insider transactions (90d)
0
Beneficial owners (>5%)
25
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 13G/A 3.39M 4.99% 3.39M 3.39M IA, PN Ontario Canada 2016-02-05
2 Daniel B. Asher 811.8K 5.70% 811.8K 811.8K HC, IN United States of America 2022-02-11
3 Intracoastal Capital LLC 811.8K 5.70% 811.8K 811.8K OO Delaware 2022-02-11
4 Empery Asset Management, LP 789.1K 4.99% 789.1K PN Delaware 2022-01-20
5 Martin D. Hoe 789.1K 4.99% 789.1K IN United States 2022-01-20
6 Ryan M. Lane 789.1K 4.99% 789.1K IN United States 2022-01-20
7 (2) 446.4K 5.11% 446.4K 446.4K CO Delaware 2017-01-12
8 Alex Noah Investors, Inc. 428.6K 9.99% 428.6K CO Illinois 2018-04-13
9 Jonathan I. Cope 428.6K 9.99% 428.6K IN United States 2018-04-13
10 Joshua B. Scheinfeld 428.6K 9.99% 428.6K IN United States 2018-04-13
11 Lincoln Park Capital Fund, LLC 428.6K 9.99% 428.6K OO Illinois 2018-04-13
12 Lincoln Park Capital, LLC 428.6K 9.99% 428.6K OO Illinois 2018-04-13
13 Rockledge Capital Corporation 428.6K 9.99% 428.6K CO Texas 2018-04-13
14 CVI Investments, Inc. 428.3K 9.30% 428.3K 428.3K CO Cayman Islands 2020-04-09
15 Anson FundsManagement LP 377.7K 8.90% 377.7K 377.7K IA, PN Texas 2018-04-18
16 Sabby Volatility Warrant Master Fund, Ltd. 377.7K 8.87% 377.7K 377.7K CO USA 2018-04-11
17 Armistice Capital Master Fund Ltd. 240.6K 4.99% 240.6K 240.6K CO Delaware 2020-04-08
18 Armistice Capital, LLC 240.6K 4.99% 240.6K 240.6K IA, OO Delaware 2020-04-08
19 Steven Boyd 240.6K 4.99% 240.6K 240.6K HC, IN Delaware 2020-04-08
20 Heights Capital Management, Inc. 228.9K 4.00% 228.9K 228.9K CO Cayman Islands 2021-02-16
21 Mitchell P. Kopin 188.3K 9.99% 188.3K 188.3K HC, IN United States of America 2020-02-13
22 OPKO Health, Inc. 66.9K 2.80% 66.9K 66.9K CO Delaware 2018-02-12
23 KEVIN C. TANG 0.00% IN UNITED STATES 2016-02-16
24 TANG CAPITAL MANAGEMENT, LLC 0.00% OO DELAWARE 2016-02-16
25 TANG CAPITAL PARTNERS, LP 0.00% PN DELAWARE 2016-02-16

Institutional Activity (13F)

Institutional ownership trend

Institutional history not available.

Top institutional holders

Top holders not available.

ETF Ownership

Top ETFs holding this stock Held by 1 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Vanguard Extended Market ETF VXF 0.00% 102.3K 0.05%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
6
Sells
0
Shares acquired
242.5K
Shares disposed
Cash buys
Cash sales
Net activity
+242,500
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-02-05 Lockshin Curtis Director A-Award A Common Stock, $.0001 par value 16,600 0.00 35,155 D
2026-02-05 Freeman Jonathan E Director A-Award A Common Stock, $.0001 par value 16,600 0.00 32,655 D
2026-02-05 Deming David H Director A-Award A Common Stock, $.0001 par value 23,800 0.00 37,800 D
2026-02-05 Carson Lisa Cabott Officer A-Award A Common Stock, $.0001 par value 47,000 0.00 94,000 D
2026-02-05 Bitterman Robert J Director / Officer A-Award A Common Stock, $.0001 par value 120,000 0.00 411,421 D
2026-02-05 BRADFORD PATRICIA A Director A-Award A Common Stock, $.0001 par value 18,500 0.00 45,651 D
2025-12-31 Bitterman Robert J Director / Officer P-Purchase A Common Stock, $.0001 par value 5,000 1.03 5.2K 291,421 D
2025-12-23 Bitterman Robert J Director / Officer P-Purchase A Common Stock, $.0001 par value 5,000 1.02 5.1K 286,421 D
2025-11-21 Bitterman Robert J Director / Officer P-Purchase A Common Stock, $.0001 par value 5,000 1.14 5.7K 281,421 D
2025-11-18 Bitterman Robert J Director / Officer P-Purchase A Common Stock, $.0001 par value 5,000 1.27 6.4K 276,421 D
2025-09-11 Lockshin Curtis Director A-Award A Common Stock, $.0001 par value 16,200 0.00 18,555 D
2025-09-11 Freeman Jonathan E Director A-Award A Common Stock, $.0001 par value 14,700 0.00 16,055 D
2025-09-11 Ferrara Robert L Director A-Award A Common Stock, $.0001 par value 23,100 0.00 38,766 D
2025-09-11 Deming David H Director A-Award A Common Stock, $.0001 par value 14,000 0.00 14,000 D
2025-09-11 Carson Lisa Cabott Officer A-Award A Common Stock, $.0001 par value 47,000 0.00 47,000 D
2025-09-11 Bitterman Robert J Director / Officer A-Award A Common Stock, $.0001 par value 250,000 0.00 271,421 D
2025-09-11 BRADFORD PATRICIA A Director A-Award A Common Stock, $.0001 par value 18,800 0.00 27,151 D
2025-06-10 Ferrara Robert L Director P-Purchase A Common stock, $0.0001 par value 2,500 2.42 6.0K 15,666 D
2025-06-10 Bitterman Robert J Director / Officer P-Purchase A Common Stock, $0.0001 par value 2,000 2.42 4.8K 27,149 D
2025-06-09 Bitterman Robert J Director / Officer P-Purchase A Common Stock, $0.0001 par value 1,500 2.75 4.1K 25,149 D
2025-06-06 Carson Lisa Cabott Officer 0 0.00 0
2025-05-22 Bitterman Robert J Director / Officer P-Purchase A Common Stock, $0.0001 par value 1,200 1.78 2.1K 23,649 D
2025-05-21 Bitterman Robert J Director / Officer P-Purchase A Common Stock, $0.0001 par value 3,000 1.77 5.3K 22,449 D
2025-05-20 Ferrara Robert L Director P-Purchase A Common stock, $0.0001 par value 2,500 1.82 4.6K 13,166 D
2025-02-19 Deming David H Director 0 0.00 0
2024-09-11 Lockshin Curtis Director A-Award A Common Stock, $0.0001 par value 2,000 0.00 2,000
2024-09-11 Infarinato Robert M. Officer A-Award A Common Stock, $0.0001 Par Value 3,000 0.00 11,000
2024-09-11 Freeman Jonathan E Director A-Award A Common Stock, $0.0001 par value 1,000 0.00 1,000
2024-09-11 Ferrara Robert L Director A-Award A Common stock, $0.0001 par value 10,000 0.00 10,000
2024-09-11 Bitterman Robert J Director / Officer A-Award A Common Stock, $0.0001 par value 15,500 0.00 17,832
2024-09-11 BRADFORD PATRICIA A Director A-Award A Common Stock, $0.0001 par value 8,000 0.00 8,000
2024-08-13 Infarinato Robert M. Officer A-Award A Common stock, $0.0001 par value 8,000 0.00 8,000
2024-08-01 Infarinato Robert M. Officer 0 0.00 0
2024-06-07 Bitterman Robert J Director / Officer P-Purchase A Common stock, $0.0001 par value 1,000 0.74 740.00 20,990
2024-06-06 Bitterman Robert J Director / Officer P-Purchase A Common stock, $0.0001 par value 1,000 0.75 750.00 19,990
2024-03-01 Kontulis Caitlin Officer F-InKind D Common stock, $0.0001 par value 335 0.96 320.93 10,643
2024-02-26 Bitterman Robert J Director / Officer P-Purchase A Common stock, $0.0001 par value 2,500 0.91 2.3K 18,990
2024-02-20 Bitterman Robert J Director / Officer F-InKind D Common stock, $0.0001 par value 1,804 0.76 1.4K 16,490
2024-02-17 Kontulis Caitlin Officer F-InKind D Common stock, $0.0001 par value 523 0.66 345.18 10,978
2024-02-15 Kontulis Caitlin Officer F-InKind D Common stock, $0.0001 par value 658 0.65 427.70 11,501
2023-10-01 Bitterman Robert J Director / Officer F-InKind D Common stock, $0.0001 par value 917 1.51 1.4K 18,294
2023-07-01 Bitterman Robert J Director / Officer P-Purchase A Common stock, $0.0001 par value 1,000 2.84 2.8K 19,211
2023-06-30 Bitterman Robert J Director / Officer P-Purchase A Common stock, $0.0001 par value 1,000 2.88 2.9K 18,211
2023-06-14 Ferrara Robert L Director P-Purchase A Common stock, $0.0001 par value 2,000 3.10 6.2K 6,000
2023-03-01 Kontulis Caitlin Officer F-InKind D Common stock, $0.0001 par value 335 5.49 1.8K 12,159
2023-02-20 Bitterman Robert J Director / Officer A-Award A Common stock, $0.0001 par value 11,000 0.00 17,211
2023-02-17 Lockshin Curtis Director A-Award A Common stock, $0.0001 par value 1,500 0.00 3,197
2023-02-17 Kontulis Caitlin Officer A-Award A Common stock, $0.0001 par value 4,500 0.00 12,494
2023-02-17 Freeman Jonathan E Director A-Award A Common stock, $0.0001 par value 1,500 0.00 3,197
2023-02-17 Ferrara Robert L Director A-Award A Common stock, $0.0001 par value 1,500 0.00 4,000
2023-02-17 CAUWENBERGH GEERT Director A-Award A Common stock, $0.0001 par value 1,500 0.00 4,235
2023-02-17 BRADFORD PATRICIA A Director A-Award A Common stock, $0.0001 par value 1,500 0.00 3,167
2023-02-15 Kontulis Caitlin Officer F-InKind D Common stock, $0.0001 par value 657 5.20 3.4K 7,994
2022-12-14 Bitterman Robert J Officer P-Purchase A Common stock, $0.0001 par value 2,000 0.39 780.00 74,541
2022-12-07 Bitterman Robert J Officer P-Purchase A Common stock, $0.0001 par value 2,000 0.39 780.00 72,541
2022-12-05 Bitterman Robert J Officer P-Purchase A Common stock, $0.0001 par value 2,000 0.43 860.00 70,541
2022-12-02 Ferrara Robert L Director P-Purchase A Common stock, $0.0001 par value 5,000 0.41 2.0K 30,000
2022-11-29 Bitterman Robert J Officer P-Purchase A Common stock, $0.0001 par value 215 0.40 86.00 68,541
2022-11-25 Bitterman Robert J Officer P-Purchase A Common stock, $0.0001 par value 2,500 0.42 1.1K 68,326
2022-11-23 Ferrara Robert L Director P-Purchase A Common stock, $0.0001 par value 2,000 0.41 819.80 25,000
2022-11-16 Bitterman Robert J Officer P-Purchase A Series D Preferred Stock, $0.0001 par value 1 1,750.00 1.8K 1
2022-10-01 Bitterman Robert J Director A-Award A Common stock, $0.0001 par value 40,000 0.00 65,826
2022-08-09 BRADFORD PATRICIA A Director A-Award A Common stock, $0.0001 par value 20,000 0.00 20,000
2022-04-27 BRADFORD PATRICIA A Director 0 0.00 0
2022-03-01 Kontulis Caitlin Officer F-InKind D Common stock, $0.0001 par value 4,011 0.82 3.3K 103,815
2022-03-01 Dispersyn Gerrit Director / Officer F-InKind D Common stock, $0.0001 par value 8,954 0.82 7.4K 212,327
2022-02-15 Lockshin Curtis Director A-Award A Common stock, $0.0001 par value 10,000 0.00 20,366
2022-02-15 Kontulis Caitlin Officer A-Award A Common stock, $0.0001 par value 68,000 0.00 107,826
2022-02-15 Freeman Jonathan E Director A-Award A Common stock, $0.0001 par value 10,000 0.00 20,364
2022-02-15 Ferrara Robert L Director A-Award A Common stock, $0.0001 par value 10,000 0.00 23,000
2022-02-15 Dorman H. Paul Director A-Award A Common stock, $0.0001 par value 10,000 0.00 20,370
2022-02-15 Dispersyn Gerrit Director / Officer A-Award A Common stock, $0.0001 par value 126,000 0.00 221,281
2022-02-15 CAUWENBERGH GEERT Director A-Award A Common stock, $0.0001 par value 10,000 0.00 32,822
2022-02-15 Bitterman Robert J Director A-Award A Common stock, $0.0001 par value 10,000 0.00 25,826
2021-08-16 Dispersyn Gerrit Director / Officer P-Purchase A Common stock, $0.0001 par value 6,000 1.63 9.8K 95,281
2021-03-04 Dispersyn Gerrit Director / Officer P-Purchase A Common stock, $0.0001 par value 1,953 2.56 5.0K 89,281
2021-03-03 Ferrara Robert L Director P-Purchase A Common stock, $0.0001 par value 682 3.15 2.1K 13,000
2021-03-03 Dispersyn Gerrit Director / Officer P-Purchase A Common stock, $0.0001 par value 2,500 3.03 7.6K 87,328
2021-03-01 Lockshin Curtis Director A-Award A Common stock, $0.0001 par value 10,000 0.00 10,366
2021-03-01 Kontulis Caitlin Officer A-Award A Common stock, $0.0001 par value 34,600 0.00 39,826
2021-03-01 Freeman Jonathan E Director A-Award A Common stock, $0.0001 par value 10,000 0.00 10,364
2021-03-01 Ferrara Robert L Director A-Award A Common stock, $0.0001 par value 10,000 0.00 12,318
2021-03-01 Dorman H. Paul Director A-Award A Common stock, $0.0001 par value 10,000 0.00 10,370
2021-03-01 Dispersyn Gerrit Director / Officer A-Award A Common stock, $0.0001 par value 68,450 0.00 84,828
2021-03-01 CAUWENBERGH GEERT Director A-Award A Common stock, $0.0001 par value 10,000 0.00 22,822
2021-03-01 Bitterman Robert J Director A-Award A Common stock, $0.0001 par value 10,000 0.00 15,826
2020-08-19 Dispersyn Gerrit Officer P-Purchase A Common stock, $0.0001 par value 2,000 2.50 5.0K 16,377
2020-03-01 Dispersyn Gerrit Officer F-InKind D Common stock, $0.0001 par value 673 2.93 2.0K 14,628
2019-11-18 Kontulis Caitlin Officer A-Award A Common stock, $0.0001 par value 237,500 0.10 23.8K 279,030
2019-11-18 Ferrara Robert L Director A-Award A Common stock, $0.0001 par value 127,500 0.10 12.8K 127,500
2019-11-18 Dispersyn Gerrit Officer A-Award A Common stock, $0.0001 par value 350,000 0.10 35.0K 827,817
2019-11-18 CAUWENBERGH GEERT Director A-Award A Common stock, $0.0001 par value 225,000 0.10 22.5K 704,841
2019-11-18 Bitterman Robert J Director A-Award A Common stock, $0.0001 par value 300,000 0.10 30.0K 320,440
2019-10-24 Ferrara Robert L Director 0 0.00 0
2019-08-01 Kontulis Caitlin Officer F-InKind D Common stock, $0.0001 par value 749 0.40 301.85 41,530
2019-08-01 Dispersyn Gerrit Officer F-InKind D Common stock, $0.0001 par value 1,236 0.40 498.11 477,817
2019-08-01 CAUWENBERGH GEERT Director F-InKind D Common stock, $0.0001 par value 1,751 0.40 705.65 479,841
2019-04-22 Barrett John A Officer A-Award A Common stock, $0.0001 par value 222,991 0.00 222,991
2019-03-01 Dispersyn Gerrit Officer A-Award A Common Stock 407,703 0.00 479,053
2019-02-28 CAUWENBERGH GEERT Director / Officer A-Award A Common stock, $0.0001 par value 152,415 0.38 57.9K 481,592
2019-02-15 CAUWENBERGH GEERT Director / Officer A-Award A Common stock, $0.0001 par value 22,279 0.36 8.1K 329,177
2019-02-13 Lockshin Curtis Director A-Award A Common stock 10,000 0.00 20,130
2019-02-13 Kontulis Caitlin Officer A-Award A Common stock 27,000 0.00 40,214
2019-02-13 Freeman Jonathan E Director A-Award A Common stock 10,000 0.00 20,000
2019-02-13 Dorman H. Paul Director A-Award A Common stock 10,000 0.00 20,375
2019-02-13 Dispersyn Gerrit Officer A-Award A Common stock 55,000 0.00 71,350
2019-02-13 Brownlie Keith L Director A-Award A Common stock 10,000 0.00 20,000
2019-02-13 Bitterman Robert J Director A-Award A Common stock 10,000 0.00 20,440
2019-02-01 CAUWENBERGH GEERT Director / Officer A-Award A Common Stock, $0.0001 par value 21,470 0.38 8.1K 306,898
2019-01-18 CAUWENBERGH GEERT Director / Officer A-Award A Common stock, $0.0001 par value 23,729 0.34 8.1K 285,428
2019-01-04 CAUWENBERGH GEERT Director / Officer A-Award A Common stock, $0.0001 par value 23,139 0.35 8.1K 261,699
2018-12-21 CAUWENBERGH GEERT Director / Officer A-Award A Common stock, $0.0001 par value 27,445 0.30 8.1K 238,560
2018-12-07 CAUWENBERGH GEERT Director / Officer A-Award A Common stock, $0.0001 par value 21,882 0.37 8.1K 211,115
2018-11-23 CAUWENBERGH GEERT Director / Officer A-Award A Common stock, $0.0001 par value 25,941 0.31 8.1K 189,233
2018-11-09 CAUWENBERGH GEERT Director / Officer A-Award A Common stock, $0.0001 par value 18,698 0.43 8.1K 163,292
2018-10-26 CAUWENBERGH GEERT Director / Officer A-Award A Common stock, $0.0001 par value 18,519 0.44 8.1K 144,594
2018-10-12 CAUWENBERGH GEERT Director / Officer A-Award A Common stock, $0.0001 par value 17,230 0.47 8.1K 126,075
2018-09-28 CAUWENBERGH GEERT Director / Officer A-Award A Common stock, $0.0001 par value 73,587 1.17 86.1K 108,845
2018-08-01 Lockshin Curtis Director A-Award A Common Stock 10,000 0.00 10,130
2018-08-01 Kontulis Caitlin Officer A-Award A Stock option (right to buy) 10,500 1.79 18.8K 10,500
2018-08-01 Freeman Jonathan E Director A-Award A Common Stock 10,000 0.00 10,000
2018-08-01 Dorman H. Paul Director A-Award A Common Stock 10,000 0.00 10,375
2018-08-01 Dispersyn Gerrit Officer A-Award A Stock option (right to buy) 16,000 1.79 28.6K 16,000
2018-08-01 CAUWENBERGH GEERT Director / Officer A-Award A Common Stock 21,000 0.00 35,258
2018-08-01 Brownlie Keith L Director A-Award A Common Stock 10,000 0.00 10,000
2018-08-01 Bitterman Robert J Director A-Award A Common Stock 10,000 0.00 10,440
2017-10-02 CAUWENBERGH GEERT Director / Officer P-Purchase A Common stock, $0.0001 par value 7,100 0.45 3.2K 142,583
2017-09-07 Eliseev Alexey Officer S-Sale D Common stock, par value $0.0001 58,712 0.53 31.0K 950,312
2017-09-06 Eliseev Alexey Officer S-Sale D Common stock, par value $0.0001 91,907 0.54 49.3K 1,009,024
2017-09-05 Eliseev Alexey Officer S-Sale D Common stock, par value $0.0001 26,181 0.56 14.6K 1,100,931
2017-09-01 Eliseev Alexey Officer S-Sale D Common stock, $0.0001 par value 23,200 0.57 13.2K 1,127,112
2017-08-24 CAUWENBERGH GEERT Director / Officer P-Purchase A Common stock, $0.0001 par value 739 0.56 413.84 132,583
2017-06-23 Dispersyn Gerrit Officer P-Purchase A Common stock, $0.0001 par value 3,500 0.62 2.2K 3,500
2017-06-22 CAUWENBERGH GEERT Director / Officer P-Purchase A Common stock, $0.0001 par value 5,000 0.62 3.1K 122,583
2017-06-09 Eliseev Alexey Officer C-Conversion A Common stock, $0.0001 par value 332,499 0.00 1,150,312
2017-06-06 Freeman Jonathan E Director 0 0.00 0
2017-04-26 CAUWENBERGH GEERT Director / Officer P-Purchase A Common stock, $0.0001 par value 10,000 0.65 6.5K 112,583
2017-04-24 Dispersyn Gerrit Officer 0 0.00 0
2017-04-12 Eliseev Alexey Officer D Series C Convertible Preferred Stock, $0.0001 par value 332,499 0.00 0
2017-03-17 CAUWENBERGH GEERT Director / Officer P-Purchase A Common stock, $0.0001 par value 15 0.77 11.48 102,583
2017-02-17 CAUWENBERGH GEERT Director / Officer P-Purchase A Common stock, $0.0001 par value 2,917 0.70 2.0K 92,583
2017-02-08 CAUWENBERGH GEERT Director / Officer P-Purchase A Common stock, $0.0001 par value 10,000 0.69 6.9K 82,583
2017-02-01 Pavco Pamela Officer A-Award A Stock option (right to buy) 7,000 0.63 4.4K 7,000
2017-02-01 Lockshin Curtis Director A-Award A Stock option (right to buy) 2,000 0.63 1.3K 2,000
2017-02-01 Kontulis Caitlin Officer A-Award A Stock option (right to buy) 2,500 0.63 1.6K 2,500
2017-02-01 Dorman H. Paul Director A-Award A Stock option (right to buy) 2,000 0.63 1.3K 2,000
2017-02-01 CAUWENBERGH GEERT Director / Officer A-Award A Stock option (right to buy) 13,000 0.63 8.2K 13,000
2017-02-01 Brownlie Keith L Director A-Award A Stock option (right to buy) 2,000 0.63 1.3K 2,000
2017-02-01 Bitterman Robert J Director A-Award A Stock option (right to buy) 2,000 0.63 1.3K 2,000
2017-01-25 CAUWENBERGH GEERT Director / Officer P-Purchase A Common stock, $0.0001 par value 9,700 0.70 6.8K 72,583
2017-01-19 CAUWENBERGH GEERT Director / Officer P-Purchase A Common stock, $0.0001 par value 600 0.69 416.94 62,583
2017-01-06 Eliseev Alexey Officer D Series C Convertible Preferred Stock, $0.0001 par value 331,713 0.00 0
2016-12-30 CAUWENBERGH GEERT Director / Officer A-Award A Common stock, $0.0001 par value 2,000 0.73 1.5K 52,583
2016-12-23 CAUWENBERGH GEERT Director / Officer A-Award A Common stock, $0.0001 par value 3,000 0.72 2.2K 4,500
2016-12-22 CAUWENBERGH GEERT Director / Officer A-Award A Common stock, $0.0001 par value 3,000 0.75 2.2K 53,583
2016-12-16 Pavco Pamela Officer A-Award A Common stock, $0.0001 par value 11,111 0.90 10.0K 17,173
2016-12-16 CAUWENBERGH GEERT Director / Officer A-Award A Common stock, $0.0001 par value 33,333 0.90 30.0K 50,583
2016-02-10 Pavco Pamela Officer A-Award A Stock option (right to buy) 66,000 0.29 18.9K 66,000
2016-02-10 Lockshin Curtis Director A-Award A Stock option (right to buy) 16,666 0.29 4.8K 16,666
2016-02-10 Kontulis Caitlin Officer A-Award A Stock option (right to buy) 20,000 0.29 5.7K 20,000
2016-02-10 Dorman H. Paul Director A-Award A Stock option (right to buy) 16,666 0.29 4.8K 16,666
2016-02-10 CAUWENBERGH GEERT Director / Officer A-Award A Stock option (right to buy) 133,000 0.29 38.0K 133,000
2016-02-10 Brownlie Keith L Director A-Award A Stock option (right to buy) 16,666 0.29 4.8K 16,666
2016-02-10 Bitterman Robert J Director A-Award A Stock option (right to buy) 16,666 0.29 4.8K 16,666
2015-06-22 CAUWENBERGH GEERT Director / Officer X-InTheMoney A Common stock, $0.0001 par value 35,000 0.46 15.9K 172,500
2015-06-02 Pavco Pamela Officer A-Award A Common stock purchase warrant 6,250 0.52 3.3K 6,250
2015-06-02 Lockshin Curtis Director A-Award A Common stock warrant 6,000 0.52 3.1K 6,000
2015-06-02 Dorman H. Paul Director A-Award A Common stock warrant 18,750 0.52 9.8K 18,750
2015-06-02 CAUWENBERGH GEERT Director / Officer A-Award A Common stock, $0.0001 par value 70,000 0.40 28.0K 137,500
2015-06-02 Bitterman Robert J Director A-Award A Common stock warrants 18,750 0.52 9.8K 18,750
2015-06-01 Pavco Pamela Officer A-Award A Stock option (right to buy) 66,000 0.38 25.1K 66,000
2015-06-01 Lockshin Curtis Director A-Award A Stock option (right to buy) 16,666 0.38 6.3K 16,666
2015-06-01 Kontulis Caitlin Officer A-Award A Stock option (right to buy) 10,000 0.38 3.8K 10,000
2015-06-01 Dorman H. Paul Director A-Award A Stock option (right to buy) 16,666 0.38 6.3K 16,666
2015-06-01 CAUWENBERGH GEERT Director / Officer A-Award A Stock option (right to buy) 133,000 0.38 50.5K 133,000
2015-06-01 Brownlie Keith L Director A-Award A Stock option (right to buy) 16,666 0.38 6.3K 16,666
2015-06-01 Bitterman Robert J Director A-Award A Stock option (right to buy) 16,666 0.38 6.3K 16,666
2015-04-02 CAUWENBERGH GEERT Director / Officer P-Purchase A Common stock, $0.0001 par value 5,000 0.72 3.6K 67,500
2015-02-17 CAUWENBERGH GEERT Director / Officer P-Purchase A Common stock, $0.0001 par value 4,000 1.17 4.7K 62,500
2015-02-10 CAUWENBERGH GEERT Director / Officer P-Purchase A Common stock, $0.0001 par value 1,156 1.25 1.4K 58,500
2015-01-22 Bitterman Robert J Director P-Purchase A Common stock, $0.0001 par value 1,853 1.19 2.2K 6,500
2015-01-20 CAUWENBERGH GEERT Director / Officer P-Purchase A Common stock, $0.0001 par value 10,000 1.03 10.3K 56,500
2014-12-30 CAUWENBERGH GEERT Director / Officer P-Purchase A Common Stock, $0.0001 par value 500 1.59 794.65 46,500
2014-10-13 CAUWENBERGH GEERT Director / Officer P-Purchase A Common stock, $0.0001 par value 3,000 1.68 5.0K 44,000
2014-09-19 CAUWENBERGH GEERT Director / Officer P-Purchase A Common stock, $0.0001 4,500 2.20 9.9K 4,500
2014-09-16 CAUWENBERGH GEERT Director / Officer P-Purchase A Common stock, $0.0001 par value 5,000 2.08 10.4K 46,000
2014-09-15 CAUWENBERGH GEERT Director / Officer P-Purchase A Common stock, $0.0001 par value 2,000 2.19 4.4K 41,000
2014-07-31 Advanced RNA Technologies, LLC P-Purchase A Common Stock, $0.0001 par value 400 2.48 992.00 1,221,723
2014-07-15 CAUWENBERGH GEERT Director / Officer P-Purchase A Common Stock, $0.0001 par value 1,000 2.50 2.5K 31,000
2014-07-09 CAUWENBERGH GEERT Director / Officer P-Purchase A Common stock, $0.0001 par value 1,400 2.57 3.6K 30,000
2014-07-02 CAUWENBERGH GEERT Director / Officer P-Purchase A Common stock, $0.0001 par value 1,000 2.86 2.9K 28,300
2014-06-25 CAUWENBERGH GEERT Director / Officer P-Purchase A Common stock, $0.0001 par value 500 3.01 1.5K 26,600
2014-06-19 CAUWENBERGH GEERT Director / Officer P-Purchase A Common stock, $0.0001 par value 800 2.96 2.4K 26,100
2014-06-09 CAUWENBERGH GEERT Director / Officer P-Purchase A Common stock, $0.0001 par value 200 3.05 610.00 23,300
2014-06-04 CAUWENBERGH GEERT Director / Officer P-Purchase A Common stock, $0.0001 par value 1,000 2.97 3.0K 23,100
2014-06-02 Pavco Pamela Officer A-Award A Stock Option (right to buy) 66,000 2.85 188.1K 66,000
2014-06-02 Lockshin Curtis Director A-Award A Stock Option (right to buy) 16,666 2.85 47.5K 16,666
2014-06-02 Kontulis Caitlin Officer A-Award A Stock Option (right to buy) 10,000 2.85 28.5K 10,000
2014-06-02 Dorman H. Paul Director A-Award A Stock Option (right to buy) 16,666 2.85 47.5K 16,666
2014-06-02 CAUWENBERGH GEERT Director / Officer A-Award A Stock Option (right to buy) 133,000 2.85 379.1K 133,000

Executive team

Top executives
Shares Outstanding
11.62M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2024 Robert J. Bitterman President and Chief Executive Officer 342.6K 43.2K 1.2K 387.0K 11.17%
2 2024 Robert M. Infarinato Vice President and Chief Financial Officer 75.5K 29.3K 414.00 105.2K 27.88%
3 2023 Robert J. Bitterman President and Chief Executive Officer 380.0K 57.6K 252.00 437.9K 13.16%
4 2022 Gerrit Dispersyn, Dr. Med. Sc. Former President and Chief Executive Officer 178.5K 108.5K 202.7K 489.8K 22.16%
5 2022 Robert J. Bitterman President and Chief Executive Officer 77.9K 31.5K 31.00 109.4K 28.77%
6 2022 Geert Cauwenbergh, Dr. Med. Sc. Former interim Principal Executive and Financial Officer 68.8K 8.6K 77.4K 11.13%
7 2021 Gerrit Dispersyn, Dr. Med. Sc. Former President and Chief Executive Officer 403.4K 210.8K 136.7K 575.00 751.5K 28.05%
8 2021 Gerrit Dispersyn, Dr. Med. Sc. Former President and Chief Executive Officer, Director 403.4K 210.8K 136.7K 575.00 751.5K 28.05%
9 2021 Robert J. Bitterman President and Chief Executive Officer 47.5K 30.8K 78.3K 39.34%
10 2021 Geert Cauwenbergh, Dr. Med. Sc. Former interim Principal Executive and Financial Officer 27.5K 30.8K 58.3K 52.83%
11 2020 Gerrit Dispersyn, Dr. Med. Sc. President and Chief Executive Officer 386.6K 196.0K 528.00 583.1K 0.00%
12 2020 Gerrit Dispersyn, Dr. Med. Sc. Former President and Chief Executive Officer, Director 386.6K 196.0K 528.00 583.1K 0.00%
13 2019 Gerrit Dispersyn, Dr. Med. Sc. President and Chief Executive Officer 372.3K 117.7K 168.9K 534.00 659.4K 17.84%
14 2019 John Barrett, Ph.D. Former Chief Development Officer 156.7K 103.7K 161.00 260.6K 39.79%
15 2019 Geert Cauwenbergh, Dr. Med. Sc. Former Chief Executive Officer 131.7K 152.00 131.8K 0.00%
16 2018 Geert Cauwenbergh, Dr. Med. Sc. Former Chief Executive Officer 420.4K 37.6K 36.1K 115.8K 606.00 610.4K 12.07%
17 2018 Gerrit Dispersyn, Dr. Med. Sc. President and Chief Executive Officer 315.6K 28.6K 27.5K 52.8K 454.00 425.0K 13.21%
18 2017 Geert Cauwenbergh, Dr. Med. Sc. Former Chief Executive Officer 416.0K 5.9K 156.0K 599.00 578.5K 1.02%
19 2017 Geert Cauwenbergh, Dr. Med. Sc. President, Chief Executive Officer and acting Chief Financial Officer 416.0K 5.9K 599.00 422.5K 1.40%
20 2017 Alexey Eliseev, Ph.D. Former Chief Business Officer 215.7K 91.0K 75.3K 382.0K 23.83%
21 2017 Gerrit Dispersyn, Dr. Med. Sc. President and Chief Executive Officer 186.3K 44.6K 44.1K 275.00 275.3K 16.19%
22 2017 Gerrit Dispersyn, Dr. Med. Sc. Chief Development Officer 186.3K 44.6K 275.00 231.2K 19.27%
23 2017 Pamela Pavco, Ph.D. Former Chief Development Officer 196.5K 3.2K 228.00 199.9K 1.58%
24 2016 Geert Cauwenbergh, Dr. Med. Sc. President, Chief Executive Officer and acting Chief Financial Officer 413.7K 26.6K 197.6K 624.00 638.5K 4.17%
25 2016 Pamela Pavco, Ph.D. Former Chief Development Officer 377.5K 13.2K 108.2K 585.00 499.5K 2.64%
26 2016 Pamela Pavco, Ph.D. Chief Development Officer 377.5K 13.2K 108.2K 585.00 499.5K 2.64%
27 2015 Geert Cauwenbergh, Dr. Med. Sc. President, Chief Executive Officer and acting Chief Financial Officer 398.4K 37.2K 190.0K 300.00 625.9K 5.95%
28 2015 Pamela Pavco, Ph.D. Chief Development Officer 363.8K 18.5K 104.0K 300.00 486.6K 3.80%
29 2015 Geert Cauwenbergh, Dr. Med. Sc.
30 2015 Keith L. Brownlie
31 2015 Curtis A. Lockshin, Ph.D.
32 2015 Robert J. Bitterman
33 2015 H. Paul Dorman
34 2014 Geert Cauwenbergh, Dr. Med. Sc. President, Chief Executive Officer and acting Chief Financial Officer 381.3K 305.9K 114.0K 552.00 801.7K 38.16%
35 2014 Pamela Pavco, Ph.D. Chief Development Officer 350.6K 150.5K 63.0K 300.00 564.4K 26.66%
36 2014 Curtis A. Lockshin, Ph.D.
37 2014 Geert Cauwenbergh, Dr. Med. Sc.
38 2014 Keith L. Brownlie
39 2014 Robert J. Bitterman
40 2014 H. Paul Dorman
41 2013 Robert J. Bitterman
42 2013 Curtis A. Lockshin, Ph.D.
43 2013 Geert Cauwenbergh, Dr. Med. Sc.
44 2013 Keith L. Brownlie
45 2013 H. Paul Dorman
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-08-28 DEFA14A
2025-07-30 DEFA14A
2025-07-30 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-07 8-K
2026-05-07 10-Q
2026-04-08 8-K
2026-04-08 424B5
2026-03-30 8-K
2026-03-05 8-K
2026-03-05 10-K
2026-02-18 8-K
2026-02-17 SC 13G/A
2026-02-13 SC 13G/A

Executive team

NameTitleCompensationGender
Robert J. Bitterman President, Chief Executive Officer & Chairman 579.4K male
Lisa Carson CFO, Principal Accounting Officer and VP of Finance & Administration 371.4K female
Jennifer Phillips Senior Vice President of Regulatory & Corporate Affairs
Linda Mahoney Senior Vice President of Development female
ESG Rating
B-
BIOTECHNOLOGY
Rank: 647 out of 662
2025
E (Environmental)
51.4 / 56.3
Company / Sector avg.
S (Social)
61.6 / 62.4
Company / Sector avg.
G (Governance)
61.2 / 60.9
Company / Sector avg.
ESG Total
58.1 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits