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Puma Biotechnology, Inc. (PBYI)

USD8.36 +0.08 (+0.91%)
US NASDAQ Healthcare Biotechnology
Address 10880 Wilshire Boulevard 90024
Los Angeles, CA, US
CEO Alan H. Auerbach
IPO 2012-04-24
CIK 1401667 ISIN US74587V1070

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Description

Puma Biotechnology, Inc. is a biopharmaceutical company dedicated to the global development and commercialization of treatments aimed at advancing cancer care. Its lead drug candidate, orally administered neratinib (PB272), targets a range of indications. These include patients with early-stage HER2-overexpressed/amplified breast cancer, as well as adults suffering from advanced or metastatic HER2-positive breast cancer when used in combination with capecitabine. Furthermore, PB272 is being explored for solid tumors exhibiting HER2 mutations. The company holds a licensing agreement with Pfizer, Inc. for this drug and has established sub-licensing partnerships with Specialised Therapeutics Asia Pte Ltd., CANbridge BIOMED Limited, Pint Pharma International SA, Knight Therapeutics, Inc., Pierre Fabre Medicament SAS, and Bixink Therapeutics Co., Ltd. Established in 2010, Puma Biotechnology maintains its headquarters in Los Angeles, California.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD8.36 +0.08 (+0.91%)
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Volume Profile
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Liquidity & share structure
Average Volume
285.5K
Beta
1.19
Float Shares
39.07M
Free Float %
76.8%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-0.84% -5.85% -9.00% +4.12% +41.88% +18.99% +132.89% +151.06% -27.16% -68.34% -49.43%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (19 ratings, all time) Buy
Price Targets & DCF
Current price
8.36
DCF (Unlevered) 17.31 +107.2%
DCF (Levered) 17.55 +110.1%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 0% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 0 0
Hold 1 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
-3.70
Distress
Piotroski F-Score
7 / 9
Strong
MOAT Score
5 / 10
Developing
Composite Rating
A
Overall Score
4 / 5
High
DCF Score
5 / 5
High
ROE Score
5 / 5
High
ROA Score
5 / 5
High
D/E Score
2 / 5
Medium
P/E Score
3 / 5
Medium
P/Book Score
3 / 5
Medium
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
    -0.9% Q1'26: -2.6% (vs Q1'25)
  • EPS growth Biotechnology: +29.7%
    -1.6% Q1'26: -223.8% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
    +14.0% Q1'26: +34.4% (vs Q1'25)
  • EBIT margin Biotechnology: +0.0%
    +18.6% Q1'26: -8.5% (vs Q1'25)
  • ROIC Biotechnology: -16.1%
    +60.1% Q1'26: -35.8% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +3.2% Q1'26: +1.9% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    0.54× Q1'26: -3.00× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (1.23) × ERP
WACC = 93% × Ke + 7% × Kd (23.2%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 17.23 Current price: 8.36
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
1 Rev. Ana.
1 EPS Ana.
Dec 2027
1 Rev. Ana.
1 EPS Ana.
Dec 2028
1 Rev. Ana.
1 EPS Ana.
Dec 2029
1 Rev. Ana.
1 EPS Ana.
Dec 2030
1 Rev. Ana.
1 EPS Ana.
Revenue
27.70M
est: 26.91M (+2.9%)
251.00M
est: 234.90M (+6.9%)
272.26M
est: 269.67M (+1.0%)
225.11M
est: 225.38M (-0.1%)
253.16M
est: 245.09M (+3.3%)
228.03M
est: 219.41M (+3.9%)
235.64M
est: 219.14M (+7.5%)
230.47M
est: 223.89M (+2.9%)
228.37M
est: 221.50M (+3.1%)
222.00M
222.00M – 222.00M
+0.2% YoY
219.00M
219.00M – 219.00M
-1.4% YoY
216.00M
215.00M – 217.00M
-1.4% YoY
213.00M
213.00M – 213.00M
-1.4% YoY
210.00M
210.00M – 210.00M
-1.4% YoY
EBITDA
-288.42M
est: 1.77M (-16,385.1%)
-95.21M
est: -108.71M (+12.4%)
-52.45M
est: -60.43M (+13.2%)
-35.71M
est: -18.21M (-96.0%)
-4.69M
est: 16.13M (-129.1%)
21.89M
est: -108.86M (+120.1%)
47.52M
est: 100.89M (-52.9%)
48.08M
est: 103.08M (-53.4%)
53.34M
est: 101.98M (-47.7%)
102.21M
102.21M – 102.21M
+0.2% YoY
100.83M
100.83M – 100.83M
-1.4% YoY
99.44M
98.98M – 99.91M
-1.4% YoY
98.06M
98.06M – 98.06M
-1.4% YoY
96.68M
96.68M – 96.68M
-1.4% YoY
EBIT
-291.24M
est: 526.6K (-55,407.7%)
-102.59M
est: -110.25M (+6.9%)
-60.52M
est: -72.03M (+16.0%)
-45.74M
est: -23.54M (-94.3%)
-16.00M
est: 4.80M (-433.5%)
12.05M
est: -60.83M (+119.8%)
36.00M
est: 90.32M (-60.1%)
36.55M
est: 92.27M (-60.4%)
42.40M
est: 91.29M (-53.6%)
91.50M
91.50M – 91.50M
+0.2% YoY
90.26M
90.26M – 90.26M
-1.4% YoY
89.02M
88.61M – 89.44M
-1.4% YoY
87.79M
87.79M – 87.79M
-1.4% YoY
86.55M
86.55M – 86.55M
-1.4% YoY
Net Income
-292.00M
est: -397.70M (+26.6%)
-113.60M
est: -130.55M (+13.0%)
-75.60M
est: -90.26M (+16.2%)
-60.00M
est: -46.05M (-30.3%)
-29.13M
est: -42.54M (+31.5%)
2.0K
est: -146.58M (+100.0%)
21.59M
est: 9.22M (+134.2%)
30.28M
est: 15.35M (+97.2%)
31.11M
est: 27.86M (+11.7%)
12.80M
12.59M – 16.79M
-54.1% YoY
10.13M
9.98M – 10.28M
-20.9% YoY
6.08M
6.08M – 6.08M
-40.0% YoY
2.03M
2.03M – 2.03M
-66.7% YoY
-1.52M
-1.52M – -1.52M
-175.0% YoY
SGA
106.70M
est: 11.34M (+841.0%)
146.20M
est: 173.29M (-15.6%)
141.64M
est: 184.39M (-23.2%)
118.49M
est: 140.40M (-15.6%)
116.29M
est: 103.29M (+12.6%)
89.98M
est: 184.85M (-51.3%)
89.31M
est: 82.95M (+7.7%)
80.16M
est: 84.75M (-5.4%)
71.21M
est: 83.84M (-15.1%)
84.03M
84.03M – 84.03M
+0.2% YoY
82.90M
82.90M – 82.90M
-1.4% YoY
81.76M
81.38M – 82.14M
-1.4% YoY
80.63M
80.63M – 80.63M
-1.4% YoY
79.49M
79.49M – 79.49M
-1.4% YoY
EPS
-7.86
est: -8.10 (+3.0%)
-2.99
est: -2.97 (-0.5%)
-2.13
est: -2.16 (+1.3%)
-1.52
est: -1.41 (-8.2%)
-0.72
est: -0.87 (+16.9%)
0.02
est: 0.17 (-88.0%)
0.46
est: 0.18 (+152.7%)
0.62
est: 0.30 (+106.7%)
0.62
est: 0.55 (+12.7%)
0.29
0.25 – 0.33
-47.3% YoY
0.20
0.20 – 0.20
-31.0% YoY
0.12
0.12 – 0.12
-40.0% YoY
0.04
0.04 – 0.04
-66.7% YoY
-0.03
-0.03 – -0.03
-175.0% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-07 A 4/5 5/5 5/5 5/5 2/5 3/5 3/5
2026-05-06 A 4/5 5/5 5/5 5/5 2/5 3/5 3/5
2026-05-05 A+ 4/5 5/5 5/5 5/5 2/5 4/5 3/5
2026-05-04 A+ 4/5 5/5 5/5 5/5 2/5 4/5 3/5
2026-05-01 A+ 4/5 5/5 5/5 5/5 2/5 4/5 3/5
2026-04-30 A+ 4/5 5/5 5/5 5/5 2/5 4/5 3/5
2026-04-29 A+ 4/5 5/5 5/5 5/5 2/5 4/5 3/5
2026-04-28 A+ 4/5 5/5 5/5 5/5 2/5 4/5 3/5
2026-04-27 A+ 4/5 5/5 5/5 5/5 2/5 4/5 3/5
2026-04-24 A 4/5 5/5 5/5 5/5 2/5 3/5 3/5
2026-04-23 A 4/5 5/5 5/5 5/5 1/5 3/5 3/5
2026-04-22 A 4/5 5/5 5/5 5/5 1/5 3/5 3/5
2026-04-21 A 4/5 5/5 5/5 5/5 1/5 3/5 3/5
2026-04-20 A 4/5 5/5 5/5 5/5 1/5 3/5 3/5
2026-04-17 A 4/5 5/5 5/5 5/5 1/5 3/5 3/5
2026-04-16 A 4/5 5/5 5/5 5/5 1/5 3/5 3/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
53.31M
OE per share TTM
1.05
Owner's Yield
14.44%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
5.3%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
37
Total invested
9.01M
Insider transactions (90d)
0
Beneficial owners (>5%)
44
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 (1) BlackRock, Inc. 3.83M 7.80% 3.69M HC Delaware 2024-11-08
2 The Vanguard Group - 23-1945930 3.68M 9.00% 57.2K 3.61M 71.7K IA Pennsylvania For 2022-02-10
3 Alger Associates, Inc. 13-3017981 3.42M 8.59% 3.42M 3.42M HC New York 2021-02-16
4 Alger Group Holdings, LLC 3.42M 8.59% 3.42M 3.42M HC New York 2021-02-16
5 Anders Hove 2.74M 5.80% 2.74M IN United States of America 2023-09-01
6 James N. Topper 2.63M 5.40% 2.63M 2.63M IN Delaware 2024-03-29
7 Patrick J. Heron 2.63M 5.40% 2.63M 2.63M IN Delaware 2024-03-29
8 Israel A. Englander 2.24M 5.50% 2.24M 2.24M IN United States 2022-01-14
9 Millennium Group Management LLC 2.24M 5.50% 2.24M 2.24M OO United States 2022-01-14
10 Millennium Management LLC 2.24M 5.50% 2.24M 2.24M OO United States 2022-01-14
11 GOLDMAN SACHS & CO. LLC 2.10M 5.10% 13.00 2.10M BD, IA, OO Delaware 2022-02-08
12 THE GOLDMAN SACHS GROUP, INC. 2.10M 5.10% 13.00 2.10M HC, CO Delaware 2022-02-08
13 Albert Cha 1.93M 4.00% 1.93M 1.93M IN Delaware 2024-03-29
14 James Brush 1.93M 4.00% 1.93M 1.93M IN Delaware 2024-03-29
15 Integrated Core Strategies (US) LLC 1.76M 4.30% 1.76M 1.76M OO 2021-11-19
16 Acorn Bioventures 2 L.P. 1.59M 3.30% 1.59M PN Delaware 2023-09-01
17 Acorn Capital Advisors GP 2, LLC 1.59M 3.30% 1.59M OO Delaware 2023-09-01
18 FHMLSP, L.L.C. 1.30M 2.70% 1.30M 1.30M OO Delaware 2024-03-29
19 FHMLSP, L.P. 1.30M 2.70% 1.30M 1.30M PN Delaware 2024-03-29
20 Frazier Life Sciences Public Fund, L.P. 1.30M 2.70% 1.30M 1.30M PN Delaware 2024-03-29
21 Acorn Bioventures, L.P. 1.15M 2.40% 1.15M PN Delaware 2023-09-01
22 Acorn Capital Advisors GP, LLC 1.15M 2.40% 1.15M OO Delaware 2023-09-01
23 13-3017981 890.4K 2.18% 890.4K 890.4K HC New York 2021-11-10
24 FHMLSP Overage, L.L.C. 639.1K 1.30% 639.1K 639.1K OO Delaware 2024-03-29
25 FHMLSP Overage, L.P. 639.1K 1.30% 639.1K 639.1K PN Delaware 2024-03-29
26 Frazier Life Sciences Public Overage Fund, L.P. 639.1K 1.30% 639.1K 639.1K PN Delaware 2024-03-29
27 STATE STREET CORPORATION 578.1K 1.41% 539.5K 578.1K HC 2022-02-10
28 Daniel Estes 453.4K 0.90% 453.4K 453.4K IN Delaware 2024-03-29
29 FHMLS XI, L.L.C. 453.4K 0.90% 453.4K 453.4K OO Delaware 2024-03-29
30 FHMLS XI, L.P. 453.4K 0.90% 453.4K 453.4K PN Delaware 2024-03-29
31 Frazier Life Sciences XI, L.P. 453.4K 0.90% 453.4K 453.4K PN Delaware 2024-03-29
32 FHMLS X, L.L.C. 244.2K 0.50% 244.2K 244.2K OO Delaware 2024-03-29
33 FHMLS X, L.P. 244.2K 0.50% 244.2K 244.2K PN Delaware 2024-03-29
34 Frazier Life Sciences X, L.P. 244.2K 0.50% 244.2K 244.2K PN Delaware 2024-03-29
35 Millennium International Management LP 242.0K 0.60% 242.0K 242.0K PN 2021-11-19
36 Integrated Assets II LLC 219.0K 0.50% 219.0K 219.0K OO 2021-11-19
37 ICS Opportunities, Ltd. 18.8K 0.00% 18.8K 18.8K CO 2021-11-19
38 Integrated Assets, Ltd. 4.2K 0.00% 4.2K 4.2K CO 2021-11-19
39 EcoR1 Capital, LLC 11.00% IA, OO Delaware 2021-02-12
40 Oleg Nodelman 11.00% HC, IN Delaware 2021-02-12
41 Company, L.P. 0.00% PN Delaware 2022-02-11
42 Deerfield Mgmt, L.P. 0.00% PN Delaware 2022-02-11
43 Deerfield Partners, L.P. 0.00% PN Delaware 2022-02-11
44 James E. Flynn 0.00% IN United States 2022-02-11

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
37
-116 vs prev Q
New positions
6
Closed positions
121
Increased
20
Reduced
5
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 89.4K +89.4K (+100.0%) 531.70M +531.7M (+100.0%) 0.18% +0.178 pp 0.01% +0.009 pp USD5.95 +0.0% 1 qtrs NEW
2 MACQUARIE MANAGEMENT HOLDINGS, INC. 61.3K +61.3K (+100.0%) 364.00M +364.0M (+100.0%) 0.12% +0.122 pp 0.00% +0.001 pp USD5.95 +0.0% 1 qtrs NEW
3 ACORN CAPITAL ADVISORS, LLC 4.13M +— (+0.0%) 24.58M +2.6M (+12.1%) 8.21% -0.106 pp 8.33% -2.807 pp USD3.07 +93.8% 5 qtrs
4 VANGUARD GROUP INC 3.80M +106.0K (+2.9%) 22.60M +3.0M (+15.3%) 7.54% +0.116 pp 0.00% +0.000 pp USD34.89 -82.9% 53 qtrs
5 BLACKROCK, INC. 3.64M +64.7K (+1.8%) 21.67M +2.7M (+14.1%) 7.24% +0.037 pp 0.00% +0.000 pp USD2.61 +128.0% 6 qtrs
6 RENAISSANCE TECHNOLOGIES LLC 2.12M -27.4K (-1.3%) 12.64M +1.2M (+10.6%) 4.22% -0.109 pp 0.02% +0.005 pp USD6.84 -13.0% 29 qtrs
7 ACADIAN ASSET MANAGEMENT LLC 2.02M -28.5K (-1.4%) 12.04M +1.1M (+10.5%) 4.02% -0.109 pp 0.02% +0.001 pp USD7.37 -19.3% 28 qtrs
8 AMERICAN CENTURY COMPANIES INC 1.65M +166.9K (+11.3%) 9.82M +1.9M (+24.7%) 3.28% +0.294 pp 0.00% +0.001 pp USD4.05 +46.9% 9 qtrs
9 DIMENSIONAL FUND ADVISORS LP 1.34M +67.7K (+5.3%) 7.97M +1.2M (+18.1%) 2.66% +0.102 pp 0.00% +0.000 pp USD3.69 +61.2% 14 qtrs
10 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 1.12M +292.1K (+35.3%) 6.67M +2.3M (+51.6%) 2.23% +0.559 pp 0.04% +0.011 pp USD4.79 +24.2% 9 qtrs
11 GEODE CAPITAL MANAGEMENT, LLC 994.3K +10.8K (+1.1%) 5.92M +693.9K (+13.3%) 1.98% -0.004 pp 0.00% +0.000 pp USD14.32 -58.4% 53 qtrs
12 STATE STREET CORP 877.1K +128.4K (+17.2%) 5.22M +1.2M (+31.3%) 1.74% +0.236 pp 0.00% +0.000 pp USD6.68 -10.9% 51 qtrs
13 CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. 875.3K -68.2K (-7.2%) 5.21M +198.2K (+4.0%) 1.74% -0.160 pp 0.01% -0.002 pp USD3.55 +67.6% 17 qtrs
14 KENNEDY CAPITAL MANAGEMENT LLC 868.3K +685.0 (+0.1%) 5.17M +559.4K (+12.1%) 1.72% -0.021 pp 0.11% +0.008 pp USD2.77 +114.8% 6 qtrs
15 GOLDMAN SACHS GROUP INC 794.0K +559.3K (+238.4%) 4.72M +3.5M (+279.2%) 1.58% +1.105 pp 0.00% +0.000 pp USD5.53 +7.6% 52 qtrs
16 BRIDGEWAY CAPITAL MANAGEMENT, LLC 773.5K +339.9K (+78.4%) 4.60M +2.3M (+99.9%) 1.54% +0.664 pp 0.10% +0.047 pp USD5.08 +17.1% 17 qtrs
17 RITHOLTZ WEALTH MANAGEMENT 694.0K +223.2K (+47.4%) 4.13M +1.6M (+65.2%) 1.38% +0.431 pp 0.08% +0.027 pp USD4.98 +19.5% 9 qtrs
18 AQR CAPITAL MANAGEMENT LLC 666.6K +535.9K (+410.1%) 3.97M +3.3M (+471.6%) 1.32% +1.061 pp 0.00% +0.002 pp USD5.42 +9.8% 5 qtrs
19 NORTHERN TRUST CORP 616.2K +89.5K (+17.0%) 3.67M +869.4K (+31.1%) 1.22% +0.164 pp 0.00% +0.000 pp USD7.63 -22.0% 51 qtrs
20 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 547.9K +83.1K (+17.9%) 3.26M +792.0K (+32.1%) 1.09% +0.153 pp 0.00% +0.000 pp USD3.55 +67.6% 4 qtrs
21 GLOBEFLEX CAPITAL L P 452.6K +— (+0.0%) 2.69M +289.7K (+12.1%) 0.90% -0.012 pp 0.41% +0.042 pp USD6.98 -14.8% 23 qtrs
22 SEI INVESTMENTS CO 429.9K +82.7K (+23.8%) 2.56M +714.2K (+38.7%) 0.85% +0.155 pp 0.00% +0.001 pp USD8.07 -26.3% 34 qtrs
23 LSV ASSET MANAGEMENT 404.8K -155.1K (-27.7%) 2.41M -564.0K (-19.0%) 0.80% -0.323 pp 0.01% -0.001 pp USD3.45 +72.5% 14 qtrs
24 D. E. SHAW & CO., INC. 378.3K -120.3K (-24.1%) 2.25M -396.7K (-15.0%) 0.75% -0.252 pp 0.00% 0.000 pp USD3.00 +98.3% 6 qtrs
25 BANK OF NEW YORK MELLON CORP 351.9K -3.5K (-1.0%) 2.09M +206.7K (+11.0%) 0.70% -0.016 pp 0.00% +0.000 pp USD7.17 -17.0% 53 qtrs
26 MORGAN STANLEY 326.8K -51.3K (-13.6%) 1.94M -63.3K (-3.2%) 0.65% -0.112 pp 0.00% +0.000 pp USD4.89 +21.7% 51 qtrs
27 PRUDENTIAL FINANCIAL INC 286.5K +65.6K (+29.7%) 1.70M +531.5K (+45.3%) 0.57% +0.125 pp 0.00% +0.001 pp USD3.60 +65.3% 13 qtrs
28 RUSSELL INVESTMENTS GROUP, LTD. 251.7K -713.0K (-73.9%) 1.50M -3.6M (-70.8%) 0.50% -1.441 pp 0.00% -0.004 pp USD5.31 +12.1% 7 qtrs
29 FEDERATED HERMES, INC. 237.9K +39.9K (+20.1%) 1.42M +364.0K (+34.6%) 0.47% +0.074 pp 0.00% +0.001 pp USD10.64 -44.1% 39 qtrs
30 PANAGORA ASSET MANAGEMENT INC 194.9K +29.0K (+17.5%) 1.16M +278.5K (+31.6%) 0.39% +0.053 pp 0.00% +0.001 pp USD4.67 +27.4% 7 qtrs
31 EMPOWERED FUNDS, LLC 186.2K +66.6K (+55.7%) 1.11M +472.9K (+74.5%) 0.37% +0.129 pp 0.01% +0.002 pp USD5.15 +15.5% 3 qtrs
32 PROSPERA FINANCIAL SERVICES INC 185.5K -4.1K (-2.2%) 1.10M +96.8K (+9.6%) 0.37% -0.013 pp 0.02% +0.001 pp USD4.30 +38.4% 23 qtrs
33 FRANKLIN RESOURCES INC 182.7K +9.0K (+5.2%) 1.09M +164.8K (+17.9%) 0.36% +0.014 pp 0.00% +0.000 pp USD5.11 +16.4% 6 qtrs
34 FMR LLC 163.9K +18.6K (+12.8%) 975.0K +203.6K (+26.4%) 0.33% +0.033 pp 0.00% +0.000 pp USD3.91 +52.2% 16 qtrs
35 CITADEL ADVISORS LLC 162.7K +162.7K (+100.0%) 967.9K +967.9K (+100.0%) 0.32% +0.323 pp 0.00% +0.000 pp USD5.95 +0.0% 37 qtrs
36 TWO SIGMA INVESTMENTS, LP 162.4K +106.2K (+189.3%) 966.0K +668.0K (+224.1%) 0.32% +0.210 pp 0.00% +0.001 pp USD4.99 +19.2% 19 qtrs
37 MACKENZIE FINANCIAL CORP 161.0K -14.2K (-8.1%) 965.5K +35.2K (+3.8%) 0.32% -0.033 pp 0.00% +0.000 pp USD3.11 +91.3% 5 qtrs
38 LOS ANGELES CAPITAL MANAGEMENT LLC 148.1K -125.9K (-45.9%) 808.8K -646.4K (-44.4%) 0.29% -0.257 pp 0.00% -0.002 pp USD2.78 +114.0% 6 qtrs
39 STATE OF WISCONSIN INVESTMENT BOARD 133.8K +79.5K (+146.3%) 796.0K +507.5K (+176.0%) 0.27% +0.157 pp 0.00% +0.001 pp USD5.69 +4.6% 2 qtrs
40 UBS GROUP AG 127.3K -248.8K (-66.1%) 757.5K -1.2M (-62.1%) 0.25% -0.504 pp 0.00% 0.000 pp USD3.66 +62.6% 45 qtrs
41 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 125.4K +— (+0.0%) 746.0K +80.2K (+12.1%) 0.25% -0.003 pp 0.00% +0.000 pp USD3.42 +74.0% 52 qtrs
42 FIRST TRUST ADVISORS LP 122.8K +3.0K (+2.5%) 730.7K +94.6K (+14.9%) 0.24% +0.003 pp 0.00% +0.000 pp USD5.33 +11.6% 2 qtrs
43 QUBE RESEARCH & TECHNOLOGIES LTD 111.5K -44.0K (-28.3%) 663.5K -162.2K (-19.6%) 0.22% -0.091 pp 0.00% 0.000 pp USD4.98 +19.5% 15 qtrs
44 INVESCO LTD. 108.3K +44.5K (+69.7%) 644.4K +305.5K (+90.2%) 0.22% +0.087 pp 0.00% +0.000 pp USD4.60 +29.3% 7 qtrs
45 STRS OHIO 99.4K -25.5K (-20.4%) 591.4K -71.8K (-10.8%) 0.20% -0.054 pp 0.00% 0.000 pp USD3.14 +89.5% 7 qtrs
46 WINTON GROUP LTD 97.2K +35.8K (+58.4%) 578.1K +252.5K (+77.5%) 0.19% +0.070 pp 0.02% +0.008 pp USD5.55 +7.2% 2 qtrs
47 EVERGREEN CAPITAL MANAGEMENT LLC 96.0K +— (+0.0%) 571.2K +61.4K (+12.1%) 0.19% -0.003 pp 0.01% +0.001 pp USD3.43 +73.5% 3 qtrs
48 ROUND ROCK ADVISORS, LLC 105.0K +39.6K (+60.6%) 570.0K +240.4K (+72.9%) 0.21% +0.077 pp 0.09% +0.034 pp USD5.55 +7.2% 2 qtrs
49 HAVEN PRIVATE, LLC 92.1K +92.1K (+100.0%) 547.9K +547.9K (+100.0%) 0.18% +0.183 pp 0.24% +0.240 pp USD5.95 +0.0% 1 qtrs NEW
50 BARCLAYS PLC 81.4K +3.4K (+4.4%) 484.5K +285.6K (+143.5%) 0.16% +0.005 pp 0.00% +0.000 pp USD4.44 +34.0% 51 qtrs
51 NUVEEN, LLC 79.1K +— (+0.0%) 470.7K +50.6K (+12.1%) 0.16% -0.002 pp 0.00% +0.000 pp USD2.96 +101.0% 4 qtrs
52 CANADA PENSION PLAN INVESTMENT BOARD 75.2K +75.2K (+100.0%) 447.4K +447.4K (+100.0%) 0.15% +0.149 pp 0.00% +0.000 pp USD5.95 +0.0% 1 qtrs NEW
53 TWO SIGMA ADVISERS, LP 71.1K -2.1K (-2.9%) 423.0K +34.4K (+8.8%) 0.14% -0.006 pp 0.00% +0.000 pp USD3.51 +69.5% 20 qtrs
54 LAZARD ASSET MANAGEMENT LLC 59.6K -3.6K (-5.7%) 354.5K +19.2K (+5.7%) 0.12% -0.009 pp 0.00% +0.000 pp USD5.31 +12.1% 9 qtrs
55 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. 59.3K +8.5K (+16.7%) 353.0K +83.0K (+30.7%) 0.12% +0.016 pp 0.00% +0.000 pp USD5.40 +10.2% 2 qtrs
56 SUSQUEHANNA INTERNATIONAL GROUP, LLP 57.1K -35.7K (-38.5%) 339.7K -153.0K (-31.1%) 0.11% -0.073 pp 0.00% +0.000 pp USD4.87 +22.2% 3 qtrs
57 VERDAD ADVISERS, LP 55.5K +55.5K (+100.0%) 330.5K +330.5K (+100.0%) 0.11% +0.110 pp 0.38% +0.378 pp USD5.95 +0.0% 1 qtrs NEW
58 RHUMBLINE ADVISERS 53.9K -6.1K (-10.2%) 320.7K +2.1K (+0.6%) 0.11% -0.014 pp 0.00% +0.000 pp USD3.34 +78.1% 11 qtrs
59 STATE OF WYOMING 53.2K +40.4K (+317.3%) 316.3K +248.6K (+367.6%) 0.11% +0.080 pp 0.03% +0.027 pp USD5.80 +2.6% 2 qtrs
60 BANK OF AMERICA CORP /DE/ 52.4K +7.4K (+16.5%) 311.7K +72.9K (+30.5%) 0.10% +0.014 pp 0.00% +0.000 pp USD3.69 +61.2% 52 qtrs
61 D'ORAZIO & ASSOCIATES, INC. 49.8K +17.9K (+56.0%) 296.4K +126.8K (+74.8%) 0.10% +0.035 pp 0.04% +0.016 pp USD4.97 +19.7% 3 qtrs
62 WELLS FARGO & COMPANY/MN 48.3K +15.8K (+48.4%) 287.3K +114.5K (+66.3%) 0.10% +0.031 pp 0.00% +0.000 pp USD4.71 +26.3% 51 qtrs
63 MAN GROUP PLC 47.3K +47.3K (+100.0%) 281.6K +281.6K (+100.0%) 0.09% +0.094 pp 0.00% +0.001 pp USD5.95 +0.0% 1 qtrs NEW
64 VIRTUS ETF ADVISERS LLC 47.2K +— (+0.0%) 280.7K +30.2K (+12.1%) 0.09% -0.001 pp 0.13% -0.005 pp USD2.96 +101.0% 4 qtrs
65 METIS GLOBAL PARTNERS, LLC 42.6K -13.2K (-23.7%) 253.4K -42.9K (-14.5%) 0.08% -0.028 pp 0.01% -0.001 pp USD4.71 +26.3% 8 qtrs
66 LPL FINANCIAL LLC 40.4K -10.9K (-21.2%) 240.6K -31.8K (-11.7%) 0.08% -0.023 pp 0.00% +0.000 pp USD3.76 +58.2% 9 qtrs
67 VISE TECHNOLOGIES, INC. 40.3K +40.3K (+100.0%) 239.8K +239.8K (+100.0%) 0.08% +0.080 pp 0.00% +0.005 pp USD5.95 +0.0% 1 qtrs NEW
68 UNIVERSAL- BETEILIGUNGS- UND SERVICEGESELLSCHAFT MBH 39.3K -159.2K (-80.2%) 233.9K -820.2K (-77.8%) 0.08% -0.321 pp 0.00% -0.001 pp USD4.84 +22.9% 4 qtrs
69 JANE STREET GROUP, LLC 36.4K -102.2K (-73.8%) 216.4K -519.3K (-70.6%) 0.07% -0.207 pp 0.00% 0.000 pp USD4.77 +24.7% 9 qtrs
70 BARON WEALTH MANAGEMENT LLC 35.4K +13.6K (+62.6%) 210.6K +95.0K (+82.2%) 0.07% +0.027 pp 0.06% +0.027 pp USD5.56 +7.0% 2 qtrs
71 ENTRYPOINT CAPITAL, LLC 35.4K +35.4K (+100.0%) 210.6K +210.6K (+100.0%) 0.07% +0.070 pp 0.08% +0.082 pp USD5.95 +0.0% 1 qtrs NEW
72 DIADEMA PARTNERS LP 33.8K -102.1K (-75.1%) 201.1K -520.5K (-72.1%) 0.07% -0.206 pp 0.03% -0.150 pp USD5.31 +12.1% 2 qtrs
73 PRELUDE CAPITAL MANAGEMENT, LLC 32.1K -6.3K (-16.3%) 191.3K -12.7K (-6.2%) 0.06% -0.013 pp 0.01% -0.002 pp USD3.32 +79.2% 5 qtrs
74 STOKES FAMILY OFFICE, LLC 28.1K +28.1K (+100.0%) 167.1K +167.1K (+100.0%) 0.06% +0.056 pp 0.02% +0.015 pp USD5.95 +0.0% 1 qtrs NEW
75 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 27.3K +27.3K (+100.0%) 162.6K +162.6K (+100.0%) 0.05% +0.054 pp 0.00% +0.000 pp USD5.95 +0.0% 3 qtrs
76 KATHMERE CAPITAL MANAGEMENT, LLC 27.1K -822.0 (-2.9%) 161.4K +13.0K (+8.8%) 0.05% -0.002 pp 0.01% +0.000 pp USD3.95 +50.6% 3 qtrs
77 PRICE T ROWE ASSOCIATES INC /MD/ 25.9K +4.3K (+19.9%) 155.0K +40.0K (+34.8%) 0.05% +0.008 pp 0.00% +0.000 pp USD3.45 +72.5% 6 qtrs
78 METLIFE INVESTMENT MANAGEMENT, LLC 24.4K +9.9K (+67.8%) 145.3K +68.0K (+88.1%) 0.05% +0.019 pp 0.00% +0.000 pp USD4.17 +42.7% 4 qtrs
79 C2C WEALTH MANAGEMENT, LLC 23.0K +— (+0.0%) 137.0K +14.7K (+12.1%) 0.05% -0.001 pp 0.12% +0.011 pp USD3.36 +77.1% 5 qtrs
80 BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC 21.8K +21.8K (+100.0%) 129.7K +129.7K (+100.0%) 0.04% +0.043 pp 0.00% +0.001 pp USD5.95 +0.0% 1 qtrs NEW
81 JPMORGAN CHASE & CO 21.1K +3.8K (+22.1%) 125.6K +33.8K (+36.8%) 0.04% +0.007 pp 0.00% +0.000 pp USD3.64 +63.5% 51 qtrs
82 MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. 20.2K -64.0 (-0.3%) 119.9K +12.6K (+11.7%) 0.04% -0.001 pp 0.00% +0.000 pp USD2.59 +129.7% 6 qtrs
83 HERON BAY CAPITAL MANAGEMENT 20.1K +20.1K (+100.0%) 119.3K +119.3K (+100.0%) 0.04% +0.040 pp 0.02% +0.023 pp USD5.95 +0.0% 1 qtrs NEW
84 ONE WEALTH ADVISORS, LLC 19.4K +19.4K (+100.0%) 115.4K +115.4K (+100.0%) 0.04% +0.039 pp 0.01% +0.014 pp USD5.95 +0.0% 1 qtrs NEW
85 INTECH INVESTMENT MANAGEMENT LLC 18.9K +— (+0.0%) 112.5K +12.1K (+12.1%) 0.04% -0.001 pp 0.00% +0.000 pp USD3.02 +97.0% 5 qtrs
86 ENGINEERS GATE MANAGER LP 18.8K +18.8K (+100.0%) 111.8K +111.8K (+100.0%) 0.04% +0.037 pp 0.00% +0.001 pp USD5.95 +0.0% 1 qtrs NEW
87 MILLENNIUM MANAGEMENT LLC 16.6K -89.0K (-84.3%) 98.9K -462.1K (-82.4%) 0.03% -0.180 pp 0.00% 0.000 pp USD5.95 +0.0% 52 qtrs
88 AXQ CAPITAL, LP 16.6K +16.6K (+100.0%) 98.7K +98.7K (+100.0%) 0.03% +0.033 pp 0.02% +0.022 pp USD5.95 +0.0% 1 qtrs NEW
89 CAPROCK GROUP, LLC 16.4K +4.7K (+39.8%) 97.9K +38.6K (+65.0%) 0.03% +0.009 pp 0.00% +0.001 pp USD5.49 +8.4% 2 qtrs
90 HEADLANDS TECHNOLOGIES LLC 16.0K -13.2K (-45.2%) 95.1K -59.9K (-38.6%) 0.03% -0.027 pp 0.01% -0.004 pp USD5.19 +14.6% 4 qtrs
91 POLICE & FIREMEN'S RETIREMENT SYSTEM OF NEW JERSEY 15.7K +7.4K (+88.9%) 93.5K +49.3K (+111.6%) 0.03% +0.015 pp 0.00% +0.000 pp USD4.41 +34.9% 5 qtrs
92 ALLIANCEBERNSTEIN L.P. 13.8K +— (+0.0%) 82.1K +8.8K (+12.1%) 0.03% 0.000 pp 0.00% +0.000 pp USD3.43 +73.5% 3 qtrs
93 MANUFACTURERS LIFE INSURANCE COMPANY, THE 13.4K -1.7K (-11.4%) 79.9K -593.0 (-0.7%) 0.03% -0.004 pp 0.00% +0.000 pp USD2.96 +101.0% 4 qtrs
94 CAUSEWAY CAPITAL MANAGEMENT LLC 13.3K -785.0 (-5.6%) 79.2K +4.4K (+5.8%) 0.03% -0.002 pp 0.00% +0.000 pp USD2.96 +101.0% 4 qtrs
95 CWM, LLC 12.8K +3.9K (+43.6%) 76.0K +29.0K (+61.7%) 0.03% +0.008 pp 0.00% +0.000 pp USD4.10 +45.1% 7 qtrs
96 PERKINS CAPITAL MANAGEMENT INC 12.5K +300.0 (+2.5%) 74.4K +9.6K (+14.8%) 0.02% +0.000 pp 0.06% +0.002 pp USD5.33 +11.6% 2 qtrs
97 ADVISOR GROUP HOLDINGS, INC. 12.2K -6.1K (-33.4%) 72.4K -23.6K (-24.6%) 0.02% -0.013 pp 0.00% +0.000 pp USD3.07 +93.8% 24 qtrs
98 CERITY PARTNERS LLC 12.1K +1.9K (+18.2%) 71.8K +17.6K (+32.5%) 0.02% +0.003 pp 0.00% +0.000 pp USD3.82 +55.8% 3 qtrs
99 PFG INVESTMENTS, LLC 12.0K -3.0K (-20.0%) 71.4K -8.3K (-10.4%) 0.02% -0.006 pp 0.00% -0.001 pp USD2.96 +101.0% 4 qtrs
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 71 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Hartford Multifactor Small Cap ETF ROSC 0.71% 436.7K 0.34%
2 Invesco Dorsey Wright SmallCap Momentum ETF DWAS 0.41% 1.93M 0.60%
3 First Trust Dow Jones Select MicroCap Index Fund FDM 0.40% 1.04M 0.65%
4 Royce Quant Small-Cap Quality Value ETF SQLV 0.27% 79.0K 0.60%
5 Applied Finance IVS US SMID ETF IVSS 0.09% 11.0K 0.59%
6 iShares Micro-Cap ETF IWC 0.08% 1.18M 0.60%
7 EA Bridgeway Omni Small-Cap Value ETF BSVO 0.08% 1.29M 0.47%
8 WisdomTree U.S. SmallCap Fund EES 0.07% 501.1K 0.38%
9 Avantis U.S. Small Cap Value ETF AVUV 0.06% 16.56M 0.25%
10 Goldman Sachs ActiveBeta U.S. Small Cap Equity ETF GSSC 0.05% 573.5K 0.20%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
1.00
Neutral
Ratio by volume
3.00
Bullish
Buys
6
Sells
6
Shares acquired
620.2K
Shares disposed
54.9K
Cash buys
Cash sales
6.00
Net activity
+565,365
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-02-18 NOUGUES MAXIMO F Officer A-Award A Common Stock 46,739 0.00 240,023 D
2026-02-18 HUNT DOUGLAS M Officer A-Award A Common Stock 49,394 0.00 205,301 D
2026-02-18 AUERBACH ALAN H Director / Officer / 10% Owner A-Award A Common Stock 159,778 0.00 7,305,729 D
2026-01-07 NOUGUES MAXIMO F Officer S-Sale D Common Stock 6,405 5.88 37.7K 193,284 D
2026-01-07 HUNT DOUGLAS M Officer S-Sale D Common Stock 5,014 5.88 29.5K 155,907 D
2026-01-07 AUERBACH ALAN H Director / Officer / 10% Owner S-Sale D Common Stock 18,012 5.88 105.9K 7,145,951 D
2026-01-06 NOUGUES MAXIMO F Officer S-Sale D Common Stock 4,540 5.84 26.5K 199,689 D
2026-01-06 HUNT DOUGLAS M Officer S-Sale D Common Stock 3,973 5.84 23.2K 160,921 D
2026-01-06 AUERBACH ALAN H Director / Officer / 10% Owner S-Sale D Common Stock 16,938 5.84 99.0K 7,163,963 D
2025-11-11 MILLER MICHAEL PATRICK Director S-Sale D Common Stock 20,000 4.86 97.2K 54,000 D
2025-07-18 Cesano Alessandra Director S-Sale D Common Stock 27,000 3.37 90.9K 41,850 D
2025-07-09 NOUGUES MAXIMO F Officer S-Sale D Common Stock 3,935 3.54 13.9K 204,229 D
2025-07-09 HUNT DOUGLAS M Officer S-Sale D Common Stock 3,443 3.54 12.2K 164,894 D
2025-07-09 AUERBACH ALAN H Director / Officer / 10% Owner S-Sale D Common Stock 21,580 3.54 76.3K 7,180,901 D
2025-07-08 NOUGUES MAXIMO F Officer S-Sale D Common Stock 5,587 3.53 19.7K 208,164 D
2025-07-08 HUNT DOUGLAS M Officer S-Sale D Common Stock 4,374 3.53 15.5K 168,337 D
2025-07-08 AUERBACH ALAN H Director / Officer / 10% Owner S-Sale D Common Stock 25,592 3.53 90.4K 7,202,481 D
2025-06-13 WILSON TROY EDWARD Director S-Sale D Common Stock 10,800 3.40 36.7K 43,550 D
2025-06-13 Stuglik Brian M Director S-Sale D Common Stock 8,100 3.39 27.5K 94,958 D
2025-06-13 Senderowicz Adrian Director S-Sale D Common Stock 27,000 3.40 91.8K 27,000 D
2025-06-13 MOYES JAY M Director S-Sale D Common Stock 22,000 3.40 74.8K 53,322 D
2025-06-13 Dorval Allison Director S-Sale D Common Stock 11,610 3.40 39.5K 75,390 D
2025-06-13 Cesano Alessandra Director S-Sale D Common Stock 12,150 3.40 41.3K 68,850 D
2025-06-11 WILSON TROY EDWARD Director A-Award A Common Stock 27,000 0.00 54,350 D
2025-06-11 Stuglik Brian M Director A-Award A Common Stock 27,000 0.00 103,058 D
2025-06-11 Senderowicz Adrian Director A-Award A Common Stock 27,000 0.00 54,000 D
2025-06-11 MOYES JAY M Director A-Award A Common Stock 27,000 0.00 75,322 D
2025-06-11 MILLER MICHAEL PATRICK Director A-Award A Common Stock 27,000 0.00 74,000 D
2025-06-11 Dorval Allison Director A-Award A Common Stock 27,000 0.00 87,000 D
2025-06-11 Cesano Alessandra Director A-Award A Common Stock 27,000 0.00 81,000 D
2025-02-07 NOUGUES MAXIMO F Officer A-Award A Stock Option (Right to Buy) 85,067 2.78 236.5K 85,067 D
2025-02-07 Ludwig Jeffrey Jerome Officer A-Award A Common Stock 47,841 0.00 156,792 D
2025-02-07 HUNT DOUGLAS M Officer A-Award A Common Stock 48,117 0.00 172,711 D
2025-02-07 AUERBACH ALAN H Director / Officer / 10% Owner A-Award A Stock Option (Right to Buy) 274,622 2.78 763.4K 274,622 D
2025-01-02 NOUGUES MAXIMO F Officer S-Sale D Common Stock 10,227 3.15 32.2K 152,295 D
2025-01-02 Ludwig Jeffrey Jerome Officer S-Sale D Common Stock 9,437 3.15 29.7K 108,951 D
2025-01-02 HUNT DOUGLAS M Officer S-Sale D Common Stock 8,633 3.15 27.2K 124,594 D
2025-01-02 AUERBACH ALAN H Director / Officer / 10% Owner S-Sale D Common Stock 33,841 3.15 106.7K 7,029,674 D
2024-08-12 MILLER MICHAEL PATRICK Director S-Sale D Common Stock 23,358 3.49 81.5K 47,000
2024-07-17 NOUGUES MAXIMO F Officer S-Sale D Common Stock 4,156 3.70 15.4K 162,522
2024-07-17 Ludwig Jeffrey Jerome Officer S-Sale D Common Stock 2,598 3.70 9.6K 118,388
2024-07-17 HUNT DOUGLAS M Officer S-Sale D Common Stock 3,637 3.70 13.5K 133,227
2024-07-17 AUERBACH ALAN H Director / Officer / 10% Owner S-Sale D Common Stock 21,920 3.70 81.1K 7,063,515
2024-07-02 NOUGUES MAXIMO F Officer S-Sale D Common Stock 5,295 3.27 17.3K 166,678
2024-07-02 Ludwig Jeffrey Jerome Officer S-Sale D Common Stock 6,051 3.27 19.8K 120,986
2024-07-02 HUNT DOUGLAS M Officer S-Sale D Common Stock 4,349 3.27 14.2K 136,864
2024-07-02 AUERBACH ALAN H Director / Officer / 10% Owner S-Sale D Common Stock 18,885 3.27 61.7K 7,085,435
2024-06-18 WILSON TROY EDWARD Director A-Award A Common Stock 27,000 0.00 27,350
2024-06-18 Stuglik Brian M Director A-Award A Common Stock 27,000 0.00 76,058
2024-06-18 Senderowicz Adrian Director A-Award A Common Stock 27,000 0.00 27,000
2024-06-18 MOYES JAY M Director A-Award A Common Stock 27,000 0.00 48,322
2024-06-18 MILLER MICHAEL PATRICK Director A-Award A Common Stock 27,000 0.00 95,358
2024-06-18 Dorval Allison Director A-Award A Common Stock 27,000 0.00 60,000
2024-06-18 Cesano Alessandra Director A-Award A Common Stock 27,000 0.00 54,000
2024-06-13 WILSON TROY EDWARD Director S-Sale D Common Stock 27,000 3.33 89.9K 350
2024-06-13 Stuglik Brian M Director S-Sale D Common Stock 9,900 3.39 33.5K 49,058
2024-06-13 Senderowicz Adrian Director S-Sale D Common Stock 27,000 3.33 89.8K 0
2024-06-13 MOYES JAY M Director S-Sale D Common Stock 22,000 3.34 73.5K 21,322
2024-06-13 Dorval Allison Director S-Sale D Common Stock 11,000 3.37 37.1K 33,000
2024-03-15 AUERBACH ALAN H Director / Officer / 10% Owner A-Award A Common Stock 6,577 0.00 7,104,320
2024-02-12 Wong Alvin F Officer A-Award A Stock Option (Right to Buy) 59,946 6.36 381.3K 59,946
2024-02-12 NOUGUES MAXIMO F Officer A-Award A Common Stock 43,307 0.00 171,973
2024-02-12 Ludwig Jeffrey Jerome Officer A-Award A Stock Option (Right to Buy) 37,466 6.36 238.3K 37,466
2024-02-12 HUNT DOUGLAS M Officer A-Award A Stock Option (Right to Buy) 52,452 6.36 333.6K 52,452
2024-02-12 AUERBACH ALAN H Director / Officer / 10% Owner A-Award A Stock Option (Right to Buy) 222,573 6.36 1.42M 222,573
2024-01-03 Wong Alvin F Officer S-Sale D Common Stock 7,733 4.49 34.7K 98,214
2024-01-03 NOUGUES MAXIMO F Officer S-Sale D Common Stock 15,682 4.49 70.3K 128,666
2024-01-03 Ludwig Jeffrey Jerome Officer S-Sale D Common Stock 12,956 4.49 58.1K 99,970
2024-01-03 HUNT DOUGLAS M Officer S-Sale D Common Stock 8,358 4.49 37.5K 103,319
2024-01-03 AUERBACH ALAN H Director / Officer / 10% Owner S-Sale D Common Stock 41,396 4.49 185.7K 6,936,947
2023-12-04 Wong Alvin F Officer S-Sale D Common Stock 280 3.76 1.1K 97,934
2023-11-07 MILLER MICHAEL PATRICK Director S-Sale D Common Stock 25,000 2.83 70.8K 43,358
2023-07-03 Wong Alvin F Officer S-Sale D Common Stock 6,938 3.31 23.0K 105,947
2023-07-03 NOUGUES MAXIMO F Officer S-Sale D Common Stock 14,680 3.31 48.6K 144,348
2023-07-03 Ludwig Jeffrey Jerome Officer S-Sale D Common Stock 12,103 3.31 40.1K 112,926
2023-07-03 HUNT DOUGLAS M Officer S-Sale D Common Stock 7,809 3.31 25.9K 111,677
2023-07-03 AUERBACH ALAN H Director / Officer / 10% Owner S-Sale D Common Stock 60,698 3.31 201.0K 6,978,343
2023-06-13 WILSON TROY EDWARD Director A-Award A Common Stock 27,000 0.00 27,350
2023-06-13 Stuglik Brian M Director S-Sale D Common Stock 9,900 3.46 34.3K 31,958
2023-06-13 Senderowicz Adrian Director S-Sale D Common Stock 27,000 3.45 93.3K 0
2023-06-13 MOYES JAY M Director A-Award A Common Stock 27,000 0.00 43,322
2023-06-13 MILLER MICHAEL PATRICK Director A-Award A Common Stock 27,000 0.00 68,358
2023-06-13 Dorval Allison Director S-Sale D Common Stock 10,000 3.45 34.5K 17,000
2023-06-13 Cesano Alessandra Director A-Award A Common Stock 27,000 0.00 27,000
2023-06-02 Wong Alvin F Officer S-Sale D Common Stock 269 3.45 928.00 112,885
2023-02-10 Wong Alvin F Officer A-Award A Stock Option (Right to Buy) 81,399 4.39 357.3K 81,399
2023-02-10 NOUGUES MAXIMO F Officer A-Award A Stock Option (Right to Buy) 81,399 4.39 357.3K 81,399
2023-02-10 Ludwig Jeffrey Jerome Officer A-Award A Stock Option (Right to Buy) 93,028 4.39 408.4K 93,028
2023-02-10 HUNT DOUGLAS M Officer A-Award A Stock Option (Right to Buy) 66,864 4.39 293.5K 66,864
2023-02-10 AUERBACH ALAN H Director / Officer / 10% Owner A-Award A Common Stock 186,403 0.00 7,039,041
2023-01-03 Wong Alvin F Officer S-Sale D Common Stock 3,460 4.18 14.5K 54,553
2023-01-03 NOUGUES MAXIMO F Officer S-Sale D Common Stock 10,499 4.18 43.9K 100,427
2023-01-03 Ludwig Jeffrey Jerome Officer S-Sale D Common Stock 6,568 4.18 27.4K 58,057
2023-01-03 HUNT DOUGLAS M Officer S-Sale D Common Stock 4,225 4.18 17.7K 71,350
2023-01-03 AUERBACH ALAN H Officer S-Sale D Common Stock 27,241 4.18 113.8K 6,852,638
2022-12-12 AUERBACH ALAN H Officer A-Award A Common Stock 568,181 4.40 2.50M 6,879,879
2022-12-02 Wong Alvin F Officer S-Sale D Common Stock 514 4.50 2.3K 58,013
2022-12-02 NOUGUES MAXIMO F Officer S-Sale D Common Stock 159 4.50 715.15 110,926
2022-12-02 HUNT DOUGLAS M Officer S-Sale D Common Stock 429 4.50 1.9K 75,575
2022-12-02 AUERBACH ALAN H Officer S-Sale D Common Stock 1,251 4.50 5.6K 6,311,698
2022-11-02 NOUGUES MAXIMO F Officer S-Sale D Common Stock 163 2.25 366.75 111,085
2022-11-02 HUNT DOUGLAS M Officer S-Sale D Common Stock 429 2.25 965.25 76,004
2022-11-02 AUERBACH ALAN H Officer S-Sale D Common Stock 1,242 2.25 2.8K 6,312,949
2022-10-03 NOUGUES MAXIMO F Officer S-Sale D Common Stock 165 2.34 385.34 111,248
2022-10-03 HUNT DOUGLAS M Officer S-Sale D Common Stock 435 2.34 1.0K 76,433
2022-10-03 AUERBACH ALAN H Officer S-Sale D Common Stock 1,260 2.34 2.9K 6,314,191
2022-09-02 NOUGUES MAXIMO F Officer S-Sale D Common Stock 164 2.59 424.69 111,413
2022-09-02 HUNT DOUGLAS M Officer S-Sale D Common Stock 433 2.59 1.1K 76,868
2022-09-02 AUERBACH ALAN H Officer S-Sale D Common Stock 1,254 2.59 3.2K 6,315,451
2022-08-09 MILLER MICHAEL PATRICK Director S-Sale D Common Stock 25,000 3.55 88.8K 54,858
2022-08-02 NOUGUES MAXIMO F Officer S-Sale D Common Stock 161 2.89 465.29 111,577
2022-08-02 HUNT DOUGLAS M Officer S-Sale D Common Stock 429 2.89 1.2K 77,301
2022-08-02 AUERBACH ALAN H Officer S-Sale D Common Stock 1,247 2.89 3.6K 6,316,705
2022-07-29 Cesano Alessandra Director A-Award A STOCK OPTION (RIGHT TO BUY) 100,000 2.93 293.0K 100,000
2022-07-05 Wong Alvin F Officer S-Sale D Common Stock 2,920 2.63 7.7K 58,527
2022-07-05 NOUGUES MAXIMO F Officer S-Sale D Common Stock 5,835 2.63 15.4K 64,625
2022-07-05 Ludwig Jeffrey Jerome Officer S-Sale D Common Stock 5,835 2.63 15.4K 64,625
2022-07-05 HUNT DOUGLAS M Officer S-Sale D Common Stock 3,753 2.63 9.9K 77,730
2022-07-05 AUERBACH ALAN H Officer S-Sale D Common Stock 26,140 2.63 68.8K 6,317,952
2022-06-16 WILSON TROY EDWARD Director S-Sale D Common Stock 27,858 2.58 72.0K 27,350
2022-06-16 Stuglik Brian M Director S-Sale D Common Stock 13,000 2.69 34.9K 41,858
2022-06-16 Senderowicz Adrian Director S-Sale D Common Stock 27,858 2.63 73.3K 27,000
2022-06-16 MOYES JAY M Director S-Sale D Common Stock 22,858 2.64 60.4K 38,322
2022-06-14 WILSON TROY EDWARD Director A-Award A Common Stock 27,000 0.00 55,208
2022-06-14 Stuglik Brian M Director A-Award A Common Stock 27,000 0.00 54,858
2022-06-14 Senderowicz Adrian Director A-Award A Common Stock 27,000 0.00 54,858
2022-06-14 MOYES JAY M Director A-Award A Common Stock 27,000 0.00 61,180
2022-06-14 MILLER MICHAEL PATRICK Director A-Award A Common Stock 27,000 0.00 79,858
2022-06-14 Dorval Allison Director A-Award A Common Stock 27,000 0.00 27,000
2022-06-02 Wong Alvin F Officer S-Sale D Common Stock 587 1.92 1.1K 61,447
2022-06-02 NOUGUES MAXIMO F Officer S-Sale D Common Stock 162 1.92 311.33 121,066
2022-06-02 HUNT DOUGLAS M Officer S-Sale D Common Stock 417 1.94 810.69 81,483
2022-06-02 AUERBACH ALAN H Officer S-Sale D Common Stock 1,200 1.94 2.3K 6,344,092
2022-05-03 NOUGUES MAXIMO F Officer S-Sale D Common Stock 165 2.34 386.12 121,228
2022-05-03 HUNT DOUGLAS M Officer S-Sale D Common Stock 438 2.31 1.0K 81,900
2022-05-03 AUERBACH ALAN H Officer S-Sale D Common Stock 1,263 2.32 2.9K 6,345,292
2022-04-04 NOUGUES MAXIMO F Officer S-Sale D Common Stock 206 3.08 634.07 121,393
2022-04-04 HUNT DOUGLAS M Officer S-Sale D Common Stock 413 3.08 1.3K 82,338
2022-04-04 AUERBACH ALAN H Officer S-Sale D Common Stock 1,198 3.08 3.7K 6,346,555
2022-03-16 MILLER MICHAEL PATRICK Director S-Sale D Common Stock 25,653 2.80 71.8K 52,858
2022-03-03 Wong Alvin F Officer A-Award A Stock Option (Right to Buy) 64,118 0.00 64,118
2022-03-03 NOUGUES MAXIMO F Officer A-Award A Stock Option (Right to Buy) 88,824 0.00 88,824
2022-03-03 Ludwig Jeffrey Jerome Officer A-Award A Stock Option (Right to Buy) 55,882 2.33 130.2K 55,882
2022-03-03 HUNT DOUGLAS M Officer A-Award A Common Stock 22,647 0.00 82,751
2022-03-03 AUERBACH ALAN H Director / Officer / 10% Owner A-Award A Stock Option (Right to Buy) 241,176 2.33 561.9K 241,176
2022-03-02 NOUGUES MAXIMO F Officer S-Sale D Common Stock 169 2.26 382.28 59,423
2022-03-02 HUNT DOUGLAS M Officer S-Sale D Common Stock 446 2.26 1.0K 60,104
2022-03-02 AUERBACH ALAN H Officer S-Sale D Common Stock 1,294 2.26 2.9K 4,386,815
2022-02-02 NOUGUES MAXIMO F Officer S-Sale D Common Stock 199 2.48 493.96 59,592
2022-02-02 HUNT DOUGLAS M Officer S-Sale D Common Stock 533 2.47 1.3K 60,550
2022-02-02 AUERBACH ALAN H Director / Officer / 10% Owner S-Sale D Common Stock 1,316 2.46 3.2K 4,388,109
2022-01-03 NOUGUES MAXIMO F Officer S-Sale D Common Stock 7,484 3.19 23.9K 59,791
2022-01-03 Ludwig Jeffrey Jerome Officer S-Sale D Common Stock 4,727 3.20 15.1K 31,342
2022-01-03 HUNT DOUGLAS M Officer S-Sale D Common Stock 3,707 3.21 11.9K 61,083
2022-01-03 AUERBACH ALAN H Director / Officer / 10% Owner S-Sale D Common Stock 22,875 3.19 72.9K 4,389,425
2021-12-02 Wong Alvin F Officer S-Sale D Common Stock 1,131 2.91 3.3K 17,152
2021-12-02 NOUGUES MAXIMO F Officer S-Sale D Common Stock 162 2.95 477.90 67,275
2021-12-02 HUNT DOUGLAS M Officer S-Sale D Common Stock 441 2.90 1.3K 64,790
2021-12-02 AUERBACH ALAN H Director / Officer / 10% Owner S-Sale D Common Stock 1,837 2.90 5.3K 4,412,300
2021-11-02 NOUGUES MAXIMO F Officer S-Sale D Common Stock 156 5.67 884.68 67,437
2021-11-02 HUNT DOUGLAS M Officer S-Sale D Common Stock 427 5.64 2.4K 65,231
2021-11-02 AUERBACH ALAN H Director / Officer / 10% Owner S-Sale D Common Stock 1,795 5.63 10.1K 4,414,137
2021-10-04 NOUGUES MAXIMO F Officer S-Sale D Common Stock 161 6.20 998.22 67,593
2021-10-04 HUNT DOUGLAS M Officer S-Sale D Common Stock 443 6.15 2.7K 65,658
2021-10-04 AUERBACH ALAN H Director / Officer / 10% Owner S-Sale D Common Stock 1,858 6.15 11.4K 4,415,932
2021-09-02 NOUGUES MAXIMO F Officer S-Sale D COMMON STOCK 155 7.51 1.2K 67,754
2021-09-02 HUNT DOUGLAS M Officer S-Sale D COMMON STOCK 422 7.52 3.2K 66,101
2021-09-02 AUERBACH ALAN H Director / Officer / 10% Owner S-Sale D COMMON STOCK 1,764 7.60 13.4K 4,417,790
2021-08-02 NOUGUES MAXIMO F Officer S-Sale D COMMON STOCK 154 7.54 1.2K 67,909
2021-08-02 HUNT DOUGLAS M Officer S-Sale D COMMON STOCK 420 7.53 3.2K 66,523
2021-08-02 AUERBACH ALAN H Director / Officer / 10% Owner S-Sale D COMMON STOCK 1,764 7.53 13.3K 4,419,554
2021-07-15 Dorval Allison Director A-Award A STOCK OPTION (RIGHT TO BUY) 108,721 8.19 890.4K 108,721
2021-07-02 NOUGUES MAXIMO F Officer S-Sale D COMMON STOCK 155 9.26 1.4K 68,063
2021-07-02 HUNT DOUGLAS M Officer S-Sale D COMMON STOCK 1,016 9.15 9.3K 66,943
2021-07-02 AUERBACH ALAN H Director / Officer / 10% Owner S-Sale D COMMON STOCK 5,332 8.84 47.1K 4,421,318
2021-06-17 Wong Alvin F Officer A-Award A STOCK OPTION (RIGHT TO BUY) 90,000 10.21 918.9K 90,000
2021-06-15 Wong Alvin F Officer D STOCK OPTION (RIGHT TO BUY) 10,500 39.50 414.8K 0
2021-06-15 WILSON TROY EDWARD Director A-Award A COMMON STOCK 27,858 0.00 28,208
2021-06-15 Stuglik Brian M Director A-Award A COMMON STOCK 27,858 0.00 27,858
2021-06-15 Senderowicz Adrian Director A-Award A COMMON STOCK 27,858 0.00 27,858
2021-06-15 Miller Ann Calby Director A-Award A COMMON STOCK 27,858 0.00 40,732
2021-06-15 MOYES JAY M Director A-Award A Common Stock 27,858 0.00 34,180
2021-06-15 MILLER MICHAEL PATRICK Director A-Award A COMMON STOCK 27,858 0.00 78,511
2021-06-11 Senderowicz Adrian Director S-Sale D COMMON STOCK 40,993 11.17 457.8K 0
2021-06-10 WILSON TROY EDWARD Director S-Sale D COMMON STOCK 25,748 11.36 292.4K 350
2021-06-10 Miller Ann Calby Director S-Sale D COMMON STOCK 12,874 11.43 147.2K 12,874
2021-06-10 MOYES JAY M Director S-Sale D Common Stock 25,248 11.36 286.9K 6,322
2021-06-02 NOUGUES MAXIMO F Officer S-Sale D COMMON STOCK 152 10.74 1.6K 68,218
2021-06-02 HUNT DOUGLAS M Officer S-Sale D COMMON STOCK 416 10.77 4.5K 67,959
2021-06-02 AUERBACH ALAN H Director / Officer / 10% Owner S-Sale D COMMON STOCK 1,757 10.74 18.9K 4,426,650
2021-05-03 NOUGUES MAXIMO F Officer S-Sale D COMMON STOCK 152 9.91 1.5K 68,370
2021-05-03 HUNT DOUGLAS M Officer S-Sale D COMMON STOCK 417 9.91 4.1K 68,375
2021-05-03 AUERBACH ALAN H Director / Officer / 10% Owner S-Sale D COMMON STOCK 1,758 9.01 15.8K 4,428,407
2021-04-05 NOUGUES MAXIMO F Officer S-Sale D COMMON STOCK 155 9.80 1.5K 68,522
2021-04-05 HUNT DOUGLAS M Officer S-Sale D COMMON STOCK 426 9.80 4.2K 68,792
2021-04-05 BRYCE RICHARD PAUL Officer S-Sale D COMMON STOCK 426 9.80 4.2K 121,662
2021-04-05 AUERBACH ALAN H Director / Officer / 10% Owner S-Sale D COMMON STOCK 1,584 9.80 15.5K 4,430,165
2021-03-02 NOUGUES MAXIMO F Officer S-Sale D COMMON STOCK 154 10.14 1.6K 68,677
2021-03-02 HUNT DOUGLAS M Officer S-Sale D COMMON STOCK 422 10.16 4.3K 69,218
2021-03-02 BRYCE RICHARD PAUL Officer S-Sale D COMMON STOCK 422 10.15 4.3K 122,088

Executive team

Top executives
EBIT / Employee
246.5K
Shares Outstanding
50.89M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 Alan H. Auerbach President and Chief Executive Officer 931.3K 551.5K 535.5K 1.03M 16.6K 3.06M 35.50%
2 2025 Jeff J. Ludwig Chief Commercial Officer 264.9K 133.0K 129.1K 949.2K 1.48M 17.76%
3 2025 Maximo F. Nougues Chief Financial Officer 563.0K 130.6K 170.8K 165.9K 191.1K 19.8K 1.24M 27.13%
4 2025 Douglas Hunt, B.Sc. (Hons) Chief Regulatory Affairs, Medical Affairs, and Pharmacovigilance Officer 489.1K 122.3K 133.8K 129.9K 166.0K 20.4K 1.06M 24.84%
5 2024 Alan H. Auerbach President and Chief Executive Officer 904.2K 1.06M 1.06M 938.6K 16.2K 3.97M 53.17%
6 2024 Alan H. Auerbach President and Chief Executive Officer 904.2K 1.06M 1.06M 938.6K 16.2K 3.97M 53.17%
7 2024 Maximo F. Nougues Chief Financial Officer 538.7K 123.9K 275.4K 275.4K 172.1K 19.5K 1.40M 39.21%
8 2024 Maximo F. Nougues Chief Financial Officer 538.7K 123.9K 275.4K 275.4K 172.1K 19.5K 1.40M 39.21%
9 2024 Alvin Wong, Pharm.D. Chief Scientific Officer 413.7K 275.4K 275.4K 374.3K 1.34M 41.14%
10 2024 Jeff J. Ludwig Chief Commercial Officer 608.5K 60.9K 172.1K 172.1K 194.4K 20.3K 1.23M 28.03%
11 2024 Jeff J. Ludwig Chief Commercial Officer 608.5K 60.9K 172.1K 172.1K 194.4K 20.3K 1.23M 28.03%
12 2024 Douglas Hunt, B.Sc (Hons) Chief Regulatory Affairs, Medical Affairs, and Pharmacovigilance Officer 461.9K 106.2K 241.0K 241.0K 147.5K 19.9K 1.22M 39.59%
13 2024 Douglas Hunt, B.Sc. (Hons) Chief Regulatory Affairs, Medical Affairs, and Pharmacovigilance Officer 461.9K 106.2K 241.0K 241.0K 147.5K 19.9K 1.22M 39.59%
14 2023 Alan H. Auerbach President and Chief Executive Officer 877.9K 818.3K 821.8K 408.0K 18.7K 2.94M 55.70%
15 2023 Alan H. Auerbach President and Chief Executive Officer 877.9K 818.3K 821.8K 408.0K 18.7K 2.94M 55.70%
16 2023 Jeff J. Ludwig Chief Commercial Officer 596.6K 77.6K 294.0K 295.3K 85.3K 33.1K 1.38M 42.64%
17 2023 Jeff J. Ludwig Chief Commercial Officer 596.6K 77.6K 294.0K 295.3K 85.3K 33.1K 1.38M 42.64%
18 2023 Alvin Wong, Pharm.D. Chief Scientific Officer 524.2K 99.6K 275.4K 275.4K 75.0K 15.5K 1.27M 43.54%
19 2023 Maximo F. Nougues Chief Financial Officer 515.5K 108.3K 257.3K 258.4K 73.7K 18.7K 1.23M 41.86%
20 2023 Maximo F. Nougues Chief Financial Officer 515.5K 108.3K 257.3K 258.4K 73.7K 18.7K 1.23M 41.86%
21 2023 Douglas Hunt, B.Sc (Hons) Chief Regulatory Affairs, Medical Affairs, Pharmacovigilance, and Law Officer 428.0K 89.9K 211.3K 212.2K 61.2K 18.9K 1.02M 41.46%
22 2023 Douglas Hunt, B.Sc (Hons) Chief Regulatory Affairs, Medical Affairs, and Pharmacovigilance Officer 428.0K 89.9K 211.3K 212.2K 61.2K 18.9K 1.02M 41.46%
23 2023 Douglas Hunt, B.Sc. (Hons) Chief Regulatory Affairs, Medical Affairs, and Pharmacovigilance Officer 428.0K 89.9K 211.3K 212.2K 61.2K 18.9K 1.02M 41.46%
24 2022 Alan H. Auerbach President and Chief Executive Officer 852.3K 393.4K 394.8K 877.5K 14.7K 2.53M 31.12%
25 2022 Jeff J. Ludwig Chief Commercial Officer 573.6K 131.9K 91.1K 91.5K 181.7K 29.6K 1.10M 16.61%
26 2022 Maximo F. Nougues Chief Financial Officer 495.7K 114.0K 144.9K 145.4K 157.0K 14.7K 1.07M 27.09%
27 2022 Alvin Wong, Pharm.D. Chief Scientific Officer 504.0K 115.9K 104.6K 105.0K 159.7K 30.1K 1.02M 20.56%
28 2022 Douglas Hunt, B.Sc (Hons) Chief Regulatory Affairs, Medical Affairs, Pharmacovigilance, and Law Officer 398.2K 91.6K 52.8K 53.0K 126.1K 16.8K 738.4K 14.32%
29 2022 Douglas Hunt, B.Sc (Hons) Chief Regulatory Affairs, Medical Affairs, and Pharmacovigilance Officer 398.2K 91.6K 52.8K 53.0K 126.1K 16.8K 738.4K 14.32%
30 2022 Douglas Hunt, B.Sc (Hons). Senior Vice President, Regulatory Affairs, Medical Writing and Project Management 398.2K 91.6K 52.8K 53.0K 126.1K 16.8K 738.4K 14.32%
31 2021 Alan H. Auerbach President and Chief Executive Officer 827.5K 1.80M 15.54M 268.9K 14.1K 18.45M 93.98%
32 2021 Maximo F. Nougues Chief Financial Officer 472.1K 94.4K 668.3K 668.2K 47.2K 14.1K 1.96M 68.04%
33 2021 Jeff J. Ludwig Chief Commercial Officer 562.4K 90.0K 433.5K 433.5K 56.2K 26.4K 1.60M 54.12%
34 2021 Alvin Wong, Pharm.D. Chief Scientific Officer 459.4K 96.0K 84.7K 652.0K 48.0K 22.4K 1.36M 54.07%
35 2021 Alvin Wong, Pharm.D. Chief Scientific Officer 459.4K 96.0K 84.7K 652.0K 48.0K 22.4K 1.36M 54.07%
36 2021 Douglas Hunt, B.Sc (Hons) Chief Regulatory Affairs, Medical Affairs, Pharmacovigilance, and Law Officer 379.2K 75.8K 237.5K 237.4K 37.9K 16.1K 984.0K 48.27%
37 2021 Douglas Hunt, B.Sc (Hons). Senior Vice President, Regulatory Affairs, Medical Writing and Project Management 379.2K 75.8K 237.5K 237.4K 37.9K 16.1K 984.0K 48.27%
38 2020 Alan H. Auerbach President and Chief Executive Officer 834.3K 1.57M 1.57M 417.8K 13.8K 4.41M 71.32%
39 2020 Jeff J. Ludwig Chief Commercial Officer 435.4K 807.5K 1.98M 66.0K 4.5K 3.29M 60.10%
40 2020 Jeff J. Ludwig Chief Commercial Officer 435.4K 807.5K 1.98M 66.0K 4.5K 3.29M 60.10%
41 2020 Richard P. Bryce, MBChB, MRCGP and MFPM Former Chief Medical and Scientific Officer 501.6K 85.3K 630.0K 534.0K 80.2K 18.0K 1.85M 62.95%
42 2020 Douglas Hunt, B.Sc (Hons). Senior Vice President, Regulatory Affairs, Medical Writing and Project Management 364.6K 87.5K 534.0K 534.0K 58.3K 15.5K 1.59M 67.00%
43 2020 Maximo F. Nougues Chief Financial Officer 460.6K 87.5K 192.0K 151.6K 73.7K 13.8K 979.1K 35.09%
44 2019 Alan H. Auerbach President and Chief Executive Officer 780.0K 507.0K 1.09M 1.37M 13.1K 3.76M 65.38%
45 2019 Alan H. Auerbach President and Chief Executive Officer 780.0K 507.0K 1.09M 13.1K 3.76M 28.99%
46 2019 Douglas Hunt, B.Sc (Hons). Senior Vice President, Regulatory Affairs, Medical Writing and Project Management 350.6K 161.7K 518.5K 336.0K 12.0K 1.38M 61.98%
47 2019 Richard P. Bryce, MBChB, MRCGP and MFPM Senior Vice President, Clinical Research and Development 482.3K 221.8K 274.8K 336.0K 16.2K 1.33M 45.89%
48 2019 Richard P. Bryce, MBChB, MRCGP and MFPM Former Chief Medical and Scientific Officer 482.3K 221.8K 274.8K 336.0K 16.2K 1.33M 45.89%
49 2019 Steven Lo Chief Commercial Officer 468.5K 792.0K 57.4K 1.32M 60.09%
50 2019 Maximo F. Nougues Chief Financial Officer 445.0K 207.7K 13.1K 665.8K 0.00%
51 2019 Maximo F. Nougues Chief Financial Officer 445.0K 207.7K 13.1K 665.8K 0.00%
52 2018 Douglas Hunt, B.Sc (Hons). Senior Vice President, Regulatory Affairs, Medical Writing and Project Management 329.7K 149.1K 6.27M 2.8K 6.75M 92.87%
53 2018 Douglas Hunt, B.Sc (Hons). Senior Vice President, Regulatory Affairs, Medical Writing and Project Management 329.7K 149.1K 6.27M 2.8K 6.75M 92.87%
54 2018 Alan H. Auerbach President and Chief Executive Officer 757.3K 541.4K 2.17M 2.67M 12.3K 6.15M 78.69%
55 2018 Alan H. Auerbach President and Chief Executive Officer 757.3K 541.4K 2.17M 12.3K 6.15M 35.26%
56 2018 Maximo F. Nougues Chief Financial Officer 71.0K 550.0K 158.00 2.28M 0.00%
57 2018 Maximo F. Nougues Chief Financial Officer 71.0K 550.0K 1.66M 158.00 2.28M 72.77%
58 2018 Steven Lo Chief Commercial Officer 468.9K 206.3K 1.55M 12.3K 2.24M 69.26%
59 2018 Richard P. Bryce, MBChB, MRCGP and MFPM Senior Vice President, Clinical Research and Development 468.2K 206.0K 547.7K 657.0K 14.9K 1.89M 63.61%
60 2018 Richard P. Bryce, MBChB, MRCGP and MFPM Former Chief Medical and Scientific Officer 468.2K 206.0K 547.7K 14.9K 1.89M 28.92%
61 2018 Charles R. Eyler Senior Vice President, Finance and Administration 425.2K 187.1K 547.7K 657.0K 19.2K 1.84M 65.61%
62 2017 Charles R. Eyler Senior Vice President, Finance and Administration 406.9K 156.6K 1.61M 738.2K 19.7K 2.93M 80.08%
63 2017 Alan H. Auerbach President and Chief Executive Officer 732.5K 404.4K 1.64M 10.6K 2.79M 58.84%
64 2017 Steven Lo Chief Commercial Officer 455.3K 200.3K 738.2K 12.5K 1.41M 52.49%
65 2017 Richard P. Bryce Chief Medical and Scientific Officer 430.5K 175.0K 738.2K 12.6K 1.36M 54.43%
66 2017 Richard P. Bryce, MBChB, MRCGP and MFPM Senior Vice President, Clinical Research and Development 430.5K 175.0K 738.2K 12.6K 1.36M 54.43%
67 2016 Alan H. Auerbach President and Chief Executive Officer 706.0K 542.7K 8.15M 1.44M 13.8K 10.86M 88.37%
68 2016 Robert Charnas Senior Vice President, Regulatory Affairs and Project Management 165.4K 145.6K 1.71M 1.63M 5.7K 3.66M 91.36%
69 2016 Richard P. Bryce Chief Medical and Scientific Officer 395.4K 225.3K 1.71M 892.6K 13.8K 3.24M 80.41%
70 2016 Richard P. Bryce, MBChB, MRCGP and MFPM Senior Vice President, Clinical Research and Development 395.4K 225.3K 1.71M 892.6K 13.8K 3.24M 80.41%
71 2016 Richard P. Bryce Senior Vice President, Clinical Research and Development 395.4K 225.3K 1.71M 892.6K 13.8K 3.24M 80.41%
72 2016 Steven Lo Chief Commercial Officer 435.6K 270.1K 1.71M 649.2K 14.2K 3.08M 76.63%
73 2016 Charles R. Eyler Senior Vice President, Finance and Administration 384.2K 207.3K 570.7K 649.2K 14.0K 1.83M 66.83%
74 2015 Steven Lo Chief Commercial Officer 133.8K 1.11M 247.00 9.20M 0.00%
75 2015 Alan H. Auerbach President and Chief Executive Officer 651.0K 343.4K 6.84M 11.3K 7.84M 87.18%
76 2015 Alan H. Auerbach President and Chief Executive Officer 651.0K 315.0K 6.84M 11.3K 7.82M 87.50%
77 2015 Richard P. Bryce, MBChB, MRCGP and MFPM Senior Vice President, Clinical Research and Development 371.8K 161.1K 1.59M 12.7K 2.14M 74.49%
78 2015 Richard P. Bryce Chief Medical and Scientific Officer 371.8K 138.4K 1.59M 12.7K 2.12M 75.29%
79 2015 Richard P. Bryce Senior Vice President, Clinical Research and Development 371.8K 138.4K 1.59M 12.7K 2.12M 75.29%
80 2015 Charles R. Eyler Senior Vice President, Finance and Administration 344.5K 139.6K 1.42M 17.5K 1.92M 73.87%
81 2015 Charles R. Eyler Senior Vice President, Finance and Administration 344.5K 134.1K 1.42M 17.5K 1.91M 74.08%
82 2014 Alan H. Auerbach President and Chief Executive Officer 610.0K 305.0K 16.88M 11.0K 17.80M 94.80%
83 2014 Alan H. Auerbach President and Chief Executive Officer 610.0K 300.0K 16.88M 11.0K 17.80M 94.82%
84 2014 Charles R. Eyler Senior Vice President, Finance and Administration 304.3K 123.1K 4.06M 15.7K 4.51M 90.16%
85 2014 Charles R. Eyler Senior Vice President, Finance and Administration 304.3K 117.6K 4.06M 15.7K 4.50M 90.27%
86 2014 Richard P. Bryce, MBChB, MRCGP and MFPM Senior Vice President, Clinical Research and Development 342.7K 133.1K 1.45M 12.2K 1.94M 74.80%
87 2014 Richard P. Bryce Senior Vice President, Clinical Research and Development 342.7K 130.7K 1.45M 12.2K 1.93M 74.89%
88 2014 Richard B. Phillips, Ph.D. Senior Vice President, Regulatory Affairs, Quality Assurance and Pharmacovigilance 313.5K 115.8K 3.8K 433.1K 0.00%
89 2013 Alan H. Auerbach President and Chief Executive Officer 546.7K 260.0K 4.56M 10.6K 5.37M 84.79%
90 2013 Richard P. Bryce, MBChB, MRCGP and MFPM Senior Vice President, Clinical Research and Development 322.7K 110.3K 1.40M 18.6K 1.85M 75.59%
91 2013 Charles R. Eyler Senior Vice President, Finance and Administration 282.9K 83.5K 901.2K 15.8K 1.28M 70.22%
92 2013 Richard B. Phillips, Ph.D. Senior Vice President, Regulatory Affairs, Quality Assurance and Pharmacovigilance 289.2K 86.0K 901.2K 2.5K 1.28M 70.47%
93 2012 Alan H. Auerbach President and Chief Executive Officer 470.0K 235.0K 2.60M 25.82M 29.12M 8.93%
94 2012 Richard P. Bryce, MBChB, MRCGP and MFPM Senior Vice President, Clinical Research and Development 167.2K 50.0K 829.5K 18.8K 1.07M 77.85%
95 2012 Richard B. Phillips, Ph.D. Senior Vice President, Regulatory Affairs, Quality Assurance and Pharmacovigilance 271.1K 80.4K 674.7K 3.0K 1.03M 65.55%
96 2012 Charles R. Eyler Senior Vice President, Finance and Administration 269.4K 79.5K 549.7K 16.9K 915.5K 60.04%
97 2011 Alan H. Auerbach President and Chief Executive Officer 156.7K 156.7K 0.00%
98 2011 Alan H. Auerbach President and Chief Executive Officer 156.7K 156.7K 0.00%
99 2011 Charles R. Eyler Senior Vice President, Finance and Administration 110.4K 110.4K 0.00%
100 2011 Charles R. Eyler Senior Vice President, Finance and Administration 110.4K 110.4K 0.00%
101 2011 Richard B. Phillips, Ph.D. Senior Vice President, Regulatory Affairs, Quality Assurance and Pharmacovigilance 67.0K 67.0K 0.00%
102 2011 Richard Phillips, Ph.D. Senior Vice President, Regulatory Affairs, Quality Assurance and Pharmacovigilance 67.0K 67.0K 0.00%
103 2011 Richard P. Bryce, MBChB, MRCGP and MFPM Senior Vice President, Clinical Research and Development
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-28 DEFA14A
2026-04-28 DEF 14A
2026-04-07 PRE 14A
2025-04-28 DEFA14A
2025-04-28 DEF 14A
2024-04-26 DEFA14A
2024-04-26 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-07 8-K
2026-05-07 10-Q
2026-04-28 DEFA14A
2026-04-28 DEF 14A
2026-04-28 ARS
2026-04-07 PRE 14A
2026-03-27 SC 13G/A
2026-02-26 8-K
2026-02-26 10-K
2026-02-20 4

Executive team

NameTitleCompensationGender
Alan H. Auerbach Founder, Chairman, President, Chief Executive Officer & Secretary 2M male
Maximo F. Nougues Chief Financial Officer & Principal Accounting Officer 904.5K male
Douglas Hunt FRAPS Chief Regulatory Affairs, Medical Affairs, Pharmacovigilance & Law Officer 797.8K male
Heather Blaber Senior Vice President of Marketing female
Mariann Ohanesian Senior Director of Investor Relations male
Roger L. Storms Senior Vice President of Sales male
ESG Rating
B
BIOTECHNOLOGY
2024
E (Environmental)
60.7 / 56.3
Company / Sector avg.
S (Social)
63.0 / 62.4
Company / Sector avg.
G (Governance)
62.8 / 60.9
Company / Sector avg.
ESG Total
62.2 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity
Transaction Date Disclosed Representative District Owner Type Amount Link
2019-05-15 2020-04-27 Donna Shalala FL27 -- Sale (Full) $1,001 - $15,000
2019-01-23 2020-04-27 Donna Shalala FL27 -- Purchase $1,001 - $15,000
Market share among peers
Peer comparison — filtered group (TTM)
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Dividend history

Earnings history

Earnings reports

Stock splits