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Oppenheimer Holdings Inc. (OPY)

USD119.33 +1.04 (+0.88%)
US NYSE Financial Services Financial - Capital Markets
Address 85 Broad Street 10004
New York City, NY, US
CEO Robert Steven Lowenthal
IPO 1982-10-06
CIK 791963 ISIN US6837971042

Explore sections of this company profile

Description

Headquartered in New York since its founding in 1881, Oppenheimer Holdings Inc. serves as a prominent middle-market investment bank and full-service broker-dealer, extending its operations across the Americas, Europe, the Middle East, and Asia. The company provides a comprehensive suite of financial services to a diverse clientele, including affluent individuals, corporate executives, public and private enterprises, institutions, governmental bodies, financial sponsors, and investors globally. Its extensive brokerage offerings cover a wide range of assets, from exchange-traded and over-the-counter corporate equities and debt to money market instruments, options, futures, municipal bonds, mutual funds, exchange-traded funds, and unit investment trusts, complemented by financial planning and wealth management advice, as well as margin lending. Oppenheimer's asset management division delivers tailored investment solutions, encompassing separately managed accounts, discretionary portfolio programs, advisory and consultation services, alternative investments, and specialized fixed income strategies. For businesses and institutions, the firm provides robust investment banking services, including strategic guidance, capital market products, merger and acquisition facilitation, and equity and debt capital market offerings. Additionally, it offers institutional equity services such as sales, trading, research, derivatives, and convertible bond expertise, alongside institutional fixed income sales, trading, research, public finance, and municipal trading. The company's capabilities are further augmented by repurchase agreements, securities lending, proprietary trading, underwriting, market-making, trust, and discount services.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD119.33 +1.04 (+0.88%)
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Volume Profile
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Liquidity & share structure
Average Volume
90.7K
Beta
1.09
Float Shares
6.07M
Free Float %
57.2%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+0.02% -0.75% -12.09% +10.53% +38.77% +31.26% +50.40% +156.74% +96.79% +591.11% +1,387.30%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (2 ratings, all time) Buy
Price Targets & DCF
Current price
119.33
Low 200.00 +67.6%
Consensus 200.00 +67.6%
Median 200.00 +67.6%
High 200.00 +67.6%
DCF (Unlevered) 77.99 -34.6%
DCF (Levered) 40.58 -66.0%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 100% Bullish
Rating 2024-11 Change
Strong Buy 1 0
Buy 0 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year 2
128.50
+7.7%
All Time 13
64.23
-46.2%
Quality scores
Altman Z-Score
1.35
Distress
Piotroski F-Score
6 / 9
Average
MOAT Score
5 / 10
Developing
Composite Rating
B+
Overall Score
3 / 5
Medium
DCF Score
3 / 5
Medium
ROE Score
3 / 5
Medium
ROA Score
5 / 5
High
D/E Score
1 / 5
Low
P/E Score
3 / 5
Medium
P/Book Score
3 / 5
Medium
Operational MOAT
✗ Below peers
  • Revenue growth Financial - Capital Markets: +19.7%
    +14.4% Q1'26: +21.0% (vs Q1'25)
  • EPS growth Financial - Capital Markets: +35.3%
    +104.7% Q1'26: -171.0% (vs Q1'25)
  • FCF margin FCF growth · Financial - Capital Markets: +29.5%
    +4.6% Q1'26: -45.7% (vs Q1'25)
  • EBIT margin Financial - Capital Markets: +33.5%
    +17.0% Q1'26: -1.9% (vs Q1'25)
  • ROIC Financial - Capital Markets: +4.0%
    +12.3% Q1'26: -1.1% (vs Q1'25)
  • Share dilution Financial - Capital Markets: +0.0%
    +1.7% Q1'26: -5.6% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Financial - Capital Markets: -0.30×
    2.26× Q1'26: 331.05× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (1.13) × ERP
WACC = 63% × Ke + 37% × Kd (14.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 77.47 Current price: 119.33
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2015
actual
Dec 2016
actual
Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
1 Rev. Ana.
1 EPS Ana.
Dec 2027
1 Rev. Ana.
1 EPS Ana.
Dec 2028
1 Rev. Ana.
1 EPS Ana.
Revenue
897.80M
est: 902.70M (-0.5%)
857.78M
est: 850.86M (+0.8%)
920.34M
est: 885.15M (+4.0%)
958.15M
est: 902.20M (+6.2%)
1.03B
est: 914.63M (+13.0%)
1.20B
est: 699.73M (+71.3%)
1.39B
est: 740.22M (+88.3%)
1.11B
est: 747.19M (+48.7%)
1.25B
est: 61.10M (+1,943.9%)
1.43B
est: 902.70M (+58.7%)
1.64B
est: 850.86M (+92.5%)
885.15M
885.15M – 885.15M
+4.0% YoY
902.20M
902.20M – 902.20M
+1.9% YoY
914.63M
914.63M – 914.63M
+1.4% YoY
EBITDA
21.82M
est: 135.66M (-83.9%)
5.62M
est: 32.90M (-82.9%)
53.56M
est: 67.02M (-20.1%)
98.14M
est: 79.11M (+24.1%)
153.42M
est: 85.47M (+79.5%)
217.97M
est: 90.87M (+139.9%)
268.62M
est: 97.01M (+176.9%)
103.81M
est: 101.17M (+2.6%)
152.57M
est: 9.18M (+1,561.6%)
231.03M
est: 133.43M (+73.1%)
277.61M
est: 125.77M (+120.7%)
130.84M
130.84M – 130.84M
+4.0% YoY
133.36M
133.36M – 133.36M
+1.9% YoY
135.19M
135.19M – 135.19M
+1.4% YoY
EBIT
13.90M
est: 110.56M (-87.4%)
-2.46M
est: 419.99M (-100.6%)
47.91M
est: 338.40M (-85.8%)
91.27M
est: 165.40M (-44.8%)
120.60M
est: 179.38M (-32.8%)
184.68M
est: 191.44M (-3.5%)
234.50M
est: 205.08M (+14.3%)
69.40M
est: 214.72M (-67.7%)
115.37M
est: 7.48M (+1,441.7%)
193.75M
est: 113.34M (+70.9%)
277.61M
est: 106.83M (+159.9%)
111.14M
111.14M – 111.14M
+4.0% YoY
113.28M
113.28M – 113.28M
+1.9% YoY
114.84M
114.84M – 114.84M
+1.4% YoY
Net Income
1.96M
est: 4.04M (-51.5%)
-1.16M
est: -20.33M (+94.3%)
22.82M
est: 105.8K (+21,469.9%)
28.89M
est: 37.19M (-22.3%)
52.95M
est: 38.94M (+36.0%)
122.99M
est: 40.43M (+204.2%)
158.96M
est: 42.22M (+276.5%)
32.35M
est: 43.40M (-25.5%)
30.18M
est: 46.87M (-35.6%)
71.56M
est: 4.11M (+1,639.3%)
148.40M
est: -5.45M (+2,824.4%)
9.48M
9.48M – 9.48M
+274.0% YoY
25.70M
25.70M – 25.70M
+171.1% YoY
28.44M
28.44M – 28.44M
+10.7% YoY
SGA
129.39M
est: 106.91M (+21.0%)
131.18M
est: 486.47M (-73.0%)
133.14M
est: 318.42M (-58.2%)
135.65M
est: 116.32M (+16.6%)
143.79M
est: 126.97M (+13.2%)
144.48M
est: 135.86M (+6.3%)
140.59M
est: 145.88M (-3.6%)
145.37M
est: 152.40M (-4.6%)
157.32M
est: 7.24M (+2,074.1%)
163.21M
est: 136.99M (+19.1%)
470.37M
est: 129.12M (+264.3%)
134.32M
134.32M – 134.32M
+4.0% YoY
136.91M
136.91M – 136.91M
+1.9% YoY
138.80M
138.80M – 138.80M
+1.4% YoY
EPS
0.14
est: 0.36 (-61.1%)
-0.09
est: -0.48 (+81.8%)
1.72
est: 0.83 (+107.2%)
2.18
est: 2.25 (-3.1%)
4.10
est: 2.49 (+64.7%)
9.73
est: 1.37 (+610.2%)
12.57
est: 1.44 (+772.9%)
2.77
est: 1.48 (+87.8%)
2.81
est: -0.11 (+2,608.9%)
6.93
est: 0.36 (+1,824.0%)
14.13
est: -0.48 (+3,063.0%)
0.83
0.83 – 0.83
+274.0% YoY
2.25
2.25 – 2.25
+171.1% YoY
2.49
2.49 – 2.49
+10.7% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-11 B+ 3/5 3/5 3/5 5/5 1/5 3/5 3/5
2026-05-08 B+ 3/5 3/5 3/5 5/5 1/5 3/5 3/5
2026-05-07 B+ 3/5 3/5 3/5 5/5 1/5 3/5 3/5
2026-05-06 B+ 3/5 3/5 3/5 5/5 1/5 3/5 3/5
2026-05-05 B+ 3/5 3/5 3/5 5/5 1/5 3/5 3/5
2026-05-04 B+ 3/5 3/5 3/5 5/5 1/5 3/5 3/5
2026-05-01 A 4/5 3/5 4/5 5/5 2/5 4/5 4/5
2026-04-30 A 4/5 3/5 4/5 5/5 2/5 4/5 4/5
2026-04-29 A 4/5 3/5 4/5 5/5 2/5 4/5 4/5
2026-04-28 A 4/5 3/5 4/5 5/5 2/5 4/5 4/5
2026-04-27 A 4/5 3/5 4/5 5/5 2/5 4/5 4/5
2026-04-24 A 4/5 3/5 4/5 5/5 2/5 4/5 4/5
2026-04-23 A 4/5 3/5 5/5 5/5 2/5 4/5 4/5
2026-04-22 A 4/5 3/5 5/5 5/5 2/5 4/5 4/5
2026-04-21 A 4/5 3/5 4/5 5/5 2/5 4/5 4/5
2026-04-20 A 4/5 3/5 4/5 5/5 2/5 4/5 4/5
2026-04-17 A 4/5 4/5 4/5 5/5 2/5 4/5 4/5
2026-04-16 A 4/5 4/5 4/5 5/5 2/5 4/5 4/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
110.04M
OE per share TTM
8.40
Owner's Yield
10.90%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
13.7%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
14
Total invested
2.41M
Insider transactions (90d)
0
Beneficial owners (>5%)
11
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Mackenzie Financial Corporation 803.9K 6.23% 803.9K 803.9K IA Toronto, Ontario, Canada 2009-01-20
2 Tattersall Investment Counsel Limited 797.7K 6.06% 797.7K 797.7K 10.00 IA Canadian 2008-09-24
3 (1) BlackRock, Inc. 713.4K 5.70% 674.9K HC Delaware 2022-02-01
4 Thomas E. Claugus 704.8K 11.00% 20.0K 781.3K 20.0K 684.8K IN Delaware 2014-02-18
5 GMT Capital Corp. 684.8K 11.00% 684.8K 684.8K IA Delaware 2014-02-18
6 43-2076925 657.8K 4.90% 43.00 535.2K IA Delaware 2011-06-08
7 Bay Resource Partners Offshore Master Fund, L.P. 338.3K 11.00% 338.3K 338.3K PN Delaware 2014-02-18
8 Bay Resource Partners, L.P. 163.8K 11.00% 163.7K 163.8K PN Delaware 2014-02-18
9 Bay II Resource Partners, L.P. 163.3K 11.00% 163.3K 163.3K PN Delaware 2014-02-18
10 95-4871957 161.2K 11.00% IA Delaware 2019-02-13
11 Oppenheimer Holdings Inc. 0.00% HC Canada 2008-02-12

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
14
-96 vs prev Q
New positions
5
Closed positions
100
Increased
9
Reduced
2
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 JB CAPITAL PARTNERS LP 504.0K +— (+0.0%) 36.43M -816.4K (-2.2%) 4.80% +0.008 pp 6.27% -0.036 pp USD39.50 +83.0% 20 qtrs
2 DIMENSIONAL FUND ADVISORS LP 489.6K -3.6K (-0.7%) 35.40M -1.1M (-2.9%) 4.66% -0.026 pp 0.01% 0.000 pp USD20.53 +252.1% 51 qtrs
3 VANGUARD GROUP INC 437.9K +11.9K (+2.8%) 31.66M +170.8K (+0.5%) 4.17% +0.120 pp 0.00% +0.000 pp USD39.46 +83.2% 67 qtrs
4 AMERICAN CENTURY COMPANIES INC 320.0K +20.8K (+6.9%) 23.13M +1.0M (+4.6%) 3.05% +0.202 pp 0.01% +0.000 pp USD55.40 +30.5% 21 qtrs
5 BLACKROCK, INC. 176.2K +6.5K (+3.9%) 12.74M +198.2K (+1.6%) 1.68% +0.065 pp 0.00% +0.000 pp USD52.23 +38.4% 6 qtrs
6 RBF CAPITAL, LLC 163.8K -1.2K (-0.7%) 11.84M -356.1K (-2.9%) 1.56% -0.009 pp 0.53% -0.018 pp USD40.13 +80.1% 11 qtrs
7 GREENWICH WEALTH MANAGEMENT LLC 125.0K +— (+0.0%) 9.04M -202.0K (-2.2%) 1.19% +0.002 pp 0.40% -0.058 pp USD16.10 +349.0% 41 qtrs
8 MILLENNIUM MANAGEMENT LLC 114.7K +41.5K (+56.6%) 8.29M +2.9M (+53.2%) 1.09% +0.396 pp 0.00% +0.001 pp USD64.22 +12.6% 33 qtrs
9 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 110.9K +19.6K (+21.4%) 8.02M +1.3M (+18.7%) 1.06% +0.188 pp 0.00% +0.000 pp USD69.39 +4.2% 5 qtrs
10 ROYCE & ASSOCIATES LP 108.9K -3.5K (-3.1%) 7.87M -436.0K (-5.2%) 1.04% -0.032 pp 0.08% -0.003 pp USD64.10 +12.8% 5 qtrs
11 BOSTON PARTNERS 86.2K +7.3K (+9.2%) 6.23M +396.6K (+6.8%) 0.82% +0.070 pp 0.01% +0.001 pp USD62.72 +15.3% 5 qtrs
12 MORGAN STANLEY 84.8K -1.7K (-2.0%) 6.13M -266.5K (-4.2%) 0.81% -0.015 pp 0.00% +0.000 pp USD51.18 +41.2% 51 qtrs
13 GEODE CAPITAL MANAGEMENT, LLC 73.3K +4.3K (+6.3%) 5.30M +201.6K (+4.0%) 0.70% +0.042 pp 0.00% +0.000 pp USD32.99 +119.1% 61 qtrs
14 STATE STREET CORP 67.4K +35.3K (+109.6%) 4.94M +2.6M (+107.8%) 0.64% +0.336 pp 0.00% +0.000 pp USD55.91 +29.3% 51 qtrs
15 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 66.1K -6.8K (-9.4%) 4.78M -611.1K (-11.3%) 0.63% -0.064 pp 0.00% -0.001 pp USD41.03 +76.2% 12 qtrs
16 BRIDGEWAY CAPITAL MANAGEMENT, LLC 58.0K +11.7K (+25.4%) 4.19M +773.4K (+22.6%) 0.55% +0.112 pp 0.09% +0.015 pp USD46.08 +56.9% 55 qtrs
17 ARBITER PARTNERS CAPITAL MANAGEMENT LLC 55.0K +— (+0.0%) 3.98M -89.1K (-2.2%) 0.52% +0.001 pp 1.94% -0.490 pp USD51.59 +40.1% 14 qtrs
18 JPMORGAN CHASE & CO 50.8K -18.6K (-26.8%) 3.67M -1.5M (-28.4%) 0.48% -0.176 pp 0.00% 0.000 pp USD64.69 +11.7% 51 qtrs
19 D. E. SHAW & CO., INC. 50.2K +9.7K (+24.1%) 3.63M +638.9K (+21.4%) 0.48% +0.093 pp 0.00% +0.000 pp USD61.44 +17.7% 9 qtrs
20 GOLDMAN SACHS GROUP INC 46.0K +5.5K (+13.6%) 3.33M +332.6K (+11.1%) 0.44% +0.053 pp 0.00% +0.000 pp USD68.09 +6.2% 33 qtrs
21 TCW GROUP INC 38.7K +— (+0.0%) 2.80M -62.7K (-2.2%) 0.37% +0.001 pp 0.02% -0.004 pp USD50.34 +43.6% 7 qtrs
22 ALGERT GLOBAL LLC 35.1K +1.3K (+3.8%) 2.54M +38.0K (+1.5%) 0.33% +0.013 pp 0.04% -0.002 pp USD71.33 +1.3% 6 qtrs
23 BOOTHBAY FUND MANAGEMENT, LLC 32.2K +120.0 (+0.4%) 2.33M -43.3K (-1.8%) 0.31% +0.002 pp 0.03% +0.000 pp USD63.38 +14.1% 5 qtrs
24 BNP PARIBAS ARBITRAGE, SNC 31.2K +5.4K (+21.0%) 2.25M +349.5K (+18.3%) 0.30% +0.052 pp 0.00% +0.000 pp USD69.81 +3.6% 49 qtrs
25 EMPOWERED FUNDS, LLC 31.0K +11.7K (+60.9%) 2.24M +817.1K (+57.4%) 0.30% +0.112 pp 0.02% +0.003 pp USD56.71 +27.5% 11 qtrs
26 BANK OF AMERICA CORP /DE/ 30.8K -3.3K (-9.7%) 2.23M -293.9K (-11.7%) 0.29% -0.031 pp 0.00% +0.000 pp USD58.05 +24.5% 52 qtrs
27 NEUBERGER BERMAN GROUP LLC 30.3K +100.0 (+0.3%) 2.19M -41.6K (-1.9%) 0.29% +0.001 pp 0.00% +0.000 pp USD59.87 +20.7% 6 qtrs
28 TWO SIGMA ADVISERS, LP 29.5K -3.5K (-10.6%) 2.13M -306.5K (-12.6%) 0.28% -0.033 pp 0.00% -0.001 pp USD41.97 +72.2% 37 qtrs
29 TUDOR INVESTMENT CORP ET AL 27.7K -1.1K (-3.7%) 2.01M -123.3K (-5.8%) 0.26% -0.010 pp 0.00% +0.000 pp USD50.01 +44.6% 12 qtrs
30 BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC 25.6K -900.0 (-3.4%) 1.85M -107.9K (-5.5%) 0.24% -0.008 pp 0.01% -0.001 pp USD41.67 +73.5% 13 qtrs
31 FISHER ASSET MANAGEMENT, LLC 25.3K -1.4K (-5.2%) 1.83M -142.8K (-7.2%) 0.24% -0.013 pp 0.00% 0.000 pp USD40.54 +78.3% 12 qtrs
32 BOKF, NA 23.9K +— (+0.0%) 1.72M -38.6K (-2.2%) 0.23% +0.000 pp 0.03% 0.000 pp USD51.16 +41.3% 6 qtrs
33 TWO SIGMA INVESTMENTS, LP 23.8K +7.6K (+47.2%) 1.72M +525.5K (+43.9%) 0.23% +0.073 pp 0.00% +0.001 pp USD50.61 +42.8% 12 qtrs
34 VOLEON CAPITAL MANAGEMENT LP 23.0K +10.0K (+77.6%) 1.66M +704.6K (+73.8%) 0.22% +0.096 pp 0.04% +0.012 pp USD73.20 -1.2% 2 qtrs
35 RENAISSANCE TECHNOLOGIES LLC 22.4K -11.4K (-33.7%) 1.62M -878.9K (-35.2%) 0.21% -0.108 pp 0.00% -0.001 pp USD54.92 +31.6% 39 qtrs
36 CITADEL ADVISORS LLC 21.1K -11.5K (-35.2%) 1.53M -881.7K (-36.6%) 0.20% -0.109 pp 0.00% 0.000 pp USD61.46 +17.6% 31 qtrs
37 QUBE RESEARCH & TECHNOLOGIES LTD 20.9K -763.0 (-3.5%) 1.51M -90.3K (-5.6%) 0.20% -0.007 pp 0.00% 0.000 pp USD60.85 +18.8% 11 qtrs
38 BEVERLY HILLS PRIVATE WEALTH, LLC 20.2K +801.0 (+4.1%) 1.46M +26.4K (+1.8%) 0.19% +0.008 pp 0.25% -0.007 pp USD47.70 +51.6% 9 qtrs
39 EJF CAPITAL LLC 20.0K +— (+0.0%) 1.45M -32.4K (-2.2%) 0.19% +0.000 pp 0.82% -0.038 pp USD39.62 +82.5% 11 qtrs
40 CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. 19.8K +1.2K (+6.3%) 1.43M +55.1K (+4.0%) 0.19% +0.012 pp 0.00% -0.001 pp USD60.92 +18.7% 7 qtrs
41 Y-INTERCEPT (HONG KONG) LTD 19.8K +6.5K (+48.8%) 1.43M +447.6K (+45.6%) 0.19% +0.062 pp 0.03% +0.008 pp USD69.32 +4.3% 3 qtrs
42 MAN GROUP PLC 19.2K +4.6K (+31.5%) 1.39M +308.5K (+28.6%) 0.18% +0.044 pp 0.00% +0.001 pp USD65.24 +10.8% 6 qtrs
43 BANK OF NEW YORK MELLON CORP 17.2K +5.5K (+47.1%) 1.24M +378.8K (+43.9%) 0.16% +0.053 pp 0.00% +0.000 pp USD41.79 +73.0% 66 qtrs
44 RUSSELL INVESTMENTS GROUP, LTD. 17.1K +1.8K (+12.0%) 1.24M +108.3K (+9.6%) 0.16% +0.018 pp 0.00% +0.000 pp USD73.74 -2.0% 2 qtrs
45 MARSHALL WACE, LLP 16.8K -29.6K (-63.8%) 1.21M -2.2M (-64.6%) 0.16% -0.281 pp 0.00% -0.002 pp USD68.53 +5.5% 3 qtrs
46 NORTHERN TRUST CORP 16.8K +924.0 (+5.8%) 1.21M +41.1K (+3.5%) 0.16% +0.009 pp 0.00% +0.000 pp USD32.33 +123.6% 51 qtrs
47 POLEN CAPITAL MANAGEMENT LLC 16.3K +— (+0.0%) 1.18M -26.5K (-2.2%) 0.16% +0.000 pp 0.01% +0.001 pp USD65.77 +9.9% 3 qtrs
48 ACADIAN ASSET MANAGEMENT LLC 15.7K -1.8K (-10.3%) 1.14M -158.0K (-12.2%) 0.15% -0.017 pp 0.00% 0.000 pp USD55.65 +29.9% 11 qtrs
49 FMR LLC 15.6K +3.1K (+24.5%) 1.13M +201.5K (+21.8%) 0.15% +0.029 pp 0.00% +0.000 pp USD52.47 +37.8% 18 qtrs
50 ROUND ROCK ADVISORS, LLC 14.5K +5.6K (+62.9%) 1.05M +437.1K (+71.2%) 0.14% +0.054 pp 0.16% +0.061 pp USD73.28 -1.4% 2 qtrs
51 HRT FINANCIAL LP 13.6K +2.6K (+23.4%) 985.0K +169.0K (+20.7%) 0.13% +0.025 pp 0.00% +0.000 pp USD67.01 +7.9% 6 qtrs
52 NORTHCREST ASSET MANANGEMENT, LLC 11.4K +— (+0.0%) 841.0K +37.0K (+4.6%) 0.11% +0.000 pp 0.02% 0.000 pp USD54.15 +33.5% 17 qtrs
53 POINT72 ASSET MANAGEMENT, L.P. 10.6K +10.6K (+100.0%) 764.1K +764.1K (+100.0%) 0.10% +0.101 pp 0.00% +0.001 pp USD72.29 +0.0% 1 qtrs NEW
54 CANADA PENSION PLAN INVESTMENT BOARD 10.0K +10.0K (+100.0%) 722.9K +722.9K (+100.0%) 0.10% +0.095 pp 0.00% +0.001 pp USD72.29 +0.0% 1 qtrs NEW
55 QUEST PARTNERS LLC 9.0K +5.8K (+176.8%) 652.3K +411.4K (+170.7%) 0.09% +0.055 pp 0.04% +0.021 pp USD69.93 +3.4% 9 qtrs
56 CORSAIR CAPITAL MANAGEMENT, L.P. 8.9K -1.1K (-11.0%) 646.3K -95.9K (-12.9%) 0.09% -0.010 pp 0.10% -0.022 pp USD43.07 +67.8% 11 qtrs
57 PENN CAPITAL MANAGEMENT COMPANY, LLC 8.7K +— (+0.0%) 626.0K -14.0K (-2.2%) 0.08% +0.000 pp 0.05% +0.001 pp USD73.91 -2.2% 2 qtrs
58 JUMP FINANCIAL, LLC 8.4K +624.0 (+8.0%) 610.4K +32.4K (+5.6%) 0.08% +0.006 pp 0.01% +0.001 pp USD70.20 +3.0% 5 qtrs
59 PRELUDE CAPITAL MANAGEMENT, LLC 8.0K +— (+0.0%) 578.3K -13.0K (-2.2%) 0.08% +0.000 pp 0.04% -0.004 pp USD39.03 +85.2% 10 qtrs
60 SEI INVESTMENTS CO 7.9K +7.9K (+100.0%) 573.9K +573.9K (+100.0%) 0.08% +0.076 pp 0.00% +0.001 pp USD72.29 +0.0% 1 qtrs NEW
61 CAPTRUST FINANCIAL ADVISORS 7.0K +— (+0.0%) 506.0K -11.3K (-2.2%) 0.07% +0.000 pp 0.00% 0.000 pp USD29.63 +144.0% 31 qtrs
62 TREXQUANT INVESTMENT LP 6.6K +6.6K (+100.0%) 475.6K +475.6K (+100.0%) 0.06% +0.063 pp 0.00% +0.004 pp USD72.29 +0.0% 1 qtrs NEW
63 INSPIRE INVESTING, LLC 6.5K +385.0 (+6.3%) 470.4K +17.9K (+4.0%) 0.06% +0.004 pp 0.04% -0.002 pp USD53.28 +35.7% 6 qtrs
64 INVESCO LTD. 6.4K -31.3K (-83.0%) 461.8K -2.3M (-83.4%) 0.06% -0.297 pp 0.00% 0.000 pp USD73.91 -2.2% 6 qtrs
65 VERITION FUND MANAGEMENT LLC 6.3K -481.0 (-7.0%) 458.8K -45.8K (-9.1%) 0.06% -0.005 pp 0.00% 0.000 pp USD69.82 +3.5% 3 qtrs
66 BREVAN HOWARD CAPITAL MANAGEMENT LP 6.2K +439.0 (+7.6%) 449.1K +22.4K (+5.2%) 0.06% +0.004 pp 0.00% +0.003 pp USD68.18 +6.0% 3 qtrs
67 XTX TOPCO LTD 6.2K +6.2K (+100.0%) 447.4K +447.4K (+100.0%) 0.06% +0.059 pp 0.01% +0.012 pp USD72.29 +0.0% 6 qtrs
68 AMERIPRISE FINANCIAL INC 5.8K +67.0 (+1.2%) 424.0K -2.2K (-0.5%) 0.06% +0.001 pp 0.00% +0.000 pp USD41.89 +72.6% 33 qtrs
69 CAXTON ASSOCIATES LLP 5.1K +— (+0.0%) 367.5K -8.2K (-2.2%) 0.05% +0.000 pp 0.01% -0.002 pp USD64.20 +12.6% 4 qtrs
70 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4.7K +656.0 (+16.2%) 340.1K +40.9K (+13.7%) 0.04% +0.006 pp 0.00% +0.000 pp USD67.32 +7.4% 30 qtrs
71 UBS GROUP AG 4.4K +923.0 (+26.5%) 318.3K +61.1K (+23.7%) 0.04% +0.009 pp 0.00% +0.000 pp USD58.10 +24.4% 45 qtrs
72 SUSQUEHANNA PORTFOLIO STRATEGIES, LLC 4.3K -3.6K (-45.5%) 313.9K -274.7K (-46.7%) 0.04% -0.034 pp 0.00% -0.005 pp USD69.47 +4.1% 3 qtrs
73 OPPENHEIMER & CO INC 3.8K +3.8K (+100.0%) 277.1K +277.1K (+100.0%) 0.04% +0.037 pp 0.00% +0.004 pp USD72.29 +0.0% 3 qtrs
74 DGS CAPITAL MANAGEMENT, LLC 3.6K -248.0 (-6.5%) 259.1K -24.1K (-8.5%) 0.03% -0.002 pp 0.04% -0.007 pp USD66.62 +8.5% 3 qtrs
75 WALLEYE CAPITAL LLC 3.1K -3.1K (-49.9%) 223.2K -232.5K (-51.0%) 0.03% -0.029 pp 0.00% -0.001 pp USD73.91 -2.2% 2 qtrs
76 STIFEL FINANCIAL CORP 3.0K -13.0 (-0.4%) 216.9K -5.8K (-2.6%) 0.03% 0.000 pp 0.00% +0.000 pp USD73.91 -2.2% 2 qtrs
77 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 2.9K -13.6K (-82.2%) 213.0K -1.0M (-82.6%) 0.03% -0.129 pp 0.00% -0.006 pp USD46.74 +54.7% 32 qtrs
78 METIS GLOBAL PARTNERS, LLC 2.8K +— (+0.0%) 202.0K -4.5K (-2.2%) 0.03% +0.000 pp 0.00% 0.000 pp USD73.91 -2.2% 2 qtrs
79 STATE OF TENNESSEE, TREASURY DEPARTMENT 2.0K +2.0K (+100.0%) 170.4K +170.4K (+100.0%) 0.02% +0.019 pp 0.00% +0.001 pp USD72.29 +0.0% 1 qtrs NEW
80 MISSOURI TRUST & INVESTMENT CO 1.9K +— (+0.0%) 137.4K -3.1K (-2.2%) 0.02% +0.000 pp 0.04% -0.001 pp USD40.18 +79.9% 11 qtrs
81 CITIGROUP INC 1.5K +717.0 (+92.2%) 108.1K +50.6K (+87.9%) 0.01% +0.007 pp 0.00% +0.000 pp USD64.39 +12.3% 54 qtrs
82 QUANTBOT TECHNOLOGIES LP 1.4K -3.6K (-72.3%) 100.7K -271.4K (-72.9%) 0.01% -0.035 pp 0.00% -0.007 pp USD71.16 +1.6% 3 qtrs
83 NISA INVESTMENT ADVISORS, LLC 1.2K +1.2K (+100.0%) 88.8K +88.8K (+100.0%) 0.01% +0.011 pp 0.00% +0.000 pp USD72.29 +0.0% 1 qtrs NEW
84 MCILRATH & ECK, LLC 1.1K +1.1K (+100.0%) 79.6K +79.6K (+100.0%) 0.01% +0.011 pp 0.01% +0.007 pp USD72.29 +0.0% 1 qtrs NEW
85 AQUATIC CAPITAL MANAGEMENT LLC 811.00 -2.0K (-71.1%) 58.6K -148.7K (-71.7%) 0.01% -0.019 pp 0.00% -0.002 pp USD73.01 -1.0% 3 qtrs
86 PARALLEL ADVISORS, LLC 749.00 +— (+0.0%) 54.1K -1.2K (-2.2%) 0.01% +0.000 pp 0.00% +0.000 pp USD49.20 +46.9% 7 qtrs
87 CLEARSTEAD ADVISORS, LLC 629.00 +415.0 (+193.9%) 45.5K +29.7K (+187.5%) 0.01% +0.004 pp 0.00% +0.000 pp USD70.07 +3.2% 3 qtrs
88 BARCLAYS PLC 551.00 -2.6K (-82.6%) 39.8K -122.5K (-75.5%) 0.01% -0.025 pp 0.00% +0.000 pp USD73.91 -2.2% 2 qtrs
89 ADVISOR GROUP HOLDINGS, INC. 530.00 +530.0 (+100.0%) 38.3K +38.3K (+100.0%) 0.01% +0.005 pp 0.00% +0.000 pp USD72.29 +0.0% 4 qtrs
90 527.00 +527.0 (+100.0%) 38.1K +38.1K (+100.0%) 0.01% +0.005 pp 0.02% +0.020 pp USD72.29 +0.0% 1 qtrs NEW
91 SRS CAPITAL ADVISORS, INC. 478.00 +477.0 (+47,700.0%) 34.5K +34.5K (+47,197.3%) 0.00% +0.005 pp 0.00% +0.001 pp USD72.29 +0.0% 2 qtrs
92 QUADRANT CAPITAL GROUP LLC 444.00 -7.0 (-1.6%) 32.1K -1.2K (-3.7%) 0.00% 0.000 pp 0.00% 0.000 pp USD73.91 -2.2% 15 qtrs
93 STATE OF ALASKA, DEPARTMENT OF REVENUE 425.00 +— (+0.0%) 30.0K -1.0K (-3.2%) 0.00% +0.000 pp 0.00% +0.000 pp USD73.91 -2.2% 2 qtrs
94 WEALTHCOLLAB, LLC 300.00 +— (+0.0%) 21.7K -486.0 (-2.2%) 0.00% +0.000 pp 0.01% -0.001 pp USD41.32 +75.0% 9 qtrs
95 RHUMBLINE ADVISERS 215.00 +— (+0.0%) 15.5K -348.0 (-2.2%) 0.00% +0.000 pp 0.00% +0.000 pp USD23.23 +211.2% 55 qtrs
96 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 81.00 +— (+0.0%) 6.2K +508.0 (+8.9%) 0.00% +0.000 pp 0.00% +0.000 pp USD73.90 -2.2% 2 qtrs
97 ARMSTRONG ADVISORY GROUP, INC 60.00 +— (+0.0%) 4.3K -97.0 (-2.2%) 0.00% +0.000 pp 0.00% +0.000 pp USD64.08 +12.8% 5 qtrs
98 US BANCORP \DE\ 42.00 -2.0 (-4.5%) 3.0K -216.0 (-6.6%) 0.00% +0.000 pp 0.00% +0.000 pp USD66.10 +9.4% 3 qtrs
99 BESSEMER GROUP INC 42.00 +— (+0.0%) 3.0K +— (+0.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD73.90 -2.2% 2 qtrs
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 64 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 State Street SPDR S&P Capital Markets ETF KCE 0.90% 4.04M 0.35%
2 Even Herd Long Short ETF EHLS 0.38% 229.4K 2.62%
3 Barron's 400SM ETF BFOR 0.31% 700.5K 0.65%
4 Hartford Multifactor Small Cap ETF ROSC 0.25% 150.3K 0.34%
5 EA Bridgeway Omni Small-Cap Value ETF BSVO 0.24% 4.11M 0.47%
6 Inspire Small/Mid Cap ETF ISMD 0.22% 729.5K 0.53%
7 Avantis U.S. Small Cap Value ETF AVUV 0.12% 36.18M 0.25%
8 Avantis Global Small Cap Value UCITS ETF AVGS.L 0.12% 1.27M 0.39%
9 WisdomTree U.S. SmallCap Fund EES 0.09% 628.2K 0.38%
10 Innovator U.S. Small Cap Managed Floor ETF RFLR 0.09% 76.1K 0.89%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
2.50
Bullish
Ratio by volume
0.53
Neutral
Buys
10
Sells
4
Shares acquired
104.1K
Shares disposed
194.7K
Cash buys
Cash sales
1.00
Net activity
-90,559
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-03-02 McNAMARA DENNIS P Officer S-Sale D Class A non-voting common stock 4,673 90.67 423.7K 20,177 D
2026-02-26 Spaulding Suzanne Director J-Other A Class A non-voting common stock 1,400 0.00 5,900 D
2026-02-26 ROTH R LAWRENCE Director J-Other A Class A non-voting common stock 1,400 0.00 18,400 D
2026-02-26 Kanter Stacy J. Director J-Other A Class A non-voting common stock 1,400 0.00 5,900 D
2026-02-26 Glasser Teresa Director J-Other A Class A non-voting common stock 1,400 0.00 18,400 D
2026-02-26 Friedman Paul M Director J-Other A Class A non-voting common stock 1,400 0.00 18,400 I
2026-02-26 Dwyer Timothy Martin Director J-Other A Class A non-voting common stock 1,400 0.00 28,400 D
2026-02-26 BEHRENS EVAN Director J-Other A Class A non-voting common stock 1,400 0.00 7,025 D
2026-01-28 McNAMARA DENNIS P Officer J-Other D Restricted Class A non-voting common stock 5,000 0.00 9,500 D
2026-01-28 Lowenthal Robert S Director J-Other A Class A non-voting common stock 35,505 0.00 129,608 D
2026-01-28 LOWENTHAL ALBERT G Director / Officer / 10% Owner J-Other A Class A non-voting common stock 55,725 0.00 254,876 D
2025-12-31 Lowenthal Robert S Director / Officer 0 0.00 0
2025-12-31 LOWENTHAL ALBERT G Director / Officer / 10% Owner 0 0.00 0
2025-09-22 Spaulding Suzanne Director J-Other A Class A non-voting common stock 3,000 0.00 4,500 D
2025-08-05 McNAMARA DENNIS P Officer S-Sale D Class A non-voting common stock 2,000 73.81 147.6K 21,766 D
2025-06-10 Friedman Paul M Director S-Sale D Class A non-voting common stock 3,500 63.31 221.6K 17,000 I
2025-06-09 Friedman Paul M Director S-Sale D Class A non-voting common stock 3,500 63.32 221.6K 20,500 I
2025-06-06 Friedman Paul M Director S-Sale D Class A non-voting common stock 3,000 63.11 189.3K 24,000 I
2025-01-30 Spaulding Suzanne Director J-Other A Class A non-voting common stock 1,500 0.00 1,500 D
2025-01-30 ROTH R LAWRENCE Director J-Other A Class A non-voting common stock 1,500 0.00 17,000 D
2025-01-30 Kanter Stacy J. Director J-Other A Class A non-voting common stock 1,500 0.00 4,500 D
2025-01-30 Glasser Teresa Director J-Other A Class A non-voting common stock 1,500 0.00 17,000 D
2025-01-30 Friedman Paul M Director J-Other A Class A non-voting common stock 1,500 0.00 27,000 I
2025-01-30 Dwyer Timothy Martin Director J-Other A Class A non-voting common stock 1,500 0.00 27,000 D
2025-01-30 BEHRENS EVAN Director J-Other A Class A non-voting common stock 1,500 0.00 5,625 D
2025-01-29 Watkins Brad M Officer J-Other A Restricted Class A non-voting common stock 2,000 0.00 18,000 D
2025-01-29 McNAMARA DENNIS P Officer J-Other A Restricted Class A non-voting common stock 2,000 0.00 14,500 D
2025-01-29 Lowenthal Robert S Director J-Other A Restricted Class A non-voting common stock 15,000 0.00 180,000 D
2025-01-29 LOWENTHAL ALBERT G Director / Officer / 10% Owner J-Other A Restricted Class A non-voting common stock 32,500 0.00 337,500 D
2025-01-28 McNAMARA DENNIS P Officer J-Other A Class A non-voting common stock 3,085 0.00 23,766 D
2025-01-28 Lowenthal Robert S Director J-Other A Class A non-voting common stock 19,308 0.00 94,103 D
2025-01-28 LOWENTHAL ALBERT G Director / Officer / 10% Owner J-Other A Class A non-voting common stock 39,689 0.00 199,151 D
2024-12-31 Lowenthal Robert S Director 0 0.00 0
2024-12-31 LOWENTHAL ALBERT G Director / Officer / 10% Owner 0 0.00 0
2024-08-19 BEHRENS EVAN Director S-Sale D Class A non-voting common stock 750 50.78 38.1K 4,125
2024-07-31 McNAMARA DENNIS P Officer S-Sale D Class A non-voting common stock 6,000 51.28 307.7K 20,681
2024-05-10 BEHRENS EVAN Director S-Sale D Class A non-voting common stock 4,125 43.65 180.1K 4,875
2024-03-01 Spaulding Suzanne Director 0 0.00 0
2024-01-30 McNAMARA DENNIS P Officer J-Other D Restricted Class A non-voting common stock 4,000 0.00 17,500
2024-01-30 Lowenthal Robert S Director J-Other A Class A non-voting common stock 11,257 0.00 74,795
2024-01-30 LOWENTHAL ALBERT G Director / Officer / 10% Owner J-Other D Restricted Class A non-voting common stock 75,472 0.00 382,000
2024-01-25 Watkins Brad M Officer J-Other A Restricted Class A non-voting common stock 3,500 0.00 16,000
2024-01-25 ROTH R LAWRENCE Director A-Award A Class A non-voting common stock 3,000 0.00 15,500
2024-01-25 OUGHTRED A WINN Director J-Other D Class A non-voting common stock 3,000 0.00 23,150
2024-01-25 McNAMARA DENNIS P Officer J-Other A Restricted Class A non-voting common stock 2,500 0.00 21,500
2024-01-25 Lowenthal Robert S Director J-Other A Restricted Class A non-voting common stock 20,000 0.00 222,368
2024-01-25 LOWENTHAL ALBERT G Director / Officer / 10% Owner J-Other A Restricted Class A non-voting common stock 40,000 0.00 457,472
2024-01-25 Kanter Stacy J. Director A-Award A Class A non-voting common stock 3,000 0.00 3,000
2024-01-25 Glasser Teresa Director A-Award A Class A non-voting common stock 3,000 0.00 15,500
2024-01-25 Friedman Paul M Director A-Award A Class A non-voting common stock 3,000 0.00 25,500
2024-01-25 EHRHARDT WILLIAM Director A-Award A Class A non-voting common stock 3,000 0.00 40,350
2024-01-25 Dwyer Timothy Martin Director A-Award A Class A non-voting common stock 3,000 0.00 25,500
2024-01-25 BEHRENS EVAN Director A-Award A Class A non-voting common stock 3,000 0.00 9,000
2023-12-31 Lowenthal Robert S Director I Class A non-voting common stock 0 0.00 303,357
2023-12-31 LOWENTHAL ALBERT G Director / Officer / 10% Owner I Class A non-voting common stock 0 0.00 3,115,768
2023-10-25 Kanter Stacy J. Director 0 0.00 0
2023-09-01 BEHRENS EVAN Director S-Sale D Class A non-voting common stock 5,000 38.43 192.2K 6,000
2023-08-31 BEHRENS EVAN Director S-Sale D Class A non-voting common stock 2,500 38.49 96.2K 16,000
2023-03-03 McNAMARA DENNIS P Officer S-Sale D Class A non-voting common stock 10,000 44.54 445.4K 26,444
2023-01-30 LOWENTHAL ALBERT G Director / Officer / 10% Owner J-Other D Restricted Class A non-voting common stock 9,100 0.00 417,472
2023-01-29 McNAMARA DENNIS P Officer J-Other A Class A non-voting common stock 2,081 0.00 36,444
2023-01-29 Lowenthal Robert S Director J-Other D Restricted Class A non-voting common stock 5,000 0.00 202,368
2023-01-29 LOWENTHAL ALBERT G Director / Officer / 10% Owner J-Other D Restricted Class A non-voting common stock 46,429 0.00 426,572
2023-01-26 ROTH R LAWRENCE Director A-Award A Class A non-voting common stock 2,500 0.00 12,500
2023-01-26 OUGHTRED A WINN Director A-Award A Class A non-voting common stock 2,500 0.00 23,150
2023-01-26 Glasser Teresa Director A-Award A Class A non-voting common stock 2,500 0.00 12,500
2023-01-26 Friedman Paul M Director A-Award A Class A non-voting common stock 2,500 0.00 22,500
2023-01-26 EHRHARDT WILLIAM Director A-Award A Class A non-voting common stock 2,500 0.00 37,350
2023-01-26 Dwyer Timothy Martin Director A-Award A Class A non-voting common stock 2,500 0.00 22,500
2023-01-26 BEHRENS EVAN Director A-Award A Class A non-voting common stock 2,500 0.00 18,500
2023-01-25 Watkins Brad M Officer J-Other A Restricted Class A non-voting common stock 2,500 0.00 2,500
2023-01-25 McNAMARA DENNIS P Officer J-Other A Restricted Class A non-voting common stock 2,500 0.00 2,500
2023-01-25 Lowenthal Robert S Director J-Other A Restricted Class A non-voting common stock 20,000 0.00 20,000
2023-01-25 LOWENTHAL ALBERT G Officer J-Other A Restricted Class A non-voting common stock 30,000 0.00 30,000
2022-12-31 Lowenthal Robert S Director 0 0.00 0
2022-12-31 LOWENTHAL ALBERT G Director / Officer / 10% Owner 0 0.00 0
2022-08-01 Watkins Brad M Officer D Restricted Class A non-voting common stock 10,000 0.00 0
2022-01-27 ROTH R LAWRENCE Director A-Award A Class A non-voting common stock 2,500 0.00 10,000
2022-01-27 OUGHTRED A WINN Director A-Award A Class A non-voting common stock 2,500 0.00 20,650
2022-01-27 Glasser Teresa Director A-Award A Class A non-voting common stock 2,500 0.00 10,000
2022-01-27 Friedman Paul M Director A-Award A Class A non-voting common stock 2,500 0.00 20,000
2022-01-27 EHRHARDT WILLIAM Director A-Award A Class A non-voting common stock 2,500 0.00 34,850
2022-01-27 Dwyer Timothy Martin Director A-Award A Class A non-voting common stock 2,500 0.00 20,000
2022-01-27 BEHRENS EVAN Director A-Award A Class A non-voting common stock 2,500 0.00 16,000
2022-01-26 McNAMARA DENNIS P Officer J-Other A Restricted Class A non-voting common stock 2,500 0.00 20,000
2022-01-26 Lowenthal Robert S Director J-Other A Restricted Class A non-voting common stock 50,000 0.00 187,368
2022-01-26 LOWENTHAL ALBERT G Director / Officer / 10% Owner J-Other A Restricted Class A non-voting common stock 125,000 0.00 443,001
2022-01-26 ALFANO JEFFREY J Officer J-Other A Restricted Class A non-voting common stock 2,500 0.00 25,500
2021-12-31 Lowenthal Robert S Director 0 0.00 0
2021-12-31 LOWENTHAL ALBERT G Director / Officer / 10% Owner 0 0.00 0
2021-11-03 OUGHTRED A WINN Director S-Sale D Class A non-voting common stock 5,000 52.23 261.1K 18,150
2021-05-05 McNAMARA DENNIS P Officer S-Sale D Class A non-voting common stock 3,453 49.39 170.5K 34,363
2021-05-05 ALFANO JEFFREY J Officer S-Sale D Class A non-voting common stock 6,831 49.48 338.0K 42,090
2021-05-04 McNAMARA DENNIS P Officer S-Sale D Class A non-voting common stock 2,441 49.00 119.6K 53,573
2021-05-04 ALFANO JEFFREY J Officer S-Sale D Class A non-voting common stock 26,913 49.64 1.34M 48,921
2021-02-23 McNAMARA DENNIS P Officer J-Other D Restricted Class A non-voting common stock 7,000 0.00 18,500
2021-02-23 Lowenthal Robert S Director J-Other A Class A non-voting common stock 4,678 0.00 60,560
2021-02-23 ALFANO JEFFREY J Officer A-Award A Class A non-voting common stock 4,678 0.00 75,834
2021-01-28 ROTH R LAWRENCE Director A-Award A Class A non-voting common stock 2,500 0.00 7,500
2021-01-28 OUGHTRED A WINN Director A-Award A Class A non-voting common stock 2,500 0.00 23,150
2021-01-28 McNAMARA DENNIS P Officer J-Other A Restricted Class A non-voting common stock 5,000 0.00 24,500
2021-01-28 Lowenthal Robert S Director J-Other A Restricted Class A non-voting common stock 75,000 0.00 147,368
2021-01-28 LOWENTHAL ALBERT G Director / Officer / 10% Owner J-Other A Restricted Class A non-voting common stock 110,000 0.00 318,001
2021-01-28 Glasser Teresa Director A-Award A Class A non-voting common stock 2,500 0.00 7,500
2021-01-28 Friedman Paul M Director A-Award A Class A non-voting common stock 2,500 0.00 17,500
2021-01-28 EHRHARDT WILLIAM Director A-Award A Class A non-voting common stock 2,500 0.00 32,350
2021-01-28 Dwyer Timothy Martin Director A-Award A Class A non-voting common stock 2,500 0.00 17,500
2021-01-28 BEHRENS EVAN Director A-Award A Class A non-voting common stock 2,500 0.00 13,500
2021-01-28 ALFANO JEFFREY J Officer J-Other A Restricted Class A non-voting common stock 6,000 0.00 33,000
2020-12-31 Lowenthal Robert S Director D Class B voting common stock 0 0.00 650
2020-12-31 LOWENTHAL ALBERT G Director / Officer / 10% Owner I Class B voting common stock 0 0.00 97,128
2020-02-28 ROTH R LAWRENCE Director A-Award A Class A non-voting common stock 2,500 0.00 5,000
2020-02-28 OUGHTRED A WINN Director A-Award A Class A non-voting common stock 2,500 0.00 20,650
2020-02-28 Glasser Teresa Director A-Award A Class A non-voting common stock 2,500 0.00 5,000
2020-02-28 Friedman Paul M Director A-Award A Class A non-voting common stock 2,500 0.00 15,000
2020-02-28 EHRHARDT WILLIAM Director A-Award A Class A non-voting common stock 2,500 0.00 29,850
2020-02-28 Dwyer Timothy Martin Director A-Award A Class A non-voting common stock 2,500 0.00 15,000
2020-02-28 BEHRENS EVAN Director A-Award A Class A non-voting common stock 2,500 0.00 11,000
2020-02-25 McNAMARA DENNIS P Officer J-Other A Class A non-voting common stock 2,983 0.00 52,337
2020-02-25 Lowenthal Robert S Director J-Other A Class A non-voting common stock 2,339 0.00 55,882
2020-02-25 ALFANO JEFFREY J Officer J-Other D Restricted Class A non-voting common stock 5,000 0.00 27,000
2020-01-29 McNAMARA DENNIS P Officer J-Other A Restricted Class A non-voting common stock 5,000 0.00 24,500
2020-01-29 Lowenthal Robert S Director J-Other A Restricted Class A non-voting common stock 38,500 0.00 77,368
2020-01-29 LOWENTHAL ALBERT G Director / Officer / 10% Owner J-Other A Restricted Class A non-voting common stock 77,000 0.00 208,001
2020-01-29 ALFANO JEFFREY J Officer J-Other A Restricted Class A non-voting common stock 5,000 0.00 32,000
2020-01-28 McNAMARA DENNIS P Officer J-Other A Class A non-voting common stock 1,588 0.00 49,354
2020-01-28 Lowenthal Robert S Director J-Other D Restricted Class A non-voting common stock 9,524 0.00 38,868
2020-01-28 ALFANO JEFFREY J Officer J-Other D Restricted Class A non-voting common stock 2,381 0.00 27,000
2020-01-25 McNAMARA DENNIS P Officer J-Other A Class A non-voting common stock 3,042 0.00 47,766
2020-01-25 Lowenthal Robert S Director J-Other A Restricted Class A non-voting common stock 15,000 0.00 48,392
2020-01-25 LOWENTHAL ALBERT G Director / Officer / 10% Owner J-Other D Restricted Class A non-voting common stock 67,000 0.00 131,001
2020-01-25 ALFANO JEFFREY J Officer J-Other A Class A non-voting common stock 5,012 0.00 67,347
2019-12-31 Lowenthal Robert S Director 0 0.00 0
2019-12-31 LOWENTHAL ALBERT G Director / Officer / 10% Owner 0 0.00 0
2019-09-18 OUGHTRED A WINN Director S-Sale D Class A non-voting common stock 10,000 31.02 310.2K 18,150
2019-02-28 ROTH R LAWRENCE Director A-Award A Class A non-voting common stock 2,500 0.00 2,500
2019-02-28 OUGHTRED A WINN Director A-Award A Class A non-voting common stock 2,500 0.00 28,150
2019-02-28 Glasser Teresa Director A-Award A Class A non-voting common stock 2,500 0.00 2,500
2019-02-28 Friedman Paul M Director A-Award A Class A non-voting common stock 2,500 0.00 12,500
2019-02-28 EHRHARDT WILLIAM Director A-Award A Class A non-voting common stock 2,500 0.00 27,350
2019-02-28 Dwyer Timothy Martin Director A-Award A Class A non-voting common stock 2,500 0.00 12,500
2019-02-28 BEHRENS EVAN Director A-Award A Class A non-voting common stock 2,500 0.00 8,500
2019-02-26 McNAMARA DENNIS P Officer J-Other A Class A non-voting common stock 1,320 0.00 44,724
2019-02-26 ALFANO JEFFREY J Officer J-Other A Class A non-voting common stock 1,235 0.00 62,335
2019-02-08 LOWENTHAL ALBERT G Director / Officer / 10% Owner P-Purchase A Class B voting common stock 1,007 26.33 26.5K 97,128
2019-01-31 McNAMARA DENNIS P Officer J-Other A Restricted Class A non-voting common stock 4,000 0.00 28,881
2019-01-31 Lowenthal Robert S Director J-Other A Restricted Class A non-voting common stock 18,868 0.00 63,392
2019-01-31 LOWENTHAL ALBERT G Director / Officer / 10% Owner J-Other A Restricted Class A non-voting common stock 75,472 0.00 198,001
2019-01-31 ALFANO JEFFREY J Officer J-Other A Restricted Class A non-voting common stock 5,000 0.00 39,881
2019-01-28 McNAMARA DENNIS P Officer J-Other A Class A non-voting common stock 1,333 0.00 43,404
2019-01-28 Lowenthal Robert S Director J-Other D Restricted Class A non-voting common stock 4,400 0.00 44,524
2019-01-28 ALFANO JEFFREY J Officer J-Other A Class A non-voting common stock 1,239 0.00 61,100
2018-12-31 Lowenthal Robert S Director 0 0.00 0
2018-12-31 LOWENTHAL ALBERT G Director / Officer / 10% Owner 0 0.00 0
2018-07-25 ROTH R LAWRENCE Director 0 0.00 0
2018-05-14 ROBERTS ELAINE KELLS Director J-Other A Class A non-voting common stock 7,625 0.00 19,542
2018-05-14 Glasser Teresa Director 0 0.00 0
2018-03-01 ROBERTS ELAINE KELLS Director J-Other A Restricted Class A non-voting common stock 2,500 0.00 7,625
2018-03-01 OUGHTRED A WINN Director A-Award A Class A non-voting common stock 2,500 0.00 25,650
2018-03-01 KEEHNER MICHAEL Director A-Award A Class A non-voting common stock 2,500 0.00 24,850
2018-03-01 Friedman Paul M Director A-Award A Class A non-voting common stock 2,500 0.00 10,000
2018-03-01 EHRHARDT WILLIAM Director A-Award A Class A non-voting common stock 2,500 0.00 24,850
2018-03-01 Dwyer Timothy Martin Director A-Award A Class A non-voting common stock 2,500 0.00 10,000
2018-03-01 BEHRENS EVAN Director A-Award A Class A non-voting common stock 2,500 0.00 6,000
2018-02-26 ROBERTS ELAINE KELLS Director J-Other A Class A non-voting common stock 1,900 0.00 11,917
2018-01-31 LOWENTHAL ALBERT G Director / Officer / 10% Owner J-Other A Restricted Class A non-voting common stock 9,100 0.00 122,529
2018-01-30 McNAMARA DENNIS P Officer J-Other A Restricted Class A non-voting common stock 3,500 0.00 27,081
2018-01-30 Lowenthal Robert S Director J-Other A Restricted Class A non-voting common stock 5,000 0.00 48,924
2018-01-30 LOWENTHAL ALBERT G Director / Officer / 10% Owner J-Other A Restricted Class A non-voting common stock 46,429 0.00 113,429
2018-01-30 ALFANO JEFFREY J Officer J-Other A Restricted Class A non-voting common stock 7,000 0.00 37,081
2017-12-31 LOWENTHAL ALBERT G Director / Officer / 10% Owner 0 0.00 0
2017-12-28 McNAMARA DENNIS P Officer J-Other A Class A non-voting common stock 5,042 0.00 42,071
2017-12-28 Lowenthal Robert S Director J-Other A Class A non-voting common stock 3,755 0.00 34,602
2017-12-28 LOWENTHAL ALBERT G Director / Officer / 10% Owner J-Other D Restricted Class A non-voting common stock 13,795 0.00 67,000
2017-12-28 ALFANO JEFFREY J Officer J-Other D Restricted Class A non-voting common stock 8,000 0.00 30,081
2017-08-22 ROBERTS ELAINE KELLS Director J-Other A Class A non-voting common stock 875 0.00 10,017
2017-07-27 ROBERTS ELAINE KELLS Director J-Other A Class A non-voting common stock 1,000 0.00 9,142
2017-07-01 ROBERTS ELAINE K Director J-Other D Restricted Class A non-voting common stock 1,000 0.00 9,715
2017-02-27 ROBERTS ELAINE K Director 0 0.00 0
2017-02-24 ROBERTS ELAINE K Director J-Other D Restricted Class A non-voting common stock 2,032 0.00 10,715
2017-02-23 ROBERTS ELAINE K Director J-Other A Restricted Class A non-voting common stock 3,500 0.00 12,747
2017-02-23 OUGHTRED A WINN Director A-Award A Class A non-voting common stock 3,500 0.00 23,150
2017-02-23 KEEHNER MICHAEL Director A-Award A Class A non-voting common stock 3,500 0.00 22,350
2017-02-23 Friedman Paul M Director A-Award A Class A non-voting common stock 3,500 0.00 7,500
2017-02-23 EHRHARDT WILLIAM Director A-Award A Class A non-voting common stock 3,500 0.00 22,350
2017-02-23 Dwyer Timothy Martin Director A-Award A Class A non-voting common stock 3,500 0.00 7,500
2017-02-23 BEHRENS EVAN Director A-Award A Class A non-voting common stock 3,500 0.00 3,500
2017-02-22 ROBERTS ELAINE K Director J-Other D Restricted Class A non-voting common stock 3,500 0.00 9,247
2017-02-22 McNAMARA DENNIS P Officer J-Other D Restricted Class A non-voting common stock 5,000 0.00 31,581
2017-02-22 Lowenthal Robert S Director J-Other D Restricted Class A non-voting common stock 3,500 0.00 43,924
2017-02-22 ALFANO JEFFREY J Officer J-Other A Class A non-voting common stock 3,151 0.00 54,819
2017-02-10 ROBERTS ELAINE K Director J-Other D Restricted Class A non-voting common stock 1,610 0.00 12,747
2017-02-10 LOWENTHAL ALBERT G Director / Officer / 10% Owner J-Other A Class A non-voting common stock 25,425 0.00 3,141,193
2017-01-28 LOWENTHAL ALBERT G Director / Officer / 10% Owner J-Other D Restricted Class A non-voting common stock 124,000 0.00 164,985
2017-01-26 McNAMARA DENNIS P Officer J-Other A Restricted Class A non-voting common stock 5,000 0.00 36,581
2017-01-26 Lowenthal Robert S Director J-Other A Restricted Class A non-voting common stock 15,000 0.00 55,924
2017-01-26 LOWENTHAL ALBERT G Director / Officer / 10% Owner J-Other A Restricted Class A non-voting common stock 67,000 0.00 288,985
2017-01-26 ALFANO JEFFREY J Officer J-Other A Restricted Class A non-voting common stock 8,500 0.00 43,081
2016-12-31 Lowenthal Robert S Director 0 0.00 0
2016-12-31 LOWENTHAL ALBERT G Director / Officer / 10% Owner 0 0.00 0

Executive team

Top executives
EBIT / Employee
93.3K
Shares Outstanding
10.61M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 R. S. Lowenthal CEO and Director of the Company and CEO of Oppenheimer & Co. Inc. 500.0K 1.04M 8.00M 9.0K 9.55M 10.87%
2 2025 A. G. Lowenthal Chairman and Director of the Company and Executive Chairman of Oppenheimer & Co. Inc. 500.0K 2.25M 2.00M 9.0K 4.76M 47.25%
3 2025 P. Albano Senior Managing Director and Head of Oppenheimer & Co. Inc.’s Fixed Income Business 300.0K 2.50M 211.1K 3.0K 3.01M 7.00%
4 2025 E. Harrington Senior Managing Director and Head of Oppenheimer & Co. Inc.’s Private Client Division 275.0K 1.35M 259.4K 3.0K 1.89M 13.74%
5 2025 B. Watkins CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. 300.0K 850.0K 138.3K 3.0K 1.29M 10.71%
6 2024 R. S. Lowenthal CEO and Director of the Company and CEO of Oppenheimer & Co. Inc. 300.0K 743.6K 7.00M 8.2K 8.05M 9.24%
7 2024 R. S. Lowenthal President and Director of the Company and Head of Oppenheimer & Co. Inc.’s Investment Banking Business 300.0K 743.6K 7.00M 8.2K 8.05M 9.24%
8 2024 P. Albano Senior Managing Director and Head of Oppenheimer & Co. Inc.’s Fixed Income Business 300.0K 2.25M 133.7K 2.2K 2.69M 4.98%
9 2024 A. G. Lowenthal Chairman and Director of the Company and Executive Chairman of Oppenheimer & Co. Inc. 500.0K 1.49M 500.0K 8.2K 2.50M 59.60%
10 2024 A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer & Co. Inc. 500.0K 1.49M 500.0K 8.2K 2.50M 59.60%
11 2024 E. Harrington Senior Managing Director and Head of Oppenheimer & Co. Inc.’s Private Client Division 275.0K 1.29M 185.9K 2.2K 1.75M 10.60%
12 2024 B. McKigney President of Oppenheimer Asset Management Inc. 275.0K 925.0K 130.1K 2.2K 1.33M 9.77%
13 2024 B. Watkins CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. 300.0K 750.0K 130.1K 2.2K 1.18M 11.01%
14 2023 R. S. Lowenthal President and Director of the Company and Head of Oppenheimer & Co. Inc.’s Investment Banking business 300.0K 900.4K 4.50M 852.8K 6.55M 13.74%
15 2023 R. S. Lowenthal President and Director of the Company and Head of Oppenheimer & Co. Inc.’s Investment Banking Business 300.0K 900.4K 4.50M 5.70M 15.80%
16 2023 R. S. Lowenthal CEO and Director of the Company and CEO of Oppenheimer & Co. Inc. 300.0K 900.4K 4.50M 5.70M 15.80%
17 2023 A. G. Lowenthal Chairman and Director of the Company and Executive Chairman of Oppenheimer & Co. Inc. 500.0K 1.35M 450.0K 5.8K 2.31M 58.56%
18 2023 A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer & Co. Inc. 500.0K 1.35M 450.0K 5.8K 2.31M 58.56%
19 2023 P. Albano Senior Managing Director and Head of Oppenheimer & Co. Inc.’s Fixed Income Business 300.0K 1.20M 161.2K 1.66M 9.71%
20 2023 E. Harrington Senior Managing Director and Head of Oppenheimer & Co. Inc.’s Private Client Division 262.5K 940.0K 225.1K 1.43M 15.77%
21 2023 B. McKigney President of Oppenheimer Asset Management Inc. 275.0K 850.0K 135.1K 1.26M 10.72%
22 2023 B. Watkins CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. 300.0K 500.0K 112.5K 912.5K 12.33%
23 2022 R. S. Lowenthal President and Director of the Company and Head of Oppenheimer & Co. Inc.’s Investment Banking business 300.0K 1.94M 5.00M 454.4K 7.69M 25.17%
24 2022 R. S. Lowenthal Director of the Company, President and Head of Oppenheimer & Co. Inc.’s Investment Banking business 300.0K 1.94M 5.00M 454.4K 7.69M 25.17%
25 2022 R. S. Lowenthal President and Director of the Company and Head of Oppenheimer & Co. Inc.’s Investment Banking Business 300.0K 1.94M 5.00M 7.24M 26.75%
26 2022 A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer & Co. Inc. 500.0K 4.84M 500.0K 5.8K 5.84M 82.79%
27 2022 P. Albano Senior Managing Director and Head of Oppenheimer & Co. Inc.’s Fixed Income Business 300.0K 1.20M 135.5K 1.64M 8.28%
28 2022 B. McKigney President of Oppenheimer Asset Management Inc. 225.0K 1.00M 116.1K 1.34M 8.66%
29 2022 B. Watkins CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. 125.0K 500.0K 333.9K 958.9K 34.82%
30 2022 S. Agosta Interim CFO of the Company and Oppenheimer & Co. Inc. 242.5K 400.0K 642.5K 0.00%
31 2022 J. Alfano CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. 45.8K 45.8K 0.00%
32 2021 R.S. Lowenthal Director of the Company, President and Head of Oppenheimer & Co. Inc.’s Investment Banking business 300.0K 2.30M 10.00M 12.60M 18.25%
33 2021 R. S. Lowenthal President and Director of the Company and Head of Oppenheimer & Co. Inc.’s Investment Banking business 300.0K 2.30M 10.00M 12.60M 18.25%
34 2021 R. S. Lowenthal Director of the Company, President and Head of Oppenheimer & Co. Inc.’s Investment Banking business 300.0K 2.30M 10.00M 12.60M 18.25%
35 2021 A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer & Co. Inc. 500.0K 3.37M 5.00M 2.16M 11.03M 30.57%
36 2021 P. Albano Senior Managing Director and Head of Oppenheimer & Co. Inc.’s Fixed Income Business 300.0K 1.90M 183.9K 2.38M 7.71%
37 2021 J. Alfano CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. 275.0K 1.65M 183.9K 2.11M 8.72%
38 2021 B. McKigney President of Oppenheimer Asset Management Inc. 225.0K 1.50M 153.3K 1.88M 8.16%
39 2020 A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer & Co. Inc. 500.0K 2.01M 5.00M 1.84M 9.35M 21.52%
40 2020 R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Investment Banking business 300.0K 1.01M 6.00M 7.31M 13.77%
41 2020 R. S. Lowenthal Director of the Company, President and Head of Oppenheimer & Co. Inc.’s Investment Banking business 300.0K 1.01M 6.00M 7.31M 13.77%
42 2020 R.S. Lowenthal Director of the Company, President and Head of Oppenheimer & Co. Inc.’s Investment Banking business 300.0K 1.01M 6.00M 7.31M 13.77%
43 2020 P. Albano Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Fixed Income Business 300.0K 1.50M 130.7K 1.93M 6.77%
44 2020 B. McKigney President of Oppenheimer Asset Management Inc. 225.0K 1.35M 130.7K 1.71M 7.66%
45 2020 P. Albano Senior Managing Director and Head of Oppenheimer & Co. Inc.’s Fixed Income Business 300.0K 1.50M 130.7K 758.6K 17.23%
46 2020 J. Alfano CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. 275.0K 1.50M 130.7K 758.6K 17.23%
47 2019 A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer & Co. Inc. 500.0K 1.88M 2.00M 1.49M 5.86M 32.01%
48 2019 A. G. Lowenthal Chairman and CEO of the Company and Oppenheimer & Co. Inc. 500.0K 1.88M 2.00M 1.49M 5.86M 32.01%
49 2019 R.S. Lowenthal Director of the Company, President and Head of Oppenheimer & Co. Inc.’s Investment Banking business 300.0K 469.1K 3.30M 4.07M 11.53%
50 2019 R.S. Lowenthal Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Investment Banking business 300.0K 469.1K 3.30M 4.07M 11.53%
51 2019 R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Investment Banking business 300.0K 469.1K 3.30M 4.07M 11.53%
52 2019 P. Albano Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Fixed Income Business 200.0K 1.45M 99.4K 1.75M 5.68%
53 2019 B. McKigney President of Oppenheimer Asset Management Inc. 225.0K 1.10M 124.3K 1.45M 8.58%
54 2019 J. Alfano CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. 275.0K 1.00M 124.3K 1.40M 8.88%
55 2019 P. Albano Senior Managing Director and Head of Oppenheimer & Co. Inc.’s Fixed Income Business 200.0K 1.45M 99.4K 758.6K 13.11%
56 2018 A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer & Co. Inc. 500.0K 1.41M 1.50M 1.55M 4.97M 28.50%
57 2018 A. G. Lowenthal Chairman and CEO of the Company and Oppenheimer & Co. Inc. 500.0K 1.41M 1.50M 1.55M 4.97M 28.50%
58 2018 R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Investment Banking business 200.0K 127.5K 3.00M 3.33M 3.83%
59 2018 R.S. Lowenthal Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Investment Banking business 200.0K 127.5K 3.00M 3.33M 3.83%
60 2018 J. Alfano CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. 275.0K 850.0K 178.4K 1.30M 13.69%
61 2018 B. McKigney President of Oppenheimer Asset Management Inc. 225.0K 900.0K 127.5K 1.25M 10.18%
62 2018 M. Whaley Executive Vice President, Private Client Services, of Oppenheimer & Co. Inc. 175.0K 850.0K 127.5K 1.15M 11.06%
63 2018 P. Albano Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Fixed Income Business 200.0K 500.0K 58.6K 758.6K 7.73%
64 2017 A. G. Lowenthal Chairman and CEO of the Company and Oppenheimer & Co. Inc. 500.0K 1.17M 1.20M 1.32M 4.19M 27.93%
65 2017 A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer & Co. Inc. 500.0K 1.17M 1.20M 1.32M 4.19M 27.93%
66 2017 R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Investment Banking business 200.0K 261.9K 3.00M 3.46M 7.57%
67 2017 R.S. Lowenthal Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Investment Banking business 200.0K 261.9K 3.00M 3.46M 7.57%
68 2017 R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Fixed Income and Investment Banking businesses 200.0K 261.9K 3.00M 3.46M 7.57%
69 2017 P. Albano Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Fixed Income Business 200.0K 900.0K 155.6K 1.26M 12.39%
70 2017 B. McKigney President of Oppenheimer Asset Management Inc. 225.0K 850.0K 174.6K 1.25M 13.97%
71 2017 M. Whaley Executive Vice President, Private Client Services, of Oppenheimer & Co. Inc. 175.0K 750.0K 261.9K 1.19M 22.07%
72 2017 J. Alfano CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. 275.0K 750.0K 148.4K 1.17M 12.65%
73 2016 R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Fixed Income and Investment Banking businesses 200.0K 122.8K 1.73M 2.05M 5.99%
74 2016 R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Investment Banking business 200.0K 122.8K 1.73M 2.05M 5.99%
75 2016 A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer & Co. Inc. 500.0K 602.5K 1.10M 0.00%
76 2016 B. McKigney President of Oppenheimer Asset Management Inc. 225.0K 600.0K 245.6K 1.07M 22.94%
77 2016 M. Whaley Executive Vice President, Private Client Services, of Oppenheimer & Co. Inc. 193.8K 500.0K 204.7K 898.4K 22.78%
78 2016 J. Alfano CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. 275.0K 500.0K 122.8K 897.8K 13.68%
79 2015 R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Fixed Income business 200.0K 262.9K 1.85M 23.4K 2.34M 11.25%
80 2015 R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Fixed Income and Investment Banking businesses 200.0K 262.9K 1.85M 23.4K 2.34M 11.25%
81 2015 A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer & Co. Inc. 500.0K 858.1K 5.8K 1.36M 62.92%
82 2015 B. McKigney President of Oppenheimer Asset Management Inc. 225.0K 500.5K 402.5K 1.13M 35.68%
83 2015 J. Alfano CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. 275.0K 600.0K 136.9K 1.01M 13.53%
84 2015 M. Whaley Executive Vice President, Private Client Services, of Oppenheimer & Co. Inc. 200.0K 500.0K 231.9K 931.9K 24.88%
85 2015 D.P. McNamara Secretary of the Company and Executive Vice President and General Counsel of Oppenheimer & Co. Inc. 260.0K 500.0K 136.9K 896.9K 15.27%
86 2014 A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer & Co. Inc. 500.0K 2.75M 700.0K 5.8K 3.96M 69.52%
87 2014 A. G. Lowenthal Chairman, CEO and Director of the Company and 500.0K 2.75M 700.0K 5.8K 3.95M 69.62%
88 2014 R.S. Lowenthal Director of the Company and Senior Managing 200.0K 94.0K 1.96M 32.7K 2.29M 4.11%
89 2014 R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Fixed Income and Investment Banking businesses 200.0K 94.0K 1.96M 32.7K 2.29M 4.11%
90 2014 R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Fixed Income business 200.0K 94.0K 1.96M 32.7K 2.29M 4.11%
91 2014 J. Blau President of Oppenheimer Asset Management Inc. 200.0K 800.0K 138.9K 118.6K 1.26M 11.05%
92 2014 J. J. Alfano CFO of the Company and Executive Vice President and 275.0K 700.0K 95.0K 1.07M 8.88%
93 2014 J. Alfano CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. 275.0K 700.0K 95.0K 1.07M 8.88%
94 2014 D.P. McNamara Secretary of the Company and Executive Vice President and 260.0K 600.0K 95.0K 955.0K 9.95%
95 2014 D.P. McNamara Secretary of the Company and Executive Vice President and General Counsel of Oppenheimer & Co. Inc. 260.0K 600.0K 95.0K 955.0K 9.95%
96 2014 B. McKigney President of Oppenheimer Asset Management Inc. 225.0K 435.0K 32.1K 692.1K 4.63%
97 2014 M. Whaley Executive Vice President, Private Client Services, of Oppenheimer & Co. Inc. 200.0K 438.5K 51.2K 689.7K 7.43%
98 2013 A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer Co. Inc. 500.0K 1.67M 2.50M 5.8K 4.67M 35.70%
99 2013 A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer 500.0K 1.67M 2.50M 5.7K 4.67M 35.70%
100 2013 A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer & Co. Inc. 500.0K 1.67M 2.50M 5.8K 4.67M 35.70%
101 2013 R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer Co. Inc.’s Income business 200.0K 2.15M 134.0K 17.8K 2.50M 5.36%
102 2013 R.S. Lowenthal Director of the Company and Senior Managing 200.0K 2.15M 134.0K 17.8K 2.50M 5.36%
103 2013 R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Fixed Income business 200.0K 2.15M 134.0K 17.8K 2.50M 5.36%
104 2013 J. Blau President of Oppenheimer Asset Management Inc. 295.0K 800.0K 118.3K 88.0K 1.30M 9.09%
105 2013 R. Okin Executive Vice-President, Oppenheimer Co. Inc. 200.0K 875.0K 134.0K 1.21M 11.09%
106 2013 J. J. Alfano CFO of the Company and Executive Vice President and 275.0K 725.0K 126.2K 1.13M 11.20%
107 2013 J. Alfano CFO of the Company since May 2011 and Executive Vice-President and CFO of Oppenheimer Co. Inc. 275.0K 725.0K 126.2K 1.13M 11.20%
108 2013 D.P. McNamara Secretary of the Company and Executive Vice President and 260.0K 740.0K 126.2K 1.13M 11.20%
109 2013 J. Alfano CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. 275.0K 725.0K 126.2K 1.13M 11.20%
110 2013 D.P. McNamara Secretary of the Company and Executive Vice President and General Counsel of Oppenheimer & Co. Inc. 260.0K 740.0K 126.2K 1.13M 11.20%
111 2013 M. Whaley Executive Vice President, Private Client Services, of Oppenheimer & Co. Inc. 200.0K 450.0K 78.9K 728.9K 10.82%
112 2013 E. K. Roberts President, Director of the Company and Oppenheimer Co. Inc. and Treasurer of the Company and Oppenheimer Co. Inc. until March 28, 2013 56.3K 750.00 57.0K 0.00%
113 2012 R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer Co. Inc.’s Income business 200.0K 1.88M 52.9K 11.8K 2.14M 2.47%
114 2012 R.S. Lowenthal Director of the Company and Senior Managing 200.0K 1.88M 52.9K 11.8K 2.14M 2.47%
115 2012 A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer 500.0K 900.4K 500.0K 5.7K 1.91M 47.24%
116 2012 A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer Co. Inc. 500.0K 900.4K 500.0K 5.7K 1.91M 47.24%
117 2012 Robert Okin Executive Vice-President, Oppenheimer Co. Inc. 200.0K 600.0K 75.5K 5.8K 881.3K 8.57%
118 2012 R. Okin Executive Vice-President, Oppenheimer Co. Inc. 200.0K 600.0K 75.5K 5.8K 881.3K 8.57%
119 2012 Jeffrey Alfano Executive Vice-President and CFO of the Company since May 2011 and CFO of Oppenheimer Co. Inc. 275.0K 500.0K 75.5K 850.5K 8.88%
120 2012 J. J. Alfano CFO of the Company and Executive Vice President and 275.0K 550.0K 75.5K 850.5K 8.88%
121 2012 J. Alfano CFO of the Company since May 2011 and Executive Vice-President and CFO of Oppenheimer Co. Inc. 275.0K 500.0K 75.5K 850.5K 8.88%
122 2012 D.P. McNamara Secretary of the Company and Executive Vice President and 260.0K 500.0K 75.5K 835.5K 9.04%
123 2012 J. Blau President of Oppenheimer Asset Management Inc. 160.0K 541.9K 52.9K 69.3K 824.0K 6.41%
124 2012 Thomas Robinson President, Oppenheimer Asset Management 200.0K 500.0K 700.0K 0.00%
125 2012 E. K. Roberts President, Director of the Company and Oppenheimer Co. Inc. and Treasurer of the Company and Oppenheimer Co. Inc. until March 28, 2013 225.0K 225.0K 52.9K 3.0K 505.9K 10.45%
126 2012 E. K. Roberts President, Treasurer and Director of the Company and Treasurer of Oppenheimer Co. Inc. 225.0K 225.0K 52.9K 3.0K 505.9K 10.45%
127 2011 R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer Co. Inc.’s Income business 200.0K 1.80M 176.8K 30.7K 2.20M 8.03%
128 2011 A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer Co. Inc. 500.0K 942.8K 5.7K 1.45M 65.09%
129 2011 Robert Okin Executive Vice-President, Oppenheimer Co. Inc. 200.0K 700.0K 235.7K 5.8K 1.14M 20.65%
130 2011 R. Okin Executive Vice-President, Oppenheimer Co. Inc. 200.0K 700.0K 235.7K 5.8K 1.14M 20.65%
131 2011 Jeffrey Alfano Executive Vice-President and CFO of the Company since May 2011 and CFO of Oppenheimer Co. Inc. 275.0K 550.0K 235.7K 1.06M 22.22%
132 2011 J. Alfano CFO of the Company since May 2011 and Executive Vice-President and CFO of Oppenheimer Co. Inc. 275.0K 550.0K 235.7K 1.06M 22.22%
133 2011 Thomas Robinson President, Oppenheimer Asset Management 200.0K 700.0K 900.0K 0.00%
134 2011 E. K. Roberts President, Treasurer and Director of the Company and Treasurer of Oppenheimer Co. Inc. 225.0K 195.0K 235.7K 2.7K 658.4K 35.80%
135 2011 E. K. Roberts President, Director of the Company and Oppenheimer Co. Inc. and Treasurer of the Company and Oppenheimer Co. Inc. until March 28, 2013 225.0K 195.0K 235.7K 2.7K 658.4K 35.80%
136 2010 A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer Co. Inc. 500.0K 2.60M 3.07M 5.8K 6.18M 42.07%
137 2010 A. G. Lowenthal Chairman, CEO and Director of the 500.0K 3.07M 6.18M 0.00%
138 2010 Robert Okin Executive Vice-President, Oppenheimer Co. Inc. 200.0K 900.0K 130.0K 5.8K 1.24M 10.52%
139 2010 Jeffrey Alfano Executive Vice-President and CFO, Oppenheimer Co. Inc. 275.0K 700.0K 1.24M 0.00%
140 2010 Jeffrey Alfano Executive Vice-President and CFO of the Company since May 2011 and CFO of Oppenheimer Co. Inc. 275.0K 700.0K 260.0K 1.24M 21.05%
141 2010 Thomas Robinson President, Oppenheimer Asset Management 200.0K 900.0K 1.10M 0.00%
142 2010 Thomas Robinson President, Oppenheimer Asset 200.0K 900.0K 1.10M 0.00%
143 2010 E. K. Roberts President, Treasurer, CFO 225.0K 250.0K 607.7K 0.00%
144 2010 E. K. Roberts President, Treasurer and Director of the Company and Treasurer of Oppenheimer Co. Inc. 225.0K 250.0K 130.0K 2.7K 607.7K 21.39%
145 2009 A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer 500.0K 549.8K 2.20M 5.8K 3.25M 16.92%
146 2009 A. G. Lowenthal Chairman, CEO and Director of the 500.0K 2.20M 3.25M 0.00%
147 2009 Thomas Robinson President, Oppenheimer Asset 200.0K 750.0K 950.0K 0.00%
148 2009 Thomas Robinson President, Oppenheimer Asset Management 200.0K 750.0K 950.0K 0.00%
149 2009 Robert Okin Executive Vice-President, Oppenheimer Co. Inc. 200.0K 650.0K 855.8K 0.00%
150 2009 Jeffrey Alfano Executive Vice-President and CFO, Oppenheimer Co. Inc. 275.0K 500.0K 848.3K 0.00%
151 2009 E. K. Roberts President, Treasurer, CFO 225.0K 250.0K 551.0K 0.00%
152 2009 E. K. Roberts President, Treasurer, CFO and Director of the Company and Treasurer of Oppenheimer 225.0K 250.0K 73.3K 2.7K 551.0K 13.30%
153 2008 A. G. Lowenthal Chairman, CEO and Director of the 500.0K 1.46M 0.00%
154 2008 A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer 500.0K 953.3K 5.8K 1.46M 65.34%
155 2008 Jeffrey Alfano Executive Vice-President and CFO, Oppenheimer Co. Inc. 275.0K 437.5K 1.09M 0.00%
156 2008 Robert Okin Executive Vice-President, Oppenheimer Co. Inc. 200.0K 425.0K 1.02M 0.00%
157 2008 Thomas Robinson President, Oppenheimer Asset 200.0K 800.0K 1.00M 0.00%
158 2008 Thomas Robinson President, Oppenheimer Asset Management 200.0K 800.0K 1.00M 0.00%
159 2008 E. K. Roberts President, Treasurer, CFO 225.0K 150.0K 759.0K 0.00%
160 2008 E. K. Roberts President, Treasurer, CFO and Director of the Company and Treasurer of Oppenheimer 225.0K 150.0K 381.3K 2.7K 759.0K 50.24%
161 2007 A. G. Lowenthal Chairman, CEO, and Director of the Corporation and Oppenheimer 500.0K 335.8K 5.00M 40.7K 5.88M 5.71%
162 2007 A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer 500.0K 5.00M 40.7K 5.54M 0.00%
163 2007 R. Okin Executive Vice-President of Oppenheimer 200.0K 1.50M 15.7K 89.0K 11.5K 1.82M 5.77%
164 2007 T. Robinson President of OAM 200.0K 1.50M 42.1K 1.74M 2.42%
165 2007 Robert Okin Executive Vice-President, Oppenheimer Co. Inc. 200.0K 1.50M 19.7K 1.72M 0.00%
166 2007 Thomas Robinson President, Oppenheimer Asset Management 200.0K 1.50M 1.70M 0.00%
167 2007 J.J. Alfano Executive Vice-President and CFO of Oppenheimer 275.0K 637.5K 116.9K 14.6K 1.04M 12.60%
168 2007 Jeffrey Alfano Executive Vice-President and CFO, Oppenheimer Co. Inc. 275.0K 637.5K 912.5K 0.00%
169 2007 E. K. Roberts President, Treasurer, CFO and Director of the Company and Treasurer of Oppenheimer 200.0K 500.0K 30.7K 855.9K 0.00%
170 2007 E. K. Roberts President, Treasurer, CFO and Director of the Corporation and Treasurer of Oppenheimer 200.0K 500.0K 125.2K 30.7K 855.9K 14.63%
171 2006 A.G. Lowenthal Chairman, CEO, and Director of the Corporation and Oppenheimer 500.0K 3.95M 42.1K 5.16M 0.00%
172 2006 A. G. Lowenthal Chairman, CEO, and Director of the Corporation and Oppenheimer 500.0K 664.1K 3.95M 42.1K 5.16M 12.88%
173 2006 R. Okin Executive Vice-President of Oppenheimer 200.0K 1.20M 6.9K 139.3K 11.1K 1.61M 9.09%
174 2006 T. Robinson President of OAM 200.0K 1.20M 57.7K 1.44M 4.01%
175 2006 E. K. Roberts President, Treasurer, CFO and Director of the Corporation and Treasurer of Oppenheimer 200.0K 400.0K 192.5K 34.1K 893.8K 21.54%
176 2006 E.K. Roberts President, Treasurer, CFO and Director of the Corporation and Treasurer and a Director of Oppenhiemer 200.0K 400.0K 34.1K 826.6K 0.00%
177 2006 J.J. Alfano Executive Vice-President and CFO of Oppenheimer 206.3K 225.0K 87.7K 8.7K 160.7K 688.4K 14.00%
178 2005 A.G. Lowenthal, Chairman, CEO, and Director of the 500.0K 1.70M 2.20M 0.00%
179 2005 Thomas Robinson , 200.0K 1.00M 1.20M 0.00%
180 2005 Robert Okin Executive Vice-President, Oppenheimer Co. Inc. 200.0K 848.5K 1.05M 0.00%
181 2005 Robert Neuhoff, Executive Vice President and a Director of Fahnestock 260.0K 250.0K 510.0K 0.00%
182 2005 E.K. Roberts, President, Treasurer And Director of the Company, Treasurer and a Director of Fahnestock 200.0K 205.0K 405.0K 0.00%
183 2002 A.G. Lowenthal, Chairman, CEO, and Director of the 480.3K 2.5K 482.8K 0.00%
184 2002 Eric J. Shames, Secretary and General Counsel of Fahnestock 290.0K 75.0K 2.5K 367.5K 0.00%
185 2002 Robert Neuhoff, Executive Vice President and a Director of Fahnestock 260.0K 75.0K 2.5K 337.5K 0.00%
186 2002 Robert Maimone, Sr. Vice President, Operations of Fahnestock 170.0K 80.0K 2.5K 252.5K 0.00%
187 2002 E.K. Roberts, President, Treasurer And Director of the Company, Treasurer and a Director of Fahnestock 183.3K 60.0K 243.3K 0.00%
188 2001 A.G. Lowenthal, Chairman, CEO, and Director of the 480.4K 497.5K 5.7K 983.6K 0.00%
189 2001 Robert Neuhoff, Executive Vice President and a Director of Fahnestock 260.0K 175.0K 5.7K 440.7K 0.00%
190 2001 Eric J. Shames, Secretary and General Counsel of Fahnestock 290.0K 100.0K 5.7K 395.7K 0.00%
191 2001 Robert Maimone, Sr. Vice President, Operations of Fahnestock 170.0K 80.0K 5.7K 255.7K 0.00%
192 2001 E.K. Roberts, President, Treasurer And Director of the Company, Treasurer and a Director of Fahnestock 158.0K 85.0K 243.0K 0.00%
193 2000 A.G. Lowenthal, Chairman, CEO, and Director of the 480.4K 3.96M 7.7K 4.45M 0.00%
194 2000 Robert Neuhoff, Executive Vice President and a Director of Fahnestock 260.0K 225.0K 7.7K 492.7K 0.00%
195 2000 E.K. Roberts, President, Treasurer And Director of the Company, Treasurer and a Director of Fahnestock 135.0K 125.0K 260.0K 0.00%
196 2000 Robert Maimone, Sr. Vice President, Operations of Fahnestock 170.0K 80.0K 7.7K 257.7K 0.00%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-03-13 DEF 14A
2026-03-02 PRE 14A
2025-03-14 DEF 14A
2024-03-15 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-11 4
2026-05-11 4
2026-05-11 4
2026-05-11 4
2026-05-05 8-K
2026-05-04 8-K
2026-04-27 8-K
2026-03-13 DEF 14A
2026-03-03 4
2026-03-03 4

Executive team

NameTitleCompensationGender
Robert Steven Lowenthal Chief Executive Officer, President & Director 9M male
Peter J. Albano Senior MD and Global Head of Fixed Income Business - Oppenheimer & Co. Inc. 3M male
Albert Grinsfelder Lowenthal Executive Chairman 3M male
Bryan Edward McKigney President of Oppenheimer Asset Management Inc 1M male
Brad Michael Watkins Executive Vice President & Chief Financial Officer 1M male
Dennis Patrick McNamara Executive Vice President, General Counsel & Secretary 760.0K male
Sean Minnihan Head of Financial Technology Investment Banking male
Douglas Thornley Siegel MD & Chief Compliance Officer male
Manuel Rodriguez Head of the Latin America Investment Banking Group male
Robin Graham Head of Technology Investment Banking male
Rupert Sadler Managing Director in Technology Investment Banking Group male
ESG Rating
C+
FINANCIAL - CAPITAL MARKETS
2012
E (Environmental)
60.4 / 59.1
Company / Sector avg.
S (Social)
67.1 / 74.1
Company / Sector avg.
G (Governance)
64.6 / 72.6
Company / Sector avg.
ESG Total
64.0 / 68.6
Company / Sector avg.
ESG Score History FINANCIAL - CAPITAL MARKETS
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

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Market share among peers
Peer comparison — filtered group (TTM)
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Dividend yield history

Dividend history

Earnings history

Earnings reports

Stock splits