Oppenheimer Holdings Inc. (OPY)
New York City, NY, US
Headquartered in New York since its founding in 1881, Oppenheimer Holdings Inc. serves as a prominent middle-market investment bank and full-service broker-dealer, extending its operations across the Americas, Europe, the Middle East, and Asia. The company provides a comprehensive suite of financial services to a diverse clientele, including affluent individuals, corporate executives, public and private enterprises, institutions, governmental bodies, financial sponsors, and investors globally. Its extensive brokerage offerings cover a wide range of assets, from exchange-traded and over-the-counter corporate equities and debt to money market instruments, options, futures, municipal bonds, mutual funds, exchange-traded funds, and unit investment trusts, complemented by financial planning and wealth management advice, as well as margin lending. Oppenheimer's asset management division delivers tailored investment solutions, encompassing separately managed accounts, discretionary portfolio programs, advisory and consultation services, alternative investments, and specialized fixed income strategies. For businesses and institutions, the firm provides robust investment banking services, including strategic guidance, capital market products, merger and acquisition facilitation, and equity and debt capital market offerings. Additionally, it offers institutional equity services such as sales, trading, research, derivatives, and convertible bond expertise, alongside institutional fixed income sales, trading, research, public finance, and municipal trading. The company's capabilities are further augmented by repurchase agreements, securities lending, proprietary trading, underwriting, market-making, trust, and discount services.
No mergers or acquisitions recorded for this company.
| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| +0.02% | -0.75% | -12.09% | +10.53% | +38.77% | +31.26% | +50.40% | +156.74% | +96.79% | +591.11% | +1,387.30% |
Revenue flow
Revenue by geography
Revenue by segment
Revenue composition
By product
By geography
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.
| Rating | 2024-11 | Change |
|---|---|---|
| Strong Buy | 1 | 0 |
| Buy | 0 | 0 |
| Hold | 0 | 0 |
| Sell | 0 | 0 |
| Strong Sell | 0 | 0 |
| Period | # Analysts | Avg Target |
|---|---|---|
| Last Month | — | — |
| Last Quarter | — | — |
| Last Year | 2 |
128.50
+7.7%
|
| All Time | 13 |
64.23
-46.2%
|
-
Revenue growth Financial - Capital Markets: +19.7%+14.4% Q1'26: +21.0% (vs Q1'25)
-
EPS growth Financial - Capital Markets: +35.3%+104.7% ★ Q1'26: -171.0% (vs Q1'25)
-
FCF margin FCF growth · Financial - Capital Markets: +29.5%+4.6% Q1'26: -45.7% (vs Q1'25)
-
EBIT margin Financial - Capital Markets: +33.5%+17.0% Q1'26: -1.9% (vs Q1'25)
-
ROIC Financial - Capital Markets: +4.0%+12.3% ★ Q1'26: -1.1% (vs Q1'25)
-
Share dilution Financial - Capital Markets: +0.0%+1.7% Q1'26: -5.6% (vs Q1'25)
-
Debt / EBITDA Net debt/EBITDA · Financial - Capital Markets: -0.30×2.26× Q1'26: 331.05× (vs Q1'25)
* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.
| Metric |
Dec 2015 actual |
Dec 2016 actual |
Dec 2017 actual |
Dec 2018 actual |
Dec 2019 actual |
Dec 2020 actual |
Dec 2021 actual |
Dec 2022 actual |
Dec 2023 actual |
Dec 2024 actual |
Dec 2025 actual |
Dec 2026 1 Rev. Ana. 1 EPS Ana. |
Dec 2027 1 Rev. Ana. 1 EPS Ana. |
Dec 2028 1 Rev. Ana. 1 EPS Ana. |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue |
897.80M
est: 902.70M (-0.5%)
|
857.78M
est: 850.86M (+0.8%)
|
920.34M
est: 885.15M (+4.0%)
|
958.15M
est: 902.20M (+6.2%)
|
1.03B
est: 914.63M (+13.0%)
|
1.20B
est: 699.73M (+71.3%)
|
1.39B
est: 740.22M (+88.3%)
|
1.11B
est: 747.19M (+48.7%)
|
1.25B
est: 61.10M (+1,943.9%)
|
1.43B
est: 902.70M (+58.7%)
|
1.64B
est: 850.86M (+92.5%)
|
885.15M
885.15M – 885.15M
+4.0% YoY
|
902.20M
902.20M – 902.20M
+1.9% YoY
|
914.63M
914.63M – 914.63M
+1.4% YoY
|
| EBITDA |
21.82M
est: 135.66M (-83.9%)
|
5.62M
est: 32.90M (-82.9%)
|
53.56M
est: 67.02M (-20.1%)
|
98.14M
est: 79.11M (+24.1%)
|
153.42M
est: 85.47M (+79.5%)
|
217.97M
est: 90.87M (+139.9%)
|
268.62M
est: 97.01M (+176.9%)
|
103.81M
est: 101.17M (+2.6%)
|
152.57M
est: 9.18M (+1,561.6%)
|
231.03M
est: 133.43M (+73.1%)
|
277.61M
est: 125.77M (+120.7%)
|
130.84M
130.84M – 130.84M
+4.0% YoY
|
133.36M
133.36M – 133.36M
+1.9% YoY
|
135.19M
135.19M – 135.19M
+1.4% YoY
|
| EBIT |
13.90M
est: 110.56M (-87.4%)
|
-2.46M
est: 419.99M (-100.6%)
|
47.91M
est: 338.40M (-85.8%)
|
91.27M
est: 165.40M (-44.8%)
|
120.60M
est: 179.38M (-32.8%)
|
184.68M
est: 191.44M (-3.5%)
|
234.50M
est: 205.08M (+14.3%)
|
69.40M
est: 214.72M (-67.7%)
|
115.37M
est: 7.48M (+1,441.7%)
|
193.75M
est: 113.34M (+70.9%)
|
277.61M
est: 106.83M (+159.9%)
|
111.14M
111.14M – 111.14M
+4.0% YoY
|
113.28M
113.28M – 113.28M
+1.9% YoY
|
114.84M
114.84M – 114.84M
+1.4% YoY
|
| Net Income |
1.96M
est: 4.04M (-51.5%)
|
-1.16M
est: -20.33M (+94.3%)
|
22.82M
est: 105.8K (+21,469.9%)
|
28.89M
est: 37.19M (-22.3%)
|
52.95M
est: 38.94M (+36.0%)
|
122.99M
est: 40.43M (+204.2%)
|
158.96M
est: 42.22M (+276.5%)
|
32.35M
est: 43.40M (-25.5%)
|
30.18M
est: 46.87M (-35.6%)
|
71.56M
est: 4.11M (+1,639.3%)
|
148.40M
est: -5.45M (+2,824.4%)
|
9.48M
9.48M – 9.48M
+274.0% YoY
|
25.70M
25.70M – 25.70M
+171.1% YoY
|
28.44M
28.44M – 28.44M
+10.7% YoY
|
| SGA |
129.39M
est: 106.91M (+21.0%)
|
131.18M
est: 486.47M (-73.0%)
|
133.14M
est: 318.42M (-58.2%)
|
135.65M
est: 116.32M (+16.6%)
|
143.79M
est: 126.97M (+13.2%)
|
144.48M
est: 135.86M (+6.3%)
|
140.59M
est: 145.88M (-3.6%)
|
145.37M
est: 152.40M (-4.6%)
|
157.32M
est: 7.24M (+2,074.1%)
|
163.21M
est: 136.99M (+19.1%)
|
470.37M
est: 129.12M (+264.3%)
|
134.32M
134.32M – 134.32M
+4.0% YoY
|
136.91M
136.91M – 136.91M
+1.9% YoY
|
138.80M
138.80M – 138.80M
+1.4% YoY
|
| EPS |
0.14
est: 0.36 (-61.1%)
|
-0.09
est: -0.48 (+81.8%)
|
1.72
est: 0.83 (+107.2%)
|
2.18
est: 2.25 (-3.1%)
|
4.10
est: 2.49 (+64.7%)
|
9.73
est: 1.37 (+610.2%)
|
12.57
est: 1.44 (+772.9%)
|
2.77
est: 1.48 (+87.8%)
|
2.81
est: -0.11 (+2,608.9%)
|
6.93
est: 0.36 (+1,824.0%)
|
14.13
est: -0.48 (+3,063.0%)
|
0.83
0.83 – 0.83
+274.0% YoY
|
2.25
2.25 – 2.25
+171.1% YoY
|
2.49
2.49 – 2.49
+10.7% YoY
|
| Date | Rating | Overall | DCF | ROE | ROA | D/E | P/E | P/B |
|---|---|---|---|---|---|---|---|---|
| 2026-05-11 | B+ | 3/5 | 3/5 | 3/5 | 5/5 | 1/5 | 3/5 | 3/5 |
| 2026-05-08 | B+ | 3/5 | 3/5 | 3/5 | 5/5 | 1/5 | 3/5 | 3/5 |
| 2026-05-07 | B+ | 3/5 | 3/5 | 3/5 | 5/5 | 1/5 | 3/5 | 3/5 |
| 2026-05-06 | B+ | 3/5 | 3/5 | 3/5 | 5/5 | 1/5 | 3/5 | 3/5 |
| 2026-05-05 | B+ | 3/5 | 3/5 | 3/5 | 5/5 | 1/5 | 3/5 | 3/5 |
| 2026-05-04 | B+ | 3/5 | 3/5 | 3/5 | 5/5 | 1/5 | 3/5 | 3/5 |
| 2026-05-01 | A | 4/5 | 3/5 | 4/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-30 | A | 4/5 | 3/5 | 4/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-29 | A | 4/5 | 3/5 | 4/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-28 | A | 4/5 | 3/5 | 4/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-27 | A | 4/5 | 3/5 | 4/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-24 | A | 4/5 | 3/5 | 4/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-23 | A | 4/5 | 3/5 | 5/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-22 | A | 4/5 | 3/5 | 5/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-21 | A | 4/5 | 3/5 | 4/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-20 | A | 4/5 | 3/5 | 4/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-17 | A | 4/5 | 4/5 | 4/5 | 5/5 | 2/5 | 4/5 | 4/5 |
| 2026-04-16 | A | 4/5 | 4/5 | 4/5 | 5/5 | 2/5 | 4/5 | 4/5 |
Owner Earnings
Ownership Overview
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Mackenzie Financial Corporation | 803.9K | 6.23% | 803.9K | — | 803.9K | — | IA | Toronto, Ontario, Canada | 2009-01-20 | ↗ |
| 2 | Tattersall Investment Counsel Limited | 797.7K | 6.06% | 797.7K | — | 797.7K | 10.00 | IA | Canadian | 2008-09-24 | ↗ |
| 3 | (1) BlackRock, Inc. | 713.4K | 5.70% | 674.9K | — | — | — | HC | Delaware | 2022-02-01 | ↗ |
| 4 | Thomas E. Claugus | 704.8K | 11.00% | 20.0K | 781.3K | 20.0K | 684.8K | IN | Delaware | 2014-02-18 | ↗ |
| 5 | GMT Capital Corp. | 684.8K | 11.00% | — | 684.8K | — | 684.8K | IA | Delaware | 2014-02-18 | ↗ |
| 6 | 43-2076925 | 657.8K | 4.90% | 43.00 | — | 535.2K | — | IA | Delaware | 2011-06-08 | ↗ |
| 7 | Bay Resource Partners Offshore Master Fund, L.P. | 338.3K | 11.00% | — | 338.3K | — | 338.3K | PN | Delaware | 2014-02-18 | ↗ |
| 8 | Bay Resource Partners, L.P. | 163.8K | 11.00% | — | 163.7K | — | 163.8K | PN | Delaware | 2014-02-18 | ↗ |
| 9 | Bay II Resource Partners, L.P. | 163.3K | 11.00% | — | 163.3K | — | 163.3K | PN | Delaware | 2014-02-18 | ↗ |
| 10 | 95-4871957 | 161.2K | 11.00% | — | — | — | — | IA | Delaware | 2019-02-13 | ↗ |
| 11 | Oppenheimer Holdings Inc. | — | 0.00% | — | — | — | — | HC | Canada | 2008-02-12 | ↗ |
Institutional Activity (13F)
| # | Investor | Shares / Δ | Mkt value / Δ | Own% / Δ | Weight% / Δ | Avg px / Perf. | Hold / Status |
|---|---|---|---|---|---|---|---|
| 1 | JB CAPITAL PARTNERS LP | 504.0K +— (+0.0%) | 36.43M -816.4K (-2.2%) | 4.80% +0.008 pp | 6.27% -0.036 pp | USD39.50 +83.0% | 20 qtrs — |
| 2 | DIMENSIONAL FUND ADVISORS LP | 489.6K -3.6K (-0.7%) | 35.40M -1.1M (-2.9%) | 4.66% -0.026 pp | 0.01% 0.000 pp | USD20.53 +252.1% | 51 qtrs — |
| 3 | VANGUARD GROUP INC | 437.9K +11.9K (+2.8%) | 31.66M +170.8K (+0.5%) | 4.17% +0.120 pp | 0.00% +0.000 pp | USD39.46 +83.2% | 67 qtrs — |
| 4 | AMERICAN CENTURY COMPANIES INC | 320.0K +20.8K (+6.9%) | 23.13M +1.0M (+4.6%) | 3.05% +0.202 pp | 0.01% +0.000 pp | USD55.40 +30.5% | 21 qtrs — |
| 5 | BLACKROCK, INC. | 176.2K +6.5K (+3.9%) | 12.74M +198.2K (+1.6%) | 1.68% +0.065 pp | 0.00% +0.000 pp | USD52.23 +38.4% | 6 qtrs — |
| 6 | RBF CAPITAL, LLC | 163.8K -1.2K (-0.7%) | 11.84M -356.1K (-2.9%) | 1.56% -0.009 pp | 0.53% -0.018 pp | USD40.13 +80.1% | 11 qtrs — |
| 7 | GREENWICH WEALTH MANAGEMENT LLC | 125.0K +— (+0.0%) | 9.04M -202.0K (-2.2%) | 1.19% +0.002 pp | 0.40% -0.058 pp | USD16.10 +349.0% | 41 qtrs — |
| 8 | MILLENNIUM MANAGEMENT LLC | 114.7K +41.5K (+56.6%) | 8.29M +2.9M (+53.2%) | 1.09% +0.396 pp | 0.00% +0.001 pp | USD64.22 +12.6% | 33 qtrs — |
| 9 | CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 110.9K +19.6K (+21.4%) | 8.02M +1.3M (+18.7%) | 1.06% +0.188 pp | 0.00% +0.000 pp | USD69.39 +4.2% | 5 qtrs — |
| 10 | ROYCE & ASSOCIATES LP | 108.9K -3.5K (-3.1%) | 7.87M -436.0K (-5.2%) | 1.04% -0.032 pp | 0.08% -0.003 pp | USD64.10 +12.8% | 5 qtrs — |
| 11 | BOSTON PARTNERS | 86.2K +7.3K (+9.2%) | 6.23M +396.6K (+6.8%) | 0.82% +0.070 pp | 0.01% +0.001 pp | USD62.72 +15.3% | 5 qtrs — |
| 12 | MORGAN STANLEY | 84.8K -1.7K (-2.0%) | 6.13M -266.5K (-4.2%) | 0.81% -0.015 pp | 0.00% +0.000 pp | USD51.18 +41.2% | 51 qtrs — |
| 13 | GEODE CAPITAL MANAGEMENT, LLC | 73.3K +4.3K (+6.3%) | 5.30M +201.6K (+4.0%) | 0.70% +0.042 pp | 0.00% +0.000 pp | USD32.99 +119.1% | 61 qtrs — |
| 14 | STATE STREET CORP | 67.4K +35.3K (+109.6%) | 4.94M +2.6M (+107.8%) | 0.64% +0.336 pp | 0.00% +0.000 pp | USD55.91 +29.3% | 51 qtrs — |
| 15 | ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 66.1K -6.8K (-9.4%) | 4.78M -611.1K (-11.3%) | 0.63% -0.064 pp | 0.00% -0.001 pp | USD41.03 +76.2% | 12 qtrs — |
| 16 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 58.0K +11.7K (+25.4%) | 4.19M +773.4K (+22.6%) | 0.55% +0.112 pp | 0.09% +0.015 pp | USD46.08 +56.9% | 55 qtrs — |
| 17 | ARBITER PARTNERS CAPITAL MANAGEMENT LLC | 55.0K +— (+0.0%) | 3.98M -89.1K (-2.2%) | 0.52% +0.001 pp | 1.94% -0.490 pp | USD51.59 +40.1% | 14 qtrs — |
| 18 | JPMORGAN CHASE & CO | 50.8K -18.6K (-26.8%) | 3.67M -1.5M (-28.4%) | 0.48% -0.176 pp | 0.00% 0.000 pp | USD64.69 +11.7% | 51 qtrs — |
| 19 | D. E. SHAW & CO., INC. | 50.2K +9.7K (+24.1%) | 3.63M +638.9K (+21.4%) | 0.48% +0.093 pp | 0.00% +0.000 pp | USD61.44 +17.7% | 9 qtrs — |
| 20 | GOLDMAN SACHS GROUP INC | 46.0K +5.5K (+13.6%) | 3.33M +332.6K (+11.1%) | 0.44% +0.053 pp | 0.00% +0.000 pp | USD68.09 +6.2% | 33 qtrs — |
| 21 | TCW GROUP INC | 38.7K +— (+0.0%) | 2.80M -62.7K (-2.2%) | 0.37% +0.001 pp | 0.02% -0.004 pp | USD50.34 +43.6% | 7 qtrs — |
| 22 | ALGERT GLOBAL LLC | 35.1K +1.3K (+3.8%) | 2.54M +38.0K (+1.5%) | 0.33% +0.013 pp | 0.04% -0.002 pp | USD71.33 +1.3% | 6 qtrs — |
| 23 | BOOTHBAY FUND MANAGEMENT, LLC | 32.2K +120.0 (+0.4%) | 2.33M -43.3K (-1.8%) | 0.31% +0.002 pp | 0.03% +0.000 pp | USD63.38 +14.1% | 5 qtrs — |
| 24 | BNP PARIBAS ARBITRAGE, SNC | 31.2K +5.4K (+21.0%) | 2.25M +349.5K (+18.3%) | 0.30% +0.052 pp | 0.00% +0.000 pp | USD69.81 +3.6% | 49 qtrs — |
| 25 | EMPOWERED FUNDS, LLC | 31.0K +11.7K (+60.9%) | 2.24M +817.1K (+57.4%) | 0.30% +0.112 pp | 0.02% +0.003 pp | USD56.71 +27.5% | 11 qtrs — |
| 26 | BANK OF AMERICA CORP /DE/ | 30.8K -3.3K (-9.7%) | 2.23M -293.9K (-11.7%) | 0.29% -0.031 pp | 0.00% +0.000 pp | USD58.05 +24.5% | 52 qtrs — |
| 27 | NEUBERGER BERMAN GROUP LLC | 30.3K +100.0 (+0.3%) | 2.19M -41.6K (-1.9%) | 0.29% +0.001 pp | 0.00% +0.000 pp | USD59.87 +20.7% | 6 qtrs — |
| 28 | TWO SIGMA ADVISERS, LP | 29.5K -3.5K (-10.6%) | 2.13M -306.5K (-12.6%) | 0.28% -0.033 pp | 0.00% -0.001 pp | USD41.97 +72.2% | 37 qtrs — |
| 29 | TUDOR INVESTMENT CORP ET AL | 27.7K -1.1K (-3.7%) | 2.01M -123.3K (-5.8%) | 0.26% -0.010 pp | 0.00% +0.000 pp | USD50.01 +44.6% | 12 qtrs — |
| 30 | BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC | 25.6K -900.0 (-3.4%) | 1.85M -107.9K (-5.5%) | 0.24% -0.008 pp | 0.01% -0.001 pp | USD41.67 +73.5% | 13 qtrs — |
| 31 | FISHER ASSET MANAGEMENT, LLC | 25.3K -1.4K (-5.2%) | 1.83M -142.8K (-7.2%) | 0.24% -0.013 pp | 0.00% 0.000 pp | USD40.54 +78.3% | 12 qtrs — |
| 32 | BOKF, NA | 23.9K +— (+0.0%) | 1.72M -38.6K (-2.2%) | 0.23% +0.000 pp | 0.03% 0.000 pp | USD51.16 +41.3% | 6 qtrs — |
| 33 | TWO SIGMA INVESTMENTS, LP | 23.8K +7.6K (+47.2%) | 1.72M +525.5K (+43.9%) | 0.23% +0.073 pp | 0.00% +0.001 pp | USD50.61 +42.8% | 12 qtrs — |
| 34 | VOLEON CAPITAL MANAGEMENT LP | 23.0K +10.0K (+77.6%) | 1.66M +704.6K (+73.8%) | 0.22% +0.096 pp | 0.04% +0.012 pp | USD73.20 -1.2% | 2 qtrs — |
| 35 | RENAISSANCE TECHNOLOGIES LLC | 22.4K -11.4K (-33.7%) | 1.62M -878.9K (-35.2%) | 0.21% -0.108 pp | 0.00% -0.001 pp | USD54.92 +31.6% | 39 qtrs — |
| 36 | CITADEL ADVISORS LLC | 21.1K -11.5K (-35.2%) | 1.53M -881.7K (-36.6%) | 0.20% -0.109 pp | 0.00% 0.000 pp | USD61.46 +17.6% | 31 qtrs — |
| 37 | QUBE RESEARCH & TECHNOLOGIES LTD | 20.9K -763.0 (-3.5%) | 1.51M -90.3K (-5.6%) | 0.20% -0.007 pp | 0.00% 0.000 pp | USD60.85 +18.8% | 11 qtrs — |
| 38 | BEVERLY HILLS PRIVATE WEALTH, LLC | 20.2K +801.0 (+4.1%) | 1.46M +26.4K (+1.8%) | 0.19% +0.008 pp | 0.25% -0.007 pp | USD47.70 +51.6% | 9 qtrs — |
| 39 | EJF CAPITAL LLC | 20.0K +— (+0.0%) | 1.45M -32.4K (-2.2%) | 0.19% +0.000 pp | 0.82% -0.038 pp | USD39.62 +82.5% | 11 qtrs — |
| 40 | CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. | 19.8K +1.2K (+6.3%) | 1.43M +55.1K (+4.0%) | 0.19% +0.012 pp | 0.00% -0.001 pp | USD60.92 +18.7% | 7 qtrs — |
| 41 | Y-INTERCEPT (HONG KONG) LTD | 19.8K +6.5K (+48.8%) | 1.43M +447.6K (+45.6%) | 0.19% +0.062 pp | 0.03% +0.008 pp | USD69.32 +4.3% | 3 qtrs — |
| 42 | MAN GROUP PLC | 19.2K +4.6K (+31.5%) | 1.39M +308.5K (+28.6%) | 0.18% +0.044 pp | 0.00% +0.001 pp | USD65.24 +10.8% | 6 qtrs — |
| 43 | BANK OF NEW YORK MELLON CORP | 17.2K +5.5K (+47.1%) | 1.24M +378.8K (+43.9%) | 0.16% +0.053 pp | 0.00% +0.000 pp | USD41.79 +73.0% | 66 qtrs — |
| 44 | RUSSELL INVESTMENTS GROUP, LTD. | 17.1K +1.8K (+12.0%) | 1.24M +108.3K (+9.6%) | 0.16% +0.018 pp | 0.00% +0.000 pp | USD73.74 -2.0% | 2 qtrs — |
| 45 | MARSHALL WACE, LLP | 16.8K -29.6K (-63.8%) | 1.21M -2.2M (-64.6%) | 0.16% -0.281 pp | 0.00% -0.002 pp | USD68.53 +5.5% | 3 qtrs — |
| 46 | NORTHERN TRUST CORP | 16.8K +924.0 (+5.8%) | 1.21M +41.1K (+3.5%) | 0.16% +0.009 pp | 0.00% +0.000 pp | USD32.33 +123.6% | 51 qtrs — |
| 47 | POLEN CAPITAL MANAGEMENT LLC | 16.3K +— (+0.0%) | 1.18M -26.5K (-2.2%) | 0.16% +0.000 pp | 0.01% +0.001 pp | USD65.77 +9.9% | 3 qtrs — |
| 48 | ACADIAN ASSET MANAGEMENT LLC | 15.7K -1.8K (-10.3%) | 1.14M -158.0K (-12.2%) | 0.15% -0.017 pp | 0.00% 0.000 pp | USD55.65 +29.9% | 11 qtrs — |
| 49 | FMR LLC | 15.6K +3.1K (+24.5%) | 1.13M +201.5K (+21.8%) | 0.15% +0.029 pp | 0.00% +0.000 pp | USD52.47 +37.8% | 18 qtrs — |
| 50 | ROUND ROCK ADVISORS, LLC | 14.5K +5.6K (+62.9%) | 1.05M +437.1K (+71.2%) | 0.14% +0.054 pp | 0.16% +0.061 pp | USD73.28 -1.4% | 2 qtrs — |
| 51 | HRT FINANCIAL LP | 13.6K +2.6K (+23.4%) | 985.0K +169.0K (+20.7%) | 0.13% +0.025 pp | 0.00% +0.000 pp | USD67.01 +7.9% | 6 qtrs — |
| 52 | NORTHCREST ASSET MANANGEMENT, LLC | 11.4K +— (+0.0%) | 841.0K +37.0K (+4.6%) | 0.11% +0.000 pp | 0.02% 0.000 pp | USD54.15 +33.5% | 17 qtrs — |
| 53 | POINT72 ASSET MANAGEMENT, L.P. | 10.6K +10.6K (+100.0%) | 764.1K +764.1K (+100.0%) | 0.10% +0.101 pp | 0.00% +0.001 pp | USD72.29 +0.0% | 1 qtrs NEW |
| 54 | CANADA PENSION PLAN INVESTMENT BOARD | 10.0K +10.0K (+100.0%) | 722.9K +722.9K (+100.0%) | 0.10% +0.095 pp | 0.00% +0.001 pp | USD72.29 +0.0% | 1 qtrs NEW |
| 55 | QUEST PARTNERS LLC | 9.0K +5.8K (+176.8%) | 652.3K +411.4K (+170.7%) | 0.09% +0.055 pp | 0.04% +0.021 pp | USD69.93 +3.4% | 9 qtrs — |
| 56 | CORSAIR CAPITAL MANAGEMENT, L.P. | 8.9K -1.1K (-11.0%) | 646.3K -95.9K (-12.9%) | 0.09% -0.010 pp | 0.10% -0.022 pp | USD43.07 +67.8% | 11 qtrs — |
| 57 | PENN CAPITAL MANAGEMENT COMPANY, LLC | 8.7K +— (+0.0%) | 626.0K -14.0K (-2.2%) | 0.08% +0.000 pp | 0.05% +0.001 pp | USD73.91 -2.2% | 2 qtrs — |
| 58 | JUMP FINANCIAL, LLC | 8.4K +624.0 (+8.0%) | 610.4K +32.4K (+5.6%) | 0.08% +0.006 pp | 0.01% +0.001 pp | USD70.20 +3.0% | 5 qtrs — |
| 59 | PRELUDE CAPITAL MANAGEMENT, LLC | 8.0K +— (+0.0%) | 578.3K -13.0K (-2.2%) | 0.08% +0.000 pp | 0.04% -0.004 pp | USD39.03 +85.2% | 10 qtrs — |
| 60 | SEI INVESTMENTS CO | 7.9K +7.9K (+100.0%) | 573.9K +573.9K (+100.0%) | 0.08% +0.076 pp | 0.00% +0.001 pp | USD72.29 +0.0% | 1 qtrs NEW |
| 61 | CAPTRUST FINANCIAL ADVISORS | 7.0K +— (+0.0%) | 506.0K -11.3K (-2.2%) | 0.07% +0.000 pp | 0.00% 0.000 pp | USD29.63 +144.0% | 31 qtrs — |
| 62 | TREXQUANT INVESTMENT LP | 6.6K +6.6K (+100.0%) | 475.6K +475.6K (+100.0%) | 0.06% +0.063 pp | 0.00% +0.004 pp | USD72.29 +0.0% | 1 qtrs NEW |
| 63 | INSPIRE INVESTING, LLC | 6.5K +385.0 (+6.3%) | 470.4K +17.9K (+4.0%) | 0.06% +0.004 pp | 0.04% -0.002 pp | USD53.28 +35.7% | 6 qtrs — |
| 64 | INVESCO LTD. | 6.4K -31.3K (-83.0%) | 461.8K -2.3M (-83.4%) | 0.06% -0.297 pp | 0.00% 0.000 pp | USD73.91 -2.2% | 6 qtrs — |
| 65 | VERITION FUND MANAGEMENT LLC | 6.3K -481.0 (-7.0%) | 458.8K -45.8K (-9.1%) | 0.06% -0.005 pp | 0.00% 0.000 pp | USD69.82 +3.5% | 3 qtrs — |
| 66 | BREVAN HOWARD CAPITAL MANAGEMENT LP | 6.2K +439.0 (+7.6%) | 449.1K +22.4K (+5.2%) | 0.06% +0.004 pp | 0.00% +0.003 pp | USD68.18 +6.0% | 3 qtrs — |
| 67 | XTX TOPCO LTD | 6.2K +6.2K (+100.0%) | 447.4K +447.4K (+100.0%) | 0.06% +0.059 pp | 0.01% +0.012 pp | USD72.29 +0.0% | 6 qtrs — |
| 68 | AMERIPRISE FINANCIAL INC | 5.8K +67.0 (+1.2%) | 424.0K -2.2K (-0.5%) | 0.06% +0.001 pp | 0.00% +0.000 pp | USD41.89 +72.6% | 33 qtrs — |
| 69 | CAXTON ASSOCIATES LLP | 5.1K +— (+0.0%) | 367.5K -8.2K (-2.2%) | 0.05% +0.000 pp | 0.01% -0.002 pp | USD64.20 +12.6% | 4 qtrs — |
| 70 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 4.7K +656.0 (+16.2%) | 340.1K +40.9K (+13.7%) | 0.04% +0.006 pp | 0.00% +0.000 pp | USD67.32 +7.4% | 30 qtrs — |
| 71 | UBS GROUP AG | 4.4K +923.0 (+26.5%) | 318.3K +61.1K (+23.7%) | 0.04% +0.009 pp | 0.00% +0.000 pp | USD58.10 +24.4% | 45 qtrs — |
| 72 | SUSQUEHANNA PORTFOLIO STRATEGIES, LLC | 4.3K -3.6K (-45.5%) | 313.9K -274.7K (-46.7%) | 0.04% -0.034 pp | 0.00% -0.005 pp | USD69.47 +4.1% | 3 qtrs — |
| 73 | OPPENHEIMER & CO INC | 3.8K +3.8K (+100.0%) | 277.1K +277.1K (+100.0%) | 0.04% +0.037 pp | 0.00% +0.004 pp | USD72.29 +0.0% | 3 qtrs — |
| 74 | DGS CAPITAL MANAGEMENT, LLC | 3.6K -248.0 (-6.5%) | 259.1K -24.1K (-8.5%) | 0.03% -0.002 pp | 0.04% -0.007 pp | USD66.62 +8.5% | 3 qtrs — |
| 75 | WALLEYE CAPITAL LLC | 3.1K -3.1K (-49.9%) | 223.2K -232.5K (-51.0%) | 0.03% -0.029 pp | 0.00% -0.001 pp | USD73.91 -2.2% | 2 qtrs — |
| 76 | STIFEL FINANCIAL CORP | 3.0K -13.0 (-0.4%) | 216.9K -5.8K (-2.6%) | 0.03% 0.000 pp | 0.00% +0.000 pp | USD73.91 -2.2% | 2 qtrs — |
| 77 | O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 2.9K -13.6K (-82.2%) | 213.0K -1.0M (-82.6%) | 0.03% -0.129 pp | 0.00% -0.006 pp | USD46.74 +54.7% | 32 qtrs — |
| 78 | METIS GLOBAL PARTNERS, LLC | 2.8K +— (+0.0%) | 202.0K -4.5K (-2.2%) | 0.03% +0.000 pp | 0.00% 0.000 pp | USD73.91 -2.2% | 2 qtrs — |
| 79 | STATE OF TENNESSEE, TREASURY DEPARTMENT | 2.0K +2.0K (+100.0%) | 170.4K +170.4K (+100.0%) | 0.02% +0.019 pp | 0.00% +0.001 pp | USD72.29 +0.0% | 1 qtrs NEW |
| 80 | MISSOURI TRUST & INVESTMENT CO | 1.9K +— (+0.0%) | 137.4K -3.1K (-2.2%) | 0.02% +0.000 pp | 0.04% -0.001 pp | USD40.18 +79.9% | 11 qtrs — |
| 81 | CITIGROUP INC | 1.5K +717.0 (+92.2%) | 108.1K +50.6K (+87.9%) | 0.01% +0.007 pp | 0.00% +0.000 pp | USD64.39 +12.3% | 54 qtrs — |
| 82 | QUANTBOT TECHNOLOGIES LP | 1.4K -3.6K (-72.3%) | 100.7K -271.4K (-72.9%) | 0.01% -0.035 pp | 0.00% -0.007 pp | USD71.16 +1.6% | 3 qtrs — |
| 83 | NISA INVESTMENT ADVISORS, LLC | 1.2K +1.2K (+100.0%) | 88.8K +88.8K (+100.0%) | 0.01% +0.011 pp | 0.00% +0.000 pp | USD72.29 +0.0% | 1 qtrs NEW |
| 84 | MCILRATH & ECK, LLC | 1.1K +1.1K (+100.0%) | 79.6K +79.6K (+100.0%) | 0.01% +0.011 pp | 0.01% +0.007 pp | USD72.29 +0.0% | 1 qtrs NEW |
| 85 | AQUATIC CAPITAL MANAGEMENT LLC | 811.00 -2.0K (-71.1%) | 58.6K -148.7K (-71.7%) | 0.01% -0.019 pp | 0.00% -0.002 pp | USD73.01 -1.0% | 3 qtrs — |
| 86 | PARALLEL ADVISORS, LLC | 749.00 +— (+0.0%) | 54.1K -1.2K (-2.2%) | 0.01% +0.000 pp | 0.00% +0.000 pp | USD49.20 +46.9% | 7 qtrs — |
| 87 | CLEARSTEAD ADVISORS, LLC | 629.00 +415.0 (+193.9%) | 45.5K +29.7K (+187.5%) | 0.01% +0.004 pp | 0.00% +0.000 pp | USD70.07 +3.2% | 3 qtrs — |
| 88 | BARCLAYS PLC | 551.00 -2.6K (-82.6%) | 39.8K -122.5K (-75.5%) | 0.01% -0.025 pp | 0.00% +0.000 pp | USD73.91 -2.2% | 2 qtrs — |
| 89 | ADVISOR GROUP HOLDINGS, INC. | 530.00 +530.0 (+100.0%) | 38.3K +38.3K (+100.0%) | 0.01% +0.005 pp | 0.00% +0.000 pp | USD72.29 +0.0% | 4 qtrs — |
| 90 | — | 527.00 +527.0 (+100.0%) | 38.1K +38.1K (+100.0%) | 0.01% +0.005 pp | 0.02% +0.020 pp | USD72.29 +0.0% | 1 qtrs NEW |
| 91 | SRS CAPITAL ADVISORS, INC. | 478.00 +477.0 (+47,700.0%) | 34.5K +34.5K (+47,197.3%) | 0.00% +0.005 pp | 0.00% +0.001 pp | USD72.29 +0.0% | 2 qtrs — |
| 92 | QUADRANT CAPITAL GROUP LLC | 444.00 -7.0 (-1.6%) | 32.1K -1.2K (-3.7%) | 0.00% 0.000 pp | 0.00% 0.000 pp | USD73.91 -2.2% | 15 qtrs — |
| 93 | STATE OF ALASKA, DEPARTMENT OF REVENUE | 425.00 +— (+0.0%) | 30.0K -1.0K (-3.2%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD73.91 -2.2% | 2 qtrs — |
| 94 | WEALTHCOLLAB, LLC | 300.00 +— (+0.0%) | 21.7K -486.0 (-2.2%) | 0.00% +0.000 pp | 0.01% -0.001 pp | USD41.32 +75.0% | 9 qtrs — |
| 95 | RHUMBLINE ADVISERS | 215.00 +— (+0.0%) | 15.5K -348.0 (-2.2%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD23.23 +211.2% | 55 qtrs — |
| 96 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 81.00 +— (+0.0%) | 6.2K +508.0 (+8.9%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD73.90 -2.2% | 2 qtrs — |
| 97 | ARMSTRONG ADVISORY GROUP, INC | 60.00 +— (+0.0%) | 4.3K -97.0 (-2.2%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD64.08 +12.8% | 5 qtrs — |
| 98 | US BANCORP \DE\ | 42.00 -2.0 (-4.5%) | 3.0K -216.0 (-6.6%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD66.10 +9.4% | 3 qtrs — |
| 99 | BESSEMER GROUP INC | 42.00 +— (+0.0%) | 3.0K +— (+0.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD73.90 -2.2% | 2 qtrs — |
ETF Ownership
| # | ETF | Weight | Est. AUM exposure | TER |
|---|---|---|---|---|
| 1 | State Street SPDR S&P Capital Markets ETF KCE | 0.90% | 4.04M | 0.35% |
| 2 | Even Herd Long Short ETF EHLS | 0.38% | 229.4K | 2.62% |
| 3 | Barron's 400SM ETF BFOR | 0.31% | 700.5K | 0.65% |
| 4 | Hartford Multifactor Small Cap ETF ROSC | 0.25% | 150.3K | 0.34% |
| 5 | EA Bridgeway Omni Small-Cap Value ETF BSVO | 0.24% | 4.11M | 0.47% |
| 6 | Inspire Small/Mid Cap ETF ISMD | 0.22% | 729.5K | 0.53% |
| 7 | Avantis U.S. Small Cap Value ETF AVUV | 0.12% | 36.18M | 0.25% |
| 8 | Avantis Global Small Cap Value UCITS ETF AVGS.L | 0.12% | 1.27M | 0.39% |
| 9 | WisdomTree U.S. SmallCap Fund EES | 0.09% | 628.2K | 0.38% |
| 10 | Innovator U.S. Small Cap Managed Floor ETF RFLR | 0.09% | 76.1K | 0.89% |
Insider Activity
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-02 | McNAMARA DENNIS P | Officer | S-Sale | D | Class A non-voting common stock | 4,673 | 90.67 | 423.7K | 20,177 | D | ↗ |
| 2026-02-26 | Spaulding Suzanne | Director | J-Other | A | Class A non-voting common stock | 1,400 | 0.00 | — | 5,900 | D | ↗ |
| 2026-02-26 | ROTH R LAWRENCE | Director | J-Other | A | Class A non-voting common stock | 1,400 | 0.00 | — | 18,400 | D | ↗ |
| 2026-02-26 | Kanter Stacy J. | Director | J-Other | A | Class A non-voting common stock | 1,400 | 0.00 | — | 5,900 | D | ↗ |
| 2026-02-26 | Glasser Teresa | Director | J-Other | A | Class A non-voting common stock | 1,400 | 0.00 | — | 18,400 | D | ↗ |
| 2026-02-26 | Friedman Paul M | Director | J-Other | A | Class A non-voting common stock | 1,400 | 0.00 | — | 18,400 | I | ↗ |
| 2026-02-26 | Dwyer Timothy Martin | Director | J-Other | A | Class A non-voting common stock | 1,400 | 0.00 | — | 28,400 | D | ↗ |
| 2026-02-26 | BEHRENS EVAN | Director | J-Other | A | Class A non-voting common stock | 1,400 | 0.00 | — | 7,025 | D | ↗ |
| 2026-01-28 | McNAMARA DENNIS P | Officer | J-Other | D | Restricted Class A non-voting common stock | 5,000 | 0.00 | — | 9,500 | D | ↗ |
| 2026-01-28 | Lowenthal Robert S | Director | J-Other | A | Class A non-voting common stock | 35,505 | 0.00 | — | 129,608 | D | ↗ |
| 2026-01-28 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | J-Other | A | Class A non-voting common stock | 55,725 | 0.00 | — | 254,876 | D | ↗ |
| 2025-12-31 | Lowenthal Robert S | Director / Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-12-31 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2025-09-22 | Spaulding Suzanne | Director | J-Other | A | Class A non-voting common stock | 3,000 | 0.00 | — | 4,500 | D | ↗ |
| 2025-08-05 | McNAMARA DENNIS P | Officer | S-Sale | D | Class A non-voting common stock | 2,000 | 73.81 | 147.6K | 21,766 | D | ↗ |
| 2025-06-10 | Friedman Paul M | Director | S-Sale | D | Class A non-voting common stock | 3,500 | 63.31 | 221.6K | 17,000 | I | ↗ |
| 2025-06-09 | Friedman Paul M | Director | S-Sale | D | Class A non-voting common stock | 3,500 | 63.32 | 221.6K | 20,500 | I | ↗ |
| 2025-06-06 | Friedman Paul M | Director | S-Sale | D | Class A non-voting common stock | 3,000 | 63.11 | 189.3K | 24,000 | I | ↗ |
| 2025-01-30 | Spaulding Suzanne | Director | J-Other | A | Class A non-voting common stock | 1,500 | 0.00 | — | 1,500 | D | ↗ |
| 2025-01-30 | ROTH R LAWRENCE | Director | J-Other | A | Class A non-voting common stock | 1,500 | 0.00 | — | 17,000 | D | ↗ |
| 2025-01-30 | Kanter Stacy J. | Director | J-Other | A | Class A non-voting common stock | 1,500 | 0.00 | — | 4,500 | D | ↗ |
| 2025-01-30 | Glasser Teresa | Director | J-Other | A | Class A non-voting common stock | 1,500 | 0.00 | — | 17,000 | D | ↗ |
| 2025-01-30 | Friedman Paul M | Director | J-Other | A | Class A non-voting common stock | 1,500 | 0.00 | — | 27,000 | I | ↗ |
| 2025-01-30 | Dwyer Timothy Martin | Director | J-Other | A | Class A non-voting common stock | 1,500 | 0.00 | — | 27,000 | D | ↗ |
| 2025-01-30 | BEHRENS EVAN | Director | J-Other | A | Class A non-voting common stock | 1,500 | 0.00 | — | 5,625 | D | ↗ |
| 2025-01-29 | Watkins Brad M | Officer | J-Other | A | Restricted Class A non-voting common stock | 2,000 | 0.00 | — | 18,000 | D | ↗ |
| 2025-01-29 | McNAMARA DENNIS P | Officer | J-Other | A | Restricted Class A non-voting common stock | 2,000 | 0.00 | — | 14,500 | D | ↗ |
| 2025-01-29 | Lowenthal Robert S | Director | J-Other | A | Restricted Class A non-voting common stock | 15,000 | 0.00 | — | 180,000 | D | ↗ |
| 2025-01-29 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | J-Other | A | Restricted Class A non-voting common stock | 32,500 | 0.00 | — | 337,500 | D | ↗ |
| 2025-01-28 | McNAMARA DENNIS P | Officer | J-Other | A | Class A non-voting common stock | 3,085 | 0.00 | — | 23,766 | D | ↗ |
| 2025-01-28 | Lowenthal Robert S | Director | J-Other | A | Class A non-voting common stock | 19,308 | 0.00 | — | 94,103 | D | ↗ |
| 2025-01-28 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | J-Other | A | Class A non-voting common stock | 39,689 | 0.00 | — | 199,151 | D | ↗ |
| 2024-12-31 | Lowenthal Robert S | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-12-31 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-08-19 | BEHRENS EVAN | Director | S-Sale | D | Class A non-voting common stock | 750 | 50.78 | 38.1K | 4,125 | — | ↗ |
| 2024-07-31 | McNAMARA DENNIS P | Officer | S-Sale | D | Class A non-voting common stock | 6,000 | 51.28 | 307.7K | 20,681 | — | ↗ |
| 2024-05-10 | BEHRENS EVAN | Director | S-Sale | D | Class A non-voting common stock | 4,125 | 43.65 | 180.1K | 4,875 | — | ↗ |
| 2024-03-01 | Spaulding Suzanne | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2024-01-30 | McNAMARA DENNIS P | Officer | J-Other | D | Restricted Class A non-voting common stock | 4,000 | 0.00 | — | 17,500 | — | ↗ |
| 2024-01-30 | Lowenthal Robert S | Director | J-Other | A | Class A non-voting common stock | 11,257 | 0.00 | — | 74,795 | — | ↗ |
| 2024-01-30 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | J-Other | D | Restricted Class A non-voting common stock | 75,472 | 0.00 | — | 382,000 | — | ↗ |
| 2024-01-25 | Watkins Brad M | Officer | J-Other | A | Restricted Class A non-voting common stock | 3,500 | 0.00 | — | 16,000 | — | ↗ |
| 2024-01-25 | ROTH R LAWRENCE | Director | A-Award | A | Class A non-voting common stock | 3,000 | 0.00 | — | 15,500 | — | ↗ |
| 2024-01-25 | OUGHTRED A WINN | Director | J-Other | D | Class A non-voting common stock | 3,000 | 0.00 | — | 23,150 | — | ↗ |
| 2024-01-25 | McNAMARA DENNIS P | Officer | J-Other | A | Restricted Class A non-voting common stock | 2,500 | 0.00 | — | 21,500 | — | ↗ |
| 2024-01-25 | Lowenthal Robert S | Director | J-Other | A | Restricted Class A non-voting common stock | 20,000 | 0.00 | — | 222,368 | — | ↗ |
| 2024-01-25 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | J-Other | A | Restricted Class A non-voting common stock | 40,000 | 0.00 | — | 457,472 | — | ↗ |
| 2024-01-25 | Kanter Stacy J. | Director | A-Award | A | Class A non-voting common stock | 3,000 | 0.00 | — | 3,000 | — | ↗ |
| 2024-01-25 | Glasser Teresa | Director | A-Award | A | Class A non-voting common stock | 3,000 | 0.00 | — | 15,500 | — | ↗ |
| 2024-01-25 | Friedman Paul M | Director | A-Award | A | Class A non-voting common stock | 3,000 | 0.00 | — | 25,500 | — | ↗ |
| 2024-01-25 | EHRHARDT WILLIAM | Director | A-Award | A | Class A non-voting common stock | 3,000 | 0.00 | — | 40,350 | — | ↗ |
| 2024-01-25 | Dwyer Timothy Martin | Director | A-Award | A | Class A non-voting common stock | 3,000 | 0.00 | — | 25,500 | — | ↗ |
| 2024-01-25 | BEHRENS EVAN | Director | A-Award | A | Class A non-voting common stock | 3,000 | 0.00 | — | 9,000 | — | ↗ |
| 2023-12-31 | Lowenthal Robert S | Director | — | I | Class A non-voting common stock | 0 | 0.00 | — | 303,357 | — | ↗ |
| 2023-12-31 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | — | I | Class A non-voting common stock | 0 | 0.00 | — | 3,115,768 | — | ↗ |
| 2023-10-25 | Kanter Stacy J. | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2023-09-01 | BEHRENS EVAN | Director | S-Sale | D | Class A non-voting common stock | 5,000 | 38.43 | 192.2K | 6,000 | — | ↗ |
| 2023-08-31 | BEHRENS EVAN | Director | S-Sale | D | Class A non-voting common stock | 2,500 | 38.49 | 96.2K | 16,000 | — | ↗ |
| 2023-03-03 | McNAMARA DENNIS P | Officer | S-Sale | D | Class A non-voting common stock | 10,000 | 44.54 | 445.4K | 26,444 | — | ↗ |
| 2023-01-30 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | J-Other | D | Restricted Class A non-voting common stock | 9,100 | 0.00 | — | 417,472 | — | ↗ |
| 2023-01-29 | McNAMARA DENNIS P | Officer | J-Other | A | Class A non-voting common stock | 2,081 | 0.00 | — | 36,444 | — | ↗ |
| 2023-01-29 | Lowenthal Robert S | Director | J-Other | D | Restricted Class A non-voting common stock | 5,000 | 0.00 | — | 202,368 | — | ↗ |
| 2023-01-29 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | J-Other | D | Restricted Class A non-voting common stock | 46,429 | 0.00 | — | 426,572 | — | ↗ |
| 2023-01-26 | ROTH R LAWRENCE | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 12,500 | — | ↗ |
| 2023-01-26 | OUGHTRED A WINN | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 23,150 | — | ↗ |
| 2023-01-26 | Glasser Teresa | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 12,500 | — | ↗ |
| 2023-01-26 | Friedman Paul M | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 22,500 | — | ↗ |
| 2023-01-26 | EHRHARDT WILLIAM | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 37,350 | — | ↗ |
| 2023-01-26 | Dwyer Timothy Martin | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 22,500 | — | ↗ |
| 2023-01-26 | BEHRENS EVAN | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 18,500 | — | ↗ |
| 2023-01-25 | Watkins Brad M | Officer | J-Other | A | Restricted Class A non-voting common stock | 2,500 | 0.00 | — | 2,500 | — | ↗ |
| 2023-01-25 | McNAMARA DENNIS P | Officer | J-Other | A | Restricted Class A non-voting common stock | 2,500 | 0.00 | — | 2,500 | — | ↗ |
| 2023-01-25 | Lowenthal Robert S | Director | J-Other | A | Restricted Class A non-voting common stock | 20,000 | 0.00 | — | 20,000 | — | ↗ |
| 2023-01-25 | LOWENTHAL ALBERT G | Officer | J-Other | A | Restricted Class A non-voting common stock | 30,000 | 0.00 | — | 30,000 | — | ↗ |
| 2022-12-31 | Lowenthal Robert S | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2022-12-31 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2022-08-01 | Watkins Brad M | Officer | — | D | Restricted Class A non-voting common stock | 10,000 | 0.00 | — | 0 | — | ↗ |
| 2022-01-27 | ROTH R LAWRENCE | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 10,000 | — | ↗ |
| 2022-01-27 | OUGHTRED A WINN | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 20,650 | — | ↗ |
| 2022-01-27 | Glasser Teresa | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 10,000 | — | ↗ |
| 2022-01-27 | Friedman Paul M | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 20,000 | — | ↗ |
| 2022-01-27 | EHRHARDT WILLIAM | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 34,850 | — | ↗ |
| 2022-01-27 | Dwyer Timothy Martin | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 20,000 | — | ↗ |
| 2022-01-27 | BEHRENS EVAN | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 16,000 | — | ↗ |
| 2022-01-26 | McNAMARA DENNIS P | Officer | J-Other | A | Restricted Class A non-voting common stock | 2,500 | 0.00 | — | 20,000 | — | ↗ |
| 2022-01-26 | Lowenthal Robert S | Director | J-Other | A | Restricted Class A non-voting common stock | 50,000 | 0.00 | — | 187,368 | — | ↗ |
| 2022-01-26 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | J-Other | A | Restricted Class A non-voting common stock | 125,000 | 0.00 | — | 443,001 | — | ↗ |
| 2022-01-26 | ALFANO JEFFREY J | Officer | J-Other | A | Restricted Class A non-voting common stock | 2,500 | 0.00 | — | 25,500 | — | ↗ |
| 2021-12-31 | Lowenthal Robert S | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-12-31 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2021-11-03 | OUGHTRED A WINN | Director | S-Sale | D | Class A non-voting common stock | 5,000 | 52.23 | 261.1K | 18,150 | — | ↗ |
| 2021-05-05 | McNAMARA DENNIS P | Officer | S-Sale | D | Class A non-voting common stock | 3,453 | 49.39 | 170.5K | 34,363 | — | ↗ |
| 2021-05-05 | ALFANO JEFFREY J | Officer | S-Sale | D | Class A non-voting common stock | 6,831 | 49.48 | 338.0K | 42,090 | — | ↗ |
| 2021-05-04 | McNAMARA DENNIS P | Officer | S-Sale | D | Class A non-voting common stock | 2,441 | 49.00 | 119.6K | 53,573 | — | ↗ |
| 2021-05-04 | ALFANO JEFFREY J | Officer | S-Sale | D | Class A non-voting common stock | 26,913 | 49.64 | 1.34M | 48,921 | — | ↗ |
| 2021-02-23 | McNAMARA DENNIS P | Officer | J-Other | D | Restricted Class A non-voting common stock | 7,000 | 0.00 | — | 18,500 | — | ↗ |
| 2021-02-23 | Lowenthal Robert S | Director | J-Other | A | Class A non-voting common stock | 4,678 | 0.00 | — | 60,560 | — | ↗ |
| 2021-02-23 | ALFANO JEFFREY J | Officer | A-Award | A | Class A non-voting common stock | 4,678 | 0.00 | — | 75,834 | — | ↗ |
| 2021-01-28 | ROTH R LAWRENCE | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 7,500 | — | ↗ |
| 2021-01-28 | OUGHTRED A WINN | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 23,150 | — | ↗ |
| 2021-01-28 | McNAMARA DENNIS P | Officer | J-Other | A | Restricted Class A non-voting common stock | 5,000 | 0.00 | — | 24,500 | — | ↗ |
| 2021-01-28 | Lowenthal Robert S | Director | J-Other | A | Restricted Class A non-voting common stock | 75,000 | 0.00 | — | 147,368 | — | ↗ |
| 2021-01-28 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | J-Other | A | Restricted Class A non-voting common stock | 110,000 | 0.00 | — | 318,001 | — | ↗ |
| 2021-01-28 | Glasser Teresa | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 7,500 | — | ↗ |
| 2021-01-28 | Friedman Paul M | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 17,500 | — | ↗ |
| 2021-01-28 | EHRHARDT WILLIAM | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 32,350 | — | ↗ |
| 2021-01-28 | Dwyer Timothy Martin | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 17,500 | — | ↗ |
| 2021-01-28 | BEHRENS EVAN | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 13,500 | — | ↗ |
| 2021-01-28 | ALFANO JEFFREY J | Officer | J-Other | A | Restricted Class A non-voting common stock | 6,000 | 0.00 | — | 33,000 | — | ↗ |
| 2020-12-31 | Lowenthal Robert S | Director | — | D | Class B voting common stock | 0 | 0.00 | — | 650 | — | ↗ |
| 2020-12-31 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | — | I | Class B voting common stock | 0 | 0.00 | — | 97,128 | — | ↗ |
| 2020-02-28 | ROTH R LAWRENCE | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 5,000 | — | ↗ |
| 2020-02-28 | OUGHTRED A WINN | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 20,650 | — | ↗ |
| 2020-02-28 | Glasser Teresa | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 5,000 | — | ↗ |
| 2020-02-28 | Friedman Paul M | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 15,000 | — | ↗ |
| 2020-02-28 | EHRHARDT WILLIAM | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 29,850 | — | ↗ |
| 2020-02-28 | Dwyer Timothy Martin | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 15,000 | — | ↗ |
| 2020-02-28 | BEHRENS EVAN | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 11,000 | — | ↗ |
| 2020-02-25 | McNAMARA DENNIS P | Officer | J-Other | A | Class A non-voting common stock | 2,983 | 0.00 | — | 52,337 | — | ↗ |
| 2020-02-25 | Lowenthal Robert S | Director | J-Other | A | Class A non-voting common stock | 2,339 | 0.00 | — | 55,882 | — | ↗ |
| 2020-02-25 | ALFANO JEFFREY J | Officer | J-Other | D | Restricted Class A non-voting common stock | 5,000 | 0.00 | — | 27,000 | — | ↗ |
| 2020-01-29 | McNAMARA DENNIS P | Officer | J-Other | A | Restricted Class A non-voting common stock | 5,000 | 0.00 | — | 24,500 | — | ↗ |
| 2020-01-29 | Lowenthal Robert S | Director | J-Other | A | Restricted Class A non-voting common stock | 38,500 | 0.00 | — | 77,368 | — | ↗ |
| 2020-01-29 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | J-Other | A | Restricted Class A non-voting common stock | 77,000 | 0.00 | — | 208,001 | — | ↗ |
| 2020-01-29 | ALFANO JEFFREY J | Officer | J-Other | A | Restricted Class A non-voting common stock | 5,000 | 0.00 | — | 32,000 | — | ↗ |
| 2020-01-28 | McNAMARA DENNIS P | Officer | J-Other | A | Class A non-voting common stock | 1,588 | 0.00 | — | 49,354 | — | ↗ |
| 2020-01-28 | Lowenthal Robert S | Director | J-Other | D | Restricted Class A non-voting common stock | 9,524 | 0.00 | — | 38,868 | — | ↗ |
| 2020-01-28 | ALFANO JEFFREY J | Officer | J-Other | D | Restricted Class A non-voting common stock | 2,381 | 0.00 | — | 27,000 | — | ↗ |
| 2020-01-25 | McNAMARA DENNIS P | Officer | J-Other | A | Class A non-voting common stock | 3,042 | 0.00 | — | 47,766 | — | ↗ |
| 2020-01-25 | Lowenthal Robert S | Director | J-Other | A | Restricted Class A non-voting common stock | 15,000 | 0.00 | — | 48,392 | — | ↗ |
| 2020-01-25 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | J-Other | D | Restricted Class A non-voting common stock | 67,000 | 0.00 | — | 131,001 | — | ↗ |
| 2020-01-25 | ALFANO JEFFREY J | Officer | J-Other | A | Class A non-voting common stock | 5,012 | 0.00 | — | 67,347 | — | ↗ |
| 2019-12-31 | Lowenthal Robert S | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2019-12-31 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2019-09-18 | OUGHTRED A WINN | Director | S-Sale | D | Class A non-voting common stock | 10,000 | 31.02 | 310.2K | 18,150 | — | ↗ |
| 2019-02-28 | ROTH R LAWRENCE | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 2,500 | — | ↗ |
| 2019-02-28 | OUGHTRED A WINN | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 28,150 | — | ↗ |
| 2019-02-28 | Glasser Teresa | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 2,500 | — | ↗ |
| 2019-02-28 | Friedman Paul M | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 12,500 | — | ↗ |
| 2019-02-28 | EHRHARDT WILLIAM | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 27,350 | — | ↗ |
| 2019-02-28 | Dwyer Timothy Martin | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 12,500 | — | ↗ |
| 2019-02-28 | BEHRENS EVAN | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 8,500 | — | ↗ |
| 2019-02-26 | McNAMARA DENNIS P | Officer | J-Other | A | Class A non-voting common stock | 1,320 | 0.00 | — | 44,724 | — | ↗ |
| 2019-02-26 | ALFANO JEFFREY J | Officer | J-Other | A | Class A non-voting common stock | 1,235 | 0.00 | — | 62,335 | — | ↗ |
| 2019-02-08 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | P-Purchase | A | Class B voting common stock | 1,007 | 26.33 | 26.5K | 97,128 | — | ↗ |
| 2019-01-31 | McNAMARA DENNIS P | Officer | J-Other | A | Restricted Class A non-voting common stock | 4,000 | 0.00 | — | 28,881 | — | ↗ |
| 2019-01-31 | Lowenthal Robert S | Director | J-Other | A | Restricted Class A non-voting common stock | 18,868 | 0.00 | — | 63,392 | — | ↗ |
| 2019-01-31 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | J-Other | A | Restricted Class A non-voting common stock | 75,472 | 0.00 | — | 198,001 | — | ↗ |
| 2019-01-31 | ALFANO JEFFREY J | Officer | J-Other | A | Restricted Class A non-voting common stock | 5,000 | 0.00 | — | 39,881 | — | ↗ |
| 2019-01-28 | McNAMARA DENNIS P | Officer | J-Other | A | Class A non-voting common stock | 1,333 | 0.00 | — | 43,404 | — | ↗ |
| 2019-01-28 | Lowenthal Robert S | Director | J-Other | D | Restricted Class A non-voting common stock | 4,400 | 0.00 | — | 44,524 | — | ↗ |
| 2019-01-28 | ALFANO JEFFREY J | Officer | J-Other | A | Class A non-voting common stock | 1,239 | 0.00 | — | 61,100 | — | ↗ |
| 2018-12-31 | Lowenthal Robert S | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2018-12-31 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2018-07-25 | ROTH R LAWRENCE | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2018-05-14 | ROBERTS ELAINE KELLS | Director | J-Other | A | Class A non-voting common stock | 7,625 | 0.00 | — | 19,542 | — | ↗ |
| 2018-05-14 | Glasser Teresa | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2018-03-01 | ROBERTS ELAINE KELLS | Director | J-Other | A | Restricted Class A non-voting common stock | 2,500 | 0.00 | — | 7,625 | — | ↗ |
| 2018-03-01 | OUGHTRED A WINN | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 25,650 | — | ↗ |
| 2018-03-01 | KEEHNER MICHAEL | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 24,850 | — | ↗ |
| 2018-03-01 | Friedman Paul M | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 10,000 | — | ↗ |
| 2018-03-01 | EHRHARDT WILLIAM | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 24,850 | — | ↗ |
| 2018-03-01 | Dwyer Timothy Martin | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 10,000 | — | ↗ |
| 2018-03-01 | BEHRENS EVAN | Director | A-Award | A | Class A non-voting common stock | 2,500 | 0.00 | — | 6,000 | — | ↗ |
| 2018-02-26 | ROBERTS ELAINE KELLS | Director | J-Other | A | Class A non-voting common stock | 1,900 | 0.00 | — | 11,917 | — | ↗ |
| 2018-01-31 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | J-Other | A | Restricted Class A non-voting common stock | 9,100 | 0.00 | — | 122,529 | — | ↗ |
| 2018-01-30 | McNAMARA DENNIS P | Officer | J-Other | A | Restricted Class A non-voting common stock | 3,500 | 0.00 | — | 27,081 | — | ↗ |
| 2018-01-30 | Lowenthal Robert S | Director | J-Other | A | Restricted Class A non-voting common stock | 5,000 | 0.00 | — | 48,924 | — | ↗ |
| 2018-01-30 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | J-Other | A | Restricted Class A non-voting common stock | 46,429 | 0.00 | — | 113,429 | — | ↗ |
| 2018-01-30 | ALFANO JEFFREY J | Officer | J-Other | A | Restricted Class A non-voting common stock | 7,000 | 0.00 | — | 37,081 | — | ↗ |
| 2017-12-31 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2017-12-28 | McNAMARA DENNIS P | Officer | J-Other | A | Class A non-voting common stock | 5,042 | 0.00 | — | 42,071 | — | ↗ |
| 2017-12-28 | Lowenthal Robert S | Director | J-Other | A | Class A non-voting common stock | 3,755 | 0.00 | — | 34,602 | — | ↗ |
| 2017-12-28 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | J-Other | D | Restricted Class A non-voting common stock | 13,795 | 0.00 | — | 67,000 | — | ↗ |
| 2017-12-28 | ALFANO JEFFREY J | Officer | J-Other | D | Restricted Class A non-voting common stock | 8,000 | 0.00 | — | 30,081 | — | ↗ |
| 2017-08-22 | ROBERTS ELAINE KELLS | Director | J-Other | A | Class A non-voting common stock | 875 | 0.00 | — | 10,017 | — | ↗ |
| 2017-07-27 | ROBERTS ELAINE KELLS | Director | J-Other | A | Class A non-voting common stock | 1,000 | 0.00 | — | 9,142 | — | ↗ |
| 2017-07-01 | ROBERTS ELAINE K | Director | J-Other | D | Restricted Class A non-voting common stock | 1,000 | 0.00 | — | 9,715 | — | ↗ |
| 2017-02-27 | ROBERTS ELAINE K | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2017-02-24 | ROBERTS ELAINE K | Director | J-Other | D | Restricted Class A non-voting common stock | 2,032 | 0.00 | — | 10,715 | — | ↗ |
| 2017-02-23 | ROBERTS ELAINE K | Director | J-Other | A | Restricted Class A non-voting common stock | 3,500 | 0.00 | — | 12,747 | — | ↗ |
| 2017-02-23 | OUGHTRED A WINN | Director | A-Award | A | Class A non-voting common stock | 3,500 | 0.00 | — | 23,150 | — | ↗ |
| 2017-02-23 | KEEHNER MICHAEL | Director | A-Award | A | Class A non-voting common stock | 3,500 | 0.00 | — | 22,350 | — | ↗ |
| 2017-02-23 | Friedman Paul M | Director | A-Award | A | Class A non-voting common stock | 3,500 | 0.00 | — | 7,500 | — | ↗ |
| 2017-02-23 | EHRHARDT WILLIAM | Director | A-Award | A | Class A non-voting common stock | 3,500 | 0.00 | — | 22,350 | — | ↗ |
| 2017-02-23 | Dwyer Timothy Martin | Director | A-Award | A | Class A non-voting common stock | 3,500 | 0.00 | — | 7,500 | — | ↗ |
| 2017-02-23 | BEHRENS EVAN | Director | A-Award | A | Class A non-voting common stock | 3,500 | 0.00 | — | 3,500 | — | ↗ |
| 2017-02-22 | ROBERTS ELAINE K | Director | J-Other | D | Restricted Class A non-voting common stock | 3,500 | 0.00 | — | 9,247 | — | ↗ |
| 2017-02-22 | McNAMARA DENNIS P | Officer | J-Other | D | Restricted Class A non-voting common stock | 5,000 | 0.00 | — | 31,581 | — | ↗ |
| 2017-02-22 | Lowenthal Robert S | Director | J-Other | D | Restricted Class A non-voting common stock | 3,500 | 0.00 | — | 43,924 | — | ↗ |
| 2017-02-22 | ALFANO JEFFREY J | Officer | J-Other | A | Class A non-voting common stock | 3,151 | 0.00 | — | 54,819 | — | ↗ |
| 2017-02-10 | ROBERTS ELAINE K | Director | J-Other | D | Restricted Class A non-voting common stock | 1,610 | 0.00 | — | 12,747 | — | ↗ |
| 2017-02-10 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | J-Other | A | Class A non-voting common stock | 25,425 | 0.00 | — | 3,141,193 | — | ↗ |
| 2017-01-28 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | J-Other | D | Restricted Class A non-voting common stock | 124,000 | 0.00 | — | 164,985 | — | ↗ |
| 2017-01-26 | McNAMARA DENNIS P | Officer | J-Other | A | Restricted Class A non-voting common stock | 5,000 | 0.00 | — | 36,581 | — | ↗ |
| 2017-01-26 | Lowenthal Robert S | Director | J-Other | A | Restricted Class A non-voting common stock | 15,000 | 0.00 | — | 55,924 | — | ↗ |
| 2017-01-26 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | J-Other | A | Restricted Class A non-voting common stock | 67,000 | 0.00 | — | 288,985 | — | ↗ |
| 2017-01-26 | ALFANO JEFFREY J | Officer | J-Other | A | Restricted Class A non-voting common stock | 8,500 | 0.00 | — | 43,081 | — | ↗ |
| 2016-12-31 | Lowenthal Robert S | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2016-12-31 | LOWENTHAL ALBERT G | Director / Officer / 10% Owner | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
Executive team
Executive compensation
| # | Year | Executive | Salary | Bonus | Stock award | Option award | Incentive | Other | Total | % Stock- based |
Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | 2025 | R. S. Lowenthal CEO and Director of the Company and CEO of Oppenheimer & Co. Inc. | 500.0K | — | 1.04M | — | 8.00M | 9.0K | 9.55M | 10.87% | ↗ |
| 2 | 2025 | A. G. Lowenthal Chairman and Director of the Company and Executive Chairman of Oppenheimer & Co. Inc. | 500.0K | — | 2.25M | — | 2.00M | 9.0K | 4.76M | 47.25% | ↗ |
| 3 | 2025 | P. Albano Senior Managing Director and Head of Oppenheimer & Co. Inc.’s Fixed Income Business | 300.0K | 2.50M | 211.1K | — | — | 3.0K | 3.01M | 7.00% | ↗ |
| 4 | 2025 | E. Harrington Senior Managing Director and Head of Oppenheimer & Co. Inc.’s Private Client Division | 275.0K | 1.35M | 259.4K | — | — | 3.0K | 1.89M | 13.74% | ↗ |
| 5 | 2025 | B. Watkins CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. | 300.0K | 850.0K | 138.3K | — | — | 3.0K | 1.29M | 10.71% | ↗ |
| 6 | 2024 | R. S. Lowenthal CEO and Director of the Company and CEO of Oppenheimer & Co. Inc. | 300.0K | — | 743.6K | — | 7.00M | 8.2K | 8.05M | 9.24% | ↗ |
| 7 | 2024 | R. S. Lowenthal President and Director of the Company and Head of Oppenheimer & Co. Inc.’s Investment Banking Business | 300.0K | — | 743.6K | — | 7.00M | 8.2K | 8.05M | 9.24% | ↗ |
| 8 | 2024 | P. Albano Senior Managing Director and Head of Oppenheimer & Co. Inc.’s Fixed Income Business | 300.0K | 2.25M | 133.7K | — | — | 2.2K | 2.69M | 4.98% | ↗ |
| 9 | 2024 | A. G. Lowenthal Chairman and Director of the Company and Executive Chairman of Oppenheimer & Co. Inc. | 500.0K | — | 1.49M | — | 500.0K | 8.2K | 2.50M | 59.60% | ↗ |
| 10 | 2024 | A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer & Co. Inc. | 500.0K | — | 1.49M | — | 500.0K | 8.2K | 2.50M | 59.60% | ↗ |
| 11 | 2024 | E. Harrington Senior Managing Director and Head of Oppenheimer & Co. Inc.’s Private Client Division | 275.0K | 1.29M | 185.9K | — | — | 2.2K | 1.75M | 10.60% | ↗ |
| 12 | 2024 | B. McKigney President of Oppenheimer Asset Management Inc. | 275.0K | 925.0K | 130.1K | — | — | 2.2K | 1.33M | 9.77% | ↗ |
| 13 | 2024 | B. Watkins CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. | 300.0K | 750.0K | 130.1K | — | — | 2.2K | 1.18M | 11.01% | ↗ |
| 14 | 2023 | R. S. Lowenthal President and Director of the Company and Head of Oppenheimer & Co. Inc.’s Investment Banking business | 300.0K | — | 900.4K | — | 4.50M | 852.8K | 6.55M | 13.74% | ↗ |
| 15 | 2023 | R. S. Lowenthal President and Director of the Company and Head of Oppenheimer & Co. Inc.’s Investment Banking Business | 300.0K | — | 900.4K | — | 4.50M | — | 5.70M | 15.80% | ↗ |
| 16 | 2023 | R. S. Lowenthal CEO and Director of the Company and CEO of Oppenheimer & Co. Inc. | 300.0K | — | 900.4K | — | 4.50M | — | 5.70M | 15.80% | ↗ |
| 17 | 2023 | A. G. Lowenthal Chairman and Director of the Company and Executive Chairman of Oppenheimer & Co. Inc. | 500.0K | — | 1.35M | — | 450.0K | 5.8K | 2.31M | 58.56% | ↗ |
| 18 | 2023 | A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer & Co. Inc. | 500.0K | — | 1.35M | — | 450.0K | 5.8K | 2.31M | 58.56% | ↗ |
| 19 | 2023 | P. Albano Senior Managing Director and Head of Oppenheimer & Co. Inc.’s Fixed Income Business | 300.0K | 1.20M | 161.2K | — | — | — | 1.66M | 9.71% | ↗ |
| 20 | 2023 | E. Harrington Senior Managing Director and Head of Oppenheimer & Co. Inc.’s Private Client Division | 262.5K | 940.0K | 225.1K | — | — | — | 1.43M | 15.77% | ↗ |
| 21 | 2023 | B. McKigney President of Oppenheimer Asset Management Inc. | 275.0K | 850.0K | 135.1K | — | — | — | 1.26M | 10.72% | ↗ |
| 22 | 2023 | B. Watkins CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. | 300.0K | 500.0K | 112.5K | — | — | — | 912.5K | 12.33% | ↗ |
| 23 | 2022 | R. S. Lowenthal President and Director of the Company and Head of Oppenheimer & Co. Inc.’s Investment Banking business | 300.0K | — | 1.94M | — | 5.00M | 454.4K | 7.69M | 25.17% | ↗ |
| 24 | 2022 | R. S. Lowenthal Director of the Company, President and Head of Oppenheimer & Co. Inc.’s Investment Banking business | 300.0K | — | 1.94M | — | 5.00M | 454.4K | 7.69M | 25.17% | ↗ |
| 25 | 2022 | R. S. Lowenthal President and Director of the Company and Head of Oppenheimer & Co. Inc.’s Investment Banking Business | 300.0K | — | 1.94M | — | 5.00M | — | 7.24M | 26.75% | ↗ |
| 26 | 2022 | A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer & Co. Inc. | 500.0K | — | 4.84M | — | 500.0K | 5.8K | 5.84M | 82.79% | ↗ |
| 27 | 2022 | P. Albano Senior Managing Director and Head of Oppenheimer & Co. Inc.’s Fixed Income Business | 300.0K | 1.20M | 135.5K | — | — | — | 1.64M | 8.28% | ↗ |
| 28 | 2022 | B. McKigney President of Oppenheimer Asset Management Inc. | 225.0K | 1.00M | 116.1K | — | — | — | 1.34M | 8.66% | ↗ |
| 29 | 2022 | B. Watkins CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. | 125.0K | 500.0K | 333.9K | — | — | — | 958.9K | 34.82% | ↗ |
| 30 | 2022 | S. Agosta Interim CFO of the Company and Oppenheimer & Co. Inc. | 242.5K | 400.0K | — | — | — | — | 642.5K | 0.00% | ↗ |
| 31 | 2022 | J. Alfano CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. | 45.8K | — | — | — | — | — | 45.8K | 0.00% | ↗ |
| 32 | 2021 | R.S. Lowenthal Director of the Company, President and Head of Oppenheimer & Co. Inc.’s Investment Banking business | 300.0K | — | 2.30M | — | 10.00M | — | 12.60M | 18.25% | ↗ |
| 33 | 2021 | R. S. Lowenthal President and Director of the Company and Head of Oppenheimer & Co. Inc.’s Investment Banking business | 300.0K | — | 2.30M | — | 10.00M | — | 12.60M | 18.25% | ↗ |
| 34 | 2021 | R. S. Lowenthal Director of the Company, President and Head of Oppenheimer & Co. Inc.’s Investment Banking business | 300.0K | — | 2.30M | — | 10.00M | — | 12.60M | 18.25% | ↗ |
| 35 | 2021 | A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer & Co. Inc. | 500.0K | — | 3.37M | — | 5.00M | 2.16M | 11.03M | 30.57% | ↗ |
| 36 | 2021 | P. Albano Senior Managing Director and Head of Oppenheimer & Co. Inc.’s Fixed Income Business | 300.0K | 1.90M | 183.9K | — | — | — | 2.38M | 7.71% | ↗ |
| 37 | 2021 | J. Alfano CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. | 275.0K | 1.65M | 183.9K | — | — | — | 2.11M | 8.72% | ↗ |
| 38 | 2021 | B. McKigney President of Oppenheimer Asset Management Inc. | 225.0K | 1.50M | 153.3K | — | — | — | 1.88M | 8.16% | ↗ |
| 39 | 2020 | A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer & Co. Inc. | 500.0K | — | 2.01M | — | 5.00M | 1.84M | 9.35M | 21.52% | ↗ |
| 40 | 2020 | R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Investment Banking business | 300.0K | — | 1.01M | — | 6.00M | — | 7.31M | 13.77% | ↗ |
| 41 | 2020 | R. S. Lowenthal Director of the Company, President and Head of Oppenheimer & Co. Inc.’s Investment Banking business | 300.0K | — | 1.01M | — | 6.00M | — | 7.31M | 13.77% | ↗ |
| 42 | 2020 | R.S. Lowenthal Director of the Company, President and Head of Oppenheimer & Co. Inc.’s Investment Banking business | 300.0K | — | 1.01M | — | 6.00M | — | 7.31M | 13.77% | ↗ |
| 43 | 2020 | P. Albano Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Fixed Income Business | 300.0K | 1.50M | 130.7K | — | — | — | 1.93M | 6.77% | ↗ |
| 44 | 2020 | B. McKigney President of Oppenheimer Asset Management Inc. | 225.0K | 1.35M | 130.7K | — | — | — | 1.71M | 7.66% | ↗ |
| 45 | 2020 | P. Albano Senior Managing Director and Head of Oppenheimer & Co. Inc.’s Fixed Income Business | 300.0K | 1.50M | 130.7K | — | — | — | 758.6K | 17.23% | ↗ |
| 46 | 2020 | J. Alfano CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. | 275.0K | 1.50M | 130.7K | — | — | — | 758.6K | 17.23% | ↗ |
| 47 | 2019 | A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer & Co. Inc. | 500.0K | — | 1.88M | — | 2.00M | 1.49M | 5.86M | 32.01% | ↗ |
| 48 | 2019 | A. G. Lowenthal Chairman and CEO of the Company and Oppenheimer & Co. Inc. | 500.0K | — | 1.88M | — | 2.00M | 1.49M | 5.86M | 32.01% | ↗ |
| 49 | 2019 | R.S. Lowenthal Director of the Company, President and Head of Oppenheimer & Co. Inc.’s Investment Banking business | 300.0K | — | 469.1K | — | 3.30M | — | 4.07M | 11.53% | ↗ |
| 50 | 2019 | R.S. Lowenthal Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Investment Banking business | 300.0K | — | 469.1K | — | 3.30M | — | 4.07M | 11.53% | ↗ |
| 51 | 2019 | R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Investment Banking business | 300.0K | — | 469.1K | — | 3.30M | — | 4.07M | 11.53% | ↗ |
| 52 | 2019 | P. Albano Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Fixed Income Business | 200.0K | 1.45M | 99.4K | — | — | — | 1.75M | 5.68% | ↗ |
| 53 | 2019 | B. McKigney President of Oppenheimer Asset Management Inc. | 225.0K | 1.10M | 124.3K | — | — | — | 1.45M | 8.58% | ↗ |
| 54 | 2019 | J. Alfano CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. | 275.0K | 1.00M | 124.3K | — | — | — | 1.40M | 8.88% | ↗ |
| 55 | 2019 | P. Albano Senior Managing Director and Head of Oppenheimer & Co. Inc.’s Fixed Income Business | 200.0K | 1.45M | 99.4K | — | — | — | 758.6K | 13.11% | ↗ |
| 56 | 2018 | A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer & Co. Inc. | 500.0K | — | 1.41M | — | 1.50M | 1.55M | 4.97M | 28.50% | ↗ |
| 57 | 2018 | A. G. Lowenthal Chairman and CEO of the Company and Oppenheimer & Co. Inc. | 500.0K | — | 1.41M | — | 1.50M | 1.55M | 4.97M | 28.50% | ↗ |
| 58 | 2018 | R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Investment Banking business | 200.0K | — | 127.5K | — | 3.00M | — | 3.33M | 3.83% | ↗ |
| 59 | 2018 | R.S. Lowenthal Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Investment Banking business | 200.0K | — | 127.5K | — | 3.00M | — | 3.33M | 3.83% | ↗ |
| 60 | 2018 | J. Alfano CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. | 275.0K | 850.0K | 178.4K | — | — | — | 1.30M | 13.69% | ↗ |
| 61 | 2018 | B. McKigney President of Oppenheimer Asset Management Inc. | 225.0K | 900.0K | 127.5K | — | — | — | 1.25M | 10.18% | ↗ |
| 62 | 2018 | M. Whaley Executive Vice President, Private Client Services, of Oppenheimer & Co. Inc. | 175.0K | 850.0K | 127.5K | — | — | — | 1.15M | 11.06% | ↗ |
| 63 | 2018 | P. Albano Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Fixed Income Business | 200.0K | 500.0K | 58.6K | — | — | — | 758.6K | 7.73% | ↗ |
| 64 | 2017 | A. G. Lowenthal Chairman and CEO of the Company and Oppenheimer & Co. Inc. | 500.0K | — | 1.17M | — | 1.20M | 1.32M | 4.19M | 27.93% | ↗ |
| 65 | 2017 | A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer & Co. Inc. | 500.0K | — | 1.17M | — | 1.20M | 1.32M | 4.19M | 27.93% | ↗ |
| 66 | 2017 | R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Investment Banking business | 200.0K | — | 261.9K | — | 3.00M | — | 3.46M | 7.57% | ↗ |
| 67 | 2017 | R.S. Lowenthal Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Investment Banking business | 200.0K | — | 261.9K | — | 3.00M | — | 3.46M | 7.57% | ↗ |
| 68 | 2017 | R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Fixed Income and Investment Banking businesses | 200.0K | — | 261.9K | — | 3.00M | — | 3.46M | 7.57% | ↗ |
| 69 | 2017 | P. Albano Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Fixed Income Business | 200.0K | 900.0K | 155.6K | — | — | — | 1.26M | 12.39% | ↗ |
| 70 | 2017 | B. McKigney President of Oppenheimer Asset Management Inc. | 225.0K | 850.0K | 174.6K | — | — | — | 1.25M | 13.97% | ↗ |
| 71 | 2017 | M. Whaley Executive Vice President, Private Client Services, of Oppenheimer & Co. Inc. | 175.0K | 750.0K | 261.9K | — | — | — | 1.19M | 22.07% | ↗ |
| 72 | 2017 | J. Alfano CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. | 275.0K | 750.0K | 148.4K | — | — | — | 1.17M | 12.65% | ↗ |
| 73 | 2016 | R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Fixed Income and Investment Banking businesses | 200.0K | — | 122.8K | — | 1.73M | — | 2.05M | 5.99% | ↗ |
| 74 | 2016 | R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Investment Banking business | 200.0K | — | 122.8K | — | 1.73M | — | 2.05M | 5.99% | ↗ |
| 75 | 2016 | A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer & Co. Inc. | 500.0K | — | — | — | — | 602.5K | 1.10M | 0.00% | ↗ |
| 76 | 2016 | B. McKigney President of Oppenheimer Asset Management Inc. | 225.0K | 600.0K | 245.6K | — | — | — | 1.07M | 22.94% | ↗ |
| 77 | 2016 | M. Whaley Executive Vice President, Private Client Services, of Oppenheimer & Co. Inc. | 193.8K | 500.0K | 204.7K | — | — | — | 898.4K | 22.78% | ↗ |
| 78 | 2016 | J. Alfano CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. | 275.0K | 500.0K | 122.8K | — | — | — | 897.8K | 13.68% | ↗ |
| 79 | 2015 | R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Fixed Income business | 200.0K | — | 262.9K | — | 1.85M | 23.4K | 2.34M | 11.25% | ↗ |
| 80 | 2015 | R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Fixed Income and Investment Banking businesses | 200.0K | — | 262.9K | — | 1.85M | 23.4K | 2.34M | 11.25% | ↗ |
| 81 | 2015 | A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer & Co. Inc. | 500.0K | — | 858.1K | — | — | 5.8K | 1.36M | 62.92% | ↗ |
| 82 | 2015 | B. McKigney President of Oppenheimer Asset Management Inc. | 225.0K | 500.5K | 402.5K | — | — | — | 1.13M | 35.68% | ↗ |
| 83 | 2015 | J. Alfano CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. | 275.0K | 600.0K | 136.9K | — | — | — | 1.01M | 13.53% | ↗ |
| 84 | 2015 | M. Whaley Executive Vice President, Private Client Services, of Oppenheimer & Co. Inc. | 200.0K | 500.0K | 231.9K | — | — | — | 931.9K | 24.88% | ↗ |
| 85 | 2015 | D.P. McNamara Secretary of the Company and Executive Vice President and General Counsel of Oppenheimer & Co. Inc. | 260.0K | 500.0K | 136.9K | — | — | — | 896.9K | 15.27% | ↗ |
| 86 | 2014 | A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer & Co. Inc. | 500.0K | — | 2.75M | — | 700.0K | 5.8K | 3.96M | 69.52% | ↗ |
| 87 | 2014 | A. G. Lowenthal Chairman, CEO and Director of the Company and | 500.0K | — | 2.75M | — | 700.0K | 5.8K | 3.95M | 69.62% | ↗ |
| 88 | 2014 | R.S. Lowenthal Director of the Company and Senior Managing | 200.0K | — | 94.0K | — | 1.96M | 32.7K | 2.29M | 4.11% | ↗ |
| 89 | 2014 | R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Fixed Income and Investment Banking businesses | 200.0K | — | 94.0K | — | 1.96M | 32.7K | 2.29M | 4.11% | ↗ |
| 90 | 2014 | R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Fixed Income business | 200.0K | — | 94.0K | — | 1.96M | 32.7K | 2.29M | 4.11% | ↗ |
| 91 | 2014 | J. Blau President of Oppenheimer Asset Management Inc. | 200.0K | 800.0K | 138.9K | — | — | 118.6K | 1.26M | 11.05% | ↗ |
| 92 | 2014 | J. J. Alfano CFO of the Company and Executive Vice President and | 275.0K | 700.0K | 95.0K | — | — | — | 1.07M | 8.88% | ↗ |
| 93 | 2014 | J. Alfano CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. | 275.0K | 700.0K | 95.0K | — | — | — | 1.07M | 8.88% | ↗ |
| 94 | 2014 | D.P. McNamara Secretary of the Company and Executive Vice President and | 260.0K | 600.0K | 95.0K | — | — | — | 955.0K | 9.95% | ↗ |
| 95 | 2014 | D.P. McNamara Secretary of the Company and Executive Vice President and General Counsel of Oppenheimer & Co. Inc. | 260.0K | 600.0K | 95.0K | — | — | — | 955.0K | 9.95% | ↗ |
| 96 | 2014 | B. McKigney President of Oppenheimer Asset Management Inc. | 225.0K | 435.0K | 32.1K | — | — | — | 692.1K | 4.63% | ↗ |
| 97 | 2014 | M. Whaley Executive Vice President, Private Client Services, of Oppenheimer & Co. Inc. | 200.0K | 438.5K | 51.2K | — | — | — | 689.7K | 7.43% | ↗ |
| 98 | 2013 | A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer Co. Inc. | 500.0K | — | 1.67M | — | 2.50M | 5.8K | 4.67M | 35.70% | ↗ |
| 99 | 2013 | A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer | 500.0K | — | 1.67M | — | 2.50M | 5.7K | 4.67M | 35.70% | ↗ |
| 100 | 2013 | A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer & Co. Inc. | 500.0K | — | 1.67M | — | 2.50M | 5.8K | 4.67M | 35.70% | ↗ |
| 101 | 2013 | R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer Co. Inc.’s Income business | 200.0K | 2.15M | 134.0K | — | — | 17.8K | 2.50M | 5.36% | ↗ |
| 102 | 2013 | R.S. Lowenthal Director of the Company and Senior Managing | 200.0K | 2.15M | 134.0K | — | — | 17.8K | 2.50M | 5.36% | ↗ |
| 103 | 2013 | R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Fixed Income business | 200.0K | 2.15M | 134.0K | — | — | 17.8K | 2.50M | 5.36% | ↗ |
| 104 | 2013 | J. Blau President of Oppenheimer Asset Management Inc. | 295.0K | 800.0K | 118.3K | — | — | 88.0K | 1.30M | 9.09% | ↗ |
| 105 | 2013 | R. Okin Executive Vice-President, Oppenheimer Co. Inc. | 200.0K | 875.0K | 134.0K | — | — | — | 1.21M | 11.09% | ↗ |
| 106 | 2013 | J. J. Alfano CFO of the Company and Executive Vice President and | 275.0K | 725.0K | 126.2K | — | — | — | 1.13M | 11.20% | ↗ |
| 107 | 2013 | J. Alfano CFO of the Company since May 2011 and Executive Vice-President and CFO of Oppenheimer Co. Inc. | 275.0K | 725.0K | 126.2K | — | — | — | 1.13M | 11.20% | ↗ |
| 108 | 2013 | D.P. McNamara Secretary of the Company and Executive Vice President and | 260.0K | 740.0K | 126.2K | — | — | — | 1.13M | 11.20% | ↗ |
| 109 | 2013 | J. Alfano CFO of the Company and Executive Vice President and CFO of Oppenheimer & Co. Inc. | 275.0K | 725.0K | 126.2K | — | — | — | 1.13M | 11.20% | ↗ |
| 110 | 2013 | D.P. McNamara Secretary of the Company and Executive Vice President and General Counsel of Oppenheimer & Co. Inc. | 260.0K | 740.0K | 126.2K | — | — | — | 1.13M | 11.20% | ↗ |
| 111 | 2013 | M. Whaley Executive Vice President, Private Client Services, of Oppenheimer & Co. Inc. | 200.0K | 450.0K | 78.9K | — | — | — | 728.9K | 10.82% | ↗ |
| 112 | 2013 | E. K. Roberts President, Director of the Company and Oppenheimer Co. Inc. and Treasurer of the Company and Oppenheimer Co. Inc. until March 28, 2013 | 56.3K | — | — | — | — | 750.00 | 57.0K | 0.00% | ↗ |
| 113 | 2012 | R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer Co. Inc.’s Income business | 200.0K | 1.88M | 52.9K | — | — | 11.8K | 2.14M | 2.47% | ↗ |
| 114 | 2012 | R.S. Lowenthal Director of the Company and Senior Managing | 200.0K | 1.88M | 52.9K | — | — | 11.8K | 2.14M | 2.47% | ↗ |
| 115 | 2012 | A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer | 500.0K | — | 900.4K | — | 500.0K | 5.7K | 1.91M | 47.24% | ↗ |
| 116 | 2012 | A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer Co. Inc. | 500.0K | — | 900.4K | — | 500.0K | 5.7K | 1.91M | 47.24% | ↗ |
| 117 | 2012 | Robert Okin Executive Vice-President, Oppenheimer Co. Inc. | 200.0K | 600.0K | 75.5K | — | — | 5.8K | 881.3K | 8.57% | ↗ |
| 118 | 2012 | R. Okin Executive Vice-President, Oppenheimer Co. Inc. | 200.0K | 600.0K | 75.5K | — | — | 5.8K | 881.3K | 8.57% | ↗ |
| 119 | 2012 | Jeffrey Alfano Executive Vice-President and CFO of the Company since May 2011 and CFO of Oppenheimer Co. Inc. | 275.0K | 500.0K | 75.5K | — | — | — | 850.5K | 8.88% | ↗ |
| 120 | 2012 | J. J. Alfano CFO of the Company and Executive Vice President and | 275.0K | 550.0K | 75.5K | — | — | — | 850.5K | 8.88% | ↗ |
| 121 | 2012 | J. Alfano CFO of the Company since May 2011 and Executive Vice-President and CFO of Oppenheimer Co. Inc. | 275.0K | 500.0K | 75.5K | — | — | — | 850.5K | 8.88% | ↗ |
| 122 | 2012 | D.P. McNamara Secretary of the Company and Executive Vice President and | 260.0K | 500.0K | 75.5K | — | — | — | 835.5K | 9.04% | ↗ |
| 123 | 2012 | J. Blau President of Oppenheimer Asset Management Inc. | 160.0K | 541.9K | 52.9K | — | — | 69.3K | 824.0K | 6.41% | ↗ |
| 124 | 2012 | Thomas Robinson President, Oppenheimer Asset Management | 200.0K | 500.0K | — | — | — | — | 700.0K | 0.00% | ↗ |
| 125 | 2012 | E. K. Roberts President, Director of the Company and Oppenheimer Co. Inc. and Treasurer of the Company and Oppenheimer Co. Inc. until March 28, 2013 | 225.0K | 225.0K | 52.9K | — | — | 3.0K | 505.9K | 10.45% | ↗ |
| 126 | 2012 | E. K. Roberts President, Treasurer and Director of the Company and Treasurer of Oppenheimer Co. Inc. | 225.0K | 225.0K | 52.9K | — | — | 3.0K | 505.9K | 10.45% | ↗ |
| 127 | 2011 | R.S. Lowenthal Director of the Company and Senior Managing Director and Head of Oppenheimer Co. Inc.’s Income business | 200.0K | 1.80M | 176.8K | — | — | 30.7K | 2.20M | 8.03% | ↗ |
| 128 | 2011 | A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer Co. Inc. | 500.0K | — | 942.8K | — | — | 5.7K | 1.45M | 65.09% | ↗ |
| 129 | 2011 | Robert Okin Executive Vice-President, Oppenheimer Co. Inc. | 200.0K | 700.0K | 235.7K | — | — | 5.8K | 1.14M | 20.65% | ↗ |
| 130 | 2011 | R. Okin Executive Vice-President, Oppenheimer Co. Inc. | 200.0K | 700.0K | 235.7K | — | — | 5.8K | 1.14M | 20.65% | ↗ |
| 131 | 2011 | Jeffrey Alfano Executive Vice-President and CFO of the Company since May 2011 and CFO of Oppenheimer Co. Inc. | 275.0K | 550.0K | 235.7K | — | — | — | 1.06M | 22.22% | ↗ |
| 132 | 2011 | J. Alfano CFO of the Company since May 2011 and Executive Vice-President and CFO of Oppenheimer Co. Inc. | 275.0K | 550.0K | 235.7K | — | — | — | 1.06M | 22.22% | ↗ |
| 133 | 2011 | Thomas Robinson President, Oppenheimer Asset Management | 200.0K | 700.0K | — | — | — | — | 900.0K | 0.00% | ↗ |
| 134 | 2011 | E. K. Roberts President, Treasurer and Director of the Company and Treasurer of Oppenheimer Co. Inc. | 225.0K | 195.0K | 235.7K | — | — | 2.7K | 658.4K | 35.80% | ↗ |
| 135 | 2011 | E. K. Roberts President, Director of the Company and Oppenheimer Co. Inc. and Treasurer of the Company and Oppenheimer Co. Inc. until March 28, 2013 | 225.0K | 195.0K | 235.7K | — | — | 2.7K | 658.4K | 35.80% | ↗ |
| 136 | 2010 | A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer Co. Inc. | 500.0K | — | 2.60M | — | 3.07M | 5.8K | 6.18M | 42.07% | ↗ |
| 137 | 2010 | A. G. Lowenthal Chairman, CEO and Director of the | 500.0K | — | — | — | 3.07M | — | 6.18M | 0.00% | ↗ |
| 138 | 2010 | Robert Okin Executive Vice-President, Oppenheimer Co. Inc. | 200.0K | 900.0K | 130.0K | — | — | 5.8K | 1.24M | 10.52% | ↗ |
| 139 | 2010 | Jeffrey Alfano Executive Vice-President and CFO, Oppenheimer Co. Inc. | 275.0K | 700.0K | — | — | — | — | 1.24M | 0.00% | ↗ |
| 140 | 2010 | Jeffrey Alfano Executive Vice-President and CFO of the Company since May 2011 and CFO of Oppenheimer Co. Inc. | 275.0K | 700.0K | 260.0K | — | — | — | 1.24M | 21.05% | ↗ |
| 141 | 2010 | Thomas Robinson President, Oppenheimer Asset Management | 200.0K | 900.0K | — | — | — | — | 1.10M | 0.00% | ↗ |
| 142 | 2010 | Thomas Robinson President, Oppenheimer Asset | 200.0K | 900.0K | — | — | — | — | 1.10M | 0.00% | ↗ |
| 143 | 2010 | E. K. Roberts President, Treasurer, CFO | 225.0K | 250.0K | — | — | — | — | 607.7K | 0.00% | ↗ |
| 144 | 2010 | E. K. Roberts President, Treasurer and Director of the Company and Treasurer of Oppenheimer Co. Inc. | 225.0K | 250.0K | 130.0K | — | — | 2.7K | 607.7K | 21.39% | ↗ |
| 145 | 2009 | A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer | 500.0K | — | 549.8K | — | 2.20M | 5.8K | 3.25M | 16.92% | ↗ |
| 146 | 2009 | A. G. Lowenthal Chairman, CEO and Director of the | 500.0K | — | — | — | 2.20M | — | 3.25M | 0.00% | ↗ |
| 147 | 2009 | Thomas Robinson President, Oppenheimer Asset | 200.0K | 750.0K | — | — | — | — | 950.0K | 0.00% | ↗ |
| 148 | 2009 | Thomas Robinson President, Oppenheimer Asset Management | 200.0K | 750.0K | — | — | — | — | 950.0K | 0.00% | ↗ |
| 149 | 2009 | Robert Okin Executive Vice-President, Oppenheimer Co. Inc. | 200.0K | 650.0K | — | — | — | — | 855.8K | 0.00% | ↗ |
| 150 | 2009 | Jeffrey Alfano Executive Vice-President and CFO, Oppenheimer Co. Inc. | 275.0K | 500.0K | — | — | — | — | 848.3K | 0.00% | ↗ |
| 151 | 2009 | E. K. Roberts President, Treasurer, CFO | 225.0K | 250.0K | — | — | — | — | 551.0K | 0.00% | ↗ |
| 152 | 2009 | E. K. Roberts President, Treasurer, CFO and Director of the Company and Treasurer of Oppenheimer | 225.0K | 250.0K | 73.3K | — | — | 2.7K | 551.0K | 13.30% | ↗ |
| 153 | 2008 | A. G. Lowenthal Chairman, CEO and Director of the | 500.0K | — | — | — | — | — | 1.46M | 0.00% | ↗ |
| 154 | 2008 | A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer | 500.0K | — | 953.3K | — | — | 5.8K | 1.46M | 65.34% | ↗ |
| 155 | 2008 | Jeffrey Alfano Executive Vice-President and CFO, Oppenheimer Co. Inc. | 275.0K | 437.5K | — | — | — | — | 1.09M | 0.00% | ↗ |
| 156 | 2008 | Robert Okin Executive Vice-President, Oppenheimer Co. Inc. | 200.0K | 425.0K | — | — | — | — | 1.02M | 0.00% | ↗ |
| 157 | 2008 | Thomas Robinson President, Oppenheimer Asset | 200.0K | 800.0K | — | — | — | — | 1.00M | 0.00% | ↗ |
| 158 | 2008 | Thomas Robinson President, Oppenheimer Asset Management | 200.0K | 800.0K | — | — | — | — | 1.00M | 0.00% | ↗ |
| 159 | 2008 | E. K. Roberts President, Treasurer, CFO | 225.0K | 150.0K | — | — | — | — | 759.0K | 0.00% | ↗ |
| 160 | 2008 | E. K. Roberts President, Treasurer, CFO and Director of the Company and Treasurer of Oppenheimer | 225.0K | 150.0K | 381.3K | — | — | 2.7K | 759.0K | 50.24% | ↗ |
| 161 | 2007 | A. G. Lowenthal Chairman, CEO, and Director of the Corporation and Oppenheimer | 500.0K | — | — | 335.8K | 5.00M | 40.7K | 5.88M | 5.71% | ↗ |
| 162 | 2007 | A. G. Lowenthal Chairman, CEO and Director of the Company and Oppenheimer | 500.0K | — | — | — | 5.00M | 40.7K | 5.54M | 0.00% | ↗ |
| 163 | 2007 | R. Okin Executive Vice-President of Oppenheimer | 200.0K | 1.50M | 15.7K | 89.0K | — | 11.5K | 1.82M | 5.77% | ↗ |
| 164 | 2007 | T. Robinson President of OAM | 200.0K | 1.50M | — | 42.1K | — | — | 1.74M | 2.42% | ↗ |
| 165 | 2007 | Robert Okin Executive Vice-President, Oppenheimer Co. Inc. | 200.0K | 1.50M | — | — | — | 19.7K | 1.72M | 0.00% | ↗ |
| 166 | 2007 | Thomas Robinson President, Oppenheimer Asset Management | 200.0K | 1.50M | — | — | — | — | 1.70M | 0.00% | ↗ |
| 167 | 2007 | J.J. Alfano Executive Vice-President and CFO of Oppenheimer | 275.0K | 637.5K | 116.9K | 14.6K | — | — | 1.04M | 12.60% | ↗ |
| 168 | 2007 | Jeffrey Alfano Executive Vice-President and CFO, Oppenheimer Co. Inc. | 275.0K | 637.5K | — | — | — | — | 912.5K | 0.00% | ↗ |
| 169 | 2007 | E. K. Roberts President, Treasurer, CFO and Director of the Company and Treasurer of Oppenheimer | 200.0K | 500.0K | — | — | — | 30.7K | 855.9K | 0.00% | ↗ |
| 170 | 2007 | E. K. Roberts President, Treasurer, CFO and Director of the Corporation and Treasurer of Oppenheimer | 200.0K | 500.0K | — | 125.2K | — | 30.7K | 855.9K | 14.63% | ↗ |
| 171 | 2006 | A.G. Lowenthal Chairman, CEO, and Director of the Corporation and Oppenheimer | 500.0K | — | — | — | 3.95M | 42.1K | 5.16M | 0.00% | ↗ |
| 172 | 2006 | A. G. Lowenthal Chairman, CEO, and Director of the Corporation and Oppenheimer | 500.0K | — | — | 664.1K | 3.95M | 42.1K | 5.16M | 12.88% | ↗ |
| 173 | 2006 | R. Okin Executive Vice-President of Oppenheimer | 200.0K | 1.20M | 6.9K | 139.3K | — | 11.1K | 1.61M | 9.09% | ↗ |
| 174 | 2006 | T. Robinson President of OAM | 200.0K | 1.20M | — | 57.7K | — | — | 1.44M | 4.01% | ↗ |
| 175 | 2006 | E. K. Roberts President, Treasurer, CFO and Director of the Corporation and Treasurer of Oppenheimer | 200.0K | 400.0K | — | 192.5K | — | 34.1K | 893.8K | 21.54% | ↗ |
| 176 | 2006 | E.K. Roberts President, Treasurer, CFO and Director of the Corporation and Treasurer and a Director of Oppenhiemer | 200.0K | 400.0K | — | — | — | 34.1K | 826.6K | 0.00% | ↗ |
| 177 | 2006 | J.J. Alfano Executive Vice-President and CFO of Oppenheimer | 206.3K | 225.0K | 87.7K | 8.7K | — | 160.7K | 688.4K | 14.00% | ↗ |
| 178 | 2005 | A.G. Lowenthal, Chairman, CEO, and Director of the | 500.0K | 1.70M | — | — | — | — | 2.20M | 0.00% | ↗ |
| 179 | 2005 | Thomas Robinson , | 200.0K | 1.00M | — | — | — | — | 1.20M | 0.00% | ↗ |
| 180 | 2005 | Robert Okin Executive Vice-President, Oppenheimer Co. Inc. | 200.0K | 848.5K | — | — | — | — | 1.05M | 0.00% | ↗ |
| 181 | 2005 | Robert Neuhoff, Executive Vice President and a Director of Fahnestock | 260.0K | 250.0K | — | — | — | — | 510.0K | 0.00% | ↗ |
| 182 | 2005 | E.K. Roberts, President, Treasurer And Director of the Company, Treasurer and a Director of Fahnestock | 200.0K | 205.0K | — | — | — | — | 405.0K | 0.00% | ↗ |
| 183 | 2002 | A.G. Lowenthal, Chairman, CEO, and Director of the | 480.3K | — | — | — | — | 2.5K | 482.8K | 0.00% | ↗ |
| 184 | 2002 | Eric J. Shames, Secretary and General Counsel of Fahnestock | 290.0K | 75.0K | — | — | — | 2.5K | 367.5K | 0.00% | ↗ |
| 185 | 2002 | Robert Neuhoff, Executive Vice President and a Director of Fahnestock | 260.0K | 75.0K | — | — | — | 2.5K | 337.5K | 0.00% | ↗ |
| 186 | 2002 | Robert Maimone, Sr. Vice President, Operations of Fahnestock | 170.0K | 80.0K | — | — | — | 2.5K | 252.5K | 0.00% | ↗ |
| 187 | 2002 | E.K. Roberts, President, Treasurer And Director of the Company, Treasurer and a Director of Fahnestock | 183.3K | 60.0K | — | — | — | — | 243.3K | 0.00% | ↗ |
| 188 | 2001 | A.G. Lowenthal, Chairman, CEO, and Director of the | 480.4K | 497.5K | — | — | — | 5.7K | 983.6K | 0.00% | ↗ |
| 189 | 2001 | Robert Neuhoff, Executive Vice President and a Director of Fahnestock | 260.0K | 175.0K | — | — | — | 5.7K | 440.7K | 0.00% | ↗ |
| 190 | 2001 | Eric J. Shames, Secretary and General Counsel of Fahnestock | 290.0K | 100.0K | — | — | — | 5.7K | 395.7K | 0.00% | ↗ |
| 191 | 2001 | Robert Maimone, Sr. Vice President, Operations of Fahnestock | 170.0K | 80.0K | — | — | — | 5.7K | 255.7K | 0.00% | ↗ |
| 192 | 2001 | E.K. Roberts, President, Treasurer And Director of the Company, Treasurer and a Director of Fahnestock | 158.0K | 85.0K | — | — | — | — | 243.0K | 0.00% | ↗ |
| 193 | 2000 | A.G. Lowenthal, Chairman, CEO, and Director of the | 480.4K | 3.96M | — | — | — | 7.7K | 4.45M | 0.00% | ↗ |
| 194 | 2000 | Robert Neuhoff, Executive Vice President and a Director of Fahnestock | 260.0K | 225.0K | — | — | — | 7.7K | 492.7K | 0.00% | ↗ |
| 195 | 2000 | E.K. Roberts, President, Treasurer And Director of the Company, Treasurer and a Director of Fahnestock | 135.0K | 125.0K | — | — | — | — | 260.0K | 0.00% | ↗ |
| 196 | 2000 | Robert Maimone, Sr. Vice President, Operations of Fahnestock | 170.0K | 80.0K | — | — | — | 7.7K | 257.7K | 0.00% | ↗ |
Proxy statements
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| Robert Steven Lowenthal | Chief Executive Officer, President & Director | 9M | male |
| Peter J. Albano | Senior MD and Global Head of Fixed Income Business - Oppenheimer & Co. Inc. | 3M | male |
| Albert Grinsfelder Lowenthal | Executive Chairman | 3M | male |
| Bryan Edward McKigney | President of Oppenheimer Asset Management Inc | 1M | male |
| Brad Michael Watkins | Executive Vice President & Chief Financial Officer | 1M | male |
| Dennis Patrick McNamara | Executive Vice President, General Counsel & Secretary | 760.0K | male |
| Sean Minnihan | Head of Financial Technology Investment Banking | — | male |
| Douglas Thornley Siegel | MD & Chief Compliance Officer | — | male |
| Manuel Rodriguez | Head of the Latin America Investment Banking Group | — | male |
| Robin Graham | Head of Technology Investment Banking | — | male |
| Rupert Sadler | Managing Director in Technology Investment Banking Group | — | male |
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Community Opinion for OPY
Short-term intention
Target Price Distribution
These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

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