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Nkarta, Inc. (NKTX)

USD2.62 -0.04 (-1.32%)
US NASDAQ Healthcare Biotechnology
Address 1150 Veterans Boulevard 94080
South San Francisco, CA, US
CEO Paul J. Hastings
IPO 2020-07-10
CIK 1787400 ISIN US65487U1088

Explore sections of this company profile

Description

Nkarta, Inc., a clinical-stage biopharmaceutical company, develops and commercializes natural killer cell therapies for cancer and autoimmune disease treatment. Its lead product candidate is NKX019, a chimeric antigen receptor-natural killer (CAR NK) targeting the CD19 antigen, which is in Phase 1 clinical trial for the treatment of lupus nephritis; systemic sclerosis; idiopathic inflammatory myopathy; and antineutrophil cytoplasmic antibody (ANCA)-associated vasculitis, as well as for systemic lupus erythematosus and myasthenia gravis. The company has a research collaboration agreement with CRISPR Therapeutics AG. Nkarta, Inc. was incorporated in 2015 and is based in South San Francisco, California.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD2.62 -0.04 (-1.32%)
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Volume Profile
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Liquidity & share structure
Average Volume
769.5K
Beta
0.90
Float Shares
54.05M
Free Float %
75.8%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+3.14% -1.20% +51.15% +66.50% +67.35% +77.30% +62.38% -26.95% -86.95% -93.15% -93.15%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (12 ratings, all time) Buy
Price Targets & DCF
Current price
2.62
Low 15.00 +473.6%
Consensus 21.60 +726.0%
Median 16.00 +511.9%
High 36.00 +1,276.7%
Ratings Trend (MoM) 100% Bullish
Rating 2026-05 Change
Strong Buy 1 0
Buy 4 -1
Hold 0 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year
All Time 6
23.33
+792.2%
Quality scores
Altman Z-Score
-1.20
Distress
Piotroski F-Score
1 / 9
Weak
MOAT Score
3 / 10
No MOAT
Composite Rating
C
Overall Score
2 / 5
Medium
DCF Score
1 / 5
Low
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
2 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
5 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
  • EPS growth Biotechnology: +29.7%
    +11.9% Q1'26: +14.0% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
  • EBIT margin Biotechnology: +0.0%
  • ROIC Biotechnology: -16.1%
    -107.8% Q1'26: +0.0% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +9.0% Q1'26: +0.5% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -0.68× Q1'26: -0.61× (vs Q1'25)
Valuation Multiples From To
DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.89) × ERP
WACC = 76% × Ke + 24% × Kd (4.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 2.62
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2024
actual
Dec 2025
actual
Dec 2026
5 Rev. Ana.
3 EPS Ana.
Dec 2027
4 Rev. Ana.
3 EPS Ana.
Dec 2028
3 Rev. Ana.
3 EPS Ana.
Dec 2029
2 Rev. Ana.
1 EPS Ana.
Dec 2030
1 Rev. Ana.
1 EPS Ana.
Revenue
2.25M
2.25M – 2.25M
6.50M
6.50M – 6.50M
+188.9% YoY
6.44M
6.44M – 6.44M
-1.0% YoY
114.23M
114.23M – 114.23M
+1,674.5% YoY
134.27M
134.27M – 134.27M
+17.5% YoY
EBITDA
-119.04M
-112.01M
— – —
— – —
— – —
— – —
— – —
EBIT
-128.19M
-121.21M
— – —
— – —
— – —
— – —
— – —
Net Income
-108.79M
est: -109.24M (+0.4%)
-104.08M
est: -94.12M (-10.6%)
-117.20M
-124.17M – -75.21M
-24.5% YoY
-132.69M
-154.57M – -37.91M
-13.2% YoY
-92.60M
-98.85M – -86.35M
+30.2% YoY
-50.31M
-50.31M – -50.31M
+45.7% YoY
-45.32M
-45.32M – -45.32M
+9.9% YoY
SGA
31.45M
31.57M
— – —
— – —
— – —
— – —
— – —
EPS
-1.60
est: -1.66 (+3.5%)
-1.41
est: -1.31 (-7.9%)
-1.45
-1.68 – -1.02
-10.8% YoY
-1.42
-2.09 – -0.51
+2.0% YoY
-1.25
-1.34 – -1.17
+12.1% YoY
-0.68
-0.68 – -0.68
+45.5% YoY
-0.61
-0.61 – -0.61
+9.9% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-12 C 2/5 1/5 1/5 1/5 2/5 1/5 5/5
2026-05-11 C 2/5 1/5 1/5 1/5 2/5 1/5 5/5
2026-05-08 C 2/5 1/5 1/5 1/5 2/5 1/5 5/5
2026-05-07 C 2/5 1/5 1/5 1/5 2/5 1/5 5/5
2026-05-06 C 2/5 1/5 1/5 1/5 2/5 1/5 5/5
2026-05-05 C 2/5 1/5 1/5 1/5 2/5 1/5 5/5
2026-05-04 C 2/5 1/5 1/5 1/5 2/5 1/5 5/5
2026-05-01 C 2/5 1/5 1/5 1/5 2/5 1/5 5/5
2026-04-30 C 2/5 1/5 1/5 1/5 2/5 1/5 5/5
2026-04-29 C 2/5 1/5 1/5 1/5 2/5 1/5 5/5
2026-04-28 C 2/5 1/5 1/5 1/5 2/5 1/5 5/5
2026-04-27 C 2/5 1/5 1/5 1/5 2/5 1/5 5/5
2026-04-24 C 2/5 1/5 1/5 1/5 2/5 1/5 5/5
2026-04-23 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-04-22 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-04-21 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-04-20 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-04-17 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5
2026-04-16 C 2/5 1/5 1/5 1/5 1/5 1/5 5/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-87.27M
OE per share TTM
-1.18
Owner's Yield
-35.83%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
425,849.0%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
52
Total invested
20.16M
Insider transactions (90d)
0
Beneficial owners (>5%)
40
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 RA Capital Management, L.P. 5.61M 17.20% 5.61M 10.00 IA or Place of Organization. 2020-07-24
2 Rajeev Shah 5.61M 17.20% 5.61M 10.00 HC, IN States 2020-07-24
3 85-4328500 4.75M 9.70% 1.52M 4.75M IA Maryland 2023-02-10
4 Boxer Asser Management Inc. 4.41M 9.00% 4.41M 4.41M CO Delaware 2024-01-18
5 Boxer Capital, LLC 4.41M 9.00% 4.41M 4.41M OO Delaware 2024-01-18
6 Joe Lewis 4.41M 9.00% 4.41M 4.41M IN Delaware 2024-01-18
7 (1) BlackRock, Inc. 4.22M 6.00% 4.10M HC Delaware 2024-11-08
8 Adage Capital Management, L.P. 3.70M 7.54% 3.70M IA, PN Delaware 2023-11-03
9 Adage Capital Partners GP, L.L.C. 3.70M 7.54% 3.70M OO Delaware 2023-11-03
10 Adage Capital Partners, L.P. 3.70M 7.54% 3.70M PN Delaware 2023-11-03
11 Phillip Gross 3.70M 7.54% 3.70M IN United States 2023-11-03
12 Robert Atchinson 3.70M 7.54% 3.70M IN United States 2023-11-03
13 15 GP, LLC 3.57M 7.40% 3.57M 3.57M OO Delaware Limited Liability Company 2022-05-05
14 Anthony A. Florence, Jr. 3.57M 7.40% 3.57M 3.57M IN States 2022-05-05
15 Baskett 3.57M 7.40% 3.57M 3.57M IN States 2022-05-05
16 Mohamad H. Makhzoumi 3.57M 7.40% 3.57M 3.57M IN States 2022-05-05
17 NEA Partners 15, L.P. 3.57M 7.40% 3.57M 3.57M PN Delaware Limited Partnership 2022-05-05
18 New Enterprise Associates 15, L.P. 3.57M 7.40% 3.57M 3.57M PN Delaware Limited Partnership 2022-05-05
19 Peter W. Sonsini 3.57M 7.40% 3.57M 3.57M IN States 2022-05-05
20 Scott D. Sandell 3.57M 7.40% 3.57M 3.57M IN States 2022-05-05
21 Deerfield Management Company, L.P. 3.40M 6.93% 3.40M PN Delaware 2023-10-26
22 Deerfield Mgmt, L.P. 3.40M 6.93% 3.40M PN Delaware 2023-10-26
23 Deerfield Partners, L.P. 3.40M 6.93% 3.40M PN Delaware 2023-10-26
24 James E. Flynn 3.40M 6.93% 3.40M IN Delaware 2023-10-26
25 Wasatch Advisors LP 87-0319391 2.73M 5.60% 2.73M IA 2023-02-09
26 Capital LP 2.73M 5.60% 2.73M 2.73M IA Delaware, USA 2023-10-27
27 Capital Master LP 2.73M 5.60% 2.73M 2.73M OO Delaware, USA 2023-10-27
28 LSP 6 Management B.V. 2.17M 6.70% 2.17M 2.17M OO 2020-07-24
29 David Kroin 1.97M 5.97% 1.97M HC, IN United States 2022-02-18
30 Deep Track Biotechnology Master Fund, Ltd. 1.97M 5.97% 1.97M CO United States 2022-02-18
31 Deep Track Capital, LP 1.97M 5.97% 1.97M IA, OO United States 2022-02-18
32 Arsani William 1.93M 11.00% 1.93M 1.93M HC, IN Delaware 2020-09-01
33 Logos Global Management GP LLC 1.93M 11.00% 1.93M 1.93M HC, OO Delaware 2020-09-01
34 Logos Global Management LP 1.93M 11.00% 1.93M 1.93M IA, PN Delaware 2020-09-01
35 Logos GP LLC 1.70M 11.00% 1.70M 1.70M OO Delaware 2020-09-01
36 Logos Global Master Fund LP 1.70M 11.00% 1.70M 1.70M PN Delaware 2020-09-01
37 LSP 6 Holding C.V. 1.42M 4.40% 1.42M 1.42M OO 2020-07-24
38 Aaron I. Davis 84.9K 0.20% 84.9K 84.9K IN Delaware 2024-01-18
39 MVA Investors, LLC 84.9K 0.20% 84.9K 84.9K CO Delaware 2024-01-18
40 2. 10.00 5.40% 3.82M HC, IN Delaware 2024-12-13

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
52
-68 vs prev Q
New positions
9
Closed positions
76
Increased
23
Reduced
17
Put/Call ratio
0.00
Calls held
21.6K
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 NANO CAP NEW MILLENNIUM GROWTH FUND L P 150.0K +150.0K (+100.0%) 277.50M +277.5M (+100.0%) 0.20% +0.203 pp 0.24% +0.237 pp USD1.85 +0.0% 1 qtrs NEW
2 RA CAPITAL MANAGEMENT, L.P. 10.81M +— (+0.0%) 19.99M -2.4M (-10.6%) 14.60% -0.009 pp 0.20% -0.071 pp USD21.11 -91.2% 22 qtrs
3 BLACKROCK, INC. 4.12M +416.6K (+11.3%) 7.61M -43.0K (-0.6%) 5.56% +0.560 pp 0.00% +0.000 pp USD4.08 -54.7% 6 qtrs
4 NEA MANAGEMENT COMPANY, LLC 3.57M +— (+0.0%) 6.60M -785.1K (-10.6%) 4.82% -0.003 pp 0.34% -0.069 pp USD26.75 -93.1% 22 qtrs
5 SAMSARA BIOCAPITAL, LLC 3.51M -260.4K (-6.9%) 6.49M -1.3M (-16.8%) 4.74% -0.355 pp 0.67% -0.349 pp USD21.54 -91.4% 22 qtrs
6 SR ONE CAPITAL MANAGEMENT, LP 3.33M +— (+0.0%) 6.17M -733.3K (-10.6%) 4.50% -0.003 pp 0.87% -0.125 pp USD11.42 -83.8% 15 qtrs
7 GSK PLC 3.15M +3.2M (+100.0%) 5.83M +5.8M (+100.0%) 4.26% +4.256 pp 0.73% +0.730 pp USD1.85 +0.0% 1 qtrs NEW
8 VANGUARD GROUP INC 2.60M +105.7K (+4.2%) 4.81M -352.7K (-6.8%) 3.51% +0.141 pp 0.00% +0.000 pp USD12.64 -85.4% 22 qtrs
9 MONACO ASSET MANAGEMENT SAM 2.55M +576.0K (+29.2%) 4.71M +632.0K (+15.5%) 3.44% +0.777 pp 0.82% +0.568 pp USD1.82 +1.6% 4 qtrs
10 ALYESKA INVESTMENT GROUP, L.P. 2.08M +144.0 (+0.0%) 3.86M -458.4K (-10.6%) 2.82% -0.002 pp 0.01% -0.002 pp USD3.14 -41.1% 10 qtrs
11 RENAISSANCE TECHNOLOGIES LLC 1.70M +556.9K (+48.6%) 3.15M +778.4K (+32.8%) 2.30% +0.751 pp 0.00% +0.002 pp USD4.07 -54.5% 18 qtrs
12 WASATCH ADVISORS LP 1.58M -61.5K (-3.8%) 2.92M -474.0K (-14.0%) 2.13% -0.084 pp 0.02% -0.001 pp USD6.22 -70.3% 22 qtrs
13 TANG CAPITAL MANAGEMENT LLC 1.48M -5.6M (-79.0%) 2.74M -11.9M (-81.2%) 2.00% -7.537 pp 0.14% -0.427 pp USD2.53 -26.9% 16 qtrs
14 CITADEL ADVISORS LLC 1.35M -1.6M (-53.6%) 2.49M -3.5M (-58.5%) 1.82% -2.103 pp 0.00% -0.001 pp USD6.03 -69.3% 19 qtrs
15 STATE STREET CORP 1.17M +21.2K (+1.9%) 2.16M -213.3K (-9.0%) 1.58% +0.028 pp 0.00% +0.000 pp USD10.34 -82.1% 22 qtrs
16 GEODE CAPITAL MANAGEMENT, LLC 1.15M +86.2K (+8.1%) 2.14M -75.6K (-3.4%) 1.56% +0.116 pp 0.00% +0.000 pp USD12.41 -85.1% 22 qtrs
17 TWO SIGMA INVESTMENTS, LP 972.0K +451.8K (+86.9%) 1.80M +721.4K (+67.0%) 1.31% +0.610 pp 0.00% +0.001 pp USD3.04 -39.1% 18 qtrs
18 AWM INVESTMENT COMPANY, INC. 906.0K +106.0K (+13.3%) 1.68M +20.1K (+1.2%) 1.22% +0.143 pp 0.16% +0.007 pp USD2.07 -10.6% 5 qtrs
19 BLACKSTONE INC. 747.0K +— (+0.0%) 1.38M -164.4K (-10.6%) 1.01% -0.001 pp 0.01% -0.001 pp USD4.02 -54.0% 7 qtrs
20 ACADIAN ASSET MANAGEMENT LLC 692.1K +181.4K (+35.5%) 1.28M +224.0K (+21.3%) 0.93% +0.245 pp 0.00% +0.000 pp USD3.33 -44.4% 12 qtrs
21 PEAPOD LANE CAPITAL LLC 676.2K +4.9K (+0.7%) 1.25M -138.7K (-10.0%) 0.91% +0.006 pp 1.06% -0.179 pp USD1.83 +1.1% 4 qtrs
22 TWO SIGMA ADVISERS, LP 647.2K +454.3K (+235.5%) 1.20M +798.0K (+199.9%) 0.87% +0.614 pp 0.00% +0.002 pp USD1.96 -5.6% 17 qtrs
23 JPMORGAN CHASE & CO 599.0K +40.1K (+7.2%) 1.11M -48.7K (-4.2%) 0.81% +0.054 pp 0.00% +0.000 pp USD5.64 -67.2% 22 qtrs
24 NORTHERN TRUST CORP 359.6K -17.3K (-4.6%) 665.3K -114.9K (-14.7%) 0.49% -0.024 pp 0.00% +0.000 pp USD13.45 -86.2% 22 qtrs
25 GOLDMAN SACHS GROUP INC 340.2K +59.5K (+21.2%) 629.4K +48.2K (+8.3%) 0.46% +0.080 pp 0.00% +0.000 pp USD4.27 -56.7% 21 qtrs
26 AQR CAPITAL MANAGEMENT LLC 319.0K -73.6K (-18.7%) 590.1K -222.5K (-27.4%) 0.43% -0.100 pp 0.00% 0.000 pp USD2.68 -31.0% 7 qtrs
27 MORGAN STANLEY 311.1K -162.1K (-34.3%) 575.6K -404.0K (-41.2%) 0.42% -0.219 pp 0.00% +0.000 pp USD3.10 -40.3% 22 qtrs
28 PANAGORA ASSET MANAGEMENT INC 284.2K +102.6K (+56.5%) 525.8K +149.9K (+39.9%) 0.38% +0.139 pp 0.00% +0.000 pp USD1.83 +1.1% 3 qtrs
29 WOODLINE PARTNERS LP 250.8K -124.3K (-33.1%) 464.1K -312.5K (-40.2%) 0.34% -0.168 pp 0.00% -0.002 pp USD10.78 -82.8% 8 qtrs
30 JANE STREET GROUP, LLC 243.7K +81.9K (+50.6%) 450.9K +116.0K (+34.6%) 0.33% +0.111 pp 0.00% +0.000 pp USD2.00 -7.5% 15 qtrs
31 GSA CAPITAL PARTNERS LLP 206.7K +206.7K (+100.0%) 382.0K +382.0K (+100.0%) 0.28% +0.279 pp 0.03% +0.033 pp USD1.85 +0.0% 1 qtrs NEW
32 DIMENSIONAL FUND ADVISORS LP 198.7K -36.0K (-15.4%) 367.5K -118.4K (-24.4%) 0.27% -0.049 pp 0.00% +0.000 pp USD4.37 -57.7% 15 qtrs
33 NUVEEN, LLC 190.7K +95.1K (+99.5%) 352.8K +154.9K (+78.3%) 0.26% +0.128 pp 0.00% +0.000 pp USD1.84 +0.5% 4 qtrs
34 BARCLAYS PLC 183.9K -48.6K (-20.9%) 340.3K -710.9K (-67.6%) 0.25% -0.066 pp 0.00% 0.000 pp USD4.81 -61.5% 16 qtrs
35 D. E. SHAW & CO., INC. 183.4K +183.4K (+100.0%) 339.2K +339.2K (+100.0%) 0.25% +0.248 pp 0.00% +0.000 pp USD1.85 +0.0% 1 qtrs NEW
36 HSBC HOLDINGS PLC 161.4K +66.5K (+70.0%) 299.5K +103.9K (+53.1%) 0.22% +0.090 pp 0.00% +0.000 pp USD2.57 -28.0% 13 qtrs
37 LOS ANGELES CAPITAL MANAGEMENT LLC 142.8K -458.0 (-0.3%) 297.1K +480.0 (+0.2%) 0.19% -0.001 pp 0.00% +0.000 pp USD1.76 +5.1% 4 qtrs
38 MARSHALL WACE, LLP 155.0K +70.1K (+82.6%) 286.8K +111.0K (+63.2%) 0.21% +0.095 pp 0.00% +0.000 pp USD1.97 -6.1% 2 qtrs
39 INVESCO LTD. 150.5K +33.6K (+28.8%) 278.4K +36.5K (+15.1%) 0.20% +0.045 pp 0.00% +0.000 pp USD1.89 -2.1% 5 qtrs
40 SAMALIN INVESTMENT COUNSEL, LLC 150.2K +10.1K (+7.2%) 277.9K -12.2K (-4.2%) 0.20% +0.014 pp 0.10% -0.001 pp USD2.17 -14.7% 5 qtrs
41 XTX TOPCO LTD 134.7K +117.9K (+698.4%) 249.3K +214.3K (+613.6%) 0.18% +0.159 pp 0.01% +0.005 pp USD1.88 -1.6% 2 qtrs
42 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 129.2K +— (+0.0%) 239.0K -28.4K (-10.6%) 0.17% 0.000 pp 0.00% +0.000 pp USD10.25 -82.0% 22 qtrs
43 FMR LLC 119.6K +1.7K (+1.5%) 221.3K -22.8K (-9.3%) 0.16% +0.002 pp 0.00% +0.000 pp USD3.34 -44.6% 22 qtrs
44 STIFEL FINANCIAL CORP 117.2K -11.2K (-8.7%) 216.9K -49.0K (-18.4%) 0.16% -0.015 pp 0.00% +0.000 pp USD2.81 -34.2% 17 qtrs
45 BANK OF NEW YORK MELLON CORP 110.0K -18.0K (-14.1%) 203.6K -61.5K (-23.2%) 0.15% -0.024 pp 0.00% +0.000 pp USD13.94 -86.7% 22 qtrs
46 BANK OF AMERICA CORP /DE/ 110.0K -332.5K (-75.1%) 203.5K -712.4K (-77.8%) 0.15% -0.450 pp 0.00% +0.000 pp USD2.88 -35.8% 22 qtrs
47 BRIDGEWAY CAPITAL MANAGEMENT, LLC 107.8K +20.0K (+22.8%) 199.4K +17.7K (+9.7%) 0.15% +0.027 pp 0.00% +0.000 pp USD1.79 +3.4% 11 qtrs
48 MILLENNIUM MANAGEMENT LLC 104.7K -643.8K (-86.0%) 193.6K -1.4M (-87.5%) 0.14% -0.870 pp 0.00% -0.001 pp USD2.07 -10.6% 21 qtrs
49 AMERICAN CENTURY COMPANIES INC 95.2K +— (+0.0%) 176.1K -20.9K (-10.6%) 0.13% 0.000 pp 0.00% +0.000 pp USD5.28 -65.0% 11 qtrs
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 94.7K +49.0K (+106.9%) 175.3K +80.5K (+84.9%) 0.13% +0.066 pp 0.00% +0.000 pp USD1.96 -5.6% 14 qtrs
51 ALLIANCEBERNSTEIN L.P. 89.9K +— (+0.0%) 166.3K -19.8K (-10.6%) 0.12% 0.000 pp 0.00% +0.000 pp USD14.52 -87.3% 21 qtrs
52 MAN GROUP PLC 88.4K +44.8K (+102.7%) 163.6K +73.3K (+81.2%) 0.12% +0.061 pp 0.00% +0.000 pp USD1.96 -5.6% 2 qtrs
53 UBS GROUP AG 79.9K +59.2K (+286.3%) 147.7K +104.9K (+245.2%) 0.11% +0.080 pp 0.00% +0.000 pp USD2.38 -22.3% 22 qtrs
54 PRELUDE CAPITAL MANAGEMENT, LLC 73.3K +30.0K (+69.3%) 135.6K +46.0K (+51.3%) 0.10% +0.041 pp 0.01% +0.003 pp USD1.98 -6.6% 2 qtrs
55 RHUMBLINE ADVISERS 67.0K -3.8K (-5.3%) 123.9K -22.5K (-15.4%) 0.09% -0.005 pp 0.00% +0.000 pp USD13.95 -86.7% 22 qtrs
56 BAILARD, INC. 63.4K +33.8K (+114.2%) 117.3K +56.0K (+91.4%) 0.09% +0.046 pp 0.00% +0.001 pp USD1.95 -5.1% 2 qtrs
57 IEQ CAPITAL, LLC 59.8K -7.5K (-11.2%) 110.7K -28.7K (-20.6%) 0.08% -0.010 pp 0.00% 0.000 pp USD1.80 +2.8% 4 qtrs
58 POINT72 ASSET MANAGEMENT, L.P. 55.2K +55.2K (+100.0%) 102.1K +102.1K (+100.0%) 0.07% +0.075 pp 0.00% +0.000 pp USD1.85 +0.0% 1 qtrs NEW
59 WELLS FARGO & COMPANY/MN 48.0K +15.1K (+45.8%) 88.8K +20.7K (+30.3%) 0.06% +0.020 pp 0.00% +0.000 pp USD4.88 -62.1% 22 qtrs
60 FOREFRONT ANALYTICS, LLC 40.7K +1.3K (+3.2%) 75.3K -6.4K (-7.8%) 0.06% +0.002 pp 0.07% -0.012 pp USD3.53 -47.6% 12 qtrs
61 BNP PARIBAS ARBITRAGE, SNC 40.0K -14.3K (-26.4%) 74.0K -38.4K (-34.2%) 0.05% -0.019 pp 0.00% +0.000 pp USD2.41 -23.2% 5 qtrs
62 CITIGROUP INC 37.3K -70.0K (-65.3%) 69.0K -153.2K (-69.0%) 0.05% -0.095 pp 0.00% 0.000 pp USD4.01 -53.9% 22 qtrs
63 RANGELEY CAPITAL, LLC 32.1K +32.1K (+100.0%) 59.3K +59.3K (+100.0%) 0.04% +0.043 pp 0.05% +0.049 pp USD1.85 +0.0% 1 qtrs NEW
64 GRAHAM CAPITAL MANAGEMENT, L.P. 31.8K -649.0 (-2.0%) 58.7K -8.3K (-12.4%) 0.04% -0.001 pp 0.00% +0.000 pp USD2.07 -10.6% 2 qtrs
65 PRICE T ROWE ASSOCIATES INC /MD/ 28.9K +— (+0.0%) 54.0K -6.0K (-10.0%) 0.04% +0.000 pp 0.00% +0.000 pp USD4.37 -57.7% 7 qtrs
66 BANK OF MONTREAL /CAN/ 27.8K +— (+0.0%) 51.5K -6.1K (-10.6%) 0.04% +0.000 pp 0.00% +0.000 pp USD1.84 +0.5% 4 qtrs
67 CERITY PARTNERS LLC 23.4K -9.8K (-29.6%) 43.3K -25.5K (-37.1%) 0.03% -0.013 pp 0.00% +0.000 pp USD1.82 +1.6% 4 qtrs
68 CWM, LLC 23.3K -5.2K (-18.4%) 43.0K -16.0K (-27.1%) 0.03% -0.007 pp 0.00% 0.000 pp USD2.03 -8.9% 17 qtrs
69 SEI INVESTMENTS CO 22.9K +— (+0.0%) 42.4K -5.0K (-10.6%) 0.03% +0.000 pp 0.00% +0.000 pp USD2.49 -25.7% 5 qtrs
70 QUADRATURE CAPITAL LTD 22.1K -15.2K (-40.7%) 40.9K -36.5K (-47.1%) 0.03% -0.021 pp 0.00% -0.001 pp USD2.07 -10.6% 2 qtrs
71 SG AMERICAS SECURITIES, LLC 21.2K -2.4K (-10.3%) 39.0K -10.0K (-20.4%) 0.03% -0.003 pp 0.00% 0.000 pp USD3.65 -49.3% 9 qtrs
72 VANGUARD PERSONALIZED INDEXING MANAGEMENT, LLC 20.9K -9.4K (-31.1%) 38.7K -24.1K (-38.4%) 0.03% -0.013 pp 0.00% 0.000 pp USD2.17 -14.7% 10 qtrs
73 MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. 20.4K +616.0 (+3.1%) 37.7K -3.2K (-7.8%) 0.03% +0.001 pp 0.00% +0.000 pp USD4.85 -61.9% 7 qtrs
74 DYNAMIC TECHNOLOGY LAB PRIVATE LTD 20.0K +20.0K (+100.0%) 37.0K +37.0K (+100.0%) 0.03% +0.027 pp 0.01% +0.008 pp USD1.85 +0.0% 1 qtrs NEW
75 INTECH INVESTMENT MANAGEMENT LLC 19.2K -7.2K (-27.2%) 35.6K -19.1K (-35.0%) 0.03% -0.010 pp 0.00% 0.000 pp USD3.36 -44.9% 6 qtrs
76 HRT FINANCIAL LP 17.6K -31.0K (-63.8%) 32.0K -68.0K (-68.0%) 0.02% -0.042 pp 0.00% 0.000 pp USD2.07 -10.6% 2 qtrs
77 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 15.0K -4.3K (-22.3%) 28.9K -10.8K (-27.2%) 0.02% -0.006 pp 0.00% +0.000 pp USD1.80 +2.8% 4 qtrs
78 ABEL HALL, LLC 14.6K +14.6K (+100.0%) 27.0K +27.0K (+100.0%) 0.02% +0.020 pp 0.01% +0.006 pp USD1.85 +0.0% 1 qtrs NEW
79 CANADA PENSION PLAN INVESTMENT BOARD 14.2K +14.2K (+100.0%) 26.3K +26.3K (+100.0%) 0.02% +0.019 pp 0.00% +0.000 pp USD1.85 +0.0% 1 qtrs NEW
80 MARINER, LLC 13.2K -458.0 (-3.4%) 24.3K -3.9K (-13.7%) 0.02% -0.001 pp 0.00% +0.000 pp USD2.70 -31.5% 12 qtrs
81 DLK INVESTMENT MANAGEMENT, LLC 11.3K +— (+0.0%) 20.9K -2.5K (-10.6%) 0.02% +0.000 pp 0.01% -0.001 pp USD1.66 +11.4% 3 qtrs
82 RAYMOND JAMES FINANCIAL INC 11.0K +11.0K (+100.0%) 20.3K +20.3K (+100.0%) 0.01% +0.015 pp 0.00% +0.000 pp USD1.85 +0.0% 3 qtrs
83 POLICE & FIREMEN'S RETIREMENT SYSTEM OF NEW JERSEY 10.6K +— (+0.0%) 19.7K -2.3K (-10.6%) 0.01% +0.000 pp 0.00% +0.000 pp USD2.49 -25.7% 5 qtrs
84 BOURGEON CAPITAL MANAGEMENT LLC 10.4K +10.4K (+100.0%) 19.2K +19.2K (+100.0%) 0.01% +0.014 pp 0.00% +0.003 pp USD1.85 +0.0% 1 qtrs NEW
85 NEUBERGER BERMAN GROUP LLC 10.3K +10.3K (+100.0%) 19.0K +19.0K (+100.0%) 0.01% +0.014 pp 0.00% +0.000 pp USD1.85 +0.0% 1 qtrs NEW
86 SIMPLEX TRADING, LLC 9.8K +2.8K (+39.9%) 18.1K +4.1K (+29.0%) 0.01% +0.004 pp 0.00% +0.000 pp USD2.25 -17.8% 19 qtrs
87 TOWER RESEARCH CAPITAL LLC (TRC) 9.5K -2.5K (-21.0%) 17.5K -7.3K (-29.4%) 0.01% -0.003 pp 0.00% 0.000 pp USD2.36 -21.6% 22 qtrs
88 NEW YORK STATE COMMON RETIREMENT FUND 8.5K +— (+0.0%) 15.6K -1.9K (-10.6%) 0.01% +0.000 pp 0.00% +0.000 pp USD21.85 -91.5% 22 qtrs
89 FEDERATED HERMES, INC. 5.6K +— (+0.0%) 10.4K -1.2K (-10.6%) 0.01% +0.000 pp 0.00% +0.000 pp USD1.91 -3.1% 4 qtrs
90 AMERITAS INVESTMENT PARTNERS, INC. 5.2K +— (+0.0%) 9.6K -1.1K (-10.6%) 0.01% +0.000 pp 0.00% +0.000 pp USD12.77 -85.5% 22 qtrs
91 RUSSELL INVESTMENTS GROUP, LTD. 4.9K -2.3K (-32.4%) 9.0K -5.9K (-39.6%) 0.01% -0.003 pp 0.00% +0.000 pp USD2.06 -10.2% 4 qtrs
92 LEGAL & GENERAL GROUP PLC 4.6K +— (+0.0%) 8.4K -1.0K (-10.6%) 0.01% +0.000 pp 0.00% +0.000 pp USD8.91 -79.2% 22 qtrs
93 GROUP ONE TRADING, L.P. 4.4K +1.0K (+29.2%) 8.2K +1.1K (+15.5%) 0.01% +0.001 pp 0.00% +0.000 pp USD2.05 -9.8% 5 qtrs
94 ROCKEFELLER CAPITAL MANAGEMENT L.P. 4.2K +— (+0.0%) 7.7K -917.0 (-10.6%) 0.01% +0.000 pp 0.00% +0.000 pp USD2.07 -10.6% 2 qtrs
95 ROYAL BANK OF CANADA 4.0K -402.6K (-99.0%) 7.0K -836.0K (-99.2%) 0.01% -0.544 pp 0.00% 0.000 pp USD1.69 +9.5% 21 qtrs
96 STERLING CAPITAL MANAGEMENT LLC 2.9K +— (+0.0%) 5.4K -645.0 (-10.6%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.20 -15.9% 6 qtrs
97 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 2.6K -716.0 (-21.5%) 4.8K -2.1K (-29.8%) 0.00% -0.001 pp 0.00% +0.000 pp USD2.07 -10.6% 22 qtrs
98 DEUTSCHE BANK AG\ 2.1K -23.6K (-91.8%) 3.9K -49.4K (-92.7%) 0.00% -0.032 pp 0.00% +0.000 pp USD4.73 -60.9% 22 qtrs
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 49 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Invesco Russell 2000 Dynamic Multifactor ETF OMFS 0.08% 239.2K 0.39%
2 iShares Micro-Cap ETF IWC 0.03% 446.4K 0.60%
3 Sequoia Global Value ETF SFGV 0.02% 203.2K 0.38%
4 Invesco RAFI US 1500 Small-Mid ETF PRFZ 0.01% 305.7K 0.34%
5 Vanguard Russell 2000 Value ETF VTWV 0.01% 130.0K 0.06%
6 iShares Russell 2000 Value ETF IWN 0.01% 1.34M 0.24%
7 Avantis U.S. Small Cap Equity ETF AVSC 0.01% 268.2K 0.25%
8 State Street SPDR Russell 2000 U.S. Small Cap UCITS ETF (Acc) R2US.L 0.01% 304.6K 0.30%
9 Vanguard Russell 2000 ETF VTWO 0.00% 756.5K 0.06%
10 Invesco Russell 2000 UCITS ETF RTYS.L 0.00% 13.5K 0.25%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
6
Sells
0
Shares acquired
1.11M
Shares disposed
Cash buys
Cash sales
Net activity
+1,105,000
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-01-15 Mahmood Nadir Officer S-Sale D Common Stock 5,649 2.07 11.7K 167,727 D
2026-01-15 HASTINGS PAUL J Director / Officer S-Sale D Common Stock 26,046 2.07 53.9K 390,023 D
2026-01-06 Rose Shawn Marshall Officer A-Award A Stock Option (right to buy) 139,000 1.93 268.3K 139,000 D
2026-01-06 Mahmood Nadir Officer A-Award A Common Stock 80,000 0.00 173,376 D
2026-01-06 HASTINGS PAUL J Director / Officer A-Award A Stock Option (right to buy) 562,000 1.93 1.08M 562,000 D
2025-06-23 Rose Shawn Marshall Officer A-Award A Stock Option (right to buy) 500,000 1.75 875.0K 500,000 D
2025-06-18 HASTINGS PAUL J Director / Officer S-Sale D Common Stock 1,790 1.79 3.2K 320,069 D
2025-06-05 Vratsanos George Director A-Award A Stock Option (right to buy) 46,000 1.83 84.2K 46,000 D
2025-06-05 Thedinga Angela Director A-Award A Stock Option (right to buy) 46,000 1.83 84.2K 46,000 D
2025-06-05 Scheiner Zachary Director A-Award A Stock Option (right to buy) 46,000 1.83 84.2K 46,000 D
2025-06-05 RA CAPITAL MANAGEMENT, L.P. Director / 10% Owner A-Award A Stock Option (right to buy) 46,000 1.83 84.2K 46,000 I
2025-06-05 PATTERSON LEONE D Director A-Award A Stock Option (right to buy) 46,000 1.83 84.2K 46,000 D
2025-06-05 Mahmood Nadir Officer A-Award A Stock Option (right to buy) 123,500 1.83 226.0K 123,500 D
2025-06-05 HASTINGS PAUL J Director / Officer A-Award A Stock Option (right to buy) 377,000 1.83 689.9K 377,000 D
2025-06-05 George Simeon Director A-Award A Stock Option (right to buy) 46,000 1.83 84.2K 46,000 D
2025-06-05 Dybbs Michael Director A-Award A Stock Option (right to buy) 46,000 1.83 84.2K 46,000 D
2025-06-05 Behbahani Ali Director A-Award A Stock Option (right to buy) 46,000 1.83 84.2K 46,000 D
2025-01-15 Shook David Officer S-Sale D Common Stock 8,638 2.20 19.0K 190,955 D
2025-01-15 Levin Alyssa Officer S-Sale D Common Stock 5,838 2.20 12.8K 102,662 D
2025-01-15 Hager Alicia J. Officer S-Sale D Common Stock 9,584 2.20 21.1K 146,735 D
2025-01-15 HASTINGS PAUL J Director / Officer S-Sale D Common Stock 17,378 2.20 38.2K 319,859 D
2025-01-15 Brandenberger Ralph Officer S-Sale D Common Stock 7,447 2.20 16.4K 124,796 D
2025-01-03 Shook David Officer A-Award A Stock Option (right to buy) 117,500 2.50 293.8K 117,500 D
2025-01-03 Mahmood Nadir Officer A-Award A Common Stock 62,000 0.00 93,376 D
2025-01-03 Levin Alyssa Officer A-Award A Common Stock 52,500 0.00 108,500 D
2025-01-03 Hager Alicia J. Officer A-Award A Stock Option (right to buy) 105,000 2.50 262.5K 105,000 D
2025-01-03 HASTINGS PAUL J Director / Officer A-Award A Common Stock 94,500 0.00 337,237 D
2025-01-03 Brandenberger Ralph Officer A-Award A Stock Option (right to buy) 105,000 2.50 262.5K 105,000 D
2024-08-21 Shook David Officer A-Award D Common Stock 1,352 5.11 6.9K 138,593
2024-07-29 Mahmood Nadir Officer A-Award A Stock Option (right to buy) 550,000 6.69 3.68M 550,000
2024-07-16 Hager Alicia J. Officer S-Sale D Common Stock 3,396 8.00 27.2K 103,819
2024-07-15 Shook David Officer A-Award A Stock Option (right to buy) 30,000 7.02 210.6K 30,000
2024-06-18 Trager James Officer S-Sale D Common Stock 456 5.60 2.6K 150,959
2024-06-18 Shook David Officer S-Sale D Common Stock 456 5.60 2.6K 116,524
2024-06-18 Hager Alicia J. Officer S-Sale D Common Stock 727 5.60 4.1K 107,215
2024-06-18 HASTINGS PAUL J Director / Officer S-Sale D Common Stock 1,770 5.60 9.9K 240,737
2024-06-18 Brandenberger Ralph Officer S-Sale D Common Stock 229 5.60 1.3K 79,743
2024-06-13 Vratsanos George 0 0.00 0
2024-06-13 Thedinga Angela Director A-Award A Stock Option (right to buy) 22,500 6.23 140.2K 22,500
2024-06-13 Scheiner Zachary Director A-Award A Stock Option (right to buy) 22,500 6.23 140.2K 22,500
2024-06-13 RA CAPITAL MANAGEMENT, L.P. Director / 10% Owner A-Award A Stock Option (right to buy) 22,500 6.23 140.2K 22,500
2024-06-13 PATTERSON LEONE D Director A-Award A Stock Option (right to buy) 22,500 6.23 140.2K 22,500
2024-06-13 George Simeon Director A-Award A Stock Option (right to buy) 22,500 6.23 140.2K 22,500
2024-06-13 Dybbs Michael Director A-Award A Stock Option (right to buy) 22,500 6.23 140.2K 22,500
2024-06-13 Behbahani Ali Director A-Award A Stock Option (right to buy) 22,500 6.23 140.2K 22,500
2024-03-27 RA CAPITAL MANAGEMENT, L.P. Director / 10% Owner P-Purchase A Common Stock 3,000,000 10.00 30.00M 10,050,818
2024-03-27 George Simeon Director P-Purchase A Common Stock 1,548,341 10.00 15.48M 1,548,341
2024-03-04 HASTINGS PAUL J Director / Officer D-Return D Common Stock 137,642 13.33 1.83M 240,507
2024-03-01 HASTINGS PAUL J Director / Officer D-Return D Common Stock 12,358 13.00 160.7K 378,149
2024-03-01 Brandenberger Ralph Officer M-Exempt A Common Stock 3,808 3.89 14.8K 85,384
2024-02-12 Trager James Officer S-Sale D Common Stock 4,143 12.00 49.7K 149,415
2024-01-16 Trager James Officer S-Sale D Common Stock 4,560 8.74 39.9K 153,558
2024-01-16 Shook David Officer S-Sale D Common Stock 3,552 8.74 31.0K 114,980
2024-01-16 Hager Alicia J. Officer S-Sale D Common Stock 4,554 8.74 39.8K 107,942
2024-01-16 HASTINGS PAUL J Director / Officer S-Sale D Common Stock 9,697 8.74 84.8K 390,507
2024-01-16 Brandenberger Ralph Officer S-Sale D Common Stock 2,512 8.74 22.0K 81,576
2024-01-04 Trager James Officer A-Award A Stock Option (right to buy) 112,500 6.01 676.1K 112,500
2024-01-04 Shook David Officer A-Award A Stock Option (right to buy) 112,500 6.01 676.1K 112,500
2024-01-04 Levin Alyssa Officer A-Award A Common Stock 56,000 0.00 56,000
2024-01-04 Hager Alicia J. Officer A-Award A Stock Option (right to buy) 112,500 6.01 676.1K 112,500
2024-01-04 HASTINGS PAUL J Director / Officer A-Award A Stock Option (right to buy) 509,500 6.01 3.06M 509,500
2024-01-04 Brandenberger Ralph Officer A-Award A Stock Option (right to buy) 112,500 6.01 676.1K 112,500
2023-08-21 Shook David Officer S-Sale D Common Stock 1,331 1.83 2.4K 60,532
2023-07-01 Shook David Officer A-Award A Stock Option (right to buy) 208,000 2.19 455.5K 208,000
2023-07-01 Levin Alyssa Officer 0 0.00 0
2023-06-20 Trager James Officer S-Sale D Common Stock 439 4.85 2.1K 100,118
2023-06-20 Shook David Officer S-Sale D Common Stock 439 4.85 2.1K 61,863
2023-06-20 Mahmood Nadir Officer S-Sale D Common Stock 526 4.85 2.6K 85,776
2023-06-20 Hager Alicia J. Officer S-Sale D Common Stock 701 4.85 3.4K 56,496
2023-06-20 HASTINGS PAUL J Director / Officer S-Sale D Common Stock 1,704 4.85 8.3K 313,402
2023-06-20 Brandenberger Ralph Officer S-Sale D Common Stock 221 4.85 1.1K 28,088
2023-06-07 Thedinga Angela Director A-Award A Stock Option (right to buy) 22,500 4.86 109.4K 22,500
2023-06-07 Scheiner Zachary Director A-Award A Stock Option (right to buy) 22,500 4.86 109.4K 22,500
2023-06-07 RA CAPITAL MANAGEMENT, L.P. Director / 10% Owner A-Award A Stock Option (Right to Buy) 22,500 4.86 109.4K 22,500
2023-06-07 PATTERSON LEONE D Director A-Award A Stock Option (right to buy) 22,500 4.86 109.4K 22,500
2023-06-07 George Simeon Director A-Award A Stock Option (right to buy) 22,500 4.86 109.4K 22,500
2023-06-07 Dybbs Michael Director A-Award A Stock Option (right to buy) 22,500 4.86 109.4K 22,500
2023-06-07 Behbahani Ali Director A-Award A Stock Option (right to buy) 22,500 4.86 109.4K 22,500
2023-06-07 Azzam Fouad Oscar Director A-Award A Stock Option (right to buy) 22,500 4.86 109.4K 22,500
2023-01-17 Trager James Officer S-Sale D Common Stock 1,115 5.49 6.1K 98,557
2023-01-17 Shook David Officer S-Sale D Common Stock 175 5.49 960.75 60,302
2023-01-17 Mahmood Nadir Officer S-Sale D Common Stock 1,122 5.49 6.2K 84,302
2023-01-17 Hager Alicia J. Officer S-Sale D Common Stock 1,103 5.49 6.1K 57,197
2023-01-17 HASTINGS PAUL J Officer S-Sale D Common Stock 3,691 5.49 20.3K 313,106
2023-01-17 Brandenberger Ralph Officer S-Sale D Common Stock 491 5.49 2.7K 28,309
2023-01-13 Trager James Officer A-Award A Stock Option (right to buy) 75,000 0.00 75,000
2023-01-13 Shook David Officer A-Award A Stock Option (right to buy) 75,000 0.00 75,000
2023-01-13 Mahmood Nadir Officer A-Award A Common Stock 37,500 0.00 85,424
2023-01-13 Hager Alicia J. Officer A-Award A Stock Option (right to buy) 75,000 0.00 75,000
2023-01-13 HASTINGS PAUL J Officer A-Award A Stock Option (right to buy) 386,500 0.00 386,500
2023-01-13 Brandenberger Ralph Officer A-Award A Stock Option (right to buy) 42,000 0.00 42,000
2023-01-01 Shook David Officer D Stock Option (right to buy) 30,000 16.46 493.8K
2022-10-06 Brandenberger Ralph Officer M-Exempt D Stock Option (right to buy) 842 0.00 28,584
2022-09-28 HASTINGS PAUL J Officer S-Sale D Common Stock 498 13.00 6.5K 250,461
2022-09-21 HASTINGS PAUL J Director / Officer S-Sale D Common Stock 6,126 13.01 79.7K 274,335
2022-08-15 Trager James Officer S-Sale D Common Stock 5,000 17.53 87.7K 62,172
2022-08-15 Mahmood Nadir Officer M-Exempt D Stock Option (right to buy) 4,819 0.00 27,703
2022-08-15 Brandenberger Ralph Officer S-Sale D Common Stock 11,000 17.64 194.1K 7,800
2022-08-08 Mahmood Nadir Officer M-Exempt D Stock Option (right to buy) 7,500 3.89 29.2K 32,522
2022-08-08 Brandenberger Ralph Officer M-Exempt A Common Stock 6,886 3.89 26.8K 19,053
2022-07-25 Mahmood Nadir Officer M-Exempt D Stock Option (right to buy) 7,500 3.89 29.2K 63,243
2022-07-25 Brandenberger Ralph Officer M-Exempt D Stock Option (right to buy) 3,000 0.00 4,367
2022-07-15 Brandenberger Ralph Officer A-Award A Stock Option (right to buy) 20,000 0.00 20,000
2022-06-17 Trager James Officer A-Award A Stock Option (right to buy) 30,000 0.00 30,000
2022-06-17 Mahmood Nadir Officer A-Award A Stock Option (right to buy) 40,000 12.25 490.0K 40,000
2022-06-17 Hager Alicia J. Officer A-Award A Stock Option (right to buy) 50,500 12.25 618.6K 50,500
2022-06-17 HASTINGS PAUL J Director / Officer A-Award A Stock Option (right to buy) 120,000 12.25 1.47M 120,000
2022-06-17 Brandenberger Ralph Officer A-Award A Common Stock 2,500 0.00 7,800
2022-06-08 Thedinga Angela Director A-Award A Stock Option (right to buy) 3,218 14.95 48.1K 3,218
2022-06-08 Shawver Laura Director A-Award A Stock Option (right to buy) 16,000 14.95 239.2K 16,000
2022-06-08 Shah Rajeev M. Director A-Award A Stock Option (Right to Buy) 16,000 0.00 16,000
2022-06-08 Scheiner Zachary Director A-Award A Stock Option (right to buy) 16,000 0.00 16,000
2022-06-08 RA CAPITAL MANAGEMENT, L.P. Director / 10% Owner A-Award A Stock Option (Right to Buy) 16,000 14.95 239.2K 16,000
2022-06-08 PATTERSON LEONE D Director A-Award A Stock Option (right to buy) 16,000 14.95 239.2K 16,000
2022-06-08 George Simeon Director A-Award A Stock Option (right to buy) 16,000 0.00 16,000
2022-06-08 Dybbs Michael Director A-Award A Stock Option (right to buy) 16,000 0.00 16,000
2022-06-08 Azzam Fouad Oscar Director A-Award A Stock Option (right to buy) 16,000 0.00 16,000
2022-06-08 Aynechi Tiba Director A-Award A Stock Option (right to buy) 16,000 0.00 16,000
2022-06-03 Brandenberger Ralph Officer S-Sale D Common Stock 4,140 15.00 62.1K 5,300
2022-04-28 George Simeon Director P-Purchase A Common Stock 666,667 15.00 10.00M 666,667
2022-04-26 RA CAPITAL MANAGEMENT, L.P. Director / 10% Owner P-Purchase A Common Stock 2,200,000 15.00 33.00M 7,805,129
2022-03-28 Thedinga Angela Director A-Award A Stock Option (right to buy) 32,000 11.15 356.8K 32,000
2022-01-14 Trager James Officer A-Award A Common Stock 12,800 0.00 57,172
2022-01-14 Rajangam Kanya Officer A-Award A Common Stock 12,800 0.00 12,800
2022-01-14 Mahmood Nadir Officer A-Award A Common Stock 12,800 0.00 40,088
2022-01-14 Hager Alicia J. Officer A-Award A Stock Option (right to buy) 76,800 12.14 932.4K 76,800
2022-01-14 HASTINGS PAUL J Director / Officer A-Award A Common Stock 41,900 0.00 260,961
2022-01-14 Brandenberger Ralph Officer A-Award A Common Stock 5,300 0.00 5,300
2021-12-01 Brandenberger Ralph Officer M-Exempt D Stock Option (right to buy) 405 4.77 1.9K 9,190
2021-09-29 HASTINGS PAUL J Director / Officer S-Sale D Common Stock 8,277 27.20 225.1K 219,284
2021-09-01 Brandenberger Ralph Officer M-Exempt A Common Stock 1,358 3.89 5.3K 2,103
2021-08-05 Rajangam Kanya Officer M-Exempt D Stock Option (right to buy) 10,000 0.41 4.1K 44,054
2021-08-02 Trager James Officer M-Exempt D Stock Option (right to buy) 2,250 3.89 8.8K 55,412
2021-07-01 Mahmood Nadir Officer M-Exempt D Stock Option (right to buy) 3,500 3.89 13.6K 70,743
2021-06-21 HASTINGS PAUL J Director / Officer S-Sale D Common Stock 4,693 26.39 123.8K 231,368
2021-06-16 Mahmood Nadir Officer M-Exempt D Stock Option (right to buy) 1,800 3.89 7.0K 47,522
2021-06-13 Shawver Laura Director A-Award A Stock Option (right to buy) 16,511 25.03 413.3K 16,511
2021-06-13 Scheiner Zachary Director A-Award A Stock Option (right to buy) 16,511 25.03 413.3K 16,511
2021-06-13 PATTERSON LEONE D Director A-Award A Stock Option (right to buy) 16,511 25.03 413.3K 16,511
2021-06-13 George Simeon Director A-Award A Stock Option (right to buy) 16,511 25.03 413.3K 16,511
2021-06-13 Dybbs Michael Director A-Award A Stock Option (right to buy) 16,511 25.03 413.3K 16,511
2021-06-13 Behbahani Ali Director A-Award A Stock Option (right to buy) 16,511 25.03 413.3K 16,511
2021-06-13 Azzam Fouad Oscar Director A-Award A Stock Option (right to buy) 16,511 25.03 413.3K 16,511
2021-06-02 Brandenberger Ralph Officer M-Exempt A Common Stock 2,037 3.89 7.9K 4,140
2021-05-10 Mahmood Nadir Officer S-Sale D Common Stock 3,000 27.16 81.5K 28,488
2021-05-03 Trager James Officer M-Exempt D Stock Option (right to buy) 2,250 3.89 8.8K 57,662
2021-04-01 RA CAPITAL MANAGEMENT, L.P. Director / 10% Owner J-Other A Common Stock 307,214 32.90 10.11M 4,589,999
2021-04-01 Mahmood Nadir Officer M-Exempt D Stock Option (right to buy) 3,500 3.89 13.6K 74,243
2021-03-30 HASTINGS PAUL J Director / Officer S-Sale D Common Stock 3,130 32.21 100.8K 236,061
2021-03-24 Brandenberger Ralph Officer D Stock Option (right to buy) 8,727 0.41 3.6K 0
2021-02-02 Trager James Officer S-Sale D Common Stock 2,800 40.00 112.0K 47,072
2021-02-01 Trager James Officer S-Sale D Common Stock 1,566 39.46 61.8K 47,072
2021-01-25 Mahmood Nadir Officer M-Exempt D Stock Option (right to buy) 5,500 3.89 21.4K 77,743
2021-01-14 Mahmood Nadir Officer M-Exempt D Stock Option (right to buy) 3,083 3.89 12.0K 49,322
2021-01-08 Trager James Officer A-Award A Stock Option (right to buy) 52,500 54.89 2.88M 52,500
2021-01-08 Rajangam Kanya Officer A-Award A Stock Option (right to buy) 52,500 54.89 2.88M 52,500
2021-01-08 Mahmood Nadir Officer A-Award A Stock Option (right to buy) 52,500 54.89 2.88M 52,500
2021-01-08 Hager Alicia J. Officer A-Award A Stock Option (right to buy) 13,125 54.89 720.4K 13,125
2021-01-08 HASTINGS PAUL J Director / Officer A-Award A Stock Option (right to buy) 157,500 54.89 8.65M 157,500
2020-12-03 Mahmood Nadir Officer M-Exempt D Stock Option (right to buy) 3,000 3.89 11.7K 52,405
2020-10-26 Hager Alicia J. Officer A-Award A Stock Option (right to buy) 150,000 31.11 4.67M 150,000
2020-10-02 Mahmood Nadir Officer A-Award A Stock Option (right to buy) 50,000 29.97 1.50M 50,000
2020-07-14 Sonsini Peter W. 10% Owner C-Conversion D Series B Preferred Stock 1,712,810 0.00 0
2020-07-14 SANDELL SCOTT D 10% Owner P-Purchase A Common Stock 666,666 18.00 12.00M 2,902,115
2020-07-14 RA CAPITAL MANAGEMENT, L.P. 10% Owner P-Purchase A Common Stock 3,333,333 18.00 60.00M 5,605,129
2020-07-14 Novo Holdings A/S 10% Owner C-Conversion A COMMON STOCK 2,238,310 0.00 2,238,310
2020-07-14 New Enterprise Associates 15, L.P. 10% Owner C-Conversion D Series A Preferred Stock 522,639 0.00 0
2020-07-14 Makhzoumi Mohamad 10% Owner C-Conversion D Series B Preferred Stock 1,712,810 0.00 0
2020-07-14 MAKOWER JOSHUA 10% Owner C-Conversion D Series B Preferred Stock 1,712,810 0.00 0
2020-07-14 GLAXOSMITHKLINE PLC Director / 10% Owner C-Conversion A Common Stock 1,712,810 0.00 2,317,399
2020-07-14 Flynn James E Director C-Conversion D Series B Preferred Stock 2,626,767 0.00 0
2020-07-14 Florence Anthony A. Jr. 10% Owner C-Conversion A Common Stock 522,639 0.00 522,639
2020-07-14 BASKETT FOREST 10% Owner C-Conversion D Series A Preferred Stock 522,639 0.00 0
2020-07-09 Trager James Officer D Common Stock 0 0.00 48,422
2020-07-09 Sonsini Peter W. 10% Owner I Series A Preferred Stock 522,639 0.00 0
2020-07-09 Shawver Laura Director D Stock Option 29,729 4.29 127.5K 0
2020-07-09 Scheiner Zachary Director 0 0.00 0
2020-07-09 SANDELL SCOTT D 10% Owner I Series A Preferred Stock 522,639 0.00 0
2020-07-09 Rajangam Kanya Officer D Stock Option (right to buy) 109,729 3.89 426.8K 0
2020-07-09 Plunkett Matthew Officer D Stock Option (right to buy) 102,432 3.89 398.5K 0
2020-07-09 PATTERSON LEONE D Director D Stock Option (right to buy) 29,729 4.33 128.7K 0
2020-07-09 Novo Holdings A/S 10% Owner D SERIES B CONVERTIBLE PREFERRED STOCK 1,712,811 0.00 0
2020-07-09 New Enterprise Associates 15, L.P. 10% Owner D Series B Preferred Stock 1,712,810 0.00 0
2020-07-09 Makhzoumi Mohamad 10% Owner I Series A Preferred Stock 522,639 0.00 0
2020-07-09 Mahmood Nadir Officer D Common Stock 0 0.00 25,405
2020-07-09 MAKOWER JOSHUA 10% Owner I Series B Preferred Stock 1,712,810 0.00 0
2020-07-09 HASTINGS PAUL J Director / Officer D Stock Option (right to buy) 365,675 3.89 1.42M 0
2020-07-09 George Simeon Director I Series A Preferred Stock 525,499 0.00 0
2020-07-09 GLAXOSMITHKLINE PLC Director / 10% Owner I Series A Preferred Stock 79,090 0.00 0
2020-07-09 Flynn James E 10% Owner I Series B Preferred Stock 709,936 0.00 0
2020-07-09 Dybbs Michael Director 0 0.00 0
2020-07-09 Behbahani Ali Director A-Award A Stock Option (right to buy) 10,700 18.00 192.6K 10,700
2020-07-09 BASKETT FOREST 10% Owner I Series A Preferred Stock 522,639 0.00 0
2020-07-09 Azzam Fouad Oscar Director 0 0.00 0
2020-07-09 Aynechi Tiba Director 0 0.00 0

Executive team

Top executives
Shares Outstanding
71.29M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 Paul J. Hastings Chief Executive Officer 674.4K 236.3K 1.71M 344.9K 10.5K 2.98M 65.42%
2 2025 Nadir Mahmood, Ph.D. President 543.3K 155.0K 434.6K 252.6K 10.5K 1.40M 42.24%
3 2025 Shawn Rose, M.D., Ph.D. Chief Medical Officer and Head of Research and Development 316.6K 709.3K 189.7K 9.2K 1.22M 57.91%
4 2024 Paul Hastings Chief Executive Officer 648.4K 510.9K 2.49M 321.0K 10.4K 3.99M 75.42%
5 2024 Paul J. Hastings Chief Executive Officer 648.4K 510.9K 2.49M 321.0K 10.4K 3.99M 75.42%
6 2024 Nadir Mahmood, Ph.D. President 226.4K 3.00M 101.3K 6.8K 3.34M 89.98%
7 2024 David Shook, M.D. Chief Medical Officer, Head of Research and Development 489.5K 501.0K 723.1K 176.2K 10.4K 1.90M 64.42%
8 2023 Paul Hastings President and Chief Executive Officer 623.5K 359.3K 1.64M 301.8K 9.9K 2.93M 68.13%
9 2023 Paul Hastings Chief Executive Officer 623.5K 359.3K 1.64M 301.8K 9.9K 2.93M 68.13%
10 2023 David Shook, M.D. Chief Medical Officer 459.8K 208.9K 669.6K 161.9K 9.9K 1.51M 58.18%
11 2023 David Shook, M.D. Chief Medical Officer, Head of Research and Development 459.8K 208.9K 669.6K 161.9K 9.9K 1.51M 58.18%
12 2023 Alyssa Levin Chief Financial and Business Officer 225.0K 20.0K 749.6K 117.6K 174.8K 1.29M 58.24%
13 2023 Nadir Mahmood, Ph.D. President 283.1K 208.9K 318.3K 9.9K 820.1K 64.28%
14 2022 Paul J. Hastings President and Chief Executive Officer 599.5K 747.5K 3.06M 329.7K 9.2K 4.74M 80.22%
15 2022 Paul Hastings President and Chief Executive Officer 599.5K 747.5K 3.06M 329.7K 9.2K 4.74M 80.22%
16 2022 Alicia Hager, J.D., Ph.D. Chief Legal Officer 415.6K 253.4K 1.21M 166.2K 9.2K 2.06M 71.30%
17 2022 Nadir Mahmood, Ph.D. Chief Financial and Business Officer 441.1K 228.9K 963.3K 176.4K 9.2K 1.82M 65.55%
18 2021 Paul J. Hastings President and Chief Executive Officer 576.5K 5.87M 317.1K 8.7K 6.78M 86.68%
19 2021 Dr. Kanya Rajangam Chief Medical Officer 446.2K 1.96M 178.5K 8.7K 2.59M 75.55%
20 2021 Dr. Nadir Mahmood Chief Financial and Business Officer 416.1K 1.96M 166.4K 8.7K 2.55M 76.80%
21 2021 Nadir Mahmood, Ph.D. Chief Financial and Business Officer 416.1K 1.96M 166.4K 8.7K 2.55M 76.80%
22 2020 Dr. Matthew Plunkett Former Chief Financial Officer 299.6K 3.25M 321.2K 3.87M 83.97%
23 2020 Dr. Alicia Hager 72.4K 3.18M 23.4K 2.4K 3.28M 97.01%
24 2020 Paul J. Hastings President and Chief Executive Officer 559.7K 2.36M 251.9K 8.6K 3.18M 74.21%
25 2020 Dr. Nadir Mahmood Chief Financial and Business Officer 348.6K 1.90M 122.0K 8.6K 2.37M 79.82%
26 2020 Dr. Nadir Mahmood Chief Financial and Business Officer 348.6K 1.90M 122.0K 8.6K 2.37M 79.82%
27 2020 Dr. Kanya Rajangam Chief Medical Officer 435.0K 823.3K 151.4K 8.6K 1.42M 58.05%
28 2019 Paul J. Hastings President and Chief Executive Officer 543.4K 2.09M 232.3K 8.4K 2.87M 72.68%
29 2019 Dr. Matthew Plunkett Former Chief Financial Officer 342.9K 589.1K 116.4K 8.4K 1.06M 55.75%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-23 DEFA14A
2026-04-23 DEF 14A
2025-04-21 DEFA14A
2025-04-21 DEF 14A
2024-04-25 DEFA14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-12 8-K
2026-05-12 10-Q
2026-04-23 DEFA14A
2026-04-23 DEF 14A
2026-04-23 ARS
2026-04-03 EFFECT
2026-04-03 424B5
2026-03-26 8-K
2026-03-25 S-3
2026-03-25 8-K

Executive team

NameTitleCompensationGender
Paul J. Hastings Chief Executive Officer & Director 1M male
Nadir Mahmood President and Principal Accounting & Financial Officer 806.4K
Shawn Rose Chief Medical Officer and Head of Research & Development 515.5K
ESG Rating
B
BIOTECHNOLOGY
Rank: 509 out of 710
2026
E (Environmental)
49.0 / 56.3
Company / Sector avg.
S (Social)
62.7 / 62.4
Company / Sector avg.
G (Governance)
59.7 / 60.9
Company / Sector avg.
ESG Total
57.1 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits