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Lisata Therapeutics, Inc. (LSTA)

USD3.75 +0.04 (+1.08%)
US NASDAQ Healthcare Biotechnology
Address 110 Allen Road 7920
Basking Ridge, NJ, US
CEO David J. Mazzo
Website lisata.com
IPO 1999-03-01
CIK 320017 ISIN US1280583022

Explore sections of this company profile

Also trades on NASDAQ Capital Market · CLBS (USD) NASDAQ Capital Market · LSTA (USD)
Description

Lisata Therapeutics, Inc. is a clinical-stage biopharmaceutical firm focused on pioneering and bringing to market cellular therapies. These treatments are designed to either reverse disease progression or facilitate the repair of damaged bodily tissues. The company's product portfolio features several notable candidates: HONEDRA, which has received SAKIGAKE designation and is presently in Phase II clinical trials for critical limb ischemia; XOWNA, currently undergoing Phase IIb testing for coronary microvascular dysfunction; and CLBS201, a CD34+ cell therapy aimed at individuals with chronic kidney disease who are not yet on dialysis. Founded in 1980 and based in Basking Ridge, New Jersey, the company was initially known as NeoStem, Inc., then rebranded as Caladrius Biosciences, Inc. in June 2015, before assuming its present identity as Lisata Therapeutics, Inc. on September 15, 2022.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD3.75 +0.04 (+1.08%)
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Volume Profile
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Liquidity & share structure
Average Volume
114.1K
Beta
0.81
Float Shares
7.39M
Free Float %
81.2%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+0.00% +0.00% -34.93% -28.35% +50.93% +75.27% +46.85% -1.21% -84.80% -96.44% -100.00%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (2 ratings, all time) Buy
Price Targets & DCF
Current price
3.75
DCF (Unlevered) 1.92 -48.8%
DCF (Levered) 1.86 -50.5%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 50% Bullish
Rating 2026-05 Change
Strong Buy 1 0
Buy 0 0
Hold 1 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
-53.30
Distress
Piotroski F-Score
1 / 9
Weak
MOAT Score
1 / 10
No MOAT
Composite Rating
C-
Overall Score
1 / 5
Low
DCF Score
3 / 5
Medium
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
1 / 5
Low
P/E Score
1 / 5
Low
P/Book Score
2 / 5
Medium
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
    -83.0%
  • EPS growth Biotechnology: +29.7%
    +20.4% Q1'26: +9.1% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
    -10,832.9%
  • EBIT margin Biotechnology: +0.0%
    -10,711.2%
  • ROIC Biotechnology: -16.1%
    Q1'26: +0.0% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +4.3% Q1'26: +4.7% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    0.00×
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.81) × ERP
WACC = 100% × Ke + 0% × Kd (4.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 1.92 Current price: 3.75
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2015
actual
Dec 2016
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
1 Rev. Ana.
1 EPS Ana.
Dec 2027
1 Rev. Ana.
1 EPS Ana.
Dec 2028
1 Rev. Ana.
1 EPS Ana.
Dec 2029
1 Rev. Ana.
Revenue
22.49M
est: 22.83M (-1.5%)
35.28M
est: 32.15M (+9.7%)
1.00M
est: 1.07M (-6.5%)
170.0K
est: 33.3K (+410.0%)
134.7K
134.7K – 134.7K
+304.2% YoY
5.00M
5.00M – 5.00M
+3,611.3% YoY
3.60M
3.60M – 3.60M
-28.0% YoY
45.00M
45.00M – 45.00M
+1,150.0% YoY
EBITDA
-93.44M
est: 13.70M (-782.1%)
-29.03M
est: 19.29M (-250.5%)
-22.24M
est: 214.0K (-10,490.2%)
-18.06M
est: 6.7K (-271,072.1%)
26.9K
26.9K – 26.9K
+304.2% YoY
1,000.0K
1,000.0K – 1,000.0K
+3,611.4% YoY
720.0K
720.0K – 720.0K
-28.0% YoY
9.00M
9.00M – 9.00M
+1,150.0% YoY
EBIT
-96.13M
est: 13.70M (-801.7%)
-29.48M
est: 19.29M (-252.8%)
-22.41M
est: 214.0K (-10,571.5%)
-18.21M
est: 6.7K (-273,262.3%)
26.9K
26.9K – 26.9K
+304.2% YoY
1,000.0K
1,000.0K – 1,000.0K
+3,611.4% YoY
720.0K
720.0K – 720.0K
-28.0% YoY
9.00M
9.00M – 9.00M
+1,150.0% YoY
Net Income
-80.89M
est: -1.52B (+94.7%)
-32.66M
est: -629.67M (+94.8%)
-19.99M
est: -22.73M (+12.1%)
-16.59M
est: -20.20M (+17.9%)
-8.34M
-8.34M – -8.34M
+58.7% YoY
-5.73M
-5.73M – -5.73M
+31.3% YoY
-8.51M
-8.51M – -8.51M
-48.5% YoY
— – —
+100.0% YoY
SGA
30.01M
est: 73.40M (-59.1%)
12.80M
est: 103.37M (-87.6%)
12.08M
est: 16.36M (-26.2%)
10.43M
est: 509.5K (+1,947.0%)
2.06M
2.06M – 2.06M
+304.2% YoY
76.43M
76.43M – 76.43M
+3,611.3% YoY
55.03M
55.03M – 55.03M
-28.0% YoY
687.85M
687.85M – 687.85M
+1,150.0% YoY
EPS
-250.12
est: -182.63 (-37.0%)
-74.81
est: -75.60 (+1.0%)
-2.40
est: -2.62 (+8.3%)
-1.91
est: -2.33 (+17.8%)
-0.96
-0.96 – -0.96
+58.7% YoY
-0.66
-0.66 – -0.66
+31.3% YoY
-0.98
-0.98 – -0.98
-48.5% YoY
— – —
+100.0% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-12 C- 1/5 3/5 1/5 1/5 1/5 1/5 2/5
2026-05-11 C- 1/5 3/5 1/5 1/5 1/5 1/5 2/5
2026-05-08 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-05-07 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-05-06 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-05-05 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-05-04 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-05-01 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-30 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-29 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-28 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-27 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-24 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-23 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-22 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-21 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-20 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-17 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5
2026-04-16 C 2/5 3/5 1/5 1/5 1/5 1/5 4/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-15.59M
OE per share TTM
-1.78
Owner's Yield
-53.10%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
66.7%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
14
Total invested
2.18M
Insider transactions (90d)
0
Beneficial owners (>5%)
28
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 MM Asset Management Inc. 5.14M 9.99% 5.14M 5.14M CO Cayman Islands 2021-02-22
2 MMCAP International Inc. SPC 5.14M 9.99% 5.14M 5.14M CO Cayman Islands 2021-02-22
3 Finance Ltd 4.09M 10.90% 4.09M 4.09M CO People’s Republic of China 2010-02-10
4 Mingsheng 4.09M 10.90% 4.09M IN People’s Republic of China 2010-02-10
5 Zhang 4.09M 10.90% 4.09M IN People’s Republic of China 2010-02-10
6 CVI Investments, Inc. 3.00M 5.10% 3.00M CO Cayman Islands 2021-02-24
7 Heights Capital Management, Inc. 3.00M 5.10% 3.00M CO Cayman Islands 2021-02-24
8 Mok King Yu 1.27M 13.48% 1.27M 1.27M IN Hong Kong SAR 2016-09-26
9 Newhall Construction Limited 1.27M 13.48% 1.27M 1.27M OO Hong Kong SAR 2016-09-26
10 13-3127734 1.05M 5.39% 1.01M 1.05M HC Delaware 2021-02-10
11 26-0385758 1.05M 5.39% 1.01M 1.05M IA Delaware 2021-02-10
12 Daniel B. Asher 949.6K 1.60% 949.6K 947.7K HC, IN United States of America 2021-02-22
13 Intracoastal Capital LLC 949.6K 1.60% 949.6K 947.7K OO United States of America 2021-02-22
14 Mitchell P. Kopin 949.6K 1.60% 949.6K 947.7K HC, IN United States of America 2021-02-22
15 Armistice Capital Master Fund Ltd. 763.5K 6.00% 763.5K 763.5K CO Delaware 2020-05-04
16 Armistice Capital, LLC 763.5K 6.00% 763.5K 763.5K IA, OO Delaware 2020-05-04
17 Steven Boyd 763.5K 6.00% 763.5K 763.5K HC, IN Delaware 2020-05-04
18 Sanford 635.6K 9.70% 635.6K CO North Dakota, United States 2016-09-21
19 Sanford Health 635.6K 9.70% 635.6K CO South Dakota, United States 2016-09-21
20 Catherine M. Vaczy 475.3K 5.40% 475.3K 475.3K IN United 2009-09-10
21 GREENFIELD CHILDREN LLC 430.9K 2.60% 430.9K 430.9K CO FLORIDA 2020-07-21
22 20-0975900 375.0K 9.19% OO : 2007-08-21
23 John S. Clark II 375.0K 9.19% IN : 2007-08-21
24 Robert W. Butts 375.0K 9.19% IN : 2007-08-21
25 14-1770168 374.8K 7.90% 374.8K 374.8K IA New York 2008-02-14
26 JESSE GREENFIELD 348.7K 2.11% 348.7K 348.7K IN FLORIDA 2020-07-21
27 IAN GREENFIELD 85.3K 0.51% 85.3K 85.3K IN FLORIDA 2020-07-21
28 JANA GREENFIELD 53.2K 0.32% 53.2K 53.2K IN FLORIDA 2020-07-21

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
14
-11 vs prev Q
New positions
7
Closed positions
18
Increased
8
Reduced
0
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 VANGUARD GROUP INC 270.9K +395.0 (+0.1%) 503.9K -204.9K (-28.9%) 3.10% -0.043 pp 0.00% +0.000 pp USD3.88 -52.1% 14 qtrs
2 RENAISSANCE TECHNOLOGIES LLC 123.7K +7.1K (+6.1%) 230.1K -75.4K (-24.7%) 1.42% +0.061 pp 0.00% +0.000 pp USD4.07 -54.3% 14 qtrs
3 BML CAPITAL MANAGEMENT, LLC 73.3K -36.5K (-33.2%) 136.4K -151.4K (-52.6%) 0.84% -0.437 pp 0.12% -0.146 pp USD2.58 -27.9% 13 qtrs
4 GEODE CAPITAL MANAGEMENT, LLC 64.4K +1.2K (+1.8%) 119.9K -45.9K (-27.7%) 0.74% +0.002 pp 0.00% +0.000 pp USD3.40 -45.3% 14 qtrs
5 BLACKROCK, INC. 54.9K -33.0 (-0.1%) 102.0K -41.8K (-29.0%) 0.63% -0.010 pp 0.00% +0.000 pp USD3.00 -38.0% 6 qtrs
6 GROUND SWELL CAPITAL, LLC 39.0K +15.2K (+64.0%) 72.5K +10.2K (+16.4%) 0.45% +0.170 pp 0.15% +0.013 pp USD2.32 -19.8% 2 qtrs
7 CERITY PARTNERS LLC 12.2K +— (+0.0%) 49.1K +18.4K (+59.9%) 0.14% -0.002 pp 0.00% +0.000 pp USD2.90 -35.9% 3 qtrs
8 STATE STREET CORP 14.3K +— (+0.0%) 26.7K -10.9K (-29.0%) 0.16% -0.003 pp 0.00% +0.000 pp USD4.63 -59.8% 14 qtrs
9 DIMENSIONAL FUND ADVISORS LP 14.3K -6.7K (-32.0%) 26.5K -28.4K (-51.7%) 0.16% -0.080 pp 0.00% +0.000 pp USD3.16 -41.1% 8 qtrs
10 BANK OF AMERICA CORP /DE/ 10.4K +1.0 (+0.0%) 19.4K -7.9K (-29.0%) 0.12% -0.002 pp 0.00% +0.000 pp USD2.20 -15.5% 13 qtrs
11 NORTHERN TRUST CORP 10.3K +— (+0.0%) 19.1K -7.8K (-29.0%) 0.12% -0.002 pp 0.00% +0.000 pp USD2.35 -20.9% 4 qtrs
12 HIGHTOWER ADVISORS, LLC 10.0K +— (+0.0%) 18.7K -7.6K (-29.0%) 0.11% -0.002 pp 0.00% +0.000 pp USD3.70 -49.7% 11 qtrs
13 ROYAL BANK OF CANADA 5.9K +1.0 (+0.0%) 11.0K -4.0K (-26.7%) 0.07% -0.001 pp 0.00% +0.000 pp USD2.35 -20.9% 4 qtrs
14 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 5.0K +5.0K (+100.0%) 9.3K +9.3K (+100.0%) 0.06% +0.057 pp 0.00% +0.001 pp USD1.86 +0.0% 1 qtrs NEW
15 TOWER RESEARCH CAPITAL LLC (TRC) 2.6K +881.0 (+52.7%) 4.7K +369.0 (+8.4%) 0.03% +0.010 pp 0.00% +0.000 pp USD2.48 -25.0% 13 qtrs
16 FOUNDERS CAPITAL MANAGEMENT 1.7K -333.0 (-16.7%) 3.1K -2.1K (-40.8%) 0.02% -0.004 pp 0.00% -0.001 pp USD3.73 -50.1% 14 qtrs
17 CONNECTIVE CAPITAL MANAGEMENT, LLC 1.0K +— (+0.0%) 1.9K -772.0 (-29.0%) 0.01% 0.000 pp 0.00% -0.001 pp USD2.62 -29.0% 2 qtrs
18 UBS GROUP AG 871.00 +871.0 (+100.0%) 1.6K +1.6K (+100.0%) 0.01% +0.010 pp 0.00% +0.000 pp USD1.86 +0.0% 14 qtrs
19 NEWEDGE ADVISORS, LLC 107.00 +107.0 (+100.0%) 199.00 +199.0 (+100.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD1.86 +0.0% 1 qtrs NEW
20 ADVISOR GROUP HOLDINGS, INC. 100.00 +100.0 (+100.0%) 186.00 +186.0 (+100.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD1.86 +0.0% 14 qtrs
21 MORGAN STANLEY 75.00 -133.0 (-63.9%) 140.00 -405.0 (-74.3%) 0.00% -0.002 pp 0.00% +0.000 pp USD3.77 -50.7% 14 qtrs
22 CHEVIOT VALUE MANAGEMENT, LLC 3.00 +— (+0.0%) 14.00 +6.0 (+75.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.33 -20.2% 4 qtrs
23 SBI SECURITIES CO., LTD. 7.00 -133.0 (-95.0%) 13.00 -354.0 (-96.5%) 0.00% -0.002 pp 0.00% +0.000 pp USD2.86 -35.0% 5 qtrs
24 CITIGROUP INC 1.00 +1.0 (+100.0%) 2.00 +2.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.00 +86.0% 1 qtrs NEW
25 FORTITUDE FAMILY OFFICE, LLC 1.00 +1.0 (+100.0%) 2.00 +2.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.00 +86.0% 1 qtrs NEW
26 BARCLAYS PLC -7.0 (-100.0%) -21.0 (-100.0%) 0.00% 0.000 pp 0.00% +0.000 pp USD 9 qtrs SOLD
27 XTX TOPCO LTD -11.1K (-100.0%) -29.1K (-100.0%) 0.00% -0.129 pp 0.00% -0.002 pp USD 2 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 13 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Vanguard Extended Market ETF VXF 0.00% 255.5K 0.05%
2 Vanguard U.S. Total Market Shares Index ETF VTS.AX 0.00% 1.3K 0.03%
3 Vanguard U.S. Total Market Index ETF (CAD-hedged) VUS.TO 0.00% 267.37 0.17%
4 Vanguard U.S. Total Market Index ETF VUN.TO 0.00% 3.6K 0.17%
5 Vanguard Total Stock Market ETF VTI 0.00% 618.5K 0.03%
6 Dimensional - US Sustainability Core 1 ETF DFSU 0.00% 325.18 0.15%
7 Vanguard All-Equity ETF Portfolio VEQT.TO 0.00% 1.4K 0.22%
8 Vanguard Growth ETF Portfolio VGRO.TO 0.00% 737.57 0.22%
9 Vanguard Balanced ETF Portfolio VBAL.TO 0.00% 297.95 0.22%
10 Vanguard Conservative ETF Portfolio VCNS.TO 0.00% 32.83 0.22%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.92
Neutral
Ratio by volume
3.00
Bullish
Buys
11
Sells
12
Shares acquired
259.9K
Shares disposed
42.8K
Cash buys
Cash sales
Net activity
+217,140
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-01-09 Nisco James Officer A-Award A Common Stock 15,000 0.00 38,491 D
2026-01-09 Mazzo David J Director / Officer A-Award A Common Stock 81,000 0.00 352,986 D
2026-01-09 KLOSK STEVEN M Director A-Award A Common Stock 30,456 0.00 95,815 D
2026-01-09 Imam Tariq Officer F-InKind D Common Stock 1,401 1.97 2.8K 38,178 D
2026-01-09 HENSON HEIDI Director A-Award A Common Stock 30,456 0.00 85,725 D
2026-01-09 Flowers Cynthia Louise Director A-Award A Common Stock 30,456 0.00 95,446 D
2026-01-09 Buck Kristen K Officer A-Award A Stock Option (Right to Buy) 13,000 1.97 25.6K 13,000 D
2026-01-09 BROWN GREGORY B Director A-Award A Common Stock 30,456 0.00 95,659 D
2026-01-09 AZAB MOHAMMAD Director A-Award A Common Stock 30,456 0.00 104,925 D
2025-02-03 Imam Tariq Officer Stock Option (Right to Buy) 5,000 3.80 19.0K 0 D
2025-01-10 Nisco James Officer F-InKind D Common Stock 416 3.73 1.6K 23,491 D
2025-01-10 Mazzo David J Director / Officer F-InKind D Common Stock 3,106 3.73 11.6K 264,690 D
2025-01-10 Imam Tariq Officer Stock Option (Right to Buy) 1,466 13.76 20.2K 0 D
2025-01-10 Buck Kristen K Officer F-InKind D Common Stock 456 3.73 1.7K 79,794 D
2025-01-09 Nisco James Officer F-InKind D Common Stock 1,137 3.80 4.3K 24,688 D
2025-01-09 Mazzo David J Director / Officer A-Award A Stock Option (Right to Buy) 40,000 3.80 152.0K 40,000 D
2025-01-09 KLOSK STEVEN M Director A-Award A Common Stock 15,789 0.00 65,359 D
2025-01-09 HENSON HEIDI Director A-Award A Common Stock 15,789 0.00 55,269 D
2025-01-09 Flowers Cynthia Louise Director A-Award A Common Stock 15,789 0.00 64,990 D
2025-01-09 Buck Kristen K Officer A-Award A Stock Option (Right to Buy) 13,000 3.80 49.4K 13,000 D
2025-01-09 BROWN GREGORY B Director A-Award A Common Stock 15,789 0.00 65,203 D
2025-01-09 AZAB MOHAMMAD Director A-Award A Common Stock 15,789 0.00 74,469 D
2024-10-01 Nisco James Officer F-InKind D Common Stock 1,701 2.93 5.0K 12,956 D
2024-10-01 Mazzo David J Director / Officer F-InKind D Common Stock 26,964 2.93 79.0K 211,834 D
2024-10-01 Buck Kristen K Officer F-InKind D Common Stock 6,363 2.93 18.6K 62,672 D
2024-04-15 Nisco James Officer D Common Stock 0 0.00 11,357
2024-01-11 Nisco James Officer D Stock Option (Right to Buy) 466 23.85 11.1K 0
2024-01-11 Mazzo David J Director / Officer F-InKind D Common Stock 1,026 2.99 3.1K 174,766
2024-01-11 Imam Tariq Officer Stock Option (Right to Buy) 466 23.85 11.1K 0 D
2024-01-10 Mazzo David J Director / Officer F-InKind D Common Stock 3,470 3.00 10.4K 175,792
2024-01-10 Buck Kristen K Officer F-InKind D Common Stock 512 3.00 1.5K 54,035
2024-01-09 Mazzo David J Director / Officer A-Award A Common Stock 94,000 0.00 199,308
2024-01-09 KLOSK STEVEN M Director A-Award A Common Stock 19,480 0.00 49,570
2024-01-09 HENSON HEIDI Director A-Award A Common Stock 19,480 0.00 39,480
2024-01-09 Flowers Cynthia Louise Director A-Award A Common Stock 19,480 0.00 49,201
2024-01-09 Buck Kristen K Officer A-Award A Stock Option (Right to Buy) 14,000 3.08 43.1K 14,000
2024-01-09 BROWN GREGORY B Director A-Award A Common Stock 19,480 0.00 49,414
2024-01-09 AZAB MOHAMMAD Director A-Award A Common Stock 19,480 0.00 58,680
2023-09-01 Buck Kristen K Officer F-InKind D Common Stock 2,908 2.18 6.3K 32,915
2023-01-13 Nisco James Officer D Stock Option (Right to Buy) 201 49.20 9.9K 0
2023-01-13 Mazzo David J Officer F-InKind D Common Stock 397 3.65 1.4K 96,543
2023-01-13 Imam Tariq Officer Stock Option (Right to Buy) 480 49.20 23.6K 0 D
2023-01-11 Mazzo David J Officer F-InKind D Common Stock 1,030 3.20 3.3K 96,940
2023-01-10 Mazzo David J Officer F-InKind D Common Stock 3,470 3.20 11.1K 97,970
2023-01-10 Buck Kristen K Officer F-InKind D Common Stock 512 3.20 1.6K 35,823
2023-01-09 Slack David W. Officer A-Award A Stock Options (Right to Buy) 12,000 0.00 12,000
2023-01-09 Ruoslahti Erkki Director A-Award A Common Stock 20,000 0.00 20,000
2023-01-09 Mazzo David J Officer F-InKind D Common Stock 7,845 3.00 23.5K 101,440
2023-01-09 KLOSK STEVEN M Director A-Award A Common Stock 20,000 0.00 30,090
2023-01-09 HENSON HEIDI Director A-Award A Common Stock 20,000 0.00 20,000
2023-01-09 Flowers Cynthia Louise Director A-Award A Common Stock 20,000 0.00 29,721
2023-01-09 Buck Kristen K Officer A-Award A Stock Options (Right to Buy) 9,000 0.00 9,000
2023-01-09 BROWN GREGORY B Director A-Award A Common Stock 20,000 0.00 29,934
2023-01-09 AZAB MOHAMMAD Director A-Award A Common Stock 20,000 0.00 39,200
2022-09-15 Ruoslahti Erkki Director I Common Stock 0 0.00 1,171,144
2022-09-15 AZAB MOHAMMAD Director A-Award A Common Stock 19,200 6.25 120.0K 19,200
2022-06-09 HENSON HEIDI Director D Stock Option (Right to Buy) 10,676 7.52 80.3K 0
2022-01-14 Nisco James Officer D Stock Option (Right to Buy) 168 74.25 12.5K 0
2022-01-14 Mazzo David J Director / Officer F-InKind D Common Stock 6,611 0.82 5.4K 631,065
2022-01-14 Imam Tariq Officer Stock Option (Right to Buy) 168 74.25 12.5K 0 D
2022-01-14 Girolamo Todd C Officer F-InKind D Common Stock 2,158 0.82 1.8K 160,827
2022-01-13 Mazzo David J Director / Officer F-InKind D Common Stock 6,471 0.81 5.2K 637,676
2022-01-13 Girolamo Todd C Officer F-InKind D Common Stock 2,563 0.81 2.1K 162,985
2022-01-11 Mazzo David J Director / Officer F-InKind D Common Stock 16,740 0.87 14.5K 644,147
2022-01-11 Girolamo Todd C Officer F-InKind D Common Stock 4,722 0.87 4.1K 165,548
2022-01-10 Whitaker Anne Clem Director A-Award A Common Stock 65,430 0.00 182,635
2022-01-10 TRABER PETER G Director A-Award A Common Stock 65,430 0.00 149,190
2022-01-10 Mazzo David J Director / Officer A-Award A Common Stock 401,000 0.00 717,297
2022-01-10 MYERS STEVEN S Director A-Award A Common Stock 65,430 0.00 212,269
2022-01-10 KLOSK STEVEN M Director A-Award A Common Stock 65,430 0.00 151,390
2022-01-10 Girolamo Todd C Officer A-Award A Stock Option (Right to Buy) 65,000 0.92 59.6K 65,000
2022-01-10 Flowers Cynthia Louise Director A-Award A Common Stock 65,430 0.00 145,847
2022-01-10 Davidson Michael H. Director A-Award A Common Stock 65,430 0.00 209,753
2022-01-10 Buck Kristen K Officer A-Award A Stock Option (Right to Buy) 32,500 0.92 29.8K 32,500
2022-01-10 BROWN GREGORY B Director A-Award A Common Stock 65,430 0.00 149,040
2021-12-29 Slack David W. Director / Officer D Stock Option (Right to Buy) 244,213 3.60 879.2K 0
2021-12-08 MYERS STEVEN S Director P-Purchase A Common Stock 33,785 0.89 30.2K 146,839
2021-09-01 Buck Kristen K Officer A-Award A Stock Option (Right to Buy) 1,137,915 1.28 1.46M 1,137,915
2021-03-31 Slack David W. Director / Officer D Stock Option (Right to Buy) 10,676 4.22 45.1K 0
2021-03-31 Ruoslahti Erkki Director D Stock Option (Right to Buy) 53,380 3.60 192.2K 0
2021-03-31 HENSON HEIDI Director D Stock Option (Right to Buy) 10,676 3.60 38.4K 0
2021-01-14 Mazzo David J Director / Officer F-InKind D Common Stock 5,936 1.56 9.3K 299,505
2021-01-13 Mazzo David J Director / Officer F-InKind D Common Stock 6,425 1.55 10.0K 305,441
2021-01-08 Nisco James Officer D Stock Option (Right to Buy) 140 56.85 8.0K 0
2021-01-08 Imam Tariq Officer Stock Option (Right to Buy) 96 56.85 5.5K 0 D
2020-01-09 Nisco James Officer D Stock Option (Right to Buy) 39 53.10 2.1K 0
2019-11-30 Ruoslahti Erkki Director D Stock Option (Right to Buy) 53,380 4.22 225.3K 0
2019-07-31 HENSON HEIDI Director D Stock Option (Right to Buy) 10,676 4.22 45.1K 0
2019-01-25 Nisco James Officer D Stock Option (Right to Buy) 33 94.50 3.1K 0
2018-06-02 Nisco James Officer D Stock Option (Right to Buy) 66 339.00 22.4K 0
2017-05-18 Imam Tariq Officer Stock Option (Right to Buy) 14 53.10 743.40 0 D
2016-09-29 Nisco James Officer D Stock Option (Right to Buy) 398 71.55 28.5K 0
2016-03-23 Nisco James Officer D Stock Option (Right to Buy) 64 580.50 37.2K 0

Executive team

Top executives
EBIT / Employee
-7.0K
Shares Outstanding
9.11M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2024 David J. Mazzo, President and Chief Executive Officer 703.0K 387.9K 468.2K 101.9K 30.3K 1.69M 33.71%
2 2024 Kristen K. Buck, M.D, Executive Vice President of Research & Development and Chief Medical Officer 597.4K 299.7K 129.4K 30.4K 8.3K 1.07M 15.00%
3 2024 James Nisco, Senior Vice President, Finance and Treasury and Chief Accounting Officer 341.9K 122.5K 34.8K 8.7K 8.3K 516.2K 8.42%
4 2023 David J. Mazzo, President and Chief Executive Officer 675.9K 382.3K 258.0K 61.9K 30.3K 1.41M 22.72%
5 2023 David Slack, Former President and Chief Business Officer 159.7K 108.0K 171.5K 774.2K 1.21M 23.04%
6 2023 Kristen K. Buck, M.D, Executive Vice President of Research & Development and Chief Medical Officer 574.4K 293.5K 75.0K 18.6K 8.3K 969.8K 9.65%
7 2023 James Nisco, Senior Vice President, Finance and Treasury and Chief Accounting Officer 307.5K 94.1K 22.5K 6.2K 8.3K 438.6K 6.54%
8 2022 David J. Mazzo, Chief Executive Officer 650.4K 482.3K 643.0K 123.9K 30.3K 1.93M 39.74%
9 2022 David J. Mazzo, President and Chief Executive Officer 650.4K 482.3K 643.0K 123.9K 30.3K 1.93M 39.74%
10 2022 Kristen K. Buck, M.D, Executive Vice President of Research & Development and Chief Medical Officer 553.8K 376.4K 165.6K 20.1K 8.3K 1.12M 16.52%
11 2022 David Slack, Former President and Chief Business Officer 134.2K 161.0K 21.0K 316.2K 0.00%
12 2021 Kristen K. Buck, M.D, Executive Vice President of Research & Development and Chief Medical Officer 183.3K 275.0K 400.0K 1.00M 1.86M 75.34%
13 2021 David J. Mazzo, Chief Executive Officer 631.5K 295.9K 313.2K 64.3K 30.3K 1.34M 28.27%
14 2020 David J. Mazzo, President and Chief Executive Officer 613.1K 329.6K 235.8K 226.3K 30.3K 1.44M 32.20%
15 2020 Douglas Losordo, Former Chief Medical Officer 412.4K 103.7K 95.1K 101.7K 712.9K 27.89%
16 2020 Todd Girolamo General Counsel and Corporate Secretary 333.4K 114.8K 103.7K 95.1K 8.3K 655.2K 30.34%
17 2020 Joseph Talamo, Former Chief Financial Officer 223.4K 103.7K 95.1K 72.9K 495.1K 40.15%
18 2020 William K. Sietsema, Ph.D. Vice President, Global Regulatory Affairs 273.6K 70.3K 26.0K 23.6K 6.7K 400.2K 12.40%
19 2019 David J. Mazzo, President and Chief Executive Officer 596.7K 279.0K 401.0K 230.0K 33.0K 1.54M 40.98%
20 2019 Douglas Losordo, Former Chief Medical Officer 443.4K 150.8K 202.0K 77.8K 16.1K 890.0K 31.43%
21 2019 Douglas Losordo, Chief Medical Officer 443.4K 150.8K 202.0K 77.8K 16.1K 890.0K 31.43%
22 2019 Joseph Talamo, Chief Financial Officer 338.1K 100.6K 152.0K 77.8K 8.3K 676.6K 33.95%
23 2019 Joseph Talamo, Former Chief Financial Officer 338.1K 100.6K 152.0K 77.8K 8.3K 676.6K 33.95%
24 2019 Todd Girolamo General Counsel and Corporate Secretary 323.2K 96.5K 152.0K 77.8K 8.3K 657.7K 34.93%
25 2019 William K. Sietsema, Ph.D. Vice President, Global Regulatory Affairs 263.9K 62.7K 37.9K 19.4K 6.3K 390.2K 14.69%
26 2018 David J. Mazzo, President and Chief Executive Officer 593.8K 357.7K 575.4K 339.7K 25.6K 1.89M 48.36%
27 2018 Robert Preti, Former President and Chief Scientific Officer of PCT 1.76M 1.76M 0.00%
28 2018 Douglas Losordo, Chief Medical Officer 441.3K 189.3K 229.8K 135.9K 16.1K 1.01M 36.12%
29 2018 Joseph Talamo, Chief Financial Officer 334.7K 126.3K 229.8K 135.9K 8.3K 835.0K 43.80%
30 2017 Robert Preti, Former President and Chief Scientific Officer of PCT 193.4K 175.0K 1.92M 2.28M 0.00%
31 2017 David J. Mazzo, President and Chief Executive Officer 576.5K 346.5K 117.9K 116.0K 26.0K 1.18M 19.77%
32 2017 Douglas Losordo, Chief Medical Officer 428.4K 348.5K 205.0K 46.4K 1.03M 24.44%
33 2017 Joseph Talamo, Chief Financial Officer 316.1K 103.6K 47.1K 46.4K 8.1K 521.3K 17.93%
34 2016 David J. Mazzo, President and Chief Executive Officer 559.5K 480.6K 133.2K 287.6K 26.9K 1.49M 28.28%
35 2016 Robert Preti, Former President and Chief Scientific Officer of PCT 476.8K 561.3K 47.6K 110.2K 5.9K 1.20M 13.13%
36 2016 Douglas Losordo, Chief Medical Officer 415.8K 182.8K 53.8K 100.0K 7.9K 760.3K 20.23%
37 2016 Joseph Talamo, Chief Financial Officer 307.0K 137.0K 47.6K 89.3K 8.0K 588.9K 23.25%
38 2015 Robin Smith, Former Chief Executive Officer 237.4K 243.1K 156.8K 950.8K 1.26M 2.85M 38.82%
39 2015 David J. Mazzo, Chief Executive Officer 541.4K 736.0K 883.1K 665.1K 2.83M 57.30%
40 2015 Robert Vaters, Former President and Chief Financial Officer 320.4K 397.9K 883.1K 837.2K 2.44M 52.53%
41 2015 Robert Preti, President and Chief Scientific Officer of PCT 410.0K 316.7K 4.9K 731.6K 43.28%
42 2015 Douglas Losordo, Chief Medical Officer 405.0K 15.9K 145.5K 17.8K 584.2K 27.62%
43 2015 Joseph Talamo, Chief Financial Officer 261.9K 50.9K 72.4K 46.5K 431.7K 28.56%
44 2015 Andrew Pecora, Former Chief Visionary Officer 162.5K 22.6K 181.1K 23.5K 389.6K 52.28%
45 2015 Robert Dickey IV, Former Chief Financial Officer 2.3K 226.9K 229.3K 0.00%
46 2014 Robin Smith, Former Chief Executive Officer 545.0K 392.4K 730.4K 1.09M 559.7K 3.32M 54.92%
47 2014 Andrew Pecora, Former Chief Visionary Officer 240.0K 310.5K 544.0K 322.3K 1.42M 60.31%
48 2014 Robert Preti, President and Chief Scientific Officer of PCT 364.0K 54.6K 39.5K 599.7K 22.6K 1.08M 59.17%
49 2014 Douglas Losordo, Chief Medical Officer 385.0K 60.2K 101.5K 365.7K 60.3K 972.7K 48.03%
50 2014 Robert Dickey IV, Former Chief Financial Officer 310.0K 23.3K 39.1K 287.4K 60.7K 720.5K 45.33%
51 2014 Joseph Talamo, Chief Financial Officer 227.7K 42.7K 39.1K 287.4K 22.8K 619.8K 52.69%
52 2013 Robin Smith, Former Chief Executive Officer 495.0K 450.0K 249.7K 40.8K 1.24M 20.21%
53 2013 Andrew Pecora, Former Chief Visionary Officer 221.5K 365.0K 286.5K 873.0K 32.81%
54 2013 Douglas Losordo, Chief Medical Officer 291.5K 40.0K 145.8K 343.1K 30.8K 851.2K 57.43%
55 2013 Robert Preti, President and Chief Scientific Officer of PCT 349.2K 145.0K 143.2K 637.5K 22.47%
56 2013 Robert Dickey IV, Former Chief Financial Officer 150.6K 40.0K 229.5K 15.3K 435.4K 52.70%
57 2013 Joseph Talamo, Chief Financial Officer 219.6K 100.0K 107.4K 427.0K 25.16%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-04-25 DEFA14A
2025-04-25 DEF 14A
2024-04-29 DEFA14A
2024-04-29 DEF 14A
2023-05-01 DEFA14A
2023-05-01 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-11 10-Q
2026-05-04 SC14D9C
2026-05-04 SC TO-C
2026-05-04 8-K
2026-04-28 10-K/A
2026-04-15 SC14D9C
2026-04-15 8-K
2026-04-03 SC14D9C
2026-04-03 8-K
2026-03-12 10-K

Executive team

NameTitleCompensationGender
David J. Mazzo President, Chief Executive Officer & Director 735.5K
Kristen K. Buck Executive Vice President of R&D and Chief Medical Officer 607.6K
James Nisco Senior Vice President of Finance, Treasurer, CAO & Principal Financial and Accounting Officer 358.3K male
William K. Sietsema Vice President of Global Regulatory Affairs 350.6K
John D. Menditto Vice President of Investor Relations & Corporate Communications male
Gregory S. Berkin Chief Information & Data Protection Officer male
Tariq Imam Senior Vice President of Business Development & Operations and General Counsel male
ESG Rating
B
BIOTECHNOLOGY
Rank: 469 out of 710
2026
E (Environmental)
53.1 / 56.3
Company / Sector avg.
S (Social)
71.3 / 62.4
Company / Sector avg.
G (Governance)
63.2 / 60.9
Company / Sector avg.
ESG Total
62.5 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend yield history

Dividend history

Earnings history

Earnings reports

Stock splits