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Lineage Cell Therapeutics, Inc. (LCTX)

USD1.23 +0.00 (+0.00%)
US AMEX Healthcare Biotechnology
Address 2173 Salk Avenue 92008
Carlsbad, CA, US
CEO Brian Culley
IPO 1992-03-05
CIK 876343 ISIN US53566P1093

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Also trades on New York Stock Exchange American · LCTX (USD) Tel Aviv Stock Exchange · LCTX.TA (ILA)
Description

Lineage Cell Therapeutics, Inc., a clinical-stage biotechnology company, developing cell replacement therapies to treat serious medical conditions in the United States and internationally. The company develops OpRegen, an allogeneic retinal pigment epithelium cell replacement therapy, which is in Phase 2a clinical trial for the treatment of the age-related macular degeneration; and OPC1, an allogeneic oligodendrocyte progenitor cell therapy that is in Phase 1/2a multicenter clinical trial for the treatment of cervical spinal cord injuries. It also offers ReSonance (ANP1), an allogeneic auditory neuron progenitor cell transplant, which is in preclinical development for the treatment of sensorineural hearing loss; and PNC1, an allogeneic photoreceptor cell transplant, which is in preclinical development for the treatment of vision loss due to photoreceptor dysfunction or damage. In addition, the company is developing RND1, a novel hypoimmune induced pluripotent stem cell line for the development of a cell transplant candidate for the potential treatment of an undisclosed indication, as well as engages in the research and development of ILT1, an allogeneic cell transplant for the treatment of Type 1 Diabetes; and LCT-CON, an allogeneic cell transplant, as well as therapeutic products for retinal diseases, neurological diseases, ophthalmology, metabolic, and disorders and oncology. The company has a collaboration agreement with William Demant Invest for the preclinical development of ReSonance (ANP1). It also has a strategic collaboration with Factor Bioscience Inc. for the development of genetically engineered iPSC line for the company to utilize for differentiation into certain cell transplant product candidates. The company was formerly known as BioTime, Inc. and changed its name to Lineage Cell Therapeutics, Inc. in August 2019. Lineage Cell Therapeutics, Inc. was incorporated in 1990 and is headquartered in Carlsbad, California.

News Sentiment (7d)
50 Neutral

Based on only 1 article — low confidence

Market Cap & Enterprise Value
Merger & Acquisition History
Target company Ticker Date Filing
Eterna Therapeutics Inc. BTX 2019-01-04 View
Technical Outlook
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Indicator 1D1W2W3W1M
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Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD1.23 +0.00 (+0.00%)
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Volume Profile
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Liquidity & share structure
Average Volume
2M
Beta
1.51
Float Shares
236.33M
Free Float %
94.9%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+1.53% -3.62% -11.92% -19.88% -26.11% -20.36% +182.98% -4.32% -38.71% -48.45% -66.04%
Rolling Volatility
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Monthly Returns Heatmap
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Daily Returns Distribution
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Revenue flow

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Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (5 ratings, all time) Buy
Price Targets & DCF
Current price
1.23
Ratings Trend (MoM) 88% Bullish
Rating 2026-05 Change
Strong Buy 1 0
Buy 6 0
Hold 1 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
-3.34
Distress
Piotroski F-Score
3 / 9
Average
MOAT Score
2 / 10
No MOAT
Composite Rating
C-
Overall Score
1 / 5
Low
DCF Score
1 / 5
Low
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
3 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
1 / 5
Low
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
    +53.2% Q1'26: +14.8% (vs Q1'25)
  • EPS growth Biotechnology: +29.7%
    -201.1% Q1'26: -63.9% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
    -141.5% Q1'26: -468.3% (vs Q1'25)
  • EBIT margin Biotechnology: +0.0%
    -149.6% Q1'26: +0.0% (vs Q1'25)
  • ROIC Biotechnology: -16.1%
    Q1'26: +0.0% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +15.0% Q1'26: +15.5% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -0.11× Q1'26: -0.08× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (1.60) × ERP
WACC = 99% × Ke + 1% × Kd (4.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 1.23
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2015
actual
Dec 2016
actual
Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
6 Rev. Ana.
5 EPS Ana.
Dec 2027
6 Rev. Ana.
5 EPS Ana.
Dec 2028
7 Rev. Ana.
6 EPS Ana.
Dec 2029
3 Rev. Ana.
4 EPS Ana.
Dec 2030
6 Rev. Ana.
2 EPS Ana.
Revenue
2.53M
est: 6.68M (-62.1%)
2.25M
est: 4.99M (-54.8%)
1.79M
est: 3.38M (-47.0%)
1.42M
est: 4.90M (-71.1%)
1.48M
est: 3.31M (-55.3%)
773.0K
est: 2.40M (-67.8%)
3.90M
est: 4.01M (-2.9%)
14.70M
est: 15.35M (-4.2%)
8.95M
est: 6.19M (+44.6%)
9.50M
est: 8.18M (+16.2%)
14.56M
est: 9.90M (+47.0%)
22.33M
9.87M – 35.11M
+125.5% YoY
14.71M
3.59M – 31.92M
-34.2% YoY
46.62M
44.20M – 49.04M
+217.0% YoY
103.18M
32.46M – 201.97M
+121.3% YoY
369.37M
116.21M – 723.02M
+258.0% YoY
EBITDA
-59.48M
est: -6.68M (-790.3%)
-54.21M
est: -4.99M (-987.2%)
-37.36M
est: -3.38M (-1,004.2%)
-37.72M
est: -4.90M (-670.1%)
-35.88M
est: -3.31M (-983.9%)
-24.41M
est: -2.40M (-917.1%)
-48.34M
est: -4.01M (-1,105.1%)
-21.79M
est: -17.74M (-22.8%)
-24.04M
est: -6.19M (-288.6%)
-20.87M
est: -8.18M (-155.3%)
-21.08M
est: -9.90M (-112.9%)
-22.33M
-35.11M – -9.87M
-125.5% YoY
-14.71M
-31.92M – -3.59M
+34.2% YoY
-46.62M
-49.04M – -44.20M
-217.0% YoY
-103.18M
-201.97M – -32.46M
-121.3% YoY
-369.37M
-723.02M – -116.21M
-258.0% YoY
EBIT
-65.81M
est: -6.68M (-885.2%)
-58.97M
est: -4.99M (-1,082.7%)
-40.66M
est: -3.38M (-1,101.6%)
-41.00M
est: -4.90M (-736.9%)
-38.88M
est: -3.31M (-1,074.6%)
-26.45M
est: -2.40M (-1,002.1%)
-49.21M
est: -4.01M (-1,126.8%)
-22.52M
est: -17.83M (-26.3%)
-24.73M
est: -6.19M (-299.8%)
-21.48M
est: -8.18M (-162.7%)
-21.78M
est: -9.90M (-120.0%)
-22.33M
-35.11M – -9.87M
-125.5% YoY
-14.71M
-31.92M – -3.59M
+34.2% YoY
-46.62M
-49.04M – -44.20M
-217.0% YoY
-103.18M
-201.97M – -32.46M
-121.3% YoY
-369.37M
-723.02M – -116.21M
-258.0% YoY
Net Income
-46.99M
est: -110.65M (+57.5%)
33.57M
est: 41.84M (-19.8%)
-19.98M
est: 63.23M (-131.6%)
-45.99M
est: -25.42M (-80.9%)
-11.71M
est: -24.52M (+52.3%)
-20.65M
est: -39.70M (+48.0%)
-43.02M
est: -31.70M (-35.7%)
-26.27M
est: -22.02M (-19.3%)
-21.49M
est: -24.19M (+11.2%)
-18.61M
est: -12.98M (-43.4%)
-63.53M
est: -63.53M (+0.0%)
-15.28M
-19.78M – -10.79M
+75.9% YoY
-23.09M
-37.97M – 7.59M
-51.1% YoY
3.08M
-32.22M – 110.46M
+113.3% YoY
38.20M
4.16M – 85.75M
+1,139.5% YoY
266.36M
29.03M – 597.89M
+597.3% YoY
SGA
29.13M
est: 40.34M (-27.8%)
28.43M
est: 30.11M (-5.6%)
19.92M
est: 20.43M (-2.5%)
24.73M
est: 29.58M (-16.4%)
24.03M
est: 19.99M (+20.2%)
15.57M
est: 14.49M (+7.4%)
18.21M
est: 24.22M (-24.8%)
22.51M
est: 15.09M (+49.1%)
17.30M
est: 14.01M (+23.5%)
18.17M
est: 18.51M (-1.8%)
18.46M
est: 22.42M (-17.7%)
50.57M
22.34M – 79.51M
+125.5% YoY
33.30M
8.13M – 72.26M
-34.2% YoY
105.55M
100.07M – 111.03M
+217.0% YoY
233.61M
73.50M – 457.29M
+121.3% YoY
836.31M
263.11M – 1.64B
+258.0% YoY
EPS
-0.59
est: -0.55 (-6.7%)
0.35
est: 0.21 (+67.5%)
-0.17
est: 0.32 (-153.8%)
-0.36
est: -0.13 (-183.5%)
-0.08
est: -0.12 (+33.6%)
-0.14
est: -0.20 (+29.4%)
-0.26
est: -0.16 (-64.2%)
-0.15
est: -0.15 (+0.9%)
-0.12
est: -0.13 (+10.5%)
-0.09
est: -0.06 (-64.9%)
-0.28
est: -0.30 (+5.3%)
-0.06
-0.09 – -0.05
+78.9% YoY
-0.08
-0.17 – 0.03
-32.0% YoY
-0.01
-0.14 – 0.48
+87.9% YoY
0.17
0.02 – 0.37
+1,760.0% YoY
1.16
0.13 – 2.60
+597.3% YoY
Recent Grade Changes (3M)
Date Firm Previous New Grade Action
2026-05-04 D. Boral Capital Buy Buy Maintain
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-11 C- 1/5 1/5 1/5 1/5 3/5 1/5 1/5
2026-05-08 C- 1/5 1/5 1/5 1/5 3/5 1/5 1/5
2026-05-07 C- 1/5 1/5 1/5 1/5 3/5 1/5 1/5
2026-05-06 C- 1/5 1/5 1/5 1/5 3/5 1/5 1/5
2026-05-05 C- 1/5 1/5 1/5 1/5 3/5 1/5 1/5
2026-05-04 C- 1/5 1/5 1/5 1/5 3/5 1/5 1/5
2026-05-01 C- 1/5 1/5 1/5 1/5 3/5 1/5 1/5
2026-04-30 C- 1/5 1/5 1/5 1/5 3/5 1/5 1/5
2026-04-29 D+ 1/5 1/5 1/5 1/5 2/5 1/5 1/5
2026-04-28 D+ 1/5 1/5 1/5 1/5 2/5 1/5 1/5
2026-04-27 D+ 1/5 1/5 1/5 1/5 2/5 1/5 1/5
2026-04-24 D+ 1/5 1/5 1/5 1/5 2/5 1/5 1/5
2026-04-23 D+ 1/5 1/5 1/5 1/5 2/5 1/5 1/5
2026-04-22 D+ 1/5 1/5 1/5 1/5 2/5 1/5 1/5
2026-04-21 D+ 1/5 1/5 1/5 1/5 2/5 1/5 1/5
2026-04-20 D+ 1/5 1/5 1/5 1/5 2/5 1/5 1/5
2026-04-17 D+ 1/5 1/5 1/5 1/5 2/5 1/5 1/5
2026-04-16 D+ 1/5 1/5 1/5 1/5 2/5 1/5 1/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-15.56M
OE per share TTM
-0.07
Owner's Yield
-5.16%
Maintenance CapEx ratio
298.79%
Maint CapEx / Avg PPE
71.0%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
42
Total invested
22.74M
Insider transactions (90d)
0
Beneficial owners (>5%)
12
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 (1) BlackRock, Inc. 9.92M 5.30% 9.88M 9.92M HC Delaware 2024-11-08
2 ALFRED D. KINGSLEY 5.70M 3.62% IN 2020-02-14
3 George Karfunkel. 4.70M 15.40% 4.70M 4.70M IN United States 2009-07-14
4 GARY K. DUBERSTEIN 2.78M 12.00% IN : 2005-12-28
5 (entities only): ** 2.34M 9.90% 2.34M 2.34M 10.00 IN United 2006-01-11
6 : George Karfunkel. 2.34M 9.80% 2.34M 2.34M IN United States 2006-04-20
7 GREENBELT CORP. 1.97M 3.90% 1.97M 1.97M CO Delaware 2012-07-31
8 13-3791931 1.79M 7.90% CO : 2005-12-28
9 GREENBROOK VALLEY LLC 976.1K 4.30% OO : 2005-12-28
10 GREENMINT LLC 976.1K 4.30% OO : 2005-12-28
11 04-2601915 502.4K 5.11% 402.3K 502.4K IA MASSACHUSETTS 1998-01-29
12 GREENWAY PARTNERS, L.P. 375.4K 0.25% PN 2020-02-14

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
42
-83 vs prev Q
New positions
3
Closed positions
82
Increased
10
Reduced
4
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 216.0K +216.0K (+100.0%) 360.72M +360.7M (+100.0%) 0.09% +0.094 pp 0.04% +0.043 pp USD1.67 +0.0% 1 qtrs NEW
2 BROADWOOD CAPITAL INC 49.56M +— (+0.0%) 82.77M -991.2K (-1.2%) 21.66% -0.047 pp 4.86% -0.179 pp USD0.97 +72.2% 26 qtrs
3 VANGUARD GROUP INC 9.64M +637.3K (+7.1%) 16.11M +884.2K (+5.8%) 4.21% +0.270 pp 0.00% +0.000 pp USD1.33 +25.6% 26 qtrs
4 DEFENDER CAPITAL, LLC. 6.83M +6.8M (+100.0%) 11.41M +11.4M (+100.0%) 2.98% +2.984 pp 3.70% +3.695 pp USD1.67 +0.0% 26 qtrs
5 RAFFLES ASSOCIATES LP 5.36M -25.0K (-0.5%) 8.96M -149.5K (-1.6%) 2.34% -0.016 pp 6.72% -1.759 pp USD1.19 +40.3% 20 qtrs
6 COMERICA BANK 4.60M +— (+0.0%) 7.68M -92.0K (-1.2%) 2.01% -0.004 pp 0.03% +0.001 pp USD0.67 +149.3% 10 qtrs
7 BLACKROCK, INC. 3.83M +1.6M (+71.9%) 6.40M +2.6M (+69.8%) 1.68% +0.699 pp 0.00% +0.000 pp USD1.19 +40.3% 6 qtrs
8 GEODE CAPITAL MANAGEMENT, LLC 2.46M +41.4K (+1.7%) 4.11M +20.7K (+0.5%) 1.08% +0.016 pp 0.00% +0.000 pp USD1.33 +25.6% 26 qtrs
9 RENAISSANCE TECHNOLOGIES LLC 2.40M +499.2K (+26.2%) 4.02M +795.5K (+24.7%) 1.05% +0.216 pp 0.01% +0.002 pp USD0.80 +108.8% 11 qtrs
10 MILLENNIUM MANAGEMENT LLC 2.11M -569.6K (-21.3%) 3.52M -1.0M (-22.2%) 0.92% -0.251 pp 0.00% -0.001 pp USD0.93 +79.6% 3 qtrs
11 MORGAN STANLEY 2.00M +992.2K (+98.6%) 3.34M +1.6M (+96.2%) 0.87% +0.433 pp 0.00% +0.000 pp USD1.35 +23.7% 26 qtrs
12 GOLDMAN SACHS GROUP INC 1.44M +1.3M (+894.5%) 2.40M +2.2M (+882.7%) 0.63% +0.565 pp 0.00% +0.000 pp USD1.58 +5.7% 20 qtrs
13 MARSHALL WACE, LLP 1.36M +1.4M (+100.0%) 2.27M +2.3M (+100.0%) 0.60% +0.595 pp 0.00% +0.002 pp USD1.67 +0.0% 1 qtrs NEW
14 STATE STREET CORP 1.02M +60.6K (+6.3%) 1.70M +82.1K (+5.1%) 0.44% +0.026 pp 0.00% +0.000 pp USD1.52 +9.9% 26 qtrs
15 JANE STREET GROUP, LLC 1.00M +859.9K (+593.6%) 1.68M +1.4M (+585.4%) 0.44% +0.376 pp 0.00% +0.000 pp USD1.56 +7.1% 26 qtrs
16 RED CRANE WEALTH MANAGEMENT, LLC 597.3K +85.9K (+16.8%) 997.4K +133.2K (+15.4%) 0.26% +0.037 pp 0.82% +0.087 pp USD0.69 +142.0% 5 qtrs
17 CITADEL ADVISORS LLC 507.1K +313.1K (+161.4%) 846.8K +519.0K (+158.3%) 0.22% +0.137 pp 0.00% +0.000 pp USD1.35 +23.7% 5 qtrs
18 NORTHERN TRUST CORP 479.3K +35.9K (+8.1%) 800.4K +51.1K (+6.8%) 0.21% +0.015 pp 0.00% +0.000 pp USD1.37 +21.9% 26 qtrs
19 EAM INVESTORS, LLC 442.2K +— (+0.0%) 738.5K -8.8K (-1.2%) 0.19% 0.000 pp 0.08% -0.003 pp USD1.69 -1.2% 2 qtrs
20 BARCLAYS PLC 348.5K +137.2K (+64.9%) 582.0K +390.7K (+204.3%) 0.15% +0.060 pp 0.00% +0.000 pp USD1.62 +3.1% 16 qtrs
21 GSA CAPITAL PARTNERS LLP 331.0K -339.9K (-50.7%) 553.0K -581.0K (-51.2%) 0.14% -0.149 pp 0.05% -0.047 pp USD0.51 +227.5% 6 qtrs
22 OMERS ADMINISTRATION CORP 283.2K +283.2K (+100.0%) 472.9K +472.9K (+100.0%) 0.12% +0.124 pp 0.00% +0.003 pp USD1.67 +0.0% 1 qtrs NEW
23 SEI INVESTMENTS CO 269.3K +269.3K (+100.0%) 449.7K +449.7K (+100.0%) 0.12% +0.118 pp 0.00% +0.000 pp USD1.67 +0.0% 1 qtrs NEW
24 TWO SIGMA INVESTMENTS, LP 265.6K -88.8K (-25.0%) 443.5K -155.3K (-25.9%) 0.12% -0.039 pp 0.00% 0.000 pp USD0.61 +173.8% 5 qtrs
25 BRIDGEWAY CAPITAL MANAGEMENT, LLC 221.0K +— (+0.0%) 369.1K -4.4K (-1.2%) 0.10% 0.000 pp 0.01% 0.000 pp USD1.39 +20.1% 26 qtrs
26 QUBE RESEARCH & TECHNOLOGIES LTD 211.3K +211.3K (+100.0%) 353.0K +353.0K (+100.0%) 0.09% +0.092 pp 0.00% +0.000 pp USD1.67 +0.0% 3 qtrs
27 BANK OF AMERICA CORP /DE/ 197.8K -35.6K (-15.2%) 330.4K -64.1K (-16.2%) 0.09% -0.016 pp 0.00% +0.000 pp USD1.24 +34.7% 26 qtrs
28 FMR LLC 192.0K -2.1K (-1.1%) 320.6K -7.3K (-2.2%) 0.08% -0.001 pp 0.00% +0.000 pp USD0.52 +221.2% 16 qtrs
29 UBS GROUP AG 183.1K -25.0K (-12.0%) 305.8K -45.8K (-13.0%) 0.08% -0.011 pp 0.00% +0.000 pp USD0.84 +98.8% 26 qtrs
30 EXODUSPOINT CAPITAL MANAGEMENT, LP 181.7K +181.7K (+100.0%) 303.4K +303.4K (+100.0%) 0.08% +0.079 pp 0.00% +0.002 pp USD1.67 +0.0% 3 qtrs
31 POINT72 ASSET MANAGEMENT, L.P. 159.4K +159.4K (+100.0%) 266.2K +266.2K (+100.0%) 0.07% +0.070 pp 0.00% +0.000 pp USD1.67 +0.0% 1 qtrs NEW
32 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 129.9K -88.4K (-40.5%) 216.9K -151.9K (-41.2%) 0.06% -0.039 pp 0.00% +0.000 pp USD1.57 +6.4% 26 qtrs
33 COMMONWEALTH EQUITY SERVICES, LLC 104.3K +3.3K (+3.3%) 174.1K +3.1K (+1.8%) 0.05% +0.001 pp 0.00% +0.000 pp USD1.44 +16.0% 8 qtrs
34 WILLIAMS JONES WEALTH MANAGEMENT, LLC. 101.3K +— (+0.0%) 169.2K -2.0K (-1.2%) 0.04% 0.000 pp 0.00% +0.000 pp USD2.45 -31.8% 17 qtrs
35 HIGHTOWER ADVISORS, LLC 98.4K +— (+0.0%) 164.3K -2.0K (-1.2%) 0.04% 0.000 pp 0.00% +0.000 pp USD1.43 +16.8% 21 qtrs
36 LIGHTHOUSE INVESTMENT PARTNERS, LLC 84.6K +84.6K (+100.0%) 141.3K +141.3K (+100.0%) 0.04% +0.037 pp 0.00% +0.004 pp USD1.67 +0.0% 1 qtrs NEW
37 RAYMOND JAMES FINANCIAL INC 80.2K -10.2K (-11.3%) 133.9K -18.8K (-12.3%) 0.04% -0.005 pp 0.00% +0.000 pp USD0.96 +74.0% 5 qtrs
38 HUDSON BAY CAPITAL MANAGEMENT LP 74.4K +74.4K (+100.0%) 124.3K +124.3K (+100.0%) 0.03% +0.033 pp 0.00% +0.000 pp USD1.67 +0.0% 3 qtrs
39 VOLEON CAPITAL MANAGEMENT LP 71.0K +71.0K (+100.0%) 118.5K +118.5K (+100.0%) 0.03% +0.031 pp 0.00% +0.003 pp USD1.67 +0.0% 1 qtrs NEW
40 CITIGROUP INC 70.7K +69.3K (+4,931.2%) 118.1K +115.8K (+4,871.9%) 0.03% +0.030 pp 0.00% +0.000 pp USD1.65 +1.2% 26 qtrs
41 SQUAREPOINT OPS LLC 65.1K +65.1K (+100.0%) 108.7K +108.7K (+100.0%) 0.03% +0.029 pp 0.00% +0.000 pp USD1.67 +0.0% 12 qtrs
42 CATALYST FUNDS MANAGEMENT PTY LTD 62.4K +— (+0.0%) 104.2K -1.2K (-1.2%) 0.03% 0.000 pp 0.02% +0.008 pp USD0.91 +83.5% 3 qtrs
43 NWAM LLC 62.1K +27.1K (+77.5%) 98.8K +41.4K (+72.1%) 0.03% +0.012 pp 0.01% +0.002 pp USD1.49 +12.1% 3 qtrs
44 JEFFERIES FINANCIAL GROUP INC. 59.1K -3.1K (-5.0%) 98.7K -6.4K (-6.1%) 0.03% -0.001 pp 0.00% +0.000 pp USD1.69 -1.2% 2 qtrs
45 FORT SHERIDAN ADVISORS LLC 55.2K +— (+0.0%) 92.1K -1.1K (-1.2%) 0.02% 0.000 pp 0.01% -0.001 pp USD1.36 +22.8% 20 qtrs
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 53.1K +24.0K (+82.5%) 88.7K +39.5K (+80.3%) 0.02% +0.011 pp 0.00% +0.000 pp USD1.68 -0.6% 2 qtrs
47 CIBC WORLD MARKET INC. 47.1K +— (+0.0%) 78.6K -941.0 (-1.2%) 0.02% +0.000 pp 0.00% +0.000 pp USD1.17 +42.7% 10 qtrs
48 BEIRNE WEALTH CONSULTING SERVICES, LLC 45.0K +— (+0.0%) 75.2K -900.0 (-1.2%) 0.02% +0.000 pp 0.02% +0.004 pp USD0.94 +77.7% 26 qtrs
49 XTX TOPCO LTD 42.3K +42.3K (+100.0%) 70.6K +70.6K (+100.0%) 0.02% +0.019 pp 0.00% +0.002 pp USD1.67 +0.0% 4 qtrs
50 JAIN GLOBAL LLC 38.9K +26.0K (+202.3%) 64.9K +43.2K (+198.7%) 0.02% +0.011 pp 0.00% +0.000 pp USD1.42 +17.6% 3 qtrs
51 ADVISOR GROUP HOLDINGS, INC. 38.7K -46.1K (-54.4%) 64.6K -58.3K (-47.5%) 0.02% -0.020 pp 0.00% 0.000 pp USD0.78 +114.1% 24 qtrs
52 RATHBONES GROUP PLC 35.0K +— (+0.0%) 58.5K -700.0 (-1.2%) 0.02% +0.000 pp 0.00% +0.000 pp USD1.18 +41.5% 10 qtrs
53 ORG PARTNERS LLC 34.6K -1.1K (-3.1%) 57.8K -2.6K (-4.2%) 0.02% -0.001 pp 0.01% -0.001 pp USD0.45 +271.1% 4 qtrs
54 TRUST CO OF TOLEDO NA /OH/ 33.8K +— (+0.0%) 56.4K -676.0 (-1.2%) 0.01% +0.000 pp 0.01% 0.000 pp USD1.47 +13.6% 12 qtrs
55 QUADRATURE CAPITAL LTD 30.6K -148.4K (-82.9%) 51.2K -253.2K (-83.2%) 0.01% -0.065 pp 0.00% -0.003 pp USD1.69 -1.2% 2 qtrs
56 EQUITABLE HOLDINGS, INC. 30.0K +— (+0.0%) 50.1K -601.0 (-1.2%) 0.01% +0.000 pp 0.00% +0.000 pp USD1.69 -1.2% 2 qtrs
57 LPL FINANCIAL LLC 27.8K +3.7K (+15.5%) 46.4K +5.7K (+14.1%) 0.01% +0.002 pp 0.00% +0.000 pp USD1.74 -4.0% 26 qtrs
58 KESTRA ADVISORY SERVICES, LLC 27.7K +17.6K (+174.7%) 46.3K +29.3K (+171.5%) 0.01% +0.008 pp 0.00% +0.000 pp USD1.68 -0.6% 2 qtrs
59 SCOTIA CAPITAL INC. 26.8K +— (+0.0%) 44.7K -536.0 (-1.2%) 0.01% +0.000 pp 0.00% +0.000 pp USD0.79 +111.4% 26 qtrs
60 VICTORY CAPITAL MANAGEMENT INC 25.1K -1.1K (-4.3%) 41.8K -2.4K (-5.4%) 0.01% -0.001 pp 0.00% +0.000 pp USD1.04 +60.6% 26 qtrs
61 TWO SIGMA SECURITIES, LLC 23.6K +23.6K (+100.0%) 39.4K +39.4K (+100.0%) 0.01% +0.010 pp 0.01% +0.005 pp USD1.67 +0.0% 3 qtrs
62 IEQ CAPITAL, LLC 23.4K -137.0K (-85.4%) 39.2K -231.9K (-85.6%) 0.01% -0.060 pp 0.00% -0.001 pp USD1.58 +5.7% 3 qtrs
63 BANK OF NEW YORK MELLON CORP 23.2K -7.9K (-25.4%) 38.8K -13.9K (-26.3%) 0.01% -0.004 pp 0.00% +0.000 pp USD1.55 +7.7% 26 qtrs
64 PFG INVESTMENTS, LLC 22.2K +1.0K (+4.7%) 37.1K +1.2K (+3.5%) 0.01% +0.000 pp 0.00% 0.000 pp USD1.51 +10.6% 12 qtrs
65 SUMMITTX CAPITAL, L.P. 21.3K -52.5K (-71.1%) 35.6K -89.2K (-71.5%) 0.01% -0.023 pp 0.00% -0.004 pp USD0.91 +83.5% 3 qtrs
66 ELCO MANAGEMENT CO., LLC 20.5K +500.0 (+2.5%) 34.2K +435.0 (+1.3%) 0.01% +0.000 pp 0.02% +0.004 pp USD1.14 +46.5% 14 qtrs
67 PRIVATE ADVISOR GROUP, LLC 20.1K +— (+0.0%) 33.5K -402.0 (-1.2%) 0.01% +0.000 pp 0.00% +0.000 pp USD0.45 +271.1% 4 qtrs
68 CHAPIN DAVIS, INC. 20.0K +— (+0.0%) 33.4K -401.0 (-1.2%) 0.01% +0.000 pp 0.01% -0.001 pp USD0.45 +271.1% 4 qtrs
69 ALLEGHENY FINANCIAL GROUP LTD 20.0K +— (+0.0%) 33.4K -400.0 (-1.2%) 0.01% +0.000 pp 0.00% -0.001 pp USD1.18 +41.5% 21 qtrs
70 DEFINE FINANCIAL, LLC 20.0K +20.0K (+100.0%) 33.4K +33.4K (+100.0%) 0.01% +0.009 pp 0.02% +0.019 pp USD1.67 +0.0% 1 qtrs NEW
71 DLD ASSET MANAGEMENT, LP 20.0K +20.0K (+100.0%) 33.4K +33.4K (+100.0%) 0.01% +0.009 pp 0.00% +0.003 pp USD1.67 +0.0% 1 qtrs NEW
72 TOWER RESEARCH CAPITAL LLC (TRC) 19.5K +15.9K (+448.2%) 32.5K +26.5K (+441.7%) 0.01% +0.007 pp 0.00% +0.001 pp USD1.50 +11.3% 13 qtrs
73 CATALYTIC WEALTH RIA, LLC 18.7K +— (+0.0%) 31.3K -374.0 (-1.2%) 0.01% +0.000 pp 0.00% +0.000 pp USD1.69 -1.2% 2 qtrs
74 CREATIVE PLANNING 18.2K +439.0 (+2.5%) 30.4K +378.0 (+1.3%) 0.01% +0.000 pp 0.00% +0.000 pp USD1.23 +35.8% 26 qtrs
75 WELLS FARGO & COMPANY/MN 17.9K -10.2K (-36.3%) 30.0K -17.6K (-37.0%) 0.01% -0.005 pp 0.00% +0.000 pp USD1.01 +65.3% 26 qtrs
76 MAI CAPITAL MANAGEMENT 16.6K -1.8K (-9.8%) 27.8K -3.4K (-10.8%) 0.01% -0.001 pp 0.00% +0.000 pp USD1.36 +22.8% 15 qtrs
77 ASSUREDPARTNERS INVESTMENT ADVISORS, LLC 16.5K +— (+0.0%) 27.6K -330.0 (-1.2%) 0.01% +0.000 pp 0.00% -0.002 pp USD0.50 +234.0% 5 qtrs
78 BNP PARIBAS ARBITRAGE, SNC 15.9K +15.8K (+9,863.8%) 26.6K +26.4K (+9,760.4%) 0.01% +0.007 pp 0.00% +0.000 pp USD1.66 +0.6% 5 qtrs
79 ELGETHUN CAPITAL MANAGEMENT 15.0K +— (+0.0%) 25.1K -675.0 (-2.6%) 0.01% +0.000 pp 0.00% 0.000 pp USD0.89 +87.6% 25 qtrs
80 SKYOAK WEALTH, LLC 15.0K +— (+0.0%) 25.1K -300.0 (-1.2%) 0.01% +0.000 pp 0.00% 0.000 pp USD0.89 +87.6% 25 qtrs
81 SG AMERICAS SECURITIES, LLC 14.8K +14.8K (+100.0%) 25.0K +25.0K (+100.0%) 0.01% +0.007 pp 0.00% +0.000 pp USD1.67 +0.0% 6 qtrs
82 SCHONFELD STRATEGIC ADVISORS LLC 13.3K +13.3K (+100.0%) 22.2K +22.2K (+100.0%) 0.01% +0.006 pp 0.00% +0.000 pp USD1.67 +0.0% 3 qtrs
83 MARINER, LLC 13.1K +1.9K (+17.0%) 21.9K +3.0K (+15.6%) 0.01% +0.001 pp 0.00% +0.000 pp USD1.36 +22.8% 14 qtrs
84 LAFAYETTE INVESTMENTS, INC. 13.0K +— (+0.0%) 21.7K -260.0 (-1.2%) 0.01% +0.000 pp 0.00% 0.000 pp USD1.90 -12.1% 21 qtrs
85 OXFORD FINANCIAL GROUP LTD 12.6K +— (+0.0%) 21.1K -253.0 (-1.2%) 0.01% +0.000 pp 0.00% +0.000 pp USD1.76 -5.1% 21 qtrs
86 STONERIDGE INVESTMENT PARTNERS LLC 12.5K +12.5K (+100.0%) 21.0K +21.0K (+100.0%) 0.01% +0.006 pp 0.01% +0.015 pp USD1.67 +0.0% 1 qtrs NEW
87 PISCATAQUA SAVINGS BANK 12.5K +— (+0.0%) 20.7K -375.0 (-1.8%) 0.01% +0.000 pp 0.01% -0.002 pp USD2.35 -28.9% 20 qtrs
88 FOUNDERS CAPITAL MANAGEMENT 12.0K +— (+0.0%) 20.0K -240.0 (-1.2%) 0.01% +0.000 pp 0.01% 0.000 pp USD0.45 +271.1% 21 qtrs
89 TWO SIGMA ADVISERS, LP 11.8K +100.0 (+0.9%) 19.7K -67.0 (-0.3%) 0.01% +0.000 pp 0.00% +0.000 pp USD0.63 +165.1% 26 qtrs
90 FARROW FINANCIAL INC. 11.5K +— (+0.0%) 19.2K -230.0 (-1.2%) 0.01% +0.000 pp 0.01% 0.000 pp USD1.09 +53.2% 9 qtrs
91 LAZARI CAPITAL MANAGEMENT, INC. 10.5K -317.0 (-2.9%) 17.5K -746.0 (-4.1%) 0.00% 0.000 pp 0.01% 0.000 pp USD0.50 +234.0% 5 qtrs
92 THRIVENT FINANCIAL FOR LUTHERANS 10.0K +10.0K (+100.0%) 17.0K +17.0K (+100.0%) 0.00% +0.004 pp 0.00% +0.000 pp USD1.67 +0.0% 5 qtrs
93 WOODTRUST FINANCIAL CORP 10.0K +10.0K (+100.0%) 17.0K +17.0K (+100.0%) 0.00% +0.004 pp 0.00% +0.002 pp USD1.67 +0.0% 1 qtrs NEW
94 SPROTT INC. 10.0K +— (+0.0%) 16.7K -200.0 (-1.2%) 0.00% +0.000 pp 0.00% +0.000 pp USD0.91 +83.5% 3 qtrs
95 BOOTHBAY FUND MANAGEMENT, LLC 10.0K +10.0K (+100.0%) 16.7K +16.7K (+100.0%) 0.00% +0.004 pp 0.00% +0.000 pp USD1.67 +0.0% 1 qtrs NEW
96 BEVERLY HILLS PRIVATE WEALTH, LLC 10.0K +— (+0.0%) 16.7K -200.0 (-1.2%) 0.00% +0.000 pp 0.00% 0.000 pp USD1.69 -1.2% 2 qtrs
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 35 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 iShares Micro-Cap ETF IWC 0.05% 790.0K 0.60%
2 Goldman Sachs ActiveBeta U.S. Small Cap Equity ETF GSSC 0.03% 288.7K 0.20%
3 iShares Biotechnology ETF IBB 0.02% 1.72M 0.44%
4 iShares Russell 2000 Growth ETF IWO 0.01% 2.22M 0.24%
5 Xtrackers Russell 2000 UCITS ETF 1C XRSU.L 0.01% 225.8K 0.30%
6 Global X - Russell 2000 ETF RSSL 0.01% 110.3K 0.08%
7 Invesco Russell 2000 UCITS ETF RTYS.L 0.01% 23.8K 0.25%
8 iShares Russell 2000 BuyWrite ETF IWMW 0.01% 3.7K 0.39%
9 iShares Russell 2000 ETF IWM 0.01% 5.43M 0.19%
10 iShares U.S. Small Cap Index ETF (CAD-Hedged) XSU.TO 0.01% 35.5K 0.36%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
1.50
Neutral
Ratio by volume
3.00
Bullish
Buys
6
Sells
4
Shares acquired
5.25M
Shares disposed
52.7K
Cash buys
1.00
Cash sales
Net activity
+5,199,629
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-03-12 Culley Brian M Director / Officer P-Purchase A Common Shares 15,000 1.63 24.4K 255,516 D
2026-03-05 Samuel George A. III Officer A-Award A Employee Stock Option (Right to Buy) 900,000 1.84 1.66M 900,000 D
2026-03-05 Howe Jill Ann Officer A-Award A Employee Stock Option (Right to Buy) 1,050,000 1.84 1.93M 1,050,000 D
2026-03-05 Culley Brian M Director / Officer A-Award A Employee Stock Option (Right to Buy) 3,250,000 1.84 5.98M 3,250,000 D
2026-02-11 Samuel George A. III Officer M-Exempt A Common Shares 6,075 0.00 33,565 D
2026-02-11 Culley Brian M Director / Officer M-Exempt A Common Shares 31,250 0.00 253,385 D
2025-12-19 Samuel George A. III Officer F-InKind D Common Shares 65 1.68 109.20 27,490 D
2025-12-19 Culley Brian M Director / Officer F-InKind D Common Shares 334 1.68 561.12 222,135 D
2025-07-01 Russell Angus C. Director A-Award A Stock Option (Right to Buy) 75,000 0.90 67.3K 75,000 D
2025-07-01 Mulroy Michael H. Director A-Award A Stock Option (Right to Buy) 75,000 0.90 67.3K 75,000 D
2025-07-01 Jayasuriya Anula Director A-Award A Stock Option (Right to Buy) 75,000 0.90 67.3K 75,000 D
2025-07-01 Bradsher Neal C Director / 10% Owner A-Award A OPTION TO PURCHASE COMMON SHARES 75,000 0.90 67.3K 75,000 D
2025-07-01 Amin Dipti Director A-Award A Stock Option (Right to Buy) 75,000 0.90 67.3K 75,000 D
2025-07-01 ANDREWS DEBORAH J Director A-Award A Stock Option (Right to Buy) 75,000 0.90 67.3K 75,000 D
2025-03-10 Samuel George A. III Officer A-Award A Employee Stock Option (Right to Buy) 750,000 0.53 397.5K 750,000 D
2025-03-10 Howe Jill Ann Officer A-Award A Employee Stock Option (Right to Buy) 750,000 0.53 397.5K 750,000 D
2025-03-10 Culley Brian M Director / Officer A-Award A Employee Stock Option (Right to Buy) 2,300,000 0.53 1.22M 2,300,000 D
2025-02-11 Samuel George A. III Officer M-Exempt D Restricted Stock Units 6,076 0.00 6,075 D
2025-02-11 Culley Brian M Director / Officer M-Exempt D Restricted Stock Units 31,249 0.00 31,250 D
2025-01-27 BROADWOOD PARTNERS, L.P. Director / 10% Owner P-Purchase A Common Shares 7,894,737 0.76 6.00M 49,560,992 D
2024-11-26 Samuel George A. III Officer P-Purchase A Common Shares 15,000 0.60 9.0K 22,184 D
2024-11-26 Howe Jill Ann Officer P-Purchase A Common Shares 15,000 0.59 8.9K 25,500 D
2024-11-22 Mulroy Michael H. Director P-Purchase A Common Shares 40,000 0.57 22.6K 298,555 D
2024-11-21 Culley Brian M Director / Officer P-Purchase A Common Shares 40,000 0.60 24.0K 194,842 D
2024-08-16 Howe Jill Ann Officer P-Purchase A Common Shares 10,500 0.89 9.3K 10,500
2024-07-01 Russell Angus C. Director A-Award A Stock Option (Right to Buy) 75,000 0.95 71.6K 75,000
2024-07-01 Mulroy Michael H. Director A-Award A Stock Option (Right to Buy) 75,000 0.95 71.6K 75,000
2024-07-01 Jayasuriya Anula Director A-Award A Stock Option (Right to Buy) 75,000 0.95 71.6K 75,000
2024-07-01 BRADSHER NEAL C Director / 10% Owner A-Award A OPTION TO PURCHASE COMMON SHARES 75,000 0.95 71.6K 75,000
2024-07-01 BAILEY DON M Director A-Award A Stock Option (Right to Buy) 75,000 0.95 71.6K 75,000
2024-07-01 Amin Dipti Director A-Award A Stock Option (Right to Buy) 75,000 0.95 71.6K 75,000
2024-07-01 ANDREWS DEBORAH J Director A-Award A Stock Option (Right to Buy) 75,000 0.95 71.6K 75,000
2024-05-24 Culley Brian M Director / Officer P-Purchase A Common Shares 10,000 1.05 10.5K 154,842
2024-03-07 Samuel George A. III Officer A-Award A Employee Stock Option (Right to Buy) 650,000 1.13 734.5K 650,000
2024-03-07 Howe Jill Ann Officer A-Award A Employee Stock Option (Right to Buy) 650,000 1.13 734.5K 650,000
2024-03-07 Culley Brian M Director / Officer A-Award A Employee Stock Option (Right to Buy) 1,900,000 1.13 2.15M 1,900,000
2024-02-11 Samuel George A. III Officer M-Exempt D Restricted Stock Units 6,076 0.00 12,151
2024-02-11 Culley Brian M Director / Officer M-Exempt A Common Shares, no par value 31,249 0.00 157,648
2024-02-08 BAILEY DON M Director P-Purchase A Common Shares, no par value 96,155 1.04 100.0K 158,801
2024-02-06 BROADWOOD PARTNERS, L.P. Director / 10% Owner P-Purchase A Common Shares 6,730,770 1.04 7.00M 41,666,255
2023-12-29 Jayasuriya Anula Director P-Purchase A Common Shares, no par value 10,000 1.09 10.9K 10,000
2023-07-01 Russell Angus C. Director A-Award A Stock Option (Right to Buy) 50,000 1.41 70.5K 50,000
2023-07-01 Mulroy Michael H. Director A-Award A Stock Option (Right to Buy) 50,000 1.41 70.5K 50,000
2023-07-01 KINGSLEY ALFRED D Director / Officer A-Award A Stock Option (Right to Buy) 50,000 1.41 70.5K 50,000
2023-07-01 Jayasuriya Anula Director A-Award A Stock Option (Right to Buy) 50,000 1.41 70.5K 50,000
2023-07-01 BRADSHER NEAL C Director / 10% Owner A-Award A OPTION TO PURCHASE COMMON SHARES 50,000 1.41 70.5K 50,000
2023-07-01 BAILEY DON M Director A-Award A Stock Option (Right to Buy) 50,000 1.41 70.5K 50,000
2023-07-01 Amin Dipti Director A-Award A Stock Option (Right to Buy) 50,000 1.41 70.5K 50,000
2023-07-01 ANDREWS DEBORAH J Director A-Award A Stock Option (Right to Buy) 50,000 1.41 70.5K 50,000
2023-03-09 Samuel George A. III Officer A-Award A Employee Stock Option (Right to Buy) 650,000 1.46 949.0K 650,000
2023-03-09 Howe Jill Ann Officer A-Award A Employee Stock Option (Right to Buy) 150,000 1.46 219.0K 150,000
2023-03-09 Hogge Gary S. Officer A-Award A Employee Stock Option (right to buy) 400,000 1.46 584.0K 400,000
2023-03-09 Culley Brian M Director / Officer A-Award A Employee Stock Option (Right to Buy) 1,900,000 1.46 2.77M 1,900,000
2023-02-11 Samuel George A. III Officer F-InKind D Common Shares, no par value 2,478 1.35 3.3K 3,598
2023-02-11 Hogge Gary S. Officer M-Exempt D Restricted Stock Units 13,020 0.00 39,061
2023-02-11 Culley Brian M Director / Officer M-Exempt D Restricted Stock Units 31,249 0.00 93,748
2022-12-31 KINGSLEY ALFRED D Director I Common Shares, no par value 0 0.00 375,351
2022-11-14 Howe Jill Ann 0
2022-07-07 Hernandez Alexandra Director / Officer D Employee Stock Option (Right to Buy) 100,000 0.90 90.0K 0
2022-07-01 Russell Angus C. Director A-Award A Stock Option (right to buy) 50,000 1.57 78.5K 50,000
2022-07-01 Mulroy Michael H. Director A-Award A Stock Option (right to buy) 50,000 1.57 78.5K 50,000
2022-07-01 KINGSLEY ALFRED D Director A-Award A Stock Option (right to buy) 50,000 0.00 50,000
2022-07-01 Jayasuriya Anula Director A-Award A Stock Option (right to buy) 50,000 0.00 50,000
2022-07-01 BRADSHER NEAL C Director A-Award A OPTION TO PURCHASE COMMON SHARES 50,000 0.00 50,000
2022-07-01 BAILEY DON M Director A-Award A Stock Option (right to buy) 50,000 1.57 78.5K 50,000
2022-07-01 Amin Dipti Director A-Award A Stock Option (right to buy) 50,000 0.00 50,000
2022-07-01 ANDREWS DEBORAH J Director A-Award A Stock Option (right to buy) 50,000 0.00 50,000
2022-06-30 Culley Brian M Officer M-Exempt D Restricted Stock Units 15,450 0.00 0
2022-03-31 Culley Brian M Officer P-Purchase A Common Shares, no par value 6,400 1.53 9.8K 97,787
2022-03-28 Amin Dipti Director P-Purchase A Common Shares, no par value 35,000 1.63 57.1K 35,000
2022-03-25 Culley Brian M Officer P-Purchase A Common Shares, no par value 5,250 1.38 7.2K 81,280
2022-03-25 BROADWOOD PARTNERS, L.P. Director / 10% Owner P-Purchase A Common Shares 0 0.00 34,935,485
2022-03-24 Mulroy Michael H. Director P-Purchase A Common Shares, no par value 7,000 1.40 9.8K 258,555
2022-03-24 BROADWOOD PARTNERS, L.P. Director / 10% Owner P-Purchase A Common Shares 200,000 1.42 284.3K 34,465,485
2022-03-23 BROADWOOD PARTNERS, L.P. Director / 10% Owner P-Purchase A Common Shares 0 0.00 34,265,485
2022-03-23 BRADSHER NEAL C Director P-Purchase A Common Shares 0 0.00 34,265,485
2022-03-10 Samuel George A. III Officer A-Award A Employee Stock Option (Right to Buy) 650,000 0.00 650,000
2022-03-10 Hogge Gary S. Officer A-Award A Employee Stock Option (Right to Buy) 450,000 0.00 450,000
2022-03-10 Culley Brian M Officer A-Award A Employee Stock Option (Right to Buy) 1,250,000 0.00 1,250,000
2022-03-10 Cook Kevin Leon Officer A-Award A Employee Stock Option (Right to Buy) 650,000 0.00 650,000
2022-02-11 Samuel George A. III Officer A-Award A Restricted Stock Units 24,303 0.00 24,303
2022-02-11 Hogge Gary S. Officer A-Award A Restricted Stock Units 52,081 0.00 52,081
2022-02-11 Culley Brian M Director / Officer A-Award A Restricted Stock Units 124,997 0.00 124,997
2022-02-11 Cook Kevin Leon Officer A-Award A Restricted Stock Units 13,888 0.00 13,888
2021-12-31 KINGSLEY ALFRED D Director I Common Shares, no par value 0 0.00 375,351
2021-12-31 Culley Brian M Director / Officer F-InKind D Common Shares, no par value 5,343 2.45 13.1K 76,030
2021-12-29 Hogge Gary S. Officer S-Sale D Common Shares, no par value 28,445 2.44 69.4K 0
2021-12-28 Hogge Gary S. Officer M-Exempt D Employee Stock Option (right to buy) 79,689 1.14 90.8K 32,811
2021-09-30 Culley Brian M Director / Officer M-Exempt A Common Shares, no par value 15,450 0.00 71,266
2021-09-01 Samuel George A. III Officer A-Award A Employee Stock Option (right to buy) 695,000 2.55 1.77M 695,000
2021-07-01 Russell Angus C. Director A-Award A Stock Option (right to buy) 50,000 2.86 143.0K 50,000
2021-07-01 Mulroy Michael H. Director A-Award A Stock Option (right to buy) 50,000 2.86 143.0K 50,000
2021-07-01 KINGSLEY ALFRED D Director A-Award A Stock Option (right to buy) 80,000 2.86 228.8K 80,000
2021-07-01 Jayasuriya Anula Director A-Award A Stock Option (right to buy) 50,000 2.86 143.0K 50,000
2021-07-01 BRADSHER NEAL C Director / 10% Owner A-Award A OPTION TO PURCHASE COMMON SHARES 50,000 2.86 143.0K 50,000
2021-07-01 BAILEY DON M Director A-Award A Stock Option (right to buy) 50,000 2.86 143.0K 50,000
2021-07-01 Amin Dipti Director A-Award A Stock Option (right to buy) 50,000 2.86 143.0K 50,000
2021-07-01 ANDREWS DEBORAH J Director A-Award A Stock Option (right to buy) 50,000 2.86 143.0K 50,000
2021-06-30 Culley Brian M Director / Officer M-Exempt D Restricted Stock Units 15,450 0.00 61,800
2021-06-29 Russell Angus C. Director M-Exempt A Common Shares, no par value 24,720 2.20 54.4K 92,220
2021-06-29 ANDREWS DEBORAH J Director M-Exempt A Common Shares, no par value 24,720 2.20 54.4K 34,720
2021-06-28 Culley Brian M Director / Officer S-Sale D Common Shares, no par value 450,000 2.87 1.29M 45,709
2021-06-25 BRADSHER NEAL C Director / 10% Owner M-Exempt A Common Shares 24,720 2.20 54.4K 87,628
2021-06-22 KINGSLEY ALFRED D Director M-Exempt A Common Shares, no par value 61,800 2.20 136.0K 5,470,245
2021-06-21 Cook Kevin Leon Officer 0 0.00 0
2021-06-18 Mulroy Michael H. Director M-Exempt A Common Shares, no par value 24,720 2.20 54.4K 251,555
2021-05-04 Jayasuriya Anula Director A-Award A Stock Option (Right to Buy) 90,000 2.58 232.2K 90,000
2021-04-20 Amin Dipti Director A-Award A Stock Option (Right to Buy) 90,000 2.28 205.2K 90,000
2021-03-31 Culley Brian M Director / Officer M-Exempt A Common Shares, no par value 15,450 2.35 36.3K 201,052
2021-03-30 Hernandez Alexandra Director / Officer M-Exempt A Common Shares, no par value 6,000 0.69 4.2K 6,000
2021-03-15 Leavitt Chase C. Officer A-Award A Employee Stock Option (Right to Buy) 699,100 2.43 1.70M 699,100
2021-03-15 Hogge Gary S. Officer A-Award A Employee Stock Option (Right to Buy) 419,500 2.43 1.02M 419,500
2021-03-15 Hernandez Alexandra Director / Officer A-Award A Employee Stock Option (Right to Buy) 42,700 2.43 103.8K 42,700
2021-03-15 Culley Brian M Director / Officer A-Award A Employee Stock Option (Right to Buy) 1,165,100 2.43 2.83M 1,165,100
2021-01-20 Hernandez Alexandra Director / Officer D Employee Stock Option (Right to Buy) 100,000 0.90 90.0K 0
2020-12-31 KINGSLEY ALFRED D Director I Common Shares, no par value 0 0.00 1,043,346
2020-12-31 Culley Brian M Director / Officer M-Exempt D Restricted Stock Units 15,450 0.00 92,700
2020-09-30 Culley Brian M Director / Officer M-Exempt A Common Shares, no par value 15,450 0.94 14.5K 180,838
2020-07-01 Russell Angus C. Director A-Award A Stock Option (Right to Buy) 40,000 0.83 33.1K 40,000
2020-07-01 Mulroy Michael H. Director A-Award A Stock Option (Right to Buy) 40,000 0.83 33.1K 40,000
2020-07-01 KINGSLEY ALFRED D Director A-Award A Stock Option (Right to Buy) 70,000 0.83 57.8K 70,000
2020-07-01 FARRELL STEPHEN C Director A-Award A Stock Option (Right to Buy) 40,000 0.83 33.1K 40,000
2020-07-01 BRADSHER NEAL C Director / 10% Owner A-Award A OPTION TO PURCHASE COMMON SHARES 40,000 0.83 33.1K 40,000
2020-07-01 BAILEY DON M Director A-Award A Stock Option (Right to Buy) 40,000 0.83 33.1K 40,000
2020-07-01 ANDREWS DEBORAH J Director A-Award A Stock Option (Right to Buy) 40,000 0.83 33.1K 40,000
2020-06-30 Culley Brian M Director / Officer M-Exempt D Restricted Stock Units 15,450 0.00 123,600
2020-03-31 Culley Brian M Director / Officer M-Exempt A Common Shares, no par value 15,450 0.83 12.8K 160,624
2020-03-17 Roberts Brandi Officer A-Award A Employee Stock Option (Right to Buy) 616,700 0.69 426.7K 616,700
2020-03-17 Leavitt Chase C. Officer A-Award A Employee Stock Option (Right to Buy) 616,700 0.69 426.7K 616,700
2020-03-17 Hogge Gary S. Officer A-Award A Employee Stock Option (Right to Buy) 444,000 0.69 307.2K 444,000
2020-03-17 Culley Brian M Director / Officer A-Award A Employee Stock Option (Right to Buy) 1,233,300 0.69 853.3K 1,233,300
2019-12-31 KINGSLEY ALFRED D Director I Common Shares, no par value 0 0.00 375,351
2019-12-31 Culley Brian M Director / Officer F-InKind D Common Shares, no par value 5,343 0.89 4.8K 145,174
2019-09-30 Culley Brian M Director / Officer M-Exempt D Restricted Stock Units 15,450 0.00 169,950
2019-09-17 Culley Brian M Director / Officer F-InKind D Common Shares, no par value 21,371 1.00 21.4K 124,960
2019-08-15 BROADWOOD PARTNERS, L.P. Director / 10% Owner P-Purchase A Common Shares 0 0.00 34,005,379
2019-08-14 BROADWOOD PARTNERS, L.P. Director / 10% Owner P-Purchase A Common Shares 0 0.00 33,992,233
2019-08-13 Roberts Brandi Officer P-Purchase A Common Shares 5,000 1.01 5.1K 5,000
2019-08-13 Leavitt Chase C. Officer P-Purchase A Common Shares 5,000 1.02 5.1K 5,000
2019-08-13 Culley Brian M Director / Officer P-Purchase A Common Shares 10,000 1.01 10.1K 84,531
2019-08-13 BROADWOOD PARTNERS, L.P. Director / 10% Owner P-Purchase A Common Shares 10,000 0.99 9.9K 33,990,826
2019-07-31 Leavitt Chase C. Officer A-Award A Employee Stock Option (Right to Buy) 125,000 1.10 137.5K 125,000
2019-07-01 Russell Angus C. Director A-Award A Stock Option (Right to Buy) 40,000 1.03 41.2K 40,000
2019-07-01 Mulroy Michael H. Director A-Award A Stock Option (Right to Buy) 40,000 1.03 41.2K 40,000
2019-07-01 KINGSLEY ALFRED D Director A-Award A Stock Option (Right to Buy) 70,000 1.03 72.1K 70,000
2019-07-01 FARRELL STEPHEN C Director A-Award A Stock Option (Right to Buy) 40,000 1.03 41.2K 40,000
2019-07-01 BRADSHER NEAL C Director / 10% Owner A-Award A OPTION TO PURCHASE COMMON SHARES 40,000 1.03 41.2K 40,000
2019-07-01 BAILEY DON M Director A-Award D Stock Option (Right to Buy) 40,000 1.03 41.2K 40,000
2019-07-01 ANDREWS DEBORAH J Director A-Award A Stock Option (Right to Buy) 40,000 1.03 41.2K 40,000
2019-06-30 Roberts Brandi Officer A-Award A Employee Stock Option (Right to Buy) 150,000 1.10 165.0K 150,000
2019-05-20 Leavitt Chase C. Officer A-Award A Employee Stock Option (Right to Buy) 300,000 1.13 339.0K 300,000
2019-04-16 BROADWOOD PARTNERS, L.P. Director / 10% Owner J-Other A Common Shares 0 0.00 33,980,826
2019-03-19 Wirth Edward Officer A-Award A Option to Purchase Common Shares 350,000 1.57 549.5K 350,000
2019-03-19 Hogge Gary S. Officer D Option to Purchase Common Shares 247,200 2.11 521.6K 0
2019-03-19 BAILEY DON M Director A-Award D Stock Option (Right to Buy) 60,000 1.57 94.2K 60,000
2019-03-08 Mulroy Michael H. Director A-Award A Common Shares, no par value 194,271 0.00 226,821
2019-03-08 KINGSLEY ALFRED D Director A-Award A Common Shares, no par value 6,390 0.00 5,457,945
2019-03-08 BROADWOOD PARTNERS, L.P. Director / 10% Owner J-Other A Common Shares 3,757,430 0.00 3.8K 33,728,991
2019-03-08 BAILEY DON M Director D Common Shares, no par value 0 0.00 62,647
2019-01-07 Roberts Brandi Officer 0 0.00 0
2019-01-01 Culley Brian M Director / Officer M-Exempt D Restricted Stock Units 100,000 0.00 0
2018-12-31 KINGSLEY ALFRED D Director I Common Shares, no par value 0 0.00 1,043,346
2018-12-18 SKIBSTED RUSSELL Officer M-Exempt A Common Shares, no par value 22,500 0.00 31,859
2018-12-18 Patton Stephana Eilene Officer M-Exempt A Common Shares, no par value 27,500 0.00 43,995
2018-10-04 SKIBSTED RUSSELL Officer F-InKind D Common Shares, no par value 3,891 2.22 8.6K 9,359
2018-10-04 Patton Stephana Eilene Officer F-InKind D Common Shares, no par value 4,755 2.22 10.6K 16,495
2018-09-17 WEST MICHAEL D Director / Officer M-Exempt A Common Shares, no par value 10,938 0.00 897,696
2018-09-17 Culley Brian M Director / Officer A-Award A Non-Qualified Option to Purchase Common Shares 1,500,000 2.31 3.47M 1,500,000
2018-09-11 ANDREWS DEBORAH J Director P-Purchase A Common Shares, no par value 1,604 2.35 3.8K 10,000
2018-07-10 WEST MICHAEL D Director / Officer M-Exempt D Restricted Stock Units 1,562 0.00 10,938
2018-07-10 MOHANTY ADITYA P. Director / Officer M-Exempt D Restricted Stock Units 4,687 0.00 32,813
2018-07-01 Russell Angus C. Director A-Award A Option to Purchase Common Shares 40,000 2.06 82.4K 40,000
2018-07-01 Redmond Cavan M. Director A-Award A Option to Purchase Common Shares 40,000 2.06 82.4K 40,000
2018-07-01 Mulroy Michael H. Director A-Award A Option to Purchase Common Shares 40,000 2.06 82.4K 40,000
2018-07-01 KINGSLEY ALFRED D Director / Officer A-Award A Option to Purchase Common Shares 70,000 2.06 144.2K 70,000
2018-07-01 FARRELL STEPHEN C Director A-Award A Option to Purchase Common Shares 40,000 2.06 82.4K 40,000
2018-07-01 BRADSHER NEAL C Director / 10% Owner A-Award A OPTION TO PURCHASE COMMON SHARES 40,000 2.06 82.4K 40,000
2018-07-01 ANDREWS DEBORAH J Director A-Award A Option to Purchase Common Shares 40,000 2.06 82.4K 40,000
2018-04-10 WEST MICHAEL D Director / Officer M-Exempt D Restricted Stock Units 1,563 0.00 12,500
2018-04-10 MOHANTY ADITYA P. Director / Officer M-Exempt D Restricted Stock Units 4,688 0.00 37,500
2018-03-15 SKIBSTED RUSSELL Officer A-Award A Option to Purchase Common Shares 150,000 2.54 381.0K 150,000
2018-03-15 Patton Stephana Eilene Officer A-Award A Option to Purchase Common Shares 125,000 2.54 317.5K 125,000
2018-03-15 MOHANTY ADITYA P. Director / Officer A-Award A Option to Purchase Common Shares 200,000 2.54 508.0K 200,000
2018-02-21 Redmond Cavan M. Director D Option to Purchase Common Shares 60,000 2.64 158.4K 0
2018-01-10 WEST MICHAEL D Director / Officer M-Exempt A Common Shares, no par value 1,562 0.00 885,401
2018-01-10 MOHANTY ADITYA P. Director / Officer F-InKind D Common Shares, no par value 2,057 2.68 5.5K 95,252
2017-12-31 KINGSLEY ALFRED D Director / Officer I Common Shares, no par value 0 0.00 375,351
2017-12-31 GREENBELT CORP /NY 0 0.00 0
2017-10-13 BROADWOOD PARTNERS, L.P. Director / 10% Owner P-Purchase A Common Stock 2,692,307 2.60 7.00M 29,971,561
2017-10-10 WEST MICHAEL D Director / Officer M-Exempt A Common Shares, no par value 1,563 0.00 884,427
2017-10-10 MOHANTY ADITYA P. Director / Officer M-Exempt A Common Shares, no par value 4,688 0.00 94,384
2017-08-23 SKIBSTED RUSSELL Officer P-Purchase A Common Shares, no par value 2,000 2.64 5.3K 2,000
2017-08-22 WEST MICHAEL D Director / Officer P-Purchase A Common Shares, no par value 2,000 2.60 5.2K 882,864
2017-08-22 BROADWOOD PARTNERS, L.P. Director / 10% Owner P-Purchase A Common Stock 10,000 2.60 26.0K 27,279,254
2017-08-21 Patton Stephana Eilene Officer P-Purchase A Common Shares, no par value 7,500 2.58 19.4K 7,500
2017-08-21 MOHANTY ADITYA P. Director / Officer P-Purchase A Common Shares, no par value 7,500 2.50 18.8K 89,696
2017-08-21 ANDREWS DEBORAH J Director P-Purchase A Common Shares, no par value 2,396 2.50 6.0K 8,396
2017-08-17 KINGSLEY ALFRED D Director / Officer D-Return D Common Shares, no par value 300,000 2.81 843.0K 5,481,555
2017-07-31 KINGSLEY ALFRED D Director / Officer S-Sale D Common Shares, no par value 150,000 2.80 420.0K 5,781,555
2017-07-31 BROADWOOD PARTNERS, L.P. Director / 10% Owner P-Purchase A Common Stock 0 0.00 27,269,254

Executive team

Top executives
EBIT / Employee
-290.4K
Shares Outstanding
249.09M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 Brian M. Culley Chief Executive Officer 691.8K 883.0K 518.9K 17.5K 2.11M 41.82%
2 2025 Jill A. Howe Chief Financial Officer 467.0K 287.9K 233.5K 17.5K 1.01M 28.62%
3 2025 George A. Samuel III General Counsel and Corporate Secretary 448.5K 287.9K 224.3K 17.5K 978.2K 29.43%
4 2024 Brian M. Culley Chief Executive Officer 665.1K 1.50M 349.2K 17.3K 2.53M 59.30%
5 2024 Jill A. Howe Chief Financial Officer 431.6K 514.2K 151.1K 17.3K 1.11M 46.15%
6 2024 George A. Samuel III General Counsel and Corporate Secretary 431.2K 514.2K 151.0K 17.3K 1.11M 46.17%
7 2023 Brian M. Culley Chief Executive Officer 639.5K 1.92M 330.7K 16.5K 2.91M 66.04%
8 2023 George A. Samuel III General Counsel and Corporate Secretary 381.9K 656.3K 156.1K 16.5K 1.21M 54.20%
9 2023 Gary S. Hogge, D.V.M., M.S. Ph.D. Former SVP Clinical and Medical Affairs 353.1K 403.9K 103.6K 860.6K 46.93%
10 2023 Jill A. Howe Chief Financial Officer 415.0K 151.5K 155.9K 16.5K 738.9K 20.50%
11 2022 Brian M. Culley Chief Executive Officer 609.0K 268.5K 1.16M 319.9K 15.3K 2.37M 60.20%
12 2022 Kevin L. Cook Former Chief Financial Officer 222.3K 22.3K 603.1K 372.7K 1.22M 51.25%
13 2022 George A. Samuel III General Counsel and Corporate Secretary 394.8K 39.1K 603.1K 150.9K 15.3K 1.20M 53.38%
14 2022 Jill A. Howe Chief Financial Officer 55.0K 50.0K 934.9K 20.5K 1.06M 88.16%
15 2021 Brian M. Culley Chief Executive Officer 580.0K 1.84M 319.0K 14.5K 2.75M 66.84%
16 2021 Kevin L. Cook Former Chief Financial Officer 214.8K 15.0K 1.32M 86.2K 27.7K 1.66M 79.30%
17 2021 Kevin L. Cook Chief Financial Officer 214.8K 101.2K 1.32M 27.7K 1.66M 79.30%
18 2021 George A. Samuel III General Counsel and Corporate Secretary 125.3K 1.15M 50.3K 1.33M 86.80%
19 2020 Brian M. Culley Chief Executive Officer and Former Interim Chief Financial Officer 551.9K 262.2K 521.6K 14.3K 1.35M 38.64%
20 2020 Brian M. Culley Chief Executive Officer 551.9K 262.2K 521.6K 14.3K 1.35M 38.64%
21 2020 Chase C. Leavitt Former General Counsel and Corporate Secretary 346.3K 131.6K 260.8K 14.3K 753.0K 34.64%
22 2020 Brandi L. Roberts Former Chief Financial Officer 393.2K 260.8K 14.3K 668.3K 39.03%
23 2019 Brandi L. Roberts Chief Financial Officer 376.1K 169.9K 397.9K 4.0K 948.0K 41.98%
24 2019 Brandi L. Roberts Former Chief Financial Officer 376.1K 169.9K 397.9K 4.0K 948.0K 41.98%
25 2019 Brian M. Culley Chief Executive Officer 535.8K 214.3K 22.6K 772.7K 0.00%
26 2019 Brian M. Culley Chief Executive Officer and Former Interim Chief Financial Officer 535.8K 214.3K 22.6K 772.7K 0.00%
27 2019 Edward D. Wirth, III, M.D., Ph.D. Former Chief Medical Officer 285.0K 379.8K 30.0K 694.8K 54.66%
28 2019 Chase C. Leavitt Former General Counsel and Corporate Secretary 210.1K 102.1K 277.3K 9.5K 599.1K 46.29%
29 2019 Chase C. Leavitt General Counsel and Corporate Secretary 210.1K 102.1K 277.3K 9.5K 599.1K 46.29%
30 2018 Brian M. Culley Chief Executive Officer 154.9K 70.0K 693.0K 1.92M 27.5K 2.86M 91.18%
31 2018 Michael D. West Former Co-Chief Executive Officer 489.3K 48.8K 36.8K 790.3K 1.37M 2.69%
32 2018 Aditya P. Mohanty Former Co-Chief Executive Officer 378.9K 200.0K 230.8K 278.1K 235.3K 1.32M 38.46%
33 2018 Russell L. Skibsted Former Chief Financial Officer 381.5K 100.0K 48.2K 208.9K 13.8K 752.2K 34.17%
34 2018 Stephana E. Patton Former General Counsel 324.1K 97.0K 58.9K 174.4K 13.8K 668.0K 34.91%
35 2017 Aditya P. Mohanty Co-Chief Executive Officer 511.4K 206.0K 1.14M 13.5K 1.87M 60.84%
36 2017 Aditya P. Mohanty Former Co-Chief Executive Officer 511.4K 206.0K 1.14M 13.5K 1.87M 60.84%
37 2017 Michael D. West Former Co-Chief Executive Officer 680.3K 65.0K 865.7K 13.5K 1.62M 53.29%
38 2017 Michael D. West Co-Chief Executive Officer 680.3K 65.0K 865.7K 13.5K 1.62M 53.29%
39 2017 Russell L. Skibsted Chief Financial Officer 368.2K 108.0K 433.0K 13.5K 922.8K 46.93%
40 2017 Russell L. Skibsted Former Chief Financial Officer 368.2K 108.0K 433.0K 13.5K 922.8K 46.93%
41 2017 Stephana E. Patton General Counsel, Corporate Secretary and Chief Compliance Officer 284.7K 80.0K 432.5K 13.5K 810.7K 53.35%
42 2017 Stephana E. Patton Former General Counsel 284.7K 80.0K 432.5K 13.5K 810.7K 53.35%
43 2017 William Annett President and Chief Executive Officer of OncoCyte Corporation 51.2K 601.7K 2.0K 608.9K 98.82%
44 2016 Aditya P. Mohanty Co-Chief Executive Officer 500.0K 250.0K 222.0K 688.5K 13.3K 1.67M 54.40%
45 2016 Michael D. West Co-Chief Executive Officer 680.3K 65.0K 74.0K 321.3K 13.3K 1.15M 34.26%
46 2016 William Annett President and Chief Executive Officer of OncoCyte Corporation 380.0K 171.0K 481.5K 12.1K 1.04M 46.09%
47 2016 Russell L. Skibsted Chief Financial Officer 360.0K 120.0K 98.1K 13.3K 591.4K 16.59%
48 2015 Robert W. Peabody Former Senior Vice-President, and Chief Financial Officer 707.7K 45.0K 724.3K 18.0K 1.49M 48.46%
49 2015 Michael D. West Co-Chief Executive Officer 680.3K 65.0K 654.8K 38.3K 1.44M 45.52%
50 2015 William Annett President and Chief Executive Officer of OncoCyte Corporation 173.3K 93.3K 957.3K 21.3K 1.25M 76.88%
51 2015 Pedro Lichtinger Former President and Chief Executive Officer of Asterias Biotherapeutics, Inc. 407.0K 93.3K 524.3K 9.0K 1.03M 59.75%
52 2015 Russell L. Skibsted Chief Financial Officer 45.0K 8.6K 899.3K 1.5K 954.4K 94.22%
53 2015 Aditya P. Mohanty Co-Chief Executive Officer 460.4K 250.0K 13.3K 723.7K 0.00%
54 2015 Aditya Mohanty Co-Chief Executive Officer 460.4K 50.0K 200.0K 13.3K 723.7K 27.64%
55 2014 Pedro Lichtinger Former President and Chief 224.4K 468.0K 1.41M 8.3K 2.11M 88.97%
56 2014 Pedro Lichtinger Former President and Chief Executive Officer of Asterias Biotherapeutics, Inc. 224.4K 468.0K 1.41M 8.3K 2.11M 88.97%
57 2014 Michael D. West Chief Executive Officer 680.3K 204.0K 624.1K 38.0K 1.55M 40.36%
58 2014 Michael D. West Co-Chief Executive Officer 680.3K 204.0K 624.1K 38.0K 1.55M 40.36%
59 2014 Aditya Mohanty Co-Chief Executive Officer 5.2K 1.49M 1.50M 99.65%
60 2014 Robert W. Peabody Former Senior Vice-President, and Chief Financial Officer 430.1K 107.5K 237.7K 13.0K 788.3K 30.15%
61 2014 Robert W. Peabody Senior Vice-President, Chief Operating Officer, and Chief Financial Officer 430.1K 107.5K 237.7K 13.0K 788.3K 30.15%
62 2014 William P. Tew Chief Commercial Officer 343.3K 190.3K 13.0K 546.6K 34.82%
63 2014 Lesley A. Stolz Executive Vice President, Corporate Development 76.2K 95.2K 171.3K 55.55%
64 2013 Michael D. West Co-Chief Executive Officer 680.3K 65.0K 851.6K 37.8K 1.63M 52.10%
65 2013 Michael D. West Chief Executive Officer 680.3K 65.0K 851.6K 37.8K 1.63M 52.10%
66 2013 Robert W. Peabody Senior Vice-President, Chief Operating Officer, and Chief Financial Officer 405.1K 145.0K 521.5K 12.0K 1.08M 48.13%
67 2013 Robert W. Peabody Senior Vice-President, Chief Financial Officer 405.1K 145.0K 521.5K 12.0K 1.08M 48.13%
68 2013 Robert W. Peabody Former Senior Vice-President, and Chief Financial Officer 405.1K 145.0K 521.5K 12.0K 1.08M 48.13%
69 2013 Lesley A. Stolz Executive Vice President, Corporate Development 104.2K 591.3K 695.5K 85.02%
70 2013 Lesley A. Stolz Executive Vice President, Corporate Development 104.2K 591.3K 695.5K 85.02%
71 2013 Peter S. Garcia Chief Financial Officer 154.7K 520.8K 12.7K 688.2K 75.67%
72 2013 William P. Tew Chief Commercial Officer 285.0K 30.0K 343.3K 12.8K 671.0K 51.16%
73 2012 Michael D. West Chief Executive Officer 660.5K 100.0K 24.5K 785.0K 0.00%
74 2012 Robert W. Peabody Senior Vice-President, Chief Operating Officer, and Chief Financial Officer 386.9K 45.0K 12.5K 444.4K 0.00%
75 2012 Robert W. Peabody Senior Vice-President, and Chief Financial Officer 386.9K 45.0K 12.5K 444.4K 0.00%
76 2012 Robert W. Peabody Senior Vice-President, Chief Financial Officer 386.9K 45.0K 12.5K 444.4K 0.00%
77 2012 Peter S. Garcia Chief Financial Officer 324.0K 100.0K 12.5K 436.5K 0.00%
78 2012 William Tew Chief Commercial Officer 237.5K 20.0K 11.1K 268.6K 0.00%
79 2012 William P. Tew Chief Commercial Officer 237.5K 20.0K 11.1K 268.6K 0.00%
80 2011 Michael D. West Chief Executive Officer 560.5K 266.0K 10.7K 19.0K 856.2K 1.25%
81 2011 Peter S. Garcia Chief Financial Officer 81.0K 6.0K 703.2K 3.5K 793.7K 88.60%
82 2011 Peter S. Garcia Chief Financial Officer 81.0K 6.0K 703.2K 3.5K 793.7K 88.60%
83 2011 Robert W. Peabody Senior Vice-President, and Chief Financial Officer 336.9K 156.0K 5.3K 12.5K 510.7K 1.04%
84 2011 Robert W. Peabody Senior Vice-President, Chief Operating Officer 336.9K 156.0K 5.3K 12.5K 510.7K 1.04%
85 2011 Robert W. Peabody Senior Vice-President, Chief Financial Officer 336.9K 156.0K 5.3K 12.5K 510.7K 1.04%
86 2011 William Tew Chief Commercial Officer 145.0K 26.0K 177.1K 7.3K 355.4K 49.83%
87 2011 William Tew Chief Commercial Officer 145.0K 26.0K 177.1K 7.3K 355.4K 49.83%
88 2011 Walter Funk Vice-President of Stem Cell Technology 154.5K 1.0K 155.5K 0.00%
89 2010 Michael D. West Chief Executive Officer 350.0K 215.8K 16.5K 589.2K 0.00%
90 2010 Robert W. Peabody Senior Vice-President, Chief Operating Officer 230.0K 105.8K 3.5K 11.5K 350.7K 0.99%
91 2010 Robert W. Peabody Senior Vice-President, and Chief Financial Officer 230.0K 105.8K 3.5K 11.5K 350.7K 0.99%
92 2010 Robert W. Peabody Senior Vice-President, Chief Operating Officer, and Chief Financial Officer 230.0K 105.8K 11.5K 347.3K 0.00%
93 2010 Walter Funk Vice-President of Stem Cell Technology 150.0K 2.8K 152.8K 0.00%
94 2010 Steven Seinberg Former Chief Financial Officer 85.0K 5.0K 90.0K 0.00%
95 2009 Walter Funk Vice-President of Stem Cell Technology 62.5K 2.3K 932.5K 997.3K 93.51%
96 2009 Vice-President of Stem Cell Research 62.5K 2.3K 932.5K 997.3K 93.51%
97 2009 Michael D. West Chief Executive Officer 258.3K 87.9K 24.3K 372.6K 0.00%
98 2009 Robert W. Peabody Senior Vice-President, Chief Operating Officer, and Chief Financial Officer 165.8K 58.5K 11.2K 235.6K 0.00%
99 2009 Robert W. Peabody Senior Vice-President and Chief Operating Officer 165.8K 58.5K 11.2K 235.6K 0.00%
100 2009 Robert W. Peabody Senior Vice-President, Chief Operating Officer 165.8K 58.5K 11.2K 235.6K 0.00%
101 2009 Hal Sternberg Vice-President of Research 101.7K 12.3K 1.3K 115.2K 0.00%
102 2009 Steven Seinberg Former Chief Financial Officer 78.3K 750.00 79.1K 0.00%
103 2008 Michael D. West Chief Executive Officer 250.0K 24.3K 274.5K 0.00%
104 2008 Robert W. Peabody Senior Vice-President, Chief Operating Officer, and Chief Financial Officer 160.0K 8.0K 168.0K 0.00%
105 2008 Senior Vice President and Chief Operating Officer 160.0K 168.0K 0.00%
106 2008 Robert W. Peabody Senior Vice-President and Chief Operating Officer 160.0K 8.0K 168.0K 0.00%
107 2008 Hal Sternberg Vice-President of Research 80.0K 80.0K 0.00%
108 2008 Steven Seinberg Former Chief Financial Officer 80.0K 80.0K 0.00%
109 2007 Michael D. West Chief Executive Officer 62.5K 72.3K 0.00%
110 2007 Senior Vice President and Chief Operating Officer 40.0K 43.3K 0.00%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-29 DEFA14A
2026-04-29 DEF 14A
2025-06-11 DEFA14A
2025-04-29 DEFA14A
2025-04-29 DEF 14A
2024-12-09 DEF 14A
2024-11-29 PRE 14A
2024-04-29 DEFA14A
2024-04-29 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-04-29 DEFA14A
2026-04-29 DEF 14A
2026-04-29 ARS
2026-03-23 EFFECT
2026-03-12 4
2026-03-11 S-3
2026-03-11 8-K
2026-03-11 424B5
2026-03-06 4
2026-03-06 4

Executive team

NameTitleCompensationGender
Brian Culley Chief Executive Officer, President & Director 1M male
Jill Ann Howe Chief Financial Officer 718.0K female
George A. Samuel General Counsel & Company Secretary 690.3K male
Brandi L. Roberts Consultant 407.5K female
Harold D. Waitz Vice President of Regulatory Affairs & Quality Control 90.0K
Rami Skaliter Chief Executive Officer of Cell Cure Neurosciences
Charlotte Hubbert Vice President of Corporate Strategy & Development
Ioana C. Hone Director of Investor Relations female
Priyantha Herath Senior VP & Head of Clinical Operations
Alexandra Hernandez Senior Director of Finance & Controller female
ESG Rating
B
BIOTECHNOLOGY
2018
E (Environmental)
60.2 / 56.3
Company / Sector avg.
S (Social)
63.3 / 62.4
Company / Sector avg.
G (Governance)
64.4 / 60.9
Company / Sector avg.
ESG Total
62.6 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity
Transaction Date Disclosed Representative District Owner Type Amount Link
2024-01-02 2024-01-29 Anna Paulina Luna FL13 Sale $1,001 - $15,000
Market share among peers
Peer comparison — filtered group (TTM)
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Dividend history

Earnings history

Earnings reports

Stock splits