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Heritage Global Inc. (HGBL)

USD1.25 +0.01 (+0.81%)
US NASDAQ Financial Services Financial - Capital Markets
Address 12625 High Bluff Drive 92130
San Diego, CA, US
CEO Ross Dove
Website hginc.com
IPO 1993-03-23
CIK 849145 ISIN US42727E1038

Explore sections of this company profile

Description

Heritage Global Inc., through its various subsidiary companies, operates as a specialized asset services firm, primarily concentrating on transactions involving both financial and industrial assets. The company offers a diverse array of services, including market facilitation, the acquisition and divestiture of assets, professional valuations, and asset-backed lending. Its fundamental approach involves identifying, assessing the worth of, acquiring, and ultimately monetizing a broad spectrum of tangible and intangible assets. Serving both as a strategic consultant and as a direct principal, Heritage Global Inc. actively acquires or brokers deals for a variety of assets such as manufacturing plants, surplus industrial equipment, commercial inventories, portfolios of accounts receivable, intellectual property, and entire business operations. The firm was established in 1983 and its corporate headquarters are located in San Diego, California. It formerly conducted business as Counsel RB Capital Inc. until officially rebranding as Heritage Global Inc. in August 2013.

News Sentiment (7d)
59 Neutral

Based on only 1 article — low confidence

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD1.25 +0.01 (+0.81%)
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Volume Profile
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Liquidity & share structure
Average Volume
70.6K
Beta
0.43
Float Shares
25.72M
Free Float %
74.0%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-5.43% -8.27% -12.86% -7.58% -6.15% -1.61% -44.04% -59.20% -59.74% +510.00% -97.97%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (3 ratings, all time) Buy
Price Targets & DCF
Current price
1.25
DCF (Unlevered) 10.83 +766.3%
DCF (Levered) 6.50 +420.2%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 100% Bullish
Rating 2026-05 Change
Strong Buy 1 0
Buy 3 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
-1.27
Distress
Piotroski F-Score
7 / 9
Strong
MOAT Score
2 / 10
No MOAT
Composite Rating
A-
Overall Score
4 / 5
High
DCF Score
5 / 5
High
ROE Score
2 / 5
Medium
ROA Score
5 / 5
High
D/E Score
3 / 5
Medium
P/E Score
2 / 5
Medium
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Financial - Capital Markets: +19.7%
    +12.4% Q1'26: -5.5% (vs Q1'25)
  • EPS growth Financial - Capital Markets: +35.3%
    -28.6% Q1'26: -30.5% (vs Q1'25)
  • FCF margin FCF growth · Financial - Capital Markets: +29.5%
    +4.6% Q1'26: -21.5% (vs Q1'25)
  • EBIT margin Financial - Capital Markets: +33.5%
    +11.0% Q1'26: +4.0% (vs Q1'25)
  • ROIC Financial - Capital Markets: +4.0%
    +6.6% Q1'26: +2.5% (vs Q1'25)
  • Share dilution Financial - Capital Markets: +0.0%
    -4.6% Q1'26: -3.0% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Financial - Capital Markets: -0.30×
    0.85× Q1'26: 0.42× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.46) × ERP
WACC = 89% × Ke + 11% × Kd (4.0%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 10.70 Current price: 1.25
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
1 Rev. Ana.
2 EPS Ana.
Dec 2027
1 Rev. Ana.
2 EPS Ana.
Dec 2028
1 Rev. Ana.
1 EPS Ana.
Dec 2029
1 Rev. Ana.
1 EPS Ana.
Revenue
26.18M
est: 24.61M (+6.4%)
25.79M
est: 25.38M (+1.6%)
46.91M
est: 43.99M (+6.6%)
60.55M
est: 55.02M (+10.0%)
45.36M
est: 48.02M (-5.5%)
50.98M
est: 52.00M (-2.0%)
54.09M
53.67M – 54.50M
+4.0% YoY
60.00M
59.54M – 60.46M
+10.9% YoY
58.81M
58.37M – 59.26M
-2.0% YoY
61.75M
61.28M – 62.22M
+5.0% YoY
EBITDA
6.42M
est: 5.42M (+18.5%)
3.47M
est: 5.59M (-37.8%)
11.66M
est: 9.68M (+20.4%)
14.83M
est: 10.87M (+36.4%)
10.31M
est: 9.49M (+8.7%)
6.75M
est: 10.27M (-34.3%)
10.69M
10.61M – 10.77M
+4.0% YoY
11.86M
11.77M – 11.95M
+10.9% YoY
11.62M
11.53M – 11.71M
-2.0% YoY
12.20M
12.11M – 12.29M
+5.0% YoY
EBIT
6.06M
est: 5.03M (+20.5%)
3.01M
est: 5.19M (-41.9%)
11.12M
est: 8.99M (+23.7%)
14.32M
est: 9.90M (+44.6%)
9.07M
est: 8.64M (+4.9%)
5.59M
est: 9.36M (-40.3%)
9.73M
9.66M – 9.81M
+4.0% YoY
10.80M
10.72M – 10.88M
+10.9% YoY
10.58M
10.50M – 10.67M
-2.0% YoY
11.11M
11.03M – 11.20M
+5.0% YoY
Net Income
9.66M
est: 7.05M (+36.9%)
3.05M
est: 3.90M (-21.7%)
15.49M
est: 6.87M (+125.5%)
12.48M
est: 10.78M (+15.7%)
5.18M
est: 7.97M (-35.0%)
3.59M
est: 5.14M (-30.2%)
5.67M
5.61M – 5.73M
+10.3% YoY
7.59M
7.09M – 7.80M
+33.9% YoY
8.86M
8.77M – 8.95M
+16.7% YoY
9.57M
9.47M – 9.66M
+8.0% YoY
SGA
7.71M
est: 4.98M (+54.9%)
8.06M
est: 5.13M (+57.0%)
5.71M
est: 8.90M (-35.8%)
7.09M
est: 9.56M (-25.9%)
7.50M
est: 8.35M (-10.1%)
7.76M
est: 9.04M (-14.1%)
9.40M
9.33M – 9.47M
+4.0% YoY
10.43M
10.35M – 10.51M
+10.9% YoY
10.22M
10.14M – 10.30M
-2.0% YoY
10.73M
10.65M – 10.81M
+5.0% YoY
EPS
0.32
est: 0.19 (+68.4%)
0.09
est: 0.11 (-18.0%)
0.43
est: 0.19 (+132.4%)
0.34
est: 0.30 (+11.8%)
0.14
est: 0.23 (-37.8%)
0.10
est: 0.15 (-31.0%)
0.16
0.16 – 0.16
+10.3% YoY
0.21
0.20 – 0.22
+31.3% YoY
0.25
0.25 – 0.25
+19.0% YoY
0.27
0.27 – 0.27
+8.0% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-07 A- 4/5 5/5 2/5 5/5 3/5 2/5 4/5
2026-05-06 A- 4/5 5/5 2/5 5/5 3/5 2/5 4/5
2026-05-05 A- 4/5 5/5 2/5 5/5 3/5 2/5 4/5
2026-05-04 A- 4/5 5/5 2/5 5/5 3/5 2/5 4/5
2026-05-01 A- 4/5 5/5 2/5 5/5 3/5 2/5 4/5
2026-04-30 A- 4/5 5/5 2/5 5/5 3/5 2/5 4/5
2026-04-29 A 4/5 5/5 2/5 5/5 3/5 3/5 4/5
2026-04-28 A 4/5 5/5 2/5 5/5 3/5 3/5 4/5
2026-04-27 A 4/5 5/5 2/5 5/5 3/5 3/5 4/5
2026-04-24 A 4/5 5/5 2/5 5/5 3/5 3/5 4/5
2026-04-23 A 4/5 5/5 3/5 5/5 3/5 3/5 4/5
2026-04-22 A 4/5 5/5 3/5 5/5 3/5 3/5 4/5
2026-04-21 A 4/5 5/5 3/5 5/5 3/5 3/5 4/5
2026-04-20 A 4/5 5/5 3/5 5/5 3/5 3/5 4/5
2026-04-17 A 4/5 5/5 3/5 5/5 2/5 3/5 4/5
2026-04-16 A 4/5 5/5 3/5 5/5 2/5 3/5 4/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-1.70M
OE per share TTM
-0.05
Owner's Yield
-3.69%
Maintenance CapEx ratio
161.55%
Maint CapEx / Avg PPE
11.3%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
6
Total invested
4.92M
Insider transactions (90d)
0
Beneficial owners (>5%)
8
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Collin McBirney 4.42M 12.50% 4.42M 4.42M HC, IN California 2021-02-08
2 Topline Capital Management, LLC 4.42M 12.50% 4.42M 4.42M IA California 2021-02-08
3 Topline Capital Partners, LP 4.42M 12.50% 4.42M 4.42M PN California 2021-02-08
4 Allan Silber 3.99M 11.20% 3.99M 3.99M IN 2021-05-12
5 Anglian Holdings, LLC 3.56M 10.00% 3.56M 3.56M OO 2021-05-12
6 Jonathan 1.62M 6.30% IN : 2010-12-22
7 Marc Reich 1.62M 6.30% IN : 2010-12-22
8 Zachary Capital L.P. 1.61M 5.70% 1.61M 1.61M PN Jersey 2015-07-21

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
6
-35 vs prev Q
New positions
2
Closed positions
37
Increased
3
Reduced
0
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 2.38M -90.6K (-3.7%) 2.96M -1.2M (-28.0%) 6.90% -0.196 pp 0.17% -0.066 pp USD2.57 -51.8% 22 qtrs
2 MINK BROOK ASSET MANAGEMENT LLC 2.03M +146.6K (+7.8%) 2.52M -608.7K (-19.5%) 5.87% +0.475 pp 1.59% -0.515 pp USD1.80 -31.1% 5 qtrs
3 VANGUARD GROUP INC 1.87M +14.0K (+0.8%) 2.32M -763.8K (-24.7%) 5.42% +0.091 pp 0.00% +0.000 pp USD2.72 -54.4% 21 qtrs
4 TOPLINE CAPITAL MANAGEMENT, LLC 1.85M +172.5K (+10.3%) 2.30M -491.1K (-17.6%) 5.36% +0.544 pp 0.21% -0.271 pp USD1.79 -30.7% 5 qtrs
5 TRUFFLE HOUND CAPITAL, LLC 1.10M +— (+0.0%) 1.36M -462.0K (-25.3%) 3.18% +0.030 pp 0.36% -0.156 pp USD1.91 -35.1% 5 qtrs
6 KOSHINSKI ASSET MANAGEMENT, INC. 917.3K +— (+0.0%) 1.14M -385.3K (-25.3%) 2.66% +0.025 pp 0.07% -0.035 pp USD1.70 -27.1% 6 qtrs
7 MILITIA CAPITAL PARTNERS, LP 563.9K +— (+0.0%) 699.2K -236.8K (-25.3%) 1.63% +0.015 pp 0.26% -0.174 pp USD1.87 -33.7% 5 qtrs
8 RENAISSANCE TECHNOLOGIES LLC 377.5K +6.2K (+1.7%) 468.1K -148.3K (-24.1%) 1.09% +0.028 pp 0.00% 0.000 pp USD2.68 -53.7% 22 qtrs
9 PERRITT CAPITAL MANAGEMENT INC 360.9K +65.0K (+22.0%) 447.5K -43.7K (-8.9%) 1.04% +0.196 pp 0.75% +0.515 pp USD2.06 -39.8% 21 qtrs
10 SENTINUS, LLC 360.9K +360.9K (+100.0%) 447.5K +447.5K (+100.0%) 1.04% +1.045 pp 0.04% +0.043 pp USD1.24 +0.0% 1 qtrs NEW
11 GEODE CAPITAL MANAGEMENT, LLC 360.2K +2.4K (+0.7%) 446.7K -147.3K (-24.8%) 1.04% +0.017 pp 0.00% +0.000 pp USD2.38 -47.9% 20 qtrs
12 DIMENSIONAL FUND ADVISORS LP 209.6K -62.7K (-23.0%) 260.0K -192.3K (-42.5%) 0.61% -0.174 pp 0.00% +0.000 pp USD2.82 -56.0% 19 qtrs
13 BLACKROCK, INC. 140.0K +3.3K (+2.4%) 173.5K -53.4K (-23.5%) 0.41% +0.013 pp 0.00% +0.000 pp USD1.69 -26.6% 6 qtrs
14 STATE STREET CORP 116.6K +— (+0.0%) 144.5K -49.0K (-25.3%) 0.34% +0.003 pp 0.00% +0.000 pp USD2.81 -55.9% 16 qtrs
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 90.8K +48.1K (+112.5%) 112.6K +41.7K (+58.8%) 0.26% +0.140 pp 0.00% +0.000 pp USD1.44 -13.9% 11 qtrs
16 WYNNEFIELD CAPITAL INC 79.4K -321.6K (-80.2%) 98.5K -567.2K (-85.2%) 0.23% -0.920 pp 0.06% -0.345 pp USD2.78 -55.4% 9 qtrs
17 CITADEL ADVISORS LLC 60.3K -13.2K (-17.9%) 74.8K -47.2K (-38.7%) 0.17% -0.036 pp 0.00% +0.000 pp USD2.14 -42.1% 16 qtrs
18 MAN GROUP PLC 59.3K +— (+0.0%) 73.5K -24.9K (-25.3%) 0.17% +0.002 pp 0.00% +0.000 pp USD2.75 -54.9% 10 qtrs
19 GOLDMAN SACHS GROUP INC 50.0K +11.5K (+29.9%) 61.9K -1.9K (-2.9%) 0.14% +0.034 pp 0.00% +0.000 pp USD1.99 -37.7% 3 qtrs
20 NORTHERN TRUST CORP 36.9K +— (+0.0%) 45.7K -15.5K (-25.3%) 0.11% +0.001 pp 0.00% +0.000 pp USD2.72 -54.4% 21 qtrs
21 NORTHROCK PARTNERS, LLC 34.1K +34.1K (+100.0%) 42.3K +42.3K (+100.0%) 0.10% +0.099 pp 0.00% +0.001 pp USD1.24 +0.0% 1 qtrs NEW
22 HERON BAY CAPITAL MANAGEMENT 31.9K -2.8K (-8.0%) 39.6K -18.0K (-31.3%) 0.09% -0.007 pp 0.01% -0.003 pp USD2.18 -43.1% 4 qtrs
23 ACADIAN ASSET MANAGEMENT LLC 31.5K +31.5K (+100.0%) 38.0K +38.0K (+100.0%) 0.09% +0.091 pp 0.00% +0.000 pp USD1.24 +0.0% 1 qtrs NEW
24 JANE STREET GROUP, LLC 29.7K +19.6K (+196.2%) 36.8K +20.2K (+121.3%) 0.09% +0.057 pp 0.00% +0.000 pp USD1.38 -10.1% 9 qtrs
25 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 25.8K +— (+0.0%) 32.5K -8.1K (-20.0%) 0.07% +0.001 pp 0.00% +0.000 pp USD2.18 -43.1% 4 qtrs
26 XTX TOPCO LTD 24.7K +24.7K (+100.0%) 30.6K +30.6K (+100.0%) 0.07% +0.071 pp 0.00% +0.001 pp USD1.24 +0.0% 1 qtrs NEW
27 MORGAN STANLEY 18.7K +— (+0.0%) 23.1K -7.8K (-25.3%) 0.05% +0.001 pp 0.00% +0.000 pp USD2.18 -43.1% 13 qtrs
28 SQUAREPOINT OPS LLC 13.7K +13.7K (+100.0%) 16.9K +16.9K (+100.0%) 0.04% +0.040 pp 0.00% +0.000 pp USD1.24 +0.0% 1 qtrs NEW
29 EVERGREEN CAPITAL MANAGEMENT LLC 11.9K +— (+0.0%) 14.7K -5.0K (-25.3%) 0.03% +0.000 pp 0.00% 0.000 pp USD2.22 -44.1% 3 qtrs
30 HRT FINANCIAL LP 10.7K +10.7K (+100.0%) 13.0K +13.0K (+100.0%) 0.03% +0.031 pp 0.00% +0.000 pp USD1.24 +0.0% 1 qtrs NEW
31 CITIGROUP INC 9.9K +9.9K (+100.0%) 12.3K +12.3K (+100.0%) 0.03% +0.029 pp 0.00% +0.000 pp USD1.24 +0.0% 1 qtrs NEW
32 ROYAL BANK OF CANADA 5.8K -34.0 (-0.6%) 7.0K -3.0K (-30.0%) 0.02% +0.000 pp 0.00% +0.000 pp USD1.87 -33.7% 12 qtrs
33 PARALLEL ADVISORS, LLC 4.0K +— (+0.0%) 5.0K -1.7K (-25.3%) 0.01% +0.000 pp 0.00% +0.000 pp USD2.29 -45.9% 22 qtrs
34 TOWER RESEARCH CAPITAL LLC (TRC) 3.5K +651.0 (+22.7%) 4.4K -399.0 (-8.4%) 0.01% +0.002 pp 0.00% +0.000 pp USD1.80 -31.1% 11 qtrs
35 ADVISOR GROUP HOLDINGS, INC. 2.7K -5.0 (-0.2%) 3.4K -1.2K (-25.9%) 0.01% +0.000 pp 0.00% +0.000 pp USD2.35 -47.2% 9 qtrs
36 WELLS FARGO & COMPANY/MN 2.5K +5.0 (+0.2%) 3.1K -1.0K (-25.2%) 0.01% +0.000 pp 0.00% +0.000 pp USD2.18 -43.1% 4 qtrs
37 UBS GROUP AG 1.6K +1.6K (+10,093.8%) 2.0K +2.0K (+7,392.6%) 0.00% +0.005 pp 0.00% +0.000 pp USD1.25 -0.8% 22 qtrs
38 TD WATERHOUSE CANADA INC. 678.00 +— (+0.0%) 841.00 -268.0 (-24.2%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.65 -53.2% 8 qtrs
39 BANK OF AMERICA CORP /DE/ 156.00 -116.0 (-42.6%) 193.00 -259.0 (-57.3%) 0.00% 0.000 pp 0.00% +0.000 pp USD2.29 -45.9% 9 qtrs
40 SMARTLEAF ASSET MANAGEMENT LLC 100.00 +100.0 (+100.0%) 125.00 +125.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.24 +0.0% 1 qtrs NEW
41 ARCHER INVESTMENT CORP 25.00 +— (+0.0%) 31.00 -11.0 (-26.2%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.08 -40.4% 17 qtrs
42 GSA CAPITAL PARTNERS LLP -21.9K (-100.0%) -36.0K (-100.0%) 0.00% -0.063 pp 0.00% -0.003 pp USD 3 qtrs SOLD
43 VIRTU FINANCIAL LLC -16.8K (-100.0%) -28.0K (-100.0%) 0.00% -0.048 pp 0.00% -0.002 pp USD 2 qtrs SOLD
44 CHARLES SCHWAB INVESTMENT MANAGEMENT INC -16.8K (-100.0%) -27.9K (-100.0%) 0.00% -0.048 pp 0.00% +0.000 pp USD 13 qtrs SOLD
45 RBF CAPITAL, LLC -54.3K (-100.0%) -90.1K (-100.0%) 0.00% -0.156 pp 0.00% -0.004 pp USD 4 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 14 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 iShares Micro-Cap ETF IWC 0.01% 130.5K 0.60%
2 U.S. Micro Cap Portfolio ETF DFMC 0.00% 67.4K 0.43%
3 Vanguard Extended Market ETF VXF 0.00% 353.2K 0.05%
4 Dimensional - US Core Equity 2 ETF DFAC 0.00% 59.0K 0.17%
5 Vanguard U.S. Total Market Index ETF (CAD-hedged) VUS.TO 0.00% 713.22 0.17%
6 Vanguard U.S. Total Market Shares Index ETF VTS.AX 0.00% 3.5K 0.03%
7 Vanguard U.S. Total Market Index ETF VUN.TO 0.00% 9.7K 0.17%
8 Vanguard Total Stock Market ETF VTI 0.00% 1.65M 0.03%
9 Vanguard All-Equity ETF Portfolio VEQT.TO 0.00% 3.6K 0.22%
10 Vanguard Growth ETF Portfolio VGRO.TO 0.00% 2.0K 0.22%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Ratio by volume
0.00
Bearish
Buys
0
Sells
1
Shares acquired
Shares disposed
3.7K
Cash buys
Cash sales
1.00
Net activity
-3,734
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-04-01 Sklar James Edward Officer S-Sale D Common Stock 3,734 1.35 5.0K 261,125 D
2026-03-09 Ludwig Thomas Van Officer Common Stock 0 0.00 214,652 D
2026-03-05 Sinsley Barbara A Director A-Award A Common Stock 20,000 0.00 101,300 D
2026-03-05 Sharpe Kelly S Director A-Award A Common Stock 20,000 0.00 95,800 D
2026-03-05 SHIMER SAMUEL L Director A-Award A Common Stock 20,000 0.00 352,500 D
2026-03-05 Hexner Michael Director A-Award A Common Stock 20,000 0.00 272,104 D
2026-03-05 Burnham William L Director A-Award A Common Stock 20,000 0.00 70,000 D
2026-03-02 Sklar James Edward Officer S-Sale D Common Stock 3,734 1.30 4.9K 264,859 D
2026-02-02 Sklar James Edward Officer S-Sale D Common Stock 3,734 1.37 5.1K 268,593 D
2026-01-26 Hounsell Bruce Kenneth Officer Options to purchase common stock 500,000 1.30 650.0K 0 D
2026-01-02 Sklar James Edward Officer S-Sale D Common Stock 3,734 1.23 4.6K 272,327 D
2025-12-01 Sklar James Edward Officer S-Sale D Common Stock 3,734 1.31 4.9K 276,061 D
2025-11-03 Sklar James Edward Officer S-Sale D Common Stock 3,734 1.43 5.3K 279,795 D
2025-10-01 Sklar James Edward Officer S-Sale D Common Stock 7,468 1.63 12.2K 283,529 D
2025-06-01 Ludwig Thomas Van Officer Options to purchase common stock 40,000 2.81 112.4K 0 D
2025-03-25 Sklar James Edward Officer F-InKind D Common Stock 4,727 2.11 10.0K 290,997 D
2025-03-25 DOVE ROSS Director / Officer F-InKind D Common Stock 25,094 2.11 52.9K 2,321,917 D
2025-03-25 COBB BRIAN J. Officer F-InKind D Common Stock 6,408 2.11 13.5K 225,353 D
2025-03-11 Ludwig David Van Director / Officer S-Sale D Common Stock 7,000 1.97 13.8K 900,479 D
2025-03-06 Sklar James Edward Officer A-Award A Common Stock 11,848 0.00 295,724 D
2025-03-06 Sinsley Barbara A Director A-Award A Common Stock 20,000 0.00 81,300 D
2025-03-06 Sharpe Kelly S Director A-Award A Common Stock 20,000 0.00 75,800 D
2025-03-06 SHIMER SAMUEL L Director A-Award A Common Stock 20,000 0.00 332,500 D
2025-03-06 Ludwig David Van Director / Officer S-Sale D Common Stock 10,000 2.07 20.7K 907,479 D
2025-03-06 Hexner Michael Director A-Award A Common Stock 20,000 0.00 252,104 D
2025-03-06 DOVE ROSS Director / Officer A-Award A Common Stock 44,355 0.00 2,347,011 D
2025-03-06 COBB BRIAN J. Officer A-Award A Common Stock 11,848 0.00 231,761 D
2025-03-06 Burnham William L Director A-Award A Common Stock 20,000 0.00 50,000 D
2025-03-04 Ludwig David Van Director / Officer S-Sale D Common Stock 10,000 2.05 20.5K 917,479 D
2025-02-26 Ludwig David Van Director / Officer S-Sale D Common Stock 10,000 2.02 20.2K 927,479 D
2025-02-19 Ludwig David Van Director / Officer S-Sale D Common Stock 10,000 2.24 22.4K 937,479 D
2025-02-12 Ludwig David Van Director / Officer S-Sale D Common Stock 10,000 2.24 22.4K 947,479 D
2025-01-29 Ludwig David Van Director / Officer S-Sale D Common Stock 10,000 2.13 21.3K 957,479 D
2025-01-15 Ludwig David Van Director / Officer S-Sale D Common Stock 10,000 2.07 20.7K 967,479 D
2025-01-08 Ludwig David Van Director / Officer S-Sale D Common Stock 10,000 1.99 19.9K 977,479 D
2025-01-01 COBB BRIAN J. Officer A-Award A Common Stock 125,000 0.00 219,913 D
2024-12-18 Ludwig David Van Director / Officer S-Sale D Common Stock 10,000 1.75 17.5K 987,479 D
2024-12-05 Ludwig David Van Director / Officer S-Sale D Common Stock 10,000 1.76 17.6K 997,479 D
2024-12-03 Ludwig David Van Director / Officer S-Sale D Common Stock 10,000 1.77 17.7K 1,007,479 D
2024-11-21 Ludwig David Van Director / Officer S-Sale D Common Stock 10,000 1.63 16.3K 1,017,479 D
2024-11-19 Ludwig David Van Director / Officer S-Sale D Common Stock 10,000 1.61 16.1K 1,027,479 D
2024-06-01 Ludwig Thomas Van Officer Options to purchase common stock 45,000 1.41 63.5K 0 D
2024-03-20 DOVE ROSS Director / Officer P-Purchase A Common Stock 7,297 2.75 20.1K 2,302,656
2024-03-19 Sklar James Edward Officer F-InKind D Common Stock 11,830 2.93 34.7K 283,876
2024-03-19 Dove Nicholas Kirk Officer P-Purchase A Common Stock 5,000 2.88 14.4K 100,000
2024-03-19 COBB BRIAN J. Officer F-InKind D Common Stock 13,638 2.93 40.0K 94,913
2024-03-07 Sklar James Edward Officer A-Award A Common Stock 25,597 0.00 295,706
2024-03-07 Sinsley Barbara A Director A-Award A Common Stock 15,000 0.00 61,300
2024-03-07 Sharpe Kelly S Director A-Award A Common Stock 15,000 0.00 55,800
2024-03-07 SHIMER SAMUEL L Director A-Award A Common Stock 15,000 0.00 312,500
2024-03-07 Hexner Michael Director A-Award A Common Stock 15,000 0.00 232,104
2024-03-07 DOVE ROSS Director / Officer A-Award A Common Stock 76,850 0.00 2,295,359
2024-03-07 COBB BRIAN J. Officer A-Award A Common Stock 25,597 0.00 108,551
2024-03-07 Burnham William L Director A-Award A Common Stock 15,000 0.00 30,000
2023-11-13 Dove Nicholas Kirk Officer P-Purchase A Common Stock 5,000 2.85 14.3K 95,000
2023-09-13 SHIMER SAMUEL L Director P-Purchase A Common Stock 10,000 2.95 29.5K 297,500
2023-08-24 DOVE ROSS Director / Officer P-Purchase A Common Stock 3,200 3.11 10.0K 2,218,510
2023-08-17 Dove Nicholas Kirk Officer P-Purchase A Common Stock 3,455 3.13 10.8K 90,000
2023-08-15 Ludwig David Van Director / Officer P-Purchase A Common Stock 1,825 3.30 6.0K 1,039,304
2023-08-14 SHIMER SAMUEL L Director M-Exempt D Option to purchase common stock 2,500 0.53 1.3K 0
2023-08-14 Ludwig David Van Director / Officer P-Purchase A Common Stock 4,583 3.12 14.3K 1,037,479
2023-08-14 Hexner Michael Director P-Purchase A Common Stock 8,253 3.12 25.7K 217,104
2023-08-14 Dove Nicholas Kirk Officer P-Purchase A Common Stock 7,880 3.17 25.0K 86,545
2023-08-14 DOVE ROSS Director / Officer P-Purchase A Common Stock 6,211 3.22 20.0K 2,215,310
2023-06-01 Ludwig Thomas Van Officer Options to purchase common stock 31,875 0.70 22.3K 0 D
2023-04-18 Topline Capital Partners, LP 10% Owner S-Sale D Common Stock 44,558 3.00 133.7K 3,617,885
2023-04-18 Topline Capital Management, LLC S-Sale D Common Stock 44,558 3.00 133.7K 3,617,885
2023-04-17 Topline Capital Partners, LP 10% Owner S-Sale D Common Stock 55,972 3.02 169.0K 3,662,443
2023-04-17 Topline Capital Management, LLC S-Sale D Common Stock 55,972 3.02 169.0K 3,662,443
2023-04-14 Topline Capital Partners, LP 10% Owner S-Sale D Common Stock 74,162 3.00 222.5K 3,718,415
2023-04-14 Topline Capital Management, LLC S-Sale D Common Stock 74,162 3.00 222.5K 3,718,415
2023-04-13 Topline Capital Partners, LP 10% Owner S-Sale D Common Stock 24,084 2.91 70.1K 3,792,577
2023-04-13 Topline Capital Management, LLC S-Sale D Common Stock 24,084 2.91 70.1K 3,792,577
2023-04-12 Topline Capital Partners, LP 10% Owner S-Sale D Common Stock 9,199 2.90 26.7K 3,816,661
2023-04-12 Topline Capital Management, LLC S-Sale D Common Stock 9,199 2.90 26.7K 3,816,661
2023-04-11 Topline Capital Partners, LP 10% Owner S-Sale D Common Stock 32,666 2.84 92.8K 3,825,860
2023-04-11 Topline Capital Management, LLC S-Sale D Common Stock 32,666 2.84 92.8K 3,825,860
2023-04-04 Topline Capital Partners, LP 10% Owner S-Sale D Common Stock 1,934 2.84 5.5K 3,858,526
2023-04-04 Topline Capital Management, LLC S-Sale D Common Stock 1,934 2.84 5.5K 3,858,526
2023-04-03 Topline Capital Partners, LP 10% Owner S-Sale D Common Stock 50,000 2.88 144.0K 3,860,460
2023-04-03 Topline Capital Management, LLC S-Sale D Common Stock 50,000 2.88 144.0K 3,860,460
2023-04-01 Burnham William L Director 0 0.00 0
2023-03-31 Sinsley Barbara A Director A-Award A Common Stock 15,000 0.00 46,300
2023-03-31 Sharpe Kelly S Director A-Award A Common Stock 15,000 0.00 40,800
2023-03-31 SHIMER SAMUEL L Director A-Award A Common Stock 15,000 0.00 282,500
2023-03-31 Hexner Michael Director A-Award A Common Stock 15,000 0.00 208,851
2023-03-31 Cho Shirley Director A-Award A Common Stock 15,000 0.00 30,000
2023-03-30 Topline Capital Partners, LP 10% Owner S-Sale D Common Stock 16,269 2.88 46.9K 3,910,460
2023-03-30 Topline Capital Management, LLC S-Sale D Common Stock 16,269 2.88 46.9K 3,910,460
2023-03-29 Topline Capital Partners, LP 10% Owner S-Sale D Common Stock 19,283 2.86 55.1K 3,926,729
2023-03-29 Topline Capital Management, LLC S-Sale D Common Stock 19,283 2.86 55.1K 3,926,729
2023-03-28 Topline Capital Management, LLC S-Sale D Common Stock 35,345 2.88 101.8K 3,946,012
2023-03-27 Topline Capital Partners, LP 10% Owner S-Sale D Common Stock 35,345 2.88 101.8K 3,946,012
2023-03-20 Topline Capital Partners, LP 10% Owner S-Sale D Common Stock 49,497 2.87 142.1K 3,981,357
2023-03-20 Topline Capital Management, LLC Other S-Sale D Common Stock 49,497 2.87 142.1K 3,981,357
2023-03-16 Topline Capital Partners, LP 10% Owner S-Sale D Common Stock 48,113 2.82 135.7K 4,030,854
2023-03-16 Topline Capital Management, LLC S-Sale D Common Stock 48,113 2.82 135.7K 4,030,854
2023-03-15 Topline Capital Partners, LP 10% Owner S-Sale D Common Stock 81,795 2.90 237.2K 4,078,967
2023-03-15 Topline Capital Management, LLC S-Sale D Common Stock 81,795 2.90 237.2K 4,078,967
2023-03-14 Topline Capital Partners, LP 10% Owner S-Sale D Common Stock 259,238 2.90 751.8K 4,160,762
2023-03-14 Topline Capital Management, LLC S-Sale D Common Stock 259,238 2.90 751.8K 4,160,762
2023-03-01 Sklar James Edward Officer F-InKind D Common Stock 9,513 2.57 24.4K 269,952
2023-03-01 DOVE ROSS Director / Officer A-Award A Common Stock 56,864 0.00 2,228,173
2023-03-01 COBB BRIAN J. Officer A-Award A Common Stock 19,763 0.00 91,013
2023-02-07 COBB BRIAN J. Officer A-Award A Option to purchase common stock 100,000 2.49 249.0K 100,000
2022-09-29 Hexner Michael Director P-Purchase A Common Stock 6,500 1.61 10.5K 193,851
2022-09-22 Hexner Michael Director P-Purchase A Common Stock 10,000 1.74 17.4K 187,351
2022-09-19 Hexner Michael Director P-Purchase A Common Stock 1,325 1.56 2.1K 177,351
2022-08-03 Sinsley Barbara A Director A-Award A Common Stock 10,000 0.00 16,300
2022-08-03 Sharpe Kelly S Director A-Award A Common Stock 10,000 0.00 10,800
2022-08-03 SHIMER SAMUEL L Director A-Award A Common Stock 10,000 0.00 252,500
2022-08-03 Hexner Michael Director A-Award A Common Stock 10,000 0.00 161,026
2022-08-03 Cho Shirley Director A-Award A Common Stock 15,000 0.00 15,000
2022-07-26 SHIMER SAMUEL L Director M-Exempt D Option to purchase common stock 5,000 0.83 4.2K 5,000
2022-05-27 SHIMER SAMUEL L Director P-Purchase A Common Stock 20,000 1.19 23.8K 175,000
2022-05-18 Dove Nicholas Kirk Officer M-Exempt A Common Stock 45,000 0.45 20.3K 78,665
2022-05-16 Sklar James Edward Officer P-Purchase A Common Stock 2,500 1.18 3.0K 260,010
2022-05-16 DOVE ROSS Officer P-Purchase A Common Stock 20,172 1.24 25.0K 2,171,309
2022-05-16 COBB BRIAN J. Officer M-Exempt A Common Stock 11,250 0.45 5.1K 71,250
2022-03-30 Hexner Michael Director P-Purchase A Common Stock 18,657 1.35 25.2K 151,026
2022-03-28 Ludwig David Van Officer M-Exempt A Common Stock 21,250 0.70 14.9K 1,046,855
2022-03-23 Ludwig David Van Officer P-Purchase A Common Stock 8,000 1.34 10.7K 1,025,605
2022-03-21 SHIMER SAMUEL L Director M-Exempt A Common Stock 10,000 0.42 4.2K 155,000
2021-12-30 Sinsley Barbara A Director P-Purchase A Common Stock 2,788 1.66 4.6K 6,300
2021-12-30 Sharpe Kelly S Director P-Purchase A Common Stock 800 1.55 1.2K 800
2021-12-27 Sinsley Barbara A Director P-Purchase A Common Stock 3,512 1.50 5.3K 3,512
2021-12-21 Hexner Michael Director P-Purchase A Common Stock 16,161 1.44 23.3K 132,369
2021-12-20 Hexner Michael Director P-Purchase A Common Stock 1,200 1.44 1.7K 116,208
2021-12-20 DOVE ROSS Director / Officer P-Purchase A Common Stock 13,867 1.44 20.0K 2,151,137
2021-12-20 Cho Shirley Director 0 0.00 0
2021-12-15 Hexner Michael Director P-Purchase A Common Stock 16,778 1.49 25.0K 115,008
2021-12-06 DOVE ROSS Director / Officer P-Purchase A Common Stock 30,701 1.63 50.0K 2,137,270
2021-12-01 Hexner Michael Director P-Purchase A Common Stock 15,500 1.60 24.8K 98,230
2021-11-30 SHIMER SAMUEL L Director P-Purchase A Common Stock 8,800 1.51 13.3K 145,000
2021-11-26 SHIMER SAMUEL L Director P-Purchase A Common Stock 1,200 1.59 1.9K 136,200
2021-11-18 Hexner Michael Director P-Purchase A Common Stock 2,200 1.74 3.8K 82,730
2021-11-15 Hexner Michael Director P-Purchase A Common Stock 20,000 1.80 36.0K 80,530
2021-11-15 DOVE ROSS Director / Officer P-Purchase A Common Stock 57,342 1.74 99.8K 2,106,569
2021-11-12 SHIMER SAMUEL L Director P-Purchase A Common Stock 11,611 1.59 18.5K 135,000
2021-11-12 COBB BRIAN J. Officer P-Purchase A Common Stock 4,375 1.59 7.0K 60,000
2021-09-02 SILBER ALLAN C 10% Owner S-Sale D Common Stock 25,222 2.20 55.5K 3,198,296
2021-09-01 SILBER ALLAN C 10% Owner S-Sale D Common Stock 28,245 2.11 59.6K 3,223,518
2021-08-31 SILBER ALLAN C 10% Owner S-Sale D Common Stock 15,274 2.12 32.4K 3,251,763
2021-08-30 SILBER ALLAN C 10% Owner S-Sale D Common Stock 6,481 2.23 14.5K 3,267,037
2021-08-27 SILBER ALLAN C 10% Owner S-Sale D Common Stock 49,346 2.11 104.1K 3,273,518
2021-08-26 SILBER ALLAN C 10% Owner S-Sale D Common Stock 29,162 2.15 62.7K 3,322,864
2021-08-25 SILBER ALLAN C 10% Owner S-Sale D Common Stock 83,513 1.89 157.8K 3,352,026
2021-08-25 Ludwig David Van Director / Officer M-Exempt A Common Stock 200,000 0.45 90.0K 1,017,605
2021-08-25 Hexner Michael Director P-Purchase A Common Stock 966 1.85 1.8K 26,992
2021-08-25 DOVE ROSS Director / Officer P-Purchase A Common Stock 24,913 2.13 53.1K 2,049,227
2021-08-25 COBB BRIAN J. Officer P-Purchase A Common Stock 10,500 1.85 19.4K 49,625
2021-08-24 SILBER ALLAN C 10% Owner S-Sale D Common Stock 42,487 1.83 77.8K 3,435,539
2021-08-23 Dove Nicholas Kirk Officer A-Award A Option to purchase common stock 200,000 1.78 356.0K 200,000
2021-08-19 SILBER ALLAN C 10% Owner S-Sale D Common Stock 81,400 1.79 145.7K 3,478,026
2021-08-13 SILBER ALLAN C 10% Owner S-Sale D Common Stock 2,500 1.90 4.8K 3,559,426
2021-06-30 SILBER ALLAN C 10% Owner S-Sale D Common Stock 19 2.54 48.26 3,562,588
2021-06-22 COBB BRIAN J. Officer F-InKind D Common Stock 5,815 2.50 14.5K 39,125
2021-06-01 Ludwig David Van Director / Officer A-Award A Option to purchase common stock 40,000 2.81 112.4K 40,000
2021-05-17 DOVE ROSS Director / Officer M-Exempt A Common Stock 325,000 0.45 146.3K 2,169,085
2021-04-09 SILBER ALLAN C 10% Owner S-Sale D Common Stock 100 3.00 300.00 3,562,607
2021-04-08 SILBER ALLAN C 10% Owner S-Sale D Common Stock 24,400 3.00 73.2K 3,562,707
2021-04-07 SILBER ALLAN C 10% Owner S-Sale D Common Stock 17,590 3.00 52.8K 3,587,107
2021-04-06 SILBER ALLAN C 10% Owner S-Sale D Common Stock 2,928 3.00 8.8K 3,604,697
2021-04-05 SILBER ALLAN C 10% Owner S-Sale D Common Stock 9,033 3.00 27.1K 3,607,625
2021-04-01 SILBER ALLAN C 10% Owner S-Sale D Common Stock 11,020 2.95 32.5K 3,616,658
2021-03-31 Sinsley Barbara A Director A-Award A Option to purchase common stock 10,000 2.85 28.5K 10,000
2021-03-31 Sharpe Kelly S Director A-Award A Option to purchase common stock 10,000 2.85 28.5K 10,000
2021-03-31 SHIMER SAMUEL L Director A-Award A Option to purchase common stock 10,000 2.85 28.5K 10,000
2021-03-31 RYAN JAMES BRENDAN Director A-Award A Option to purchase common stock 10,000 2.85 28.5K 10,000
2021-03-31 Hexner Michael Director A-Award A Option to purchase common stock 10,000 2.85 28.5K 10,000
2021-03-30 Sklar James Edward Officer M-Exempt D Option to purchase common stock 180,000 0.45 81.0K 0
2021-03-29 SILBER ALLAN C 10% Owner S-Sale D Common Stock 1,505 2.95 4.4K 3,627,678
2021-03-29 SHIMER SAMUEL L Director M-Exempt A Common Stock 10,000 0.69 6.9K 123,389
2021-03-26 SILBER ALLAN C 10% Owner S-Sale D Common Stock 28,679 2.95 84.6K 3,629,183
2021-03-25 SILBER ALLAN C 10% Owner S-Sale D Common Stock 50,000 2.92 146.0K 3,657,862
2021-03-24 SILBER ALLAN C 10% Owner F-InKind D Common Stock 12,262 2.94 36.1K 374,697
2021-03-24 COBB BRIAN J. Officer D Common Stock 0 0.00 33,690
2021-03-23 SILBER ALLAN C 10% Owner S-Sale D Common Stock 13,800 2.99 41.3K 3,709,062
2021-03-22 SILBER ALLAN C 10% Owner S-Sale D Common Stock 250,000 2.99 747.5K 3,722,862
2021-03-19 SILBER ALLAN C 10% Owner S-Sale D Common Stock 35,652 2.96 105.5K 3,972,862
2021-03-18 SILBER ALLAN C 10% Owner S-Sale D Common Stock 43,172 2.98 128.7K 4,008,514
2021-03-17 SILBER ALLAN C 10% Owner S-Sale D Common Stock 50,000 2.94 147.0K 4,051,686
2021-03-12 SILBER ALLAN C 10% Owner S-Sale D Common Stock 17,640 3.00 52.9K 311,959
2021-03-11 SILBER ALLAN C 10% Owner S-Sale D Common Stock 44,874 3.00 134.6K 329,599
2021-03-11 DOVE ROSS Director / Officer P-Purchase A Common Stock 6,500 3.03 19.7K 1,844,085
2021-03-10 RYAN JAMES BRENDAN Director M-Exempt A Common Stock 10,000 0.69 6.9K 110,000
2020-11-05 Sharpe Kelly S Director A-Award A Option to purchase common stock 25,000 1.77 44.3K 25,000
2020-10-06 Topline Capital Partners, LP 10% Owner P-Purchase A Common Stock 32,292 1.91 61.7K 4,420,000
2020-10-06 Topline Capital Management, LLC P-Purchase A Common Stock 32,292 1.91 61.7K 4,420,000
2020-10-05 Topline Capital Partners, LP 10% Owner P-Purchase A Common Stock 27,708 1.86 51.5K 4,387,708
2020-10-05 Topline Capital Management, LLC P-Purchase A Common Stock 27,708 1.86 51.5K 4,387,708
2020-10-02 Topline Capital Partners, LP 10% Owner P-Purchase A Common Stock 48,937 1.82 89.1K 4,360,000
2020-10-02 Topline Capital Management, LLC P-Purchase A Common Stock 48,937 1.82 89.1K 4,360,000
2020-10-02 DOVE ROSS Director / Officer P-Purchase A Common Stock 28,570 1.75 50.0K 1,837,585
2020-09-17 Dove Nicholas Kirk Officer D Option to purchase common stock 45,000 0.45 20.3K 0
2020-08-11 DOVE ROSS Director / Officer P-Purchase A Common Stock 7,225 3.22 23.3K 1,809,015
2020-08-06 Sinsley Barbara A Director D Option to purchase common stock 25,000 2.77 69.3K 0
2020-06-01 Ludwig David Van Officer A-Award A Option to purchase common stock 45,000 1.41 63.5K 45,000
2020-05-22 Topline Capital Partners, LP 10% Owner P-Purchase A Common Stock 264,000 1.09 287.8K 3,511,063
2020-05-22 Topline Capital Management, LLC P-Purchase A Common Stock 264,000 1.09 287.8K 3,511,063

Executive team

Top executives
EBIT / Employee
65.0K
Shares Outstanding
34.74M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 David Ludwig President, Financial Assets 400.0K 621.6K 1.02M 0.00%
2 2025 Ross Dove President and Chief Executive Officer 425.0K 93.6K 116.7K 14.0K 649.3K 14.41%
3 2025 Nicholas Dove President, Industrial Assets 250.0K 292.6K 542.6K 0.00%
4 2024 David Ludwig President, Financial Assets 400.0K 1.05M 1.45M 0.00%
5 2024 Ross Dove President and Chief Executive Officer 425.0K 225.2K 280.8K 14.0K 945.0K 23.83%
6 2024 Nicholas Dove President, Industrial Assets 250.0K 319.2K 569.2K 0.00%
7 2023 David Ludwig President, Financial Assets 400.0K 1.31M 1.71M 0.00%
8 2023 Ross Dove President and Chief Executive Officer 425.0K 146.1K 675.5K 14.0K 1.26M 11.59%
9 2023 Nicholas Dove President, Industrial Assets 250.0K 698.0K 948.0K 0.00%
10 2022 David Ludwig President, Financial Assets 400.0K 703.5K 8.7K 1.11M 0.00%
11 2022 Nicholas Dove President, Industrial Assets 200.0K 908.5K 1.11M 0.00%
12 2022 Ross Dove President and Chief Executive Officer 425.0K 438.4K 14.0K 877.5K 0.00%
13 2021 Nicholas Dove President, Industrial Assets 200.0K 243.9K 410.9K 854.8K 28.53%
14 2021 David Ludwig President, Financial Assets 400.0K 78.7K 226.3K 10.2K 715.2K 11.00%
15 2021 Ross Dove President and Chief Executive Officer 350.0K 87.5K 14.0K 451.5K 0.00%
16 2021 Ross Dove President and Chief Executive 350.0K 87.5K 14.0K 451.5K 0.00%
17 2020 David Ludwig President, Financial Assets 400.0K 42.4K 463.0K 8.8K 914.1K 4.64%
18 2020 Nicholas Dove President, Industrial Assets 181.3K 685.9K 867.2K 0.00%
19 2020 Ross Dove President and Chief Executive 350.0K 48.0K 14.0K 412.0K 0.00%
20 2020 Ross Dove President and Chief Executive Officer 350.0K 48.0K 14.0K 412.0K 0.00%
21 2019 David Ludwig President, Financial Assets 400.0K 29.8K 689.5K 9.5K 1.13M 2.64%
22 2019 Nicholas Dove President, Industrial Assets 175.0K 337.7K 512.7K 0.00%
23 2019 Ross Dove President and Chief Executive Officer 350.0K 40.3K 14.0K 404.3K 0.00%
24 2015 David Ludwig President. National Loan Exchange 400.0K 513.2K 913.2K 0.00%
25 2015 Kenneth Mann Senior Managing Director, Equity Partners 425.0K 53.7K 478.7K 0.00%
26 2015 Kirk Dove Chief Operating Officer/President 350.0K 56.0K 406.0K 0.00%
27 2015 Ross Dove Chief Executive Officer 350.0K 14.0K 364.0K 0.00%
28 2015 Scott A. West Chief Financial Officer 200.0K 200.0K 0.00%
29 2015 Allan C. Silber Chairman of the Board and former President 137.5K 137.5K 0.00%
30 2014 Kenneth Mann Senior Managing Director, Equity Partners 425.0K 317.6K 742.6K 0.00%
31 2014 Ross Dove Chief Executive Officer 300.0K 14.0K 314.0K 0.00%
32 2014 Kirk Dove Chief Operating Officer/President 300.0K 300.0K 0.00%
33 2014 David Ludwig President. National Loan Exchange 233.3K 233.3K 0.00%
34 2014 Scott A. West Chief Financial Officer 150.0K 11.0K 161.0K 6.85%
35 2014 Allan C. Silber Chairman of the Board and former President 137.5K 137.5K 0.00%
36 2004 James G. Ducay Executive Vice President, Chief Operating Officer 275.0K 100.0K 450.00 375.5K 0.00%
37 2004 Kenneth L. Hilton Executive Vice President, Sales and Marketing 275.0K 2.0K 277.0K 0.00%
38 2004 Allan Silber Director and Chief Executive Officer 275.0K 275.0K 0.00%
39 2004 David B. Silverman Senior Vice President and General Counsel 133.9K 60.0K 75.0K 200.00 194.1K 38.65%
40 2003 Kenneth L. Hilton Executive Vice President, Sales and Marketing 275.0K 55.0K 150.0K 330.0K 45.45%
41 2003 James G. Ducay Executive Vice President, Chief Operating Officer 275.0K 150.0K 275.0K 54.55%
42 2003 David B. Silverman Senior Vice President and General Counsel
43 2003 Allan Silber Director and Chief Executive Officer
44 2002 Helen Seltzer 267.4K 309.4K 576.7K 0.00%
45 2002 Ralph Brandifino Chief Financial Officer, WorldxChange 226.1K 63.0K 289.1K 0.00%
46 2002 Kenneth L. Hilton Chief Executive Officer, WorldxChange 205.5K 67.8K 273.3K 0.00%
47 2002 Kenneth L. Hilton Executive Vice President, Sales and Marketing 183.3K 183.3K 0.00%
48 2002 James G. Ducay Executive Vice President, Chief Operating Officer 12.5K 12.5K 0.00%
49 2002 Allan Silber Director and Chief Executive Officer
50 2002 David B. Silverman Senior Vice President and General Counsel
51 2002 Barbara Jamaleddin Senior Vice President, WorldxChange
52 2002 Allan Silber
53 2001 Kenneth L. Hilton Chief Executive Officer, WorldxChange 115.3K 18.1K 133.3K 0.00%
54 2001 Ralph Brandifino Chief Financial Officer, WorldxChange 95.9K 15.3K 111.1K 0.00%
55 2001 Helen Seltzer
56 2001 Allan Silber
57 2001 Barbara Jamaleddin Senior Vice President, WorldxChange
58 2000 Ralph Brandifino Chief Financial Officer, WorldxChange 183.3K 183.3K 366.7K 0.00%
59 2000 Barbara Jamaleddin Senior Vice President, WorldxChange
60 2000 Helen Seltzer
61 2000 Allan Silber
62 2000 Kenneth L. Hilton Chief Executive Officer, WorldxChange
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-21 DEFA14A
2026-04-21 DEF 14A
2025-04-23 DEFA14A
2025-04-22 DEF 14A
2024-05-17 DEFA14A
2024-04-24 DEFA14A
2024-04-23 DEF 14A
2024-04-12 PRE 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-07 10-Q
2026-04-30 SC 13G
2026-04-21 DEFA14A
2026-04-21 DEF 14A
2026-04-21 ARS
2026-04-06 SC 13G/A
2026-04-02 4
2026-03-27 SC 13G/A
2026-03-27 4
2026-03-26 4

Executive team

NameTitleCompensationGender
David Van Ludwig President of Financial Assets Division & Director 1M male
Ross Dove President, Chief Executive Officer & Director 555.7K male
Nicholas Kirk Dove President of Industrial Assets Division 542.6K male
James Edward Sklar Executive Vice President, General Counsel & Corporate Secretary male
Raspina Jannesar Chief Marketing Officer female
Brian J. Cobb Chief Financial Officer male
Thomas Ludwig President, General Counsel & Chief Compliance Officer of National Loan Exchange Inc. male
Bruce K. Hounsell President of Heritage DebtX LLC male
Gina Griffin Senior Vice President female
ESG Rating
C+
FINANCIAL - CAPITAL MARKETS
2009
E (Environmental)
41.5 / 59.1
Company / Sector avg.
S (Social)
53.6 / 74.1
Company / Sector avg.
G (Governance)
42.4 / 72.6
Company / Sector avg.
ESG Total
45.8 / 68.6
Company / Sector avg.
ESG Score History FINANCIAL - CAPITAL MARKETS
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits