Subscribe

Genelux Corporation (GNLX)

US NASDAQ Healthcare Biotechnology
Address 2625 Townsgate Road 91361
Westlake Village, CA, US
CEO Thomas D. Zindrick
IPO 2023-01-26
CIK 1231457 ISIN US36870H1032

Explore sections of this company profile

Description

Genelux Corporation is a clinical-stage biopharmaceutical company focused on pioneering advanced oncolytic viral immunotherapies for patients confronting aggressive and/or hard-to-treat solid tumor malignancies. Its leading experimental drug, Olvi-Vec, is a proprietary, engineered vaccinia virus strain being developed to address ovarian cancer and non-small cell lung cancer. The company is also advancing V2ACT Immunotherapy for pancreatic cancer, alongside V-VET1 for the treatment of both hematologic and solid cancers. Founded in 2001, Genelux maintains its headquarters in Westlake Village, California.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
Loading outlook…
Loading forecast...
Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
Loading risk profile…
Price Chart
Averages
Trend
Price
Levels
Draw
Loading historical data…
Volume Profile
Loading…
Liquidity & share structure
Average Volume
190.9K
Beta
0.55
Float Shares
30.65M
Free Float %
81.5%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-6.75% -0.34% +14.17% +16.47% -51.10% -33.49% +4.32% -88.63% -52.85% -52.85% -52.85%
Rolling Volatility
Loading…
Drawdown
Loading…
Relative Strength
Loading…
Monthly Returns Heatmap
From To
Loading…
Annual Monthly Returns
Loading…
Daily Returns Distribution
vs.
Loading histogram data…

Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (3 ratings, all time) Buy
Price Targets & DCF
Current price
2.78
Low 16.00 +475.5%
Consensus 17.33 +523.4%
Median 16.00 +475.5%
High 20.00 +619.4%
DCF (Unlevered) 0.10 -96.5%
DCF (Levered) 0.10 -96.5%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 100% Bullish
Rating 2026-05 Change
Strong Buy 1 0
Buy 5 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year 3
17.33
All Time 3
17.33
Quality scores
Altman Z-Score
-8.44
Distress
Piotroski F-Score
3 / 9
Average
MOAT Score
1 / 10
No MOAT
Composite Rating
C-
Overall Score
1 / 5
Low
DCF Score
2 / 5
Medium
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
2 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
1 / 5
Low
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
    +0.0%
  • EPS growth Biotechnology: +29.7%
    +9.5% Q1'26: -4.8% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
    -428,250.0%
  • EBIT margin Biotechnology: +0.0%
    -415,175.0%
  • ROIC Biotechnology: -16.1%
    Q1'26: +4,219.4% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +18.2% Q1'26: -6.9% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -0.05× Q1'26: -0.07× (vs Q1'25)
Valuation Multiples From To
DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.50) × ERP
WACC = 98% × Ke + 2% × Kd (4.0%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 0.10 Current price: 2.97
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
5 Rev. Ana.
4 EPS Ana.
Dec 2027
3 Rev. Ana.
3 EPS Ana.
Dec 2028
5 Rev. Ana.
4 EPS Ana.
Dec 2029
2 Rev. Ana.
2 EPS Ana.
Dec 2030
2 Rev. Ana.
2 EPS Ana.
Revenue
11.07M
est: 11.00M (+0.6%)
170.0K
est: 8.0K (+2,025.0%)
8.0K
est: 4.8K (+66.7%)
8.0K
est: 8.0K (+0.0%)
2.65M
2.65M – 2.65M
+33,022.5% YoY
12.22M
12.22M – 12.22M
+361.1% YoY
87.71M
87.71M – 87.71M
+617.8% YoY
188.14M
188.14M – 188.14M
+114.5% YoY
296.18M
296.18M – 296.18M
+57.4% YoY
EBITDA
-1.73M
est: -344.1K (-403.1%)
-26.46M
est: -3.5K (-766,769.6%)
-28.97M
est: -2.1K (-1,399,223.7%)
-32.64M
est: -3.5K (-945,987.0%)
-1.14M
-1.14M – -1.14M
-33,024.8% YoY
-5.27M
-5.27M – -5.27M
-361.1% YoY
-37.83M
-37.83M – -37.83M
-617.8% YoY
-81.14M
-81.14M – -81.14M
-114.5% YoY
-127.74M
-127.74M – -127.74M
-57.4% YoY
EBIT
-2.70M
est: -536.5K (-403.1%)
-27.48M
est: -3.6K (-765,220.3%)
-29.87M
est: -2.2K (-1,386,576.0%)
-33.21M
est: -3.6K (-925,081.1%)
-1.19M
-1.19M – -1.19M
-33,024.1% YoY
-5.48M
-5.48M – -5.48M
-361.1% YoY
-39.36M
-39.36M – -39.36M
-617.8% YoY
-84.43M
-84.43M – -84.43M
-114.5% YoY
-132.92M
-132.92M – -132.92M
-57.4% YoY
Net Income
-5.21M
est: -8.81M (+40.9%)
-28.30M
est: -35.99M (+21.4%)
-29.87M
est: -32.46M (+8.0%)
-32.15M
est: -31.48M (-2.1%)
-30.18M
-32.21M – -28.14M
+4.1% YoY
-27.42M
-27.42M – -27.42M
+9.1% YoY
-4.62M
-36.80M – 23.79M
+83.2% YoY
26.40M
26.40M – 26.40M
+671.7% YoY
56.60M
56.60M – 56.60M
+114.4% YoY
SGA
5.00M
est: 3.65B (-99.9%)
11.57M
est: 5.33M (+117.2%)
12.71M
est: 3.20M (+297.6%)
13.37M
est: 5.33M (+151.0%)
1.76B
1.76B – 1.76B
+33,022.5% YoY
8.14B
8.14B – 8.14B
+361.1% YoY
58.40B
58.40B – 58.40B
+617.8% YoY
125.27B
125.27B – 125.27B
+114.5% YoY
197.20B
197.20B – 197.20B
+57.4% YoY
EPS
-0.21
est: -0.28 (+25.0%)
-1.16
est: -0.97 (-19.8%)
-0.95
est: -0.88 (-8.2%)
-0.86
est: -0.85 (-1.6%)
-0.81
-0.87 – -0.76
+4.1% YoY
-0.74
-0.74 – -0.74
+9.1% YoY
-0.13
-0.99 – 0.64
+82.0% YoY
0.71
0.71 – 0.71
+635.8% YoY
1.52
1.52 – 1.52
+114.4% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-07 C- 1/5 2/5 1/5 1/5 2/5 1/5 1/5
2026-05-06 C- 1/5 2/5 1/5 1/5 2/5 1/5 1/5
2026-05-05 C- 1/5 2/5 1/5 1/5 2/5 1/5 1/5
2026-05-04 C- 1/5 2/5 1/5 1/5 2/5 1/5 1/5
2026-05-01 C- 1/5 2/5 1/5 1/5 2/5 1/5 1/5
2026-04-30 C- 1/5 2/5 1/5 1/5 2/5 1/5 1/5
2026-04-29 C- 1/5 2/5 1/5 1/5 2/5 1/5 1/5
2026-04-28 C- 1/5 2/5 1/5 1/5 2/5 1/5 1/5
2026-04-27 C- 1/5 2/5 1/5 1/5 2/5 1/5 1/5
2026-04-24 C- 1/5 3/5 1/5 1/5 2/5 1/5 1/5
2026-04-23 C- 1/5 3/5 1/5 1/5 2/5 1/5 1/5
2026-04-22 C- 1/5 3/5 1/5 1/5 2/5 1/5 1/5
2026-04-21 C- 1/5 3/5 1/5 1/5 2/5 1/5 1/5
2026-04-20 C- 1/5 3/5 1/5 1/5 2/5 1/5 1/5
2026-04-17 C- 1/5 3/5 1/5 1/5 2/5 1/5 1/5
2026-04-16 C- 1/5 3/5 1/5 1/5 2/5 1/5 1/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-26.83M
OE per share TTM
-0.68
Owner's Yield
-21.47%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
175.0%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
16
Total invested
7.25M
Insider transactions (90d)
0
Beneficial owners (>5%)
3
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Aladar Szalay 4.19M 15.70% 4.18M 5.0K 4.18M 5.0K IN United States 2024-02-02
2 Highbridge Capital Management, LLC 2.50M 6.80% 2.50M IA, OO State of Delaware 2024-10-25
3 Billy James Parrott 2.33M 8.70% 2.33M 2.33M IN United States America 2023-06-20

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
16
-61 vs prev Q
New positions
1
Closed positions
61
Increased
5
Reduced
0
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 41.0K +41.0K (+100.0%) 178.58M +178.6M (+100.0%) 0.11% +0.108 pp 0.14% +0.140 pp USD4.36 +0.0% 1 qtrs NEW
2 WOODWARD DIVERSIFIED CAPITAL, LLC 1.93M +88.6K (+4.8%) 8.43M +681.4K (+8.8%) 5.10% +0.241 pp 3.86% +0.252 pp USD8.98 -51.4% 10 qtrs
3 VANGUARD GROUP INC 1.55M +132.1K (+9.3%) 6.76M +802.9K (+13.5%) 4.09% +0.354 pp 0.00% +0.000 pp USD15.50 -71.9% 12 qtrs
4 BLEICHROEDER LP 714.0K +— (+0.0%) 3.11M +114.2K (+3.8%) 1.88% +0.003 pp 0.55% -0.037 pp USD2.70 +61.5% 4 qtrs
5 BLACKROCK, INC. 385.3K +5.4K (+1.4%) 1.68M +84.4K (+5.3%) 1.02% +0.016 pp 0.00% +0.000 pp USD2.66 +63.9% 6 qtrs
6 GEODE CAPITAL MANAGEMENT, LLC 381.4K +27.6K (+7.8%) 1.66M +177.4K (+11.9%) 1.01% +0.074 pp 0.00% +0.000 pp USD15.00 -70.9% 12 qtrs
7 BANK OF AMERICA CORP /DE/ 336.0K +12.5K (+3.9%) 1.47M +106.4K (+7.8%) 0.89% +0.034 pp 0.00% +0.000 pp USD3.47 +25.6% 11 qtrs
8 FLPUTNAM INVESTMENT MANAGEMENT CO 303.3K +3.0K (+1.0%) 1.32M +61.2K (+4.9%) 0.80% +0.009 pp 0.02% +0.000 pp USD4.04 +7.9% 3 qtrs
9 ALYESKA INVESTMENT GROUP, L.P. 285.0K +— (+0.0%) 1.24M +45.6K (+3.8%) 0.75% +0.001 pp 0.00% 0.000 pp USD2.70 +61.5% 4 qtrs
10 GLOBAL RETIREMENT PARTNERS, LLC 217.1K -11.6K (-5.1%) 946.5K -13.9K (-1.4%) 0.57% -0.030 pp 0.02% -0.005 pp USD2.87 +51.9% 3 qtrs
11 GOLDMAN SACHS GROUP INC 183.8K +150.5K (+451.2%) 801.4K +661.4K (+472.2%) 0.49% +0.397 pp 0.00% +0.000 pp USD4.21 +3.6% 4 qtrs
12 PROVIDENT WEALTH MANAGEMENT, LLC 155.7K +— (+0.0%) 678.7K +24.9K (+3.8%) 0.41% +0.001 pp 0.20% +0.003 pp USD24.25 -82.0% 10 qtrs
13 STATE STREET CORP 145.9K +27.2K (+22.9%) 635.9K +137.6K (+27.6%) 0.38% +0.072 pp 0.00% +0.000 pp USD11.70 -62.7% 12 qtrs
14 NORTHERN TRUST CORP 142.8K +11.5K (+8.8%) 622.8K +71.3K (+12.9%) 0.38% +0.031 pp 0.00% +0.000 pp USD11.04 -60.5% 12 qtrs
15 MARSHALL WACE, LLP 139.1K +105.4K (+312.3%) 606.7K +465.0K (+328.0%) 0.37% +0.278 pp 0.00% +0.000 pp USD4.01 +8.7% 8 qtrs
16 LPL FINANCIAL LLC 134.4K +24.6K (+22.4%) 585.8K +124.7K (+27.1%) 0.35% +0.065 pp 0.00% +0.000 pp USD8.05 -45.8% 10 qtrs
17 683 CAPITAL MANAGEMENT, LLC 131.1K +131.1K (+100.0%) 571.5K +571.5K (+100.0%) 0.35% +0.346 pp 0.02% +0.025 pp USD4.36 +0.0% 1 qtrs NEW
18 LIFESTEPS FINANCIAL, INC. 118.1K +12.9K (+12.3%) 514.8K +73.1K (+16.5%) 0.31% +0.034 pp 0.33% +0.046 pp USD10.06 -56.7% 11 qtrs
19 ADVISOR GROUP HOLDINGS, INC. 110.0K -2.5K (-2.2%) 479.5K +7.5K (+1.6%) 0.29% -0.006 pp 0.00% +0.000 pp USD2.96 +47.3% 12 qtrs
20 MILLENNIUM MANAGEMENT LLC 104.4K +104.4K (+100.0%) 455.2K +455.2K (+100.0%) 0.28% +0.276 pp 0.00% +0.000 pp USD4.36 +0.0% 9 qtrs
21 QUBE RESEARCH & TECHNOLOGIES LTD 92.8K +55.6K (+149.3%) 404.6K +248.2K (+158.8%) 0.24% +0.147 pp 0.00% +0.000 pp USD4.00 +9.0% 7 qtrs
22 MORGAN STANLEY 92.2K +31.5K (+52.0%) 401.9K +147.2K (+57.8%) 0.24% +0.084 pp 0.00% +0.000 pp USD6.14 -29.0% 12 qtrs
23 BARCLAYS PLC 82.6K +82.6K (+100.0%) 360.2K +360.2K (+100.0%) 0.22% +0.218 pp 0.00% +0.000 pp USD4.36 +0.0% 1 qtrs NEW
24 AMG NATIONAL TRUST BANK 75.4K +— (+0.0%) 328.5K +12.1K (+3.8%) 0.20% +0.000 pp 0.01% +0.000 pp USD16.97 -74.3% 10 qtrs
25 JANE STREET GROUP, LLC 71.7K +71.7K (+100.0%) 312.8K +312.8K (+100.0%) 0.19% +0.189 pp 0.00% +0.000 pp USD4.36 +0.0% 4 qtrs
26 FALCON WEALTH PLANNING 63.2K +41.2K (+187.2%) 275.5K +183.1K (+198.1%) 0.17% +0.109 pp 0.02% +0.015 pp USD7.62 -42.8% 10 qtrs
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 55.0K +55.0K (+100.0%) 239.8K +239.8K (+100.0%) 0.15% +0.145 pp 0.00% +0.000 pp USD4.36 +0.0% 3 qtrs
28 OMERS ADMINISTRATION CORP 54.8K +54.8K (+100.0%) 238.9K +238.9K (+100.0%) 0.14% +0.145 pp 0.00% +0.002 pp USD4.36 +0.0% 1 qtrs NEW
29 EXODUSPOINT CAPITAL MANAGEMENT, LP 54.6K +54.6K (+100.0%) 238.2K +238.2K (+100.0%) 0.14% +0.144 pp 0.00% +0.002 pp USD4.36 +0.0% 1 qtrs NEW
30 XTX TOPCO LTD 51.0K +51.0K (+100.0%) 222.5K +222.5K (+100.0%) 0.13% +0.135 pp 0.01% +0.006 pp USD4.36 +0.0% 1 qtrs NEW
31 UBS GROUP AG 47.4K +19.6K (+70.5%) 206.5K +89.8K (+77.0%) 0.13% +0.052 pp 0.00% +0.000 pp USD4.93 -11.6% 12 qtrs
32 CREATIVE PLANNING 43.8K -2.3K (-5.0%) 191.0K -2.7K (-1.4%) 0.12% -0.006 pp 0.00% +0.000 pp USD2.46 +77.2% 5 qtrs
33 POINT72 ASSET MANAGEMENT, L.P. 39.6K +39.6K (+100.0%) 172.5K +172.5K (+100.0%) 0.10% +0.104 pp 0.00% +0.000 pp USD4.36 +0.0% 1 qtrs NEW
34 HUDSON BAY CAPITAL MANAGEMENT LP 37.7K +37.7K (+100.0%) 164.5K +164.5K (+100.0%) 0.10% +0.100 pp 0.00% +0.001 pp USD4.36 +0.0% 1 qtrs NEW
35 ONE CAPITAL MANAGEMENT, LLC 30.9K +— (+0.0%) 134.6K +4.9K (+3.8%) 0.08% +0.000 pp 0.00% 0.000 pp USD10.77 -59.5% 10 qtrs
36 RAYMOND JAMES FINANCIAL INC 30.8K +— (+0.0%) 134.1K +4.9K (+3.8%) 0.08% +0.000 pp 0.00% +0.000 pp USD2.63 +65.8% 5 qtrs
37 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 37.0K +37.0K (+100.0%) 125.4K +125.4K (+100.0%) 0.10% +0.098 pp 0.00% +0.000 pp USD4.36 +0.0% 1 qtrs NEW
38 MAI CAPITAL MANAGEMENT 25.9K -6.1K (-19.1%) 112.8K -21.5K (-16.0%) 0.07% -0.016 pp 0.00% 0.000 pp USD2.87 +51.9% 5 qtrs
39 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 25.0K +— (+0.0%) 109.0K +4.0K (+3.8%) 0.07% +0.000 pp 0.00% +0.000 pp USD2.70 +61.5% 4 qtrs
40 KWB WEALTH 23.3K +— (+0.0%) 101.7K +34.8K (+51.9%) 0.06% +0.000 pp 0.01% +0.002 pp USD14.01 -68.9% 9 qtrs
41 RENAISSANCE TECHNOLOGIES LLC 23.1K -39.8K (-63.3%) 100.7K -163.5K (-61.9%) 0.06% -0.105 pp 0.00% 0.000 pp USD3.94 +10.7% 8 qtrs
42 LIGHTHOUSE INVESTMENT PARTNERS, LLC 22.6K +22.6K (+100.0%) 98.4K +98.4K (+100.0%) 0.06% +0.060 pp 0.00% +0.003 pp USD4.36 +0.0% 1 qtrs NEW
43 D.A. DAVIDSON & CO. 21.8K +— (+0.0%) 95.0K +3.5K (+3.8%) 0.06% +0.000 pp 0.00% +0.000 pp USD2.36 +84.7% 5 qtrs
44 BALYASNY ASSET MANAGEMENT L.P. 21.5K +21.5K (+100.0%) 93.6K +93.6K (+100.0%) 0.06% +0.057 pp 0.00% +0.000 pp USD4.36 +0.0% 1 qtrs NEW
45 APOLLON WEALTH MANAGEMENT, LLC 18.8K +— (+0.0%) 81.9K +3.0K (+3.8%) 0.05% +0.000 pp 0.00% +0.000 pp USD11.03 -60.5% 9 qtrs
46 5T WEALTH, LLC 18.0K -6.1K (-25.3%) 78.5K -22.7K (-22.5%) 0.05% -0.016 pp 0.03% -0.013 pp USD3.08 +41.6% 4 qtrs
47 COMMONWEALTH EQUITY SERVICES, LLC 17.1K +— (+0.0%) 74.5K +2.5K (+3.4%) 0.05% +0.000 pp 0.00% +0.000 pp USD2.20 +98.2% 7 qtrs
48 LIBERTY WEALTH MANAGEMENT LLC 16.5K +— (+0.0%) 72.1K +2.6K (+3.8%) 0.04% +0.000 pp 0.01% -0.001 pp USD2.70 +61.5% 4 qtrs
49 BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. 15.1K +— (+0.0%) 65.6K +2.4K (+3.8%) 0.04% +0.000 pp 0.00% -0.001 pp USD4.20 +3.8% 4 qtrs
50 CITIGROUP INC 14.9K +14.9K (+1,494,400.0%) 65.2K +65.2K (+1,628,900.0%) 0.04% +0.039 pp 0.00% +0.000 pp USD4.36 +0.0% 2 qtrs
51 STRATOS WEALTH PARTNERS, LTD. 12.7K +— (+0.0%) 55.6K +2.0K (+3.8%) 0.03% +0.000 pp 0.00% +0.000 pp USD2.37 +84.0% 6 qtrs
52 UNITED BANK 12.1K +— (+0.0%) 52.6K +1.9K (+3.8%) 0.03% +0.000 pp 0.01% +0.001 pp USD2.87 +51.9% 3 qtrs
53 SQUAREPOINT OPS LLC 11.9K +11.9K (+100.0%) 51.7K +51.7K (+100.0%) 0.03% +0.031 pp 0.00% +0.000 pp USD4.36 +0.0% 7 qtrs
54 PRIVATE MANAGEMENT GROUP INC 11.3K +— (+0.0%) 49.4K +1.8K (+3.8%) 0.03% +0.000 pp 0.00% +0.000 pp USD2.87 +51.9% 3 qtrs
55 JEFFERIES FINANCIAL GROUP INC. 10.9K +10.9K (+100.0%) 47.7K +47.7K (+100.0%) 0.03% +0.029 pp 0.00% +0.000 pp USD4.36 +0.0% 1 qtrs NEW
56 STEEL PEAK WEALTH MANAGEMENT LLC 10.9K +— (+0.0%) 47.5K +1.7K (+3.8%) 0.03% +0.000 pp 0.00% +0.000 pp USD24.49 -82.2% 10 qtrs
57 CENTAURUS FINANCIAL, INC. 10.0K +— (+0.0%) 44.0K +2.0K (+4.8%) 0.03% +0.000 pp 0.00% +0.000 pp USD2.36 +84.7% 5 qtrs
58 PLANCORP, LLC 10.0K +— (+0.0%) 43.6K +1.6K (+3.8%) 0.03% +0.000 pp 0.00% +0.000 pp USD5.24 -16.8% 8 qtrs
59 RONALD BLUE TRUST, INC. 9.5K -692.0 (-6.8%) 41.3K -1.4K (-3.3%) 0.03% -0.002 pp 0.00% +0.000 pp USD13.13 -66.8% 9 qtrs
60 BNP PARIBAS ARBITRAGE, SNC 7.8K +3.4K (+76.1%) 34.2K +15.5K (+82.9%) 0.02% +0.009 pp 0.00% +0.000 pp USD4.20 +3.8% 5 qtrs
61 WHITTIER TRUST CO OF NEVADA INC 7.1K +— (+0.0%) 24.2K -7.6K (-23.8%) 0.02% +0.000 pp 0.00% 0.000 pp USD14.01 -68.9% 9 qtrs
62 WELLS FARGO & COMPANY/MN 4.5K -5.0 (-0.1%) 19.6K +697.0 (+3.7%) 0.01% +0.000 pp 0.00% +0.000 pp USD23.10 -81.1% 12 qtrs
63 TOWER RESEARCH CAPITAL LLC (TRC) 3.9K +3.4K (+724.8%) 16.9K +15.0K (+756.4%) 0.01% +0.009 pp 0.00% +0.000 pp USD4.34 +0.5% 2 qtrs
64 BROWN BROTHERS HARRIMAN & CO 1.4K +— (+0.0%) 5.9K +216.0 (+3.8%) 0.00% +0.000 pp 0.00% +0.000 pp USD14.92 -70.8% 10 qtrs
65 SAGEVIEW ADVISORY GROUP, LLC 1.3K +1.3K (+100.0%) 5.5K +5.5K (+100.0%) 0.00% +0.003 pp 0.00% +0.000 pp USD4.36 +0.0% 1 qtrs NEW
66 SIMPLEX TRADING, LLC 1.0K +1.0K (+100.0%) 4.4K +4.4K (+100.0%) 0.00% +0.003 pp 0.00% +0.000 pp USD4.36 +0.0% 1 qtrs NEW
67 FMR LLC 903.00 -314.0 (-25.8%) 3.9K -1.2K (-23.0%) 0.00% -0.001 pp 0.00% +0.000 pp USD3.24 +34.6% 10 qtrs
68 PRUDENT MAN INVESTMENT MANAGEMENT, INC. 660.00 +— (+0.0%) 2.9K +1.3K (+84.7%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.36 +84.7% 5 qtrs
69 GROUP ONE TRADING, L.P. 655.00 +655.0 (+100.0%) 2.9K +2.9K (+100.0%) 0.00% +0.002 pp 0.00% +0.000 pp USD4.36 +0.0% 1 qtrs NEW
70 EVERSOURCE WEALTH ADVISORS, LLC 150.00 +— (+0.0%) 654.00 +24.0 (+3.8%) 0.00% +0.000 pp 0.00% +0.000 pp USD4.20 +3.8% 2 qtrs
71 JPMORGAN CHASE & CO 26.00 -2.9K (-99.1%) 113.00 -12.3K (-99.1%) 0.00% -0.008 pp 0.00% +0.000 pp USD6.58 -33.7% 12 qtrs
72 CITADEL ADVISORS LLC -20.3K (-100.0%) -85.3K (-100.0%) 0.00% -0.054 pp 0.00% +0.000 pp USD 4 qtrs SOLD
73 ROYAL BANK OF CANADA -6.1K (-100.0%) -26.0K (-100.0%) 0.00% -0.016 pp 0.00% +0.000 pp USD 12 qtrs SOLD
74 BEACON CAPITAL MANAGEMENT, LLC -19.1K (-100.0%) -80.3K (-100.0%) 0.00% -0.050 pp 0.00% -0.011 pp USD 5 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 12 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 iShares Micro-Cap ETF IWC 0.03% 418.3K 0.60%
2 Vanguard Extended Market ETF VXF 0.00% 1.39M 0.05%
3 Vanguard U.S. Total Market Shares Index ETF VTS.AX 0.00% 7.7K 0.03%
4 Vanguard U.S. Total Market Index ETF VUN.TO 0.00% 21.1K 0.17%
5 Vanguard U.S. Total Market Index ETF (CAD-hedged) VUS.TO 0.00% 1.6K 0.17%
6 Vanguard Total Stock Market ETF VTI 0.00% 3.61M 0.03%
7 Vanguard All-Equity ETF Portfolio VEQT.TO 0.00% 7.9K 0.22%
8 Vanguard Growth ETF Portfolio VGRO.TO 0.00% 4.3K 0.22%
9 Vanguard Balanced ETF Portfolio VBAL.TO 0.00% 1.7K 0.22%
10 Vanguard Conservative ETF Portfolio VCNS.TO 0.00% 191.86 0.22%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.17
Bearish
Ratio by volume
3.00
Bullish
Buys
1
Sells
6
Shares acquired
275.0K
Shares disposed
16.0K
Cash buys
Cash sales
6.00
Net activity
+259,021
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-03-25 Smalling Ralph Officer S-Sale D Common Stock 240 2.51 602.40 68,073 D
2026-03-24 Zindrick Thomas Officer S-Sale D Common Stock 3,582 2.42 8.7K 534,849 D
2026-03-24 Yu Yong Officer S-Sale D Common Stock 906 2.42 2.2K 144,938 D
2026-03-24 Smalling Ralph Officer S-Sale D Common Stock 345 2.42 834.90 68,313 D
2026-03-24 Cappello Joseph Officer S-Sale D Common Stock 906 2.42 2.2K 155,154 D
2026-03-02 Thomas John Director S-Sale D Common Stock 10,000 2.90 29.0K 482,784 D
2026-01-02 Litten Jason Officer 0 0.00 0
2025-12-05 Smalling Ralph Officer S-Sale D Common Stock 165 4.69 773.85 68,658 D
2025-12-01 Thomas John Director S-Sale D Common Stock 10,000 5.00 50.0K 492,784 D
2025-11-17 Zindrick Thomas Officer S-Sale D Common Stock 4,509 5.37 24.2K 538,431 D
2025-11-17 Yu Yong Officer S-Sale D Common Stock 973 5.37 5.2K 145,844 D
2025-11-17 Smalling Ralph Officer S-Sale D Common Stock 343 5.37 1.8K 68,823 D
2025-11-17 Cappello Joseph Officer S-Sale D Common Stock 973 5.37 5.2K 156,060 D
2025-09-03 Smalling Ralph Officer S-Sale D Common Stock 580 3.36 1.9K 69,166 D
2025-09-01 Zindrick Thomas Director / Officer D-Return D Stock Option (Right to Buy) 250,000 22.40 5.60M 0 D
2025-09-01 Yu Yong Officer D-Return D Stock Option (Right to Buy) 207,652 6.00 1.25M 0 D
2025-09-01 Smalling Ralph Officer A-Award A Common Stock 10,000 0.00 70,990 D
2025-09-01 Cappello Joseph Officer A-Award A Stock Option (Right to Buy) 80,000 3.33 266.4K 80,000 D
2025-08-27 Zindrick Thomas Officer A-Award A Common Stock 361,200 0.00 554,161 D
2025-08-27 Yu Yong Officer A-Award A Stock Option (Right to Buy) 134,520 3.64 489.7K 134,520 D
2025-08-27 Tyree James L Director A-Award A Stock Option (Right to Buy) 28,576 3.64 104.0K 28,576 D
2025-08-27 Thomas John Director A-Award A Stock Option (Right to Buy) 28,576 3.64 104.0K 28,576 D
2025-08-27 Smither John W Director A-Award A Stock Option (Right to Buy) 28,576 3.64 104.0K 28,576 D
2025-08-27 Smalling Ralph Officer A-Award A Stock Option (Right to Buy) 34,770 3.64 126.6K 34,770 D
2025-08-27 Mirabelli Mary Director A-Award A Stock Option (Right to Buy) 28,576 3.64 104.0K 28,576 D
2025-08-27 Cappello Joseph Officer A-Award A Stock Option (Right to Buy) 142,500 3.64 518.7K 142,500 D
2025-08-21 Zindrick Thomas Officer S-Sale D Common Stock 12,673 3.33 42.2K 542,940 D
2025-08-21 Yu Yong Officer S-Sale D Common Stock 3,219 3.36 10.8K 146,817 D
2025-08-21 Smalling Ralph Officer S-Sale D Common Stock 1,244 3.36 4.2K 69,746 D
2025-08-21 Cappello Joseph Officer S-Sale D Common Stock 1,270 3.33 4.2K 158,496 D
2025-07-01 Groen Eric Officer A-Award A Stock Option (Right to Buy) 270,000 2.83 764.1K 270,000 D
2025-06-06 Thomas John Director G-Gift D Common Stock 25,000 0.00 480,501 D
2025-05-12 Zindrick Thomas Director / Officer S-Sale D Common Stock 10,764 2.92 31.4K 191,447 D
2025-05-12 Yu Yong Officer S-Sale D Common Stock 5,579 2.92 16.3K 47,640 D
2025-05-12 Smalling Ralph Officer S-Sale D Common Stock 1,259 2.92 3.7K 34,760 D
2025-05-12 Ryder Sean Officer S-Sale D Common Stock 4,475 2.92 13.1K 47,621 D
2025-05-12 Cappello Joseph Officer S-Sale D Common Stock 4,737 2.92 13.8K 52,266 D
2025-03-14 Zindrick Thomas Director / Officer A-Award A Common Stock 30,339 0.00 202,211 D
2025-03-14 Yu Yong Officer A-Award A Common Stock 13,350 0.00 53,219 D
2025-03-14 Smalling Ralph Officer A-Award A Common Stock 4,172 0.00 36,019 D
2025-03-14 Ryder Sean Officer A-Award A Common Stock 10,708 0.00 52,096 D
2025-03-14 Cappello Joseph Officer A-Award A Common Stock 13,350 0.00 57,003 D
2025-01-31 Pulisic Matthew Officer A-Award A Stock Option (right to buy) 275,000 3.95 1.09M 275,000 D
2025-01-30 Pulisic Matthew 0 0.00 0
2024-12-30 Tyree James L Director S-Sale D Common Stock 3,460 2.46 8.5K 45,791 D
2024-12-18 Zindrick Thomas Director / Officer A-Award A Common Stock 134,500 0.00 171,872 D
2024-12-18 Zak Lourie S. Officer A-Award A Stock Option (right to buy) 56,525 2.29 129.4K 56,525 D
2024-12-18 Yu Yong Officer A-Award A Stock Option (right to buy) 39,000 2.29 89.3K 39,000 D
2024-12-18 Smalling Ralph Officer A-Award A Common Stock 15,525 0.00 31,847 D
2024-12-18 Ryder Sean Officer A-Award A Stock Option (right to buy) 30,000 2.29 68.7K 30,000 D
2024-12-18 Cappello Joseph Officer A-Award A Stock Option (right to buy) 39,000 2.29 89.3K 39,000 D
2024-12-16 Zindrick Thomas Director / Officer S-Sale D Common Stock 14,315 2.34 33.5K 37,372 D
2024-12-16 Zak Lourie S. Officer S-Sale D Common Stock 2,103 2.34 4.9K 40,802 D
2024-12-16 Smalling Ralph Officer S-Sale D Common Stock 2,510 2.34 5.9K 16,322 D
2024-12-16 Cappello Joseph Officer S-Sale D Common Stock 6,300 2.34 14.7K 14,653 D
2024-10-18 Scigalla Paul Officer A-Award A Stock Option (right to buy) 16,666 6.00 100.0K 16,666 D
2024-09-13 Szalay Aladar 10% Owner S-Sale D Common Stock 33,080 2.57 84.9K 599,821
2024-09-12 Szalay Aladar 10% Owner S-Sale D Common Stock 31,777 2.73 86.7K 632,901
2024-09-11 Tyree James L 0 0.00 0
2024-09-11 Szalay Aladar 10% Owner S-Sale D Common Stock 31,376 2.62 82.2K 664,678
2024-09-10 Szalay Aladar 10% Owner S-Sale D Common Stock 20,384 2.51 51.2K 696,054
2024-09-09 Szalay Aladar 10% Owner S-Sale D Common Stock 23,383 2.70 63.2K 716,438
2024-09-03 Szalay Aladar 10% Owner S-Sale D Common Stock 42,818 2.09 89.6K 739,821
2024-08-30 Szalay Aladar 10% Owner S-Sale D Common Stock 142,589 2.17 309.8K 782,639
2024-08-29 Szalay Aladar 10% Owner S-Sale D Common Stock 107,045 1.98 212.0K 925,228
2024-08-28 Szalay Aladar 10% Owner S-Sale D Common Stock 15,918 2.05 32.6K 1,032,273
2024-08-27 Szalay Aladar 10% Owner S-Sale D Common Stock 51,630 2.11 108.9K 1,048,191
2024-08-23 Szalay Aladar 10% Owner S-Sale D Common Stock 40,000 2.29 91.4K 1,099,821
2024-08-01 Tyree James L Director A-Award A Stock Option Right to Buy) 50,469 1.96 98.9K 50,469 D
2024-08-01 Thomas John Director A-Award A Stock Option Right to Buy) 50,469 1.54 77.7K 50,469
2024-08-01 Smither John W Director A-Award A Stock Option Right to Buy) 50,469 1.96 98.9K 50,469 D
2024-08-01 Mirabelli Mary Director A-Award A Common Stock 39,541 0.00 52,001
2024-06-24 Yu Yong Officer S-Sale D Common Stock 6,849 2.12 14.5K 10,869
2024-06-24 Ryder Sean Officer S-Sale D Common Stock 5,496 2.12 11.7K 19,388
2024-06-24 Jewett Caroline Officer S-Sale D Common Stock 4,961 2.12 10.5K 16,174
2024-05-29 Zindrick Thomas Director / Officer P-Purchase A Common Stock 200,000 4.00 800.0K 200,000
2024-05-29 Zak Lourie S. Officer P-Purchase A Common Stock 31,250 4.00 125.0K 31,250
2024-05-29 Yu Yong Officer P-Purchase A Common Stock Warrant (Right to Buy) 2,500 5.25 13.1K 2,500
2024-05-29 Tyree James L Director P-Purchase A Common Stock Warrant (Right to Buy) 6,250 5.25 32.8K 6,250
2024-05-29 Thomas John Director P-Purchase A Common Stock Warrant (Right to Buy) 2,500 5.25 13.1K 2,500
2024-05-29 Smither John W Director P-Purchase A Common Stock Warrant (Right to Buy) 6,250 5.25 32.8K 6,250
2024-05-29 Smalling Ralph Officer P-Purchase A Common Stock Warrant (Right to Buy) 1,250 5.25 6.6K 1,250
2024-05-29 Ryder Sean Officer P-Purchase A Common Stock Warrant (Right to Buy) 10,000 5.25 52.5K 10,000
2024-05-29 Mirabelli Mary Director P-Purchase A Common Stock Warrant (Right to Buy) 8,000 5.25 42.0K 8,000
2024-05-15 Szalay Aladar 10% Owner S-Sale D Common Stock 17,094 3.66 62.6K 1,139,821
2024-05-14 Szalay Aladar 10% Owner S-Sale D Common Stock 15,426 3.58 55.3K 1,156,915
2024-05-13 Szalay Aladar 10% Owner S-Sale D Common Stock 3,446 3.62 12.5K 1,172,341
2024-05-08 Szalay Aladar 10% Owner S-Sale D Common Stock 13,919 3.82 53.2K 1,175,787
2024-05-07 Szalay Aladar 10% Owner S-Sale D Common Stock 6,025 3.67 22.1K 1,189,706
2024-05-01 Szalay Aladar 10% Owner S-Sale D Common Stock 33,061 3.30 109.2K 1,195,731
2024-04-30 Szalay Aladar 10% Owner S-Sale D Common Stock 20,535 3.12 64.0K 1,228,792
2024-04-29 Szalay Aladar 10% Owner S-Sale D Common Stock 6,403 3.25 20.8K 1,249,327
2024-04-24 Szalay Aladar 10% Owner S-Sale D Common Stock 8,064 3.50 28.3K 1,255,730
2024-04-23 Szalay Aladar 10% Owner S-Sale D Common Stock 22,000 3.49 76.8K 1,263,794
2024-04-22 Szalay Aladar 10% Owner S-Sale D Common Stock 14,331 3.53 50.6K 1,285,794
2024-04-17 Szalay Aladar 10% Owner S-Sale D Common Stock 22,737 3.71 84.4K 1,300,125
2024-04-16 Szalay Aladar 10% Owner S-Sale D Common Stock 48,683 3.53 171.8K 1,322,862
2024-03-14 Zindrick Thomas Director / Officer A-Award A Common Stock 26,264 0.00 50,207
2024-03-14 Zak Lourie S. Officer A-Award A Common Stock 3,852 0.00 38,428
2024-03-14 Yu Yong Officer A-Award A Common Stock 11,557 0.00 17,718
2024-03-14 Smalling Ralph Officer A-Award A Common Stock 2,107 0.00 18,144
2024-03-14 Ryder Sean Officer A-Award A Common Stock 9,270 0.00 22,778
2024-03-14 Jewett Caroline Officer A-Award A Common Stock 3,612 0.00 25,890
2024-03-14 Cappello Joseph Officer A-Award A Common Stock 11,557 0.00 20,953
2024-02-19 Zindrick Thomas Director / Officer A-Award A Common Stock 8,320 0.00 22,971
2024-02-19 Zak Lourie S. Officer A-Award A Common Stock 1,220 0.00 32,470
2024-02-19 Yu Yong Officer A-Award A Common Stock 3,661 0.00 6,161
2024-02-19 Smalling Ralph Officer A-Award A Common Stock 616 0.00 13,931
2024-02-19 Ryder Sean Officer A-Award A Common Stock 2,936 0.00 13,508
2024-02-19 Jewett Caroline Officer A-Award A Common Stock 1,143 0.00 22,278
2024-02-19 Cappello Joseph Officer A-Award A Common Stock 3,661 0.00 9,396
2023-12-15 Yu Yong Officer S-Sale D Common Stock 26,732 12.94 345.9K 5,803
2023-12-13 Tyree James L Director S-Sale D Common Stock 5,653 12.91 73.0K 6,807
2023-12-13 Thomas John Director S-Sale D Common Stock 1,927 13.93 26.8K 463,460
2023-12-07 Yu Yong Officer S-Sale D Common Stock 36,800 11.85 436.0K 32,535
2023-11-21 Yu Yong Officer S-Sale D Common Stock 18,665 10.26 191.6K 69,335
2023-11-20 Yu Yong Officer S-Sale D Common Stock 14,594 11.26 164.3K 88,000
2023-11-17 Yu Yong Officer S-Sale D Common Stock 3,541 13.04 46.2K 102,594
2023-10-25 Szalay Aladar 10% Owner S-Sale D Common Stock 5,704 19.40 110.6K 1,371,545
2023-10-24 Yu Yong Officer S-Sale D Common Stock 5,200 19.11 99.4K 106,135
2023-10-23 Szalay Aladar 10% Owner S-Sale D Common Stock 49,987 19.97 998.4K 1,377,249
2023-10-16 Thomas John Director S-Sale D Common Stock 881 21.30 18.8K 472,460
2023-10-10 Yu Yong Officer S-Sale D Common Stock 4,800 21.94 105.3K 106,535
2023-10-05 Szalay Aladar 10% Owner S-Sale D Common Stock 13,266 24.89 330.1K 1,428,221
2023-10-03 Szalay Aladar 10% Owner S-Sale D Common Stock 75,690 25.49 1.93M 1,441,487
2023-10-02 Jewett Caroline Officer A-Award A Stock Option (right to buy) 22,000 24.75 544.5K 22,000
2023-09-28 Szalay Aladar 10% Owner S-Sale D Common Stock 2,289 24.12 55.2K 1,517,177
2023-09-27 Szalay Aladar 10% Owner S-Sale D Common Stock 11,257 24.47 275.5K 1,519,466
2023-09-26 Yu Yong Officer M-Exempt A Common Stock 5,200 6.00 31.2K 111,335
2023-09-26 Szalay Aladar 10% Owner S-Sale D Common Stock 12,740 24.03 306.1K 1,540,323
2023-09-25 Szalay Aladar 10% Owner S-Sale D Common Stock 3,947 24.82 98.0K 1,569,039
2023-09-22 Szalay Aladar 10% Owner S-Sale D Common Stock 4,421 26.88 118.9K 1,577,607
2023-09-21 Szalay Aladar 10% Owner S-Sale D Common Stock 2,871 27.89 80.1K 1,586,706
2023-09-20 Yu Yong Officer M-Exempt D Stock Option (right to buy) 6,000 6.00 36.0K 223,253
2023-09-20 Ryder Sean Officer M-Exempt D Stock Option (right to buy) 10,000 6.00 60.0K 140,000
2023-09-19 Szalay Aladar 10% Owner S-Sale D Common Stock 23,920 26.21 627.0K 8,247
2023-09-18 Thomas John Director S-Sale D Common Stock 3,334 24.99 83.3K 475,793
2023-09-18 Szalay Aladar 10% Owner S-Sale D Common Stock 2,927 24.17 70.8K 5,000
2023-09-15 Yu Yong Officer M-Exempt A Common Stock 10,400 6.00 62.4K 116,535
2023-09-15 Thomas John Director S-Sale D Common Stock 2,245 21.67 48.6K 480,215
2023-09-14 Szalay Aladar 10% Owner S-Sale D Common Stock 13,871 22.31 309.5K 35,292
2023-09-13 Yu Yong Officer S-Sale D Common Stock 29,800 21.14 629.9K 106,135
2023-09-13 Szalay Aladar 10% Owner S-Sale D Common Stock 15,717 21.26 334.1K 63,883
2023-09-13 Smither John W Director S-Sale D Common Stock 900 20.78 18.7K 6,920
2023-09-12 Szalay Aladar 10% Owner S-Sale D Common Stock 13,727 22.51 308.9K 79,600
2023-09-11 Zindrick Thomas Director / Officer A-Award A Stock Option (right to buy) 250,000 22.40 5.60M 250,000
2023-09-11 Zak Lourie S. Officer A-Award A Stock Option (right to buy) 150,000 22.40 3.36M 150,000
2023-09-11 Yu Yong Officer A-Award A Stock Option (right to buy) 65,000 22.40 1.46M 65,000
2023-09-11 Tyree James L Director A-Award A Stock Option (Right to Buy) 4,397 22.40 98.5K 4,397
2023-09-11 Thomas John Director A-Award A Common Stock 3,460 0.00 482,460
2023-09-11 Szalay Aladar 10% Owner S-Sale D Common Stock 23,020 22.55 519.2K 99,865
2023-09-11 Smither John W Director D Common Stock 0 0.00 900
2023-09-11 Smalling Ralph Officer A-Award A Common Stock 10,000 0.00 12,065
2023-09-11 Samuelson Doug Officer A-Award A Stock Option (right to buy) 40,000 22.40 896.0K 40,000
2023-09-11 Ryder Sean Officer A-Award A Stock Option (right to buy) 40,000 22.40 896.0K 40,000
2023-09-11 Mirabelli Mary Director A-Award A Common Stock 3,460 0.00 4,460
2023-09-11 Jewett Caroline Officer A-Award A Common Stock 20,000 0.00 21,135
2023-09-11 Cappello Joseph Officer A-Award A Stock Option (right to buy) 65,000 22.40 1.46M 65,000
2023-09-08 Szalay Aladar 10% Owner S-Sale D Common Stock 13,672 22.78 311.4K 143,375
2023-09-07 Szalay Aladar 10% Owner S-Sale D Common Stock 9,938 24.12 239.7K 159,555
2023-08-30 Yu Yong Officer S-Sale D Common Stock 19,800 24.70 489.1K 135,935
2023-08-28 Zak Lourie S. Officer 0 0.00 0
2023-08-18 Zindrick Thomas Director / Officer S-Sale D Common Stock 8,349 23.73 198.1K 14,651
2023-08-18 Yu Yong Officer S-Sale D Common Stock 3,265 23.73 77.5K 155,735
2023-08-18 Smalling Ralph Officer S-Sale D Common Stock 935 23.73 22.2K 2,065
2023-08-18 Samuelson Doug Officer S-Sale D Common Stock 1,297 23.73 30.8K 2,303
2023-08-18 Ryder Sean Officer S-Sale D Common Stock 328 23.73 7.8K 572
2023-08-18 Jewett Caroline Officer S-Sale D Common Stock 515 23.73 12.2K 1,135
2023-08-18 Cappello Joseph Officer S-Sale D Common Stock 3,265 23.73 77.5K 5,735
2023-06-30 Smalling Ralph Officer D Common Stock 0 0.00 3,000
2023-06-30 Jewett Caroline Officer D Common Stock 0 0.00 1,650
2023-02-27 Zindrick Thomas Director / Officer A-Award A Common Stock 23,000 0.00 23,000
2023-02-17 Zhang Qian Officer A-Award A Common Stock 6,000 0.00 139,333
2023-02-17 Yu Tony Officer A-Award A Common Stock 9,000 0.00 159,000
2023-02-17 Woodward Gabe Director A-Award A Common Stock 1,000 0.00 4,186
2023-02-17 Tyree James L Director A-Award A Common Stock 9,000 0.00 9,000
2023-02-17 Thomas John Director A-Award A Common Stock 9,000 0.00 479,000
2023-02-17 Samuelson Doug Officer A-Award A Common Stock 3,600 0.00 3,600
2023-02-17 Ryder Sean Officer A-Award A Common Stock 900 0.00 900
2023-02-17 Mirabelli Mary Director A-Award A Common Stock 1,000 0.00 1,000
2023-02-17 Cappello Joseph Officer A-Award A Common Stock 9,000 0.00 9,000
2023-01-30 Woodward Gabe Director C-Conversion A Common Stock 2,798 0.00 2,798
2023-01-30 Thomas John Director C-Conversion A Common Stock 470,000 0.00 470,000
2023-01-30 Szalay Aladar Director C-Conversion D Series A Preferred Stock 1,500,000 0.00 0
2023-01-26 Zhang Qian Officer P-Purchase A Common Stock 200 6.25 1.2K 200
2023-01-25 Zindrick Thomas Officer D Stock Option (right to buy) 23,568 10.50 247.5K
2023-01-25 Zhang Qian Officer D Stock Option (right to buy) 239,653 10.50 2.52M
2023-01-25 Yu Tony Officer D Common Stock 0 0.00 150,000
2023-01-25 Woodward Gabe Director D Stock Option (right to buy) 25,000 10.50 262.5K
2023-01-25 Tyree James L Director D Stock Option (right to buy) 25,000 10.50 262.5K
2023-01-25 Thomas John Director D Stock Option (right to buy) 25,000 10.50 262.5K
2023-01-25 Szalay Aladar Director D Common Stock 0 0.00 32,167
2023-01-25 Scigalla Paul Officer D Stock Option (right to buy) 16,666 9.00 150.0K
2023-01-25 Samuelson Doug Officer D Stock Option (right to buy) 88,300 10.50 927.2K
2023-01-25 Ryder Sean Officer D Stock Option (right to buy) 150,000 10.50 1.58M
2023-01-25 Mirabelli Mary Director D Stock Option (right to buy) 25,000 10.50 262.5K
2023-01-25 Cappello Joseph Officer D Stock Option (right to buy) 13,333 10.50 140.0K

Executive team

Top executives
EBIT / Employee
-13.8K
Shares Outstanding
37.62M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 Thomas D. Zindrick, J.D. President and Chief Executive Officer 613.0K 1.42M 2.07M 168.1K 3.0K 4.28M 81.67%
2 2025 Matthew Pulisic Chief Financial Officer 406.7K 997.5K 82.6K 220.00 1.49M 67.08%
3 2025 Joseph Cappello, Ph.D. Chief Technical Officer 390.0K 437.6K 533.6K 77.8K 3.0K 1.44M 67.35%
4 2024 Thomas D. Zindrick, J.D. President and Chief Executive Officer 595.0K 536.9K 338.3K 105.1K 3.0K 1.58M 55.45%
5 2024 Joseph Cappello, Ph.D. Chief Technical Officer 360.0K 166.7K 72.1K 46.3K 3.0K 648.1K 36.84%
6 2024 Lourie Zak Former Chief Financial Officer 360.0K 129.0K 104.5K 1.6K 595.0K 39.23%
7 2023 Thomas Zindrick, J.D. President and Chief Executive Officer 570.5K 151.1K 5.48M 471.00 6.20M 90.79%
8 2023 Thomas D. Zindrick, J.D. President and Chief Executive Officer 570.5K 151.1K 5.48M 471.00 6.20M 90.79%
9 2023 Lourie Zak Former Chief Financial Officer 119.1K 2.71M 157.00 2.83M 95.79%
10 2023 Lourie Zak Chief Financial Officer 119.1K 2.71M 157.00 2.83M 95.79%
11 2023 Caroline Jewett Vice President, Head of Quality 134.5K 2.03M 188.00 2.62M 77.47%
12 2022 Doug Samuelson Chief Financial Officer 85.1K 822.4K 165.3K 1.07M 76.66%
13 2022 Thomas Zindrick, J.D. President and Chief Executive Officer 500.0K 516.9K 0.00%
14 2022 Sean Ryder, J.D. General Counsel and Corporate Secretary 330.0K 50.0K 380.0K 0.00%
15 2021 Sean Ryder, J.D. General Counsel and Corporate Secretary 80.0K 50.0K 1.21M 1.34M 90.29%
16 2021 Thomas Zindrick, J.D. President and Chief Executive Officer 500.0K 16.9K 516.9K 0.00%
17 2021 Doug Samuelson Chief Financial Officer 240.0K 240.0K 0.00%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-29 DEFA14A
2026-04-29 DEF 14A
2025-07-11 DEFA14A
2025-07-11 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-07 10-Q
2026-04-29 DEFA14A
2026-04-29 DEF 14A
2026-04-29 ARS
2026-03-26 4
2026-03-26 4
2026-03-26 4
2026-03-26 4
2026-03-19 S-8
2026-03-19 8-K

Executive team

NameTitleCompensationGender
Thomas Zindrick Chairman, Chief Executive Officer & President 784.2K male
Joseph Cappello Chief Technical Officer 363.0K
Yong Yu Senior Vice President of Clinical Development 242.6K
Ralph Smalling Vice President & Head of Regulatory Affairs male
Matthew Pulisic Chief Financial Officer and Principal Financial & Accounting Officer male
Jason Litten Chief Medical Officer
Eric Groen General Counsel, Corporate Secretary, Chief Compliance Officer & Head of Business Development male
ESG Rating
B
BIOTECHNOLOGY
2026
E (Environmental)
53.5 / 56.3
Company / Sector avg.
S (Social)
74.9 / 62.4
Company / Sector avg.
G (Governance)
61.2 / 60.9
Company / Sector avg.
ESG Total
63.2 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

Share your view on this stock and instantly see how the community has voted over the last 6 months.

These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

Dividend history

Earnings history

Earnings reports

Stock splits