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Galectin Therapeutics Inc. (GALT)

USD4.88 -0.46 (-8.55%)
US NASDAQ Healthcare Biotechnology
Address 4960 Peachtree Industrial Boulevard 30071
Norcross, GA, US
CEO Joel Lewis
IPO 2002-09-04
CIK 1133416 ISIN US3632252025

Explore sections of this company profile

Description

Galectin Therapeutics Inc. is a biopharmaceutical company in the clinical development phase, dedicated to discovering and advancing new therapies for a spectrum of illnesses, including fibrotic disorders and various cancers. The company's flagship therapeutic agent is belapectin (GR-MD-02), an inhibitor of galectin-3, which is a complex polysaccharide polymer. This compound is currently undergoing Phase III clinical trials, assessing its effectiveness in treating liver scarring linked to fatty liver disease and non-alcoholic steatohepatitis (NASH) cirrhosis, alongside its potential for cancer treatment. Beyond belapectin, Galectin Therapeutics is progressing GM-CT-01 through preclinical stages for the management of cardiac and vascular fibrosis. The company is also actively exploring additional uses for belapectin in conditions like psoriasis, lung fibrosis, and kidney fibrosis. Furthermore, through Galectin Sciences, LLC – a joint venture established with SBH Sciences, Inc. – the firm is involved in researching and developing small organic molecules designed to block galectin-3, intended for oral administration. Established in 2000, the company was initially known as Pro-Pharmaceuticals, Inc. before officially changing its name to Galectin Therapeutics, Inc. in May 2011. Its corporate headquarters are located in Norcross, Georgia.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD4.88 -0.46 (-8.55%)
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Volume Profile
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Liquidity & share structure
Average Volume
578.4K
Beta
0.49
Float Shares
46.86M
Free Float %
71.2%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-7.66% +3.83% -11.43% -20.80% -63.83% -47.84% +63.16% +29.94% -50.46% +47.62% -81.92%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (11 ratings, all time) Buy
Price Targets & DCF
Current price
4.88
Low 11.00 +125.3%
Consensus 11.00 +125.3%
Median 11.00 +125.3%
High 11.00 +125.3%
Ratings Trend (MoM) 100% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 1 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year 1
11.00
+125.3%
All Time 1
11.00
+125.3%
Quality scores
Altman Z-Score
-41.78
Distress
Piotroski F-Score
2 / 9
Weak
MOAT Score
3 / 10
No MOAT
Composite Rating
C
Overall Score
2 / 5
Medium
DCF Score
1 / 5
Low
ROE Score
5 / 5
High
ROA Score
1 / 5
Low
D/E Score
1 / 5
Low
P/E Score
1 / 5
Low
P/Book Score
1 / 5
Low
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
  • EPS growth Biotechnology: +29.7%
    +36.8% Q1'26: +48.7% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
  • EBIT margin Biotechnology: +0.0%
  • ROIC Biotechnology: -16.1%
    Q1'26: +188.8% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +2.6% Q1'26: +4.1% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -5.70× Q1'26: -8.35× (vs Q1'25)
Valuation Multiples From To
DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.45) × ERP
WACC = 51% × Ke + 49% × Kd (5.5%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 4.88
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
1 Rev. Ana.
1 EPS Ana.
Dec 2027
1 Rev. Ana.
1 EPS Ana.
Dec 2028
1 Rev. Ana.
1 EPS Ana.
Dec 2029
1 Rev. Ana.
1 EPS Ana.
Revenue
est: 64.73M (-100.0%)
est: 208.00M (-100.0%)
est: 36.32M (-100.0%)
179.69M
179.69M – 179.69M
+394.7% YoY
385.24M
385.24M – 385.24M
+114.4% YoY
572.22M
572.22M – 572.22M
+48.5% YoY
23.10M
23.10M – 23.10M
-96.0% YoY
EBITDA
-38.24M
-41.47M
-23.45M
— – —
— – —
— – —
— – —
EBIT
-38.27M
-41.51M
-23.51M
— – —
— – —
— – —
— – —
Net Income
-41.07M
est: -29.91M (-37.3%)
-47.05M
est: -46.65M (-0.9%)
-30.84M
est: -31.31M (+1.5%)
-23.64M
-23.64M – -23.64M
+24.5% YoY
-21.09M
-21.09M – -21.09M
+10.8% YoY
-67.74M
-67.74M – -67.74M
-221.2% YoY
-58.15M
-58.15M – -58.15M
+14.2% YoY
SGA
5.94M
5.83M
5.80M
— – —
— – —
— – —
— – —
EPS
-0.74
est: -0.48 (-54.2%)
-0.76
est: -0.73 (-4.1%)
-0.48
est: -0.49 (+2.0%)
-0.37
-0.37 – -0.37
+24.5% YoY
-0.33
-0.33 – -0.33
+10.8% YoY
-1.06
-1.06 – -1.06
-221.2% YoY
-0.91
-0.91 – -0.91
+14.2% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-15 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-14 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-13 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-12 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-11 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-08 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-07 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-06 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-05 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-04 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-01 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-30 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-29 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-28 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-27 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-24 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-23 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-22 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-21 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-20 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-17 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-16 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5

Owner Earnings

Owner's Earnings (history)

Owner's Earnings history not available.

Owner alignment
Owner's Earnings TTM
OE per share TTM
Owner's Yield
Maintenance CapEx ratio
Maint CapEx / Avg PPE

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
44
Total invested
15.28M
Insider transactions (90d)
0
Beneficial owners (>5%)
15
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 10X Capital Management, LLC 50.86M 44.60% 50.86M 50.86M 11.00 IA, HC, CO State of Florida, United States 2011-08-04
2 10X Fund, L.P. 50.86M 44.60% 50.86M 50.86M 10.00 IV, PN State of Delaware, United States 2011-08-04
3 James C. Czirr 47.80M 51.10% 6.16M 41.64M 6.16M 11.00 HC, IN United States 2010-03-29
4 C. Czirr 13.89M 30.10% 1.56M 12.33M 1.56M 12.33M IN USA 2019-04-01
5 Capital Management, LLC 12.33M 26.80% 12.33M 12.33M HC of Florida, United States 2019-04-01
6 Fund, L.P. 11.86M 23.30% 11.86M 11.86M PN of Delaware, United States 2019-04-01
7 ( 4.88M 11.00% IN United States 2003-02-07
8 Czirr 4.70M 19.50% 19.4K 19.4K 19.4K 19.4K IN States 2004-08-24
9 David Platt 4.55M 18.90% IN United States 2004-02-10
10 Platt 4.54M 16.60% 10.9K 10.9K 10.9K 10.9K IN States 2005-02-10
11 Empery Asset Management, LP 1.19M 5.53% PN Delaware 2015-11-24
12 Martin D. Hoe 1.19M 4.99% 1.19M IN Delaware 2016-01-19
13 Ryan M. Lane 1.19M 4.99% 1.19M IN United States 2016-01-19
14 CVI Investments, Inc. 1.18M 4.10% 1.18M 1.18M CO Cayman Islands 2016-02-12
15 Heights Capital Management, Inc. 1.18M 4.10% 1.18M 1.18M CO Delaware 2016-02-12

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
44
-58 vs prev Q
New positions
8
Closed positions
62
Increased
22
Reduced
9
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 48.0K +48.0K (+100.0%) 199.68M +199.7M (+100.0%) 0.07% +0.075 pp 0.00% +0.002 pp USD4.16 +0.0% 1 qtrs NEW
2 VANGUARD GROUP INC 2.29M +40.9K (+1.8%) 9.52M +1.5K (+0.0%) 3.56% +0.022 pp 0.00% +0.000 pp USD4.92 -15.4% 52 qtrs
3 ADVISOR GROUP HOLDINGS, INC. 1.09M -134.1K (-11.0%) 4.54M -704.3K (-13.4%) 1.70% -0.232 pp 0.01% -0.001 pp USD2.00 +108.0% 24 qtrs
4 BLACKROCK, INC. 796.6K -1.1K (-0.1%) 3.31M -64.4K (-1.9%) 1.24% -0.017 pp 0.00% +0.000 pp USD2.71 +53.5% 6 qtrs
5 MARSHALL WACE, LLP 602.1K +47.9K (+8.6%) 2.50M +154.8K (+6.6%) 0.94% +0.064 pp 0.00% 0.000 pp USD4.13 +0.7% 3 qtrs
6 WEALTHSPIRE ADVISORS, LLC 602.0K +122.5K (+25.5%) 2.50M +473.4K (+23.3%) 0.94% +0.182 pp 0.02% +0.009 pp USD2.64 +57.6% 26 qtrs
7 GEODE CAPITAL MANAGEMENT, LLC 598.1K -35.0K (-5.5%) 2.49M -193.1K (-7.2%) 0.93% -0.066 pp 0.00% +0.000 pp USD3.34 +24.6% 52 qtrs
8 COMMONWEALTH EQUITY SERVICES, LLC 334.1K +39.2K (+13.3%) 1.39M +140.8K (+11.3%) 0.52% +0.056 pp 0.00% +0.000 pp USD2.19 +90.0% 8 qtrs
9 LPL FINANCIAL LLC 325.3K -35.0K (-9.7%) 1.35M -172.7K (-11.3%) 0.51% -0.061 pp 0.00% 0.000 pp USD2.02 +105.9% 32 qtrs
10 GOLDMAN SACHS GROUP INC 307.2K +285.2K (+1,295.6%) 1.28M +1.2M (+1,270.9%) 0.48% +0.444 pp 0.00% +0.000 pp USD4.01 +3.7% 7 qtrs
11 MORGAN STANLEY 279.3K +51.0K (+22.3%) 1.16M +194.8K (+20.1%) 0.44% +0.075 pp 0.00% +0.000 pp USD2.64 +57.6% 50 qtrs
12 GENEOS WEALTH MANAGEMENT INC. 243.3K -116.8K (-32.4%) 1.01M -514.9K (-33.7%) 0.38% -0.189 pp 0.02% -0.014 pp USD2.23 +86.5% 40 qtrs
13 STATE STREET CORP 242.2K +11.9K (+5.2%) 1.01M +32.2K (+3.3%) 0.38% +0.014 pp 0.00% +0.000 pp USD3.19 +30.4% 47 qtrs
14 MILLENNIUM MANAGEMENT LLC 235.5K +125.1K (+113.3%) 979.7K +512.1K (+109.5%) 0.37% +0.193 pp 0.00% +0.000 pp USD3.20 +30.0% 19 qtrs
15 VIVALDI CAPITAL MANAGEMENT LP 204.1K -51.7K (-20.2%) 848.9K -234.2K (-21.6%) 0.32% -0.085 pp 0.12% -0.038 pp USD2.76 +50.7% 27 qtrs
16 JANE STREET GROUP, LLC 199.3K +184.7K (+1,258.3%) 829.3K +767.1K (+1,234.2%) 0.31% +0.287 pp 0.00% +0.000 pp USD4.01 +3.7% 3 qtrs
17 RETIREMENT GUYS FORMULA LLC 184.6K +18.6K (+11.2%) 767.8K +64.8K (+9.2%) 0.29% +0.026 pp 0.35% +0.103 pp USD2.06 +101.9% 10 qtrs
18 SOVRAN ADVISORS, LLC 225.9K +68.5K (+43.5%) 711.5K -86.5K (-10.8%) 0.35% +0.104 pp 0.06% -0.010 pp USD2.16 +92.6% 5 qtrs
19 683 CAPITAL MANAGEMENT, LLC 162.5K +162.5K (+100.0%) 675.9K +675.9K (+100.0%) 0.25% +0.253 pp 0.03% +0.029 pp USD4.16 +0.0% 1 qtrs NEW
20 WELLINGTON MANAGEMENT GROUP LLP 142.2K +142.2K (+100.0%) 591.6K +591.6K (+100.0%) 0.22% +0.222 pp 0.00% +0.000 pp USD4.16 +0.0% 1 qtrs NEW
21 NORTHERN TRUST CORP 130.4K +9.4K (+7.8%) 542.7K +30.0K (+5.8%) 0.20% +0.012 pp 0.00% +0.000 pp USD3.00 +38.7% 50 qtrs
22 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. 126.0K +4.8K (+4.0%) 524.0K +11.0K (+2.1%) 0.20% +0.005 pp 0.00% +0.000 pp USD3.05 +36.4% 28 qtrs
23 BARCLAYS PLC 106.4K +77.8K (+272.2%) 442.6K +364.0K (+463.0%) 0.17% +0.121 pp 0.00% +0.000 pp USD4.18 -0.5% 7 qtrs
24 FORTIS CAPITAL ADVISORS, LLC 106.1K +106.1K (+100.0%) 441.5K +441.5K (+100.0%) 0.17% +0.165 pp 0.07% +0.065 pp USD4.16 +0.0% 1 qtrs NEW
25 BELPOINTE ASSET MANAGEMENT LLC 106.1K +106.1K (+100.0%) 441.5K +441.5K (+100.0%) 0.17% +0.165 pp 0.02% +0.016 pp USD4.16 +0.0% 1 qtrs NEW
26 GSA CAPITAL PARTNERS LLP 102.0K +14.9K (+17.1%) 424.0K +55.0K (+14.9%) 0.16% +0.022 pp 0.04% +0.006 pp USD4.23 -1.7% 5 qtrs
27 TRAYNOR CAPITAL MANAGEMENT, INC. 101.6K +2.5K (+2.5%) 422.7K +3.0K (+0.7%) 0.16% +0.002 pp 0.02% -0.001 pp USD1.85 +124.9% 10 qtrs
28 HIGHTOWER ADVISORS, LLC 88.4K +— (+0.0%) 367.6K -6.6K (-1.8%) 0.14% -0.002 pp 0.00% +0.000 pp USD1.58 +163.3% 5 qtrs
29 EXODUSPOINT CAPITAL MANAGEMENT, LP 82.5K +82.5K (+100.0%) 343.1K +343.1K (+100.0%) 0.13% +0.129 pp 0.00% +0.003 pp USD4.16 +0.0% 1 qtrs NEW
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 79.1K +10.1K (+14.6%) 329.1K +36.5K (+12.5%) 0.12% +0.014 pp 0.00% +0.000 pp USD2.45 +69.8% 6 qtrs
31 HUDSON BAY CAPITAL MANAGEMENT LP 78.1K +63.3K (+427.1%) 325.1K +262.3K (+417.7%) 0.12% +0.098 pp 0.00% +0.001 pp USD4.18 -0.5% 2 qtrs
32 QUBE RESEARCH & TECHNOLOGIES LTD 74.6K +13.8K (+22.6%) 310.5K +52.7K (+20.5%) 0.12% +0.020 pp 0.00% +0.000 pp USD3.61 +15.2% 5 qtrs
33 TRUIST FINANCIAL CORP 68.0K +— (+0.0%) 282.9K -5.1K (-1.8%) 0.11% -0.001 pp 0.00% +0.000 pp USD2.11 +97.2% 3 qtrs
34 OMERS ADMINISTRATION CORP 63.2K +63.2K (+100.0%) 262.9K +262.9K (+100.0%) 0.10% +0.098 pp 0.00% +0.002 pp USD4.16 +0.0% 1 qtrs NEW
35 VIRTU FINANCIAL LLC 53.6K +14.6K (+37.4%) 223.0K +58.0K (+35.2%) 0.08% +0.022 pp 0.01% -0.001 pp USD4.22 -1.4% 2 qtrs
36 XTX TOPCO LTD 51.9K +51.9K (+100.0%) 216.1K +216.1K (+100.0%) 0.08% +0.081 pp 0.01% +0.006 pp USD4.16 +0.0% 5 qtrs
37 HORIZON KINETICS ASSET MANAGEMENT LLC 51.5K -2.3K (-4.2%) 214.2K -13.4K (-5.9%) 0.08% -0.005 pp 0.00% +0.000 pp USD2.57 +61.9% 19 qtrs
38 SANCTUARY ADVISORS, LLC 45.8K -4.8K (-9.5%) 190.5K -23.8K (-11.1%) 0.07% -0.008 pp 0.00% 0.000 pp USD2.35 +77.0% 7 qtrs
39 UBS GROUP AG 39.1K +7.6K (+24.1%) 162.7K +29.2K (+21.9%) 0.06% +0.011 pp 0.00% +0.000 pp USD2.38 +74.8% 9 qtrs
40 BLAIR WILLIAM & CO/IL 37.9K +— (+0.0%) 157.6K -2.8K (-1.8%) 0.06% -0.001 pp 0.00% +0.000 pp USD1.31 +217.6% 15 qtrs
41 LIDO ADVISORS, LLC 36.3K +— (+0.0%) 153.8K +— (+0.0%) 0.06% -0.001 pp 0.00% +0.000 pp USD4.24 -1.9% 4 qtrs
42 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 30.0K -15.0K (-33.4%) 124.7K -65.8K (-34.5%) 0.05% -0.024 pp 0.00% +0.000 pp USD4.24 -1.9% 27 qtrs
43 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 35.2K -20.0 (-0.1%) 121.5K -46.6K (-27.7%) 0.05% -0.001 pp 0.00% 0.000 pp USD1.86 +123.7% 10 qtrs
44 CITADEL ADVISORS LLC 27.5K -44.8K (-62.0%) 114.4K -191.8K (-62.6%) 0.04% -0.071 pp 0.00% +0.000 pp USD1.56 +166.7% 13 qtrs
45 SOLUTIONS 4 WEALTH, LTD 25.4K +— (+0.0%) 105.6K -1.9K (-1.8%) 0.04% -0.001 pp 0.16% -0.007 pp USD1.66 +150.6% 9 qtrs
46 BANK OF AMERICA CORP /DE/ 25.1K -264.0 (-1.0%) 104.3K -3.0K (-2.8%) 0.04% -0.001 pp 0.00% +0.000 pp USD3.18 +30.8% 49 qtrs
47 GLADSTONE INSTITUTIONAL ADVISORY LLC 23.9K -750.0 (-3.0%) 99.4K -5.0K (-4.8%) 0.04% -0.002 pp 0.00% 0.000 pp USD2.58 +61.2% 6 qtrs
48 BALYASNY ASSET MANAGEMENT L.P. 21.7K +21.7K (+100.0%) 90.3K +90.3K (+100.0%) 0.03% +0.034 pp 0.00% +0.000 pp USD4.16 +0.0% 1 qtrs NEW
49 INSPIRE ADVISORS, LLC 21.1K +— (+0.0%) 87.8K -1.6K (-1.8%) 0.03% 0.000 pp 0.01% -0.001 pp USD1.49 +179.2% 9 qtrs
50 CAHABA WEALTH MANAGEMENT, INC. 21.0K +— (+0.0%) 87.4K -1.6K (-1.8%) 0.03% 0.000 pp 0.01% 0.000 pp USD1.28 +225.0% 5 qtrs
51 SUMMIT TRAIL ADVISORS, LLC 20.0K +— (+0.0%) 83.2K -1.5K (-1.8%) 0.03% 0.000 pp 0.00% +0.000 pp USD2.11 +97.2% 3 qtrs
52 MARINER, LLC 19.9K -7.7K (-27.8%) 82.8K -34.0K (-29.1%) 0.03% -0.013 pp 0.00% 0.000 pp USD2.11 +97.2% 14 qtrs
53 STRATOS WEALTH PARTNERS, LTD. 19.1K -11.0K (-36.5%) 79.4K -47.9K (-37.6%) 0.03% -0.018 pp 0.00% -0.001 pp USD3.52 +18.2% 47 qtrs
54 LIGHTHOUSE INVESTMENT PARTNERS, LLC 18.9K +18.9K (+100.0%) 78.6K +78.6K (+100.0%) 0.03% +0.029 pp 0.00% +0.002 pp USD4.16 +0.0% 1 qtrs NEW
55 MANGROVE PARTNERS 18.8K +18.8K (+100.0%) 78.1K +78.1K (+100.0%) 0.03% +0.029 pp 0.01% +0.006 pp USD4.16 +0.0% 1 qtrs NEW
56 RUSSELL INVESTMENTS GROUP, LTD. 18.1K +17.9K (+9,997.2%) 75.2K +74.4K (+9,819.3%) 0.03% +0.028 pp 0.00% +0.000 pp USD4.13 +0.7% 6 qtrs
57 TWO SIGMA INVESTMENTS, LP 16.6K -35.0 (-0.2%) 69.1K -1.4K (-2.0%) 0.03% 0.000 pp 0.00% +0.000 pp USD4.24 -1.9% 2 qtrs
58 SQUAREPOINT OPS LLC 16.5K +16.5K (+100.0%) 68.5K +68.5K (+100.0%) 0.03% +0.026 pp 0.00% +0.000 pp USD4.16 +0.0% 1 qtrs NEW
59 JEFFERIES FINANCIAL GROUP INC. 16.4K -865.0 (-5.0%) 68.4K -4.9K (-6.7%) 0.03% -0.002 pp 0.00% +0.000 pp USD4.24 -1.9% 2 qtrs
60 CETERA INVESTMENT ADVISERS 14.2K +14.2K (+100.0%) 59.2K +59.2K (+100.0%) 0.02% +0.022 pp 0.00% +0.000 pp USD4.16 +0.0% 1 qtrs NEW
61 RAYMOND JAMES FINANCIAL INC 13.7K +13.7K (+100.0%) 57.1K +57.1K (+100.0%) 0.02% +0.021 pp 0.00% +0.000 pp USD4.16 +0.0% 5 qtrs
62 SIG BROKERAGE, LP 13.6K -2.1K (-13.5%) 56.6K -10.0K (-15.0%) 0.02% -0.004 pp 0.00% 0.000 pp USD1.22 +241.0% 4 qtrs
63 BNP PARIBAS ARBITRAGE, SNC 13.5K +13.4K (+9,767.2%) 56.2K +55.7K (+9,595.7%) 0.02% +0.021 pp 0.00% +0.000 pp USD4.14 +0.5% 7 qtrs
64 ARGYLE CAPITAL PARTNERS, LLC 13.4K +— (+0.0%) 55.6K -1.0K (-1.8%) 0.02% 0.000 pp 0.04% +0.000 pp USD1.29 +222.5% 5 qtrs
65 ARCHER INVESTMENT CORP 12.9K +1.9K (+17.2%) 53.6K +7.1K (+15.1%) 0.02% +0.003 pp 0.01% +0.002 pp USD4.23 -1.7% 2 qtrs
66 FMR LLC 12.8K +100.0 (+0.8%) 53.3K -537.0 (-1.0%) 0.02% 0.000 pp 0.00% +0.000 pp USD1.41 +195.0% 6 qtrs
67 COLONY GROUP, LLC 12.6K +334.0 (+2.7%) 52.4K +469.0 (+0.9%) 0.02% +0.000 pp 0.00% +0.000 pp USD2.79 +49.1% 6 qtrs
68 CREATIVE PLANNING 11.3K +880.0 (+8.5%) 46.9K +2.9K (+6.6%) 0.02% +0.001 pp 0.00% +0.000 pp USD4.23 -1.7% 2 qtrs
69 CITIGROUP INC 11.2K +11.1K (+8,153.7%) 46.7K +46.1K (+8,006.9%) 0.02% +0.017 pp 0.00% +0.000 pp USD4.15 +0.2% 9 qtrs
70 JPMORGAN CHASE & CO 11.0K -4.4K (-28.6%) 45.9K -19.6K (-29.9%) 0.02% -0.007 pp 0.00% +0.000 pp USD2.41 +72.6% 11 qtrs
71 STOCK YARDS BANK & TRUST CO 10.5K +— (+0.0%) 43.7K -788.0 (-1.8%) 0.02% 0.000 pp 0.00% 0.000 pp USD1.61 +158.4% 16 qtrs
72 INVESCO LTD. 10.3K +10.3K (+100.0%) 42.8K +42.8K (+100.0%) 0.02% +0.016 pp 0.00% +0.000 pp USD4.16 +0.0% 1 qtrs NEW
73 ATWOOD & PALMER INC 10.0K +— (+0.0%) 41.6K -750.0 (-1.8%) 0.02% 0.000 pp 0.00% 0.000 pp USD4.24 -1.9% 2 qtrs
74 RONALD BLUE TRUST, INC. 7.0K +— (+0.0%) 29.1K -525.0 (-1.8%) 0.01% 0.000 pp 0.00% +0.000 pp USD1.47 +183.0% 15 qtrs
75 TOWER RESEARCH CAPITAL LLC (TRC) 6.0K +6.0K (+100.0%) 25.0K +25.0K (+100.0%) 0.01% +0.009 pp 0.00% +0.001 pp USD4.16 +0.0% 31 qtrs
76 ROYAL BANK OF CANADA 6.2K +5.7K (+1,197.3%) 25.0K +23.0K (+1,150.0%) 0.01% +0.009 pp 0.00% +0.000 pp USD4.00 +4.0% 9 qtrs
77 CLEARSTEAD ADVISORS, LLC 6.0K +— (+0.0%) 25.0K -450.0 (-1.8%) 0.01% 0.000 pp 0.00% +0.000 pp USD1.49 +179.2% 11 qtrs
78 SIMPLEX TRADING, LLC 5.6K -61.8K (-91.7%) 23.2K -261.8K (-91.9%) 0.01% -0.097 pp 0.00% 0.000 pp USD2.83 +47.0% 17 qtrs
79 CORECAP ADVISORS, LLC 4.6K +— (+0.0%) 19.1K -345.0 (-1.8%) 0.01% 0.000 pp 0.00% +0.000 pp USD2.63 +58.2% 8 qtrs
80 ROCKEFELLER CAPITAL MANAGEMENT L.P. 4.4K +— (+0.0%) 18.2K -329.0 (-1.8%) 0.01% 0.000 pp 0.00% +0.000 pp USD4.24 -1.9% 2 qtrs
81 WELLS FARGO & COMPANY/MN 4.1K +— (+0.0%) 17.0K -308.0 (-1.8%) 0.01% 0.000 pp 0.00% +0.000 pp USD2.09 +99.0% 50 qtrs
82 SOUND INCOME STRATEGIES, LLC 3.0K +— (+0.0%) 9.1K -5.1K (-36.0%) 0.00% 0.000 pp 0.00% 0.000 pp USD2.10 +98.1% 12 qtrs
83 ACTIVEST WEALTH MANAGEMENT 2.0K +— (+0.0%) 8.3K -150.0 (-1.8%) 0.00% +0.000 pp 0.00% 0.000 pp USD2.35 +77.0% 7 qtrs
84 SIGNATUREFD, LLC 1.7K +114.0 (+7.4%) 6.9K +358.0 (+5.5%) 0.00% +0.000 pp 0.00% +0.000 pp USD4.23 -1.7% 2 qtrs
85 MAI CAPITAL MANAGEMENT 1.0K +— (+0.0%) 4.2K -75.0 (-1.8%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.29 +222.5% 5 qtrs
86 NISA INVESTMENT ADVISORS, LLC 716.00 +— (+0.0%) 3.0K -53.0 (-1.7%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.22 +241.0% 4 qtrs
87 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 600.00 +600.0 (+100.0%) 2.5K +2.5K (+100.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD4.16 +0.0% 1 qtrs NEW
88 GLOBAL RETIREMENT PARTNERS, LLC 250.00 +— (+0.0%) 1.0K -19.0 (-1.8%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.11 +97.2% 3 qtrs
89 CWM, LLC 306.00 -24.0 (-7.3%) 1.0K +— (+0.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.58 +163.3% 4 qtrs
90 CIBC PRIVATE WEALTH GROUP, LLC 200.00 +200.0 (+100.0%) 832.00 +832.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD4.16 +0.0% 1 qtrs NEW
91 HARBOUR INVESTMENTS, INC. 150.00 +150.0 (+100.0%) 624.00 +624.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD4.16 +0.0% 1 qtrs NEW
92 FORTITUDE FAMILY OFFICE, LLC 90.00 +90.0 (+100.0%) 374.00 +374.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD4.16 +0.0% 1 qtrs NEW
93 OPTIVER HOLDING B.V. 18.00 +— (+0.0%) 75.00 -1.0 (-1.3%) 0.00% +0.000 pp 0.00% +0.000 pp USD4.22 -1.4% 2 qtrs
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 35 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Horizon Kinetics Medical ETF MEDX 1.03% 190.7K 0.85%
2 iShares Micro-Cap ETF IWC 0.04% 652.0K 0.60%
3 iShares Russell 2000 Growth ETF IWO 0.01% 1.26M 0.24%
4 Xtrackers Russell 2000 UCITS ETF 1C XRSU.L 0.01% 216.2K 0.30%
5 Global X - Russell 2000 ETF RSSL 0.01% 90.9K 0.08%
6 Invesco Russell 2000 UCITS ETF RTYS.L 0.01% 19.6K 0.25%
7 iShares Russell 2000 BuyWrite ETF IWMW 0.00% 2.7K 0.39%
8 iShares Russell 2000 ETF IWM 0.00% 3.94M 0.19%
9 iShares U.S. Small Cap Index ETF (CAD-Hedged) XSU.TO 0.00% 25.7K 0.36%
10 iShares Russell 2000 Value ETF IWN 0.00% 453.5K 0.24%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.25
Bearish
Ratio by volume
0.50
Neutral
Buys
3
Sells
12
Shares acquired
204.0K
Shares disposed
408.0K
Cash buys
Cash sales
9.00
Net activity
-204,000
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-03-12 Brem Henry Director A-Award A Stock option (right to buy) 60,000 3.16 189.6K 60,000 D
2026-02-06 ELDRED KARY Director P-Purchase A Common Stock 300 2.70 810.00 65,682 D
2026-01-16 Zordani Richard A. Jr. Director A-Award A Stock option (right to buy) 60,000 3.04 182.4K 60,000 D
2026-01-16 Uihlein Richard E Director / 10% Owner A-Award A Stock option (right to buy) 60,000 3.04 182.4K 60,000 D
2026-01-16 Shlevin Harold H. Director A-Award A Stock option (right to buy) 60,000 3.04 182.4K 60,000 D
2026-01-16 Schwartz Elissa J. Director A-Award A Stock option (right to buy) 60,000 3.04 182.4K 60,000 D
2026-01-16 OMENN GILBERT S Director A-Award A Stock option (right to buy) 60,000 0.00 60,000 D
2026-01-16 LEWIS JOEL Director / Officer A-Award A Stock option (right to buy) 84,000 3.04 255.4K 65,000 D
2026-01-16 Jamil Khurram Officer A-Award A Restricted Stock Unit 100,000 0.00 100,000 D
2026-01-16 FREEMAN KEVIN D Director A-Award A Stock option (right to buy) 60,000 3.04 182.4K 60,000 D
2026-01-16 ELDRED KARY Director A-Award A Stock option (right to buy) 60,000 3.04 182.4K 60,000 D
2026-01-16 CARSON BENJAMIN SR Director A-Award A Stock option (right to buy) 60,000 3.04 182.4K 60,000 D
2026-01-16 CALLICUTT JACK W Officer A-Award A Restricted Stock Unit 100,000 0.00 100,000 D
2026-01-16 AMELIO GILBERT F Director A-Award A Stock option (right to buy) 60,000 3.04 182.4K 60,000 D
2026-01-06 LEWIS JOEL Director / Officer S-Sale D Common Stock 37,698 3.58 134.9K 832,592 D
2026-01-06 Jamil Khurram Officer S-Sale D Common Stock 21,446 3.65 78.2K 0 D
2026-01-06 CALLICUTT JACK W Officer S-Sale D Common Stock 20,354 3.67 74.7K 7,614 D
2026-01-05 LEWIS JOEL Director / Officer D Common Stock 56,332 3.88 218.6K 776,260 D
2026-01-05 Jamil Khurram Officer S-Sale D Common stock 25,499 3.90 99.4K 21,446 D
2026-01-05 CALLICUTT JACK W Officer S-Sale D Common Stock 25,732 3.90 100.3K 27,968 D
2026-01-02 LEWIS JOEL Director / Officer S-Sale D Common Stock 18,571 4.20 77.9K 898,021 D
2026-01-02 Jamil Khurram Officer S-Sale D Common Stock 13,055 4.20 54.8K 46,945 D
2026-01-02 CALLICUTT JACK W Officer S-Sale D Common Stock 13,914 4.20 58.4K 53,700 D
2026-01-01 Jamil Khurram Officer M-Exempt D Restricted Stock Unit 60,000 0.00 0 D
2026-01-01 CALLICUTT JACK W Officer M-Exempt D Restricted Stock Unit 60,000 0.00 0 D
2025-12-31 Jamil Khurram Officer S-Sale D Common Stock 8,125 4.07 33.1K 0 D
2025-12-23 FREEMAN KEVIN D Director P-Purchase A Common Stock 5,500 3.55 19.5K 55,269 D
2025-12-23 ELDRED KARY Director P-Purchase A Common Stock 700 3.73 2.6K 65,382 D
2025-12-17 Shlevin Harold H. Director M-Exempt D Stock Option (right to buy) 20,000 1.98 39.6K 0 D
2025-12-17 LEWIS JOEL Director / Officer M-Exempt D Stock option (right to buy) 7,829 2.86 22.4K 32,171 D
2025-12-17 Jamil Khurram Officer M-Exempt A Common Stock 8,500 2.50 21.3K 8,500 D
2025-12-16 10X Fund, L.P. 10% Owner S-Sale D Common Stock 30,681 6.66 204.3K 5,614,457 D
2025-12-15 Shlevin Harold H. Director M-Exempt A Common Stok 8,417 4.16 35.0K 19,623 D
2025-12-12 Shlevin Harold H. Director M-Exempt A Common Stock 19,793 4.16 82.3K 30,999 D
2025-12-09 Shlevin Harold H. Director M-Exempt D Stock Option (right to buy) 16,790 4.16 69.8K 73,210 D
2025-12-08 Shlevin Harold H. Director M-Exempt D Stock Option (right to buy) 20,000 1.11 22.2K 20,000 D
2025-12-03 10X Fund, L.P. 10% Owner S-Sale D Common Stock 132,069 5.73 756.8K 5,670,138 D
2025-12-02 10X Fund, L.P. 10% Owner S-Sale D Common Stock 30,000 5.47 164.1K 5,802,207 D
2025-11-24 10X Fund, L.P. 10% Owner J-Other D Common Stock 24,000 0.00 5,645,138 D
2025-11-18 LEWIS JOEL Director / Officer M-Exempt D Stock option (right to buy) 6,783 2.39 16.2K 0 D
2025-11-18 CALLICUTT JACK W Officer M-Exempt D Common stock (right to buy) 18,190 1.11 20.2K 0 D
2025-11-17 LEWIS JOEL Director / Officer M-Exempt D Stock option (right to buy) 15,680 2.39 37.5K 6,783 D
2025-11-17 CALLICUTT JACK W Officer M-Exempt A Common stock 2,323 1.23 2.9K 9,937 D
2025-11-13 Jamil Khurram Officer M-Exempt A Common Stock 41,500 2.20 91.3K 45,979 D
2025-11-11 10X Fund, L.P. 10% Owner S-Sale D Common Stock 40,000 5.25 210.0K 5,832,207 D
2025-11-10 LEWIS JOEL Director / Officer S-Sale D Common Stock 1,867 6.03 11.3K 832,592 D
2025-11-10 CALLICUTT JACK W Officer M-Exempt A Common stock 1,880 1.98 3.7K 9,694 D
2025-11-05 LEWIS JOEL Director / Officer M-Exempt D Stock option (right to buy) 200 2.39 478.00 24,230 D
2025-11-05 CALLICUTT JACK W Officer M-Exempt D Stock option (right to buy) 200 1.98 396.00 39,586 D
2025-11-04 LEWIS JOEL Director / Officer S-Sale D Common Stock 14,420 6.07 87.5K 832,592 D
2025-11-04 CALLICUTT JACK W Officer M-Exempt A Common stock 10,741 1.72 18.5K 18,355 D
2025-11-03 LEWIS JOEL Director / Officer M-Exempt D Stock option (right to buy) 1,300 2.39 3.1K 38,950 D
2025-11-03 CALLICUTT JACK W Officer M-Exempt D Stock option (right to buy) 1,250 1.72 2.2K 63,750 D
2025-10-22 10X Fund, L.P. 10% Owner S-Sale D Common Stock 20,000 4.93 98.6K 5,902,207 D
2025-09-12 LEWIS JOEL Director / Officer M-Exempt A Common Stock 14,000 2.39 33.5K 846,592 D
2025-09-12 CALLICUTT JACK W Officer M-Exempt A Common Stock 8,706 1.37 11.9K 16,320 D
2025-07-21 ELDRED KARY Director P-Purchase A Common Stock 1,000 2.93 2.9K 64,682 D
2025-07-17 FREEMAN KEVIN D Director P-Purchase A Common Stock 5,000 2.90 14.5K 49,769 D
2025-06-06 CZIRR JAMES C 10% Owner M-Exempt D Stock Option (right to buy) 30,000 2.86 85.8K 190,000 D
2025-03-31 CZIRR JAMES C 10% Owner J-Other A Common Stock 1,000 6.00 6.0K 722,416 D
2025-03-03 LEWIS JOEL Director / Officer A-Award D Common Stock 56,420 1.57 88.6K 832,592 D
2025-02-04 CZIRR JAMES C 10% Owner G-Gift D Common Stock 10,000 0.00 721,416 D
2025-02-03 CZIRR JAMES C 10% Owner G-Gift D Common Stock 10,000 0.00 731,416 D
2025-01-23 Zordani Richard A. Jr. Director A-Award A Stock Option (right to buy) 60,000 1.23 73.8K 60,000 D
2025-01-23 Uihlein Richard E Director / 10% Owner A-Award A Stock Option (right to buy) 60,000 1.23 73.8K 60,000 D
2025-01-23 Shlevin Harold H. Director A-Award A Stock Option (right to buy) 60,000 1.23 73.8K 60,000 D
2025-01-23 Schwartz Elissa J. Director A-Award A Stock Option (right to buy) 60,000 1.23 73.8K 60,000 D
2025-01-23 Rubin Marc Director A-Award A Stock Option (right to buy) 60,000 1.23 73.8K 60,000 D
2025-01-23 OMENN GILBERT S Director A-Award A Stock Option (right to buy) 60,000 1.23 73.8K 60,000 D
2025-01-23 LEWIS JOEL Director / Officer A-Award A Restricted Stock Unit 84,000 0.00 84,000 D
2025-01-23 Jamil Khurram Officer A-Award A Restricted Stock Unit 60,000 0.00 60,000 D
2025-01-23 FREEMAN KEVIN D Director A-Award A Stock Option (right to buy) 60,000 1.23 73.8K 60,000 D
2025-01-23 ELDRED KARY Director A-Award A Stock Option (right to buy) 60,000 1.23 73.8K 60,000 D
2025-01-23 CARSON BENJAMIN SR Director A-Award A Stock Option (right to buy) 60,000 1.23 73.8K 60,000 D
2025-01-23 CALLICUTT JACK W Officer A-Award A Restricted Stock Unit 60,000 0.00 60,000 D
2024-12-31 CZIRR JAMES C 10% Owner 0 0.00 0
2024-12-31 10X Fund, L.P. 10% Owner 0 0.00 0
2024-12-30 Shlevin Harold H. Director P-Purchase A Common Stock 6,500 1.16 7.5K 15,206 D
2024-12-24 Zordani Richard A. Jr. Director P-Purchase A Common Stock 10,000 0.82 8.2K 42,083 D
2024-12-24 FREEMAN KEVIN D Director P-Purchase A Common Stock 10,000 0.81 8.1K 44,769 D
2024-12-24 ELDRED KARY Director P-Purchase A Common Stock 13,469 0.82 11.0K 63,682 D
2024-12-23 LEWIS JOEL Director / Officer S-Sale D Common Stock 56,000 0.89 49.6K 897,012 D
2024-12-23 Jamil Khurram Officer M-Exempt A Restricted Stock Units 40,000 0.00 0 D
2024-12-23 CALLICUTT JACK W Officer M-Exempt A Common Stock 40,000 0.00 47,614 D
2024-10-23 ELDRED KARY Director P-Purchase A Common Stock 500 2.60 1.3K 50,213 D
2024-10-17 FREEMAN KEVIN D Director P-Purchase A Common Stock 1,300 2.64 3.4K 34,769 D
2024-10-16 FREEMAN KEVIN D Director P-Purchase A Common Stock 5,000 2.70 13.5K 80,000 I
2024-08-23 Zordani Richard A. Jr. Director P-Purchase A Common Stock 1,759 2.30 4.0K 32,083
2024-08-22 Zordani Richard A. Jr. Director P-Purchase A Common Stock 741 2.30 1.7K 30,324
2024-08-02 Jamil Khurram Officer D Restricted Stock Unit 30,000 0.00 0
2024-08-01 Jamil Khurram Officer A-Award A Stock Option (right to buy) 100,000 2.50 250.0K 100,000
2024-07-22 ELDRED KARY Director P-Purchase A Common Stock 400 2.39 956.00 49,713
2024-06-20 FREEMAN KEVIN D Director P-Purchase A Common Stock 2,500 2.38 5.9K 28,469
2024-04-30 Zordani Richard A. Jr. Director P-Purchase A Common Stock 1,000 3.52 3.5K 1,000
2024-04-24 LEWIS JOEL Director / Officer P-Purchase A Common Stock 1,000 3.39 3.4K 2,000
2024-04-23 CZIRR JAMES C 10% Owner S-Sale D Common Stock 3,677 3.06 11.3K 5,922,207
2024-04-22 FREEMAN KEVIN D Director P-Purchase A Common Stock 2,500 2.98 7.5K 25,969
2024-04-22 CZIRR JAMES C 10% Owner S-Sale D Common Stock 21,323 3.06 65.2K 5,925,884
2024-04-09 FREEMAN KEVIN D Director W-Will A Common Stock 2,063 0.00 18,063
2024-03-01 LEWIS JOEL Director / Officer A-Award D Common Stock 152,584 1.96 299.1K 897,716
2024-01-24 Zordani Richard A. Jr. Director A-Award A Stock Option (right to buy) 50,000 1.72 86.0K 50,000
2024-01-24 Uihlein Richard E Director / 10% Owner A-Award A Common Stock 23,256 1.72 40.0K 10,268,751
2024-01-24 Schwartz Elissa J. Director A-Award A Stock Option (right to buy) 50,000 1.72 86.0K 50,000
2024-01-24 Rubin Marc Director A-Award A Stock Option (right to buy) 50,000 1.72 86.0K 50,000
2024-01-24 OMENN GILBERT S Director A-Award A Stock Option (right to buy) 50,000 1.72 86.0K 50,000
2024-01-24 LEWIS JOEL Director / Officer A-Award A Restricted Stock Unit 56,000 0.00 56,000
2024-01-24 FREEMAN KEVIN D Director A-Award A Stock Option (right to buy) 50,000 1.72 86.0K 50,000
2024-01-24 ELDRED KARY Director A-Award A Stock Option (right to buy) 50,000 1.72 86.0K 50,000
2024-01-24 CARSON BENJAMIN SR Director A-Award A Stock Option (right to buy) 50,000 1.72 86.0K 50,000
2024-01-24 CALLICUTT JACK W Officer A-Award A Stock Option (right to buy) 65,000 1.72 111.8K 65,000
2024-01-24 Boudes Pol F Officer A-Award A Restricted Stock Unit 40,000 0.00 40,000
2024-01-24 AMELIO GILBERT F Director A-Award A Stock Option (right to buy) 50,000 1.72 86.0K 50,000
2024-01-16 ELDRED KARY Director P-Purchase A Common Stock 500 1.79 892.90 49,313
2023-12-31 CZIRR JAMES C 10% Owner 0 0.00 0
2023-12-29 LEWIS JOEL Director / Officer A-Award A Common Stock 11,606 1.66 19.3K 1,042,300
2023-12-15 LEWIS JOEL Director / Officer A-Award A Common Stock 12,042 1.60 19.3K 1,030,694
2023-12-07 CARSON BENJAMIN SR Director D Common Stock Options 100,000 2.23 223.0K 0
2023-11-30 LEWIS JOEL Director / Officer A-Award A Common Stock 9,880 1.95 19.3K 1,018,652
2023-11-15 LEWIS JOEL Director / Officer A-Award A Common Stock 10,303 1.87 19.3K 1,008,772
2023-10-31 LEWIS JOEL Director / Officer A-Award A Common Stock 9,444 2.04 19.3K 998,469
2023-10-13 LEWIS JOEL Director / Officer A-Award A Common Stock 9,585 2.01 19.3K 989,025
2023-09-29 LEWIS JOEL Director / Officer A-Award A Common Stock 10,035 1.92 19.3K 979,440
2023-09-26 Uihlein Richard E Director / 10% Owner M-Exempt D Common Stock Purchase Warrant (right to buy) 200,000 3.00 600.0K 0
2023-09-15 LEWIS JOEL Director / Officer A-Award A Common Stock 10,947 1.76 19.3K 969,405
2023-08-31 LEWIS JOEL Director / Officer A-Award A Common Stock 11,010 1.75 19.3K 958,458
2023-08-15 LEWIS JOEL Director / Officer A-Award A Common Stock 12,042 1.60 19.3K 947,448
2023-07-31 LEWIS JOEL Director / Officer A-Award A Common Stock 12,844 1.50 19.3K 935,406
2023-07-19 ELDRED KARY Director P-Purchase A Common Stock 1,598 1.79 2.9K 48,813
2023-07-14 LEWIS JOEL Director / Officer A-Award A Common Stock 11,820 1.63 19.3K 922,562
2023-06-30 LEWIS JOEL Director / Officer A-Award A Common Stock 13,380 1.44 19.3K 911
2023-06-15 LEWIS JOEL Director / Officer A-Award A Common Stock 13,196 1.46 19.3K 897,362
2023-05-31 LEWIS JOEL Director / Officer A-Award A Common Stock 12,272 1.57 19.3K 884,166
2023-05-15 LEWIS JOEL Director / Officer A-Award A Common Stock 11,748 1.64 19.3K 871,894
2023-04-28 LEWIS JOEL Director / Officer A-Award A Common Stock 10,947 1.76 19.3K 860,146
2023-04-14 LEWIS JOEL Director / Officer A-Award A Common Stock 9,585 2.01 19.3K 849,199
2023-03-31 LEWIS JOEL A-Award A Common Stock 9,175 2.10 19.3K 839,614
2023-03-15 LEWIS JOEL A-Award A Common Stock 10,140 1.90 19.3K 830,439
2023-03-01 LEWIS JOEL F-InKind D Common Stock 75,529 2.07 156.3K 820,299
2023-02-28 LEWIS JOEL A-Award A Common Stock 9,308 2.07 19.3K 895,828
2023-02-21 ELDRED KARY P-Purchase A Common Stock 1,000 1.59 1.6K 47,215
2023-02-16 LEWIS JOEL P-Purchase A Common Stock 1,000 1.52 1.5K 1,000
2023-02-15 LEWIS JOEL A-Award A Common Stock 13,380 1.44 19.3K 886,520
2023-02-07 LEWIS JOEL A-Award A Common Stock 143,836 1.43 205.7K 873,140
2023-01-31 LEWIS JOEL Director A-Award A Common Stock 15,086 1.16 17.5K 729,304
2023-01-26 Zordani Richard A. Jr. Director A-Award A Stock Option (right to buy) 40,000 0.00 40,000
2023-01-26 Uihlein Richard E Director A-Award A Stock Option (right to buy) 40,000 0.00 40,000
2023-01-26 Shlevin Harold H. Director A-Award A Stock Option (right to buy) 40,000 0.00 40,000
2023-01-26 Schwartz Elissa J. Director A-Award A Stock Option (right to buy) 40,000 0.00 40,000
2023-01-26 Rubin Marc Director A-Award A Stock Option (right to buy) 40,000 0.00 40,000
2023-01-26 OMENN GILBERT S Director A-Award A Stock Option (right to buy) 40,000 0.00 40,000
2023-01-26 LEWIS JOEL Director A-Award A Stock Option (right to buy) 70,000 0.00 70,000
2023-01-26 FREEMAN KEVIN D Director A-Award A Stock Option (right to buy) 40,000 0.00 40,000
2023-01-26 ELDRED KARY Director A-Award A Stock Option (right to buy) 40,000 0.00 40,000
2023-01-26 CZIRR JAMES C Director A-Award A Stock Option (right to buy) 40,000 0.00 40,000
2023-01-26 CALLICUTT JACK W Director / Officer A-Award A Stock Option (right to buy) 50,000 0.00 50,000
2023-01-26 Boudes Pol F Director / Officer A-Award A Stock Option (right to buy) 50,000 0.00 50,000
2023-01-26 AMELIO GILBERT F Director A-Award A Stock Option (right to buy) 40,000 0.00 40,000
2023-01-25 ELDRED KARY Director P-Purchase A Common Stock 1,300 1.11 1.4K 46,215
2023-01-13 LEWIS JOEL Director A-Award A Common Stock 15,351 1.14 17.5K 714,218
2022-12-31 10X Fund, L.P. 10% Owner 0 0.00 0
2022-12-30 LEWIS JOEL Director A-Award A Common Stock 15,487 1.13 17.5K 698,867
2022-12-21 10X Fund, L.P. Director D Common Stock 0 0.00 5,947,207
2022-12-15 LEWIS JOEL Director A-Award A Common Stock 15,086 1.16 17.5K 683,380
2022-11-30 LEWIS JOEL Director A-Award A Common Stock 13,780 1.27 17.5K 668,294
2022-11-17 CALLICUTT JACK W Director / Officer P-Purchase A Common Stock 4,000 1.32 5.3K 7,614
2022-11-15 LEWIS JOEL Director A-Award A Common Stock 14,113 1.24 17.5K 654,514
2022-10-31 LEWIS JOEL Director A-Award A Common Stock 12,681 1.38 17.5K 640,401
2022-10-28 FREEMAN KEVIN D Director P-Purchase A Common Stock 10,000 1.41 14.1K 75,000
2022-10-14 LEWIS JOEL Director A-Award A Common Stock 10,802 1.62 17.5K 627,720
2022-09-30 LEWIS JOEL Director A-Award A Common Stock 10,736 1.79 19.2K 616,918
2022-09-15 LEWIS JOEL Director / Officer A-Award A Common Stock 9,777 1.79 17.5K 606,182
2022-08-31 LEWIS JOEL Director A-Award A Common Stock 9,211 1.90 17.5K 596,405
2022-08-15 LEWIS JOEL Director A-Award A Common Stock 8,028 2.18 17.5K 587,194
2022-07-29 LEWIS JOEL A-Award A Common Stock 7,743 2.26 17.5K 552,139
2022-07-29 10X Fund, L.P. Director D Common Stock 0 0.00 6,044,858
2022-07-28 Zordani Richard A. Jr. Director P-Purchase A Common Stock 5,000 2.50 12.5K 29,583
2022-07-27 10X Fund, L.P. 10% Owner S-Sale D Common Stock 10,000 2.09 20.9K 6,168,940
2022-07-22 CZIRR JAMES C Director S-Sale D Common Stock 10,000 2.09 20.9K 6,168,940
2022-07-22 10X Fund, L.P. 10% Owner S-Sale D Common Stock 10,000 2.09 20.9K 6,168,940
2022-07-15 LEWIS JOEL Director A-Award A Common Stock 10,606 1.65 17.5K 544,396
2022-06-30 LEWIS JOEL Director A-Award A Common Stock 13,359 1.31 17.5K 533,790
2022-06-15 LEWIS JOEL Director A-Award A Common Stock 13,780 1.29 17.8K 520,431
2022-05-31 LEWIS JOEL Director A-Award A Common Stock 13,566 1.29 17.5K 506,651
2022-05-19 FREEMAN KEVIN D Director P-Purchase A Common Stock 5,000 1.33 6.6K 65,000
2022-05-13 LEWIS JOEL Director A-Award A Common Stock 12,868 1.36 17.5K 493,085
2022-04-29 LEWIS JOEL Director A-Award A Common Stock 11,290 1.55 17.5K 480,217
2022-04-18 FREEMAN KEVIN D Director P-Purchase A Common Stock 5,000 1.71 8.6K 60,000
2022-04-15 LEWIS JOEL Director A-Award A Common Stock 10,057 1.74 17.5K 468,927
2022-04-04 Zordani Richard A. Jr. Director P-Purchase A Common Stock 5,000 1.61 8.0K 24,583
2022-03-31 LEWIS JOEL Director A-Award A Common Stock 10,870 1.61 17.5K 458,870
2022-03-15 LEWIS JOEL Director A-Award A Common Stock 10,057 1.74 17.5K 448,000
2022-02-28 LEWIS JOEL A-Award A Common Stock 9,358 1.87 17.5K 438
2022-02-15 LEWIS JOEL A-Award A Common Stock 8,454 2.07 17.5K 428,585
2022-02-02 10X Fund, L.P. 10% Owner S-Sale D Common Stock 10,000 2.10 21.0K 6,178,940
2022-01-31 LEWIS JOEL A-Award A Common Stock 112,263 1.93 216.7K 420,131
2022-01-24 Zordani Richard A. Jr. A-Award A Stock Option (right to buy) 40,000 1.98 79.2K 40,000
2022-01-24 Uihlein Richard E A-Award A Stock Option (right to buy) 40,000 1.98 79.2K 40,000
2022-01-24 Shlevin Harold H. A-Award A Stock Option (right to buy) 40,000 1.98 79.2K 40,000
2022-01-24 Schwartz Elissa J. A-Award A Stock Option (right to buy) 40,000 1.98 79.2K 40,000
2022-01-24 Rubin Marc A-Award A Stock Option (right to buy) 40,000 1.98 79.2K 40,000

Executive team

Top executives
Shares Outstanding
65.83M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2024 Joel Lewis, Chief Executive Officer & President 620.2K 312.0K 202.6K 54.9K 1.19M 17.03%
2 2024 Khurram Jamil, M.D., Chief Medical Officer 365.9K 120.6K 398.5K 60.8K 945.8K 42.13%
3 2024 Jack W. Callicutt, Chief Financial Officer 397.3K 120.0K 144.7K 54.9K 716.9K 20.19%
4 2023 Joel Lewis, Chief Executive Officer President 573.6K 289.0K 55.9K 45.1K 963.6K 5.80%
5 2023 Joel Lewis, Chief Executive Officer & President 573.6K 289.0K 55.9K 45.1K 963.6K 5.80%
6 2023 Pol F. Boudes, M.D., Former Chief Medical Officer 530.0K 160.5K 39.9K 39.8K 770.3K 5.19%
7 2023 Jack W. Callicutt, Chief Financial Officer 364.0K 110.4K 39.9K 47.1K 561.4K 7.12%
8 2022 Joel Lewis, Chief Executive Officer President 522.9K 262.5K 103.5K 85.2K 974.2K 10.63%
9 2022 Pol F. Boudes, M.D., Former Chief Medical Officer 473.3K 142.5K 73.9K 104.8K 794.6K 9.31%
10 2022 Pol F. Boudes, M.D., Chief Medical Officer 473.3K 142.5K 73.9K 104.8K 794.6K 9.31%
11 2022 Jack W. Callicutt, Chief Financial Officer 318.5K 96.0K 73.9K 78.1K 566.6K 13.05%
12 2021 Joel Lewis, Chief Executive Officer President 500.0K 250.0K 329.2K 88.4K 1.17M 28.19%
13 2021 Pol F. Boudes, M.D., Chief Medical Officer 452.6K 136.5K 235.1K 99.5K 923.7K 25.46%
14 2021 Jack W. Callicutt, Chief Financial Officer 302.1K 90.6K 235.1K 78.1K 705.9K 33.31%
15 2020 Pol F. Boudes, M.D., Chief Medical Officer 367.1K 210.0K 419.5K 85.9K 1.08M 38.75%
16 2020 Harold H. Shlevin, Ph.D., Chief Executive Officer President 375.6K 335.0K 154.3K 54.5K 919.3K 16.78%
17 2020 Joel Lewis, Chief Executive Officer President 164.8K 75.0K 486.1K 27.7K 753.6K 64.51%
18 2020 Jack W. Callicutt, Chief Financial Officer 300.7K 236.1K 110.2K 73.5K 720.4K 15.30%
19 2019 Harold H. Shlevin, Ph.D., Chief Executive Officer President 500.0K 465.6K 268.2K 72.7K 1.31M 20.53%
20 2019 Harold H. Shlevin, Ph.D., Chief Executive Officer President 500.0K 465.6K 268.2K 72.7K 1.31M 20.53%
21 2019 Jack W. Callicutt, Chief Financial Officer 285.0K 233.5K 191.6K 68.1K 778.1K 24.62%
22 2019 Jack W. Callicutt, Chief Financial Officer 285.0K 233.5K 191.6K 68.1K 778.1K 24.62%
23 2018 Harold H. Shlevin, Ph.D., Chief Executive Officer President 395.8K 375.0K 891.1K 68.9K 1.73M 51.49%
24 2018 Peter G. Traber, M.D. Former Chief Executive Officer President 270.2K 993.5K 44.9K 1.31M 75.92%
25 2018 Jack W. Callicutt, Chief Financial Officer 275.3K 213.8K 715.3K 62.2K 1.27M 56.48%
26 2017 Peter G. Traber, M.D. Chief Executive Officer President 512.5K 299.5K 65.4K 877.4K 0.00%
27 2017 Peter G. Traber, M.D. Former Chief Executive Officer President 512.5K 299.5K 65.4K 877.4K 0.00%
28 2017 Jack W. Callicutt, Chief Financial Officer 260.0K 91.2K 54.8K 406.0K 0.00%
29 2017 Harold H. Shlevin, Ph.D., Chief Executive Officer President 260.0K 91.2K 54.0K 405.2K 0.00%
30 2017 Harold H. Shlevin, Ph.D., Chief Operating Officer 260.0K 91.2K 54.0K 405.2K 0.00%
31 2016 Peter G. Traber, M.D. Chief Executive Officer President 512.5K 160.9K 288.1K 60.6K 1.02M 28.19%
32 2016 Peter G. Traber, M.D. Former Chief Executive Officer President 512.5K 160.9K 60.6K 1.02M 0.00%
33 2016 Jack W. Callicutt, Chief Financial Officer 260.0K 54.2K 49.1K 503.9K 0.00%
34 2016 Harold H. Shlevin, Ph.D., Chief Operating Officer 260.0K 50.9K 140.6K 48.1K 499.6K 28.14%
35 2016 Harold H. Shlevin, Ph.D., Chief Executive Officer President 260.0K 50.9K 48.1K 499.6K 0.00%
36 2015 Peter G. Traber, M.D. Chief Executive Officer President 500.0K 210.0K 55.0K 1.14M 0.00%
37 2015 James C. Czirr Executive Chairman and Director 250.0K 56.9K 169.8K 88.0K 564.7K 30.07%
38 2015 Harold H. Shlevin, Ph.D., Chief Operating Officer 250.0K 66.0K 40.4K 462.1K 0.00%
39 2015 Jack W. Callicutt, Chief Financial Officer 240.0K 69.1K 44.4K 425.9K 0.00%
40 2014 Peter G. Traber, M.D. Chief Executive Officer President 485.0K 213.4K 41.5K 2.25M 0.00%
41 2014 James C. Czirr Executive Chairman and Director 240.0K 84.0K 688.4K 75.9K 1.09M 63.25%
42 2014 Harold H. Shlevin, Ph.D., Chief Operating Officer 230.0K 77.6K 35.3K 771.7K 0.00%
43 2014 Jack W. Callicutt, Chief Financial Officer 175.0K 38.5K 38.8K 545.7K 0.00%
44 2013 Jack W. Callicutt, Chief Financial Officer 87.5K 39.8K 17.1K 853.9K 0.00%
45 2013 Peter G. Traber, M.D. Chief Executive Officer President 375.0K 194.7K 43.0K 612.7K 0.00%
46 2013 James C. Czirr Executive Chairman and Director 240.0K 120.0K 77.2K 437.2K 0.00%
47 2013 Harold H. Shlevin, Ph.D., Chief Operating Officer 200.0K 60.0K 32.5K 292.4K 0.00%
48 2012 Peter G. Traber, M.D. Chief Executive Officer President 314.9K 25.0K 713.3K 36.0K 1.09M 65.49%
49 2012 Harold H. Shlevin, Ph.D., Chief Operating Officer 50.0K 25.0K 8.9K 557.3K 0.00%
50 2012 Harold Shlevin, Ph.D., 50.0K 25.0K 473.4K 8.9K 557.3K 84.94%
51 2012 Maureen Foley, Chief Operating Officer 286.5K 9.3K 295.8K 0.00%
52 2012 James C. Czirr Executive Chairman and Director 212.5K 79.7K 292.2K 0.00%
53 2012 Jack W. Callicutt, Chief Financial Officer
54 2011 Peter G. Traber, M.D. Chief Executive Officer President 147.5K 5.56M 22.8K 5.73M 97.03%
55 2011 Peter G. Traber, M.D. Chief Executive Officer President 147.5K 5.56M 22.8K 5.73M 97.03%
56 2011 James C. Czirr Executive Chairman and Director 92.5K 3.04M 39.2K 3.17M 95.84%
57 2011 James C. Czirr Executive Chairman and Director 92.5K 3.04M 39.2K 3.17M 95.84%
58 2011 Anthony Squeglia, Chief Financial Officer 147.5K 60.0K 30.4K 237.9K 0.00%
59 2011 Maureen Foley, Chief Operating Officer 148.1K 60.0K 25.0K 233.1K 0.00%
60 2011 Theodore D. Zucconi, Ph.D., Chief Executive Officer President 75.8K 4.3K 80.1K 0.00%
61 2010 Theodore D. Zucconi, Ph.D., Chief Executive Officer President 120.0K 80.0K 28.2K 228.2K 0.00%
62 2010 Anatole Klyosov, D.Sc. Chief Scientist 110.0K 70.1K 23.5K 203.7K 34.44%
63 2010 Anthony Squeglia, Chief Financial Officer 90.0K 51.0K 21.6K 162.6K 31.37%
64 2010 Maureen Foley, Chief Operating Officer 92.5K 51.0K 18.9K 162.4K 31.41%
65 2010 David Platt, Ph.D., Chief Executive Officer 153.6K 153.6K 0.00%
66 2010 Eliezer Zomer, Ph.D., Executive Vice President of Manufacturing and Product Development 110.0K 24.5K 134.5K 0.00%
67 2009 Theodore D. Zucconi, Ph.D., Chief Executive Officer President 112.0K 10.0K 905.7K 53.7K 1.08M 83.75%
68 2009 Eliezer Zomer, Ph.D., Executive Vice President of Manufacturing and Product Development 104.8K 70.7K 28.8K 204.3K 34.62%
69 2009 David Platt, Ph.D., Chief Executive Officer 14.0K 41.6K 134.9K 190.5K 21.84%
70 2009 Anatole Klyosov, D.Sc. Chief Scientist 100.8K 30.3K 26.8K 157.9K 19.19%
71 2009 Anthony Squeglia, Chief Financial Officer 86.5K 50.5K 20.7K 157.7K 32.03%
72 2009 Maureen Foley, Chief Operating Officer 88.8K 30.3K 17.6K 136.7K 22.18%
73 2008 David Platt, Ph.D., Chief Executive Officer 141.0K 64.3K 40.2K 245.5K 26.18%
74 2008 Theodore D. Zucconi, Ph.D., Chief Executive Officer President 137.2K 48.2K 39.5K 224.9K 21.44%
75 2008 Eliezer Zomer, Ph.D., Executive Vice President of Manufacturing and Product Development 124.3K 48.2K 29.3K 201.8K 23.89%
76 2008 Theodore Zucconi, Ph.D., President 137.2K 48.2K 39.5K 176.7K 27.29%
77 2007 David Platt, Ph.D., Chief Executive Officer 195.0K 86.3K 49.9K 331.1K 26.05%
78 2007 Eliezer Zomer, Ph.D., Executive Vice President of Manufacturing and Product Development 165.0K 85.7K 26.9K 277.5K 30.86%
79 2007 Maureen Foley, Chief Operating Officer 138.8K 85.7K 18.6K 243.0K 35.24%
80 2007 Theodore Zucconi, Ph.D., President 55.4K 16.3K 224.9K 0.00%
81 2006 David Platt, Ph.D., Chief Executive Officer 260.0K 45.8K 50.9K 356.7K 12.85%
82 2006 Eliezer Zomer, Ph.D., Executive Vice President of Manufacturing and Product Development 220.0K 59.5K 29.2K 308.7K 19.27%
83 2006 Maureen Foley, Chief Operating Officer 185.0K 59.5K 22.4K 266.9K 22.29%
84 2005 Carl Lueders, Chief Financial Officer 179.7K 31.5K 211.2K 0.00%
85 2004 David Platt, President and Chief Executive Officer 222.9K 100.0K 322.9K 0.00%
86 2004 Maureen Foley, Chief Operating Officer 153.4K 153.4K 0.00%
87 2003 David Platt, President and Chief Executive Officer 180.0K 180.0K 0.00%
88 2003 James Czirr, former Executive Vice President, Business Development 122.5K 122.5K 0.00%
89 2003 Maureen Foley, Chief Operating Officer 120.0K 120.0K 0.00%
90 2003 David Christopher, former Chief Financial Officer 100.5K 100.5K 0.00%
91 2002 David Platt, President and Chief Executive Officer 157.5K 35.0K 192.5K 0.00%
92 2002 Maureen Foley, Chief Operating Officer 83.8K 83.8K 0.00%
93 2002 James Czirr, former Executive Vice President, Business Development 70.0K 70.0K 0.00%
94 2002 James Czirr, Executive Vice President, Business Development 1.00 1.00 0.00%
95 2002 David Christopher, former Chief Financial Officer
96 2001 David Platt, President and Chief Executive Officer 166.7K 166.7K 0.00%
97 2001 James Czirr, Executive Vice President, Business Development 120.0K 120.0K 0.00%
98 2001 Maureen Foley, Chief Operating Officer 50.0K 50.0K 0.00%
99 2001 James Czirr, former Executive Vice President, Business Development
100 2001 David Christopher, former Chief Financial Officer
101 2000 David Platt, President and Chief Executive Officer 25.0K 25.0K 0.00%
102 2000 James Czirr, Executive Vice President, Business Development 2.00 2.00 0.00%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-10-22 DEFA14A
2025-10-22 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-15 8-K
2026-05-15 10-Q
2026-04-10 EFFECT
2026-03-31 S-3
2026-03-31 8-K
2026-03-31 10-K
2026-03-17 8-K
2026-03-17 4
2026-03-17 3
2026-02-09 4

Executive team

NameTitleCompensationGender
Joel Lewis President & CEO 992.0K male
Khurram Jamil Chief Medical Officer 921.6K male
Jack W. Callicutt Chief Financial Officer, Treasurer & Corporate Secretary 676.0K male
Beth Knowles Executive Assistant & Officer Manager female
Jim Wilkins Head of CMC & Pharmaceutical Development male
Robert Tritt General Counsel male
ESG Rating
B
BIOTECHNOLOGY
2014
E (Environmental)
59.4 / 56.3
Company / Sector avg.
S (Social)
65.6 / 62.4
Company / Sector avg.
G (Governance)
58.1 / 60.9
Company / Sector avg.
ESG Total
61.0 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

Dividend history

Earnings history

Earnings reports

Stock splits