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Forte Biosciences, Inc. (FBRX)

USD43.33 +0.13 (+0.30%)
US NASDAQ Healthcare Biotechnology
Address 3060 Pegasus Park Drive 75247
Dallas, TX, US
CEO Paul A. Wagner
IPO 2017-04-13
CIK 1419041 ISIN US34962G2084

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Description

Forte Biosciences, Inc. is a U.S.-based biopharmaceutical company currently in its clinical development phase. The firm's key initiative involves advancing the FB-102 program, which is designed to tackle a variety of autoimmune conditions, notably vitiligo and alopecia areata. Their main offices are situated in Dallas, Texas.

Merger & Acquisition History
Target company Ticker Date Filing
Tocagen Inc. TOCA 2020-03-24 View
Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD43.33 +0.13 (+0.30%)
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Volume Profile
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Liquidity & share structure
Average Volume
346.9K
Beta
2.87
Float Shares
12.07M
Free Float %
86.9%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (6 ratings, all time) Buy
Price Targets & DCF
Current price
43.33
Low 65.00 +50.0%
Consensus 65.00 +50.0%
Median 65.00 +50.0%
High 65.00 +50.0%
DCF (Unlevered) 0.47 -98.9%
DCF (Levered) 7.63 -82.4%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 100% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 5 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year 1
65.00
+50.0%
All Time 1
65.00
+50.0%
Quality scores
MOAT Score
3 / 10
No MOAT
Composite Rating
C-
Overall Score
1 / 5
Low
DCF Score
3 / 5
Medium
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
1 / 5
Low
P/E Score
1 / 5
Low
P/Book Score
1 / 5
Low
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
  • EPS growth Biotechnology: +29.7%
    +61.3% Q1'26: +9.5% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
  • EBIT margin Biotechnology: +0.0%
  • ROIC Biotechnology: -16.1%
    Q1'26: +556.7% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +4,947.4% Q1'26: +1,464.8% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    0.00× Q1'26: 0.00× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (3.22) × ERP
WACC = 100% × Ke + 0% × Kd (4.0%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 6.22 Current price: 43.33
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2021
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
4 Rev. Ana.
4 EPS Ana.
Dec 2027
4 Rev. Ana.
4 EPS Ana.
Dec 2028
3 Rev. Ana.
3 EPS Ana.
Dec 2029
2 Rev. Ana.
1 EPS Ana.
Dec 2030
1 Rev. Ana.
1 EPS Ana.
Revenue
41.0K
est: 43.0K (-4.7%)
18.04M
est: 18.02M (+0.1%)
est: 13.5K (-100.0%)
est: 9.6K (-100.0%)
9.00M
9.00M – 9.00M
22.50M
22.50M – 22.50M
+150.0% YoY
14.31M
14.31M – 14.31M
-36.4% YoY
32.44M
32.44M – 32.44M
+126.6% YoY
53.42M
53.42M – 53.42M
+64.7% YoY
EBITDA
-36.71M
-43.69M
-4.06M
est: -34.51M (+88.2%)
-21.45M
est: -26.77M (+19.9%)
-35.44M
-70.59M
— – —
— – —
— – —
— – —
— – —
EBIT
-37.00M
-44.32M
-4.07M
est: -33.05M (+87.7%)
-21.49M
est: -25.47M (+15.7%)
-35.48M
-70.66M
— – —
— – —
— – —
— – —
— – —
Net Income
-38.93M
est: -2.91B (+98.7%)
-48.96M
est: -2.31B (+97.9%)
-4.07M
est: -34.80M (+88.3%)
-21.71M
est: -27.03M (+19.7%)
-35.48M
est: -42.45M (+16.4%)
-69.38M
est: -649.69M (+89.3%)
-590.18M
-619.21M – -561.16M
+9.2% YoY
-609.61M
-818.82M – -400.40M
-3.3% YoY
-585.19M
-804.12M – -366.27M
+4.0% YoY
-873.25M
-873.25M – -873.25M
-49.2% YoY
-853.14M
-853.14M – -853.14M
+2.3% YoY
SGA
8.27M
12.81M
1.38M
7.63M
15.37M
12.41M
— – —
— – —
— – —
— – —
— – —
EPS
-997.50
est: -997.50 (+0.0%)
-915.18
est: -792.12 (-15.5%)
-48.25
est: -1,057.50 (+95.4%)
-38.85
est: -34.75 (-11.8%)
-12.17
est: -9.44 (-29.0%)
-4.71
est: -4.32 (-9.1%)
-4.01
-4.21 – -3.81
+7.1% YoY
-4.14
-5.56 – -2.72
-3.3% YoY
-4.17
-5.46 – -2.49
-0.7% YoY
-5.93
-5.93 – -5.93
-42.3% YoY
-5.80
-5.80 – -5.80
+2.3% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-28 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-05-27 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-05-26 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-05-22 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-05-21 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-05-20 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-05-19 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-05-18 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-05-15 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-05-14 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-05-13 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-05-12 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-05-11 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-05-08 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-05-07 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-05-06 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-05-05 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-05-04 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-05-01 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-04-30 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-04-29 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-04-28 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-04-27 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-04-24 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-04-23 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-04-22 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-04-21 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-04-20 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-04-17 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-04-16 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-30.74M
OE per share TTM
-13.48
Owner's Yield
Maintenance CapEx ratio
Maint CapEx / Avg PPE
24.4%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
71
Total invested
350.24M
Insider transactions (90d)
0
Beneficial owners (>5%)
50
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Daniel S. Short 3.79M 9.90% 3.79M IN United States 2023-08-10
2 David T. Kim 3.79M 9.90% 3.79M IN United States 2023-08-10
3 Edric C. Saito 3.79M 9.90% 3.79M IN United States 2023-08-10
4 Hannah E. Dunn 3.79M 9.90% 3.79M IN United States 2023-08-10
5 John R. Warren 3.79M 9.90% 3.79M IN United States 2023-08-10
6 Joshua J. Dapice 3.79M 9.90% 3.79M IN United States 2023-08-10
7 Michael G. Linn 3.79M 9.90% 3.79M IN United States 2023-08-10
8 Nicolas Giauque 3.79M 9.90% 3.79M IN France 2023-08-10
9 Rajiv A. Patel 3.79M 9.90% 3.79M IN United States 2023-08-10
10 Richard B. Fried 3.79M 9.90% 3.79M IN United States 2023-08-10
11 Varun N. Gehani 3.79M 9.90% 3.79M IN United States 2023-08-10
12 William Seybold 3.79M 9.90% 3.79M IN United States 2023-08-10
13 TYBOURNE CAPITAL MANAGEMENT (HK) LIMITED 3.63M 9.99% 3.63M 3.63M FI Hong Kong 2024-02-14
14 TYBOURNE CAPITAL MANAGEMENT LIMITED 3.63M 9.99% 3.63M 3.63M HC Cayman Islands 2024-02-14
15 TYBOURNE KESARI LIMITED 3.63M 9.99% 3.63M 3.63M HC Cayman Islands 2024-02-14
16 TYBOURNE STRATEGIC OPPORTUNITIES GP II LIMITED 3.63M 9.99% 3.63M 3.63M FI Citizenship or Place of Organization. 2024-02-14
17 VISWANATHAN KRISHNAN 3.63M 9.99% 3.63M 3.63M HC, IN United Kingdom 2024-02-14
18 Joseph Edelman 3.63M 9.90% 3.63M 3.63M IN Delaware 2023-09-08
19 Perceptive Advisors LLC 3.63M 9.90% 3.63M 3.63M IA Delaware 2023-09-08
20 Perceptive Life Sciences Master Fund, Ltd. 3.63M 9.90% 3.63M 3.63M CO Delaware 2023-09-08
21 Farallon Partners, L.L.C. 3.48M 9.10% 3.48M OO Delaware 2023-08-10
22 BVF Inc. 2.98M 8.20% 2.98M CO 2023-08-10
23 BVF Partners L.P. 2.98M 8.20% 2.98M IA, PN 2023-08-10
24 Mark N. Lampert 2.98M 8.20% 2.98M IN 2023-08-10
25 BVF GP Holdings LLC 2.80M 7.70% 2.80M OO 2023-08-10
26 2. 1.84M 5.10% 1.84M 1.84M HC New York 2023-09-12
27 Camac Capital, LLC 1.58M 4.30% 1.58M OO 2023-08-23
28 Camac Fund, LP 1.58M 4.30% 1.58M PN 2023-08-23
29 Camac Partners, LLC 1.58M 4.30% 1.58M OO 2023-08-23
30 Eric Shahinian 1.58M 4.30% 1.58M IN 2023-08-23
31 ATG Capital Management, LLC 1.46M 4.00% 1.46M OO 2023-08-23
32 ATG Fund II LLC 1.46M 4.00% 1.46M OO 2023-08-23
33 Gabriel Gliksberg 1.46M 4.00% 1.46M IN 2023-08-23
34 Farallon Capital Offshore Investors II, L.P. 1.44M 3.90% 1.44M PN Cayman Islands 2023-08-10
35 Farallon Capital Institutional Partners, L.P. 854.1K 2.30% 854.1K PN California 2023-08-10
36 Farallon Capital F5 Master I, L.P. 303.4K 0.80% 303.4K PN Cayman Islands 2023-08-10
37 Farallon F5 (GP), L.L.C. 303.4K 0.80% 303.4K OO Delaware 2023-08-10
38 Farallon Capital Institutional Partners II, L.P. 250.4K 0.70% 250.4K PN California 2023-08-10
39 BVF Partners OS Ltd. 141.7K 1.00% 141.7K CO 2023-08-10
40 Biotechnology Value Trading Fund OS LP 141.7K 1.00% 141.7K PN 2023-08-10
41 Farallon Institutional (GP) V, L.L.C. 110.6K 0.30% 110.6K OO Delaware 2023-08-10
42 Four Crossings Institutional Partners V, L.P. 110.6K 0.30% 110.6K PN Delaware 2023-08-10
43 Farallon Capital Institutional Partners III, L.P. 100.0K 0.30% 100.0K PN Delaware 2023-08-10
44 Farallon Capital (AM) Investors, L.P. 98.5K 0.30% 98.5K PN Delaware 2023-08-10
45 Chris McIntyre 39.8K 1.00% 39.8K IN 2023-08-23
46 McIntyre Capital GP, LLC 39.8K 1.00% 39.8K OO 2023-08-23
47 McIntyre Capital Management GP, LLC 39.8K 1.00% 39.8K OO 2023-08-23
48 McIntyre Capital Management, LP 39.8K 1.00% 39.8K PN 2023-08-23
49 McIntyre Partnerships, LP 39.8K 1.00% 39.8K PN 2023-08-23
50 Michael G. Hacke 0.00% IN 2023-08-23

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
71
+11 vs prev Q
New positions
20
Closed positions
10
Increased
40
Reduced
21
Put/Call ratio
0.52
Calls held
44.4K
Puts held
22.9K
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 FEDERATED HERMES, INC. 1.77M +130.1K (+8.0%) 48.15M +23.6M (+96.3%) 9.92% -4.003 pp 0.08% +0.037 pp USD14.65 +86.1% 3 qtrs
2 FRED ALGER MANAGEMENT, LLC 1.46M -175.1K (-10.7%) 39.84M +15.3M (+62.3%) 8.21% -5.720 pp 0.16% +0.061 pp USD17.70 +54.1% 6 qtrs
3 JANUS HENDERSON GROUP PLC 1.43M +21.9K (+1.6%) 39.16M +18.2M (+86.6%) 8.01% -3.941 pp 0.02% +0.008 pp USD9.83 +177.4% 4 qtrs
4 ORBIMED ADVISORS LLC 1.20M +— (+0.0%) 32.64M +14.7M (+81.8%) 6.73% -3.465 pp 0.67% +0.246 pp USD17.78 +53.4% 5 qtrs
5 AFFINITY ASSET ADVISORS, LLC 989.5K +989.5K (+100.0%) 26.98M +27.0M (+100.0%) 5.56% +5.561 pp 1.54% +1.538 pp USD27.27 +0.0% 1 qtrs NEW
6 VANGUARD GROUP INC 582.3K +15.5K (+2.7%) 15.88M +7.4M (+86.8%) 3.27% -1.554 pp 0.00% +0.000 pp USD12.71 +114.6% 6 qtrs
7 POINT72 ASSET MANAGEMENT, L.P. 487.3K +487.3K (+100.0%) 13.29M +13.3M (+100.0%) 2.74% +2.738 pp 0.01% +0.015 pp USD27.27 +0.0% 1 qtrs NEW
8 CABLE CAR CAPITAL LLC 400.0K -100.0K (-20.0%) 10.91M +3.4M (+45.4%) 2.25% -2.010 pp 0.36% -2.852 pp USD14.44 +88.9% 6 qtrs
9 ADAGE CAPITAL PARTNERS GP, L.L.C. 333.3K +— (+0.0%) 9.09M +4.1M (+81.8%) 1.87% -0.965 pp 0.01% +0.006 pp USD12.93 +110.9% 3 qtrs
10 WOODLINE PARTNERS LP 332.0K +— (+0.0%) 9.05M +4.1M (+81.8%) 1.87% -0.961 pp 0.04% +0.012 pp USD18.94 +44.0% 5 qtrs
11 FMR LLC 311.0K +66.6K (+27.2%) 8.48M +4.8M (+131.3%) 1.75% -0.333 pp 0.00% +0.000 pp USD17.63 +54.7% 2 qtrs
12 IKARIAN CAPITAL, LLC 300.0K +— (+0.0%) 8.18M +3.7M (+81.8%) 1.69% -0.869 pp 0.64% +0.184 pp USD22.71 +20.1% 5 qtrs
13 MILLENNIUM MANAGEMENT LLC 246.7K +126.9K (+105.9%) 6.73M +4.9M (+274.3%) 1.39% +0.366 pp 0.00% +0.002 pp USD20.40 +33.7% 4 qtrs
14 AWM INVESTMENT COMPANY, INC. 236.8K -25.0K (-9.5%) 6.46M +2.5M (+64.4%) 1.33% -0.899 pp 0.62% +0.256 pp USD15.00 +81.8% 2 qtrs
15 JAIN GLOBAL LLC 202.4K +202.4K (+100.0%) 5.52M +5.5M (+100.0%) 1.14% +1.138 pp 0.03% +0.027 pp USD27.27 +0.0% 1 qtrs NEW
16 SPHERA FUNDS MANAGEMENT LTD. 185.9K -288.4K (-60.8%) 5.07M -2.0M (-28.8%) 1.04% -2.994 pp 0.98% -0.521 pp USD12.93 +110.9% 3 qtrs
17 AMERIPRISE FINANCIAL INC 153.0K +83.1K (+118.9%) 4.17M +3.1M (+298.0%) 0.86% +0.265 pp 0.00% +0.001 pp USD21.67 +25.8% 2 qtrs
18 GEODE CAPITAL MANAGEMENT, LLC 124.6K +16.3K (+15.0%) 3.40M +1.8M (+109.2%) 0.70% -0.222 pp 0.00% +0.000 pp USD13.11 +108.0% 6 qtrs
19 MORGAN STANLEY 70.5K +70.4K (+46,609.3%) 1.92M +1.9M (+84,817.5%) 0.40% +0.395 pp 0.00% +0.000 pp USD27.22 +0.2% 6 qtrs
20 GOLDMAN SACHS GROUP INC 68.0K +68.0K (+100.0%) 1.85M +1.9M (+100.0%) 0.38% +0.382 pp 0.00% +0.000 pp USD27.27 +0.0% 1 qtrs NEW
21 BLACKROCK, INC. 64.5K +13.8K (+27.3%) 1.76M +998.9K (+131.4%) 0.36% -0.069 pp 0.00% +0.000 pp USD15.78 +72.8% 6 qtrs
22 J. GOLDMAN & CO LP 60.8K +60.8K (+100.0%) 1.66M +1.7M (+100.0%) 0.34% +0.342 pp 0.04% +0.044 pp USD27.27 +0.0% 1 qtrs NEW
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 52.9K +52.9K (+100.0%) 1.44M +1.4M (+100.0%) 0.30% +0.297 pp 0.00% +0.000 pp USD27.27 +0.0% 1 qtrs NEW
24 STATE STREET CORP 50.7K +12.6K (+33.1%) 1.38M +811.7K (+142.0%) 0.29% -0.039 pp 0.00% +0.000 pp USD18.05 +51.1% 2 qtrs
25 683 CAPITAL MANAGEMENT, LLC 40.0K +40.0K (+100.0%) 1.09M +1.1M (+100.0%) 0.22% +0.225 pp 0.05% +0.048 pp USD27.27 +0.0% 1 qtrs NEW
26 MARSHALL WACE, LLP 36.3K +17.1K (+89.4%) 989.8K +702.3K (+244.3%) 0.20% +0.041 pp 0.00% +0.001 pp USD20.79 +31.2% 2 qtrs
27 QUBE RESEARCH & TECHNOLOGIES LTD 32.2K +32.2K (+100.0%) 877.7K +877.7K (+100.0%) 0.18% +0.181 pp 0.00% +0.001 pp USD27.27 +0.0% 1 qtrs NEW
28 TWO SIGMA INVESTMENTS, LP 31.8K +31.8K (+100.0%) 867.4K +867.4K (+100.0%) 0.18% +0.179 pp 0.00% +0.001 pp USD27.27 +0.0% 1 qtrs NEW
29 NORTHERN TRUST CORP 25.4K +2.2K (+9.3%) 693.8K +344.5K (+98.6%) 0.14% -0.055 pp 0.00% +0.000 pp USD16.04 +70.0% 2 qtrs
30 UBS GROUP AG 24.8K +23.3K (+1,491.3%) 677.0K +653.6K (+2,793.0%) 0.14% +0.126 pp 0.00% +0.000 pp USD26.50 +2.9% 6 qtrs
31 BARCLAYS PLC 24.1K +24.1K (+2,411,000.0%) 657.5K +657.5K (+10,958,350.0%) 0.14% +0.136 pp 0.00% +0.000 pp USD27.27 +0.0% 2 qtrs
32 ENVESTNET ASSET MANAGEMENT INC 19.5K -3.8K (-16.5%) 531.7K +181.5K (+51.8%) 0.11% -0.089 pp 0.00% +0.000 pp USD13.33 +104.6% 3 qtrs
33 QUEST PARTNERS LLC 18.8K +6.5K (+53.0%) 512.8K +328.4K (+178.1%) 0.11% +0.001 pp 0.03% +0.017 pp USD17.05 +59.9% 4 qtrs
34 QUADRATURE CAPITAL LTD 17.6K +17.6K (+100.0%) 479.2K +479.2K (+100.0%) 0.10% +0.099 pp 0.00% +0.005 pp USD27.27 +0.0% 1 qtrs NEW
35 HUDSON BAY CAPITAL MANAGEMENT LP 16.5K +16.5K (+100.0%) 451.1K +451.1K (+100.0%) 0.09% +0.093 pp 0.00% +0.002 pp USD27.27 +0.0% 1 qtrs NEW
36 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 15.8K +15.8K (+100.0%) 431.0K +431.0K (+100.0%) 0.09% +0.089 pp 0.03% +0.029 pp USD27.27 +0.0% 1 qtrs NEW
37 OMERS ADMINISTRATION CORP 15.6K +15.6K (+100.0%) 425.4K +425.4K (+100.0%) 0.09% +0.088 pp 0.00% +0.003 pp USD27.27 +0.0% 1 qtrs NEW
38 BNP PARIBAS ARBITRAGE, SNC 15.5K +15.5K (+193,300.0%) 421.9K +421.8K (+351,500.8%) 0.09% +0.087 pp 0.00% +0.000 pp USD27.26 +0.0% 6 qtrs
39 TREXQUANT INVESTMENT LP 12.9K +12.9K (+100.0%) 352.2K +352.2K (+100.0%) 0.07% +0.073 pp 0.00% +0.003 pp USD27.27 +0.0% 1 qtrs NEW
40 ROYAL BANK OF CANADA 12.0K +733.0 (+6.5%) 327.0K +158.0K (+93.5%) 0.07% -0.029 pp 0.00% +0.000 pp USD16.88 +61.6% 5 qtrs
41 EXODUSPOINT CAPITAL MANAGEMENT, LP 11.1K +11.1K (+100.0%) 302.3K +302.3K (+100.0%) 0.06% +0.062 pp 0.00% +0.002 pp USD27.27 +0.0% 1 qtrs NEW
42 ALPS ADVISORS INC 10.3K +10.3K (+100.0%) 280.6K +280.6K (+100.0%) 0.06% +0.058 pp 0.00% +0.002 pp USD27.27 +0.0% 1 qtrs NEW
43 PERSISTENT ASSET PARTNERS LTD 10.1K +10.1K (+100.0%) 276.7K +276.7K (+100.0%) 0.06% +0.057 pp 0.12% +0.124 pp USD27.27 +0.0% 1 qtrs NEW
44 JANE STREET GROUP, LLC 8.3K +8.3K (+100.0%) 227.5K +227.5K (+100.0%) 0.05% +0.047 pp 0.00% +0.000 pp USD27.27 +0.0% 1 qtrs NEW
45 AMERICAN CENTURY COMPANIES INC 8.1K +8.1K (+100.0%) 220.5K +220.5K (+100.0%) 0.05% +0.045 pp 0.00% +0.000 pp USD27.27 +0.0% 1 qtrs NEW
46 SIMPLEX TRADING, LLC 6.0K +6.0K (+100.0%) 164.0K +164.0K (+100.0%) 0.03% +0.034 pp 0.00% +0.000 pp USD27.27 +0.0% 1 qtrs NEW
47 BANK OF AMERICA CORP /DE/ 4.0K +814.0 (+25.8%) 108.3K +60.9K (+128.7%) 0.02% -0.005 pp 0.00% +0.000 pp USD17.42 +56.5% 6 qtrs
48 CITIGROUP INC 1.3K +1.3K (+100.0%) 34.9K +34.9K (+100.0%) 0.01% +0.007 pp 0.00% +0.000 pp USD27.27 +0.0% 1 qtrs NEW
49 GLOBAL RETIREMENT PARTNERS, LLC 1.0K +1.0K (+100.0%) 27.3K +27.3K (+100.0%) 0.01% +0.006 pp 0.00% +0.001 pp USD27.27 +0.0% 1 qtrs NEW
50 TOWER RESEARCH CAPITAL LLC (TRC) 773.00 +611.0 (+377.2%) 21.1K +18.7K (+767.5%) 0.00% +0.003 pp 0.00% +0.000 pp USD24.70 +10.4% 6 qtrs
51 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 553.00 +— (+0.0%) 15.1K +6.8K (+81.8%) 0.00% -0.002 pp 0.00% +0.000 pp USD15.00 +81.8% 2 qtrs
52 WELLS FARGO & COMPANY/MN 502.00 +500.0 (+25,000.0%) 13.7K +13.7K (+45,533.3%) 0.00% +0.003 pp 0.00% +0.000 pp USD27.21 +0.2% 3 qtrs
53 GROUP ONE TRADING, L.P. 204.00 +100.0 (+96.2%) 5.6K +4.0K (+256.6%) 0.00% +0.000 pp 0.00% +0.000 pp USD16.22 +68.1% 6 qtrs
54 COMERICA BANK 150.00 +— (+0.0%) 4.1K +1.8K (+81.8%) 0.00% 0.000 pp 0.00% +0.000 pp USD13.14 +107.5% 5 qtrs
55 NATIONAL BANK OF CANADA /FI/ 76.00 +76.0 (+100.0%) 2.1K +2.1K (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD27.26 +0.0% 1 qtrs NEW
56 ASSETMARK, INC 58.00 -23.0 (-28.4%) 1.6K +367.0 (+30.2%) 0.00% 0.000 pp 0.00% +0.000 pp USD15.00 +81.8% 2 qtrs
57 ROCKEFELLER CAPITAL MANAGEMENT L.P. 28.00 +28.0 (+100.0%) 764.00 +764.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD27.25 +0.1% 1 qtrs NEW
58 SBI SECURITIES CO., LTD. 12.00 -1.0 (-7.7%) 327.00 +132.0 (+67.7%) 0.00% +0.000 pp 0.00% +0.000 pp USD22.00 +24.0% 5 qtrs
59 REAP FINANCIAL GROUP, LLC 3.00 +— (+0.0%) 82.00 +37.0 (+82.2%) 0.00% +0.000 pp 0.00% +0.000 pp USD5.33 +411.6% 6 qtrs
60 CITADEL ADVISORS LLC -15.6K (-100.0%) -234.5K (-100.0%) 0.00% -0.133 pp 0.00% +0.000 pp USD 2 qtrs SOLD
61 BVF INC/IL -65.4K (-100.0%) -980.3K (-100.0%) 0.00% -0.556 pp 0.00% -0.040 pp USD 6 qtrs SOLD
62 MINK BROOK ASSET MANAGEMENT LLC -81.3K (-100.0%) -1.2M (-100.0%) 0.00% -0.692 pp 0.00% -0.822 pp USD 3 qtrs SOLD
63 PRIVATE TRUST CO NA -274.0 (-100.0%) -4.1K (-100.0%) 0.00% -0.002 pp 0.00% 0.000 pp USD 5 qtrs SOLD
64 DIMENSIONAL FUND ADVISORS LP -10.8K (-100.0%) -161.0K (-100.0%) 0.00% -0.092 pp 0.00% +0.000 pp USD 2 qtrs SOLD
65 RENAISSANCE TECHNOLOGIES LLC -16.2K (-100.0%) -243.0K (-100.0%) 0.00% -0.138 pp 0.00% 0.000 pp USD 2 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 50 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Alger 35 ETF ATFV 1.20% 1.30M 0.55%
2 iShares Micro-Cap ETF IWC 0.19% 2.86M 0.60%
3 Texas Capital Texas Equity Index ETF TXS 0.12% 40.7K 0.49%
4 iShares Russell 2000 Growth ETF IWO 0.05% 8.01M 0.24%
5 Goldman Sachs ActiveBeta U.S. Small Cap Equity ETF GSSC 0.05% 494.2K 0.20%
6 Invesco Russell 2000 Dynamic Multifactor ETF OMFS 0.03% 77.1K 0.39%
7 State Street SPDR Russell 2000 U.S. Small Cap UCITS ETF (Acc) R2US.L 0.03% 1.51M 0.30%
8 Invesco Russell 2000 UCITS ETF RTYS.L 0.03% 86.2K 0.25%
9 Global X - Russell 2000 ETF RSSL 0.03% 396.0K 0.08%
10 iShares Russell 2000 BuyWrite ETF IWMW 0.03% 14.7K 0.39%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
1.50
Neutral
Ratio by volume
3.00
Bullish
Buys
6
Sells
4
Shares acquired
601.6K
Shares disposed
1.9K
Cash buys
Cash sales
Net activity
+599,682
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-04-01 Wagner Paul A. Director / Officer M-Exempt A Common Stock 1,250 0.00 84,428 D
2026-04-01 Riley Antony A Officer M-Exempt A Common Stock 375 0.00 42,116 D
2026-01-12 Wagner Paul A. Director / Officer A-Award A Stock Option (right to buy) 270,000 29.66 8.01M 270,000 D
2026-01-12 Riley Antony A Officer A-Award A Restricted Stock Units 60,000 0.00 60,000 D
2026-01-01 Wagner Paul A. Director / Officer M-Exempt A Common Stock 1,250 0.00 83,342 D
2026-01-01 Riley Antony A Officer M-Exempt A Common Stock 375 0.00 41,895 D
2025-12-30 Riley Antony A Officer P-Purchase A Common Stock 9,680 26.33 254.8K 41,520 D
2025-10-01 Wagner Paul A. Director / Officer M-Exempt A Common Stock 1,250 0.00 82,190 D
2025-10-01 Riley Antony A Officer F-InKind D Common Stock 134 14.52 1.9K 31,840 D
2025-07-01 Wagner Paul A. Director / Officer M-Exempt A Common Stock 1,250 0.00 81,038 D
2025-07-01 Riley Antony A Officer M-Exempt A Common Stock 375 0.00 31,733 D
2025-04-01 Wagner Paul A. Director / Officer M-Exempt A Common Stock 1,250 0.00 79,806 D
2025-04-01 Riley Antony A Officer M-Exempt A Common Stock 375 0.00 31,372 D
2025-03-20 Wagner Paul A. Director / Officer A-Award A Stock Option (right to buy) 920,000 7.54 6.94M 920,000 D
2025-03-20 VINCENT RICHARD G Director A-Award A Stock Option (right to buy) 31,000 7.54 233.7K 31,000 D
2025-03-20 Riley Antony A Officer A-Award A Stock Option (right to buy) 323,000 7.54 2.44M 323,000 D
2025-03-20 Kornfeld Steven Director A-Award A Stock Option (right to buy) 31,000 7.54 233.7K 31,000 D
2025-03-20 Kapoor Shivpreet Singh Director A-Award A Stock Option (right to buy) 31,000 7.54 233.7K 31,000 D
2025-03-20 GRYSKA DAVID W Director A-Award A Stock Option (right to buy) 31,000 7.54 233.7K 31,000 D
2025-03-20 Doberstein Stephen K Director A-Award A Stock Option (right to buy) 31,000 7.54 233.7K 31,000 D
2025-03-20 Brun Scott C. Director A-Award A Stock Option (right to buy) 31,000 7.54 233.7K 31,000 D
2025-03-19 FINCK BARBARA K Director A-Award A Stock Option (right to buy) 31,000 7.02 217.6K 31,000 D
2025-01-01 Wagner Paul A. Director / Officer M-Exempt D Restricted Stock Units 1,250 0.00 10,000 D
2025-01-01 Riley Antony A Officer M-Exempt D Restricted Stock Units 375 0.00 3,000 D
2024-11-21 Riley Antony A Officer P-Purchase A Common Stock 22,514 5.55 125.0K 30,776 D
2024-10-01 Wagner Paul A. Director / Officer M-Exempt A Common Stock 1,250 0.00 77,568 D
2024-10-01 Riley Antony A Officer M-Exempt A Common Stock 375 0.00 8,395 D
2024-09-17 VINCENT RICHARD G 0 0.00 0
2024-09-17 Kapoor Shivpreet Singh 0 0.00 0
2024-08-20 Williams Donald Allen Director A-Award A Stock Option (right to buy) 50,000 0.34 17.2K 50,000
2024-08-20 Kornfeld Steven Director A-Award A Stock Option (right to buy) 50,000 0.34 17.2K 50,000
2024-08-20 GRYSKA DAVID W Director A-Award A Stock Option (right to buy) 50,000 0.34 17.2K 50,000
2024-08-20 FINCK BARBARA K Director A-Award A Stock Option (right to buy) 50,000 0.34 17.2K 50,000
2024-08-20 Eichenfield Lawrence Director A-Award A Stock Option (right to buy) 50,000 0.34 17.2K 50,000
2024-08-20 Doberstein Stephen K Director A-Award A Stock Option (right to buy) 50,000 0.34 17.2K 50,000
2024-08-20 Brun Scott C. Director A-Award A Stock Option (right to buy) 50,000 0.34 17.2K 50,000
2024-07-01 Wagner Paul A. Director / Officer M-Exempt A Common Stock 31,250 0.00 1,910,424
2024-07-01 Riley Antony A Officer M-Exempt A Common Stock 9,375 0.00 203,849
2024-04-01 Wagner Paul A. Director / Officer F-InKind D Common Stock 2,453 0.71 1.7K 1,879,174
2024-04-01 Riley Antony A Officer M-Exempt D Restricted Stock Units 9,375 0.00 103,125
2024-03-21 Wagner Paul A. Director / Officer A-Award A Stock Option (right to buy) 1,100,000 0.69 759.0K 1,100,000
2024-03-21 Riley Antony A Officer A-Award A Stock Option (right to buy) 350,000 0.69 241.5K 350,000
2024-03-21 FINCK BARBARA K Director A-Award A Stock Option (right to buy) 175,000 0.69 120.8K 175,000
2024-01-01 Wagner Paul A. Director / Officer M-Exempt D Restricted Stock Units 31,250 0.00 375,000
2024-01-01 Riley Antony A Officer F-InKind D Common Stock 3,841 0.82 3.2K 188,444
2024-01-01 Chen Hubert C Officer M-Exempt D Restricted Stock Units 7,500 0.00 90,000
2023-12-18 Wagner Paul A. Director / Officer P-Purchase A Common Stock 10,000 0.75 7.5K 1,823,236
2023-12-14 Wagner Paul A. Director / Officer P-Purchase A Common Stock 10,000 0.72 7.2K 1,813,236
2023-12-13 Wagner Paul A. Director / Officer P-Purchase A Common Stock 10,520 0.70 7.4K 1,803,236
2023-12-12 Wagner Paul A. Director / Officer P-Purchase A Common Stock 4,776 0.65 3.1K 1,792,716
2023-12-11 Wagner Paul A. Director / Officer P-Purchase A Common Stock 25,000 0.65 16.2K 1,787,940
2023-12-08 Wagner Paul A. Director / Officer P-Purchase A Common Stock 15,000 0.62 9.3K 1,762,940
2023-12-07 Wagner Paul A. Director / Officer P-Purchase A Common Stock 36,203 0.58 21.2K 1,747,940
2023-11-22 Wagner Paul A. Director / Officer P-Purchase A Common Stock 400 0.43 172.00 1,711,737
2023-11-20 Wagner Paul A. Director / Officer P-Purchase A Common Stock 100 0.43 42.51 1,711,337
2023-10-01 Wagner Paul A. Director / Officer F-InKind D Common Stock 2,453 0.66 1.6K 1,704,371
2023-10-01 Riley Antony A Officer F-InKind D Common Stock 3,241 0.66 2.1K 182,910
2023-10-01 Chen Hubert C Officer M-Exempt A Common Stock 7,500 0.00 91,571
2023-09-19 Williams Donald Allen Director A-Award A Stock Option (right to buy) 25,000 0.80 20.0K 25,000
2023-09-19 Kornfeld Steven Director A-Award A Stock Option (right to buy) 25,000 0.80 20.0K 25,000
2023-09-19 GRYSKA DAVID W Director A-Award A Stock Option (right to buy) 25,000 0.80 20.0K 25,000
2023-09-19 FINCK BARBARA K Director A-Award A Stock Option (right to buy) 25,000 0.80 20.0K 25,000
2023-09-19 Eichenfield Lawrence Director A-Award A Stock Option (right to buy) 25,000 0.80 20.0K 25,000
2023-09-19 Doberstein Stephen K Director A-Award A Stock Option (right to buy) 25,000 0.80 20.0K 25,000
2023-09-19 Brun Scott C. Director A-Award A Stock Option (right to buy) 25,000 0.80 20.0K 25,000
2023-07-31 Williams Donald Allen Director A-Award A Common Stock 59,405 1.01 60.0K 59,405
2023-07-31 Wagner Paul A. Director / Officer A-Award A Common Stock 247,524 1.01 250.0K 1,675,574
2023-07-31 Riley Antony A Officer A-Award A Common Stock 148,514 1.01 150.0K 176,776
2023-07-31 Kornfeld Steven Director A-Award A Common Stock 99,009 1.01 100.0K 99,009
2023-07-31 GRYSKA DAVID W Director A-Award A Common Stock 148,514 1.01 150.0K 148,514
2023-07-31 Chen Hubert C Officer A-Award A Common Stock 74,257 1.01 75.0K 84,071
2023-07-01 Wagner Paul A. Director / Officer M-Exempt D Restricted Stock Units 31,250 0.00 437,500
2023-07-01 Riley Antony A Officer M-Exempt D Restricted Stock Units 9,375 0.00 131,250
2023-07-01 Chen Hubert C Officer M-Exempt A Common Stock 7,500 0.00 12,407
2023-04-01 Wagner Paul A. Director / Officer M-Exempt D Restricted Stock Units 31,250 0.00 468,750
2023-04-01 Riley Antony A Officer M-Exempt A Common Stock 9,375 0.00 21,869
2023-04-01 Chen Hubert C Officer M-Exempt A Common Stock 7,500 0.00 7,500
2023-03-23 Wagner Paul A. Director / Officer A-Award A Restricted Stock Units 500,000 0.00 500,000
2023-02-25 Riley Antony A Officer A-Award A Restricted Stock Units 150,000 0.00 150,000
2023-02-25 Chen Hubert C Officer A-Award A Restricted Stock Units 120,000 0.00 120,000
2023-01-10 GRYSKA DAVID W Director 0 0.00 0
2022-12-16 Wagner Paul A. Officer P-Purchase A Common Stock 44,024 1.07 47.0K 1,379,049
2022-12-15 Wagner Paul A. Officer P-Purchase A Common Stock 55,976 1.03 57.7K 1,335,025
2022-11-10 Brun Scott C. Director A-Award A Stock Option (right to buy) 50,000 0.00 50,000
2022-06-07 Chen Hubert C Officer A-Award A Stock Option (right to buy) 250,000 0.00 250,000
2022-06-01 Williams Donald Allen Director A-Award A Stock Option (right to buy) 25,000 0.00 25,000
2022-06-01 Walker Patricia S Director A-Award A Stock Option (right to buy) 25,000 0.00 25,000
2022-06-01 Kornfeld Steven Director A-Award A Stock Option (right to buy) 25,000 0.00 25,000
2022-06-01 FINCK BARBARA K Director A-Award A Stock Option (right to buy) 25,000 1.27 31.8K 25,000
2022-06-01 Eichenfield Lawrence Director A-Award A Stock Option (right to buy) 25,000 0.00 25,000
2022-06-01 Doberstein Stephen K Director A-Award A Stock Option (right to buy) 25,000 0.00 25,000
2022-05-12 Wagner Paul A. Director / Officer D-Return D Stock Option (right to buy) 40,000 39.66 1.59M 135,000
2022-05-12 Doberstein Stephen K Director A-Award A Stock Option (right to buy) 50,000 1.18 59.0K 50,000
2022-03-16 FINCK BARBARA K Director A-Award A Stock Option (right to buy) 50,000 0.00 50,000
2022-02-23 Williams Donald Allen Director A-Award A Stock Option (right to buy) 25,000 1.27 31.8K 25,000
2022-02-23 Walker Patricia S Director A-Award A Stock Option (right to buy) 25,000 1.27 31.8K 25,000
2022-02-23 Kornfeld Steven Director A-Award A Stock Option (right to buy) 25,000 1.27 31.8K 25,000
2022-02-23 Eichenfield Lawrence Director A-Award A Stock Option (right to buy) 25,000 1.27 31.8K 25,000
2022-01-17 Wagner Paul A. Director / Officer A-Award A Stock Option (right to buy) 300,000 1.72 516.0K 300,000
2022-01-17 Riley Antony A Officer A-Award A Stock Option (right to buy) 75,000 1.72 129.0K 75,000
2021-09-07 Wagner Paul A. Director / Officer S-Sale D Common Stock 1,000,000 4.35 4.35M 1,279,049
2021-09-07 Riley Antony A Officer S-Sale D Common Stock 21,484 4.24 91.1K 14,581
2021-05-28 Williams Donald Allen Director A-Award A Stock Option (right to buy) 20,000 35.54 710.8K 20,000
2021-05-28 Walker Patricia S Director A-Award A Stock Option (right to buy) 20,000 35.54 710.8K 20,000
2021-05-28 Kornfeld Steven Director A-Award A Stock Option (right to buy) 20,000 35.54 710.8K 20,000
2021-05-28 Eichenfield Lawrence Director A-Award A Stock Option (right to buy) 20,000 35.54 710.8K 20,000
2021-04-09 Wagner Paul A. Director / Officer / 10% Owner A-Award A Stock Option (right to buy) 175,000 39.66 6.94M 175,000
2021-04-09 Riley Antony A Officer A-Award A Stock Option (right to buy) 42,500 39.66 1.69M 42,500
2021-01-13 DARCY THOMAS E Director M-Exempt A Common Stock 500 9.59 4.8K 2,358
2020-06-30 Riley Antony A Officer A-Award A Stock Option (right to buy) 75,000 14.58 1.09M 75,000
2020-06-29 Riley Antony A Officer P-Purchase A Common Stock 2,000 14.11 28.2K 36,065
2020-06-26 Riley Antony A Officer P-Purchase A Common Stock 4,700 14.52 68.2K 34,065
2020-06-25 Wagner Paul A. Director / Officer / 10% Owner P-Purchase A Common Stock 7,000 14.48 101.4K 2,279,049
2020-06-15 Williams Donald Allen Director 0 0.00 0
2020-06-15 Walker Patricia S Director D Stock Option (right to buy) 5,270 1.19 6.3K 0
2020-06-15 Wagner Paul A. Director / Officer D Common Stock 0 0.00 2,272,049
2020-06-15 Riley Antony A Officer D Stock Option (right to buy) 10,541 1.24 13.1K 0
2020-06-15 Kornfeld Steven Director 0 0.00 0
2020-06-15 Eichenfield Lawrence Director A-Award A Stock Option (right to buy) 30,000 18.90 567.0K 30,000
2020-06-15 DARCY THOMAS E Director A-Award A Common Stock 1,858 0.00 1,858
2020-04-14 Oliveira Steven Michael 10% Owner P-Purchase A Common Stock 74,301 1.19 88.4K 2,873,450
2020-03-02 Oliveira Steven Michael 10% Owner P-Purchase A Common Stock 65,149 1.35 87.8K 2,799,149
2020-02-26 GRUBER HARRY E Director / Officer A-Award A Common Stock 13,941 0.00 23,685
2020-02-20 Oliveira Steven Michael 10% Owner I Common Stock 0 0.00 2,734,000
2019-10-04 SCHIMMEL PAUL Director A-Award A Stock Option (right to buy) 7,500 0.64 4.8K 7,500
2019-10-04 Parkinson David Ross Director A-Award A Stock Option (right to buy) 7,500 0.64 4.8K 7,500
2019-10-04 Kunkel Lori Anne Director A-Award A Stock Option (right to buy) 7,500 0.64 4.8K 7,500
2019-10-04 Kabbinavar Fairooz Officer A-Award A Employee Stock Option (right to buy) 20,000 0.64 12.8K 20,000
2019-10-04 Jolly Douglas Officer A-Award A Employee Stock Option (right to buy) 12,500 0.64 8.0K 12,500
2019-10-04 Hasnain Faheem Director A-Award A Stock Option (right to buy) 7,500 0.64 4.8K 7,500
2019-10-04 GRUBER HARRY E Director / Officer A-Award A Stock Option (right to buy) 7,500 0.64 4.8K 7,500
2019-10-04 FOLETTA MARK G Officer A-Award A Employee Stock Option (right to buy) 30,000 0.64 19.2K 30,000
2019-10-04 Duvall Martin J Director / Officer A-Award A Employee Stock Option (right to buy) 50,000 0.64 32.0K 50,000
2019-10-04 DARCY THOMAS E Director A-Award A Stock Option (right to buy) 7,500 0.64 4.8K 7,500
2019-10-04 BERGER FRANKLIN M Director A-Award A Stock Option (right to buy) 7,500 0.64 4.8K 7,500
2019-05-30 Hasnain Faheem Director P-Purchase A Common Stock 250 5.15 1.3K 245,857
2019-05-29 SCHIMMEL PAUL Director A-Award A Stock option (right to buy) 20,000 4.22 84.4K 20,000
2019-05-29 Parkinson David Ross Director A-Award A Stock option (right to buy) 20,000 4.22 84.4K 20,000
2019-05-29 Kunkel Lori Anne Director A-Award A Stock option (right to buy) 20,000 4.22 84.4K 20,000
2019-05-29 Hasnain Faheem Director A-Award A Stock option (right to buy) 20,000 4.22 84.4K 20,000
2019-05-29 DARCY THOMAS E Director A-Award A Stock option (right to buy) 20,000 4.22 84.4K 20,000
2019-05-29 BERGER FRANKLIN M Director A-Award A Stock option (right to buy) 20,000 4.22 84.4K 20,000
2019-05-28 FOLETTA MARK G Officer P-Purchase A Common Stock 5,000 4.30 21.5K 15,042
2019-05-28 Duvall Martin J Director / Officer P-Purchase A Common Stock 5,000 4.34 21.7K 13,605
2019-05-24 GRUBER HARRY E Director / Officer P-Purchase A Common Stock 5,000 4.56 22.8K 9,744
2019-04-15 Kabbinavar Fairooz Officer A-Award A Employee Stock Option (right to buy) 100,000 9.94 994.0K 100,000
2019-03-01 Jolly Douglas Officer A-Award A Employee Stock Option (right to buy) 25,000 11.00 275.0K 25,000
2019-03-01 FOLETTA MARK G Officer A-Award A Employee Stock Option (right to buy) 75,000 11.00 825.0K 75,000
2019-03-01 Duvall Martin J Director / Officer A-Award A Employee Stock Option (right to buy) 160,000 11.00 1.76M 160,000
2019-01-11 Kunkel Lori Anne Officer A-Award A Stock option (right to buy) 35,000 9.27 324.5K 35,000
2018-12-10 Jolly Douglas Officer A-Award A Common Stock 732 8.19 6.0K 393,478
2018-06-21 SCHIMMEL PAUL Director A-Award A Stock option (right to buy) 20,000 8.98 179.6K 20,000
2018-06-21 Parkinson David Ross Director A-Award A Stock option (right to buy) 20,000 8.98 179.6K 20,000
2018-06-21 Kunkel Lori Anne Director A-Award A Stock option (right to buy) 20,000 8.98 179.6K 20,000
2018-06-21 Hasnain Faheem Director A-Award A Stock option (right to buy) 20,000 8.98 179.6K 20,000
2018-06-21 DARCY THOMAS E Director A-Award A Stock option (right to buy) 20,000 8.98 179.6K 20,000
2018-06-21 BERGER FRANKLIN M Director A-Award A Stock option (right to buy) 20,000 8.98 179.6K 20,000
2018-06-08 Jolly Douglas Officer A-Award A Common Stock 703 8.19 5.8K 392,746
2018-03-01 Jolly Douglas Officer A-Award A Employee Stock Option (right to buy) 25,000 11.19 279.8K 25,000
2018-03-01 FOLETTA MARK G Officer A-Award A Employee Stock Option (right to buy) 85,000 11.19 951.2K 85,000
2018-03-01 Duvall Martin J Director / Officer A-Award A Employee Stock Option (right to buy) 150,000 11.19 1.68M 150,000
2018-03-01 Das Asha Officer A-Award A Employee Stock Option (right to buy) 70,000 11.19 783.3K 70,000
2017-12-08 Jolly Douglas Officer J-Other A Common Stock 739 8.50 6.3K 392,043
2017-12-08 GRUBER HARRY E Director / Officer J-Other A Common Stock 2,500 8.50 21.3K 2,500
2017-12-08 FOLETTA MARK G Officer J-Other A Common Stock 2,500 8.50 21.3K 7,500
2017-12-08 Duvall Martin J Director / Officer J-Other A Common Stock 2,500 8.50 21.3K 6,071
2017-12-08 Das Asha Officer J-Other A Common Stock 2,500 8.50 21.3K 5,000
2017-05-26 Jolly Douglas Officer A-Award A Employee Stock Option (right to buy) 35,000 16.32 571.2K 35,000
2017-05-26 GRUBER HARRY E Director / Officer A-Award A Employee Stock Option (right to buy) 40,000 16.32 652.8K 40,000
2017-05-26 FOLETTA MARK G Officer A-Award A Employee Stock Option (right to buy) 85,000 16.32 1.39M 85,000
2017-05-26 Duvall Martin J Director / Officer A-Award A Employee Stock Option (right to buy) 285,000 16.32 4.65M 285,000
2017-05-26 Das Asha Officer A-Award A Employee Stock Option (right to buy) 130,000 16.32 2.12M 130,000
2017-04-19 SCHIMMEL PAUL Director C-Conversion D Series H Preferred Stock 161,906 0.00 0
2017-04-19 Hasnain Faheem Director J-Other A Common Stock 102,857 10.00 1.03M 102,857
2017-04-19 GRUBER HARRY E Director / Officer P-Purchase A Common Stock 25,000 10.00 250.0K 417,753
2017-04-19 FOLETTA MARK G Officer P-Purchase A Common Stock 5,000 10.00 50.0K 5,000
2017-04-19 Duvall Martin J Director / Officer J-Other A Common Stock 3,571 10.00 35.7K 3,571
2017-04-19 Das Asha Officer P-Purchase A Common Stock 2,500 10.00 25.0K 2,500
2017-04-19 BERGER FRANKLIN M Director J-Other A Common Stock 25,335 10.00 253.4K 25,335
2017-04-15 BERMAN DENNIS N 0 0.00 0
2017-04-12 SCHIMMEL PAUL Director A-Award A Stock Option (right to buy) 4,528 10.00 45.3K 4,528
2017-04-12 Parkinson David Ross Director A-Award A Stock Option (right to buy) 4,528 10.00 45.3K 4,528
2017-04-12 Kunkel Lori Anne Director D Stock Option (right to buy) 2,644 14.98 39.6K 0
2017-04-12 Jolly Douglas Officer D Employee Stock Option (right to buy) 57,971 3.94 228.4K 0
2017-04-12 Hasnain Faheem Director D Stock Option (right to buy) 43,478 11.60 504.3K 0
2017-04-12 GRUBER HARRY E Director / Officer I Common Stock 0 0.00 392,753
2017-04-12 FOLETTA MARK G Officer D Employee Stock Option (right to buy) 69,636 15.12 1.05M 0
2017-04-12 Duvall Martin J Director / Officer D Employee Stock Option (right to buy) 308,706 16.56 5.11M 0
2017-04-12 Das Asha Officer D Employee Stock Option (right to buy) 2,173 14.98 32.6K 0
2017-04-12 DARCY THOMAS E Director / Officer D Employee Stock Option (right to buy) 66,666 3.94 262.7K 0
2017-04-12 BERMAN DENNIS N Director / Officer I Common Stock 0 0.00 246,376
2017-04-12 BERGER FRANKLIN M Director D Stock Option (right to buy) 28,985 11.60 336.2K 0

Executive team

Top executives
Shares Outstanding
13.89M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 Paul A. Wagner, Ph.D. Chairman, President and Chief Executive Officer 670.1K 5.95M 737.1K 7.36M 80.88%
2 2025 Antony A. Riley Chief Financial Officer 452.1K 2.09M 180.8K 2.72M 76.75%
3 2024 Paul A. Wagner, Ph.D. Chairman, President and Chief Executive Officer 644.3K 643.6K 386.6K 1.67M 38.44%
4 2024 Antony Riley Chief Financial Officer 434.7K 204.8K 217.4K 856.9K 23.90%
5 2024 Antony A. Riley Chief Financial Officer 434.7K 204.8K 217.4K 856.9K 23.90%
6 2024 Hubert C. Chen, M.D. Former President and Chief Scientific Officer 50.3K 180.0K 230.3K 0.00%
7 2023 Paul A. Wagner, Ph.D. Chairman, President and Chief Executive Officer 619.5K 490.0K 340.7K 1.45M 33.79%
8 2023 Antony Riley Chief Financial Officer 418.0K 154.5K 150.5K 723.0K 21.37%
9 2023 Hubert C. Chen, M.D. Former President and Chief Scientific Officer 450.0K 123.6K 573.6K 21.55%
10 2022 Paul A. Wagner, Ph.D. Chairman, President and Chief Executive Officer 590.0K 324.5K 313.1K 1.23M 25.51%
11 2022 Antony Riley Chief Financial Officer 380.0K 152.0K 78.3K 610.3K 12.83%
12 2022 Hubert C. Chen, M.D. Former President and Chief Scientific Officer 255.7K 102.6K 211.6K 569.9K 37.13%
13 2021 Paul A. Wagner, Ph.D. Chairman and Chief Executive Officer 590.0K 162.5K 295.0K 4.37M 5.42M 86.11%
14 2021 Antony Riley Chief Financial Officer 380.0K 76.0K 250.0K 1.06M 1.77M 74.19%
15 2020 Marty J. Duvall Chief Executive Officer 233.7K 76.9K 862.9K 1.17M 6.55%
16 2020 Antony Riley Chief Financial Officer 264.1K 110.0K 682.2K 1.06M 64.58%
17 2020 Paul A. Wagner, Ph.D. Chairman and Chief Executive Officer 452.9K 324.0K 776.9K 0.00%
18 2020 Mark Foletta Executive Vice President and Chief Financial Officer 180.0K 51.3K 458.7K 690.0K 7.43%
19 2019 Marty J. Duvall Chief Executive Officer 515.0K 1.26M 474.00 1.77M 70.92%
20 2019 Mark Foletta Executive Vice President and Chief Financial Officer 388.3K 592.4K 360.00 981.1K 60.38%
21 2019 Paul A. Wagner, Ph.D. Chairman and Chief Executive Officer 350.0K 175.0K 525.0K 0.00%
22 2018 Martin J. Duvall Chief Executive Officer 511.2K 1.24M 270.9K 560.00 2.02M 61.25%
23 2018 Mark Foletta Executive Vice President and Chief Financial Officer 379.0K 701.1K 160.7K 426.00 1.24M 56.48%
24 2018 Asha Das, M.D. Former Senior Vice President and Chief Medical Officer 341.8K 577.3K 427.00 919.6K 62.78%
25 2018 Douglas Jolly, Ph.D. Executive Vice President, Research and Pharmaceutical Development 297.0K 206.2K 119.7K 150.00 623.1K 33.09%
26 2017 Martin J. Duvall Chief Executive Officer 446.2K 3.63M 265.5K 59.9K 4.40M 82.45%
27 2017 Mark Foletta Executive Vice President and Chief Financial Officer 304.8K 1.70M 145.1K 563.00 2.15M 79.02%
28 2017 Asha Das, M.D. Senior Vice President and Chief Medical Officer 346.7K 1.56M 140.2K 750.00 2.05M 76.18%
29 2017 Asha Das, M.D. Former Senior Vice President and Chief Medical Officer 346.7K 1.56M 140.2K 750.00 2.05M 76.18%
30 2017 Douglas Jolly, Ph.D. Executive Vice President, Research and Pharmaceutical Development 267.0K 503.9K 106.8K 489.00 878.1K 57.39%
31 2016 Martin J. Duvall Chief Executive Officer 67.7K 3.03M 24.0K 18.5K 3.14M 96.50%
32 2016 Asha Das, M.D. Senior Vice President and Chief Medical Officer 313.7K 20.5K 50.0K 7.4K 391.5K 5.23%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-29 DEF 14A
2025-04-30 DEF 14A
2024-12-31 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-15 SC 13G/A
2026-05-15 SC 13G/A
2026-05-15 SC 13G/A
2026-05-15 SC 13G/A
2026-05-15 SC 13G
2026-05-14 SC 13G/A
2026-05-14 8-K
2026-05-13 SC 13G
2026-05-11 10-Q
2026-04-29 DEF 14A

Executive team

NameTitleCompensationGender
Paul A. Wagner Chief Executive Officer, President & Chairman 1M
Antony A. Riley Chief Financial Officer 633.0K male
Barbara K. Finck Acting Senior Medical Clinician & Director 600.0K
Christopher Roenfeldt Chief Operating Officer male
ESG Rating
B-
BIOTECHNOLOGY
Rank: 668 out of 714
2026
E (Environmental)
47.5 / 56.3
Company / Sector avg.
S (Social)
59.6 / 62.4
Company / Sector avg.
G (Governance)
58.6 / 60.9
Company / Sector avg.
ESG Total
55.2 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits