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Fortress Biotech, Inc. (FBIO)

USD3.71 -0.02 (-0.54%)
US NASDAQ Healthcare Biotechnology
Address 1111 Kane Concourse 33154
Bay Harbor Islands, FL, US
CEO Lindsay Allan Rosenwald
IPO 2011-11-17
CIK 1429260 ISIN US34960Q3074

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Also trades on NASDAQ Capital Market · FBIO (USD) NASDAQ Capital Market · FBIOP (USD)
Description

Fortress Biotech, Inc. operates as a biopharmaceutical firm dedicated to the development and commercialization of a diverse range of pharmaceutical and biotechnology products. The company currently offers a portfolio of dermatological treatments. These include Ximino and Targadox, both formulated to address various forms of acne (ranging from moderate-to-severe inflammatory lesions to severe cases). Other products in this segment are Exelderm cream for fungal skin infections like ringworm and jock itch, Ceracade for dry skin conditions, Luxamend for wound care, and Accutane capsules for particularly severe, stubborn nodular acne. Its pipeline features several promising late-stage drug candidates, targeting a diverse range of medical needs. These include intravenous Tramadol for acute post-operative pain, CUTX-101 (an injection for Menkes disease), MB-107 and MB-207 for X-linked severe combined immunodeficiency, Cosibelimab for metastatic cancers, CK-101 for non-small cell lung cancer characterized by EGFR mutations, CAEL-101 for amyloid light chain (AL) amyloidosis, the Triplex vaccine for cytomegalovirus, and CEVA101 for critical traumatic brain injuries in adults and children. Furthermore, its earlier-stage research encompasses various investigational treatments such as MB-102 for blastic plasmacytoid dendritic cell neoplasm, MB-101 for glioblastoma, MB-104 for multiple myeloma and light chain amyloidosis, MB-106 for B-cell non-Hodgkin lymphoma, MB-103 for glioblastoma and metastatic breast cancer to the brain, MB-108, MB-105 for prostate and pancreatic malignancies, and BAER-101. In the preclinical phase, Fortress Biotech is exploring an array of novel therapeutic approaches. These comprise AAV-ATP7A and AVTS-001 (both gene-based therapies), the CK-103 BET inhibitor, CEVA-D and CEVA-102, CK-302 (an antibody targeting GITR), CK-303 (an antibody against CAIX), ConVax, and the ONCOlogues oligonucleotide platform. The company also actively engages in collaborative ventures with universities, research institutions, and other pharmaceutical organizations. Originally established in 2006, the entity operated as Coronado Biosciences, Inc. before rebranding as Fortress Biotech, Inc. in April 2015. Its corporate headquarters are situated in Bay Harbor Island, New York.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD3.71 -0.02 (-0.54%)
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Volume Profile
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Liquidity & share structure
Average Volume
438.2K
Beta
1.21
Float Shares
24.35M
Free Float %
75.6%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+4.78% +0.84% +2.12% -31.14% -7.66% -34.15% +36.93% -76.37% -95.46% -94.38% -98.54%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (6 ratings, all time) Buy
Price Targets & DCF
Current price
3.71
Ratings Trend (MoM) 100% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 2 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
-1.85
Distress
Piotroski F-Score
6 / 9
Average
MOAT Score
2 / 10
No MOAT
Composite Rating
B
Overall Score
3 / 5
Medium
DCF Score
1 / 5
Low
ROE Score
4 / 5
High
ROA Score
4 / 5
High
D/E Score
1 / 5
Low
P/E Score
3 / 5
Medium
P/Book Score
3 / 5
Medium
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
    +9.7% Q1'26: +22.1% (vs Q1'25)
  • EPS growth Biotechnology: +29.7%
    +97.5% Q1'26: +687.5% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
    -155.2% Q1'26: +1,271.1% (vs Q1'25)
  • EBIT margin Biotechnology: +0.0%
    -111.0% Q1'26: -48.3% (vs Q1'25)
  • ROIC Biotechnology: -16.1%
    -123.0% Q1'26: -18,649.7% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +1,242.5% Q1'26: +45.2% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -1.17× Q1'26: -1.73× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (1.16) × ERP
WACC = 89% × Ke + 11% × Kd (11.7%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 3.71
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2015
actual
Dec 2016
actual
Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
1 Rev. Ana.
1 EPS Ana.
Dec 2027
1 Rev. Ana.
1 EPS Ana.
Revenue
863.0K
est: 500.0K (+72.6%)
16.48M
est: 22.30M (-26.1%)
187.58M
est: 189.60M (-1.1%)
26.88M
est: 246.20M (-89.1%)
36.63M
est: 36.96M (-0.9%)
45.60M
est: 43.83M (+4.0%)
68.79M
est: 89.50M (-23.1%)
75.74M
est: 77.97M (-2.9%)
84.51M
est: 85.11M (-0.7%)
57.68M
est: 57.13M (+0.9%)
63.26M
est: 73.34M (-13.7%)
96.27M
94.24M – 98.30M
+31.3% YoY
125.31M
122.67M – 127.96M
+30.2% YoY
EBITDA
-52.37M
est: -500.0K (-10,374.6%)
-66.87M
est: -22.30M (-199.9%)
-88.57M
est: -189.60M (+53.3%)
-118.40M
est: -246.20M (+51.9%)
-88.48M
est: -36.96M (-139.4%)
-87.82M
est: -43.83M (-100.3%)
-146.17M
est: -89.50M (-63.3%)
-193.69M
est: -77.97M (-148.4%)
-135.72M
est: -85.11M (-59.5%)
-104.49M
est: -57.13M (-82.9%)
-63.62M
est: -73.34M (+13.3%)
-96.27M
-98.30M – -94.24M
-31.3% YoY
-125.31M
-127.96M – -122.67M
-30.2% YoY
EBIT
-52.40M
est: -500.0K (-10,379.8%)
-67.60M
est: -22.30M (-203.1%)
-89.83M
est: -189.60M (+52.6%)
-120.46M
est: -246.20M (+51.1%)
-93.13M
est: -36.96M (-152.0%)
-93.15M
est: -43.83M (-112.5%)
-152.96M
est: -89.50M (-70.9%)
-203.05M
est: -77.97M (-160.4%)
-141.72M
est: -85.11M (-66.5%)
-108.96M
est: -57.13M (-90.7%)
-70.22M
est: -73.34M (+4.3%)
-96.27M
-98.30M – -94.24M
-31.3% YoY
-125.31M
-127.96M – -122.67M
-30.2% YoY
Net Income
-48.43M
est: -180.82M (+73.2%)
-55.10M
est: -355.41M (+84.5%)
-66.88M
est: -634.95M (+89.5%)
-84.15M
est: -611.05M (+86.2%)
-39.96M
est: -231.33M (+82.7%)
-46.53M
est: -226.55M (+79.5%)
-64.70M
est: -114.31M (+43.4%)
-86.58M
est: -272.79M (+68.3%)
-60.64M
est: -122.08M (+50.3%)
-46.00M
est: -978.43M (+95.3%)
6.82M
est: 87.89M (-92.2%)
-195.31M
-200.68M – -189.95M
-322.2% YoY
-139.51M
-143.34M – -135.68M
+28.6% YoY
SGA
21.58M
est: 670.2K (+3,120.5%)
32.92M
est: 29.89M (+10.1%)
73.02M
est: 254.14M (-71.3%)
53.37M
est: 330.01M (-83.8%)
55.59M
est: 49.54M (+12.2%)
61.17M
est: 58.75M (+4.1%)
86.84M
est: 119.97M (-27.6%)
113.66M
est: 104.51M (+8.7%)
90.98M
est: 114.09M (-20.3%)
87.73M
est: 78.59M (+11.6%)
96.00M
est: 100.89M (-4.8%)
132.43M
129.63M – 135.23M
+31.3% YoY
172.38M
168.74M – 176.02M
+30.2% YoY
EPS
-18.56
est: -8.70 (-113.3%)
-20.68
est: -17.10 (-20.9%)
-24.08
est: -30.55 (+21.2%)
-29.04
est: -29.40 (+1.2%)
-10.95
est: -11.13 (+1.6%)
-9.75
est: -10.90 (+10.6%)
-11.85
est: -5.50 (-115.5%)
-14.55
est: -13.13 (-10.9%)
-8.47
est: -5.87 (-44.2%)
-2.69
est: -3.51 (+23.3%)
-0.07
est: 0.32 (-121.4%)
-0.70
-0.72 – -0.68
-322.2% YoY
-0.50
-0.51 – -0.49
+28.6% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-13 B 3/5 1/5 4/5 4/5 1/5 3/5 3/5
2026-05-12 B 3/5 1/5 4/5 4/5 1/5 3/5 3/5
2026-05-11 B 3/5 1/5 4/5 4/5 1/5 3/5 3/5
2026-05-08 B 3/5 1/5 4/5 4/5 1/5 3/5 3/5
2026-05-07 B 3/5 1/5 4/5 4/5 1/5 3/5 3/5
2026-05-06 B 3/5 1/5 4/5 4/5 1/5 3/5 3/5
2026-05-05 B 3/5 1/5 4/5 4/5 1/5 3/5 3/5
2026-05-04 B 3/5 1/5 4/5 4/5 1/5 3/5 3/5
2026-05-01 B 3/5 1/5 4/5 4/5 1/5 3/5 3/5
2026-04-30 B 3/5 1/5 4/5 4/5 1/5 3/5 3/5
2026-04-29 B 3/5 1/5 4/5 4/5 1/5 3/5 3/5
2026-04-28 B 3/5 1/5 4/5 4/5 1/5 3/5 3/5
2026-04-27 B 3/5 1/5 4/5 4/5 1/5 3/5 3/5
2026-04-24 B 3/5 1/5 4/5 4/5 1/5 3/5 3/5
2026-04-23 B 3/5 1/5 4/5 5/5 1/5 3/5 3/5
2026-04-22 B 3/5 1/5 4/5 5/5 1/5 3/5 3/5
2026-04-21 B 3/5 1/5 4/5 5/5 1/5 3/5 3/5
2026-04-20 B 3/5 1/5 4/5 5/5 1/5 3/5 3/5
2026-04-17 B 3/5 1/5 4/5 5/5 1/5 3/5 3/5
2026-04-16 B 3/5 1/5 4/5 5/5 1/5 3/5 3/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-63.34M
OE per share TTM
-1.83
Owner's Yield
-101.80%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
43.7%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
19
Total invested
5.82M
Insider transactions (90d)
0
Beneficial owners (>5%)
25
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Fortress Biotech, Inc. 10.01M 56.90% 10.01M 10.01M HC 2022-08-17
2 Daniel Mack 9.09M 9.60% 9.09M HC USA 2022-02-14
3 Nantahala Capital Management, LLC 9.09M 9.60% 9.09M IA MA 2022-02-14
4 Wilmot B. Harkey 9.09M 9.60% 9.09M HC USA 2022-02-14
5 The Vanguard Group - 23-1945930 5.69M 5.71% 129.5K 160.0K IA Pennsylvania 2022-02-10
6 DAK Capital Inc. 5.61M 5.87% 5.61M 5.61M CO Alberta, Canada 2020-12-28
7 Mr. Daryl Katz 5.61M 5.87% 5.61M 5.61M IN Canada 2020-12-28
8 (1) BlackRock, Inc. 4.81M 5.00% 4.76M 4.81M HC Delaware 2021-05-07
9 Fortress Biotech, Inc. 20-5157386 3.84M 23.30% 3.84M 3.51M 10.00 HC Citizenship or Place of Organization 2019-04-19
10 Edward C. Johnson 3d 3.02M 12.38% 3.02M IN Delaware 2013-03-11
11 Highbridge Capital Management, LLC 2.73M 9.00% 2.73M IA, OO State of Delaware 2024-10-25
12 Peter Kolchinsky 1.74M 7.10% 1.74M 1.74M IN Massachusetts 2013-02-14
13 RA Capital Management, LLC 1.74M 7.10% 1.74M 1.74M IA Massachusetts 2013-02-14
14 Elliott International Capital Advisors Inc. 1.25M 2.66% 1.25M 1.25M CO Cayman Islands British West Indies 2016-02-16
15 Elliott International, L.P. 1.25M 2.66% 1.25M 1.25M PN Cayman Islands British West Indies 2016-02-16
16 RA Capital Healthcare Fund, L.P. 983.4K 4.00% 983.4K 983.4K PN Massachusetts 2013-02-14
17 Elliott Associates, L.P. 645.6K 1.37% 645.6K 645.6K PN Cayman Islands British West Indies 2016-02-16
18 Lindsay A. Rosenwald, M.D. 522.3K 4.20% 522.3K 10.00 IN United States 2016-05-09
19 Michael S. Weiss 522.3K 4.20% 522.3K 10.00 IN United States 2016-05-09
20 Opus Point Partners Management, LLC 522.3K 4.20% 522.3K 10.00 OO Delaware 2016-05-09
21 Opus Point Partners, LLC 522.3K 4.20% 522.3K 10.00 OO Delaware 2016-05-09
22 1 9.00 11.00% 3.82M 3.82M IN Massachusetts 2019-11-22
23 DAK Investments Corp. 0.00% CO Canada 2018-01-17
24 FBIO Acquisition, Inc. 0.00% 10.00 CO Delaware 2019-04-19
25 FMR LLC 0.00% HC Delaware 2013-11-12

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
19
-37 vs prev Q
New positions
5
Closed positions
38
Increased
9
Reduced
4
Put/Call ratio
0.00
Calls held
600.00
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 VANGUARD GROUP INC 1.10M +150.2K (+15.8%) 4.03M +516.6K (+14.7%) 4.04% +0.504 pp 0.00% +0.000 pp USD2.58 +41.9% 9 qtrs
2 OPALEYE MANAGEMENT INC. 1.09M +1.1M (+100.0%) 3.99M +4.0M (+100.0%) 4.00% +4.001 pp 0.53% +0.526 pp USD3.66 +0.0% 1 qtrs NEW
3 SUMMIT FINANCIAL, LLC 439.9K -4.8K (-1.1%) 1.61M -35.4K (-2.2%) 1.61% -0.040 pp 0.02% -0.002 pp USD1.86 +96.8% 3 qtrs
4 SHIKIAR ASSET MANAGEMENT INC 278.5K +— (+0.0%) 1.02M -11.0K (-1.1%) 1.02% -0.014 pp 0.25% -0.005 pp USD0.83 +341.0% 10 qtrs
5 GEODE CAPITAL MANAGEMENT, LLC 262.5K +18.1K (+7.4%) 961.1K +57.6K (+6.4%) 0.96% +0.054 pp 0.00% +0.000 pp USD2.24 +63.4% 9 qtrs
6 NORTHERN TRUST CORP 239.5K +18.9K (+8.6%) 876.7K +61.4K (+7.5%) 0.88% +0.058 pp 0.00% +0.000 pp USD3.03 +20.8% 9 qtrs
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 222.8K +148.5K (+199.9%) 815.4K +540.5K (+196.6%) 0.82% +0.541 pp 0.00% +0.000 pp USD3.31 +10.6% 9 qtrs
8 SCULPTOR CAPITAL LP 211.4K +2.5K (+1.2%) 773.7K +1.8K (+0.2%) 0.78% -0.001 pp 0.01% -0.001 pp USD3.70 -1.1% 2 qtrs
9 BLACKROCK, INC. 200.6K +10.8K (+5.7%) 734.1K +32.8K (+4.7%) 0.74% +0.030 pp 0.00% +0.000 pp USD2.27 +61.2% 6 qtrs
10 BRIDGEWAY CAPITAL MANAGEMENT, LLC 182.4K +182.4K (+100.0%) 667.5K +667.5K (+100.0%) 0.67% +0.669 pp 0.01% +0.014 pp USD3.66 +0.0% 1 qtrs NEW
11 KESTRA ADVISORY SERVICES, LLC 175.7K -21.2K (-10.8%) 643.0K -84.5K (-11.6%) 0.64% -0.088 pp 0.00% -0.001 pp USD1.92 +90.6% 5 qtrs
12 TWO SIGMA INVESTMENTS, LP 139.2K +54.2K (+63.7%) 509.3K +195.3K (+62.2%) 0.51% +0.195 pp 0.00% +0.000 pp USD3.13 +16.9% 5 qtrs
13 HB WEALTH MANAGEMENT, LLC 120.2K +— (+0.0%) 439.8K -4.2K (-0.9%) 0.44% -0.006 pp 0.00% 0.000 pp USD3.70 -1.1% 6 qtrs
14 CI PRIVATE WEALTH, LLC 96.8K +1.3K (+1.4%) 354.3K +1.5K (+0.4%) 0.36% +0.000 pp 0.00% 0.000 pp USD3.02 +21.2% 9 qtrs
15 JANE STREET GROUP, LLC 91.9K +18.8K (+25.7%) 336.4K +66.3K (+24.6%) 0.34% +0.065 pp 0.00% +0.000 pp USD3.69 -0.8% 2 qtrs
16 RENAISSANCE TECHNOLOGIES LLC 81.1K +40.3K (+98.8%) 296.8K +146.1K (+96.9%) 0.30% +0.146 pp 0.00% +0.000 pp USD3.68 -0.5% 6 qtrs
17 STATE STREET CORP 77.3K +8.0K (+11.5%) 282.8K +26.9K (+10.5%) 0.28% +0.026 pp 0.00% +0.000 pp USD2.95 +24.1% 9 qtrs
18 180 WEALTH ADVISORS, LLC 75.9K -6.7K (-8.1%) 277.6K -27.2K (-8.9%) 0.28% -0.029 pp 0.03% -0.006 pp USD1.72 +112.8% 7 qtrs
19 GROUP ONE TRADING, L.P. 63.7K +48.3K (+314.1%) 233.1K +176.3K (+310.2%) 0.23% +0.177 pp 0.00% +0.000 pp USD3.67 -0.3% 9 qtrs
20 CITADEL ADVISORS LLC 60.9K +60.9K (+100.0%) 222.9K +222.9K (+100.0%) 0.22% +0.224 pp 0.00% +0.000 pp USD3.66 +0.0% 1 qtrs NEW
21 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 51.0K +20.3K (+65.9%) 214.8K +121.0K (+129.0%) 0.19% +0.073 pp 0.00% +0.000 pp USD3.27 +11.9% 9 qtrs
22 PANAGORA ASSET MANAGEMENT INC 56.7K +20.6K (+56.9%) 207.4K +74.0K (+55.4%) 0.21% +0.074 pp 0.00% +0.000 pp USD2.51 +45.8% 3 qtrs
23 MAN GROUP PLC 52.7K +52.7K (+100.0%) 192.7K +192.7K (+100.0%) 0.19% +0.193 pp 0.00% +0.000 pp USD3.66 +0.0% 1 qtrs NEW
24 INTEGRATED WEALTH CONCEPTS LLC 51.0K -17.0K (-25.0%) 186.7K -64.6K (-25.7%) 0.19% -0.066 pp 0.00% +0.000 pp USD1.95 +87.7% 9 qtrs
25 QUADRATURE CAPITAL LTD 49.1K +49.1K (+100.0%) 179.7K +179.7K (+100.0%) 0.18% +0.180 pp 0.00% +0.002 pp USD3.66 +0.0% 1 qtrs NEW
26 PVG ASSET MANAGEMENT CORP 38.8K -34.4K (-47.0%) 142.0K -128.3K (-47.5%) 0.14% -0.130 pp 0.30% -0.693 pp USD1.56 +134.6% 7 qtrs
27 GSA CAPITAL PARTNERS LLP 36.1K +36.1K (+100.0%) 132.0K +132.0K (+100.0%) 0.13% +0.132 pp 0.01% +0.011 pp USD3.66 +0.0% 1 qtrs NEW
28 CHOREO, LLC 36.3K +— (+0.0%) 129.8K -4.2K (-3.1%) 0.13% -0.002 pp 0.00% 0.000 pp USD3.01 +21.6% 9 qtrs
29 PFG INVESTMENTS, LLC 34.7K +6.3K (+22.1%) 127.0K +22.0K (+20.9%) 0.13% +0.022 pp 0.01% +0.001 pp USD2.19 +67.1% 8 qtrs
30 NEWEDGE ADVISORS, LLC 32.5K +20.1K (+162.3%) 119.1K +73.2K (+159.9%) 0.12% +0.073 pp 0.00% +0.000 pp USD3.04 +20.4% 3 qtrs
31 TWO SIGMA ADVISERS, LP 25.3K +25.3K (+100.0%) 92.4K +92.4K (+100.0%) 0.09% +0.093 pp 0.00% +0.000 pp USD3.66 +0.0% 1 qtrs NEW
32 ENVESTNET ASSET MANAGEMENT INC 23.5K +1.2K (+5.5%) 86.0K +3.7K (+4.5%) 0.09% +0.003 pp 0.00% +0.000 pp USD2.09 +75.1% 9 qtrs
33 UBS GROUP AG 23.1K -7.2K (-23.7%) 84.6K -27.3K (-24.4%) 0.08% -0.028 pp 0.00% +0.000 pp USD1.90 +92.6% 5 qtrs
34 WEAVER CONSULTING GROUP 19.5K -1.1K (-5.2%) 71.5K -4.7K (-6.1%) 0.07% -0.005 pp 0.02% -0.002 pp USD1.64 +123.2% 7 qtrs
35 ABACUS PLANNING GROUP, INC. 14.5K +— (+0.0%) 53.2K -509.0 (-0.9%) 0.05% -0.001 pp 0.01% 0.000 pp USD3.70 -1.1% 2 qtrs
36 XTX TOPCO LTD 14.4K +14.4K (+100.0%) 52.8K +52.8K (+100.0%) 0.05% +0.053 pp 0.00% +0.001 pp USD3.66 +0.0% 5 qtrs
37 PRUDENTIAL FINANCIAL INC 13.0K -133.0 (-1.0%) 47.7K -947.0 (-1.9%) 0.05% -0.001 pp 0.00% +0.000 pp USD2.07 +76.8% 7 qtrs
38 VISIONARY WEALTH ADVISORS 11.2K +11.2K (+100.0%) 41.1K +41.1K (+100.0%) 0.04% +0.041 pp 0.00% +0.002 pp USD3.66 +0.0% 1 qtrs NEW
39 FORUM FINANCIAL MANAGEMENT, LP 10.0K +10.0K (+100.0%) 36.6K +36.6K (+100.0%) 0.04% +0.037 pp 0.00% +0.001 pp USD3.66 +0.0% 1 qtrs NEW
40 ADVISOR GROUP HOLDINGS, INC. 7.6K -18.6K (-71.2%) 27.6K -44.1K (-61.4%) 0.03% -0.070 pp 0.00% 0.000 pp USD1.99 +83.9% 9 qtrs
41 WELLS FARGO & COMPANY/MN 5.0K +— (+0.0%) 18.3K -175.0 (-0.9%) 0.02% 0.000 pp 0.00% +0.000 pp USD3.70 -1.1% 9 qtrs
42 MTM INVESTMENT MANAGEMENT, LLC 4.2K +4.2K (+100.0%) 15.6K +15.6K (+100.0%) 0.02% +0.016 pp 0.01% +0.005 pp USD3.66 +0.0% 1 qtrs NEW
43 SRS CAPITAL ADVISORS, INC. 4.1K +2.0K (+95.9%) 15.0K +7.2K (+94.0%) 0.02% +0.007 pp 0.00% +0.000 pp USD3.68 -0.5% 2 qtrs
44 NATIONAL BANK OF CANADA /FI/ 2.4K -23.1K (-90.6%) 8.8K -85.4K (-90.7%) 0.01% -0.086 pp 0.00% 0.000 pp USD2.94 +24.5% 3 qtrs
45 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 2.4K -4.4K (-64.7%) 8.8K -16.3K (-65.0%) 0.01% -0.017 pp 0.00% 0.000 pp USD3.70 -1.1% 2 qtrs
46 MORGAN STANLEY 2.2K -299.0 (-12.2%) 7.9K -1.2K (-13.0%) 0.01% -0.001 pp 0.00% +0.000 pp USD1.84 +98.9% 9 qtrs
47 JPMORGAN CHASE & CO 672.00 +— (+0.0%) 2.5K -23.0 (-0.9%) 0.00% +0.000 pp 0.00% +0.000 pp USD3.01 +21.6% 9 qtrs
48 WOLVERINE ASSET MANAGEMENT LLC 600.00 +— (+0.0%) 2.2K -21.0 (-0.9%) 0.00% +0.000 pp 0.00% +0.000 pp USD3.70 -1.1% 2 qtrs
49 BANK OF AMERICA CORP /DE/ 459.00 -6.7K (-93.6%) 1.7K -24.6K (-93.6%) 0.00% -0.025 pp 0.00% +0.000 pp USD3.60 +1.7% 9 qtrs
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 33.00 +— (+0.0%) 121.00 -1.0 (-0.8%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.27 +61.2% 9 qtrs
51 LARSON FINANCIAL GROUP LLC 16.00 +16.0 (+100.0%) 59.00 +59.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD3.63 +0.8% 1 qtrs NEW
52 BNP PARIBAS ARBITRAGE, SNC 2.00 +— (+0.0%) 7.00 +— (+0.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.50 +144.0% 8 qtrs
53 ACADIAN ASSET MANAGEMENT LLC -43.1K (-100.0%) -158.0K (-100.0%) 0.00% -0.160 pp 0.00% 0.000 pp USD 9 qtrs SOLD
54 ROCKEFELLER CAPITAL MANAGEMENT L.P. -4.8K (-100.0%) -17.8K (-100.0%) 0.00% -0.018 pp 0.00% +0.000 pp USD 2 qtrs SOLD
55 SBI SECURITIES CO., LTD. -1.0 (-100.0%) -4.0 (-100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD 5 qtrs SOLD
56 SCIENTECH RESEARCH LLC -18.1K (-100.0%) -66.8K (-100.0%) 0.00% -0.067 pp 0.00% -0.023 pp USD 2 qtrs SOLD
57 MACQUARIE GROUP LTD -6.7K (-100.0%) -25.0K (-100.0%) 0.00% -0.025 pp 0.00% +0.000 pp USD 9 qtrs SOLD
58 SIMPLEX TRADING, LLC -54.5K (-100.0%) -201.0K (-100.0%) 0.00% -0.203 pp 0.00% 0.000 pp USD 2 qtrs SOLD
59 HRT FINANCIAL LP -46.1K (-100.0%) -170.0K (-100.0%) 0.00% -0.172 pp 0.00% -0.001 pp USD 2 qtrs SOLD
60 SWAN CAPITAL LLC -250.0 (-100.0%) -924.0 (-100.0%) 0.00% -0.001 pp 0.00% 0.000 pp USD 2 qtrs SOLD
61 TME FINANCIAL, INC. -11.5K (-100.0%) -42.5K (-100.0%) 0.00% -0.043 pp 0.00% -0.032 pp USD 4 qtrs SOLD
62 TOTH FINANCIAL ADVISORY CORP -400.0 (-100.0%) -1.5K (-100.0%) 0.00% -0.002 pp 0.00% 0.000 pp USD 2 qtrs SOLD
63 TOWER RESEARCH CAPITAL LLC (TRC) -4.8K (-100.0%) -17.7K (-100.0%) 0.00% -0.018 pp 0.00% -0.001 pp USD 9 qtrs SOLD
64 FMR LLC -63.0 (-100.0%) -233.0 (-100.0%) 0.00% 0.000 pp 0.00% +0.000 pp USD 9 qtrs SOLD
65 TWO SIGMA SECURITIES, LLC -30.5K (-100.0%) -112.6K (-100.0%) 0.00% -0.113 pp 0.00% -0.017 pp USD 3 qtrs SOLD
66 CITIGROUP INC -525.0 (-100.0%) -1.9K (-100.0%) 0.00% -0.002 pp 0.00% +0.000 pp USD 6 qtrs SOLD
67 OMERS ADMINISTRATION CORP -17.7K (-100.0%) -65.4K (-100.0%) 0.00% -0.066 pp 0.00% -0.001 pp USD 2 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 13 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 iShares Micro-Cap ETF IWC 0.02% 290.9K 0.60%
2 EA Bridgeway Omni Small-Cap Value ETF BSVO 0.00% 57.4K 0.47%
3 Vanguard Extended Market ETF VXF 0.00% 766.0K 0.05%
4 Vanguard U.S. Total Market Index ETF (CAD-hedged) VUS.TO 0.00% 839.83 0.17%
5 Vanguard U.S. Total Market Shares Index ETF VTS.AX 0.00% 4.1K 0.03%
6 Vanguard U.S. Total Market Index ETF VUN.TO 0.00% 11.4K 0.17%
7 Vanguard Total Stock Market ETF VTI 0.00% 1.94M 0.03%
8 Vanguard All-Equity ETF Portfolio VEQT.TO 0.00% 4.3K 0.22%
9 Vanguard Growth ETF Portfolio VGRO.TO 0.00% 2.3K 0.22%
10 Vanguard Balanced ETF Portfolio VBAL.TO 0.00% 936.25 0.22%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
1
Sells
0
Shares acquired
3.0K
Shares disposed
Cash buys
Cash sales
Net activity
+2,967
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-04-01 Jin David Officer A-Award A Common Stock, par value $0.001 2,967 2.18 6.5K 1,251,571 D
2026-03-18 WEISS MICHAEL S Director / Officer A-Award A common stock, par value $0.001 475,424 0.00 2,276,562 D
2026-03-18 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner A-Award A Common stock, par value $0.001 475,424 0.00 4,586,841 D
2026-01-01 Lorenz Kevin Director A-Award A common stock, par value $0.001 27,322 0.00 101,009 D
2026-01-01 LOBELL J JAY Director A-Award A common stock, par value $0.001 27,322 0.00 192,397 D
2026-01-01 Klein Dov Director A-Award A common stock, par value $0.001 27,322 0.00 130,105 D
2026-01-01 Hoenlein Malcolm Director A-Award A Common Stock, par value $0.001 27,322 0.00 115,747 D
2026-01-01 Harvey Jimmie Director A-Award A common stock, par value $0.001 27,322 0.00 146,704 D
2025-10-01 Jin David Officer A-Award A Common Stock, par value $0.001 2,711 1.31 3.5K 1,248,604 D
2025-04-01 Jin David Officer A-Award A Common Stock, par value $0.001 5,000 1.22 6.1K 1,245,893 D
2025-01-01 WEISS MICHAEL S Director / Officer A-Award A common stock, par value $0.001 454,153 0.00 1,801,138 D
2025-01-01 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner A-Award A Common stock, par value $0.001 454,153 0.00 4,111,417 D
2025-01-01 Lu Lucy Director A-Award A common stock, par value $0.001 49,383 0.00 61,273 D
2025-01-01 Lorenz Kevin Director A-Award A common stock, par value $0.001 49,383 0.00 73,687 D
2025-01-01 Klein Dov Director A-Award A common stock, par value $0.001 49,383 0.00 102,783 D
2025-01-01 Hoenlein Malcolm Director A-Award A Common Stock, par value $0.001 49,383 0.00 88,425 D
2025-01-01 Harvey Jimmie Director A-Award A common stock, par value $0.001 49,383 0.00 119,382 D
2024-12-19 Jin David Officer A-Award A Common Stock, par value $0.001 1,000,000 0.00 1,240,893 D
2024-10-01 Jin David Officer A-Award A Common Stock, par value $0.001 2,625 1.23 3.2K 240,893 D
2024-09-23 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner P-Purchase A Common stock, par value $0.001 763,359 1.84 1.40M 3,657,264 D
2024-07-11 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner P-Purchase A SERIES A CUMULATIVE PERPETUAL PREFERRED STOCK 5,000 7.48 37.4K 127,500
2024-07-10 Jin David Officer P-Purchase A SERIES A CUMULATIVE PERPETUAL PREFERRED STOCK 500 7.50 3.8K 500
2024-07-09 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner P-Purchase A SERIES A CUMULATIVE PERPETUAL PREFERRED STOCK 5,000 7.39 37.0K 122,500
2024-07-08 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner P-Purchase A SERIES A CUMULATIVE PERPETUAL PREFERRED STOCK 5,000 7.35 36.8K 117,500
2024-06-28 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner P-Purchase A COMMON STOCK, PAR VALUE $0.001 20,000 1.64 32.7K 2,893,905
2024-05-20 Klein Dov Director S-Sale D COMMON STOCK, PAR VALUE $0.001 10,000 1.89 18.9K 53,400
2024-05-16 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner P-Purchase A COMMON STOCK, PAR VALUE $0.001 10,000 1.76 17.6K 2,873,905
2024-04-01 Jin David Officer A-Award A COMMON STOCK, PAR VALUE $0.001 2,352 1.70 4.0K 238,268
2024-01-05 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner P-Purchase A COMMON STOCK, PAR VALUE $0.001 50,000 2.38 118.8K 2,863,905
2024-01-01 WEISS MICHAEL S Director / Officer / 10% Owner A-Award A COMMON STOCK, PAR VALUE $0.001 216,465 0.00 1,346,985
2024-01-01 Rowinsky Eric K Director A-Award A COMMON STOCK, PAR VALUE $0.001 6,666 0.00 68,797
2024-01-01 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner A-Award A COMMON STOCK, PAR VALUE $0.001 216,465 0.00 2,813,905
2024-01-01 Lu Lucy Director A-Award A COMMON STOCK, PAR VALUE $0.001 3,333 0.00 11,890
2024-01-01 Lorenz Kevin Director A-Award A COMMON STOCK, PAR VALUE $0.001 3,333 0.00 24,304
2024-01-01 LOBELL J JAY Director A-Award A COMMON STOCK, PAR VALUE $0.001 6,666 0.00 115,692
2024-01-01 Klein Dov Director A-Award A COMMON STOCK, PAR VALUE $0.001 6,666 0.00 63,400
2024-01-01 Hoenlein Malcolm Director A-Award A COMMON STOCK, PAR VALUE $0.001 3,333 0.00 39,042
2024-01-01 Harvey Jimmie Director A-Award A COMMON STOCK, PAR VALUE $0.001 6,666 0.00 69,999
2023-12-20 Jin David Officer A-Award A COMMON STOCK, PAR VALUE $0.001 140,000 0.00 235,916
2023-11-14 WEISS MICHAEL S Director / Officer P-Purchase A COMMON STOCK, PAR VALUE $0.001 147,058 1.70 250.0K 1,130,520
2023-11-14 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner P-Purchase A COMMON STOCK, PAR VALUE $0.001 1,567,515 1.70 2.66M 2,597,440
2023-09-26 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner P-Purchase A COMMON STOCK, PAR VALUE $0.001 100,000 0.28 28.3K 15,449,091
2023-08-18 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner P-Purchase A SERIES A CUMULATIVE PERPETUAL PREFERRED STOCK 10,000 9.34 93.4K 112,500
2023-08-17 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner P-Purchase A SERIES A CUMULATIVE PERPETUAL PREFERRED STOCK 10,000 11.75 117.5K 102,500
2023-02-10 WEISS MICHAEL S Director / Officer / 10% Owner P-Purchase A COMMON STOCK, PAR VALUE $0.001 1,197,604 0.84 1,000.0K 14,752,034
2023-02-10 Rowinsky Eric K Director P-Purchase A COMMON STOCK, PAR VALUE $0.001 11,976 0.84 10.0K 931,976
2023-02-10 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner P-Purchase A COMMON STOCK, PAR VALUE $0.001 2,395,209 0.84 2.00M 15,349,091
2023-02-10 Lu Lucy Director P-Purchase A COMMON STOCK, PAR VALUE $0.001 11,976 0.84 10.0K 133,379
2023-02-10 LOBELL J JAY Director P-Purchase A COMMON STOCK, PAR VALUE $0.001 299,401 0.84 250.0K 1,635,401
2023-02-10 Jin David Officer P-Purchase A COMMON STOCK, PAR VALUE $0.001 35,928 0.84 30.0K 1,438,757
2023-01-01 WEISS MICHAEL S Officer A-Award A COMMON STOCK, PAR VALUE $0.001 1,219,294 0.00 13,554,430
2023-01-01 Rowinsky Eric K Director A-Award A COMMON STOCK, PAR VALUE $0.001 100,000 0.00 920,000
2023-01-01 ROSENWALD LINDSAY A MD Officer A-Award A COMMON STOCK, PAR VALUE $0.001 1,219,294 0.00 12,953,882
2023-01-01 Lu Lucy Director A-Award A COMMON STOCK, PAR VALUE $0.001 50,000 0.00 121,403
2023-01-01 Lorenz Kevin Director A-Award A COMMON STOCK, PAR VALUE $0.001 50,000 0.00 314,572
2023-01-01 LOBELL J JAY Director A-Award A COMMON STOCK, PAR VALUE $0.001 100,000 0.00 1,336,000
2023-01-01 Klein Dov Director A-Award A COMMON STOCK, PAR VALUE $0.001 100,000 0.00 851,015
2023-01-01 Hoenlein Malcolm Director A-Award A COMMON STOCK, PAR VALUE $0.001 50,000 0.00 535,636
2023-01-01 Harvey Jimmie Director A-Award A COMMON STOCK, PAR VALUE $0.001 100,000 0.00 950,000
2022-12-16 Lu Lucy Director A-Award A COMMON STOCK, PAR VALUE $0.001 30,000 0.00 71,403
2022-12-14 Lu Lucy Director D Common Stock 0 0.00 36,403
2022-12-01 ROSENWALD LINDSAY A MD Officer P-Purchase A COMMON STOCK, PAR VALUE $0.001 100,000 0.68 68.0K 11,730,324
2022-11-30 ROSENWALD LINDSAY A MD Officer P-Purchase A COMMON STOCK, PAR VALUE $0.001 5,000 0.56 2.8K 11,630,324
2022-11-30 Jin David Officer P-Purchase A COMMON STOCK, PAR VALUE $0.001 5,000 0.56 2.8K 1,402,829
2022-10-26 Jin David Officer A-Award A COMMON STOCK, PAR VALUE $0.001 1,350,000 0.00 1,397,829
2022-10-21 ROSENWALD LINDSAY A MD Officer P-Purchase A COMMON STOCK, PAR VALUE $0.001 100,000 0.70 69.5K 11,625,324
2022-08-16 Jin David Officer D Common Stock 0 0.00 47,829
2022-06-01 ROSENWALD LINDSAY A MD Officer A-Award A COMMON STOCK, PAR VALUE $0.001 4,264 0.73 3.1K 11,734,588
2022-01-01 WEISS MICHAEL S Director / Officer / 10% Owner A-Award A Common Stock 1,102,986 0.00 12,335,136
2022-01-01 Rowinsky Eric K Director A-Award A Common Stock, par value $0.001 100,000 0.00 820,000
2022-01-01 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner A-Award A COMMON STOCK, PAR VALUE $0.001 1,102,986 0.00 11,525,324
2022-01-01 Lorenz Kevin Director A-Award A COMMON STOCK, PAR VALUE $0.001 50,000 0.00 264,572
2022-01-01 LOBELL J JAY Director A-Award A Common Stock, par value $0.001 100,000 0.00 1,236,000
2022-01-01 Klein Dov Director A-Award A Common Stock, par value $0.001 100,000 0.00 751,015
2022-01-01 Hoenlein Malcolm Director A-Award A Common Stock 50,000 0.00 485,636
2022-01-01 Harvey Jimmie Director A-Award A COMMON STOCK, PAR VALUE $0.001 100,000 0.00 850,000
2021-12-28 Klein Dov Director S-Sale D Common Stock, par value $0.001 5,000 2.45 12.3K 651,015
2021-12-01 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner A-Award A COMMON STOCK, PAR VALUE $0.001 1,250 2.42 3.0K 10,422,338
2021-11-16 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner J-Other A COMMON STOCK, PAR VALUE $0.001 4,619 0.00 10,421,088
2021-11-16 Klein Dov Director J-Other A Common Stock, par value $0.001 230 0.00 656,015
2021-11-16 Hoenlein Malcolm Director J-Other A Common Stock 230 0.00 435,636
2021-09-30 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner J-Other A COMMON STOCK, PAR VALUE $0.001 8,133 0.00 10,416,469
2021-09-30 Klein Dov Director J-Other A Common Stock, par value $0.001 480 0.00 655,785
2021-09-30 Hoenlein Malcolm Director J-Other A Common Stock 406 0.00 435,406
2021-09-21 Hunter Robyn Officer S-Sale D Common Stock, par value $0.001 28,292 3.13 88.6K 163,877
2021-08-05 Klein Dov Director J-Other A Common Stock, par value $0.001 305 0.00 655,305
2021-06-01 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner A-Award A COMMON STOCK, PAR VALUE $0.001 1,297 2.31 3.0K 10,408,336
2021-03-02 Rowinsky Eric K Director S-Sale D Common Stock, par value $0.001 10,000 4.45 44.5K 720,000
2021-02-19 Rowinsky Eric K Director S-Sale D Common Stock, par value $0.001 8,000 4.31 34.5K 730,000
2021-02-18 Rowinsky Eric K Director S-Sale D Common Stock, par value $0.001 6,000 4.20 25.2K 738,000
2021-02-16 Rowinsky Eric K Director S-Sale D Common Stock, par value $0.001 2,000 3.86 7.7K 744,000
2021-02-05 Rowinsky Eric K Director S-Sale D Common Stock, par value $0.001 4,000 3.80 15.2K 746,000
2021-01-01 WEISS MICHAEL S Director / Officer / 10% Owner A-Award A Common Stock 1,030,339 0.00 11,232,150
2021-01-01 Rowinsky Eric K Director A-Award A Common Stock, par value $0.001 100,000 0.00 750,000
2021-01-01 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner A-Award A COMMON STOCK, PAR VALUE $0.001 1,030,339 0.00 10,407,039
2021-01-01 Lorenz Kevin Director P-Purchase A COMMON STOCK, PAR VALUE $0.001 50,000 0.00 214,582
2021-01-01 LOBELL J JAY Director A-Award A Common Stock, par value $0.001 100,000 0.00 1,136,000
2021-01-01 Klein Dov Director A-Award A Common Stock, par value $0.001 100,000 0.00 655,000
2021-01-01 Hoenlein Malcolm Director A-Award A Common Stock 50,000 0.00 435,000
2021-01-01 Harvey Jimmie Director A-Award A COMMON STOCK, PAR VALUE $0.001 100,000 0.00 750,000
2020-12-01 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner A-Award A COMMON STOCK, PAR VALUE $0.001 1,250 2.34 2.9K 9,376,700
2020-09-22 Hunter Robyn Officer S-Sale D Common Stock, par value $0.001 28,450 4.38 124.6K 192,169
2020-08-26 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner P-Purchase A SERIES A CUMULATIVE PERPETUAL PREFERRED STOCK 52,500 18.00 945.0K 92,500
2020-08-26 Hoenlein Malcolm Director P-Purchase A SERIES A CUMULATIVE PERPETUAL PREFERRED STOCK 16,667 18.00 300.0K 16,667
2020-06-01 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner A-Award A COMMON STOCK, PAR VALUE $0.001 1,602 1.69 2.7K 9,375,450
2020-01-01 WEISS MICHAEL S Director / Officer / 10% Owner A-Award A Common Stock 801,536 0.00 10,201,811
2020-01-01 Rowinsky Eric K Director A-Award A Common Stock, par value $0.001 100,000 0.00 650,000
2020-01-01 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner A-Award A COMMON STOCK, PAR VALUE $0.001 801,536 0.00 9,373,848
2020-01-01 Lorenz Kevin Director P-Purchase A COMMON STOCK, PAR VALUE $0.001 50,000 0.00 164,582
2020-01-01 LOBELL J JAY Director A-Award A Common Stock, par value $0.001 100,000 0.00 1,036,000
2020-01-01 Klein Dov Director A-Award A Common Stock, par value $0.001 100,000 0.00 555,000
2020-01-01 Hoenlein Malcolm Director A-Award A Common Stock 50,000 0.00 385,000
2020-01-01 Harvey Jimmie Director A-Award A COMMON STOCK, PAR VALUE $0.001 100,000 0.00 650,000
2019-12-01 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner P-Purchase A COMMON STOCK, PAR VALUE $0.001 1,123 2.06 2.3K 8,572,312
2019-08-14 Lorenz Kevin Director D Common Stock, par value $0.001 0 0.00 50,000
2019-07-18 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner A-Award A COMMON STOCK, PAR VALUE $0.001 396,825 1.26 500.0K 8,569,722
2019-06-03 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner P-Purchase A COMMON STOCK, PAR VALUE $0.001 1,467 1.10 1.6K 8,571,189
2019-06-03 Hunter Robyn Officer P-Purchase A Common Stock, par value $0.001 2,297 1.10 2.5K 220,619
2019-04-17 Avgerinos George Officer A-Award A Options to purchase Common Stock 200,000 9.21 1.84M 200,000
2019-01-01 WEISS MICHAEL S Director / Officer / 10% Owner A-Award A Common Stock 648,204 0.00 9,400,275
2019-01-01 Rowinsky Eric K Director A-Award A Common Stock 100,000 0.00 550,000
2019-01-01 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner A-Award A Common Stock 648,204 0.00 8,172,897
2019-01-01 LOBELL J JAY Director A-Award A Common Stock 100,000 0.00 936,000
2019-01-01 Klein Dov Director A-Award A Common Stock 100,000 0.00 455,000
2019-01-01 Hoenlein Malcolm Director A-Award A Common Stock 50,000 0.00 335,000
2019-01-01 Harvey Jimmie Director A-Award A COMMON STOCK, PAR VALUE $0.001 100,000 0.00 550,000
2018-12-11 Avgerinos George Officer S-Sale D COMMON STOCK, PAR VALUE $0.001 97,325 1.05 102.2K 255,170
2018-12-01 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner A-Award A Common Stock 1,514 0.00 7,524,693
2018-11-23 Hunter Robyn Officer S-Sale D Common Stock 20,370 1.29 26.3K 239,759
2018-07-03 WEISS MICHAEL S Director / Officer / 10% Owner A-Award A Common Stock 164,473 0.00 8,752,071
2018-07-03 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner A-Award A Common Stock 164,473 0.00 7,523,179
2018-01-01 WEISS MICHAEL S Director / Officer / 10% Owner A-Award A Common Stock 586,428 0.00 8,587,598
2018-01-01 Rowinsky Eric K Director A-Award A Common Stock 100,000 0.00 450,000
2018-01-01 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner A-Award A Common Stock 586,428 0.00 7,358,706
2018-01-01 LOBELL J JAY Director A-Award A Common Stock 100,000 0.00 786,000
2018-01-01 Klein Dov Director A-Award A Common Stock 100,000 0.00 355,000
2018-01-01 Hoenlein Malcolm Director A-Award A Common Stock 50,000 0.00 285,000
2018-01-01 Harvey Jimmie Director A-Award A Common Stock 100,000 0.00 450,000
2017-12-14 Avgerinos George Officer S-Sale D COMMON STOCK, PAR VALUE $0.001 12,000 3.55 42.6K 352,495
2017-12-13 Avgerinos George Officer S-Sale D COMMON STOCK, PAR VALUE $0.001 19,000 3.57 67.8K 364,495
2017-12-12 Avgerinos George Officer S-Sale D COMMON STOCK, PAR VALUE $0.001 25,593 3.59 91.9K 383,495
2017-11-29 Avgerinos George Officer A-Award A COMMON STOCK, PAR VALUE $0.001 150,000 0.00 409,088
2017-11-06 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner P-Purchase A SERIES A CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK 40,000 25.00 1.00M 40,000
2017-07-14 Klein Dov Director D-Return D Common Stock, par value $0.001 13,333 0.00 201,668
2017-06-26 Hunter Robyn Officer D Common Stock (Restricted) 0 0.00 260,129
2017-03-10 Hoenlein Malcolm Director A-Award A Deferred Restricted Stock Units 16,666 0.00 49,998
2017-03-10 Harvey Jimmie Director A-Award A Deferred Restricted Stock Units 16,666 0.00 49,998
2017-01-01 WEISS MICHAEL S Director / Officer / 10% Owner A-Award A Common Stock, par value $0.001 552,698 0.00 8,001,170
2017-01-01 Rowinsky Eric K Director A-Award A Common Stock, par value $0.001 100,000 0.00 350,000
2017-01-01 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner A-Award A Common Stock, par value $0.001 552,698 0.00 5,857,168
2017-01-01 LOBELL J JAY Director A-Award A Common Stock, par value $0.001 100,000 0.00 686,000
2017-01-01 Klein Dov Director A-Award A Common Stock, par value $0.001 100,000 0.00 241,667
2017-01-01 Hoenlein Malcolm Director A-Award A Deferred Restricted Stock Units 16,666 0.00 33,332
2017-01-01 Harvey Jimmie Director A-Award A Deferred Restricted Stock Units 16,666 0.00 33,332
2016-12-01 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner P-Purchase A Common Stock, par value $0.001 731 2.03 1.5K 5,304,470
2016-09-16 Avgerinos George Officer S-Sale D Common Stock, par value $0.001 33,912 2.55 86.5K 259,088
2016-09-15 Avgerinos George Officer S-Sale D Common Stock, par value $0.001 15,000 2.54 38.1K 293,000
2016-09-14 Avgerinos George Officer A-Award A Common Stock, par value $0.001 150,000 0.00 308,000
2016-09-12 FBIO Acquisition, Inc. 10% Owner I Common Stock 0 0.00 16,294
2016-07-15 Klein Dov Director A-Award A Deferred Restricted Stock Units 13,333 0.00 13,333
2016-06-01 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner P-Purchase A Common Stock, par value $0.001 613 2.40 1.5K 5,303,739
2016-05-20 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner S-Sale D Ordinary Shares 1,020,000 0.00 0.97 265,000
2016-03-16 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner A-Award A Convertible Promissory Note 7,500 10.00 75.0K 32,500
2016-03-14 Hoenlein Malcolm Director A-Award A Deferred Restricted Stock Units 16,666 0.00 16,666
2016-03-14 Harvey Jimmie Director A-Award A Deferred Restricted Stock Units 16,666 0.00 16,666
2016-02-03 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner A-Award A Convertible Promissory Note 10,000 10.00 100.0K 25,000
2016-01-01 WEISS MICHAEL S Director / Officer / 10% Owner A-Award A Common Stock, par value $0.001 510,434 0.00 7,448,472
2016-01-01 Rowinsky Eric K Director A-Award A Common Stock, par value $0.001 100,000 0.00 250,000
2016-01-01 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner A-Award A Common Stock, par value $0.001 510,434 0.00 5,303,126
2016-01-01 LOBELL J JAY Director A-Award A Common Stock, par value $0.001 100,000 0.00 586,000
2016-01-01 Klein Dov Director A-Award A Common Stock, par value $0.001 100,000 0.00 155,000
2015-12-01 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner P-Purchase A Common Stock, par value $0.001 586 2.41 1.4K 4,792,692
2015-10-09 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner A-Award A Convertible Promissory Note 50,000 10.00 500.0K 15,000
2015-09-11 Avgerinos George Officer D-Return D Common Stock, par value $0.001 31,299 2.68 83.9K 158,000
2015-09-10 Avgerinos George Officer D-Return D Common Stock, par value $0.001 22,737 2.62 59.6K 189,299
2015-09-09 Avgerinos George Officer D-Return D Common Stock, par value $0.001 14,100 2.62 36.9K 212,036
2015-09-08 Avgerinos George Officer D-Return D Common Stock, par value $0.001 11,704 2.57 30.1K 226,136
2015-09-04 Avgerinos George Officer D-Return D Common Stock, par value $0.001 2,136 2.60 5.6K 237,840
2015-09-03 Avgerinos George Officer D-Return D Common Stock, par value $0.001 18,200 2.58 47.0K 239,976
2015-09-02 Avgerinos George Officer D-Return D Common Stock, par value $0.001 24,900 2.60 64.7K 258,176
2015-09-01 Avgerinos George Officer D-Return D Common Stock, par value $0.001 158 2.70 426.60 283,076
2015-08-31 Avgerinos George Officer D-Return D Common Stock, par value $0.001 3,500 2.94 10.3K 283,234
2015-08-21 Avgerinos George Officer D-Return D Common Stock, par value $0.001 10,000 2.55 25.5K 286,734
2015-08-19 Avgerinos George Officer D-Return D Common Stock, par value $0.001 11,266 3.00 33.8K 296,734
2015-08-13 Avgerinos George Officer A-Award A Common Stock, par value $0.001 300,000 0.00 308,000
2015-07-15 Klein Dov Director A-Award A Common Stock, par value $0.001 50,000 0.00 55,000
2015-07-15 Avgerinos George Officer D-Return D Options to purchase Common Stock 200,000 9.21 1.84M 0
2015-06-01 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner P-Purchase A Common Stock, par value $0.001 785 1.80 1.4K 4,792,106
2015-03-18 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner A-Award A Convertible Promissory Note 10,000 10.00 100.0K 10,000
2015-03-12 Rowinsky Eric K Director A-Award A Common Stock, par value $0.001 50,000 0.00 100,000
2015-03-12 LOBELL J JAY Director A-Award A Common Stock, par value $0.001 50,000 0.00 436,000
2015-01-05 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner J-Other D Ordinary Shares 100,000 0.00 1,285,000
2014-12-12 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner I Ordinary Shares 0 0.00 1,385,000
2014-12-01 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner P-Purchase A Common Stock, par value $0.001 974 1.45 1.4K 4,791,321
2014-12-01 Lu Lucy Officer P-Purchase A Common Stock, par value $0.001 5,000 1.45 7.3K 35,631
2014-11-06 WEISS MICHAEL S Director / Officer / 10% Owner P-Purchase A Common Stock, par value $0.001 1,000,000 1.61 1.61M 6,938,038
2014-11-06 ROSENWALD LINDSAY A MD Director / Officer / 10% Owner P-Purchase A Common Stock, par value $0.001 150,000 1.61 241.5K 4,790,347
2014-11-06 Hoenlein Malcolm Director P-Purchase A Common Stock, par value $0.001 25,000 1.61 40.3K 55,000
2014-06-02 Lu Lucy Officer P-Purchase A Common Stock, par value $0.001 5,000 1.37 6.9K 30,631
2014-04-22 HORGAN KEVIN Officer S-Sale D Common Stock 47,566 1.89 90.0K 0

Executive team

Top executives
EBIT / Employee
-695.3K
Shares Outstanding
32.20M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2012 Lucy Lu, M.D. Executive Vice President and Chief Financial Officer 256.9K 92.5K 1.52M 683.00 1.87M 81.31%
2 2012 Karin M. Hehenberger, M.D., Ph.D. Executive Vice President and Chief Medical Officer 300.0K 108.0K 763.8K 820.00 1.17M 65.13%
3 2012 Bobby W. Sandage, Jr. Ph.D. President and Former Chief Executive Officer 395.0K 200.0K 3.9K 598.9K 0.00%
4 2012 Dale Ritter Senior Vice President, Finance and Chief Accounting Officer 272.1K 99.0K 203.1K 8.3K 582.6K 34.86%
5 2012 Noah D. Beerman Executive Vice President and Chief Operating Officer 328.0K 132.8K 3.8K 464.7K 0.00%
6 2012 Harlan F. Weisman, M.D. Chairman and Chief Executive Officer 4.6K 120.3K 13.1K 138.0K 87.14%
7 2011 Bobby W. Sandage, Jr., Ph.D. 284.1K 140.0K 257.3K 133.9K 815.3K 31.55%
8 2011 Bobby W. Sandage, Jr. Ph.D. President and Former Chief Executive Officer 284.1K 140.0K 257.3K 133.9K 795.3K 32.35%
9 2011 Noah D. Beerman Executive Vice President and Chief Operating Officer 87.5K 39.0K 484.4K 610.9K 79.29%
10 2011 Noah D. Beerman Executive Vice President and Chief Operating Officer 87.5K 36.0K 484.4K 607.9K 79.68%
11 2011 Gary Gemignani Former Executive Vice President, 177.6K 36.5K 295.2K 509.3K 7.17%
12 2011 Karin M. Hehenberger, M.D., Ph.D. Executive Vice President and Chief Medical Officer 17.1K 5.1K 481.4K 503.7K 95.58%
13 2011 Dale Ritter Senior Vice President, Finance and Chief Accounting Officer 149.9K 62.0K 102.9K 7.9K 322.7K 31.89%
14 2011 Glenn L. Cooper, M.D. Executive Chairman, Director 225.0K 97.5K 322.5K 0.00%
15 2011 Lucy Lu, M.D. Executive Vice President and Chief Financial Officer
16 2011 Harlan F. Weisman, M.D. Chairman and Chief Executive Officer
17 2010 Gary Gemignani Former Executive Vice President, 211.5K 175.0K 312.6K 699.1K 44.72%
18 2010 Glenn L. Cooper, M.D. Executive Chairman, Director 453.7K 137.5K 591.2K 76.74%
19 2010 Noah D. Beerman Executive Vice President and Chief Operating Officer
20 2010 Bobby W. Sandage, Jr. Ph.D. President and Former Chief Executive Officer
21 2010 Dale Ritter Senior Vice President, Finance and Chief Accounting Officer
22 2010 Karin M. Hehenberger, M.D., Ph.D. Executive Vice President and Chief Medical Officer
23 2010 Lucy Lu, M.D. Executive Vice President and Chief Financial Officer
24 2010 Harlan F. Weisman, M.D. Chairman and Chief Executive Officer
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-28 DEFA14A
2026-04-28 DEF 14A
2025-04-28 DEFA14A
2025-04-28 DEF 14A
2025-04-18 PRE 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-04-28 DEFA14A
2026-04-28 DEF 14A
2026-04-01 4
2026-03-31 8-K
2026-03-31 10-K
2026-03-30 8-K
2026-03-20 SC 13D/A
2026-03-20 4
2026-03-20 4
2026-02-23 8-K

Executive team

NameTitleCompensationGender
Lindsay Allan Rosenwald Executive Chairman, President & Chief Executive Officer 687.7K
David Jin Chief Financial Officer & Head of Corporate Development 664.1K male
Michael S. Weiss Executive Vice Chairman of Strategic Development & Director 652.7K male
Xiaoqin Lu Chief Strategy Officer 15.0K
Samuel Berry General Counsel & Corporate Secretary male
ESG Rating
B
BIOTECHNOLOGY
Rank: 298 out of 662
2021
E (Environmental)
55.3 / 56.3
Company / Sector avg.
S (Social)
64.8 / 62.4
Company / Sector avg.
G (Governance)
63.3 / 60.9
Company / Sector avg.
ESG Total
61.1 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits