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Eledon Pharmaceuticals, Inc. (ELDN)

USD4.00 -0.06 (-1.36%)
US NASDAQ Healthcare Biotechnology
Address 19900 MacArthur Boulevard 92612
Irvine, CA, US
CEO David-Alexandre C. Gros
Website eledon.com
IPO 2014-09-17
CIK 1404281 ISIN US28617K1016

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Description

Eledon Pharmaceuticals, Inc. is a clinical-stage biopharmaceutical firm dedicated to creating innovative treatments for individuals battling autoimmune disorders, amyotrophic lateral sclerosis (ALS), and those undergoing organ or cell transplantation. Their flagship therapeutic candidate, AT-1501, is a humanized monoclonal antibody engineered to specifically target CD40 Ligand, a crucial protein found on the surface of immune system T cells. This compound is currently undergoing Phase 2a clinical studies for ALS treatment and Phase 2 trials for islet cell transplantation, aiming to address type 1 diabetes. Previously known as Novus Therapeutics, Inc., the company adopted its current name, Eledon Pharmaceuticals, Inc., in January 2021. Its corporate headquarters are located in Irvine, California.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD4.00 -0.06 (-1.36%)
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Volume Profile
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Liquidity & share structure
Average Volume
2M
Beta
0.96
Float Shares
54.44M
Free Float %
90.8%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+2.09% +2.63% +25.81% +94.03% +106.35% +158.28% +35.89% +61.83% -58.06% -99.63% -99.90%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (4 ratings, all time) Buy
Price Targets & DCF
Current price
4.00
Low 5.00 +25.2%
Consensus 5.00 +25.2%
Median 5.00 +25.2%
High 5.00 +25.2%
DCF (Unlevered) 0.24 -94.1%
DCF (Levered) 0.27 -93.2%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 100% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 7 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter 1
5.00
+25.2%
Last Year 2
7.00
+75.2%
All Time 2
7.00
+75.2%
Quality scores
Altman Z-Score
-1.60
Distress
Piotroski F-Score
0 / 9
Weak
MOAT Score
3 / 10
No MOAT
Composite Rating
B-
Overall Score
2 / 5
Medium
DCF Score
3 / 5
Medium
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
4 / 5
High
P/E Score
1 / 5
Low
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
  • EPS growth Biotechnology: +29.7%
    +25.3% Q1'26: -22,712.5% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
  • EBIT margin Biotechnology: +0.0%
  • ROIC Biotechnology: -16.1%
    -2,038.5% Q1'26: +0.0% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +68.6% Q1'26: +45.8% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -0.01× Q1'26: -0.01× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.95) × ERP
WACC = 100% × Ke + 0% × Kd (4.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 0.24 Current price: 4.00
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2024
actual
Dec 2025
actual
Dec 2026
2 EPS Ana.
Dec 2027
2 EPS Ana.
Dec 2028
4 Rev. Ana.
3 EPS Ana.
Dec 2029
3 Rev. Ana.
1 EPS Ana.
Dec 2030
3 Rev. Ana.
1 EPS Ana.
Revenue
est: 50.00M (-100.0%)
— – —
-100.0% YoY
— – —
17.40M
17.40M – 17.40M
21.94M
21.94M – 21.94M
+26.1% YoY
7.13M
7.13M – 7.13M
-67.5% YoY
EBITDA
-35.39M
-83.25M
— – —
— – —
— – —
— – —
— – —
EBIT
-35.75M
-83.25M
— – —
— – —
— – —
— – —
— – —
Net Income
-36.18M
est: -33.85M (-6.9%)
-45.62M
est: -57.07M (+20.1%)
-71.69M
-84.61M – -58.77M
-25.6% YoY
-69.97M
-69.97M – -69.97M
+2.4% YoY
-73.24M
-83.47M – -63.01M
-4.7% YoY
-61.65M
-61.65M – -61.65M
+15.8% YoY
-56.88M
-56.88M – -56.88M
+7.7% YoY
SGA
18.25M
16.98M
— – —
— – —
— – —
— – —
— – —
EPS
-0.75
est: -0.70 (-6.9%)
-0.56
est: -0.67 (+16.8%)
-0.88
-1.03 – -0.72
-30.1% YoY
-0.86
-0.86 – -0.86
+2.4% YoY
-0.90
-1.02 – -0.77
-5.7% YoY
-0.75
-0.75 – -0.75
+16.6% YoY
-0.70
-0.70 – -0.70
+7.7% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-12 B- 2/5 3/5 1/5 1/5 4/5 1/5 4/5
2026-05-11 C+ 2/5 2/5 1/5 1/5 4/5 1/5 4/5
2026-05-08 C+ 2/5 2/5 1/5 1/5 4/5 1/5 4/5
2026-05-07 C+ 2/5 2/5 1/5 1/5 4/5 1/5 4/5
2026-05-06 C+ 2/5 2/5 1/5 1/5 4/5 1/5 4/5
2026-05-05 C+ 2/5 2/5 1/5 1/5 3/5 1/5 4/5
2026-05-04 C+ 2/5 2/5 1/5 1/5 3/5 1/5 4/5
2026-05-01 C+ 2/5 2/5 1/5 1/5 3/5 1/5 4/5
2026-04-30 C+ 2/5 2/5 1/5 1/5 3/5 1/5 4/5
2026-04-29 C+ 2/5 3/5 1/5 1/5 3/5 1/5 4/5
2026-04-28 C+ 2/5 3/5 1/5 1/5 3/5 1/5 4/5
2026-04-27 C+ 2/5 3/5 1/5 1/5 3/5 1/5 4/5
2026-04-24 C+ 2/5 3/5 1/5 1/5 3/5 1/5 4/5
2026-04-23 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-22 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-21 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-20 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-17 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5
2026-04-16 C+ 2/5 3/5 1/5 1/5 2/5 1/5 4/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-103.44M
OE per share TTM
0.75
Owner's Yield
-35.16%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
2,726.0%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
35
Total invested
6.10M
Insider transactions (90d)
1
Beneficial owners (>5%)
27
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Peter Kolchinsky 3.57M 6.10% 3.57M 3.57M HC, IN Delaware 2024-11-05
2 RA Capital Healthcare Fund, L.P. 3.57M 6.10% 3.57M 3.57M PN Delaware 2024-11-05
3 RA Capital Management, L.P. 3.57M 6.10% 3.57M 3.57M IA, PN Delaware 2024-11-05
4 Rajeev Shah 3.57M 6.10% 3.57M 3.57M HC, IN Delaware 2024-11-05
5 James N. Topper 3.56M 6.10% 3.56M 3.56M IN Delaware 2024-11-05
6 Patrick J. Heron 3.56M 6.10% 3.56M 3.56M IN Delaware 2024-11-05
7 Albert Cha 3.44M 5.90% 3.44M 3.44M IN Delaware 2024-11-05
8 James Brush 3.44M 5.90% 3.44M 3.44M IN Delaware 2024-11-05
9 FHMLSP, L.L.C. 2.66M 4.60% 2.66M 2.66M OO Delaware 2024-11-05
10 FHMLSP, L.P. 2.66M 4.60% 2.66M 2.66M PN Delaware 2024-11-05
11 Frazier Life Sciences Public Fund, L.P. 2.66M 4.60% 2.66M 2.66M PN Delaware 2024-11-05
12 Armistice Capital, LLC 2.44M 9.99% 2.44M IA, OO Delaware 2024-02-14
13 Steven Boyd 2.44M 9.99% 2.44M HC, IN Delaware 2024-02-14
14 Bihua Chen 1.43M 9.90% 1.43M 1.43M IN Cayman Islands 2022-02-14
15 Cormorant Asset Management, LP 1.43M 9.90% 1.43M 1.43M PN Cayman Islands 2022-02-14
16 Cormorant Global Healthcare GP, LLC 1.43M 9.90% 1.43M 1.43M OO Cayman Islands 2022-02-14
17 Cormorant Global Healthcare Master Fund, LP 1.43M 9.90% 1.43M 1.43M PN Cayman Islands 2022-02-14
18 FHMLSP Overage, L.L.C. 783.9K 1.40% 783.9K 783.9K OO Delaware 2024-11-05
19 FHMLSP Overage, L.P. 783.9K 1.40% 783.9K 783.9K PN Delaware 2024-11-05
20 Frazier Life Sciences Public Overage Fund, L.P. 783.9K 1.40% 783.9K 783.9K PN Delaware 2024-11-05
21 Daniel Estes 80.5K 0.10% 80.5K 80.5K IN Delaware 2024-11-05
22 FHMLS XI, L.L.C. 80.5K 0.10% 80.5K 80.5K OO Delaware 2024-11-05
23 FHMLS XI, L.P. 80.5K 0.10% 80.5K 80.5K PN Delaware 2024-11-05
24 Frazier Life Sciences XI, L.P. 80.5K 0.10% 80.5K 80.5K PN Delaware 2024-11-05
25 FHMLS X, L.L.C. 39.5K 0.10% 39.5K 39.5K OO Delaware 2024-11-05
26 FHMLS X, L.P. 39.5K 0.10% 39.5K 39.5K PN Delaware 2024-11-05
27 Frazier Life Sciences X, L.P. 39.5K 0.10% 39.5K 39.5K PN Delaware 2024-11-05

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
35
-62 vs prev Q
New positions
18
Closed positions
78
Increased
24
Reduced
2
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 70.2K +70.2K (+100.0%) 105.95M +106.0M (+100.0%) 0.09% +0.091 pp 0.08% +0.082 pp USD1.51 +0.0% 1 qtrs NEW
2 BVF INC/IL 6.29M +— (+0.0%) 9.50M -6.8M (-41.7%) 8.16% +0.000 pp 0.32% -0.341 pp USD3.96 -61.9% 20 qtrs
3 VANGUARD GROUP INC 4.04M +771.9K (+23.6%) 6.10M -2.4M (-27.9%) 5.24% +1.000 pp 0.00% +0.000 pp USD3.66 -58.7% 20 qtrs
4 BLACKROCK, INC. 3.63M +162.1K (+4.7%) 5.48M -3.5M (-39.0%) 4.70% +0.210 pp 0.00% 0.000 pp USD2.80 -46.1% 6 qtrs
5 ENSIGN PEAK ADVISORS, INC 2.46M +1.2M (+94.9%) 3.72M +445.9K (+13.6%) 3.19% +1.555 pp 0.01% +0.001 pp USD2.62 -42.4% 21 qtrs
6 ZIMMER PARTNERS, LP 2.38M +559.2K (+30.6%) 3.60M -1.1M (-23.8%) 3.09% +0.725 pp 0.09% -0.007 pp USD2.32 -34.9% 7 qtrs
7 SPHERA FUNDS MANAGEMENT LTD. 2.13M +851.9K (+66.5%) 3.22M -96.3K (-2.9%) 2.76% +1.104 pp 0.62% -0.077 pp USD2.59 -41.7% 7 qtrs
8 BLUE OWL CAPITAL HOLDINGS LP 1.93M +950.0K (+96.9%) 2.91M +376.2K (+14.8%) 2.50% +1.231 pp 0.22% -0.570 pp USD2.84 -46.8% 5 qtrs
9 ADAR1 CAPITAL MANAGEMENT, LLC 1.82M +1.8M (+100.0%) 2.75M +2.8M (+100.0%) 2.36% +2.361 pp 0.20% +0.202 pp USD1.51 +0.0% 5 qtrs
10 JEFFERIES FINANCIAL GROUP INC. 1.58M +1.6M (+100.0%) 2.39M +2.4M (+100.0%) 2.05% +2.049 pp 0.01% +0.012 pp USD1.51 +0.0% 1 qtrs NEW
11 GEODE CAPITAL MANAGEMENT, LLC 1.42M +52.7K (+3.8%) 2.15M -1.4M (-39.5%) 1.84% +0.068 pp 0.00% 0.000 pp USD3.52 -57.1% 20 qtrs
12 CATALIO CAPITAL MANAGEMENT, LP 1.26M +198.7K (+18.7%) 1.90M -846.0K (-30.8%) 1.63% +0.258 pp 0.34% -0.172 pp USD2.42 -37.6% 2 qtrs
13 AWM INVESTMENT COMPANY, INC. 1.10M +1.1M (+100.0%) 1.66M +1.7M (+100.0%) 1.43% +1.426 pp 0.16% +0.160 pp USD1.51 +0.0% 5 qtrs
14 KINGDON CAPITAL MANAGEMENT, L.L.C. 1.04M +1.0M (+100.0%) 1.57M +1.6M (+100.0%) 1.35% +1.347 pp 0.19% +0.187 pp USD1.51 +0.0% 1 qtrs NEW
15 STONEPINE CAPITAL MANAGEMENT, LLC 893.1K +893.1K (+100.0%) 1.35M +1.3M (+100.0%) 1.16% +1.158 pp 0.98% +0.985 pp USD1.51 +0.0% 1 qtrs NEW
16 SANOFI 815.0K +— (+0.0%) 1.23M -880.2K (-41.7%) 1.06% +0.000 pp 0.40% -0.414 pp USD4.12 -63.3% 5 qtrs
17 STATE STREET CORP 773.9K +118.4K (+18.1%) 1.17M -529.1K (-31.2%) 1.00% +0.154 pp 0.00% +0.000 pp USD2.82 -46.5% 19 qtrs
18 CM MANAGEMENT, LLC 650.0K +50.0K (+8.3%) 981.5K -572.5K (-36.8%) 0.84% +0.065 pp 0.83% -0.468 pp USD3.22 -53.1% 20 qtrs
19 22NW, LP 636.4K +— (+0.0%) 960.9K -687.3K (-41.7%) 0.82% +0.000 pp 0.40% -0.372 pp USD3.39 -55.5% 4 qtrs
20 SG AMERICAS SECURITIES, LLC 627.4K +627.4K (+100.0%) 947.0K +947.0K (+100.0%) 0.81% +0.813 pp 0.00% +0.001 pp USD1.51 +0.0% 1 qtrs NEW
21 UBS GROUP AG 593.1K +499.7K (+534.7%) 895.6K +653.6K (+270.0%) 0.77% +0.648 pp 0.00% +0.000 pp USD1.74 -13.2% 17 qtrs
22 CALIGAN PARTNERS LP 556.0K +556.0K (+100.0%) 839.5K +839.5K (+100.0%) 0.72% +0.721 pp 0.07% +0.069 pp USD1.51 +0.0% 1 qtrs NEW
23 JANE STREET GROUP, LLC 489.4K +294.2K (+150.7%) 739.0K +233.4K (+46.2%) 0.63% +0.381 pp 0.00% +0.000 pp USD1.94 -22.2% 5 qtrs
24 NORTHERN TRUST CORP 429.8K +1.3K (+0.3%) 649.0K -461.0K (-41.5%) 0.56% +0.002 pp 0.00% 0.000 pp USD3.12 -51.6% 20 qtrs
25 COLONY GROUP, LLC 317.4K +317.4K (+100.0%) 479.3K +479.3K (+100.0%) 0.41% +0.411 pp 0.00% +0.001 pp USD1.51 +0.0% 1 qtrs NEW
26 MORGAN STANLEY 240.5K +1.4K (+0.6%) 363.2K -256.2K (-41.4%) 0.31% +0.002 pp 0.00% +0.000 pp USD3.11 -51.4% 20 qtrs
27 GOLDMAN SACHS GROUP INC 198.7K +137.7K (+225.7%) 300.1K +142.1K (+89.9%) 0.26% +0.179 pp 0.00% +0.000 pp USD2.01 -24.9% 5 qtrs
28 BREVAN HOWARD CAPITAL MANAGEMENT LP 195.8K +195.8K (+100.0%) 285.8K +285.8K (+100.0%) 0.25% +0.254 pp 0.00% +0.003 pp USD1.51 +0.0% 1 qtrs NEW
29 RENAISSANCE TECHNOLOGIES LLC 177.0K -172.2K (-49.3%) 267.3K -637.2K (-70.5%) 0.23% -0.223 pp 0.00% -0.001 pp USD2.71 -44.3% 20 qtrs
30 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 173.1K +10.3K (+6.3%) 261.4K -160.3K (-38.0%) 0.22% +0.013 pp 0.00% +0.000 pp USD2.72 -44.5% 12 qtrs
31 BOOTHBAY FUND MANAGEMENT, LLC 151.6K +151.6K (+100.0%) 228.9K +228.9K (+100.0%) 0.20% +0.196 pp 0.00% +0.003 pp USD1.51 +0.0% 5 qtrs
32 BANK OF NEW YORK MELLON CORP 132.9K -13.0K (-8.9%) 200.7K -177.1K (-46.9%) 0.17% -0.017 pp 0.00% +0.000 pp USD2.70 -44.1% 3 qtrs
33 XTX TOPCO LTD 124.2K +111.4K (+867.1%) 187.6K +154.3K (+463.8%) 0.16% +0.144 pp 0.00% +0.003 pp USD1.62 -6.8% 2 qtrs
34 DIMENSIONAL FUND ADVISORS LP 115.7K -19.1K (-14.2%) 174.7K -174.0K (-49.9%) 0.15% -0.025 pp 0.00% +0.000 pp USD3.14 -51.9% 7 qtrs
35 QUADRATURE CAPITAL LTD 106.0K +78.9K (+291.2%) 160.1K +89.8K (+127.6%) 0.14% +0.102 pp 0.00% +0.001 pp USD1.82 -17.0% 3 qtrs
36 BARCLAYS PLC 87.5K +7.7K (+9.7%) 132.1K -74.5K (-36.1%) 0.11% +0.010 pp 0.00% +0.000 pp USD3.49 -56.7% 5 qtrs
37 NUVEEN, LLC 76.3K +— (+0.0%) 115.2K -82.4K (-41.7%) 0.10% +0.000 pp 0.00% +0.000 pp USD2.71 -44.3% 3 qtrs
38 ROCKEFELLER CAPITAL MANAGEMENT L.P. 71.7K +35.0K (+95.5%) 108.2K +13.3K (+14.0%) 0.09% +0.045 pp 0.00% +0.000 pp USD2.06 -26.7% 2 qtrs
39 GRAHAM CAPITAL MANAGEMENT, L.P. 70.3K +70.3K (+100.0%) 106.1K +106.1K (+100.0%) 0.09% +0.091 pp 0.00% +0.003 pp USD1.51 +0.0% 1 qtrs NEW
40 WELLS FARGO & COMPANY/MN 68.9K +20.4K (+41.9%) 104.0K -21.7K (-17.3%) 0.09% +0.026 pp 0.00% +0.000 pp USD2.34 -35.5% 3 qtrs
41 AQR CAPITAL MANAGEMENT LLC 60.2K +60.2K (+100.0%) 90.9K +90.9K (+100.0%) 0.08% +0.078 pp 0.00% +0.000 pp USD1.51 +0.0% 1 qtrs NEW
42 BANK OF AMERICA CORP /DE/ 60.1K +14.9K (+32.9%) 90.7K -26.4K (-22.5%) 0.08% +0.019 pp 0.00% +0.000 pp USD2.52 -40.1% 9 qtrs
43 KERA CAPITAL PARTNERS, INC. 39.8K +14.0K (+54.3%) 87.5K +20.8K (+31.1%) 0.05% +0.018 pp 0.01% +0.001 pp USD3.20 -52.8% 5 qtrs
44 INGALLS & SNYDER LLC 51.8K +— (+0.0%) 78.0K -56.0K (-41.8%) 0.07% +0.000 pp 0.00% -0.002 pp USD10.52 -85.6% 20 qtrs
45 CITADEL ADVISORS LLC 49.8K +49.8K (+100.0%) 75.2K +75.2K (+100.0%) 0.06% +0.065 pp 0.00% +0.000 pp USD1.51 +0.0% 1 qtrs NEW
46 RHUMBLINE ADVISERS 44.6K -8.9K (-16.7%) 67.4K -71.4K (-51.4%) 0.06% -0.012 pp 0.00% 0.000 pp USD2.71 -44.3% 3 qtrs
47 INVESCO LTD. 31.7K -222.0 (-0.7%) 47.8K -34.8K (-42.1%) 0.04% 0.000 pp 0.00% +0.000 pp USD2.70 -44.1% 3 qtrs
48 MARCO INVESTMENT MANAGEMENT LLC 30.3K +— (+0.0%) 45.8K -32.8K (-41.7%) 0.04% +0.000 pp 0.00% -0.003 pp USD2.08 -27.4% 8 qtrs
49 HOWARD FINANCIAL SERVICES, LTD. 30.0K +— (+0.0%) 45.3K -32.4K (-41.7%) 0.04% +0.000 pp 0.01% -0.004 pp USD2.71 -44.3% 3 qtrs
50 PRICE T ROWE ASSOCIATES INC /MD/ 29.5K +— (+0.0%) 45.0K -32.0K (-41.6%) 0.04% +0.000 pp 0.00% +0.000 pp USD2.71 -44.3% 3 qtrs
51 MARSHALL WACE, LLP 29.5K +29.5K (+100.0%) 44.6K +44.6K (+100.0%) 0.04% +0.038 pp 0.00% +0.000 pp USD1.51 +0.0% 5 qtrs
52 CANADA PENSION PLAN INVESTMENT BOARD 29.4K +29.4K (+100.0%) 44.4K +44.4K (+100.0%) 0.04% +0.038 pp 0.00% +0.000 pp USD1.51 +0.0% 1 qtrs NEW
53 TOWER RESEARCH CAPITAL LLC (TRC) 27.4K +16.7K (+156.4%) 41.3K +13.7K (+49.5%) 0.04% +0.022 pp 0.00% +0.000 pp USD1.93 -21.8% 19 qtrs
54 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26.8K -1.9K (-6.6%) 40.5K -33.9K (-45.6%) 0.03% -0.003 pp 0.00% +0.000 pp USD3.48 -56.6% 11 qtrs
55 MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. 26.8K -828.0 (-3.0%) 40.4K -31.0K (-43.4%) 0.03% -0.001 pp 0.00% 0.000 pp USD2.71 -44.3% 3 qtrs
56 CETERA INVESTMENT ADVISERS 26.6K +11.2K (+72.9%) 40.1K +316.0 (+0.8%) 0.03% +0.015 pp 0.00% +0.000 pp USD2.13 -29.1% 2 qtrs
57 VIRTU FINANCIAL LLC 25.9K +25.9K (+100.0%) 39.0K +39.0K (+100.0%) 0.03% +0.034 pp 0.00% +0.002 pp USD1.51 +0.0% 1 qtrs NEW
58 MILLENNIUM MANAGEMENT LLC 23.8K +23.8K (+100.0%) 35.9K +35.9K (+100.0%) 0.03% +0.031 pp 0.00% +0.000 pp USD1.51 +0.0% 5 qtrs
59 INTECH INVESTMENT MANAGEMENT LLC 22.9K -3.1K (-11.8%) 34.5K -32.6K (-48.6%) 0.03% -0.004 pp 0.00% 0.000 pp USD2.71 -44.3% 3 qtrs
60 JPMORGAN CHASE & CO 22.4K -249.0 (-1.1%) 33.9K -24.9K (-42.3%) 0.03% 0.000 pp 0.00% +0.000 pp USD2.71 -44.3% 3 qtrs
61 TWO SIGMA SECURITIES, LLC 19.3K +19.3K (+100.0%) 29.2K +29.2K (+100.0%) 0.03% +0.025 pp 0.00% +0.004 pp USD1.51 +0.0% 1 qtrs NEW
62 TIAA TRUST, NATIONAL ASSOCIATION 19.0K +19.0K (+100.0%) 28.7K +28.7K (+100.0%) 0.02% +0.025 pp 0.00% +0.000 pp USD1.51 +0.0% 1 qtrs NEW
63 MERCER GLOBAL ADVISORS INC /ADV 17.7K +881.0 (+5.2%) 26.7K -16.8K (-38.6%) 0.02% +0.001 pp 0.00% +0.000 pp USD5.93 -74.5% 18 qtrs
64 LPL FINANCIAL LLC 17.5K +3.8K (+27.9%) 26.4K -9.0K (-25.4%) 0.02% +0.005 pp 0.00% +0.000 pp USD2.35 -35.7% 2 qtrs
65 MARINER, LLC 12.4K +12.4K (+100.0%) 18.7K +18.7K (+100.0%) 0.02% +0.016 pp 0.00% +0.000 pp USD1.51 +0.0% 1 qtrs NEW
66 BNP PARIBAS ARBITRAGE, SNC 11.9K -271.0 (-2.2%) 17.9K -13.5K (-43.0%) 0.02% 0.000 pp 0.00% +0.000 pp USD2.64 -42.8% 3 qtrs
67 POLICE & FIREMEN'S RETIREMENT SYSTEM OF NEW JERSEY 11.9K -9.4K (-44.3%) 17.9K -37.2K (-67.5%) 0.02% -0.012 pp 0.00% 0.000 pp USD2.67 -43.4% 3 qtrs
68 SUMMIT FINANCIAL, LLC 11.5K +— (+0.0%) 17.4K -12.4K (-41.7%) 0.01% +0.000 pp 0.00% 0.000 pp USD2.59 -41.7% 2 qtrs
69 VOYA INVESTMENT MANAGEMENT LLC 11.4K +— (+0.0%) 17.2K -12.3K (-41.7%) 0.01% +0.000 pp 0.00% +0.000 pp USD2.71 -44.3% 3 qtrs
70 RUSSELL INVESTMENTS GROUP, LTD. 10.8K +5.9K (+122.1%) 16.3K +3.7K (+29.5%) 0.01% +0.008 pp 0.00% +0.000 pp USD2.00 -24.5% 2 qtrs
71 RAYMOND JAMES FINANCIAL INC 10.6K +10.6K (+100.0%) 16.0K +16.0K (+100.0%) 0.01% +0.014 pp 0.00% +0.000 pp USD1.51 +0.0% 3 qtrs
72 PROSHARE ADVISORS LLC 10.3K +10.3K (+100.0%) 15.5K +15.5K (+100.0%) 0.01% +0.013 pp 0.00% +0.000 pp USD1.51 +0.0% 3 qtrs
73 FORUM PRIVATE CLIENT GROUP LLC 10.0K +10.0K (+100.0%) 15.1K +15.1K (+100.0%) 0.01% +0.013 pp 0.01% +0.005 pp USD1.51 +0.0% 1 qtrs NEW
74 AMERITAS INVESTMENT PARTNERS, INC. 6.0K +— (+0.0%) 9.0K -6.5K (-41.7%) 0.01% +0.000 pp 0.00% 0.000 pp USD2.71 -44.3% 3 qtrs
75 LEGAL & GENERAL GROUP PLC 5.3K +— (+0.0%) 8.1K -5.8K (-41.7%) 0.01% +0.000 pp 0.00% +0.000 pp USD2.71 -44.3% 3 qtrs
76 FMR LLC 4.7K +4.4K (+1,812.7%) 7.1K +6.4K (+1,014.3%) 0.01% +0.006 pp 0.00% +0.000 pp USD1.57 -3.8% 8 qtrs
77 NEW YORK STATE COMMON RETIREMENT FUND 4.2K +— (+0.0%) 6.3K -4.5K (-41.7%) 0.01% +0.000 pp 0.00% +0.000 pp USD2.71 -44.3% 3 qtrs
78 STERLING CAPITAL MANAGEMENT LLC 3.7K +15.0 (+0.4%) 5.5K -3.9K (-41.5%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.63 -42.6% 3 qtrs
79 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 3.5K -205.0 (-5.6%) 5.2K -4.3K (-45.0%) 0.00% 0.000 pp 0.00% +0.000 pp USD2.71 -44.3% 3 qtrs
80 CWM, LLC 2.0K +2.0K (+100.0%) 3.0K +3.0K (+100.0%) 0.00% +0.003 pp 0.00% +0.000 pp USD1.51 +0.0% 1 qtrs NEW
81 AMALGAMATED BANK 1.8K -237.0 (-11.8%) 3.0K -2.0K (-40.0%) 0.00% 0.000 pp 0.00% +0.000 pp USD2.71 -44.3% 3 qtrs
82 ROYAL BANK OF CANADA 1.6K -36.3K (-95.8%) 3.0K -95.0K (-96.9%) 0.00% -0.047 pp 0.00% +0.000 pp USD2.71 -44.3% 3 qtrs
83 ADDISON ADVISORS LLC 1.3K +— (+0.0%) 2.0K -1.4K (-41.7%) 0.00% +0.000 pp 0.00% 0.000 pp USD4.12 -63.3% 5 qtrs
84 CITIGROUP INC 1.3K +469.0 (+57.9%) 1.9K -168.0 (-8.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD3.16 -52.2% 5 qtrs
85 CLEARSTEAD ADVISORS, LLC 500.00 +500.0 (+100.0%) 755.00 +755.0 (+100.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD1.51 +0.0% 1 qtrs NEW
86 ADVISOR GROUP HOLDINGS, INC. 405.00 -9.6K (-96.0%) 611.00 -25.3K (-97.6%) 0.00% -0.012 pp 0.00% +0.000 pp USD2.59 -41.7% 2 qtrs
87 EVERSOURCE WEALTH ADVISORS, LLC 349.00 +349.0 (+100.0%) 527.00 +527.0 (+100.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD1.51 +0.0% 1 qtrs NEW
88 SBI SECURITIES CO., LTD. 63.00 -48.0 (-43.2%) 95.00 -192.0 (-66.9%) 0.00% 0.000 pp 0.00% +0.000 pp USD2.73 -44.7% 5 qtrs
89 ROTHSCHILD INVESTMENT LLC 24.00 +24.0 (+100.0%) 36.00 +36.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.50 +0.7% 1 qtrs NEW
90 PNC FINANCIAL SERVICES GROUP, INC. 5.00 -4.0 (-44.4%) 8.00 -15.0 (-65.2%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.40 -37.1% 2 qtrs
91 BYRNE ASSET MANAGEMENT LLC 1.00 +1.0 (+100.0%) 2.00 +2.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.00 +51.0% 1 qtrs NEW
92 MANUFACTURERS LIFE INSURANCE COMPANY, THE -19.1K (-100.0%) -49.4K (-100.0%) 0.00% -0.025 pp 0.00% +0.000 pp USD 2 qtrs SOLD
93 WELLINGTON MANAGEMENT GROUP LLP -1.3M (-100.0%) -3.3M (-100.0%) 0.00% -1.664 pp 0.00% -0.001 pp USD 4 qtrs SOLD
94 VELAN CAPITAL INVESTMENT MANAGEMENT LP -347.0K (-100.0%) -898.7K (-100.0%) 0.00% -0.450 pp 0.00% -0.844 pp USD 5 qtrs SOLD
95 KOVITZ INVESTMENT GROUP PARTNERS, LLC -733.0K (-100.0%) -1.9M (-100.0%) 0.00% -0.950 pp 0.00% -0.007 pp USD 2 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 46 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 iShares Micro-Cap ETF IWC 0.07% 982.6K 0.60%
2 Goldman Sachs ActiveBeta U.S. Small Cap Equity ETF GSSC 0.03% 272.1K 0.20%
3 Invesco Russell 2000 Dynamic Multifactor ETF OMFS 0.02% 68.6K 0.39%
4 iShares Russell 2000 Growth ETF IWO 0.02% 2.79M 0.24%
5 Vanguard Russell 2000 Value ETF VTWV 0.02% 208.0K 0.06%
6 State Street SPDR Russell 2000 U.S. Small Cap UCITS ETF (Acc) R2US.L 0.01% 645.2K 0.30%
7 iShares Russell 2000 BuyWrite ETF IWMW 0.01% 5.5K 0.39%
8 iShares Russell 2000 ETF IWM 0.01% 8.00M 0.19%
9 iShares U.S. Small Cap Index ETF (CAD-Hedged) XSU.TO 0.01% 52.2K 0.36%
10 Xtrackers Russell 2000 UCITS ETF 1C XRSU.L 0.01% 271.4K 0.30%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
1.00
Neutral
Ratio by volume
1.00
Neutral
Buys
6
Sells
6
Shares acquired
25.7K
Shares disposed
25.7K
Cash buys
Cash sales
Net activity
+0
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2035-01-10 Robinson James A. Jr. Director A-Award A Stock Option (right to buy) 30,870 4.04 124.7K 30,870 D
2026-01-10 Robinson James A. Jr. Director M-Exempt D Restricted Stock Units 3,430 0.00 0 D
2026-01-10 McBride John S. Director M-Exempt A Common Stock 3,430 0.00 3,430 D
2026-01-10 Lee June Director M-Exempt D Restricted Stock Units 3,430 0.00 0 D
2026-01-10 Kirk Allan Director M-Exempt D Restricted Stock Units 3,430 0.00 0 D
2026-01-10 Katkin Keith Director M-Exempt A Common Stock 8,575 0.00 8,575 D
2026-01-10 Hillson Jan Director M-Exempt D Restricted Stock Units 3,430 0.00 0 D
2025-01-10 Smith Bryan E. Officer A-Award A Stock Option (right to buy) 150,500 4.04 608.0K 150,500 D
2025-01-10 Robinson James A. Jr. Director A-Award A Restricted Stock Units 3,430 0.00 3,430 D
2025-01-10 Perrin Steven Director / Officer A-Award A Restricted Stock Units 27,000 0.00 27,000 D
2025-01-10 McBride John S. Director A-Award A Restricted Stock Units 3,430 0.00 3,430 D
2025-01-10 Little Paul Sean Officer A-Award A Restricted Stock Units 75,000 0.00 75,000 D
2025-01-10 Lee June Director A-Award A Restricted Stock Units 3,430 0.00 3,430 D
2025-01-10 Kirk Allan Director A-Award A Restricted Stock Units 3,430 0.00 3,430 D
2025-01-10 Katkin Keith Director A-Award A Restricted Stock Units 8,575 0.00 8,575 D
2025-01-10 Hillson Jan Director A-Award A Restricted Stock Units 3,430 0.00 3,430 D
2025-01-10 Gros David-Alexandre C Director / Officer A-Award A Restricted Stock Units 66,500 0.00 66,500 D
2024-11-21 Smith Bryan E. Officer A-Award A Stock Option (right to buy) 474,350 2.30 1.09M 474,350 D
2024-11-21 Perrin Steven Director / Officer A-Award A Stock Option (right to buy) 840,438 2.30 1.93M 840,438 D
2024-11-21 Little Paul Sean Officer A-Award A Stock Option (right to buy) 525,032 2.30 1.21M 525,032 D
2024-11-21 Gros David-Alexandre C Director / Officer A-Award A Stock Option (right to buy) 1,015,743 2.30 2.34M 1,015,743 D
2024-10-29 BVF PARTNERS L P/IL 10% Owner P-Purchase A Pre-funded Warrants to Purchase Common Stock 2,213,816 0.00 2.2K 7,415,596 D
2024-06-13 Smith Bryan E. Officer A-Award A Stock Option (right to buy) 241,650 2.30 555.8K 241,650
2024-06-13 Perrin Steven Director / Officer A-Award A Stock Option (right to buy) 428,148 2.30 984.7K 428,148
2024-06-13 Little Paul Sean Officer A-Award A Stock Option (right to buy) 267,470 2.30 615.2K 267,470
2024-06-13 Gros David-Alexandre C Director / Officer A-Award A Stock Option (right to buy) 517,454 2.30 1.19M 517,454
2024-05-09 BVF PARTNERS L P/IL 10% Owner P-Purchase A Common Stock, $0.001 par value 1,031,385 2.37 2.44M 3,361,803
2023-10-02 Robinson James A. Jr. Director A-Award A Stock Option (Right to Buy) 150,437 1.55 233.2K 150,437
2023-10-02 Kirk Allan Director 0 0.00 0
2023-10-01 Robinson James A. Jr. Director 0 0.00 0
2023-05-05 BVF PARTNERS L P/IL 10% Owner P-Purchase A Warrants to Purchase Common Stock 3,084,090 3.00 9.25M 3,084,090
2023-05-01 Smith Bryan E. Officer A-Award A Stock Option (right to buy) 179,000 2.30 411.7K 179,000
2023-05-01 Perrin Steven Director / Officer A-Award A Stock Option (right to buy) 317,147 2.30 729.4K 317,147
2023-05-01 Ogier Walter C Director A-Award A Stock Option (right to buy) 150,437 2.30 346.0K 150,437
2023-05-01 McBride John S. Director A-Award A Stock Option (right to buy) 150,437 2.30 346.0K 150,437
2023-05-01 Little Paul Sean Officer A-Award A Stock Option (right to buy) 198,126 2.30 455.7K 198,126
2023-05-01 Lee June Director A-Award A Stock Option (right to buy) 150,437 2.30 346.0K 150,437
2023-05-01 LYONS GARY A Director A-Award A Common Stock 150,437 2.30 346.0K 150,437
2023-05-01 Katkin Keith Director A-Award A Stock Option (right to buy) 752,185 2.30 1.73M 752,185
2023-05-01 Hillson Jan Director A-Award A Stock Option (right to buy) 150,437 2.30 346.0K 150,437
2023-05-01 Gros David-Alexandre C Director / Officer A-Award A Common Stock (right to buy) 383,299 2.30 881.6K 383,299
2023-02-01 Smith Bryan E. Officer A-Award A Stock Option (right to buy) 155,000 3.08 477.4K 155,000
2023-02-01 Perrin Steven Director / Officer A-Award A Stock Option (right to buy) 155,000 3.08 477.4K 155,000
2023-02-01 Ogier Walter C Director A-Award A Stock Option (right to buy) 20,000 3.08 61.6K 20,000
2023-02-01 McBride John S. Director A-Award A Stock Option (right to buy) 20,000 3.08 61.6K 20,000
2023-02-01 Little Paul Sean Officer A-Award A Stock Option (right to buy) 155,000 3.08 477.4K 155,000
2023-02-01 Lee June Director A-Award A Stock Option (right to buy) 20,000 3.08 61.6K 20,000
2023-02-01 LYONS GARY A Director A-Award A Stock Option (right to buy) 20,000 3.08 61.6K 20,000
2023-02-01 Katkin Keith Director A-Award A Stock Option (right to buy) 20,000 3.08 61.6K 20,000
2023-02-01 Hillson Jan Director A-Award A Stock Option (right to buy) 20,000 3.08 61.6K 20,000
2023-02-01 Gros David-Alexandre C Director / Officer A-Award A Stock Option (right to buy) 153,600 3.97 609.8K 153,600
2022-11-23 Perrin Steven Officer P-Purchase A Common Stock 1,000 2.60 2.6K 1,000
2022-02-01 Smith Bryan E. Officer A-Award A Stock Option (right to buy) 120,000 3.97 476.4K 120,000
2022-02-01 Perrin Steven Director / Officer A-Award A Stock Option (right to buy) 155,000 3.97 615.4K 155,000
2022-02-01 Ogier Walter C Director A-Award A Stock Option (right to buy) 20,000 3.97 79.4K 20,000
2022-02-01 McBride John S. Director A-Award A Stock Option (right to buy) 20,000 3.97 79.4K 20,000
2022-02-01 Little Paul Sean Officer A-Award A Stock Option (right to buy) 155,000 3.97 615.4K 155,000
2022-02-01 Lee June Director A-Award A Stock Option (right to buy) 20,000 3.97 79.4K 20,000
2022-02-01 LYONS GARY A Director A-Award A Stock Option (right to buy) 20,000 3.97 79.4K 20,000
2022-02-01 Katkin Keith Director A-Award A Stock Option (right to buy) 20,000 3.97 79.4K 20,000
2022-02-01 Hillson Jan Director A-Award A Stock Option (right to buy) 20,000 3.97 79.4K 20,000
2022-02-01 Gros David-Alexandre C Director / Officer A-Award A Stock Option (right to buy) 108,000 3.97 428.8K 108,000
2022-01-20 BVF PARTNERS L P/IL 10% Owner D Warrants to Purchase Common Stock 11,415 12.96 147.9K 0
2021-12-20 Gros David-Alexandre C Director / Officer P-Purchase A Common Stock 2,000 4.48 9.0K 9,000
2021-08-17 Gros David-Alexandre C Director / Officer P-Purchase A Common Stock 4,000 6.21 24.8K 7,000
2021-07-01 Hillson Jan Director D Stock Option (Right to Buy) 40,000 7.68 307.2K 0
2021-06-11 Little Paul Sean Officer P-Purchase A Common Stock 10,000 8.87 88.7K 10,000
2021-06-09 Gros David-Alexandre C Director / Officer P-Purchase A Common Stock 3,000 8.01 24.0K 3,000
2021-05-03 Smith Bryan E. Officer A-Award A Stock Option (Right to Buy) 158,500 9.91 1.57M 158,500
2021-04-19 Smith Bryan E. Officer 0 0.00 0
2021-03-15 Little Paul Sean Officer D Stock Option (Right to Buy) 160,000 13.94 2.23M 0
2020-12-22 BVF PARTNERS L P/IL C-Conversion D Series X1 Convertible Preferred Stock 11,776 0.00 52,145
2020-12-08 Lee June Director D Stock Option (Right to Buy) 40,000 19.74 789.6K 0
2020-12-02 OrbiMed Israel GP Ltd. 10% Owner S-Sale D Common Stock 103,200 21.60 2.23M 73,650
2020-10-30 Logos Global Management LP 10% Owner P-Purchase A Common Stock 4,000 25.97 103.9K 185,000
2020-10-01 BVF PARTNERS L P/IL 10% Owner D Series X1 Convertible Preferred Stock 473,038 0.00 0
2020-09-14 Perrin Steven Director / Officer D Stock Option (Right to Buy) 14,802 0.50 7.3K 0
2020-09-14 Ogier Walter C Director D Stock Option (Right to Buy) 462 685.50 316.5K 0
2020-09-11 McBride John S. Director A-Award A Stock Option (Right to Buy) 1,167 500.00 583.6K 1,167
2020-09-11 LYONS GARY A Director A-Award A Stock Option (Right to Buy) 1,167 500.00 583.6K 1,167
2020-09-11 Kuwahara Jon Officer A-Award A Stock Option (Right to Buy) 2,145 500.00 1.07M 2,145
2020-09-11 Katkin Keith Director A-Award A Stock Option (Right to Buy) 5,907 500.00 2.95M 5,907
2020-09-11 Gros David-Alexandre C Director / Officer A-Award A Stock Option (Right to Buy) 18,278 500.00 9.14M 18,278
2020-09-09 Gros David-Alexandre C Director / Officer 0 0.00 0
2020-03-19 TURKEL CATHERINE C. Officer A-Award A Stock Option (Right to Buy) 100,000 0.26 26.0K 100,000
2020-03-19 Kuwahara Jon Officer A-Award A Stock Option (Right to Buy) 50,000 0.26 13.0K 50,000
2020-03-19 FLESHER GREGORY J. Director / Officer A-Award A Stock Option (Right to Buy) 200,000 0.26 52.0K 200,000
2020-01-14 OrbiMed Israel GP Ltd. Director / 10% Owner S-Sale A Warrants to Purchase Common Stock 646,204 0.00 0
2020-01-14 Chimovits Erez Director / 10% Owner S-Sale A Warrants to Purchase Common Stock 646,204 0.00 0
2019-09-26 TURKEL CATHERINE C. Officer A-Award A Stock Option (Right to Buy) 75,000 0.67 50.3K 75,000
2019-09-26 Kuwahara Jon Officer A-Award A Stock Option (Right to Buy) 60,000 0.67 40.2K 60,000
2019-09-26 FLESHER GREGORY J. Director / Officer A-Award A Stock Option (Right to Buy) 100,000 0.67 67.0K 100,000
2019-07-11 McBride John S. Director A-Award A Stock Option (Right to Buy) 20,000 0.88 17.6K 20,000
2019-07-11 LYONS GARY A Director A-Award A Stock Option (Right to Buy) 20,000 0.88 17.6K 20,000
2019-07-11 Katkin Keith Director A-Award A Stock Option (Right to Buy) 20,000 0.88 17.6K 20,000
2019-07-11 Cohen Cheryl Director A-Award A Stock Option (Right to Buy) 20,000 0.88 17.6K 20,000
2019-07-11 Chimovits Erez Director A-Award A Stock Option (Right to Buy) 20,000 0.88 17.6K 20,000
2019-05-21 TURKEL CATHERINE C. Officer S-Sale D Common Stock 1,914 1.91 3.7K 88,662
2019-05-21 Kuwahara Jon Officer S-Sale D Common Stock 1,058 1.91 2.0K 5,974
2019-05-21 FLESHER GREGORY J. Director / Officer S-Sale D Common Stock 2,937 1.91 5.6K 156,918
2019-05-20 TURKEL CATHERINE C. Officer S-Sale D Common Stock 7,623 1.96 15.0K 90,576
2019-05-20 Kuwahara Jon Officer S-Sale D Common Stock 4,218 1.96 8.3K 7,032
2019-05-20 FLESHER GREGORY J. Director / Officer S-Sale D Common Stock 11,701 1.96 23.0K 159,855
2019-05-02 OrbiMed Israel GP Ltd. Director / 10% Owner P-Purchase A Warrants to Purchase Common Stock 646,204 0.00 646,204
2019-05-02 Chimovits Erez Director P-Purchase A Common Stock 646,204 3.10 2.00M 3,183,314
2019-04-30 LIFESCI INDEX PARTNERS LLC 10% Owner S-Sale D Common Stock, par value $0.01 per share 200 2.70 540.00 1,065,867
2019-03-14 TURKEL CATHERINE C. Officer A-Award A Common Stock 20,000 0.00 98,199
2019-03-14 Kuwahara Jon Officer A-Award A Stock Option (Right to Buy) 25,000 3.72 93.0K 25,000
2019-03-14 FLESHER GREGORY J. Director / Officer A-Award A Common Stock 25,000 0.00 171,556
2018-09-12 TURKEL CATHERINE C. Officer P-Purchase A Common Stock 16,632 5.02 83.5K 78,199
2018-09-11 TURKEL CATHERINE C. Officer P-Purchase A Common Stock 17,048 4.56 77.7K 61,567
2018-09-05 TURKEL CATHERINE C. Officer P-Purchase A Common Stock 805 3.97 3.2K 805
2018-06-13 McBride John S. Director A-Award A Stock Option (Right to Buy) 9,100 6.18 56.2K 9,100
2018-06-13 LYONS GARY A Director A-Award A Stock Option (Right to Buy) 9,100 6.18 56.2K 9,100
2018-06-13 Katkin Keith Director A-Award A Stock Option (Right to Buy) 9,100 6.18 56.2K 9,100
2018-06-13 Cohen Cheryl Director A-Award A Stock Option (Right to Buy) 9,100 6.18 56.2K 9,100
2018-03-13 TURKEL CATHERINE C. Officer A-Award A Common Stock 20,000 0.00 44,519
2018-03-13 Kuwahara Jon Officer A-Award A Stock Option (Right to Buy) 12,000 4.83 58.0K 12,000
2018-03-13 FLESHER GREGORY J. Director / Officer A-Award A Common Stock 30,700 0.00 146,556
2018-03-09 LIFESCI INDEX PARTNERS LLC 10% Owner I Common Stock, $.001 par value 0 0.00 1,066,067
2017-11-06 TURKEL CATHERINE C. Officer A-Award A Stock Option (Right to Buy) 50,000 4.21 210.5K 50,000
2017-07-10 Kuwahara Jon Officer 0 0.00 0
2017-06-30 Morrison Jodie Pope Director A-Award A Stock Option (Right to Buy) 18,000 5.85 105.3K 18,000
2017-06-30 McBride John S. Director A-Award A Stock Option (Right to Buy) 18,000 5.85 105.3K 18,000
2017-06-30 LYONS GARY A Director A-Award A Stock Option (Right to Buy) 18,000 5.85 105.3K 18,000
2017-06-30 Katkin Keith Director A-Award A Stock Option (Right to Buy) 36,000 5.85 210.6K 36,000
2017-06-30 Cohen Cheryl Director A-Award A Stock Option (Right to Buy) 18,000 5.85 105.3K 18,000
2017-05-24 TURKEL CATHERINE C. Officer A-Award A Stock Option (Right to Buy) 52,500 5.50 288.8K 52,500
2017-05-24 OCAMPO CHRISTINE Officer A-Award A Stock Option (Right to Buy) 52,500 5.50 288.8K 52,500
2017-05-24 FLESHER GREGORY J. Director / Officer A-Award A Stock Option (Right to Buy) 250,000 5.50 1.38M 250,000
2017-05-10 TURKEL CATHERINE C. Officer D Stock Option (Right to Buy) 1,073 19.76 21.2K 0
2017-05-10 OCAMPO CHRISTINE Officer D Stock Option (Right to Buy) 1,341 19.76 26.5K 0
2017-05-10 LYONS GARY A Director D No Securities Owned 0 0.00 0
2017-05-10 Katkin Keith Director D Stock Option (Right to Buy) 5,363 19.76 106.0K 0
2017-05-10 FLESHER GREGORY J. Director / Officer D Common Stock 0 0.00 56,897
2017-05-10 Chimovits Erez Director I Common Stock 0 0.00 2,537,110
2017-05-09 OrbiMed Israel GP Ltd. Director / 10% Owner A-Award A Common Stock 2,537,110 0.00 2,537,110
2016-06-16 Cohen Cheryl Director A-Award A Stock Option (right to buy) 12,000 6.29 75.5K 12,000
2016-06-15 Yanchik Joseph A., III Director A-Award A Stock Option (right to buy) 12,000 6.29 75.5K 12,000
2016-06-15 Kessler David A. Director A-Award A Stock Option (right to buy) 12,000 6.29 75.5K 12,000
2016-06-15 Harrison Seth Loring Director / 10% Owner A-Award A Stock Option (right to buy) 12,000 6.29 75.5K 12,000
2016-06-15 Buckley Stephen Jr. Director A-Award A Stock Option (right to buy) 12,000 6.29 75.5K 12,000
2016-06-15 BARBERICH TIMOTHY J Director A-Award A Stock Option (right to buy) 12,000 6.29 75.5K 12,000
2016-03-15 Buckley Stephen Jr. Director P-Purchase A Common Stock 8,000 5.74 45.9K 11,000
2016-01-08 Morrison Jodie Pope Director / Officer M-Exempt D Stock Option (right to buy) 20,000 1.37 27.4K 37,878
2015-12-15 Quirk Gerald E Officer A-Award A Stock Option (right to buy) 62,000 9.65 598.3K 62,000
2015-12-15 Morrison Jodie Pope Director / Officer A-Award A Stock Option (right to buy) 189,000 9.65 1.82M 189,000
2015-12-15 McBride John S. Officer A-Award A Stock Option (right to buy) 62,000 9.65 598.3K 62,000
2015-12-15 Kalowski Lee Officer A-Award A Stock Option (right to buy) 62,000 9.65 598.3K 62,000
2015-12-15 Ferrante Karen Jean Officer A-Award A Stock Option (right to buy) 62,000 9.65 598.3K 62,000
2015-11-11 Buckley Stephen Jr. Director P-Purchase A Common Stock 3,000 11.25 33.8K 3,000
2015-09-21 McBride John S. Officer M-Exempt A Common Stock 13,500 4.19 56.6K 13,500
2015-09-08 Kalowski Lee Officer S-Sale D Common Stock 4,668 13.13 61.3K 40,953
2015-09-02 Kalowski Lee Officer S-Sale D Common Stock 2,158 12.96 28.0K 45,621
2015-07-29 Morrison Jodie Pope Director / Officer M-Exempt A Common Stock 3,000 1.37 4.1K 29,551
2015-07-28 Morrison Jodie Pope Director / Officer M-Exempt A Common Stock 12,000 1.58 19.0K 31,551
2015-07-22 Morrison Jodie Pope Director / Officer M-Exempt A Common Stock 7,426 0.63 4.7K 19,551
2015-07-15 Novartis Bioventures Ltd 10% Owner S-Sale D Common Stock 3,566 14.26 50.8K 4,493,458
2015-07-14 Novartis Bioventures Ltd 10% Owner S-Sale D Common Stock 27,861 14.41 401.5K 4,497,024
2015-07-13 Novartis Bioventures Ltd 10% Owner S-Sale D Common Stock 20,611 14.20 292.7K 4,524,885
2015-06-29 Morrison Jodie Pope Director / Officer M-Exempt D Stock Option (right to buy) 8,000 1.58 12.6K 325,300
2015-06-26 Morrison Jodie Pope Director / Officer S-Sale D Common Stock 8,000 13.83 110.6K 9,551
2015-06-24 McBride John S. Officer S-Sale D Common Stock 300 14.20 4.3K 0
2015-06-23 McBride John S. Officer S-Sale D Common Stock 6,700 14.00 93.8K 0
2015-06-22 McBride John S. Officer S-Sale D Common Stock 2,000 14.02 28.0K 0
2015-06-17 Yanchik Joseph A., III Director A-Award A Stock Option (right to buy) 12,000 14.04 168.5K 12,000
2015-06-17 Kessler David A. Director A-Award A Stock Option (right to buy) 12,000 14.04 168.5K 12,000
2015-06-17 Harrison Seth Loring Director / 10% Owner A-Award A Stock Option (right to buy) 12,000 14.04 168.5K 12,000
2015-06-17 Buckley Stephen Jr. Director A-Award A Stock Option (right to buy) 12,000 14.04 168.5K 12,000
2015-06-17 BARBERICH TIMOTHY J Director A-Award A Stock Option (right to buy) 12,000 14.04 168.5K 12,000
2015-06-16 Novartis Bioventures Ltd 10% Owner S-Sale D Common Stock 1,120 14.27 16.0K 4,545,496
2015-06-12 Novartis Bioventures Ltd 10% Owner S-Sale D Common Stock 5,919 14.20 84.0K 4,561,393
2015-06-11 Novartis Bioventures Ltd 10% Owner S-Sale D Common Stock 27,875 14.20 395.8K 4,567,312
2015-05-26 Quirk Gerald E Officer A-Award A Stock Option (right to buy) 214,605 10.81 2.32M 214,605
2015-04-16 Kalowski Lee Officer S-Sale D Common Stock 4,567 13.00 59.4K 47,779
2015-04-09 Cohen Cheryl Director D No securities are beneficially owned 0 0.00 0
2015-04-02 Kalowski Lee Officer S-Sale D Common Stock 2,258 11.45 25.9K 52,346
2015-03-19 Novartis Bioventures Ltd 10% Owner S-Sale D Common Stock 46,141 14.50 669.0K 4,595,187
2015-03-18 Novartis Bioventures Ltd 10% Owner S-Sale D Common Stock 3,000 14.50 43.5K 4,641,328
2015-01-08 Buckley Stephen Jr. Director A-Award A Stock Option (right to buy) 25,000 14.49 362.3K 25,000
2014-10-15 Morrison Jodie Pope Director / Officer A-Award A Stock Option (right to buy) 134,134 13.25 1.78M 134,134
2014-10-15 McBride John S. Officer A-Award A Stock Option (right to buy) 50,671 13.25 671.4K 50,671
2014-09-22 Satter Muneer A 10% Owner P-Purchase A Common Stock 150,000 15.00 2.25M 1,771,688
2014-09-22 Novartis Bioventures Ltd 10% Owner C-Conversion D Series D-3 Preferred Stock 13,222,826 0.00 0
2014-09-22 Morrison Jodie Pope Director / Officer A-Award A Stock Option (right to buy) 165,251 1.58 261.1K 165,251
2014-09-22 Harrison Seth Loring Director / 10% Owner C-Conversion D Series D-1 Preferred Stock 8,711,335 0.00 0
2014-09-22 BARBERICH TIMOTHY J Director C-Conversion D Series E Preferred Stock 809,955 0.00 0
2014-09-22 Apple Tree Partners IV, L.P. Director / 10% Owner D Common Stock 0 0.00 125,000
2014-09-22 Apple Tree Partners II - Annex, L.P. Director / 10% Owner P-Purchase A Common Stock 237,500 15.00 3.56M 3,568,438
2014-09-22 APPLE TREE PARTNERS II LP Director / 10% Owner C-Conversion D Series A Preferred Stock 4,500,000 0.00 0
2014-09-17 Kalowski Lee Officer A-Award A Stock Option (right to buy) 218,417 15.00 3.28M 218,417
2014-09-16 Yanchik Joseph A., III Director D Stock Option (right to buy) 21,658 0.63 13.6K 0
2014-09-16 Williams Martin D 10% Owner D Common Stock 0 0.00 168,850
2014-09-16 Warman Investments Pty. Ltd. 10% Owner D Series B-2 Preferred Stock 5,469 0.00 0
2014-09-16 Wade Denis Newell 10% Owner I Series E Preferred Stock 37,440 0.00 0
2014-09-16 Thomas Robert Bain 10% Owner I Series B-2 Preferred Stock 5,469 0.00 0
2014-09-16 Stewart Susan B. 10% Owner D Stock Option (right to buy) 14,326 0.63 9.0K 0
2014-09-16 Satter Muneer A 10% Owner I Series D-2 Preferred Stock 43,716 0.00 0
2014-09-16 QBF No. 2 Pty Ltd as trustee for Queensland BioCapital Fund No. 2 10% Owner D Series B-2 Preferred Stock 27,348 0.00 0
2014-09-16 QBF No. 1 Pty Ltd as trustee for Queensland BioCapital Fund No. 1 10% Owner D Series B-2 Preferred Stock 27,348 0.00 0

Executive team

Top executives
Shares Outstanding
59.95M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 David-Alexandre C. Gros, M.D. Chief Executive Officer 613.2K 268.7K 1.96M 349.5K 21.7K 3.22M 69.39%
2 2025 Steven Perrin, Ph.D. President and Chief Scientific Officer 484.9K 109.1K 795.0K 284.3K 23.0K 1.70M 53.30%
3 2025 Paul Little Chief Financial Officer 479.2K 303.0K 572.6K 215.2K 23.0K 1.59M 54.97%
4 2024 David-Alexandre C. Gros, M.D. Chief Executive Officer 582.3K 4.58M 464.3K 21.4K 5.64M 81.08%
5 2024 Steven Perrin, Ph.D. President and Chief Scientific Officer 455.3K 3.79M 306.9K 22.0K 4.57M 82.85%
6 2024 Paul Little Chief Financial Officer 459.4K 2.37M 242.4K 22.7K 3.09M 76.56%
7 2023 David-Alexandre C. Gros, M.D. Chief Executive Officer 559.5K 1.69M 286.4K 20.5K 2.55M 66.07%
8 2023 Steven Perrin, Ph.D. President and Chief Scientific Officer 437.4K 906.4K 175.6K 21.1K 1.54M 58.84%
9 2023 Paul Little Chief Financial Officer 441.4K 699.1K 159.5K 21.1K 1.32M 52.92%
10 2022 David-Alexandre C. Gros, M.D. Chief Executive Officer 532.5K 310.5K 256.7K 18.8K 1.12M 27.76%
11 2022 Paul Little Chief Financial Officer 421.1K 445.7K 175.0K 15.6K 1.06M 42.15%
12 2022 Steven Perrin, Ph.D. President and Chief Scientific Officer 417.1K 445.7K 167.3K 19.6K 1.05M 42.46%
13 2021 Paul Little Chief Financial Officer 323.3K 1.85M 131.2K 2.3K 2.31M 80.21%
14 2021 Bryan Smith General Counsel, Corporate Secretary and Compliance Officer 276.9K 100.0K 1.31M 213.00 1.68M 77.59%
15 2021 David-Alexandre C. Gros, M.D. Chief Executive Officer 503.7K 242.4K 1.5K 747.5K 0.00%
16 2021 Steven Perrin, Ph.D. President and Chief Scientific Officer 402.9K 161.6K 2.3K 566.8K 0.00%
17 2020 David-Alexandre C. Gros, M.D. Chief Executive Officer 150.0K 7.18M 92.4K 7.42M 96.73%
18 2020 Steven Perrin, Ph.D. President and Chief Scientific Officer 122.3K 2.99M 3.11M 96.07%
19 2020 Gregory J. Flesher Former Chief Executive Officer 364.5K 121.7K 611.8K 1.32M 2.42M 25.33%
20 2020 Jon S. Kuwahara Senior Vice President of Finance and Administration 319.0K 45.0K 851.2K 3.1K 1.22M 69.86%
21 2020 Catherine C. Turkel Former President 202.8K 83.5K 216.5K 685.4K 1.19M 18.22%
22 2019 Gregory J. Flesher Former Chief Executive Officer 480.4K 66.8K 293.7K 1.7K 842.7K 42.78%
23 2019 Gregory J. Flesher Chief Executive Officer 480.4K 66.8K 293.7K 1.7K 842.7K 42.78%
24 2019 Catherine C. Turkel Former President 368.4K 53.5K 171.7K 4.1K 597.7K 37.67%
25 2019 Catherine C. Turkel President 368.4K 53.5K 171.7K 4.1K 597.7K 37.67%
26 2019 Jon S. Kuwahara Senior Vice President of Finance and Administration 295.7K 95.7K 1.4K 392.9K 24.36%
27 2018 Gregory J. Flesher Chief Executive Officer 459.9K 99.3K 191.3K 191.2K 1.4K 943.1K 30.81%
28 2018 Catherine C. Turkel President 357.7K 64.7K 81.3K 119.0K 2.9K 625.5K 23.33%
29 2018 Jon S. Kuwahara Senior Vice President of Finance and Administration 281.1K 36.4K 40.6K 70.1K 1.4K 429.6K 17.93%
30 2017 Gregory J. Flesher Chief Executive Officer 290.0K 100.0K 575.1K 1.5K 966.6K 59.50%
31 2017 Jodie P. Morrison Former President and Chief Executive Officer 218.8K 73.4K 622.4K 914.6K 8.03%
32 2017 John S. McBride Former Chief Operating Officer and Chief Financial Officer 169.9K 73.4K 404.0K 647.3K 11.34%
33 2017 Catherine C. Turkel President 205.8K 80.0K 284.6K 2.5K 572.9K 49.68%
34 2017 Christine G. Ocampo Former Chief Financial Officer 60.8K 80.0K 139.2K 28.2K 308.2K 45.16%
35 2017 Jon S. Kuwahara Senior Vice President of Finance and Administration 121.6K 136.1K 585.00 258.3K 52.68%
36 2016 Jodie P. Morrison Former President and Chief Executive Officer 525.0K 281.00 525.3K 0.00%
37 2016 Lee H. Kalowski Former Chief Financial Officer 320.0K 114.4K 434.4K 0.00%
38 2016 John S. McBride Former Chief Operating Officer and Chief Financial Officer 407.8K 281.00 408.1K 0.00%
39 2015 Gerald E. Quirk, Esq. General Counsel; EVP, Business Operations 218.5K 1.92M 52.2K 546.00 2.20M 87.65%
40 2015 Jodie P. Morrison Former President and Chief Executive Officer 475.0K 1.20M 166.3K 335.00 1.84M 65.15%
41 2015 Jodie P. Morrison President and Chief Executive Officer 475.0K 1.20M 166.3K 335.00 1.84M 65.15%
42 2015 John S. McBride Former Chief Operating Officer and Chief Financial Officer 377.8K 393.5K 124.1K 281.00 895.6K 43.93%
43 2015 Karen J. Ferrante, M.D. Chief Medical Officer 380.0K 393.5K 93.1K 335.00 866.9K 45.39%
44 2015 Lee H. Kalowski Former Chief Financial Officer 320.0K 393.5K 46.0K 30.9K 790.4K 49.78%
45 2014 Lee H. Kalowski Former Chief Financial Officer 110.7K 91.0K 817.3K 2.27M 20.00 3.29M 93.87%
46 2014 Jodie P. Morrison President and Chief Executive Officer 373.9K 1.93M 234.6K 881.00 2.54M 75.99%
47 2014 Jodie P. Morrison President and Chief Executive Officer 373.9K 234.6K 1.93M 50.00 2.54M 76.01%
48 2014 Karen J. Ferrante, M.D. Chief Medical Officer 249.3K 50.0K 1.15M 109.5K 65.5K 1.62M 70.73%
49 2013 Jodie P. Morrison President and Chief Executive Officer 330.1K 91.9K 547.1K 565.00 969.7K 56.42%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-30 DEFA14A
2026-04-30 DEF 14A
2026-04-21 PRE 14A
2025-04-29 DEFA14A
2025-04-29 DEF 14A
2025-04-14 PRE 14A
2024-05-30 DEFA14A
2024-05-30 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-11 EFFECT
2026-05-01 S-3
2026-04-30 DEFA14A
2026-04-30 DEF 14A
2026-04-30 ARS
2026-04-27 SC 13G
2026-04-21 PRE 14A
2026-03-26 SC 13G/A
2026-03-19 8-K
2026-03-19 10-K

Executive team

NameTitleCompensationGender
David-Alexandre C. Gros Chief Executive Officer & Non Independent Director 1M
Steven N. Perrin President, Chief Scientific Officer & Non Independent Director 784.1K
Paul Sean Little Chief Financial Officer 724.5K male
Bryan E. Smith General Counsel, Corporate Secretary & Chief Compliance Officer 377.1K male
John Herberger Vice President of Technical Operations male
Marina Escudero Vice President & Head of Clinical Operations female
Eliezer Katz Chief Medical Officer
David Hovland Chief Regulatory Officer
ESG Rating
B
BIOTECHNOLOGY
2025
E (Environmental)
61.1 / 56.3
Company / Sector avg.
S (Social)
58.7 / 62.4
Company / Sector avg.
G (Governance)
62.9 / 60.9
Company / Sector avg.
ESG Total
60.9 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits