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DiaMedica Therapeutics Inc. (DMAC)

USD7.57 +0.14 (+1.90%)
US NASDAQ Healthcare Biotechnology
Address Two Carlson Parkway 55447
Minneapolis, MN, US
CEO Dietrich John Pauls
IPO 2012-08-03
CIK 1401040 ISIN CA25253X2077

Explore sections of this company profile

Description

DiaMedica Therapeutics Inc. operates as a clinical-stage biopharmaceutical entity dedicated to advancing therapeutic solutions for neurological and renal disorders. Its primary drug candidate, DM199, a recombinant human tissue kallikrein-1 protein, is currently undergoing a Phase 2 REDUX trial to assess its efficacy in treating moderate to severe chronic kidney disease linked to Type 1 or Type 2 diabetes. Furthermore, DM199 is being evaluated in Phase 2/3 REMEDY2 trials for acute ischemic stroke patients. In addition to DM199, the company is also developing DM300, which is in its pre-clinical stage for the treatment of various inflammatory conditions. Founded in 2000 and headquartered in Minneapolis, Minnesota, the company was previously known as DiaMedica Inc. before adopting its current name, DiaMedica Therapeutics Inc., in December 2016.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD7.57 +0.14 (+1.90%)
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Volume Profile
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Liquidity & share structure
Average Volume
190.3K
Beta
1.00
Float Shares
26.97M
Free Float %
50.0%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+2.06% +0.16% +7.68% -25.26% +2.22% -18.97% +68.41% +298.15% -4.59% +58.48% -84.30%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (6 ratings, all time) Buy
Price Targets & DCF
Current price
7.57
Low 7.00 -7.5%
Consensus 8.33 +10.0%
Median 8.00 +5.7%
High 10.00 +32.1%
DCF (Unlevered) 0.30 -96.0%
DCF (Levered) 0.33 -95.7%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 100% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 5 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year
All Time 3
8.33
+10.0%
Quality scores
Altman Z-Score
28.91
Safe zone
Piotroski F-Score
2 / 9
Weak
MOAT Score
3 / 10
No MOAT
Composite Rating
C-
Overall Score
1 / 5
Low
DCF Score
2 / 5
Medium
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
3 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
1 / 5
Low
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
  • EPS growth Biotechnology: +29.7%
    -16.7% Q1'26: -5.6% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
  • EBIT margin Biotechnology: +0.0%
  • ROIC Biotechnology: -16.1%
    Q1'26: +1,079.5% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +16.3% Q1'26: +25.6% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -0.01× Q1'26: -0.01× (vs Q1'25)
Valuation Multiples From To
DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.99) × ERP
WACC = 100% × Ke + 0% × Kd (4.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 0.30 Current price: 7.57
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2015
actual
Dec 2016
actual
Dec 2018
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
5 Rev. Ana.
3 EPS Ana.
Dec 2027
3 Rev. Ana.
3 EPS Ana.
Dec 2028
3 Rev. Ana.
3 EPS Ana.
Dec 2029
2 Rev. Ana.
1 EPS Ana.
Dec 2030
1 Rev. Ana.
1 EPS Ana.
Revenue
est: 3.66M (-100.0%)
est: 3.66M (-100.0%)
500.0K
est: 500.0K (+0.0%)
54.00M
54.00M – 54.00M
2.22M
2.22M – 2.22M
-95.9% YoY
4.61M
4.61M – 4.61M
+107.6% YoY
28.07M
28.07M – 28.07M
+509.2% YoY
106.03M
106.03M – 106.03M
+277.7% YoY
EBITDA
-1.50M
-2.15M
-5.64M
-26.64M
-34.35M
— – —
— – —
— – —
— – —
— – —
EBIT
-1.50M
-2.15M
-5.55M
-26.68M
-34.40M
— – —
— – —
— – —
— – —
— – —
Net Income
-1.44M
est: -73.92M (+98.0%)
-2.22M
est: -73.92M (+97.0%)
-5.73M
est: -33.54M (+82.9%)
-24.44M
est: -23.94M (-2.1%)
-32.77M
est: -30.92M (-6.0%)
-36.60M
-40.32M – -32.87M
-18.4% YoY
-41.36M
-41.36M – -41.36M
-13.0% YoY
-40.96M
-63.89M – -18.03M
+1.0% YoY
-38.99M
-38.99M – -38.99M
+4.8% YoY
-23.33M
-23.33M – -23.33M
+40.2% YoY
SGA
423.4K
718.0K
2.74M
7.62M
9.78M
— – —
— – —
— – —
— – —
— – —
EPS
-0.40
est: -1.83 (+78.1%)
-0.47
est: -1.83 (+74.3%)
-0.74
est: -0.83 (+10.8%)
-0.60
est: -0.59 (-1.3%)
-0.70
est: -0.68 (-2.3%)
-0.78
-0.86 – -0.70
-14.6% YoY
-0.88
-0.88 – -0.88
-12.3% YoY
-1.02
-1.36 – -0.38
-15.9% YoY
-0.83
-0.83 – -0.83
+18.6% YoY
-0.50
-0.50 – -0.50
+40.2% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-11 C 2/5 2/5 1/5 1/5 4/5 1/5 1/5
2026-05-08 C 2/5 2/5 1/5 1/5 4/5 1/5 1/5
2026-05-07 C 2/5 2/5 1/5 1/5 4/5 1/5 1/5
2026-05-06 C 2/5 2/5 1/5 1/5 4/5 1/5 1/5
2026-05-05 C- 1/5 2/5 1/5 1/5 3/5 1/5 1/5
2026-05-04 C- 1/5 2/5 1/5 1/5 3/5 1/5 1/5
2026-05-01 C- 1/5 2/5 1/5 1/5 3/5 1/5 1/5
2026-04-30 C- 1/5 2/5 1/5 1/5 3/5 1/5 1/5
2026-04-29 C- 1/5 2/5 1/5 1/5 3/5 1/5 1/5
2026-04-28 C- 1/5 2/5 1/5 1/5 3/5 1/5 1/5
2026-04-27 C- 1/5 2/5 1/5 1/5 3/5 1/5 1/5
2026-04-24 C 2/5 3/5 1/5 1/5 3/5 1/5 1/5
2026-04-23 C- 1/5 3/5 1/5 1/5 2/5 1/5 1/5
2026-04-22 C- 1/5 3/5 1/5 1/5 2/5 1/5 1/5
2026-04-21 C- 1/5 3/5 1/5 1/5 2/5 1/5 1/5
2026-04-20 C- 1/5 3/5 1/5 1/5 2/5 1/5 1/5
2026-04-17 C- 1/5 3/5 1/5 1/5 2/5 1/5 1/5
2026-04-16 C- 1/5 3/5 1/5 1/5 2/5 1/5 1/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-29.12M
OE per share TTM
-0.64
Owner's Yield
-9.92%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
414.0%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
14
Total invested
2.30M
Insider transactions (90d)
0
Beneficial owners (>5%)
23
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Thomas Von Koch 2.86M 10.80% 2.86M 2.86M IN Sweden 2022-07-12
2 TomEnterprise AB 2.86M 10.80% 2.86M 2.86M FI Sweden 2022-07-12
3 Jan Ståhlberg 2.55M 9.60% 2.55M 2.55M IN Sweden 2021-10-08
4 Trill AB 2.55M 9.60% 2.55M 2.55M FI Sweden 2021-10-08
5 John Fichthorn 2.21M 5.20% 2.21M 2.21M HC, IN Delaware 2024-07-08
6 Dialectic Capital Management, LP 2.17M 5.10% 2.17M 2.17M PN Delaware 2024-07-08
7 Dialectic LS Manager LLC 2.17M 5.10% 2.17M 2.17M OO Delaware 2024-07-08
8 Dialectic Life Sciences SPV LLC 2.17M 5.10% 2.17M 2.17M OO Delaware 2024-07-08
9 Dialectic Partners, LLC 2.17M 5.10% 2.17M 2.17M OO Delaware 2024-07-08
10 0 1.65M 6.20% 1.65M 1.65M IN United States 2022-05-27
11 Laurence W. Lytton 1.38M 11.00% 1.38M 1.38M IN USA 2021-10-06
12 Zhenyu Xiao, Ph.D. 936.8K 5.00% 936.8K 936.8K IN Hong Kong 2020-12-23
13 Hermeda Industrial Co., Limited 929.7K 4.96% 929.7K CO Hong Kong 2020-12-23
14 Jon M. Plexico 800.0K 11.00% 800.0K 800.0K HC, IN U.S.A. 2020-02-12
15 Stonepine Capital Management, LLC 800.0K 11.00% 800.0K 800.0K IA, OO U.S.A. 2020-02-12
16 Stonepine Capital, L.P. 800.0K 11.00% 800.0K 800.0K PN U.S.A. 2020-02-12
17 Timothy P. Lynch 800.0K 11.00% 800.0K 800.0K HC, IN U.S.A. 2020-02-12
18 27-4413262 759.4K 6.35% 759.4K 759.4K OO Maryland 2019-04-29
19 Identification Nos. of above persons (. 759.4K 6.35% 759.4K 759.4K IN States 2019-04-29
20 Dr. Albert D. Friesen 705.9K 5.90% 705.9K 705.9K IN Canada 2019-01-29
21 Nancy Chang 657.9K 5.50% 657.9K 657.9K IN United States 2019-02-01
22 CentreStone Ventures Inc. 598.7K 5.00% 598.7K 598.7K CO Canada 2019-01-29
23 CentreStone Ventures Limited Partnership 598.7K 5.00% 598.7K 598.7K PN Canada 2019-01-29

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
14
-81 vs prev Q
New positions
1
Closed positions
79
Increased
3
Reduced
1
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 95.4K +95.4K (+100.0%) 759.06M +759.1M (+100.0%) 0.19% +0.192 pp 0.75% +0.751 pp USD7.96 +0.0% 1 qtrs NEW
2 COOPERMAN LEON G 2.02M -1.2M (-38.2%) 16.08M -1.6M (-8.9%) 4.07% -3.542 pp 0.53% -0.017 pp USD5.11 +55.8% 21 qtrs
3 BLACKROCK, INC. 1.90M +222.8K (+13.3%) 15.13M +3.6M (+31.2%) 3.83% -0.076 pp 0.00% +0.000 pp USD5.15 +54.6% 6 qtrs
4 PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE 875.0K +— (+0.0%) 6.97M +953.8K (+15.9%) 1.76% -0.274 pp 14.39% +3.672 pp USD4.61 +72.7% 11 qtrs
5 MILLENNIUM MANAGEMENT LLC 768.6K -418.7K (-35.3%) 6.12M -2.0M (-25.0%) 1.55% -1.215 pp 0.00% -0.001 pp USD6.87 +15.9% 6 qtrs
6 GEODE CAPITAL MANAGEMENT, LLC 764.3K +52.4K (+7.4%) 6.08M +1.2M (+24.4%) 1.54% -0.117 pp 0.00% +0.000 pp USD4.81 +65.5% 26 qtrs
7 VANGUARD GROUP INC 723.1K +58.5K (+8.8%) 5.76M +1.2M (+26.1%) 1.46% -0.090 pp 0.00% +0.000 pp USD5.84 +36.3% 27 qtrs
8 STATE STREET CORP 627.8K +151.2K (+31.7%) 5.00M +1.7M (+52.6%) 1.26% +0.156 pp 0.00% +0.000 pp USD5.98 +33.1% 19 qtrs
9 MORGAN STANLEY 547.6K -32.0K (-5.5%) 4.36M +377.2K (+9.5%) 1.10% -0.246 pp 0.00% +0.000 pp USD5.55 +43.4% 23 qtrs
10 FIRST MANHATTAN CO. LLC. 405.0K -100.0K (-19.8%) 3.22M -245.6K (-7.1%) 0.82% -0.360 pp 0.01% -0.001 pp USD2.94 +170.7% 11 qtrs
11 BLEICHROEDER LP 382.3K +— (+0.0%) 3.04M +416.7K (+15.9%) 0.77% -0.120 pp 0.54% +0.024 pp USD3.75 +112.3% 11 qtrs
12 NORTHERN TRUST CORP 325.5K -14.1K (-4.1%) 2.59M +258.3K (+11.1%) 0.66% -0.135 pp 0.00% +0.000 pp USD4.51 +76.5% 24 qtrs
13 ADVISOR GROUP HOLDINGS, INC. 247.0K +64.7K (+35.5%) 1.97M +712.2K (+56.8%) 0.50% +0.073 pp 0.00% +0.001 pp USD5.40 +47.4% 11 qtrs
14 LPL FINANCIAL LLC 197.2K -6.0K (-3.0%) 1.57M +173.7K (+12.4%) 0.40% -0.076 pp 0.00% +0.000 pp USD4.16 +91.3% 7 qtrs
15 GOLDMAN SACHS GROUP INC 129.4K +52.1K (+67.4%) 1.03M +498.9K (+94.0%) 0.26% +0.081 pp 0.00% +0.000 pp USD7.01 +13.6% 5 qtrs
16 BANK OF NEW YORK MELLON CORP 121.0K +52.0K (+75.5%) 963.0K +489.4K (+103.3%) 0.24% +0.083 pp 0.00% +0.000 pp USD5.86 +35.8% 3 qtrs
17 NUVEEN, LLC 111.0K +36.4K (+48.7%) 883.8K +370.8K (+72.3%) 0.22% +0.050 pp 0.00% +0.000 pp USD6.31 +26.1% 3 qtrs
18 MEMBERS WEALTH LLC 101.4K +101.4K (+100.0%) 864.3K +864.3K (+100.0%) 0.20% +0.204 pp 0.54% +0.541 pp USD7.96 +0.0% 1 qtrs NEW
19 WELLINGTON MANAGEMENT GROUP LLP 103.7K +103.7K (+100.0%) 825.5K +825.5K (+100.0%) 0.21% +0.209 pp 0.00% +0.000 pp USD7.96 +0.0% 1 qtrs NEW
20 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 96.9K +4.5K (+4.8%) 771.2K +136.2K (+21.4%) 0.20% -0.020 pp 0.00% +0.000 pp USD4.54 +75.3% 11 qtrs
21 EAM INVESTORS, LLC 91.4K +91.4K (+100.0%) 727.7K +727.7K (+100.0%) 0.18% +0.184 pp 0.08% +0.081 pp USD7.96 +0.0% 1 qtrs NEW
22 FRED ALGER MANAGEMENT, LLC 83.1K +83.1K (+100.0%) 661.8K +661.8K (+100.0%) 0.17% +0.168 pp 0.00% +0.003 pp USD7.96 +0.0% 1 qtrs NEW
23 MAGNOLIA CAPITAL ADVISORS LLC 77.4K +67.4K (+674.1%) 616.1K +547.4K (+796.9%) 0.16% +0.133 pp 0.13% +0.112 pp USD7.32 +8.7% 7 qtrs
24 RONALD BLUE TRUST, INC. 69.1K +— (+0.0%) 550.2K +75.3K (+15.9%) 0.14% -0.022 pp 0.01% +0.001 pp USD4.64 +71.6% 6 qtrs
25 CREATIVE PLANNING 58.9K +20.1K (+51.7%) 468.5K +202.0K (+75.8%) 0.12% +0.028 pp 0.00% +0.000 pp USD7.24 +9.9% 2 qtrs
26 ROYAL BANK OF CANADA 56.9K +15.0K (+35.7%) 453.0K +165.0K (+57.3%) 0.11% +0.017 pp 0.00% +0.000 pp USD4.89 +62.8% 29 qtrs
27 SEI INVESTMENTS CO 55.7K +55.7K (+100.0%) 443.1K +443.1K (+100.0%) 0.11% +0.112 pp 0.00% +0.000 pp USD7.96 +0.0% 1 qtrs NEW
28 BARCLAYS PLC 52.9K +7.5K (+16.4%) 421.2K +109.0K (+34.9%) 0.11% +0.001 pp 0.00% +0.000 pp USD4.97 +60.2% 5 qtrs
29 MERIDIAN WEALTH MANAGEMENT, LLC 50.6K -1.0K (-2.0%) 403.1K +48.2K (+13.6%) 0.10% -0.018 pp 0.01% +0.001 pp USD6.06 +31.4% 5 qtrs
30 PRIVATE CAPITAL MANAGEMENT, LLC 50.0K +— (+0.0%) 398.0K +54.5K (+15.9%) 0.10% -0.016 pp 0.04% +0.006 pp USD6.87 +15.9% 2 qtrs
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 44.4K +16.0K (+56.5%) 353.3K +158.4K (+81.3%) 0.09% +0.023 pp 0.00% +0.000 pp USD5.78 +37.7% 11 qtrs
32 WELLS FARGO & COMPANY/MN 40.6K +18.7K (+85.1%) 323.4K +172.6K (+114.5%) 0.08% +0.031 pp 0.00% +0.000 pp USD6.30 +26.3% 4 qtrs
33 CATALYST FINANCIAL PARTNERS LLC 38.5K +— (+0.0%) 306.1K +41.9K (+15.9%) 0.08% -0.012 pp 0.03% +0.002 pp USD2.44 +226.2% 13 qtrs
34 PENSIONMARK FINANCIAL GROUP, LLC 37.0K +2.7K (+7.7%) 294.3K +58.5K (+24.8%) 0.07% -0.005 pp 0.00% 0.000 pp USD5.28 +50.8% 5 qtrs
35 AQR CAPITAL MANAGEMENT LLC 35.8K +8.3K (+30.3%) 284.7K +96.1K (+51.0%) 0.07% +0.008 pp 0.00% +0.000 pp USD7.12 +11.8% 2 qtrs
36 MARSHALL WACE, LLP 32.2K -6.9K (-17.6%) 256.3K -12.0K (-4.5%) 0.06% -0.026 pp 0.00% +0.000 pp USD3.87 +105.7% 4 qtrs
37 TREXQUANT INVESTMENT LP 31.0K +31.0K (+100.0%) 246.4K +246.4K (+100.0%) 0.06% +0.062 pp 0.00% +0.002 pp USD7.96 +0.0% 1 qtrs NEW
38 XTX TOPCO LTD 29.4K +29.4K (+100.0%) 234.1K +234.1K (+100.0%) 0.06% +0.059 pp 0.01% +0.006 pp USD7.96 +0.0% 1 qtrs NEW
39 CITADEL ADVISORS LLC 27.7K +27.7K (+100.0%) 220.5K +220.5K (+100.0%) 0.06% +0.056 pp 0.00% +0.000 pp USD7.96 +0.0% 1 qtrs NEW
40 RHUMBLINE ADVISERS 26.8K -596.0 (-2.2%) 213.0K +25.1K (+13.3%) 0.05% -0.010 pp 0.00% +0.000 pp USD4.28 +86.0% 3 qtrs
41 BANK OF AMERICA CORP /DE/ 26.3K +14.1K (+114.9%) 209.5K +125.4K (+149.0%) 0.05% +0.025 pp 0.00% +0.000 pp USD6.49 +22.7% 9 qtrs
42 DEUTSCHE BANK AG\ 24.4K -8.4K (-25.6%) 194.0K -31.2K (-13.8%) 0.05% -0.027 pp 0.00% +0.000 pp USD6.87 +15.9% 2 qtrs
43 QUADRATURE CAPITAL LTD 23.6K +23.6K (+100.0%) 187.6K +187.6K (+100.0%) 0.05% +0.048 pp 0.00% +0.002 pp USD7.96 +0.0% 1 qtrs NEW
44 LOS ANGELES CAPITAL MANAGEMENT LLC 23.0K +23.0K (+100.0%) 160.9K +160.9K (+100.0%) 0.05% +0.046 pp 0.00% +0.001 pp USD7.96 +0.0% 1 qtrs NEW
45 PRICE T ROWE ASSOCIATES INC /MD/ 19.7K +— (+0.0%) 157.0K +21.0K (+15.4%) 0.04% -0.006 pp 0.00% +0.000 pp USD4.85 +64.1% 3 qtrs
46 METLIFE INVESTMENT MANAGEMENT, LLC 19.1K +9.0K (+89.6%) 151.9K +82.8K (+119.7%) 0.04% +0.015 pp 0.00% +0.000 pp USD7.39 +7.7% 2 qtrs
47 INVESCO LTD. 18.6K +4.3K (+29.9%) 148.3K +49.8K (+50.6%) 0.04% +0.004 pp 0.00% +0.000 pp USD4.91 +62.1% 3 qtrs
48 INTECH INVESTMENT MANAGEMENT LLC 18.5K +4.5K (+32.5%) 146.9K +51.2K (+53.5%) 0.04% +0.005 pp 0.00% +0.001 pp USD4.90 +62.4% 3 qtrs
49 STONEBRIDGE CAPITAL ADVISORS LLC 17.5K +— (+0.0%) 139.3K +19.1K (+15.9%) 0.04% -0.006 pp 0.01% +0.001 pp USD2.58 +208.5% 10 qtrs
50 BALYASNY ASSET MANAGEMENT L.P. 17.1K +17.1K (+100.0%) 136.0K +136.0K (+100.0%) 0.03% +0.034 pp 0.00% +0.000 pp USD7.96 +0.0% 1 qtrs NEW
51 CORNERSTONE WEALTH MANAGEMENT, LLC 16.3K +— (+0.0%) 129.4K +17.7K (+15.9%) 0.03% -0.005 pp 0.01% +0.001 pp USD3.79 +110.0% 4 qtrs
52 RAYMOND JAMES FINANCIAL INC 15.8K -20.7K (-56.7%) 125.8K -125.0K (-49.8%) 0.03% -0.053 pp 0.00% +0.000 pp USD6.23 +27.8% 5 qtrs
53 MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. 15.8K +1.0K (+7.0%) 125.6K +24.3K (+24.0%) 0.03% -0.003 pp 0.00% +0.000 pp USD4.23 +88.2% 3 qtrs
54 BANK OF MONTREAL /CAN/ 15.6K +— (+0.0%) 123.9K +17.0K (+15.9%) 0.03% -0.005 pp 0.00% +0.000 pp USD5.43 +46.6% 5 qtrs
55 GSA CAPITAL PARTNERS LLP 13.9K +13.9K (+100.0%) 110.0K +110.0K (+100.0%) 0.03% +0.028 pp 0.01% +0.010 pp USD7.96 +0.0% 1 qtrs NEW
56 JPMORGAN CHASE & CO 13.6K +774.0 (+6.1%) 107.9K +20.1K (+22.9%) 0.03% -0.002 pp 0.00% +0.000 pp USD4.20 +89.5% 3 qtrs
57 SIMPLEX TRADING, LLC 12.1K +10.1K (+484.4%) 96.6K +82.6K (+589.8%) 0.02% +0.020 pp 0.00% +0.000 pp USD7.77 +2.4% 6 qtrs
58 AXQ CAPITAL, LP 12.1K +12.1K (+100.0%) 96.1K +96.1K (+100.0%) 0.02% +0.024 pp 0.02% +0.022 pp USD7.96 +0.0% 1 qtrs NEW
59 NEW YORK STATE COMMON RETIREMENT FUND 11.8K +— (+0.0%) 93.9K +12.9K (+15.9%) 0.02% -0.004 pp 0.00% +0.000 pp USD3.90 +104.1% 3 qtrs
60 JUMP FINANCIAL, LLC 11.2K +11.2K (+100.0%) 89.5K +89.5K (+100.0%) 0.02% +0.023 pp 0.00% +0.001 pp USD7.96 +0.0% 1 qtrs NEW
61 MANUFACTURERS LIFE INSURANCE COMPANY, THE 11.2K +11.2K (+100.0%) 89.3K +89.3K (+100.0%) 0.02% +0.023 pp 0.00% +0.000 pp USD7.96 +0.0% 1 qtrs NEW
62 COLONY GROUP, LLC 10.5K +10.5K (+100.0%) 83.7K +83.7K (+100.0%) 0.02% +0.021 pp 0.00% +0.000 pp USD7.96 +0.0% 1 qtrs NEW
63 POLICE & FIREMEN'S RETIREMENT SYSTEM OF NEW JERSEY 10.2K +— (+0.0%) 81.2K +11.1K (+15.9%) 0.02% -0.003 pp 0.00% +0.000 pp USD4.70 +69.4% 3 qtrs
64 TRUVESTMENTS CAPITAL LLC 9.8K +5.2K (+112.3%) 78.4K +46.5K (+146.0%) 0.02% +0.009 pp 0.01% +0.009 pp USD6.24 +27.6% 3 qtrs
65 BNP PARIBAS ARBITRAGE, SNC 7.4K +8.0 (+0.1%) 59.2K +8.2K (+16.0%) 0.02% -0.002 pp 0.00% +0.000 pp USD3.52 +126.1% 13 qtrs
66 MASSMUTUAL TRUST CO FSB/ADV 4.8K +— (+0.0%) 38.4K +5.3K (+15.9%) 0.01% -0.002 pp 0.00% +0.000 pp USD4.01 +98.5% 18 qtrs
67 US BANCORP \DE\ 4.5K +187.0 (+4.3%) 36.0K +6.2K (+20.9%) 0.01% -0.001 pp 0.00% +0.000 pp USD4.39 +81.3% 22 qtrs
68 FARTHER FINANCE ADVISORS, LLC 4.2K +4.2K (+100.0%) 33.7K +33.7K (+100.0%) 0.01% +0.009 pp 0.00% +0.000 pp USD7.96 +0.0% 1 qtrs NEW
69 UBS GROUP AG 3.6K -9.7K (-73.0%) 28.7K -62.9K (-68.7%) 0.01% -0.024 pp 0.00% +0.000 pp USD5.05 +57.6% 29 qtrs
70 CHINA UNIVERSAL ASSET MANAGEMENT CO., LTD. 3.6K +3.6K (+100.0%) 28.7K +28.7K (+100.0%) 0.01% +0.007 pp 0.00% +0.002 pp USD7.96 +0.0% 1 qtrs NEW
71 LEGAL & GENERAL GROUP PLC 3.5K +— (+0.0%) 28.1K +3.8K (+15.9%) 0.01% -0.001 pp 0.00% +0.000 pp USD4.39 +81.3% 3 qtrs
72 AMERITAS INVESTMENT PARTNERS, INC. 2.7K +— (+0.0%) 21.5K +2.9K (+15.9%) 0.01% -0.001 pp 0.00% +0.000 pp USD3.90 +104.1% 3 qtrs
73 RUSSELL INVESTMENTS GROUP, LTD. 2.7K -1.3K (-31.9%) 21.3K -5.7K (-21.1%) 0.01% -0.004 pp 0.00% +0.000 pp USD6.87 +15.9% 2 qtrs
74 STRS OHIO 2.3K -6.8K (-74.7%) 18.3K -44.2K (-70.7%) 0.00% -0.017 pp 0.00% 0.000 pp USD4.39 +81.3% 3 qtrs
75 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 2.1K +442.0 (+26.8%) 16.6K +5.3K (+46.9%) 0.00% +0.000 pp 0.00% +0.000 pp USD4.76 +67.2% 3 qtrs
76 FMR LLC 1.8K +1.7K (+1,759.8%) 14.4K +13.7K (+2,056.2%) 0.00% +0.003 pp 0.00% +0.000 pp USD7.90 +0.8% 2 qtrs
77 GROUP ONE TRADING, L.P. 1.4K +1.0K (+258.9%) 11.1K +8.4K (+315.8%) 0.00% +0.002 pp 0.00% +0.000 pp USD7.40 +7.6% 3 qtrs
78 TOWER RESEARCH CAPITAL LLC (TRC) 1.4K -1.3K (-49.2%) 11.0K -7.7K (-41.1%) 0.00% -0.004 pp 0.00% 0.000 pp USD6.87 +15.9% 22 qtrs
79 TD WATERHOUSE CANADA INC. 1.1K +— (+0.0%) 8.5K +1.2K (+15.9%) 0.00% 0.000 pp 0.00% +0.000 pp USD3.73 +113.4% 17 qtrs
80 CAPITAL ANALYSTS, LLC 1.1K +1.1K (+100.0%) 8.0K +8.0K (+100.0%) 0.00% +0.002 pp 0.00% +0.000 pp USD7.96 +0.0% 1 qtrs NEW
81 AMALGAMATED BANK 1.1K +164.0 (+18.2%) 8.0K +2.0K (+33.3%) 0.00% +0.000 pp 0.00% +0.000 pp USD4.52 +76.1% 3 qtrs
82 CITIGROUP INC 864.00 -579.0 (-40.1%) 6.9K -3.0K (-30.6%) 0.00% -0.002 pp 0.00% +0.000 pp USD4.72 +68.6% 6 qtrs
83 STERLING CAPITAL MANAGEMENT LLC 206.00 +129.0 (+167.5%) 1.6K +1.1K (+210.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD6.62 +20.2% 3 qtrs
84 YANKCOM PARTNERSHIP 200.00 +200.0 (+100.0%) 1.6K +1.6K (+100.0%) 0.00% +0.000 pp 0.00% +0.001 pp USD7.96 +0.0% 1 qtrs NEW
85 UBS ASSET MANAGEMENT AMERICAS INC 156.00 +156.0 (+100.0%) 1.2K +1.2K (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD7.96 +0.0% 1 qtrs NEW
86 GLOBAL RETIREMENT PARTNERS, LLC 130.00 +130.0 (+100.0%) 1.0K +1.0K (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD7.95 +0.1% 1 qtrs NEW
87 CWM, LLC 70.00 -16.0 (-18.6%) 1.0K +— (+0.0%) 0.00% 0.000 pp 0.00% +0.000 pp USD6.86 +16.0% 2 qtrs
88 GAMMA INVESTING LLC 102.00 +— (+0.0%) 812.00 +111.0 (+15.8%) 0.00% +0.000 pp 0.00% +0.000 pp USD6.86 +16.0% 2 qtrs
89 ALLWORTH FINANCIAL LP 101.00 +16.0 (+18.8%) 804.00 +220.0 (+37.7%) 0.00% +0.000 pp 0.00% +0.000 pp USD7.03 +13.2% 2 qtrs
90 CORNERSTONE PLANNING GROUP LLC 80.00 +74.0 (+1,233.3%) 675.00 -83.0 (-10.9%) 0.00% +0.000 pp 0.00% +0.000 pp USD7.68 +3.6% 6 qtrs
91 PNC FINANCIAL SERVICES GROUP, INC. 57.00 -393.0 (-87.3%) 454.00 -2.6K (-85.3%) 0.00% -0.001 pp 0.00% +0.000 pp USD6.86 +16.0% 2 qtrs
92 TORONTO DOMINION BANK 24.00 +— (+0.0%) 191.00 +26.0 (+15.8%) 0.00% +0.000 pp 0.00% +0.000 pp USD6.83 +16.5% 2 qtrs
93 JANE STREET GROUP, LLC -57.5K (-100.0%) -395.3K (-100.0%) 0.00% -0.134 pp 0.00% 0.000 pp USD 9 qtrs SOLD
94 CANTOR FITZGERALD, L. P. -100.0K (-100.0%) -687.0K (-100.0%) 0.00% -0.233 pp 0.00% -0.007 pp USD 2 qtrs SOLD
95 SRS CAPITAL ADVISORS, INC. -32.0 (-100.0%) -219.0 (-100.0%) 0.00% 0.000 pp 0.00% +0.000 pp USD 2 qtrs SOLD
96 CORIENT IA LLC -132.5K (-100.0%) -910.3K (-100.0%) 0.00% -0.308 pp 0.00% -0.682 pp USD 2 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 27 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 iShares Micro-Cap ETF IWC 0.06% 943.8K 0.60%
2 iShares Russell 2000 Growth ETF IWO 0.02% 2.65M 0.24%
3 Vanguard Russell 2000 Growth ETF VTWG 0.01% 191.5K 0.06%
4 Invesco Russell 2000 UCITS ETF RTYS.L 0.01% 28.6K 0.25%
5 Global X - Russell 2000 ETF RSSL 0.01% 131.4K 0.08%
6 iShares Russell 2000 BuyWrite ETF IWMW 0.01% 5.0K 0.39%
7 iShares Russell 2000 ETF IWM 0.01% 7.30M 0.19%
8 iShares U.S. Small Cap Index ETF (CAD-Hedged) XSU.TO 0.01% 47.6K 0.36%
9 Xtrackers Russell 2000 UCITS ETF 1C XRSU.L 0.01% 240.2K 0.30%
10 State Street SPDR Russell 2000 U.S. Small Cap UCITS ETF (Acc) R2US.L 0.01% 338.3K 0.30%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
3
Sells
0
Shares acquired
4.80M
Shares disposed
Cash buys
3.00
Cash sales
Net activity
+4,799,999
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-01-02 Semba Charles Pauling Director A-Award A Common Stock 3,355 8.42 28.2K 47,963 D
2026-01-02 Parsons James T. Director A-Award A Common Stock 10,095 8.42 85.0K 97,949 D
2026-01-02 Giuffre Randall Michael Director A-Award A Common Stock 6,175 8.42 52.0K 398,587 D
2025-11-25 STAHLBERG JAN 10% Owner P-Purchase A Common Shares 73,099 8.57 626.8K 8,825,742 I
2025-11-24 STAHLBERG JAN 10% Owner P-Purchase A Common Shares 40,253 7.89 317.7K 8,752,643 I
2025-11-21 STAHLBERG JAN 10% Owner P-Purchase A Common Shares 208,872 7.41 1.55M 8,712,390 I
2025-11-21 Parsons James T. Director M-Exempt D Stock Option (right to buy) 12,000 2.20 26.4K 0 D
2025-11-20 STAHLBERG JAN 10% Owner P-Purchase A Common Shares 128,426 7.41 951.2K 8,503,518 I
2025-11-19 STAHLBERG JAN 10% Owner P-Purchase A Common Shares 240,352 7.21 1.73M 8,375,092 I
2025-11-18 STAHLBERG JAN 10% Owner P-Purchase A Common Shares 182,882 6.75 1.23M 8,134,740 I
2025-11-17 STAHLBERG JAN 10% Owner P-Purchase A Common Shares 187,393 6.52 1.22M 7,951,858 I
2025-08-27 STAHLBERG JAN 10% Owner P-Purchase A Common Shares 50,772 6.00 304.6K 7,764,465 I
2025-08-26 STAHLBERG JAN 10% Owner P-Purchase A Common Shares 59,648 6.00 357.9K 7,713,693 I
2025-08-25 STAHLBERG JAN 10% Owner P-Purchase A Common Shares 338,265 6.00 2.03M 7,654,045 I
2025-08-22 STAHLBERG JAN 10% Owner P-Purchase A Common Shares 59,788 5.96 356.6K 7,315,780 I
2025-08-21 STAHLBERG JAN 10% Owner P-Purchase A Common Shares 48,172 5.96 287.0K 7,255,992 I
2025-08-20 STAHLBERG JAN 10% Owner P-Purchase A Common Shares 71,107 5.86 416.5K 7,207,820 I
2025-08-15 STAHLBERG JAN 10% Owner P-Purchase A Common Shares 8,233 6.00 49.4K 7,136,713 I
2025-08-14 STAHLBERG JAN 10% Owner P-Purchase A Common Shares 70,414 5.99 421.9K 7,128,480 I
2025-08-13 STAHLBERG JAN 10% Owner P-Purchase A Common Shares 293,601 5.91 1.73M 7,058,066 I
2025-08-11 Krop Julie Officer A-Award A Stock Option (right to buy) 450,000 4.58 2.06M 450,000 D
2025-07-23 Von Koch Thomas 10% Owner P-Purchase A Common Shares 2,857,142 3.50 10.00M 8,383,577 I
2025-07-23 STAHLBERG JAN 10% Owner P-Purchase A Common Shares 1,542,857 3.50 5.40M 6,764,465 I
2025-07-23 JACINTO RICHARD II 10% Owner P-Purchase A Voting Common Shares, no par value per share 400,000 3.50 1.40M 4,958,823 I
2025-06-01 Wambeke David J. Officer A-Award A Stock Option (right to buy) 250,000 4.11 1.03M 250,000 D
2025-06-01 Semba Charles Pauling Director A-Award A Stock Option (right to buy) 32,162 4.11 132.2K 32,162 D
2025-06-01 Pauls Dietrich John Director / Officer A-Award A Stock Option (right to buy) 600,000 4.11 2.47M 600,000 D
2025-06-01 Parsons James T. Director A-Award A Stock Option (right to buy) 40,739 4.11 167.4K 40,739 D
2025-06-01 Lewis Tanya Director A-Award A Stock Option (right to buy) 32,162 4.11 132.2K 32,162 D
2025-06-01 Kuntz Richard Director A-Award A Stock Option (right to buy) 32,162 4.11 132.2K 32,162 D
2025-06-01 Kellen Scott Officer A-Award A Stock Option (right to buy) 225,000 4.11 924.8K 225,000 D
2025-06-01 Giuffre Randall Michael Director A-Award A Stock Option (right to buy) 32,162 4.11 132.2K 32,162 D
2025-04-07 Pilnik Richard D. Director M-Exempt A Voting Common Shares, no par value per share 24,000 2.11 50.6K 312,995 D
2025-02-20 O'Connor Daniel J. Director A-Award A Stock Option (right to buy) 64,242 6.61 424.6K 64,242 D
2025-02-13 Giuffre Randall Michael Director M-Exempt A Voting Common Shares, no par value per share 5,000 3.65 18.3K 392,412 D
2025-01-02 Semba Charles Pauling Director A-Award A Voting Common Shares, no par value per share 5,290 5.34 28.2K 44,608 D
2025-01-02 Pilnik Richard D. Director A-Award A Voting Common Shares, no par value per share 10,393 5.34 55.5K 288,995 D
2025-01-02 Parsons James T. Director A-Award A Voting Common Shares, no par value per share 15,917 5.34 85.0K 75,854 D
2025-01-02 Kuntz Richard Director A-Award A Voting Common Shares, no par value per share 9,925 5.34 53.0K 24,210 D
2025-01-02 Giuffre Randall Michael Director A-Award A Voting Common Shares, no par value per share 10,861 5.34 58.0K 375,412 D
2024-06-28 Von Koch Thomas 10% Owner P-Purchase A Common Shares 1,200,000 2.50 3.00M 5,526,435
2024-06-28 STAHLBERG JAN 10% Owner P-Purchase A Common Shares 1,200,000 2.50 3.00M 5,221,608
2024-06-01 Wambeke David J. Officer A-Award A Stock Option (right to buy) 130,000 2.90 377.0K 130,000
2024-06-01 Semba Charles Pauling Director A-Award A Stock Option (right to buy) 28,472 2.90 82.6K 28,472
2024-06-01 Pilnik Richard D. Director A-Award A Stock Option (right to buy) 36,065 2.90 104.6K 36,065
2024-06-01 Pauls Dietrich John Director / Officer A-Award A Stock Option (right to buy) 300,000 2.90 870.0K 300,000
2024-06-01 Parsons James T. Director A-Award A Stock Option (right to buy) 28,472 2.90 82.6K 28,472
2024-06-01 Lewis Tanya Director A-Award A Stock Option (right to buy) 28,472 2.90 82.6K 28,472
2024-06-01 Kuntz Richard Director A-Award A Stock Option (right to buy) 28,472 2.90 82.6K 28,472
2024-06-01 Kellen Scott Officer A-Award A Stock Option (right to buy) 130,000 2.90 377.0K 130,000
2024-06-01 Giuffre Randall Michael Director A-Award A Stock Option (right to buy) 28,472 2.90 82.6K 28,472
2024-06-01 Cundari Dominic R Officer A-Award A Stock Option (right to buy) 15,000 2.90 43.5K 15,000
2024-01-22 Lorianne Masuoka K. Officer A-Award A Stock option (right to buy) 285,000 2.79 795.2K 285,000
2024-01-02 Semba Charles Pauling Director A-Award A Voting Common Shares, no par value per share 9,375 2.80 26.3K 39,318
2024-01-02 Pilnik Richard D. Director A-Award A Voting Common Shares, no par value per share 30,357 2.80 85.0K 278,602
2024-01-02 Parsons James T. Director A-Award A Voting Common Shares, no par value per share 21,428 2.80 60.0K 59,937
2024-01-02 Kuntz Richard Director A-Award A Voting Common Shares, no par value per share 14,285 2.80 40.0K 14,285
2024-01-02 Giuffre Randall Michael Director A-Award A Voting Common Shares, no par value per share 19,196 2.80 53.7K 364,551
2023-11-16 Wambeke David J. Officer P-Purchase A Voting Common Shares, no par value per share 20,000 2.46 49.2K 527,114
2023-06-23 Wambeke David J. Officer P-Purchase A Voting Common Shares, no par value per share 38,364 3.91 150.0K 507,114
2023-06-23 Von Koch Thomas 10% Owner P-Purchase A Common Shares 1,470,588 3.40 5.00M 4,326,435
2023-06-23 Semba Charles Pauling Director P-Purchase A Voting Common Shares, no par value per share 12,787 3.91 50.0K 29,943
2023-06-23 STAHLBERG JAN 10% Owner I Common Shares 0 0.00 4,021,608
2023-06-23 Pilnik Richard D. Director P-Purchase A Voting Common Shares, no par value per share 38,363 3.91 150.0K 248,245
2023-06-23 Pauls Dietrich John Director / Officer P-Purchase A Voting Common Shares, no par value per share 12,787 3.91 50.0K 68,591
2023-06-23 Kellen Scott Officer P-Purchase A Voting Common Shares, no par value per share 10,000 3.91 39.1K 32,290
2023-06-23 JACINTO RICHARD II 10% Owner I Voting Common Shares, no par value per share 0 0.00 4,558,823
2023-06-23 Giuffre Randall Michael Director G-Gift D Voting Common Shares, no par value per share 15,000 0.00 345,355
2023-06-01 Semba Charles Pauling Director A-Award A Stock Option (right to buy) 16,968 2.73 46.3K 16,968
2023-06-01 Pilnik Richard D. Director A-Award A Stock Option (right to buy) 22,355 2.73 61.0K 22,355
2023-06-01 Pauls Dietrich John Director / Officer A-Award A Stock option (right to buy) 181,000 2.73 494.1K 181,000
2023-06-01 Parsons James T. Director A-Award A Stock Option (right to buy) 16,968 2.73 46.3K 16,968
2023-06-01 Lewis Tanya Director A-Award A Stock Option (right to buy) 7,493 2.73 20.5K 7,493
2023-06-01 Kellen Scott Officer A-Award A Stock Option (right to buy) 67,000 2.73 182.9K 67,000
2023-06-01 Gruis Kirsten L Officer A-Award A Stock Option (right to buy) 67,000 2.73 182.9K 67,000
2023-06-01 Giuffre Randall Michael Director A-Award A Stock Option (right to buy) 16,968 2.73 46.3K 16,968
2023-06-01 Daves Julie VanOrsdel Officer A-Award A Stock Option (right to buy) 54,000 2.73 147.4K 54,000
2023-06-01 Cundari Dominic R Officer A-Award A Stock Option (right to buy) 27,000 2.73 73.7K 27,000
2023-05-30 Kuntz Richard Director A-Award A Stock option (right to buy) 32,320 2.81 90.8K 32,320
2023-04-10 Wambeke David J. Officer A-Award A Stock Option (right to buy) 140,000 1.57 219.8K 140,000
2023-03-01 Lewis Tanya Director A-Award A Stock option (right to buy) 26,443 1.77 46.8K 26,443
2023-01-03 Semba Charles Pauling Director A-Award A Voting Common Shares, no par value per share 17,156 1.53 26.2K 17,156
2023-01-03 Pilnik Richard D. Director A-Award A Voting Common Shares, no par value per share 55,555 1.53 85.0K 209,882
2023-01-03 Giuffre Randall Michael Director A-Award A Voting Common Shares, no par value per share 35,130 1.53 53.7K 295,355
2023-01-03 Burroughs Amy L. Director A-Award A Voting Common Shares, no par value per share 17,156 1.53 26.2K 73,288
2022-12-09 Giuffre Randall Michael Director P-Purchase A Voting Common Shares, no par value per share 37,079 1.43 53.0K 260,225
2022-12-08 Giuffre Randall Michael Director P-Purchase A Voting Common Shares, no par value per share 20,000 1.40 28.0K 223,146
2022-12-07 Giuffre Randall Michael Director P-Purchase A Voting Common Shares, no par value per share 22,574 1.40 31.6K 203,146
2022-12-06 Giuffre Randall Michael Director P-Purchase A Voting Common Shares, no par value per share 2,300 1.35 3.1K 180,572
2022-12-05 Pilnik Richard D. Director P-Purchase A Voting Common Shares, no par value per share 35,000 1.39 48.5K 154,327
2022-12-02 Von Koch Thomas Director S-Sale D Common Shares 2,855,847 1.24 3.53M 0
2022-12-01 Giuffre Randall Michael Director P-Purchase A Voting Common Shares, no par value per share 819 1.19 974.61 178,272
2022-11-30 Giuffre Randall Michael Director P-Purchase A Voting Common Shares, no par value per share 2,970 1.19 3.5K 131,320
2022-11-29 Giuffre Randall Michael Director P-Purchase A Voting Common Shares, no par value per share 18,125 1.19 21.6K 128,350
2022-11-16 Pauls Dietrich John Officer P-Purchase A Voting Common Shares, no par value per share 20,000 1.21 24.2K 55,804
2022-07-08 Von Koch Thomas 10% Owner I Common Shares 0 0.00 2,647,873
2022-07-08 TomEnterprise AB Director P-Purchase A Common Shares 207,974 1.33 275.9K 2,855,827
2022-06-01 Semba Charles Pauling Director A-Award A Stock Option (right to buy) 13,222 0.00 13,222
2022-06-01 Pilnik Richard D. Director A-Award A Stock Option (right to buy) 18,510 0.00 18,510
2022-06-01 Pauls Dietrich John Director / Officer A-Award A Stock Option (right to buy) 177,000 2.45 433.7K 177,000
2022-06-01 Parsons James T. Director A-Award A Stock Option (right to buy) 13,222 2.45 32.4K 13,222
2022-06-01 Kellen Scott Officer A-Award A Stock Option (right to buy) 60,000 0.00 60,000
2022-06-01 Giuffre Randall Michael Director A-Award A Stock Option (right to buy) 13,222 2.45 32.4K 13,222
2022-06-01 Burroughs Amy L. Director A-Award A Stock Option (right to buy) 13,222 0.00 13,222
2022-02-01 Cundari Dominic R Officer A-Award A Stock Option (right to buy) 125,000 2.90 362.5K 125,000
2022-01-03 Pilnik Richard D. Director A-Award A Voting Common Shares, no par value per share 23,762 3.58 85.1K 119,327
2022-01-03 Parsons James T. Director A-Award A Voting Common Shares, no par value per share 16,773 3.58 60.0K 38,509
2022-01-03 Gruis Kirsten L Officer A-Award A Stock Option (right to buy) 160,000 3.88 620.8K 160,000
2022-01-03 Giuffre Randall Michael Director A-Award A Voting Common Shares, no par value per share 15,026 3.58 53.8K 110,225
2022-01-03 Burroughs Amy L. Director A-Award A Voting Common Shares, no par value per share 11,182 3.58 40.0K 56,132
2021-09-15 ALCORN HARRY W JR Officer P-Purchase A Voting Common Shares, no par value per share 15,000 3.80 57.0K 43,582
2021-08-16 Pilnik Richard D. Director P-Purchase A Voting Common Shares, no par value per share 12,500 3.28 41.0K 95,565
2021-08-16 Pauls Dietrich John Director / Officer P-Purchase A Voting Common Shares, no par value per share 5,000 3.14 15.7K 35,804
2021-08-16 Kellen Scott Officer P-Purchase A Voting Common Shares, no par value per share 10,000 3.15 31.5K 22,290
2021-08-16 Burroughs Amy L. Director P-Purchase A Voting Common Shares, no par value per share 44,950 3.15 141.6K 44,950
2021-08-16 ALCORN HARRY W JR Officer P-Purchase A Voting Common Shares, no par value per share 322 3.06 984.93 28,582
2021-07-28 Pauls Dietrich John Director / Officer A-Award A Stock Option (right to buy) 175,000 5.00 875.0K 175,000
2021-07-28 Kellen Scott Officer A-Award A Stock Option (right to buy) 60,000 5.00 300.0K 60,000
2021-07-28 Gilman Sydney A. Officer A-Award A Stock Option (right to buy) 25,000 5.00 125.0K 25,000
2021-07-28 ALCORN HARRY W JR Officer A-Award A Stock Option (right to buy) 60,000 5.00 300.0K 60,000
2021-07-15 Semba Charles Pauling Director A-Award A Stock Option (right to buy) 18,786 3.64 68.4K 18,786
2021-07-15 Pilnik Richard D. Director A-Award A Stock Option (right to buy) 13,150 3.64 47.9K 13,150
2021-07-15 Parsons James T. Director A-Award A Stock Option (right to buy) 9,393 3.64 34.2K 9,393
2021-07-15 Giuffre Randall Michael Director A-Award A Stock Option (right to buy) 9,393 3.64 34.2K 9,393
2021-07-15 Burroughs Amy L. Director A-Award A Stock Option (right to buy) 18,786 3.64 68.4K 18,786
2021-01-01 Pilnik Richard D. Director A-Award A Voting Common Shares, no par value per share 9,719 8.23 80.0K 80,565
2021-01-01 Parsons James T. Director A-Award A Voting Common Shares, no par value per share 7,745 8.23 63.7K 21,947
2021-01-01 Giuffre Randall Michael Director A-Award A Voting Common Shares, no par value per share 7,441 8.23 61.2K 116,029
2020-12-04 Pilnik Richard D. Director P-Purchase A Voting Common Shares, no par value per share 5,000 5.24 26.2K 70,846
2020-11-20 Giuffre Randall Michael Director P-Purchase A Voting Common Shares, no par value per share 15,000 4.26 63.9K 108,588
2020-11-09 Kellen Scott Officer P-Purchase A Voting Common Shares, no par value per share 2,000 4.19 8.4K 12,290
2020-06-01 Pilnik Richard D. Director A-Award A Stock Option (right to buy) 19,220 4.64 89.2K 19,220
2020-06-01 Pauls Dietrich John Director / Officer A-Award A Stock Option (right to buy) 56,000 4.64 259.8K 56,000
2020-06-01 Parsons James T. Director A-Award A Stock Option (right to buy) 13,306 4.64 61.7K 13,306
2020-06-01 Kellen Scott Officer A-Award A Stock Option (right to buy) 35,000 4.64 162.4K 35,000
2020-06-01 Giuffre Randall Michael Director A-Award A Stock Option (right to buy) 13,306 4.64 61.7K 13,306
2020-06-01 Gilman Sydney A. Officer A-Award A Stock Option (right to buy) 17,500 4.64 81.2K 17,500
2020-06-01 ALCORN HARRY W JR Officer A-Award A Stock Option (right to buy) 35,000 4.64 162.4K 35,000
2019-11-01 Gilman Sydney A. Officer 0 0.00 0
2019-08-19 Kellen Scott Officer P-Purchase A Voting Common Shares, no par value per share 3,000 2.43 7.3K 10,290
2019-08-16 Pilnik Richard D. Director P-Purchase A Voting Common Shares, no par value per share 7,840 2.56 20.0K 50,678
2019-08-16 Pauls Dietrich John Director / Officer P-Purchase A Voting Common Shares, no par value per share 1,000 2.68 2.7K 30,804
2019-08-16 ALCORN HARRY W JR Officer P-Purchase A Voting Common Shares, no par value per share 7,260 2.67 19.4K 8,260
2019-06-24 Xiao Zhenyu Director A-Award A Stock Option (right to buy) 12,950 4.60 59.6K 12,950
2019-06-24 Verdoorn Todd A. Officer A-Award A Stock Option (right to buy) 71,025 4.60 326.7K 71,025
2019-06-24 Pilnik Richard D. Director A-Award A Stock Option (right to buy) 18,700 4.60 86.0K 18,700
2019-06-24 Pauls Dietrich John Director / Officer A-Award A Stock Option (right to buy) 264,000 4.60 1.21M 264,000
2019-06-24 Parsons James T. Director A-Award A Stock Option (right to buy) 12,950 4.60 59.6K 12,950
2019-06-24 Kellen Scott Officer A-Award A Stock Option (right to buy) 99,750 4.60 458.9K 99,750
2019-06-24 Giuffre Randall Michael Director A-Award A Stock Option (right to buy) 12,950 4.60 59.6K 12,950
2019-06-24 ALCORN HARRY W JR Officer A-Award A Stock Option (right to buy) 125,000 4.60 575.0K 125,000
2019-05-31 Pilnik Richard D. Director P-Purchase A Voting Common Shares, no par value per share 19,000 2.80 53.2K 42,838
2019-05-24 Kellen Scott Officer P-Purchase A Voting Common Shares, no par value per share 4,000 2.94 11.8K 7,290
2019-03-28 ALCORN HARRY W JR Officer G-Gift D Voting Common Shares, no par value per share 150 0.00 1,000
2019-03-27 ALCORN HARRY W JR Officer P-Purchase A Voting Common Shares, no par value per share 150 4.46 668.39 1,150
2018-12-11 Xiao Zhenyu Director / 10% Owner P-Purchase A Voting Common Shares, no par value per share 3,250 4.00 13.0K 7,100
2018-12-11 Verdoorn Todd A. Officer P-Purchase A Voting Common Shares, no par value per share 1,000 4.00 4.0K 2,000
2018-12-11 Pilnik Richard D. Director P-Purchase A Voting Common Shares, no par value per share 6,250 4.00 25.0K 23,838
2018-12-11 Pauls Dietrich John Director / Officer P-Purchase A Voting Common Shares, no par value per share 5,000 4.00 20.0K 29,804
2018-12-11 Parsons James T. Director P-Purchase A Voting Common Shares, no par value per share 2,250 4.00 9.0K 6,100
2018-12-11 Kellen Scott Officer P-Purchase A Voting Common Shares, no par value per share 1,250 4.00 5.0K 3,290
2018-12-11 Giuffre Randall Michael Director P-Purchase A Voting Common Shares, no par value per share 11,250 4.00 45.0K 85,804
2018-12-11 ALCORN HARRY W JR Officer P-Purchase A Voting Common Shares, no par value per share 1,000 4.00 4.0K 1,000
2018-12-06 Xiao Zhenyu Director / 10% Owner I Voting Common Shares, no par value per share 0 0.00 1,000,000
2018-12-06 Verdoorn Todd A. Officer D Voting Common Shares, no par value per share 0 0.00 1,000
2018-12-06 Pilnik Richard D. Director D Stock Option (right to buy) 24,000 2.26 54.2K 0
2018-12-06 Pauls Dietrich John Director / Officer D Voting Common Shares, no par value per share 0 0.00 24,804
2018-12-06 Parsons James T. Director D Voting Common Shares, no par value per share 0 0.00 3,850
2018-12-06 Kellen Scott Officer D Voting Common Shares, no par value per share 0 0.00 2,040
2018-12-06 Giuffre Randall Michael Director I Voting Common Shares, no par value per share 0 0.00 21,070
2018-12-06 ALCORN HARRY W JR Officer D Stock Option (right to buy) 25,000 7.83 195.8K 0

Executive team

Top executives
Shares Outstanding
53.88M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 Rick Pauls President and Chief Executive Officer 645.0K 1.65M 412.5K 17.5K 2.73M 60.59%
2 2025 Julie Krop, M.D. Chief Medical Officer 199.0K 1.42M 79.6K 7.9K 1.71M 83.22%
3 2025 Scott Kellen Chief Financial Officer and Secretary 408.5K 619.7K 183.9K 17.5K 1.23M 50.40%
4 2024 Rick Pauls President and Chief Executive Officer 593.3K 633.5K 307.0K 17.3K 1.55M 40.85%
5 2024 Lorianne Masuoka, M.D. Chief Medical Officer 403.3K 637.3K 116.7K 17.1K 1.17M 54.27%
6 2024 Scott Kellen Chief Financial Officer and Secretary 374.3K 274.5K 147.9K 17.3K 814.0K 33.73%
7 2023 Rick Pauls President and Chief Executive Officer 562.0K 396.6K 240.0K 16.7K 1.22M 32.63%
8 2023 Scott Kellen Chief Financial Officer and Secretary 352.8K 146.8K 116.0K 16.7K 632.2K 23.22%
9 2023 Kirsten Gruis, M.D. Former Chief Medical Officer 298.6K 146.8K 150.7K 596.1K 24.63%
10 2023 Julie Daves SVP, Clinical Development Operations 306.8K 118.3K 91.7K 16.7K 533.4K 22.18%
11 2022 Rick Pauls President and Chief Executive Officer 522.8K 343.8K 198.3K 15.7K 1.08M 31.82%
12 2022 Kirsten Gruis, M.D. Chief Medical Officer 364.2K 487.8K 137.1K 15.7K 1.00M 48.55%
13 2022 Kirsten Gruis, M.D. Former Chief Medical Officer 364.2K 487.8K 137.1K 15.7K 1.00M 48.55%
14 2022 Scott Kellen Chief Financial Officer and Secretary 329.4K 116.5K 102.0K 15.7K 563.6K 20.68%
15 2021 Rick Pauls President and Chief Executive Officer 477.4K 452.1K 191.6K 15.1K 1.14M 39.79%
16 2021 Scott Kellen Chief Financial Officer and Secretary 286.2K 155.0K 90.5K 15.1K 546.7K 28.35%
17 2021 Harry Alcorn, Jr., Pharm.D. Senior Vice President of Clinical Operations 302.1K 155.0K 73.1K 15.1K 545.3K 28.43%
18 2020 Rick Pauls President and Chief Executive Officer 455.0K 190.6K 217.7K 14.9K 878.2K 21.71%
19 2020 Harry Alcorn, Jr., Pharm.D. Senior Vice President of Clinical Operations 291.4K 119.1K 83.7K 14.9K 509.1K 23.40%
20 2020 Harry Alcorn, Jr., Pharm.D. Chief Medical Officer 291.4K 119.1K 83.7K 14.9K 509.1K 23.40%
21 2020 Scott Kellen Chief Financial Officer and Secretary 276.1K 119.1K 79.2K 14.9K 489.3K 24.35%
22 2019 Harry Alcorn, Jr., Pharm.D. Chief Medical Officer 273.8K 421.8K 68.4K 14.4K 778.3K 54.19%
23 2019 Rick Pauls President and Chief Executive Officer 420.0K 890.7K 178.0K 14.7K 733.7K 121.40%
24 2019 Scott Kellen Chief Financial Officer and Secretary 262.5K 336.6K 64.8K 14.0K 677.8K 49.65%
25 2018 Rick Pauls President and Chief Executive Officer 315.2K 241.3K 163.9K 13.3K 733.7K 32.89%
26 2018 Scott Kellen Chief Financial Officer and Secretary 200.8K 362.0K 70.2K 9.9K 642.9K 56.30%
27 2018 Todd Verdoorn, Ph.D. Chief Scientific Officer 221.7K 156.8K 36.0K 8.9K 423.4K 37.05%
28 2017 Rick Pauls President and Chief Executive Officer 280.0K 36.7K 167.7K 17.6K 502.0K 33.42%
29 2017 Todd Verdoorn, Ph.D. Chief Scientific Officer 200.0K 40.0K 98.7K 7.2K 345.9K 28.53%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-01 DEFA14A
2026-04-01 DEF 14A
2025-03-28 DEFA14A
2025-03-28 DEF 14A
2024-04-04 DEFA14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-04-01 DEFA14A
2026-04-01 DEF 14A
2026-04-01 ARS
2026-03-31 8-K
2026-03-30 10-K
2026-02-17 SC 13G/A
2026-02-17 SC 13G/A
2026-02-06 SC 13G/A
2026-01-06 4
2026-01-06 4

Executive team

NameTitleCompensationGender
Dietrich John Pauls President, Chief Executive Officer & Director 1M male
Julie Krop Chief Medical Officer 675.7K
Scott Kellen Chief Financial Officer & Corporate Secretary 609.9K male
Ambarish Shah Chief Technology Officer
Dominic R. Cundari Chief Commercial Officer male
ESG Rating
B
BIOTECHNOLOGY
2025
E (Environmental)
56.7 / 56.3
Company / Sector avg.
S (Social)
62.1 / 62.4
Company / Sector avg.
G (Governance)
64.6 / 60.9
Company / Sector avg.
ESG Total
61.1 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits