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Cue Biopharma, Inc. (CUE)

USD28.49 -2.79 (-8.92%)
US NASDAQ Healthcare Biotechnology
Address 21 Erie Street 2139
Boston, MA, US
CEO Lucinda Warren
IPO 2018-01-02
CIK 1645460 ISIN US22978P2056

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Description

Cue Biopharma, Inc. is a clinical-stage biopharmaceutical enterprise focused on creating biological therapies. Its central objective is the precise manipulation of the human immune system to address a spectrum of severe conditions, such as various cancers, chronic infectious diseases, and autoimmune disorders. The company's leading investigational therapeutic is CUE-101, a specialized fusion protein biologic. This candidate is currently advancing through Phase 1b clinical trials, engineered to specifically identify and activate antigen-specific T cells involved in cancers originating from human papillomavirus. Beyond its flagship program, Cue Biopharma is also developing a range of other innovative platforms: CUE-102, another fusion protein biologic designed to stimulate specific T cells to combat cancer; CUE-103, an Immuno-STAT from the CUE-100 series, which is developed to target the KRAS G12V mutation relevant in diseases like colorectal, lung, and pancreatic cancers; CUE-200, which concentrates on cell surface receptors such as CD80 and/or 4-1BBL to counteract T cell exhaustion often seen in chronic infections; and the CUE-300 and CUE-400 frameworks, conceptual platforms aimed at treating diverse autoimmune conditions. Cue Biopharma maintains key strategic alliances, including collaborations with Merck Sharp & Dohme Corp. for the research and development of its unique biologics targeting autoimmune indications, with LG Chem Life Sciences for advancing Immuno-STATs in the field of oncology, and with the Albert Einstein College of Medicine. The company, founded in 2014, was initially known as Imagen Biopharma, Inc. before adopting its current name, Cue Biopharma, Inc., in October 2016. It is headquartered in Cambridge, Massachusetts.

News Sentiment (7d)
71 Positive

Based on only 1 article — low confidence

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
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Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD28.49 -2.79 (-8.92%)
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Volume Profile
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Liquidity & share structure
Average Volume
765.3K
Beta
2.46
Float Shares
2.61M
Free Float %
99.2%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-9.16% -29.22% +26.50% +163.57% +33.62% +151.20% +8.44% -81.06% -94.52% -93.40% -93.40%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (9 ratings, all time) Buy
Price Targets & DCF
Current price
28.49
Low 2.00 -93.0%
Consensus 4.33 -84.8%
Median 4.00 -86.0%
High 7.00 -75.4%
Ratings Trend (MoM) 100% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 1 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year
All Time 4
4.75
-83.3%
Quality scores
Altman Z-Score
-13.35
Distress
Piotroski F-Score
2 / 9
Weak
MOAT Score
1 / 10
No MOAT
Composite Rating
C
Overall Score
2 / 5
Medium
DCF Score
1 / 5
Low
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
2 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
    +195.8% Q1'26: +1,250.6% (vs Q1'25)
  • EPS growth Biotechnology: +29.7%
    +61.1% Q1'26: +78.8% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
    -99.7% Q1'26: -194.6% (vs Q1'25)
  • EBIT margin Biotechnology: +0.0%
    -96.6% Q1'26: -94.3% (vs Q1'25)
  • ROIC Biotechnology: -16.1%
    -759.3% Q1'26: -247.5% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +68.2% Q1'26: +94.2% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -0.18× Q1'26: -0.16× (vs Q1'25)
Valuation Multiples From To
DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (2.39) × ERP
WACC = 95% × Ke + 5% × Kd (8.5%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 28.49
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
1 Rev. Ana.
1 EPS Ana.
Dec 2027
1 Rev. Ana.
1 EPS Ana.
Dec 2028
1 Rev. Ana.
1 EPS Ana.
Dec 2029
1 Rev. Ana.
1 EPS Ana.
Revenue
1.14M
est: 788.0K (+45.0%)
3.46M
est: 3.28M (+5.4%)
3.15M
est: 3.83M (-17.7%)
14.94M
est: 7.57M (+97.5%)
1.25M
est: 1.20M (+3.9%)
5.49M
est: 8.30M (-33.8%)
9.29M
est: 9.41M (-1.3%)
27.47M
est: 6.50M (+322.6%)
12.80M
12.80M – 12.80M
+96.9% YoY
1.00M
1.00M – 1.00M
-92.2% YoY
1.00M
1.00M – 1.00M
+0.0% YoY
1.00M
1.00M – 1.00M
+0.0% YoY
EBITDA
-37.94M
est: -788.0K (-4,714.3%)
-35.96M
est: -3.28M (-995.8%)
-43.99M
est: -3.83M (-1,047.7%)
-45.44M
est: -7.57M (-500.6%)
-50.49M
est: -1.20M (-4,115.5%)
-46.05M
est: -8.03M (-473.7%)
-37.53M
est: -9.11M (-312.1%)
-23.04M
est: -6.29M (-266.3%)
-12.39M
-12.39M – -12.39M
-96.9% YoY
-967.8K
-967.8K – -967.8K
+92.2% YoY
-967.8K
-967.8K – -967.8K
+0.0% YoY
-967.8K
-967.8K – -967.8K
+0.0% YoY
EBIT
-38.70M
est: -788.0K (-4,810.7%)
-36.77M
est: -3.28M (-1,020.5%)
-45.04M
est: -3.83M (-1,075.3%)
-43.67M
est: -7.57M (-477.1%)
-52.30M
est: -1.20M (-4,266.3%)
-49.49M
est: -8.24M (-500.7%)
-39.88M
est: -9.35M (-326.7%)
-26.52M
est: -6.46M (-310.8%)
-12.71M
-12.71M – -12.71M
-96.9% YoY
-993.1K
-993.1K – -993.1K
+92.2% YoY
-993.1K
-993.1K – -993.1K
+0.0% YoY
-993.1K
-993.1K – -993.1K
+0.0% YoY
Net Income
-38.98M
est: -85.62M (+54.5%)
-36.70M
est: -96.60M (+62.0%)
-44.78M
est: -85.41M (+47.6%)
-44.16M
est: -86.56M (+49.0%)
-53.01M
est: -76.18M (+30.4%)
-50.73M
est: -3.07M (-1,552.7%)
-40.67M
est: -70.18M (+42.0%)
-26.60M
est: -37.89M (+29.8%)
-20.97M
-20.97M – -20.97M
+44.7% YoY
-29.84M
-29.84M – -29.84M
-42.3% YoY
-48.31M
-48.31M – -48.31M
-61.9% YoY
-49.26M
-49.26M – -49.26M
-2.0% YoY
SGA
11.30M
est: 3.69M (+206.3%)
12.74M
est: 15.36M (-17.0%)
14.65M
est: 17.94M (-18.3%)
17.31M
est: 35.41M (-51.1%)
16.17M
est: 5.61M (+188.5%)
16.68M
est: 32.09M (-48.0%)
14.59M
est: 36.41M (-59.9%)
16.24M
est: 25.15M (-35.4%)
49.52M
49.52M – 49.52M
+96.9% YoY
3.87M
3.87M – 3.87M
-92.2% YoY
3.87M
3.87M – 3.87M
+0.0% YoY
3.87M
3.87M – 3.87M
+0.0% YoY
EPS
-58.20
est: -1.52 (-3,728.9%)
-49.80
est: -1.72 (-2,803.8%)
-46.80
est: -1.52 (-2,986.6%)
-42.30
est: -1.54 (-2,652.7%)
-44.70
est: -1.35 (-3,205.0%)
-33.30
est: -0.97 (-3,325.5%)
-21.60
est: -22.08 (+2.2%)
-8.40
est: -12.00 (+30.0%)
-6.64
-6.64 – -6.64
+44.7% YoY
-9.45
-9.45 – -9.45
-42.3% YoY
-15.30
-15.30 – -15.30
-61.9% YoY
-15.60
-15.60 – -15.60
-2.0% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-15 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-05-14 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-05-13 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-05-12 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-05-11 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-05-08 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-05-07 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-05-06 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-05-05 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-05-04 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-05-01 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-04-30 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-04-29 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-04-28 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-04-27 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-04-24 D+ 1/5 1/5 1/5 1/5 2/5 1/5 1/5
2026-04-23 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-04-22 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-04-21 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-04-20 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-04-17 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-04-16 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-3.70M
OE per share TTM
-0.98
Owner's Yield
-3.34%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
84.5%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
39
Total invested
4.05M
Insider transactions (90d)
2
Beneficial owners (>5%)
17
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Daniel Mack 2.54M 8.00% 2.54M HC USA 2022-02-14
2 Nantahala Capital Management, LLC 2.54M 8.00% 2.54M IA MA 2022-02-14
3 Wilmot B. Harkey 2.54M 8.00% 2.54M HC USA 2022-02-14
4 David Greenspan 2.40M 5.60% 2.40M IN United States 2023-02-14
5 Jades GP, LLC 2.40M 5.60% 2.40M OO Cayman Islands 2022-11-18
6 Slate Path Capital LP 2.40M 5.60% 2.40M IA, PN Delaware 2023-02-14
7 Slate Path Master Fund LP 2.40M 5.60% 2.40M PN Cayman Islands 2022-11-18
8 (1) BlackRock, Inc. 2.25M 4.98% 2.24M 2.25M HC Delaware 2024-02-07
9 STATE STREET CORPORATION 1.66M 5.23% 1.60M 1.66M HC 2022-02-10
10 Peter A. Appel 1.52M 7.60% 1.52M 1.52M IN United States 2018-02-13
11 Christopher A. Marlett 1.46M 6.17% 1.45M 9.0K 1.45M 9.0K IN United States 2019-12-18
12 Mark E. Strome 1.15M 5.70% IN United State of America 2018-01-09
13 Avoro Capital Advisors LLC 452.5K 1.50% 452.5K 452.5K IA, OO Delaware 2021-02-12
14 Behzad Aghazadeh 452.5K 1.50% 452.5K 452.5K IN United States 2021-02-12
15 Corriente Advisors, LLC 0.00% OO Citizenship or place of organization 2022-02-14
16 Corriente Master Fund II, LP 0.00% PN Citizenship or place of organization 2022-02-14
17 Mark L. Hart III 0.00% IN Citizenship or place of organization 2022-02-14

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
39
-9 vs prev Q
New positions
10
Closed positions
19
Increased
11
Reduced
7
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 BLEICHROEDER LP 6.82M +— (+0.0%) 2.08M -2.8M (-57.5%) 6.76% -0.383 pp 0.37% -0.589 pp USD1.77 -82.5% 25 qtrs
2 CATALYTIC WEALTH RIA, LLC 4.63M +1.2M (+35.0%) 1.41M -1.1M (-42.6%) 4.59% +0.997 pp 0.05% -0.029 pp USD0.59 -47.5% 3 qtrs
3 VANGUARD GROUP INC 3.01M -25.3K (-0.8%) 919.3K -1.3M (-57.9%) 2.99% -0.196 pp 0.00% +0.000 pp USD7.05 -95.6% 32 qtrs
4 LION POINT CAPITAL, LP 2.20M +2.2M (+100.0%) 672.8K +672.8K (+100.0%) 2.18% +2.184 pp 3.48% +3.482 pp USD0.31 +0.0% 1 qtrs NEW
5 GEODE CAPITAL MANAGEMENT, LLC 803.3K +2.5K (+0.3%) 245.4K -330.2K (-57.4%) 0.80% -0.043 pp 0.00% +0.000 pp USD4.61 -93.3% 32 qtrs
6 BOOTHBAY FUND MANAGEMENT, LLC 704.3K +93.3K (+15.3%) 215.1K -224.0K (-51.0%) 0.70% +0.058 pp 0.00% -0.003 pp USD0.66 -53.0% 2 qtrs
7 ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC 478.5K +— (+0.0%) 146.1K -197.8K (-57.5%) 0.47% -0.027 pp 0.00% -0.007 pp USD15.05 -97.9% 22 qtrs
8 BLACKROCK, INC. 449.2K +— (+0.0%) 137.2K -185.6K (-57.5%) 0.45% -0.025 pp 0.00% +0.000 pp USD0.79 -60.8% 6 qtrs
9 TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES INC 440.7K +407.6K (+1,231.2%) 134.6K +110.8K (+465.7%) 0.44% +0.402 pp 0.01% +0.006 pp USD0.36 -13.9% 5 qtrs
10 ANGELES WEALTH MANAGEMENT, LLC 310.0K +190.0K (+158.3%) 94.7K +8.4K (+9.8%) 0.31% +0.182 pp 0.01% 0.000 pp USD0.45 -31.1% 3 qtrs
11 ADVISORY RESEARCH INC 257.2K +— (+0.0%) 78.6K -106.3K (-57.5%) 0.26% -0.015 pp 0.01% -0.014 pp USD12.20 -97.5% 20 qtrs
12 STIFEL FINANCIAL CORP 246.6K +50.0K (+25.4%) 75.3K -66.0K (-46.7%) 0.24% +0.039 pp 0.00% 0.000 pp USD4.31 -92.8% 27 qtrs
13 RENAISSANCE TECHNOLOGIES LLC 238.4K +11.3K (+5.0%) 72.8K -90.4K (-55.4%) 0.24% -0.002 pp 0.00% 0.000 pp USD0.71 -56.3% 4 qtrs
14 BANK OF AMERICA CORP /DE/ 207.6K -117.0K (-36.0%) 63.3K -169.7K (-72.8%) 0.21% -0.134 pp 0.00% +0.000 pp USD2.84 -89.1% 32 qtrs
15 STATE STREET CORP 179.4K -10.4K (-5.5%) 54.8K -81.6K (-59.8%) 0.18% -0.021 pp 0.00% +0.000 pp USD5.47 -94.3% 32 qtrs
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 168.8K +2.4K (+1.4%) 51.6K -68.1K (-56.9%) 0.17% -0.007 pp 0.00% +0.000 pp USD0.68 -54.4% 23 qtrs
17 CHICAGO PARTNERS INVESTMENT GROUP LLC 85.9K +— (+0.0%) 32.7K -30.8K (-48.5%) 0.09% -0.005 pp 0.00% -0.001 pp USD0.91 -65.9% 4 qtrs
18 NORTHERN TRUST CORP 101.0K +— (+0.0%) 30.8K -41.7K (-57.5%) 0.10% -0.006 pp 0.00% +0.000 pp USD3.98 -92.2% 32 qtrs
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 79.5K +— (+0.0%) 24.3K -32.9K (-57.5%) 0.08% -0.005 pp 0.00% +0.000 pp USD0.72 -56.9% 11 qtrs
20 JANE STREET GROUP, LLC 69.8K +69.8K (+100.0%) 21.3K +21.3K (+100.0%) 0.07% +0.069 pp 0.00% +0.000 pp USD0.31 +0.0% 1 qtrs NEW
21 UBS GROUP AG 46.8K -152.3K (-76.5%) 14.3K -128.9K (-90.0%) 0.05% -0.162 pp 0.00% +0.000 pp USD1.41 -78.0% 32 qtrs
22 LPL FINANCIAL LLC 46.4K +— (+0.0%) 14.2K -19.2K (-57.5%) 0.05% -0.003 pp 0.00% +0.000 pp USD1.24 -75.0% 14 qtrs
23 SIGMA PLANNING CORP 41.1K -12.3K (-23.0%) 12.5K -25.8K (-67.3%) 0.04% -0.015 pp 0.00% -0.001 pp USD2.41 -87.1% 28 qtrs
24 NEWEDGE ADVISORS, LLC 20.0K +— (+0.0%) 6.1K -8.3K (-57.5%) 0.02% -0.001 pp 0.00% +0.000 pp USD0.73 -57.5% 7 qtrs
25 HRT FINANCIAL LP 20.9K +20.9K (+100.0%) 6.0K +6.0K (+100.0%) 0.02% +0.021 pp 0.00% +0.000 pp USD0.31 +0.0% 7 qtrs
26 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. 20.0K +— (+0.0%) 6.0K -8.0K (-57.1%) 0.02% -0.001 pp 0.00% +0.000 pp USD3.52 -91.2% 11 qtrs
27 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 19.0K +— (+0.0%) 5.8K -7.8K (-57.5%) 0.02% -0.001 pp 0.00% -0.002 pp USD0.68 -54.4% 3 qtrs
28 MORGAN STANLEY 18.6K -8.9K (-32.4%) 5.7K -14.1K (-71.3%) 0.02% -0.010 pp 0.00% +0.000 pp USD5.40 -94.3% 32 qtrs
29 GOLDMAN SACHS GROUP INC 14.4K -19.0 (-0.1%) 4.4K -6.0K (-57.6%) 0.01% -0.001 pp 0.00% +0.000 pp USD1.51 -79.5% 24 qtrs
30 SEACREST WEALTH MANAGEMENT, LLC 10.0K +— (+0.0%) 3.9K -4.7K (-54.9%) 0.01% -0.001 pp 0.00% -0.001 pp USD12.51 -97.5% 21 qtrs
31 HIGHTOWER ADVISORS, LLC 10.9K +10.9K (+100.0%) 3.3K +3.3K (+100.0%) 0.01% +0.011 pp 0.00% +0.000 pp USD0.31 +0.0% 1 qtrs NEW
32 BARCLAYS PLC 6.0K +— (+0.0%) 1.8K -2.7K (-59.7%) 0.01% 0.000 pp 0.00% +0.000 pp USD3.79 -91.8% 32 qtrs
33 GLEASON GROUP, INC. 6.0K +— (+0.0%) 1.8K -2.5K (-57.5%) 0.01% 0.000 pp 0.00% 0.000 pp USD3.65 -91.5% 11 qtrs
34 NEW MILLENNIUM GROUP LLC 5.8K +5.8K (+100.0%) 1.8K +1.8K (+100.0%) 0.01% +0.006 pp 0.00% +0.001 pp USD0.31 +0.0% 1 qtrs NEW
35 NEWBRIDGE FINANCIAL SERVICES GROUP, INC. 3.0K +— (+0.0%) 916.00 -1.2K (-57.5%) 0.00% 0.000 pp 0.00% 0.000 pp USD4.73 -93.4% 22 qtrs
36 WELLS FARGO & COMPANY/MN 2.6K -17.0K (-86.9%) 783.00 -13.3K (-94.4%) 0.00% -0.018 pp 0.00% +0.000 pp USD3.82 -91.9% 32 qtrs
37 SIMPLEX TRADING, LLC 2.6K -2.3K (-47.1%) 780.00 -2.2K (-74.0%) 0.00% -0.003 pp 0.00% +0.000 pp USD0.72 -56.9% 20 qtrs
38 GOLDEN STATE WEALTH MANAGEMENT, LLC 2.0K +— (+0.0%) 611.00 -826.0 (-57.5%) 0.00% 0.000 pp 0.00% 0.000 pp USD1.09 -71.6% 5 qtrs
39 TIDEMARK, LLC 1.5K +— (+0.0%) 458.00 -620.0 (-57.5%) 0.00% 0.000 pp 0.00% 0.000 pp USD0.91 -65.9% 4 qtrs
40 PHYSICIAN WEALTH ADVISORS, INC. 1.0K +— (+0.0%) 308.00 -416.0 (-57.5%) 0.00% 0.000 pp 0.00% 0.000 pp USD1.09 -71.6% 5 qtrs
41 ADVISOR GROUP HOLDINGS, INC. 680.00 +— (+0.0%) 209.00 -303.0 (-59.2%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.09 -85.2% 24 qtrs
42 BNP PARIBAS ARBITRAGE, SNC 415.00 -275.0 (-39.9%) 127.00 -369.0 (-74.4%) 0.00% 0.000 pp 0.00% +0.000 pp USD2.72 -88.6% 32 qtrs
43 JONES FINANCIAL COMPANIES LLLP 400.00 +400.0 (+100.0%) 122.00 +122.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD0.31 +0.0% 1 qtrs NEW
44 MAI CAPITAL MANAGEMENT 350.00 +— (+0.0%) 107.00 -145.0 (-57.5%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.09 -71.6% 5 qtrs
45 324.00 +324.0 (+100.0%) 99.00 +99.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD0.30 +3.3% 1 qtrs NEW
46 ARMSTRONG ADVISORY GROUP, INC 120.00 +— (+0.0%) 37.00 -50.0 (-57.5%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.85 -89.1% 13 qtrs
47 IFP ADVISORS, INC 100.00 +— (+0.0%) 31.00 -41.0 (-56.9%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.64 -88.3% 9 qtrs
48 JPMORGAN CHASE & CO 4.00 -900.0 (-99.6%) 1.00 -649.0 (-99.8%) 0.00% -0.001 pp 0.00% +0.000 pp USD1.00 -69.0% 11 qtrs
49 TWO SIGMA SECURITIES, LLC -39.5K (-100.0%) -28.4K (-100.0%) 0.00% -0.041 pp 0.00% -0.004 pp USD 4 qtrs SOLD
50 VIRTU FINANCIAL LLC -15.1K (-100.0%) -11.0K (-100.0%) 0.00% -0.016 pp 0.00% -0.001 pp USD 5 qtrs SOLD
51 ADVISORY SERVICES NETWORK, LLC -200.0 (-100.0%) -144.0 (-100.0%) 0.00% 0.000 pp 0.00% +0.000 pp USD 2 qtrs SOLD
52 XTX TOPCO LTD -14.7K (-100.0%) -10.6K (-100.0%) 0.00% -0.015 pp 0.00% -0.001 pp USD 6 qtrs SOLD
53 CITIGROUP INC -132.0 (-100.0%) -95.0 (-100.0%) 0.00% 0.000 pp 0.00% +0.000 pp USD 2 qtrs SOLD
54 NAVALIGN, LLC -25.0K (-100.0%) -18.0K (-100.0%) 0.00% -0.026 pp 0.00% -0.005 pp USD 9 qtrs SOLD
55 MATHER GROUP, LLC. -1.0K (-100.0%) -719.0 (-100.0%) 0.00% -0.001 pp 0.00% +0.000 pp USD 4 qtrs SOLD
56 SQUAREPOINT OPS LLC -85.8K (-100.0%) -61.7K (-100.0%) 0.00% -0.090 pp 0.00% 0.000 pp USD 12 qtrs SOLD
57 SUNBELT SECURITIES, INC. -237.0 (-100.0%) -170.0 (-100.0%) 0.00% 0.000 pp 0.00% +0.000 pp USD 12 qtrs SOLD
58 SBI SECURITIES CO., LTD. -1.0 (-100.0%) -1.0 (-100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD 2 qtrs SOLD
59 TOWER RESEARCH CAPITAL LLC (TRC) -10.1K (-100.0%) -7.3K (-100.0%) 0.00% -0.011 pp 0.00% 0.000 pp USD 11 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 17 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 iShares Micro-Cap ETF IWC 0.03% 409.3K 0.60%
2 Avantis U.S. Small Cap Equity ETF AVSC 0.00% 64.4K 0.25%
3 Vanguard Extended Market ETF VXF 0.00% 792.0K 0.05%
4 Dimensional - US Small Cap ETF DFAS 0.00% 66.3K 0.26%
5 Vanguard U.S. Total Market Shares Index ETF VTS.AX 0.00% 4.3K 0.03%
6 Vanguard U.S. Total Market Index ETF (CAD-hedged) VUS.TO 0.00% 878.83 0.17%
7 Vanguard U.S. Total Market Index ETF VUN.TO 0.00% 11.9K 0.17%
8 Vanguard Total Stock Market ETF VTI 0.00% 2.03M 0.03%
9 U.S. Micro Cap Portfolio ETF DFMC 0.00% 3.9K 0.43%
10 Avantis Total Equity Markets ETF 1 AVTM 0.00% 367.96 0.23%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
3
Sells
0
Shares acquired
550.0K
Shares disposed
Cash buys
Cash sales
Net activity
+550,000
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-05-03 Lin Shao-Lee Director / Officer A-Award A Stock Option (right to buy) 655,074 30.42 19.93M 655,074 D
2026-04-30 Lin Shao-Lee 0 0.00 0
2026-04-09 Warren Lucinda Officer A-Award A Stock Option (right to buy) 250,000 0.29 72.5K 250,000 D
2026-04-09 Sandercock Colin Officer A-Award A Stock Option (right to buy) 200,000 0.29 58.0K 200,000 D
2026-04-09 Baker Daniel G. Officer A-Award A Stock Option (right to buy) 100,000 0.29 29.0K 100,000 D
2026-01-02 Verheyen Patrick Director A-Award A Stock Option (right to buy) 24,400 0.34 8.3K 24,400 D
2026-01-02 Sarraf Pasha Director A-Award A Stock Option (right to buy) 24,400 0.34 8.3K 24,400 D
2026-01-02 Morich Frank Director A-Award A Stock Option (right to buy) 24,400 0.34 8.3K 24,400 D
2026-01-02 Kiener Peter A Director A-Award A Stock Option (right to buy) 24,400 0.34 8.3K 24,400 D
2026-01-02 Garzone Pamela Director A-Award A Stock Option (right to buy) 24,400 0.34 8.3K 24,400 D
2026-01-02 Broadfoot Jill Marie Director A-Award A Stock Option (right to buy) 24,400 0.34 8.3K 24,400 D
2025-12-30 Sarraf Pasha Director P-Purchase A Common Stock 77,417 0.30 23.3K 323,857 D
2025-12-03 Sandercock Colin Officer A-Award A Stock Option (right to buy) 70,000 0.70 49.0K 70,000 D
2025-09-29 Warren Lucinda Officer A-Award A Stock Option (right to buy) 125,000 0.72 90.0K 125,000 D
2025-09-29 Baker Daniel G. Officer A-Award A Stock Option (right to buy) 50,000 0.72 36.0K 50,000 D
2025-09-29 Azam Usman Director / Officer A-Award A Stock Option (right to buy) 1,875,000 0.72 1.35M 1,875,000 D
2025-09-26 Sandercock Colin Officer A-Award A Stock Option (right to buy) 30,000 0.70 21.0K 30,000 D
2025-06-04 Broadfoot Jill Marie Director A-Award A Stock Option (right to buy) 48,800 0.62 30.3K 48,800 D
2025-03-21 Warren Lucinda Officer A-Award A Stock Option (right to buy) 250,000 0.99 247.5K 250,000 D
2025-03-21 Sandercock Colin Officer A-Award A Stock Option (right to buy) 200,000 0.99 198.0K 200,000 D
2025-03-21 PASSERI DANIEL R Director / Officer A-Award A Stock Option (right to buy) 450,000 0.99 445.5K 450,000 D
2025-03-21 Millar Kerri-Ann Officer A-Award A Stock Option (right to buy) 200,000 0.99 198.0K 200,000 D
2025-03-21 Levisetti Matteo Officer A-Award A Stock Option (right to buy) 250,000 0.99 247.5K 250,000 D
2025-03-21 Baker Daniel G. Officer A-Award A Stock Option (right to buy) 100,000 0.99 99.0K 100,000 D
2025-03-10 Sarraf Pasha Director A-Award A Stock Option (right to buy) 48,800 1.03 50.3K 48,800 D
2025-01-02 Verheyen Patrick Director A-Award A Stock Option (right to buy) 24,400 1.09 26.6K 24,400 D
2025-01-02 Morich Frank Director A-Award A Stock Option (right to buy) 24,400 1.09 26.6K 24,400 D
2025-01-02 Kiener Peter A Director A-Award A Stock Option (right to buy) 24,400 1.09 26.6K 24,400 D
2025-01-02 Garzone Pamela Director A-Award A Stock Option (right to buy) 24,400 1.09 26.6K 24,400 D
2025-01-02 DRISCOLL FREDERICK W Director A-Award A Stock Option (right to buy) 24,400 1.09 26.6K 24,400 D
2024-12-16 PASSERI DANIEL R Director / Officer P-Purchase A Common Stock 30,000 1.03 30.9K 164,578 D
2024-11-25 Baker Daniel G. Officer A-Award A Stock Option (right to buy) 200,000 1.06 212.0K 200,000 D
2024-09-03 Warren Lucinda 0 0.00 0
2024-06-05 Suri Anish Officer A-Award A Stock Option (right to buy) 150,000 1.65 247.5K 150,000
2024-06-05 Sandercock Colin Officer A-Award A Stock Option (right to buy) 60,000 1.65 99.0K 60,000
2024-06-05 Millar Kerri-Ann Officer A-Award A Stock Option (right to buy) 60,000 1.65 99.0K 60,000
2024-06-05 Levisetti Matteo Officer A-Award A Stock Option (right to buy) 125,000 1.65 206.3K 125,000
2024-06-05 Fox Michael J Director A-Award A Stock Option (right to buy) 48,800 1.65 80.5K 48,800
2024-03-06 Suri Anish Officer A-Award A Stock Option (right to buy) 300,000 1.94 582.0K 300,000
2024-03-06 Sandercock Colin Officer A-Award A Stock Option (right to buy) 175,000 1.94 339.5K 175,000
2024-03-06 PASSERI DANIEL R Director / Officer A-Award A Stock Option (right to buy) 400,000 1.94 776.0K 400,000
2024-03-06 Millar Kerri-Ann Officer A-Award A Stock Option (right to buy) 250,000 1.94 485.0K 250,000
2024-03-06 Levisetti Matteo Officer A-Award A Stock Option (right to buy) 260,000 1.94 504.4K 260,000
2024-02-20 Levisetti Matteo Officer A-Award A Stock Option (right to buy) 25,000 3.36 84.0K 25,000
2024-01-02 Verheyen Patrick Director A-Award A Stock Option (right to buy) 24,400 2.78 67.8K 24,400
2024-01-02 Morich Frank Director A-Award A Stock Option (right to buy) 24,400 2.78 67.8K 24,400
2024-01-02 Kiener Peter A Director A-Award A Stock Option (right to buy) 24,400 2.78 67.8K 24,400
2024-01-02 Garzone Pamela Director A-Award A Stock Option (right to buy) 24,400 2.78 67.8K 24,400
2024-01-02 DRISCOLL FREDERICK W Director A-Award A Stock Option (right to buy) 24,400 2.78 67.8K 24,400
2023-08-25 Suri Anish Officer P-Purchase A Common Stock 4,000 2.76 11.0K 135,638
2023-08-14 PASSERI DANIEL R Director / Officer P-Purchase A Common Stock 3,000 2.86 8.6K 134,578
2023-07-21 Suri Anish Officer A-Award A Stock Option (right to buy) 124,125 4.20 521.3K 124,125
2023-07-21 Sandercock Colin Officer A-Award A Stock Option (right to buy) 75,000 4.20 315.0K 75,000
2023-07-21 PASSERI DANIEL R Director / Officer A-Award A Stock Option (right to buy) 450,000 4.20 1.89M 450,000
2023-07-21 Millar Kerri-Ann Officer A-Award A Stock Option (right to buy) 113,000 4.20 474.6K 113,000
2023-07-21 Levisetti Matteo Officer A-Award A Stock Option (right to buy) 82,500 4.20 346.5K 82,500
2023-04-19 Garzone Pamela Director 0 0.00 0
2023-04-11 Verheyen Patrick Director D Common Stock 0 0.00 8,174
2023-03-23 Kiener Peter A Director M-Exempt A Common Stock 9,682 2.86 27.7K 9,682
2023-02-16 Suri Anish Officer A-Award A Stock Option (right to buy) 125,500 3.21 402.9K 125,500
2023-02-16 Sandercock Colin Officer A-Award A Stock Option (right to buy) 100,000 3.21 321.0K 100,000
2023-02-16 PASSERI DANIEL R Director / Officer A-Award A Stock Option (right to buy) 324,000 3.21 1.04M 324,000
2023-02-16 NASSHORN PATRICIA Officer A-Award A Stock Option (right to buy) 97,900 3.21 314.3K 97,900
2023-02-16 Millar Kerri-Ann Officer A-Award A Stock Option (right to buy) 124,000 3.21 398.0K 124,000
2023-01-17 Levisetti Matteo Officer A-Award A Stock Option (right to buy) 110,000 0.00 110,000
2023-01-03 Morich Frank Director A-Award A Stock Option (right to buy) 10,000 0.00 10,000
2023-01-03 Kiener Peter A Director A-Award A Stock Option (right to buy) 10,000 0.00 10,000
2023-01-03 HOWSON TAMAR D Director A-Award A Stock Option (right to buy) 10,000 0.00 10,000
2023-01-03 Fletcher Aaron G.L. Director A-Award A Stock Option (right to buy) 10,000 0.00 10,000
2023-01-03 DRISCOLL FREDERICK W Director A-Award A Stock Option (right to buy) 10,000 0.00 10,000
2022-08-21 Millar Kerri-Ann Officer F-InKind D Common Stock 2,828 3.05 8.6K 14,311
2022-06-14 Gray Cameron Director X-InTheMoney A Common Stock 61,111 2.70 165.0K 738,611
2022-05-27 Morich Frank Director P-Purchase A Common Stock 28,000 3.75 105.0K 28,000
2022-05-23 Fletcher Aaron G.L. Director P-Purchase A Common Stock 55,000 3.34 183.7K 940,000
2022-03-31 Suri Anish Officer F-InKind D Common Stock 7,068 4.88 34.5K 103,638
2022-03-31 PASSERI DANIEL R Officer F-InKind D Common Stock 32,122 4.88 156.8K 141,578
2022-03-31 Fletcher Aaron G.L. Director P-Purchase A Common Stock 735,000 4.76 3.50M 735,000
2022-03-25 Suri Anish Officer A-Award A Stock Option (right to buy) 21,333 5.01 106.9K 21,333
2022-03-25 Sandercock Colin Officer A-Award A Stock Option (right to buy) 16,667 5.01 83.5K 16,667
2022-03-25 Pienta Kenneth Officer A-Award A Stock Option (right to buy) 40,000 5.01 200.4K 40,000
2022-03-25 PASSERI DANIEL R Officer A-Award A Stock Option (right to buy) 100,000 0.00 100,000
2022-03-25 NASSHORN PATRICIA Officer A-Award A Stock Option (right to buy) 10,000 0.00 10,000
2022-03-25 Millar Kerri-Ann Officer A-Award A Stock Option (right to buy) 10,000 5.01 50.1K 10,000
2022-02-09 Suri Anish Officer A-Award A Stock Option (right to buy) 82,000 6.91 566.6K 82,000
2022-02-09 Sandercock Colin Officer A-Award A Stock Option (right to buy) 60,000 6.91 414.6K 60,000
2022-02-09 Millar Kerri-Ann Officer A-Award A Stock Option (right to buy) 85,000 6.91 587.4K 85,000
2022-01-03 Morich Frank Director A-Award A Stock Option (right to buy) 10,000 12.28 122.8K 10,000
2022-01-03 Kiener Peter A Director A-Award A Stock Option (right to buy) 10,000 12.28 122.8K 10,000
2022-01-03 HOWSON TAMAR D Director A-Award A Stock Option (right to buy) 10,000 12.28 122.8K 10,000
2022-01-03 Gray Cameron Director A-Award A Stock Option (right to buy) 10,000 12.28 122.8K 10,000
2022-01-03 Fletcher Aaron G.L. Director A-Award A Stock Option (right to buy) 10,000 12.28 122.8K 10,000
2022-01-03 DRISCOLL FREDERICK W Director A-Award A Stock Option (right to buy) 10,000 12.28 122.8K 10,000
2021-12-20 Pienta Kenneth Officer A-Award A Stock Option (right to buy) 80,000 11.45 916.0K 80,000
2021-12-15 NASSHORN PATRICIA Officer A-Award A Stock Option (right to buy) 100,000 11.24 1.12M 100,000
2021-11-16 Kiener Peter A Director M-Exempt D Stock Option (right to buy) 1,361 2.86 3.9K 105,744
2021-11-15 Suri Anish Officer S-Sale D Common Stock 8,000 18.05 144.4K 94,038
2021-11-15 Kiener Peter A Director S-Sale D Common Stock 18,815 17.92 337.2K 0
2021-11-11 Suri Anish Officer M-Exempt A Common Stock 20,000 6.42 128.4K 114,038
2021-10-06 Suri Anish Officer F-InKind D Common Stock 14,134 12.97 183.3K 94,038
2021-10-03 Suri Anish Officer M-Exempt A Common Stock 33,334 0.00 108,172
2021-10-01 Millar Kerri-Ann Officer S-Sale D Common Stock 1,251 14.21 17.8K 10,472
2021-09-30 PASSERI DANIEL R Director / Officer M-Exempt D Restricted Stock Units 75,000 0.00 75,000
2021-09-24 PASSERI DANIEL R Director / Officer P-Purchase A Common Stock 3,400 14.72 50.1K 55,377
2021-09-23 Suri Anish Officer M-Exempt A Common Stock 20,000 6.42 128.4K 94,838
2021-08-23 Millar Kerri-Ann Officer F-InKind D Common Stock 1,961 0.00 10,472
2021-03-16 Pienta Kenneth Officer M-Exempt D Stock Option (right to buy) 439 5.00 2.2K 133,567
2021-03-15 Pienta Kenneth Officer S-Sale D Common Stock 13,000 15.10 196.3K 2,000
2021-02-17 Pienta Kenneth Officer M-Exempt A Common Stock 2,994 5.00 15.0K 6,274
2021-02-16 Pienta Kenneth Officer M-Exempt A Common Stock 16,000 2.86 45.8K 18,000
2021-02-10 Suri Anish Officer A-Award A Stock Option (right to buy) 75,000 15.55 1.17M 75,000
2021-02-10 Sandercock Colin Officer A-Award A Stock Option (right to buy) 50,000 15.55 777.5K 50,000
2021-02-10 Pienta Kenneth Officer A-Award A Stock Option (right to buy) 50,000 15.55 777.5K 50,000
2021-02-10 PASSERI DANIEL R Director / Officer A-Award A Stock Option (right to buy) 85,000 15.55 1.32M 85,000
2021-02-10 Millar Kerri-Ann Officer A-Award A Stock Option (right to buy) 70,000 15.55 1.09M 70,000
2021-01-20 Pienta Kenneth Officer P-Purchase A Common Stock 2,720 15.07 41.0K 4,720
2021-01-04 Simon Barry J. Director A-Award A Stock Option (right to buy) 10,000 12.36 123.6K 10,000
2021-01-04 Morich Frank Director A-Award A Stock Option (right to buy) 10,000 12.36 123.6K 10,000
2021-01-04 Kiener Peter A Director A-Award A Stock Option (right to buy) 10,000 12.36 123.6K 10,000
2021-01-04 HOWSON TAMAR D Director A-Award A Stock Option (right to buy) 10,000 12.36 123.6K 10,000
2021-01-04 Gray Cameron Director A-Award A Stock Option (right to buy) 10,000 12.36 123.6K 10,000
2021-01-04 Fletcher Aaron G.L. Director A-Award A Stock Option (right to buy) 10,000 12.36 123.6K 10,000
2021-01-04 DRISCOLL FREDERICK W Director A-Award A Stock Option (right to buy) 10,000 12.36 123.6K 10,000
2020-12-31 Gray Cameron Director 0 0.00 0
2020-11-24 Fletcher Aaron G.L. Director P-Purchase A Common Stock 6,548 12.64 82.8K 165,000
2020-10-05 Suri Anish Officer F-InKind D Common Stock 9,800 16.30 159.7K 58,091
2020-10-03 Suri Anish Officer M-Exempt A Common Stock 33,333 0.00 67,891
2020-09-30 Gray Cameron Director P-Purchase A Common Stock 5,000 15.30 76.5K 677,500
2020-09-29 Gray Cameron Director P-Purchase A Common Stock 5,000 15.00 75.0K 672,500
2020-09-17 HOWSON TAMAR D Director 0 0.00 0
2020-08-24 Millar Kerri-Ann Officer F-InKind D Common Stock 1,900 0.00 5,766
2020-08-21 Millar Kerri-Ann Officer A-Award A Restricted Stock Units 20,000 0.00 20,000
2020-08-05 Suri Anish Officer M-Exempt D Stock Option (right to buy) 800 6.42 5.1K 145,000
2020-08-05 Sandercock Colin Officer M-Exempt D Stock Option (right to buy) 13,274 7.50 99.6K 130,100
2020-08-04 Suri Anish Officer M-Exempt A Common Stock 400 6.42 2.6K 34,958
2020-08-04 Sandercock Colin Officer M-Exempt A Common Stock 201 7.50 1.5K 17,326
2020-08-03 Suri Anish Officer M-Exempt D Stock Option (right to buy) 2,000 8.26 16.5K 18,000
2020-08-03 Sandercock Colin Officer S-Sale D Common Stock 6,425 20.00 128.5K 17,125
2020-06-24 Fletcher Aaron G.L. Director P-Purchase A Common Stock 4,547 24.64 112.0K 155,499
2020-05-11 Morich Frank Director A-Award A Stock Option (right to buy) 1,200 27.56 33.1K 1,200
2020-03-31 Suri Anish Officer A-Award A Restricted Stock Units 50,000 0.00 116,667
2020-03-24 Pienta Kenneth Officer A-Award A Stock Option (right to buy) 100,000 14.00 1.40M 100,000
2020-02-05 Suri Anish Officer A-Award A Stock Option (right to buy) 65,000 16.26 1.06M 65,000
2020-02-05 Sandercock Colin Officer A-Award A Stock Option (right to buy) 20,000 16.26 325.2K 20,000
2020-02-05 PASSERI DANIEL R Director / Officer A-Award A Restricted Stock Units 150,000 0.00 150,000
2020-02-05 Millar Kerri-Ann Officer A-Award A Stock Option (right to buy) 30,000 16.26 487.8K 30,000
2020-01-02 Simon Barry J. Director A-Award A Stock Option (right to buy) 9,600 16.31 156.6K 9,600
2020-01-02 Morich Frank Director A-Award A Stock Option (right to buy) 8,000 16.31 130.5K 8,000
2020-01-02 MCKNIGHT STEVEN L Director A-Award A Stock Option (right to buy) 8,000 16.31 130.5K 8,000
2020-01-02 MARLETT CHRISTOPHER A Director A-Award A Stock Option (right to buy) 8,000 16.31 130.5K 8,000
2020-01-02 Kiener Peter A Director A-Award A Stock Option (right to buy) 8,000 16.31 130.5K 8,000
2020-01-02 Gray Cameron Director A-Award A Stock Option (right to buy) 8,000 16.31 130.5K 8,000
2020-01-02 Fletcher Aaron G.L. Director A-Award A Stock Option (right to buy) 8,000 16.31 130.5K 8,000
2020-01-02 DRISCOLL FREDERICK W Director A-Award A Stock Option (right to buy) 8,000 16.31 130.5K 8,000
2019-12-31 MARLETT CHRISTOPHER A Director S-Sale D Common Stock 9,000 15.71 141.4K 0
2019-12-27 MARLETT CHRISTOPHER A Director S-Sale D Common Stock 9,000 17.24 155.2K 775,203
2019-12-26 MARLETT CHRISTOPHER A Director S-Sale D Common Stock 19,647 17.53 344.4K 784,203
2019-12-23 MARLETT CHRISTOPHER A Director S-Sale D Common Stock 17,000 16.82 285.9K 803,850
2019-12-19 MARLETT CHRISTOPHER A Director S-Sale D Common Stock 4,000 17.00 68.0K 820,850
2019-12-17 MARLETT CHRISTOPHER A Director S-Sale D Common Stock 20,732 15.73 326.1K 824,850
2019-12-12 MARLETT CHRISTOPHER A Director J-Other A Common Stock 755,980 0.00 845,582
2019-11-01 Suri Anish Officer M-Exempt D Restricted Stock Units 33,333 0.00 66,667
2019-10-03 Suri Anish Officer A-Award A Restricted Stock Units 100,000 0.00 0
2019-10-03 Fletcher Aaron G.L. Director I Common Stock 0 0.00 8,867
2019-06-21 PASSERI DANIEL R Director / Officer P-Purchase A Common Stock 1,377 7.26 10.0K 51,977
2019-06-10 Sandercock Colin Officer P-Purchase A Common Stock 15,025 7.90 118.7K 17,125
2019-06-07 Sandercock Colin Officer P-Purchase A Common Stock 100 7.35 735.00 2,100
2019-06-06 Sandercock Colin Officer P-Purchase A Common Stock 2,000 7.10 14.2K 2,000
2019-06-06 PASSERI DANIEL R Director / Officer P-Purchase A Common Stock 3,000 6.90 20.7K 50,600
2019-03-06 Suri Anish Officer A-Award A Stock Option (right to buy) 100,000 11.54 1.15M 100,000
2019-03-06 Sandercock Colin Officer A-Award A Stock Option (right to buy) 50,000 6.42 321.0K 50,000
2019-03-06 PASSERI DANIEL R Director / Officer A-Award A Stock Option (right to buy) 100,000 11.54 1.15M 100,000
2019-03-06 Millar Kerri-Ann Officer A-Award A Stock Option (right to buy) 30,000 6.42 192.6K 30,000
2019-03-06 Mancilla Bethany Officer A-Award A Stock Option (right to buy) 65,000 6.42 417.3K 65,000
2019-01-02 Simon Barry J. Director A-Award A Stock Option (right to buy) 9,600 5.16 49.5K 9,600
2019-01-02 Morich Frank Director A-Award A Stock Option (right to buy) 8,000 5.16 41.3K 8,000
2019-01-02 MCKNIGHT STEVEN L Director A-Award A Stock Option (right to buy) 8,000 5.16 41.3K 8,000
2019-01-02 MARLETT CHRISTOPHER A Director A-Award A Stock Option (right to buy) 8,000 5.16 41.3K 8,000
2019-01-02 Kiener Peter A Director A-Award A Stock Option (right to buy) 8,000 5.16 41.3K 8,000
2019-01-02 Gray Cameron Director A-Award A Stock Option (right to buy) 8,000 5.16 41.3K 8,000
2019-01-02 DRISCOLL FREDERICK W Director A-Award A Stock Option (right to buy) 8,000 5.16 41.3K 8,000
2019-01-02 DIGIANDOMENICO ANTHONY Director A-Award A Stock Option (right to buy) 8,000 5.16 41.3K 8,000
2018-12-31 MARLETT CHRISTOPHER A Director P-Purchase A Common Stock 18,521 4.64 85.9K 89,602
2018-12-28 DIGIANDOMENICO ANTHONY Director P-Purchase A Common Stock 7,000 4.62 32.3K 57,000
2018-12-27 DIGIANDOMENICO ANTHONY Director P-Purchase A Common Stock 20,000 4.77 95.4K 50,000
2018-12-26 MARLETT CHRISTOPHER A Director P-Purchase A Common Stock 19,647 4.29 84.3K 71,081
2018-12-24 DIGIANDOMENICO ANTHONY Director P-Purchase A Common Stock 10,000 4.81 48.1K 30,000
2018-12-21 Suri Anish Officer P-Purchase A Common Stock 2,000 4.37 8.7K 2,000
2018-12-21 MARLETT CHRISTOPHER A Director P-Purchase A Common Stock 17,200 4.53 77.9K 51,434
2018-12-21 DIGIANDOMENICO ANTHONY Director P-Purchase A Common Stock 10,000 4.49 44.9K 20,000
2018-12-20 MARLETT CHRISTOPHER A Director P-Purchase A Common Stock 9,438 4.74 44.7K 34,234
2018-12-19 MARLETT CHRISTOPHER A Director P-Purchase A Common Stock 400 5.00 2.0K 24,796
2018-12-18 MARLETT CHRISTOPHER A Director P-Purchase A Common Stock 3,664 5.20 19.1K 24,396
2018-12-17 DIGIANDOMENICO ANTHONY Director P-Purchase A Common Stock 10,000 5.48 54.8K 10,000
2018-12-13 MARLETT CHRISTOPHER A Director P-Purchase A Common Stock 10,000 5.06 50.6K 20,732
2018-12-12 MARLETT CHRISTOPHER A Director P-Purchase A Common Stock 3,189 5.07 16.2K 10,732
2018-12-11 MARLETT CHRISTOPHER A Director P-Purchase A Common Stock 7,543 4.86 36.7K 7,543
2018-08-29 Millar Kerri-Ann Officer P-Purchase A Common Stock 1,000 8.48 8.5K 1,000
2018-08-16 PASSERI DANIEL R Director / Officer P-Purchase A Common Stock 6,000 8.09 48.5K 47,600
2018-08-14 Suri Anish Officer A-Award A Stock Option (right to buy) 20,000 8.26 165.2K 20,000
2018-08-01 Mancilla Bethany Officer A-Award A Stock Option (right to buy) 250,000 9.54 2.39M 250,000

Executive team

Top executives
EBIT / Employee
-646.9K
Shares Outstanding
2.63M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 Daniel R. Passeri Former Chief Executive Officer 240.5K 336.6K 849.1K 1.43M 23.60%
2 2025 Matteo Levisetti Former Chief Medical Officer 470.8K 187.0K 561.6K 1.22M 15.33%
3 2025 Usman Azam President and Chief Executive Officer 143.1K 1.04M 249.00 1.19M 87.91%
4 2025 Lucinda Warren Chief Financial and Business Officer 470.0K 330.3K 996.00 801.2K 41.22%
5 2025 Colin Sandercock SVP, General Counsel and Secretary 448.6K 149.6K 996.00 599.2K 24.96%
6 2024 Daniel R. Passeri Chief Executive Officer 492.9K 186.7K 711.2K 3.2K 1.39M 51.02%
7 2024 Daniel R. Passeri Former Chief Executive Officer 492.9K 186.7K 711.2K 3.2K 1.39M 51.02%
8 2024 Matteo Levisetti Former Chief Medical Officer 478.2K 114.8K 595.9K 2.3K 1.19M 50.02%
9 2024 Matteo Levisetti Chief Medical Officer 478.2K 114.8K 595.9K 2.3K 1.19M 50.02%
10 2024 Anish Suri Former President and Chief Scientific Officer 465.4K 703.6K 11.1K 1.18M 59.62%
11 2024 Kerri-Ann Millar Chief Financial Officer 463.0K 111.1K 467.5K 3.2K 1.04M 44.75%
12 2023 Daniel R. Passeri Chief Executive Officer 604.8K 2.41M 3.2K 3.02M 79.84%
13 2023 Anish Suri Former President and Chief Scientific Officer 481.5K 757.8K 3.2K 1.24M 60.99%
14 2023 Anish Suri President and Chief Scientific Officer 481.5K 757.8K 3.2K 1.24M 60.99%
15 2023 Kerri-Ann Millar Chief Financial Officer 444.2K 715.2K 3.2K 1.16M 61.52%
16 2022 Daniel R. Passeri Chief Executive Officer 747.5K 234.6K 388.1K 3.6K 1.37M 28.25%
17 2022 Anish Suri President and Chief Scientific Officer 489.8K 148.6K 525.7K 3.6K 1.17M 45.02%
18 2022 Kerri-Ann Millar Chief Financial Officer 418.5K 137.0K 497.9K 3.6K 1.06M 47.11%
19 2022 Kerri Millar Chief Financial Officer 418.5K 137.0K 497.9K 3.6K 1.06M 47.11%
20 2021 Daniel R. Passeri Chief Executive Officer 531.0K 239.1K 1.05M 4.7K 1.82M 57.45%
21 2021 Anish Suri President and Chief Scientific Officer 436.5K 157.2K 923.0K 4.5K 1.52M 60.67%
22 2021 Kerri-Ann Millar Chief Financial Officer 374.2K 118.1K 861.5K 4.2K 1.36M 63.44%
23 2021 Kerri Millar Chief Financial Officer 374.2K 118.1K 861.5K 4.2K 1.36M 63.44%
24 2020 Daniel R. Passeri Chief Executive Officer 501.2K 244.6K 2.84M 2.25M 5.8K 5.84M 87.13%
25 2020 Kerri-Ann Millar Chief Financial Officer 292.5K 108.1K 397.4K 1.39M 4.1K 2.19M 81.56%
26 2020 Anish Suri President and Chief Scientific Officer 420.0K 159.6K 709.5K 835.5K 4.1K 2.13M 72.58%
27 2019 Anish Suri President and Chief Scientific Officer 366.3K 376.5K 753.0K 3.06M 4.1K 4.56M 83.62%
28 2019 Daniel R. Passeri Chief Executive Officer 395.0K 187.6K 610.2K 5.8K 1.20M 50.91%
29 2019 Colin Sandercock Senior Vice President, General Counsel and Secretary 285.0K 95.8K 244.1K 664.00 625.5K 39.02%
30 2019 Kerri-Ann Millar Chief Financial Officer 215.0K 82.8K 146.5K 4.1K 448.3K 32.67%
31 2018 Anish Suri President and Chief Scientific Officer 207.9K 106.5K 2.85M 53.1K 3.22M 88.62%
32 2018 Anish Suri Chief Scientific Officer 207.9K 106.5K 2.85M 53.1K 3.22M 88.62%
33 2018 Daniel R. Passeri Chief Executive Officer 345.0K 103.5K 381.2K 4.2K 833.9K 45.71%
34 2018 Daniel R. Passeri Chief Executive Officer, President 345.0K 103.5K 381.2K 4.2K 833.9K 45.71%
35 2018 Colin Sandercock Senior Vice President, General Counsel and Secretary 275.0K 55.0K 220.00 330.2K 0.00%
36 2017 Colin G. Sandercock Senior Vice President & General Counsel 22.9K 6.2K 1.21M 1.24M 97.64%
37 2017 Colin Sandercock Senior Vice President, General Counsel and Secretary 22.9K 6.2K 1.21M 1.24M 97.64%
38 2017 Daniel R. Passeri Chief Executive Officer, President 325.0K 81.2K 4.2K 406.2K 0.00%
39 2017 Ronald D. Seidel Executive Vice President, Head of Research & Development 250.0K 62.5K 4.2K 312.5K 0.00%
40 2017 Rodolfo J. Chaparro Executive Vice President, Head of Immunology 250.0K 62.5K 4.2K 312.5K 0.00%
41 2016 Daniel R. Passeri Chief Executive Officer, President 112.0K 57.5K 2.29M 1.2K 2.46M 93.11%
42 2016 Ronald D. Seidel Executive Vice President, Head of Research & Development 203.3K 50.0K 504.1K 3.6K 757.5K 66.56%
43 2016 Rodolfo J. Chaparro Executive Vice President, Head of Immunology 203.3K 50.0K 504.1K 3.6K 757.5K 66.56%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-05-11 PRE 14A
2026-03-27 DEFA14A
2026-03-16 DEF 14A
2026-03-06 PRE 14A
2025-05-27 DEFA14A
2025-04-25 DEFA14A
2025-04-25 DEF 14A
2025-04-14 PRE 14A
2024-09-10 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-14 D
2026-05-14 8-K
2026-05-14 10-Q
2026-05-11 PRE 14A
2026-05-07 4
2026-05-07 3
2026-04-22 8-K
2026-04-13 8-K
2026-04-10 4
2026-04-10 4

Executive team

NameTitleCompensationGender
Lucinda Warren Principal Fin & Accounting Off. and Chief Financial & Business Officer 470.9K female
Colin G. Sandercock Senior Vice President, General Counsel & Secretary 449.6K male
Usman Azam President, CEO & Director 434.2K
Shao-Lee Lin President, CEO & Director 434.2K
Ronald D. Seidel Co-Founder 316.6K
Rodolfo J. Chaparro Co-Founder 316.6K
Daniel G. Baker Interim Chief Development Officer
Steven C. Almo Co-Founder and Chairman of Scientific & Clinical Advisory Board
ESG Rating
B
BIOTECHNOLOGY
2026
E (Environmental)
54.5 / 56.3
Company / Sector avg.
S (Social)
75.8 / 62.4
Company / Sector avg.
G (Governance)
69.7 / 60.9
Company / Sector avg.
ESG Total
66.7 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
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Dividend history

Earnings history

Earnings reports

Stock splits