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Cardiff Oncology, Inc. (CRDF)

USD0.89 -0.42 (-32.11%)
US NASDAQ Healthcare Biotechnology
Address 11055 Flintkote Avenue 92121
San Diego, CA, US
CEO Mani Mohindru
IPO 2004-07-27
CIK 1213037 ISIN US14147L1089

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Description

Cardiff Oncology, Inc., a clinical-stage biotechnology company, develops novel therapies for the treatment of various cancers in the United States. Its lead drug candidate is Onvansertib, an oral and selective polo-like kinase 1 inhibitor for treating RAS-mutated metastatic colorectal cancer. The company also focuses on the clinical program in indications, such as investigator-initiated trials in metastatic pancreatic ductal adenocarcinoma, small cell lung cancer, metastatic triple negative breast cancer, and chronic myelomonocytic leukemia; CRDF-004, a Phase 2 open-label randomized multi-center clinical trial of onvansertib in combination with FOLFIRI and bevacizumab or FOLFOX and bevacizumab for the treatment of patients confirmed metastatic and unresectable colorectal cancer in patients with a KRAS or NRAS mutation; and TROV-054, a Phase 1b/2 single-arm clinical trial in KRAS-mutated metastatic colorectal cancer. The company was formerly known as Trovagene, Inc. and changed its name to Cardiff Oncology, Inc. in May 2012. Cardiff Oncology, Inc. was founded in 1999 and is headquartered in San Diego, California.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD0.89 -0.42 (-32.11%)
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Volume Profile
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Liquidity & share structure
Average Volume
1M
Beta
1.38
Float Shares
66.71M
Free Float %
97.6%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+2.37% +7.45% +6.13% +8.13% -18.78% -38.43% -35.21% -1.14% -79.77% -99.44% -99.89%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

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By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (12 ratings, all time) Buy
Price Targets & DCF
Current price
0.89
DCF (Unlevered) 0.01 -98.8%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 88% Bullish
Rating 2026-05 Change
Strong Buy 1 0
Buy 6 0
Hold 1 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
-9.97
Distress
Piotroski F-Score
1 / 9
Weak
MOAT Score
0 / 10
No MOAT
Composite Rating
C-
Overall Score
1 / 5
Low
DCF Score
1 / 5
Low
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
3 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
2 / 5
Medium
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
    -13.2% Q1'26: -100.0% (vs Q1'25)
  • EPS growth Biotechnology: +29.7%
    +27.4% Q1'26: +35.7% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
    -7,223.8%
  • EBIT margin Biotechnology: +0.0%
    -7,736.3%
  • ROIC Biotechnology: -16.1%
    Q1'26: +0.0% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +40.3% Q1'26: +43.4% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -0.02× Q1'26: -0.01× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (1.36) × ERP
WACC = 99% × Ke + 1% × Kd (4.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 0.01 Current price: 0.89
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2015
actual
Dec 2016
actual
Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
7 Rev. Ana.
6 EPS Ana.
Dec 2027
5 Rev. Ana.
5 EPS Ana.
Dec 2028
5 Rev. Ana.
5 EPS Ana.
Dec 2029
2 Rev. Ana.
1 EPS Ana.
Dec 2030
2 Rev. Ana.
1 EPS Ana.
Revenue
313.0K
est: 337.6K (-7.3%)
381.0K
est: 854.7K (-55.4%)
505.0K
est: 369.8K (+36.6%)
378.0K
est: 590.0K (-35.9%)
244.6K
est: 378.5K (-35.4%)
366.0K
est: 267.5K (+36.8%)
359.0K
est: 218.2K (+64.6%)
386.0K
est: 277.3K (+39.2%)
488.0K
est: 665.0K (-26.6%)
683.0K
est: 624.5K (+9.4%)
593.0K
est: 455.0K (+30.3%)
337.8K
244.6K – 401.8K
-25.8% YoY
287.5K
174.6K – 374.8K
-14.9% YoY
100.0K
66.7K – 124.6K
-65.2% YoY
101.51M
67.67M – 126.44M
+101,407.5% YoY
308.41M
205.61M – 384.16M
+203.8% YoY
EBITDA
-24.89M
est: -337.6K (-7,274.1%)
-36.76M
est: -854.7K (-4,200.9%)
-22.82M
est: -21.75M (-4.9%)
-15.70M
est: -590.0K (-2,561.0%)
-15.92M
est: -15.35M (-3.7%)
-18.84M
est: -267.5K (-6,942.6%)
-28.40M
est: -24.00M (-18.4%)
-39.67M
est: -35.38M (-12.1%)
-45.01M
est: -665.0K (-6,669.0%)
-48.25M
est: -624.5K (-7,625.7%)
-44.97M
est: -455.0K (-9,784.0%)
-337.8K
-401.8K – -244.6K
+25.8% YoY
-287.5K
-374.8K – -174.6K
+14.9% YoY
-100.0K
-124.6K – -66.7K
+65.2% YoY
-101.51M
-126.44M – -67.67M
-101,407.5% YoY
-308.41M
-384.16M – -205.61M
-203.8% YoY
EBIT
-25.27M
est: -337.6K (-7,386.3%)
-37.53M
est: -854.7K (-4,291.1%)
-23.87M
est: -24.38M (+2.1%)
-16.44M
est: -590.0K (-2,685.7%)
-16.41M
est: -16.11M (-1.9%)
-19.31M
est: -267.5K (-7,116.8%)
-28.86M
est: -24.94M (-15.7%)
-39.90M
est: -36.60M (-9.0%)
-45.41M
est: -665.0K (-6,728.9%)
-48.65M
est: -624.5K (-7,690.4%)
-45.88M
est: -455.0K (-9,982.6%)
-337.8K
-401.8K – -244.6K
+25.8% YoY
-287.5K
-374.8K – -174.6K
+14.9% YoY
-100.0K
-124.6K – -66.7K
+65.2% YoY
-101.51M
-126.44M – -67.67M
-101,407.5% YoY
-308.41M
-384.16M – -205.61M
-203.8% YoY
Net Income
-27.47M
est: -3.60B (+99.2%)
-39.20M
est: -4.56B (+99.1%)
-24.91M
est: -23.05M (-8.1%)
-16.46M
est: -385.97M (+95.7%)
-16.41M
est: -15.87M (-3.4%)
-19.31M
est: -48.96M (+60.6%)
-28.29M
est: -24.40M (-15.9%)
-38.70M
est: -36.37M (-6.4%)
-41.44M
est: -40.88M (-1.4%)
-45.43M
est: -65.38M (+30.5%)
-45.88M
est: -51.33M (+10.6%)
-43.70M
-53.16M – -29.54M
+14.9% YoY
-50.77M
-56.94M – -44.59M
-16.2% YoY
-70.86M
-90.25M – -51.48M
-39.6% YoY
-47.52M
-62.69M – -26.93M
+32.9% YoY
-2.40M
-3.17M – -1.36M
+94.9% YoY
SGA
14.36M
est: 9.09M (+58.1%)
23.00M
est: 23.00M (0.0%)
14.23M
est: 9.95M (+43.0%)
8.01M
est: 15.88M (-49.6%)
5.76M
est: 10.19M (-43.5%)
8.22M
est: 7.20M (+14.1%)
11.84M
est: 5.87M (+101.6%)
13.18M
est: 7.46M (+76.6%)
13.04M
est: 18.10M (-28.0%)
12.48M
est: 17.00M (-26.6%)
14.22M
est: 12.39M (+14.8%)
9.20M
6.66M – 10.94M
-25.8% YoY
7.83M
4.75M – 10.20M
-14.9% YoY
2.72M
1.81M – 3.39M
-65.2% YoY
2.76B
1.84B – 3.44B
+101,407.5% YoY
8.40B
5.60B – 10.46B
+203.8% YoY
EPS
-75.49
est: -75.48 (0.0%)
-93.54
est: -95.76 (+2.3%)
-51.71
est: -57.60 (+10.2%)
-7.06
est: -8.10 (+12.8%)
-2.70
est: -2.99 (+9.7%)
-1.08
est: -1.03 (-5.1%)
-0.73
est: -0.66 (-10.1%)
-0.89
est: -0.93 (+4.0%)
-0.93
est: -0.91 (-1.7%)
-0.95
est: -0.99 (+3.9%)
-0.69
est: -0.77 (+10.2%)
-0.59
-0.80 – -0.44
+23.3% YoY
-0.76
-0.85 – -0.67
-28.9% YoY
-1.17
-1.35 – -0.77
-54.3% YoY
-0.71
-0.94 – -0.40
+39.4% YoY
-0.04
-0.05 – -0.02
+94.9% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-11 C- 1/5 1/5 1/5 1/5 3/5 1/5 2/5
2026-05-08 C- 1/5 1/5 1/5 1/5 3/5 1/5 2/5
2026-05-07 C- 1/5 1/5 1/5 1/5 3/5 1/5 2/5
2026-05-06 C- 1/5 1/5 1/5 1/5 3/5 1/5 2/5
2026-05-05 C- 1/5 1/5 1/5 1/5 3/5 1/5 2/5
2026-05-04 C- 1/5 1/5 1/5 1/5 3/5 1/5 2/5
2026-05-01 C- 1/5 1/5 1/5 1/5 3/5 1/5 2/5
2026-04-30 C- 1/5 1/5 1/5 1/5 3/5 1/5 2/5
2026-04-29 C- 1/5 1/5 1/5 1/5 3/5 1/5 2/5
2026-04-28 C- 1/5 1/5 1/5 1/5 3/5 1/5 2/5
2026-04-27 C- 1/5 1/5 1/5 1/5 3/5 1/5 2/5
2026-04-24 C- 1/5 1/5 1/5 1/5 2/5 1/5 2/5
2026-04-23 C- 1/5 1/5 1/5 1/5 2/5 1/5 2/5
2026-04-22 C- 1/5 1/5 1/5 1/5 2/5 1/5 2/5
2026-04-21 C- 1/5 1/5 1/5 1/5 2/5 1/5 2/5
2026-04-20 C- 1/5 1/5 1/5 1/5 2/5 1/5 2/5
2026-04-17 C- 1/5 1/5 1/5 1/5 2/5 1/5 2/5
2026-04-16 C- 1/5 1/5 1/5 1/5 2/5 1/5 2/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-38.42M
OE per share TTM
-0.66
Owner's Yield
-35.26%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
496.0%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
46
Total invested
10.88M
Insider transactions (90d)
1
Beneficial owners (>5%)
31
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 EIN #00-0000000 3.52M 8.40% 3.52M 3.52M IA, HC Jersey, Channel Islands 2022-02-10
2 Bruce S. Kovner 3.48M 8.10% 3.48M 3.48M IN Delaware 2022-02-14
3 Caxton Corporation 3.48M 8.10% 3.48M 3.48M CO Delaware 2022-02-14
4 CDK Associates, L.L.C. 3.27M 7.60% 3.27M 3.27M OO Delaware 2022-02-14
5 Acorn Bioventures, L.P. 3.04M 6.38% 3.04M 3.04M PN Delaware 2023-01-26
6 Acorn Capital Advisors GP, LLC 3.04M 6.38% 3.04M 3.04M OO Delaware 2023-01-26
7 Anders Hove 3.04M 6.38% 3.04M 3.04M IN United States of America 2023-01-26
8 (1) BlackRock, Inc. 2.74M 5.90% 2.71M 2.71M HC Delaware 2024-11-08
9 SSGA FUNDS MANAGEMENT, INC. 2.54M 7.18% 2.54M 2.54M IA BOSTON, MASSACHUSETTS 2021-02-11
10 PFIZER INC. 2.41M 5.75% 2.41M 2.41M CO Citizenship or Place of Organization Delaware 2021-11-19
11 Koh, Bong 1.71M 5.70% 1.71M 1.71M IN United States 2020-11-04
12 Shah, Nimish 1.71M 5.70% 1.71M 1.71M IN United States 2020-11-04
13 VHCP Co-Investment Holdings III, LLC 1.71M 5.70% 1.71M 1.71M OO Delaware 2020-11-04
14 VHCP Management EG, LLC 1.71M 5.70% 1.71M 1.71M OO Delaware 2020-11-04
15 VHCP Management III, LLC 1.71M 5.70% 1.71M 1.71M OO Delaware 2020-11-04
16 Venrock Healthcare Capital Partners EG, L.P. 1.71M 5.70% 1.71M 1.71M PN Delaware 2020-11-04
17 Venrock Healthcare Capital Partners III, L.P. 1.71M 5.70% 1.71M 1.71M PN Delaware 2020-11-04
18 STATE STREET CORPORATION 693.4K 1.65% 653.5K 693.4K HC BOSTON, MASSACHUSETTS 2022-02-09
19 Avidity Capital Partners (GP) LLC 0.00% OO Delaware 2022-02-14
20 Avidity Capital Partners Fund (GP) LP 0.00% PN, OO Delaware 2022-02-14
21 Avidity Master Fund LP 0.00% PN, OO Delaware 2022-02-14
22 Avidity Partners Management (GP) LLC 0.00% OO Delaware 2022-02-14
23 Avidity Partners Management LP 0.00% IA, PN Delaware 2022-02-14
24 Corriente Advisors, LLC 0.00% OO Citizenship or place of organization 2022-02-14
25 Corriente Master Fund II, LP 0.00% PN Citizenship or place of organization 2022-02-14
26 David Witzke 0.00% IN Delaware 2022-02-14
27 Mark L. Hart III 0.00% IN Citizenship or place of organization 2022-02-14
28 Michael Gregory 0.00% IN Delaware 2022-02-14
29 Peter Kolchinsky 0.00% HC, IN Delaware 2021-02-10
30 RA Capital Management, L.P. 0.00% IA, PN Delaware 2021-02-10
31 Rajeev Shah 0.00% HC, IN Delaware 2021-02-10

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
46
-67 vs prev Q
New positions
9
Closed positions
72
Increased
17
Reduced
15
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 BLACKROCK, INC. 4.04M +58.1K (+1.5%) 11.36M +3.2M (+38.4%) 6.05% +0.055 pp 0.00% +0.000 pp USD2.84 -1.1% 6 qtrs
2 VANGUARD GROUP INC 3.72M +133.2K (+3.7%) 10.46M +3.1M (+41.5%) 5.57% +0.171 pp 0.00% +0.000 pp USD7.08 -60.3% 23 qtrs
3 LAURION CAPITAL MANAGEMENT LP 2.65M +180.9K (+7.3%) 7.44M +2.4M (+46.4%) 3.96% +0.251 pp 0.28% +0.190 pp USD3.11 -9.6% 5 qtrs
4 PFIZER INC 2.41M +— (+0.0%) 6.78M +1.8M (+36.4%) 3.61% -0.019 pp 2.87% +1.730 pp USD4.34 -35.3% 5 qtrs
5 ACORN CAPITAL ADVISORS, LLC 1.96M +— (+0.0%) 5.51M +1.5M (+36.4%) 2.93% -0.016 pp 1.87% -0.184 pp USD3.70 -24.1% 5 qtrs
6 BLAIR WILLIAM & CO/IL 1.95M -264.8K (-12.0%) 5.48M +916.2K (+20.1%) 2.91% -0.413 pp 0.01% +0.003 pp USD3.24 -13.3% 18 qtrs
7 GEODE CAPITAL MANAGEMENT, LLC 1.52M -20.3K (-1.3%) 4.28M +1.1M (+34.6%) 2.28% -0.043 pp 0.00% +0.000 pp USD4.15 -32.3% 23 qtrs
8 FRANKLIN RESOURCES INC 1.21M +1.2M (+100.0%) 3.39M +3.4M (+100.0%) 1.80% +1.803 pp 0.00% +0.001 pp USD2.81 +0.0% 1 qtrs NEW
9 STATE STREET CORP 1.19M +45.3K (+4.0%) 3.35M +987.0K (+41.8%) 1.78% +0.059 pp 0.00% +0.000 pp USD2.93 -4.1% 21 qtrs
10 TWO SIGMA INVESTMENTS, LP 725.0K +520.9K (+255.4%) 2.04M +1.6M (+384.7%) 1.08% +0.777 pp 0.00% +0.002 pp USD2.83 -0.7% 21 qtrs
11 FLPUTNAM INVESTMENT MANAGEMENT CO 595.3K -1.9K (-0.3%) 1.67M +442.6K (+36.0%) 0.89% -0.008 pp 0.02% +0.006 pp USD2.16 +30.1% 3 qtrs
12 NORTHERN TRUST CORP 461.8K -58.0K (-11.2%) 1.30M +226.8K (+21.2%) 0.69% -0.091 pp 0.00% +0.000 pp USD3.47 -19.0% 23 qtrs
13 GOLDMAN SACHS GROUP INC 385.1K -69.6K (-15.3%) 1.08M +145.4K (+15.5%) 0.58% -0.108 pp 0.00% +0.000 pp USD2.59 +8.5% 8 qtrs
14 TWO SIGMA ADVISERS, LP 360.5K +334.7K (+1,297.3%) 1.01M +959.9K (+1,806.0%) 0.54% +0.500 pp 0.00% +0.002 pp USD2.83 -0.7% 21 qtrs
15 CANDRIAM S.C.A. 344.4K +344.4K (+100.0%) 967.9K +967.9K (+100.0%) 0.52% +0.515 pp 0.00% +0.005 pp USD2.81 +0.0% 1 qtrs NEW
16 BANK OF NEW YORK MELLON CORP 329.0K -18.5K (-5.3%) 924.5K +208.7K (+29.1%) 0.49% -0.030 pp 0.00% +0.000 pp USD3.07 -8.5% 22 qtrs
17 MORGAN STANLEY 235.8K -74.8K (-24.1%) 662.7K +22.7K (+3.6%) 0.35% -0.114 pp 0.00% +0.000 pp USD2.85 -1.4% 23 qtrs
18 XTX TOPCO LTD 219.4K +63.2K (+40.5%) 616.4K +294.7K (+91.6%) 0.33% +0.093 pp 0.02% -0.001 pp USD2.92 -3.8% 9 qtrs
19 GSA CAPITAL PARTNERS LLP 210.9K +210.9K (+100.0%) 593.0K +593.0K (+100.0%) 0.32% +0.315 pp 0.05% +0.051 pp USD2.81 +0.0% 7 qtrs
20 MILLENNIUM MANAGEMENT LLC 194.4K +158.5K (+441.5%) 546.3K +472.4K (+638.7%) 0.29% +0.237 pp 0.00% +0.000 pp USD2.99 -6.0% 8 qtrs
21 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 188.7K -660.0 (-0.3%) 530.1K +140.1K (+35.9%) 0.28% -0.003 pp 0.00% +0.000 pp USD2.91 -3.4% 19 qtrs
22 AVESTAR CAPITAL, LLC 136.1K -4.3K (-3.1%) 382.6K +93.2K (+32.2%) 0.20% -0.008 pp 0.02% +0.006 pp USD2.05 +37.1% 7 qtrs
23 JANE STREET GROUP, LLC 132.9K -29.1K (-18.0%) 373.3K +39.7K (+11.9%) 0.20% -0.045 pp 0.00% +0.000 pp USD2.06 +36.4% 2 qtrs
24 CITADEL ADVISORS LLC 118.2K +95.8K (+428.5%) 332.1K +286.0K (+620.8%) 0.18% +0.143 pp 0.00% +0.000 pp USD2.67 +5.2% 22 qtrs
25 ALPHACORE CAPITAL LLC 114.4K +4.5K (+4.1%) 321.5K +95.1K (+42.0%) 0.17% +0.006 pp 0.01% 0.000 pp USD3.06 -8.2% 3 qtrs
26 BARCLAYS PLC 98.9K +45.8K (+86.2%) 277.8K +136.1K (+96.0%) 0.15% +0.068 pp 0.00% +0.000 pp USD2.88 -2.4% 7 qtrs
27 UBS GROUP AG 87.4K -118.7K (-57.6%) 245.7K -179.0K (-42.2%) 0.13% -0.179 pp 0.00% +0.000 pp USD3.44 -18.3% 18 qtrs
28 WELLS FARGO & COMPANY/MN 83.8K +25.3K (+43.3%) 235.6K +115.0K (+95.4%) 0.13% +0.037 pp 0.00% +0.000 pp USD2.77 +1.4% 22 qtrs
29 NUVEEN, LLC 80.2K -114.1K (-58.7%) 225.4K -174.9K (-43.7%) 0.12% -0.172 pp 0.00% +0.000 pp USD3.14 -10.5% 4 qtrs
30 RHUMBLINE ADVISERS 78.4K -8.9K (-10.2%) 220.3K +40.5K (+22.5%) 0.12% -0.014 pp 0.00% +0.000 pp USD2.72 +3.3% 7 qtrs
31 HB WEALTH MANAGEMENT, LLC 71.5K -448.0 (-0.6%) 200.9K +52.7K (+35.6%) 0.11% -0.001 pp 0.00% +0.000 pp USD2.06 +36.4% 5 qtrs
32 ASSENAGON ASSET MANAGEMENT S.A. 67.2K +— (+0.0%) 188.9K +50.4K (+36.4%) 0.10% -0.001 pp 0.00% +0.000 pp USD2.82 -0.4% 16 qtrs
33 ROCKEFELLER CAPITAL MANAGEMENT L.P. 56.5K -6.0K (-9.6%) 158.8K +30.0K (+23.3%) 0.08% -0.010 pp 0.00% +0.000 pp USD2.06 +36.4% 2 qtrs
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 56.4K -38.9K (-40.8%) 158.5K -37.8K (-19.3%) 0.08% -0.059 pp 0.00% +0.000 pp USD2.27 +23.8% 22 qtrs
35 DIMENSIONAL FUND ADVISORS LP 55.7K +12.0 (+0.0%) 156.5K +41.8K (+36.4%) 0.08% 0.000 pp 0.00% +0.000 pp USD2.45 +14.7% 15 qtrs
36 MAI CAPITAL MANAGEMENT 51.6K -14.7K (-22.2%) 145.0K +8.4K (+6.2%) 0.08% -0.023 pp 0.00% +0.000 pp USD3.12 -9.9% 10 qtrs
37 CAPSTONE INVESTMENT ADVISORS, LLC 51.2K +— (+0.0%) 143.8K +38.4K (+36.4%) 0.08% 0.000 pp 0.00% +0.000 pp USD17.74 -84.2% 21 qtrs
38 ALLIANCEBERNSTEIN L.P. 48.7K +7.0 (+0.0%) 137.0K +36.6K (+36.4%) 0.07% 0.000 pp 0.00% +0.000 pp USD2.92 -3.8% 7 qtrs
39 DEUTSCHE BANK AG\ 43.9K +43.1K (+5,767.4%) 123.3K +121.8K (+7,902.9%) 0.07% +0.065 pp 0.00% +0.000 pp USD2.84 -1.1% 5 qtrs
40 GLENVIEW TRUST CO 43.1K +— (+0.0%) 121.2K +32.3K (+36.4%) 0.06% 0.000 pp 0.00% +0.001 pp USD3.81 -26.2% 5 qtrs
41 GROUP ONE TRADING, L.P. 41.9K +41.9K (+100.0%) 117.7K +117.7K (+100.0%) 0.06% +0.063 pp 0.00% +0.000 pp USD2.81 +0.0% 19 qtrs
42 BANK OF AMERICA CORP /DE/ 41.3K -8.1K (-16.3%) 116.0K +14.4K (+14.1%) 0.06% -0.012 pp 0.00% +0.000 pp USD3.13 -10.2% 22 qtrs
43 VIRTU FINANCIAL LLC 38.5K +38.5K (+100.0%) 108.0K +108.0K (+100.0%) 0.06% +0.058 pp 0.00% +0.004 pp USD2.81 +0.0% 1 qtrs NEW
44 ELKHORN PARTNERS LIMITED PARTNERSHIP 38.1K -900.0 (-2.3%) 107.1K +26.7K (+33.3%) 0.06% -0.002 pp 0.07% +0.013 pp USD2.71 +3.7% 23 qtrs
45 FMR LLC 37.7K +5.5K (+17.1%) 105.9K +39.6K (+59.7%) 0.06% +0.008 pp 0.00% +0.000 pp USD3.11 -9.6% 7 qtrs
46 CREATIVE PLANNING 37.5K -2.6K (-6.6%) 105.2K +22.6K (+27.4%) 0.06% -0.004 pp 0.00% +0.000 pp USD2.85 -1.4% 14 qtrs
47 INVST, LLC 36.0K -4.5K (-11.1%) 101.2K +17.7K (+21.3%) 0.05% -0.007 pp 0.01% +0.002 pp USD2.81 +0.0% 7 qtrs
48 HIGHTOWER ADVISORS, LLC 34.2K +— (+0.0%) 96.1K +25.7K (+36.4%) 0.05% 0.000 pp 0.00% +0.000 pp USD3.36 -16.4% 14 qtrs
49 PRICE T ROWE ASSOCIATES INC /MD/ 31.3K +— (+0.0%) 89.0K +24.0K (+36.9%) 0.05% 0.000 pp 0.00% +0.000 pp USD3.41 -17.6% 17 qtrs
50 HRT FINANCIAL LP 29.4K +15.1K (+105.1%) 82.0K +53.0K (+182.8%) 0.04% +0.022 pp 0.00% +0.000 pp USD2.44 +15.2% 2 qtrs
51 MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. 28.8K -38.0 (-0.1%) 80.8K +21.5K (+36.2%) 0.04% 0.000 pp 0.00% +0.000 pp USD2.88 -2.4% 6 qtrs
52 INTECH INVESTMENT MANAGEMENT LLC 28.0K +— (+0.0%) 78.7K +21.0K (+36.4%) 0.04% 0.000 pp 0.00% +0.000 pp USD3.85 -27.0% 5 qtrs
53 RAYMOND JAMES FINANCIAL INC 26.7K +3.0K (+12.9%) 74.9K +26.3K (+54.0%) 0.04% +0.004 pp 0.00% +0.000 pp USD3.27 -14.1% 5 qtrs
54 JPMORGAN CHASE & CO 26.0K +1.0K (+4.0%) 73.0K +21.6K (+41.9%) 0.04% +0.001 pp 0.00% +0.000 pp USD2.63 +6.8% 11 qtrs
55 GOLDEN STATE EQUITY PARTNERS 24.5K +24.5K (+100.0%) 68.8K +68.8K (+100.0%) 0.04% +0.037 pp 0.01% +0.011 pp USD2.81 +0.0% 1 qtrs NEW
56 POST RESCH TALLON GROUP INC. 22.5K -35.0 (-0.2%) 63.2K +16.8K (+36.2%) 0.03% 0.000 pp 0.05% +0.012 pp USD2.06 +36.4% 2 qtrs
57 UNITED BANK 22.4K +— (+0.0%) 63.0K +16.8K (+36.4%) 0.03% 0.000 pp 0.01% +0.003 pp USD2.62 +7.3% 9 qtrs
58 INVESCO LTD. 22.2K -3.1K (-12.3%) 62.3K +10.3K (+19.7%) 0.03% -0.005 pp 0.00% +0.000 pp USD2.36 +19.1% 7 qtrs
59 BAKER ELLIS ASSET MANAGEMENT LLC 20.0K +— (+0.0%) 56.2K +15.0K (+36.4%) 0.03% 0.000 pp 0.01% +0.002 pp USD2.67 +5.2% 6 qtrs
60 MANUFACTURERS LIFE INSURANCE COMPANY, THE 19.4K +5.7K (+41.5%) 54.6K +26.3K (+93.0%) 0.03% +0.008 pp 0.00% +0.000 pp USD3.64 -22.8% 5 qtrs
61 FINDEC WEALTH SERVICES, INC. 16.0K +— (+0.0%) 45.0K +12.0K (+36.4%) 0.02% 0.000 pp 0.05% +0.014 pp USD1.40 +100.7% 13 qtrs
62 SG AMERICAS SECURITIES, LLC 15.8K +15.8K (+100.0%) 44.0K +44.0K (+100.0%) 0.02% +0.024 pp 0.00% +0.000 pp USD2.81 +0.0% 1 qtrs NEW
63 SKOPOS LABS, INC. 12.6K +66.0 (+0.5%) 37.3K +11.4K (+44.0%) 0.02% +0.000 pp 0.00% -0.001 pp USD2.06 +36.4% 2 qtrs
64 GLADSTONE INSTITUTIONAL ADVISORY LLC 13.0K +— (+0.0%) 36.5K +9.8K (+36.4%) 0.02% 0.000 pp 0.00% +0.000 pp USD1.53 +83.7% 14 qtrs
65 BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. 12.9K +— (+0.0%) 36.1K +9.6K (+36.4%) 0.02% 0.000 pp 0.00% +0.000 pp USD3.15 -10.8% 3 qtrs
66 R SQUARED LTD 12.7K +12.7K (+100.0%) 35.7K +35.7K (+100.0%) 0.02% +0.019 pp 0.02% +0.017 pp USD2.81 +0.0% 1 qtrs NEW
67 BNP PARIBAS ARBITRAGE, SNC 12.6K +1.1K (+9.1%) 35.5K +11.7K (+48.9%) 0.02% +0.002 pp 0.00% +0.000 pp USD3.37 -16.6% 5 qtrs
68 VOYA INVESTMENT MANAGEMENT LLC 12.6K +— (+0.0%) 35.3K +9.4K (+36.4%) 0.02% 0.000 pp 0.00% +0.000 pp USD4.02 -30.1% 5 qtrs
69 PFG INVESTMENTS, LLC 12.5K +— (+0.0%) 35.1K +9.4K (+36.4%) 0.02% 0.000 pp 0.00% +0.000 pp USD4.99 -43.7% 8 qtrs
70 BELPOINTE ASSET MANAGEMENT LLC 11.8K +25.0 (+0.2%) 33.1K +8.9K (+36.7%) 0.02% 0.000 pp 0.00% +0.000 pp USD3.13 -10.2% 4 qtrs
71 TAMAR SECURITIES, LLC 11.5K +11.5K (+100.0%) 32.3K +32.3K (+100.0%) 0.02% +0.017 pp 0.00% +0.003 pp USD2.81 +0.0% 1 qtrs NEW
72 PROSHARE ADVISORS LLC 11.3K +728.0 (+6.9%) 31.8K +10.0K (+45.8%) 0.02% +0.001 pp 0.00% +0.000 pp USD4.13 -32.0% 5 qtrs
73 LEDGEWOOD WEALTH ADVISORS, LLC 11.2K +— (+0.0%) 31.4K +8.4K (+36.4%) 0.02% 0.000 pp 0.02% +0.005 pp USD3.14 -10.5% 4 qtrs
74 LIDO ADVISORS, LLC 15.0K +— (+0.0%) 30.9K +— (+0.0%) 0.02% 0.000 pp 0.00% +0.000 pp USD3.15 -10.8% 3 qtrs
75 SCARBOROUGH ADVISORS, LLC 10.5K +— (+0.0%) 29.5K +7.9K (+36.4%) 0.02% 0.000 pp 0.01% +0.001 pp USD2.84 -1.1% 3 qtrs
76 CAPITAL ADVISORS WEALTH MANAGEMENT, LLC 10.5K +10.5K (+100.0%) 29.5K +29.5K (+100.0%) 0.02% +0.016 pp 0.00% +0.004 pp USD2.81 +0.0% 1 qtrs NEW
77 PROACTIVE WEALTH STRATEGIES LLC 10.0K +— (+0.0%) 28.1K +7.5K (+36.4%) 0.02% 0.000 pp 0.01% +0.002 pp USD2.06 +36.4% 2 qtrs
78 SECURITY NATIONAL BANK 9.8K +— (+0.0%) 27.4K +7.3K (+36.4%) 0.01% 0.000 pp 0.00% +0.001 pp USD1.48 +89.9% 9 qtrs
79 POLICE & FIREMEN'S RETIREMENT SYSTEM OF NEW JERSEY 8.0K -15.8K (-66.4%) 22.4K -26.5K (-54.2%) 0.01% -0.024 pp 0.00% 0.000 pp USD3.11 -9.6% 5 qtrs
80 HURLEY CAPITAL, LLC 7.1K +— (+0.0%) 20.0K +5.3K (+36.4%) 0.01% 0.000 pp 0.01% +0.003 pp USD2.06 +36.4% 2 qtrs
81 SAGEVIEW ADVISORY GROUP, LLC 6.5K +6.5K (+100.0%) 18.2K +18.2K (+100.0%) 0.01% +0.010 pp 0.00% +0.001 pp USD2.81 +0.0% 1 qtrs NEW
82 METLIFE INVESTMENT MANAGEMENT, LLC 6.2K +6.2K (+100.0%) 17.5K +17.5K (+100.0%) 0.01% +0.009 pp 0.00% +0.000 pp USD2.81 +0.0% 5 qtrs
83 LEGAL & GENERAL GROUP PLC 6.2K +— (+0.0%) 17.4K +4.6K (+36.4%) 0.01% +0.000 pp 0.00% +0.000 pp USD2.47 +13.8% 7 qtrs
84 TOWER RESEARCH CAPITAL LLC (TRC) 6.0K -3.8K (-38.5%) 16.8K -3.2K (-16.2%) 0.01% -0.006 pp 0.00% 0.000 pp USD2.79 +0.7% 12 qtrs
85 AMERITAS INVESTMENT PARTNERS, INC. 5.7K +— (+0.0%) 16.0K +4.3K (+36.4%) 0.01% +0.000 pp 0.00% +0.000 pp USD2.05 +37.1% 7 qtrs
86 RUSSELL INVESTMENTS GROUP, LTD. 5.1K +— (+0.0%) 14.4K +3.9K (+36.4%) 0.01% +0.000 pp 0.00% +0.000 pp USD2.06 +36.4% 2 qtrs
87 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 3.8K -54.0 (-1.4%) 10.7K +2.8K (+34.5%) 0.01% 0.000 pp 0.00% +0.000 pp USD2.41 +16.6% 7 qtrs
88 NEW YORK STATE COMMON RETIREMENT FUND 3.6K +— (+0.0%) 10.1K +2.7K (+36.4%) 0.01% +0.000 pp 0.00% +0.000 pp USD2.05 +37.1% 7 qtrs
89 US BANCORP \DE\ 3.1K +— (+0.0%) 8.7K +2.3K (+36.4%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.63 +6.8% 13 qtrs
90 STERLING CAPITAL MANAGEMENT LLC 2.5K +119.0 (+5.1%) 6.9K +2.1K (+43.4%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.81 +0.0% 6 qtrs
91 AMALGAMATED BANK 1.9K -61.0 (-3.0%) 5.0K +1.0K (+25.0%) 0.00% 0.000 pp 0.00% +0.000 pp USD2.40 +17.1% 7 qtrs
92 ROYAL BANK OF CANADA 1.7K -114.7K (-98.5%) 4.0K -237.0K (-98.3%) 0.00% -0.172 pp 0.00% +0.000 pp USD3.41 -17.6% 8 qtrs
93 CITIGROUP INC 1.4K -219.0 (-13.5%) 3.9K +600.0 (+18.0%) 0.00% 0.000 pp 0.00% +0.000 pp USD3.56 -21.1% 8 qtrs
94 NBC SECURITIES, INC. 1.0K +— (+0.0%) 2.8K +750.0 (+36.4%) 0.00% +0.000 pp 0.00% +0.000 pp USD3.14 -10.5% 4 qtrs
95 GAMMA INVESTING LLC 746.00 +746.0 (+100.0%) 2.1K +2.1K (+100.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD2.81 +0.0% 1 qtrs NEW
96 CLEARSTEAD ADVISORS, LLC 700.00 +— (+0.0%) 2.0K +525.0 (+36.4%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.05 +37.1% 7 qtrs
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 18 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 iShares Micro-Cap ETF IWC 0.02% 294.8K 0.60%
2 Vanguard Russell 2000 Value ETF VTWV 0.00% 52.0K 0.06%
3 Vanguard Russell 2000 ETF VTWO 0.00% 602.6K 0.06%
4 Vanguard Russell 2000 Growth ETF VTWG 0.00% 53.5K 0.06%
5 Vanguard Extended Market ETF VXF 0.00% 1.41M 0.05%
6 Vanguard U.S. Total Market Index ETF VUN.TO 0.00% 22.9K 0.17%
7 Vanguard U.S. Total Market Shares Index ETF VTS.AX 0.00% 8.3K 0.03%
8 Vanguard U.S. Total Market Index ETF (CAD-hedged) VUS.TO 0.00% 1.7K 0.17%
9 Vanguard Total Stock Market ETF VTI 0.00% 3.92M 0.03%
10 Vanguard Russell 3000 ETF VTHR 0.00% 7.5K 0.06%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
3
Sells
0
Shares acquired
1.19M
Shares disposed
Cash buys
Cash sales
Net activity
+1,186,650
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-04-27 Aggarwal Ajay Officer A-Award A Stock Options 400,000 1.72 688.0K 400,000 D
2026-04-14 Smeal Tod Officer A-Award A Stock Options 300,000 1.63 489.0K 1,279,805 D
2026-04-06 Muntner Joshua B Officer Common Stock 0 0.00 500 D
2026-03-31 Mohindru Mani Director / Officer A-Award A Stock Options 600,000 1.62 972.0K 968,766 D
2026-02-17 Mohindru Mani Director / Officer A-Award A Stock Options 200,000 1.56 312.0K 368,766 D
2026-02-13 Lindsay Brigitte Ute Officer A-Award A Stock Options 200,000 1.60 320.0K 1,025,334 D
2026-01-27 Lindsay Brigitte Ute Officer Stock Options 89,469 2.48 221.9K 0 D
2025-07-30 PACE GARY W Director P-Purchase A Common Stock 15,000 2.45 36.8K 1,345,676 I
2025-06-26 White Lale Director A-Award A Stock Options 40,565 3.16 128.2K 158,681 D
2025-06-26 TANNENBAUM RENEE P Director A-Award A Stock Options 40,565 3.16 128.2K 168,766 D
2025-06-26 PACE GARY W Director A-Award A Stock Options 40,565 3.16 128.2K 187,539 D
2025-06-26 Mohindru Mani Director A-Award A Stock Options 40,565 3.16 128.2K 168,766 D
2025-06-26 Markin Rodney S Director A-Award A Stock Options 40,565 3.16 128.2K 222,865 D
2025-06-26 Armitage James O Director A-Award A Stock Options 40,565 3.16 128.2K 187,539 D
2025-06-16 Sidhu Roger Officer Employee Stock Option (right to buy) 600,000 3.86 2.32M 0 D
2025-03-11 Smeal Tod Officer A-Award A Stock Options 332,621 3.58 1.19M 979,805 D
2025-03-11 Levine James E. Officer A-Award A Stock Options 332,621 3.58 1.19M 1,295,117 D
2025-03-11 Kabbinavar Fairooz Officer A-Award A Stock Options 150,000 3.58 537.0K 780,008 D
2025-03-11 Erlander Mark Director / Officer A-Award A Stock Options 758,400 3.58 2.72M 2,925,098 D
2024-12-18 Levine James E. Officer P-Purchase A Common Stock 2,400 5.00 12.0K 67,716 I
2024-12-17 Levine James E. Officer P-Purchase A Common Stock 2,752 5.42 14.9K 65,316 I
2024-12-16 Levine James E. Officer P-Purchase A Common Stock 2,564 3.83 9.8K 62,564 I
2024-12-12 TANNENBAUM RENEE P Director P-Purchase A Common Stock 10,000 3.42 34.2K 20,000 D
2024-12-11 PACE GARY W Director P-Purchase A Common Stock 11,500 2.60 29.9K 1,059,376 I
2024-06-27 White Lale Director A-Award A Stock Options 29,700 2.33 69.2K 146,974
2024-06-27 TANNENBAUM RENEE P Director A-Award A Stock Options 29,700 2.33 69.2K 128,201
2024-06-27 PACE GARY W Director A-Award A Stock Options 29,700 2.33 69.2K 146,974
2024-06-27 Mohindru Mani Director A-Award A Stock Options 29,700 2.33 69.2K 128,201
2024-06-27 Markin Rodney S Director A-Award A Stock Options 29,700 2.33 69.2K 182,027
2024-06-27 Armitage James O Director A-Award A Stock Options 29,700 2.33 69.2K 146,974
2024-03-07 Smeal Tod Officer A-Award A Stock Options 205,008 3.51 719.6K 647,184
2024-03-07 Levine James E. Officer A-Award A Stock Options 205,008 3.51 719.6K 962,496
2024-03-07 Kabbinavar Fairooz Officer A-Award A Stock Options 205,008 3.51 719.6K 630,008
2024-03-07 Erlander Mark Director / Officer A-Award A Stock Options 510,000 3.51 1.79M 2,170,310
2023-12-19 PACE GARY W Director P-Purchase A Common Stock 30,000 1.37 41.1K 697,761
2023-11-10 PACE GARY W Director P-Purchase A Common Stock 22,950 0.98 22.5K 667,761
2023-06-15 White Lale Director A-Award A Stock Options 27,700 1.59 44.0K 117,274
2023-06-15 TANNENBAUM RENEE P Director A-Award A Stock Options 27,700 1.59 44.0K 98,501
2023-06-15 PACE GARY W Director A-Award A Stock Options 27,700 1.59 44.0K 117,274
2023-06-15 Mohindru Mani Director A-Award A Stock Options 27,700 1.59 44.0K 98,501
2023-06-15 Markin Rodney S Director A-Award A Stock Options 27,700 1.59 44.0K 152,327
2023-06-15 Armitage James O Director A-Award A Stock Options 27,700 1.59 44.0K 117,274
2023-03-15 Smeal Tod Officer A-Award A Stock Options 167,088 1.72 287.4K 442,176
2023-03-15 Levine James E. Officer A-Award A Stock Options 197,472 1.72 339.7K 757,488
2023-03-15 Kelemen Vicki Officer A-Award A Stock Options 125,520 1.72 215.9K 698,304
2023-03-15 Erlander Mark Director / Officer A-Award A Stock Options 482,064 1.72 829.2K 1,664,477
2023-01-30 Kabbinavar Fairooz Officer D Stock Options 425,000 1.75 743.8K 0
2022-11-25 Erlander Mark Officer P-Purchase A Common Stock 10,000 1.43 14.3K 24,481
2022-09-19 White Lale Director P-Purchase A Common Stock 15,000 1.64 24.5K 113,788
2022-09-16 Levine James E. Officer P-Purchase A Common Stock 30,000 1.56 46.7K 60,000
2022-09-16 Armitage James O Director P-Purchase A Common Stock 13,000 1.56 20.2K 13,000
2022-09-15 TANNENBAUM RENEE P Director P-Purchase A Common Stock 3,600 1.72 6.2K 10,000
2022-09-15 PACE GARY W Director P-Purchase A Common Stock 150,000 1.71 256.5K 644,811
2022-07-05 White Lale Director M-Exempt A Common Stock 28,858 2.60 75.0K 98,788
2022-06-09 BRANCACCIO JOHN P Director J-Other A Stock Options 195 316.08 61.6K 125,317
2022-03-09 White Lale Director A-Award A Stock Options 26,800 0.00 89,574
2022-03-09 TANNENBAUM RENEE P Director A-Award A Stock Options 26,800 0.00 70,801
2022-03-09 Ruffner Katherine L Officer A-Award A Stock Options 170,016 0.00 370,016
2022-03-09 PACE GARY W Director A-Award A Stock Options 26,800 2.50 67.0K 89,574
2022-03-09 Mohindru Mani Director A-Award A Stock Options 26,800 2.50 67.0K 70,801
2022-03-09 Markin Rodney S Director A-Award A Stock Options 26,800 2.50 67.0K 124,627
2022-03-09 Levine James E. Officer A-Award A Stock Options 170,016 0.00 560,016
2022-03-09 Kelemen Vicki Officer A-Award A Stock Options 170,016 2.50 425.0K 572,784
2022-03-09 Erlander Mark Director / Officer A-Award A Stock Options 370,128 2.50 925.3K 1,185,400
2022-03-09 BRANCACCIO JOHN P Director A-Award A Stock Options 26,800 2.50 67.0K 125,317
2022-03-09 Armitage James O Director A-Award A Stock Options 26,800 0.00 89,574
2022-01-10 Smeal Tod Officer D Stock Options 275,088 6.58 1.81M 0
2021-09-21 PACE GARY W Director P-Purchase A Common Stock 30,000 6.75 202.5K 494,811
2021-09-10 Levine James E. Officer P-Purchase A Common Stock 10,000 6.38 63.8K 20,000
2021-07-12 Ruffner Katherine L Officer A-Award A Stock Options 200,000 6.55 1.31M 200,000
2021-07-12 Levine James E. Officer A-Award A Common Stock 390,000 6.55 2.55M 390,000
2021-07-06 Ruffner Katherine L Officer 0 0.00 0
2021-06-10 White Lale Director A-Award A Stock Options 22,000 7.98 175.6K 62,774
2021-06-10 TANNENBAUM RENEE P Director 0 0.00 0
2021-06-10 PACE GARY W Director A-Award A Stock Options 22,000 7.98 175.6K 62,774
2021-06-10 Mohindru Mani Director 0 0.00 0
2021-06-10 Markin Rodney S Director A-Award A Stock Options 22,000 7.98 175.6K 97,827
2021-06-10 Kelemen Vicki Officer A-Award A Stock Options 200,928 7.98 1.60M 402,768
2021-06-10 JACOB GARY S J-Other A Stock Options 293 447.84 131.2K 76,106
2021-06-10 Erlander Mark Director / Officer A-Award A Stock Options 435,072 7.98 3.47M 815,272
2021-06-10 BRANCACCIO JOHN P Director A-Award A Stock Options 22,000 7.98 175.6K 98,517
2021-06-10 Armitage James O Director A-Award A Stock Options 22,000 7.98 175.6K 62,774
2021-06-10 ADAMS THOMAS PHD J-Other A Stock Options 755 21.60 16.3K 477,870
2021-03-26 Markin Rodney S Director P-Purchase A Common Stock 2,900 10.32 29.9K 23,879
2021-03-23 PACE GARY W Director P-Purchase A Common Stock 2,500 10.31 25.8K 464,811
2021-03-23 Kelemen Vicki Officer P-Purchase A Common Stock 960 10.31 9.9K 6,053
2021-03-23 JACOB GARY S Director P-Purchase A Common Stock 470 10.40 4.9K 21,922
2021-03-23 Erlander Mark Officer P-Purchase A Common Stock 965 10.34 10.0K 14,481
2021-03-22 BRANCACCIO JOHN P Director P-Purchase A Common Stock 3,000 10.95 32.9K 12,260
2021-03-19 Armitage James O Director P-Purchase A Common Stock 4,000 10.82 43.3K 14,490
2021-03-18 PACE GARY W Director P-Purchase A Common Stock 2,000 10.54 21.1K 454,811
2021-03-04 PACE GARY W Director P-Purchase A Common Stock 1,500 9.27 13.9K 451,811
2021-01-02 Kelemen Vicki Officer M-Exempt A Common Stock 70 0.00 5,124
2021-01-02 Erlander Mark Officer M-Exempt A Common Stock 260 0.00 13,629
2020-11-23 Kelemen Vicki Officer M-Exempt D Stock Options 35,321 2.48 87.6K 70,641
2020-09-30 RA CAPITAL MANAGEMENT, L.P. 10% Owner I Common Stock 0 0.00 3,290,000
2020-09-16 PACE GARY W Director P-Purchase A Common Stock 1,700 5.69 9.7K 449,461
2020-06-18 Kelemen Vicki Officer D Common Stock 0 0.00 5,054
2020-06-17 White Lale Director A-Award A Stock Options 28,858 2.60 75.0K 40,774
2020-06-17 PACE GARY W Director A-Award A Stock Options 28,858 2.60 75.0K 40,774
2020-06-17 Markin Rodney S Director A-Award A Stock Options 28,858 2.60 75.0K 75,827
2020-06-17 JACOB GARY S Director A-Award A Stock Options 28,858 2.60 75.0K 76,106
2020-06-17 Erlander Mark Director / Officer A-Award A Stock Options 221,241 2.60 575.2K 380,200
2020-06-17 BRANCACCIO JOHN P Director A-Award A Stock Options 28,858 2.60 75.0K 76,517
2020-06-17 Armitage James O Director A-Award A Stock Options 28,858 2.60 75.0K 40,774
2020-06-17 ADAMS THOMAS PHD Director / Officer A-Award A Stock Options 173,145 2.60 450.2K 477,870
2020-05-14 White Lale Director P-Purchase A Common Stock 69,930 1.43 100.0K 69,930
2020-05-14 Markin Rodney S Director P-Purchase A Common Stock 20,979 1.43 30.0K 28,160
2020-05-14 JACOB GARY S Director P-Purchase A Common Stock 17,483 1.43 25.0K 19,552
2020-05-14 Erlander Mark Officer P-Purchase A Common Stock 6,993 1.43 10.0K 13,369
2020-05-14 BRANCACCIO JOHN P Director P-Purchase A Common Stock 6,993 1.43 10.0K 9,260
2020-05-14 Armitage James O Director P-Purchase A Common Stock 10,490 1.43 15.0K 10,490
2020-05-14 ADAMS THOMAS PHD Director P-Purchase A Common Stock 13,986 1.43 20.0K 18,875
2020-05-11 PACE GARY W Director P-Purchase A Common Stock 447,761 1.34 600.0K 447,761
2020-04-16 White Lale Director 0 0.00 0
2020-04-16 PACE GARY W Director 0 0.00 0
2020-04-16 Armitage James O Director 0 0.00 0
2020-01-03 Erlander Mark Officer F-InKind D Common Stock 116 0.00 6,376
2020-01-02 Erlander Mark Officer M-Exempt A Common Stock 261 0.00 6,492
2020-01-01 Erlander Mark Officer M-Exempt A Common Stock 1,250 0.00 6,783
2019-10-01 Erlander Mark Officer M-Exempt A Common Stock 1,250 0.00 5,999
2019-07-01 Erlander Mark Officer F-InKind D Common Stock 461 0.00 4,749
2019-06-20 Markin Rodney S Director A-Award A Stock Options 44,734 2.48 110.9K 46,969
2019-06-20 JACOB GARY S Director A-Award A Stock Options 44,734 2.48 110.9K 48,071
2019-06-20 Erlander Mark Officer A-Award A Stock Options 134,203 2.48 332.8K 158,959
2019-06-20 Countouriotis Athena Director A-Award A Stock Options 44,734 2.48 110.9K 46,019
2019-06-20 BRANCACCIO JOHN P Director A-Award A Stock Options 44,734 2.48 110.9K 47,806
2019-06-20 ADAMS THOMAS PHD Director / Officer A-Award A Stock Options 298,230 2.48 739.6K 304,725
2019-04-01 Erlander Mark Officer M-Exempt A Common Stock 1,250 0.00 4,419
2019-01-02 Erlander Mark Officer M-Exempt A Common Stock 1,563 0.00 19,708
2019-01-01 Erlander Mark Officer M-Exempt A Common Stock 7,500 0.00 21,180
2018-10-01 Erlander Mark Officer M-Exempt D Restricted Stock Units 7,500 0.00 42,188
2018-07-24 Erlander Mark Officer A-Award A Restricted Stock Units 45,000 0.00 49,688
2018-06-20 Markin Rodney S Director P-Purchase A Common Stock 41,200 0.85 35.0K 43,085
2018-06-08 Tennant Stanley Director P-Purchase A Common Stock 10,000 0.80 8.0K 236,061
2018-06-08 BRANCACCIO JOHN P Director P-Purchase A Common Stock 10,000 0.80 8.0K 13,598
2018-01-30 WELCH WILLIAM J Director / Officer M-Exempt A Common Stock 130,000 0.00 904,655
2018-01-30 Erlander Mark Officer M-Exempt A Common Stock 90,000 0.00 147,297
2018-01-23 WELCH WILLIAM J Director / Officer A-Award A Stock Options 662,500 0.30 198.8K 1,412,500
2018-01-23 Tennant Stanley Director A-Award A Stock Options 54,322 0.30 16.3K 185,586
2018-01-23 Markin Rodney S Director A-Award A Stock Options 54,322 0.30 16.3K 160,658
2018-01-23 JACOB GARY S Director A-Award A Stock Options 54,322 0.30 16.3K 248,101
2018-01-23 Erlander Mark Officer A-Award A Stock Options 672,189 0.30 201.7K 1,782,189
2018-01-23 Countouriotis Athena Director A-Award A Stock Options 54,322 0.30 16.3K 92,428
2018-01-23 Billings Paul Director A-Award A Stock Options 54,322 0.30 16.3K 175,658
2018-01-23 BRANCACCIO JOHN P Director A-Award A Stock Options 54,322 0.30 16.3K 246,130
2018-01-23 ADAMS THOMAS PHD Director A-Award A Stock Options 54,322 0.30 16.3K 467,277
2018-01-02 WELCH WILLIAM J Director / Officer M-Exempt A Common Stock 50,000 0.00 795,392
2018-01-02 Tennant Stanley Director M-Exempt A Common Stock 16,667 0.00 234,545
2018-01-02 Markin Rodney S Director M-Exempt A Common Stock 16,667 0.00 22,610
2018-01-02 JACOB GARY S Director M-Exempt D Restricted Stock Units 16,667 0.00 0
2018-01-02 Erlander Mark Officer M-Exempt D Restricted Stock Units 18,750 0.00 146,250
2018-01-02 Billings Paul Director M-Exempt A Common Stock 16,667 0.00 16,667
2018-01-02 BRANCACCIO JOHN P Director M-Exempt A Common Stock 16,667 0.00 43,167
2018-01-02 ADAMS THOMAS PHD Director M-Exempt A Common Stock 16,667 0.00 351,959
2017-10-04 Tennant Stanley Director A-Award A Stock Options 38,106 0.72 27.4K 131,264
2017-10-04 Markin Rodney S Director A-Award A Stock Options 38,106 0.72 27.4K 106,336
2017-10-04 JACOB GARY S Director A-Award A Stock Options 38,106 0.72 27.4K 193,779
2017-10-04 Billings Paul Director A-Award A Stock Options 38,106 0.72 27.4K 121,336
2017-10-04 BRANCACCIO JOHN P Director A-Award A Stock Options 38,106 0.72 27.4K 191,808
2017-10-04 ADAMS THOMAS PHD Director A-Award A Stock Options 38,106 0.72 27.4K 412,955
2017-09-14 Countouriotis Athena Director D Stock Options 38,106 0.72 27.4K 0
2017-09-05 Tennant Stanley Director S-Sale D Common Stock 8,334 0.69 5.8K 209,394
2017-09-02 Tennant Stanley Director M-Exempt D Restricted Stock Units 8,484 0.00 16,667
2017-09-02 Markin Rodney S Director M-Exempt D Restricted Stock Units 5,943 0.00 16,667
2017-09-02 JACOB GARY S Director M-Exempt A Common Stock 9,287 0.00 132,287
2017-09-02 Erlander Mark Officer F-InKind D Common Stock 12,928 0.00 48,051
2017-09-02 Billings Paul Director M-Exempt A Common Stock 6,498 0.00 6,498
2017-09-02 BRANCACCIO JOHN P Director M-Exempt D Restricted Stock Units 12,667 0.00 16,667
2017-09-02 ADAMS THOMAS PHD Director M-Exempt D Restricted Stock Units 8,806 0.00 16,667
2017-08-22 Erlander Mark Officer A-Award A Stock Options 385,000 0.85 327.3K 1,110,000
2017-08-15 WELCH WILLIAM J Director / Officer A-Award A Common Stock 745,392 0.00 745,392
2017-04-07 WELCH WILLIAM J Director / Officer A-Award A Restricted Stock Units 130,000 0.00 330,000
2017-04-07 Erlander Mark Officer A-Award A Restricted Stock Units 90,000 0.00 195,001
2017-01-02 WELCH WILLIAM J Director / Officer A-Award A Restricted Stock Units 200,000 0.00 200,000
2017-01-02 Tennant Stanley Director A-Award A Restricted Stock Units 16,667 0.00 16,667
2017-01-02 Markin Rodney S Director A-Award A Restricted Stock Units 16,667 0.00 16,667
2017-01-02 JACOB GARY S Director A-Award A Restricted Stock Units 16,667 0.00 16,667
2017-01-02 Erlander Mark Officer F-InKind D Common Stock 23,968 0.00 31,032
2017-01-02 Billings Paul Director A-Award A Restricted Stock Units 16,667 0.00 16,667
2017-01-02 BRANCACCIO JOHN P Director A-Award A Restricted Stock Units 16,667 0.00 16,667
2017-01-02 ADAMS THOMAS PHD Director A-Award A Restricted Stock Units 16,667 0.00 16,667
2016-12-19 Tennant Stanley Director P-Purchase A Common Stock 10,000 2.10 21.0K 217,728
2016-12-16 WELCH WILLIAM J Director / Officer P-Purchase A Common Stock 2,250 2.09 4.7K 4,750
2016-12-16 Tennant Stanley Director P-Purchase A Common Stock 14,966 2.00 29.9K 207,728
2016-12-14 Erlander Mark Officer P-Purchase A Common Stock 5,000 2.08 10.4K 5,000
2016-11-11 BRIDGER MANAGEMENT, LLC P-Purchase D Common Stock, $.0001 par value per share 322,472 3.08 993.2K 2,968,115
2016-05-02 Erlander Mark Officer A-Award A Restricted Stock Units 50,000 0.00 50,000
2016-04-25 WELCH WILLIAM J Officer D Stock Options 750,000 4.73 3.55M 0
2016-04-21 ZANIBONI STEVE Officer M-Exempt A Common Stock 4,514 4.39 19.8K 96,968
2016-01-04 ZANIBONI STEVE Officer A-Award A Stock Options 150,000 5.18 777.0K 486,637
2016-01-04 Tennant Stanley Director A-Award A Stock Options 16,000 5.18 82.9K 93,158
2016-01-04 SCHUH ANTONIUS Director / Officer A-Award A Stock Options 800,000 5.18 4.14M 1,858,333
2016-01-04 Posard Matthew L. Officer A-Award A Stock Options 150,000 5.18 777.0K 650,000
2016-01-04 Markin Rodney S Director A-Award A Stock Options 16,000 5.18 82.9K 68,230
2016-01-04 JACOB GARY S Director A-Award A Stock Options 16,000 5.18 82.9K 155,673
2016-01-04 Erlander Mark Officer A-Award A Stock Options 150,000 5.18 777.0K 725,000
2016-01-04 Billings Paul Director A-Award A Stock Options 16,000 5.18 82.9K 83,230
2016-01-04 BRANCACCIO JOHN P Director A-Award A Stock Options 16,000 5.18 82.9K 153,702
2016-01-04 ADAMS THOMAS PHD Director A-Award A Stock Options 16,000 5.18 82.9K 374,849

Executive team

Top executives
EBIT / Employee
-14.8K
Shares Outstanding
68.37M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 Mark Erlander, CEO 2.27M 2.27M 100.00%
2 2025 Rodger Sidhu, CMO 1.92M 1.92M 100.00%
3 2025 James Levine, CFO 993.9K 993.9K 100.00%
4 2024 Mark Erlander, CEO 319.0K 319.0K 0.00%
5 2024 James Levine, CFO 203.6K 203.6K 0.00%
6 2024 Fairooz Kabbinavar, CMO 186.9K 186.9K 0.00%
7 2023 Mark Erlander, CEO 280.4K 280.4K 0.00%
8 2023 James Levine, CFO 182.8K 182.8K 0.00%
9 2023 Fairooz Kabbinavar, CMO 177.1K 177.1K 0.00%
10 2022 Mark Erlander, CEO 266.5K 266.5K 0.00%
11 2022 James Levine, CFO 168.3K 168.3K 0.00%
12 2022 Tod Smeal, CSO 156.8K 156.8K 0.00%
13 2021 Vicki Kelemen, COO 360.0K 1.32M 152.3K 1.83M 72.01%
14 2021 Mark Erlander, CEO 250.5K 250.5K 0.00%
15 2021 James Levine, CFO 179.8K 179.8K 0.00%
16 2020 Thomas H. Adams, Executive Chairman 475.3K 372.9K 227.0K 1.38M 27.12%
17 2020 Mark Erlander, CEO 444.8K 476.4K 229.6K 1.15M 41.40%
18 2020 Vicki Kelemen, COO 322.6K 269.5K 157.5K 749.6K 35.96%
19 2019 Thomas H. Adams, Executive Chairman 491.1K 568.9K 244.6K 1.30M 43.60%
20 2019 Thomas H. Adams, CEO 491.1K 568.9K 244.6K 1.30M 43.60%
21 2019 Mark Erlander, CEO 398.7K 255.6K 198.6K 853.0K 29.97%
22 2019 Mark Erlander, CSO 398.7K 255.6K 198.6K 853.0K 29.97%
23 2018 Mark Erlander, CSO 387.2K 34.8K 144.0K 342.6K 908.5K 19.68%
24 2018 William Welch, former CEO 630.2K 139.4K 769.6K 18.12%
25 2018 Thomas H. Adams, CEO 286.3K 11.7K 79.2K 377.2K 3.10%
26 2017 William Welch, former CEO 475.0K 1.12M 811.4K 2.41M 46.62%
27 2017 William Welch, CEO 475.0K 1.12M 811.4K 2.41M 46.62%
28 2017 Dr. Mark Erlander, CSO 374.4K 296.3K 225.9K 125.2K 1.02M 51.10%
29 2017 Mark Erlander, CSO 374.4K 296.3K 225.9K 125.2K 1.02M 51.10%
30 2016 William Welch, CEO 319.7K 3.20M 115.8K 3.64M 88.04%
31 2016 Dr. Antonius Schuh, Former CEO 29.6K 2.60M 2.73M 95.26%
32 2016 Dr. Mark Erlander, CSO 374.4K 199.5K 458.2K 234.0K 1.27M 51.95%
33 2016 Stephen Zaniboni, Former CFO 94.8K 458.2K 552.9K 82.86%
34 2015 Matthew Posard, CCO 256.3K 1.82M 116.2K 2.19M 83.00%
35 2015 Dr. Antonius Schuh, Former CEO 470.0K 211.5K 681.5K 0.00%
36 2015 Dr. Mark Erlander, CSO 372.2K 162.0K 534.2K 0.00%
37 2015 Stephen Zaniboni, Former CFO 317.7K 146.3K 464.0K 0.00%
38 2014 Dr. Mark Erlander, CSO 298.8K 921.4K 131.2K 1.35M 68.18%
39 2014 Dr. Antonius Schuh, Former CEO 385.0K 400.0K 154.0K 939.0K 42.60%
40 2014 Stephen Zaniboni, Former CFO 242.0K 263.4K 96.8K 602.2K 43.74%
41 2013 Dr. Antonius Schuh, Former CEO 323.1K 1.21M 210.0K 1.75M 69.47%
42 2013 Dr. Mark Erlander, CSO 169.7K 1.37M 100.0K 1.64M 83.51%
43 2013 Stephen Zaniboni, Former CFO 201.8K 492.7K 132.0K 826.5K 59.62%
44 2005 V. Randy White, Ph.D, former Chief Executive Officer 62.0K 62.0K 0.00%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-23 DEFA14A
2026-04-23 DEF 14A
2025-04-30 DEFA14A
2025-04-29 DEF 14A
2024-06-17 DEFA14A
2024-06-03 DEFA14A
2024-04-25 DEFA14A
2024-04-25 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-04-28 4
2026-04-28 3
2026-04-23 DEFA14A
2026-04-23 DEF 14A
2026-04-23 ARS
2026-04-16 4/A
2026-04-16 4
2026-04-16 4
2026-04-16 3
2026-04-09 8-K

Executive team

NameTitleCompensationGender
Tod Smeal Chief Scientific Officer 3M
Josh Muntner Chief Financial Officer 674.8K male
Roger Sidhu Chief Medical Officer 553.0K
Mani Mohindru President, CEO & Director 77.0K
Elizabeth Anderson Vice President of Finance & Administration female
Ajay Aggarwal Chief Operating Officer
Brigitte Lindsay Chief Accounting Officer female
ESG Rating
B
BIOTECHNOLOGY
Rank: 614 out of 710
2021
E (Environmental)
56.0 / 56.3
Company / Sector avg.
S (Social)
76.9 / 62.4
Company / Sector avg.
G (Governance)
63.8 / 60.9
Company / Sector avg.
ESG Total
65.6 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits