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Cohen & Company Inc. (COHN)
USD13.75
-0.24 (-1.72%)
US AMEX Financial Services Financial - Capital Markets
Address
Cira Center 19104
Philadelphia, PA, US
Philadelphia, PA, US
CEO
Lester Raymond Brafman
Website
cohenandcompany.com
IPO
2004-03-17
CIK 1270436 ISIN US19249M1027
Description
Cohen & Company Inc. operates as a publicly traded investment management firm, primarily catering to both individual and institutional clients. A core offering involves the management of distinct, client-centric fixed income portfolios. Known previously as Institutional Financial Markets, Inc., the company also oversees various funds and collateralized debt obligations (CDOs) on behalf of its clientele. Its investment strategy spans the global fixed income and alternative investment landscapes. Within fixed income, its diverse holdings encompass a range of assets such as U.S. trust preferred securities, European hybrid capital securities, commercial real estate debt in Asia, mortgage-backed securities (MBS), and asset-backed securities (ABS). Established in 1999, Cohen & Company Inc. is headquartered in Philadelphia, Pennsylvania. Beyond its primary base, it maintains a significant presence with additional offices located in major financial centers including New York City, Boca Raton, Florida, Chicago, Illinois, Bethesda, Maryland, Boston, Massachusetts, Paris, France, and London, United Kingdom.
News Sentiment (7d)
Based on only 2 articles — low confidence
Market Cap & Enterprise Value
Technical Outlook
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Signal Summary
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| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
USD13.75
-0.24 (-1.72%)
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Volume Profile
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Liquidity & share structure
Average Volume
29.2K
Beta
1.14
Float Shares
1.01M
Free Float %
48.9%
Price Performance
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| +6.12% | -8.32% | -34.04% | -26.05% | -2.62% | -44.85% | +45.90% | +81.31% | -51.92% | +36.84% | -98.98% |
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow
Revenue by geography
Revenue by segment
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Revenue composition
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By product
By geography
Financial Statements
Select metrics from the tables below to build your comparison.
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
Price Targets & DCF
Current price
13.75
Ratings Trend (MoM)
| Rating | 2024-11 | Change |
|---|---|---|
| Strong Buy | 0 | 0 |
| Buy | 0 | 0 |
| Hold | 0 | 0 |
| Sell | 0 | 0 |
| Strong Sell | 0 | 0 |
Quality scores
Altman Z-Score
1.62
Distress
Piotroski F-Score
6 / 9
Average
MOAT Score
3 / 10
No MOAT
Composite Rating
B+
Overall Score
3 / 5
Medium
DCF Score
1 / 5
Low
ROE Score
5 / 5
High
ROA Score
4 / 5
High
D/E Score
1 / 5
Low
P/E Score
4 / 5
High
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
-
Revenue growth Financial - Capital Markets: +19.7%+249.6% ★ Q1'26: +101.5% (vs Q1'25)
-
EPS growth Financial - Capital Markets: +35.3%+5,544.3% ★ Q1'26: +121.1% (vs Q1'25)
-
FCF margin FCF growth · Financial - Capital Markets: +29.5%+127.4% ★ Q1'26: -54.5% (vs Q1'25)
-
EBIT margin Financial - Capital Markets: +33.5%+16.3% Q1'26: +8.0% (vs Q1'25)
-
ROIC Financial - Capital Markets: +4.0%— Q1'26: +187.8% (vs Q1'25)
-
Share dilution Financial - Capital Markets: +0.0%+5.4% Q1'26: +5.1% (vs Q1'25)
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Debt / EBITDA Net debt/EBITDA · Financial - Capital Markets: -0.30×1.08× ★ Q1'26: 3.54× (vs Q1'25)
Valuation Multiples
From
To
Price Forecast (3Y)
From
To
Theoretical Return — If Invested Today
* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.
Historical Ratings (3M)
| Date | Rating | Overall | DCF | ROE | ROA | D/E | P/E | P/B |
|---|---|---|---|---|---|---|---|---|
| 2026-05-11 | B+ | 3/5 | 1/5 | 5/5 | 4/5 | 1/5 | 4/5 | 4/5 |
| 2026-05-08 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-05-07 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-05-06 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-05-05 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 1/5 | 5/5 | 4/5 |
| 2026-05-04 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 1/5 | 5/5 | 4/5 |
| 2026-05-01 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-30 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-29 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-28 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-27 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-24 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-04-23 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-04-22 | B+ | 3/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 3/5 |
| 2026-04-21 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-20 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-17 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 4/5 |
| 2026-04-16 | A- | 4/5 | 1/5 | 5/5 | 5/5 | 1/5 | 4/5 | 4/5 |
Owner Earnings
Owner's Earnings (history)
From
To
Owner alignment
Owner's Earnings TTM
45.15M
OE per share TTM
7.49
Owner's Yield
202.07%
Maintenance CapEx ratio
97.59%
Maint CapEx / Avg PPE
9.6%
Ownership Overview
Ownership breakdown
At a glance
Institutional holders
10
Total invested
1.39M
Insider transactions (90d)
1
Beneficial owners (>5%)
18
Beneficial owners (>5%)
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Cohen | 4.09M | 6.80% | 3.59M | 504.0K | 3.43M | 504.0K | IN | United States | 2009-06-12 | ↗ |
| 2 | Christopher Ricciardi | 3.94M | 6.50% | 215.2K | 3.72M | 163.0K | 3.72M | IN | United States | 2009-07-02 | ↗ |
| 3 | Stephanie Ricciardi | 3.22M | 5.40% | — | 3.22M | — | 3.22M | IN | United States | 2009-07-02 | ↗ |
| 4 | Robert J. Suttman | 2.71M | 4.59% | 960.00 | 2.71M | 960.00 | 2.71M | IN | United States of America | 2008-02-14 | ↗ |
| 5 | Bernard J. Holtgreive | 2.71M | 4.59% | — | 2.71M | — | 2.71M | IN | United States of America | 2008-02-14 | ↗ |
| 6 | Mark E. Brady | 2.71M | 4.59% | — | 2.71M | — | 2.71M | IN | United States of America | 2008-02-14 | ↗ |
| 7 | Eubel Brady & Suttman Asset Management, Inc. | 2.61M | 4.41% | — | 2.61M | — | 2.61M | IA, CO | Delaware | 2008-02-14 | ↗ |
| 8 | Edward E. Cohen | 2.52M | 14.90% | 2.43M | 88.4K | 2.43M | 10.00 | IN | United States | 2015-09-08 | ↗ |
| 9 | Daniel G. Cohen | 1.01M | 50.97% | 1.01M | — | 931.7K | 11.00 | IN | — | 2020-01-06 | ↗ |
| 10 | North Sound Capital LLC (1)(2) | 1.00M | 9.50% | — | — | — | 1.00M | OO | Delaware | 2004-03-26 | ↗ |
| 11 | Betsy Zubrow Cohen | 836.0K | 5.40% | 747.6K | 88.4K | 747.6K | 10.00 | IN | United States | 2015-09-08 | ↗ |
| 12 | Eric M. Mindich | 647.7K | 6.26% | — | 647.7K | — | 647.7K | IN | Delaware | 2010-05-06 | ↗ |
| 13 | Lars Norell | 605.5K | 5.90% | 605.5K | — | 605.5K | — | IN | United States | 2010-02-09 | ↗ |
| 14 | Eton Park Capital Management, L.P. | 421.0K | 4.07% | — | 421.0K | — | 421.0K | IA | Delaware | 2010-05-06 | ↗ |
| 15 | Eton Park Master Fund, Ltd. | 421.0K | 4.07% | — | 421.0K | — | 421.0K | CO | Delaware | 2010-05-06 | ↗ |
| 16 | Eton Park Associates, L.P. | 226.7K | 2.19% | — | 226.7K | — | 226.7K | PN | Delaware | 2010-05-06 | ↗ |
| 17 | Eton Park Fund, L.P. | 226.7K | 2.19% | — | 226.7K | — | — | PN | Delaware | 2010-05-06 | ↗ |
| 18 | Lester R. Brafman | 195.7K | 11.40% | 195.7K | — | 195.7K | — | IN | — | 2022-12-05 | ↗ |
Institutional Activity (13F)
Institutional ownership trend
From
To
13F snapshot — 2025 Q4
Investors holding
10
+1 vs prev Q
New positions
4
Closed positions
3
Increased
6
Reduced
3
Put/Call ratio
0.00
Calls held
—
Puts held
—
Top institutional holders
| # | Investor | Shares / Δ | Mkt value / Δ | Own% / Δ | Weight% / Δ | Avg px / Perf. | Hold / Status |
|---|---|---|---|---|---|---|---|
| 1 | BLACKROCK, INC. | 24.7K +— (+0.0%) | 581.6K +305.1K (+110.3%) | 1.42% -0.001 pp | 0.00% +0.000 pp | USD8.39 +180.9% | 6 qtrs — |
| 2 | VANGUARD GROUP INC | 19.3K +5.1K (+36.2%) | 455.4K +296.4K (+186.4%) | 1.11% +0.294 pp | 0.00% +0.000 pp | USD14.49 +62.7% | 2 qtrs — |
| 3 | GEODE CAPITAL MANAGEMENT, LLC | 9.2K +9.2K (+100.0%) | 215.9K +215.9K (+100.0%) | 0.53% +0.526 pp | 0.00% +0.000 pp | USD23.57 +0.0% | 1 qtrs NEW |
| 4 | SPIRE WEALTH MANAGEMENT | 4.5K +4.5K (+100.0%) | 106.1K +106.1K (+100.0%) | 0.26% +0.259 pp | 0.00% +0.004 pp | USD23.57 +0.0% | 1 qtrs NEW |
| 5 | WELLS FARGO & COMPANY/MN | 1.4K -1.0 (-0.1%) | 33.0K +17.3K (+110.2%) | 0.08% 0.000 pp | 0.00% +0.000 pp | USD10.96 +115.1% | 13 qtrs — |
| 6 | ROYAL BANK OF CANADA | 51.00 +51.0 (+100.0%) | 1.0K +1.0K (+100.0%) | 0.00% +0.003 pp | 0.00% +0.000 pp | USD23.57 +0.0% | 1 qtrs NEW |
| 7 | TOWER RESEARCH CAPITAL LLC (TRC) | 12.00 -400.0 (-97.1%) | 283.00 -4.3K (-93.9%) | 0.00% -0.023 pp | 0.00% 0.000 pp | USD10.25 +130.0% | 18 qtrs — |
| 8 | BANK OF AMERICA CORP /DE/ | 9.00 -20.0 (-69.0%) | 213.00 -112.0 (-34.5%) | 0.00% -0.001 pp | 0.00% +0.000 pp | USD9.22 +155.6% | 8 qtrs — |
| 9 | MORGAN STANLEY | 3.00 +2.0 (+200.0%) | 90.00 +75.0 (+500.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD19.00 +24.1% | 18 qtrs — |
| 10 | CITIGROUP INC | 1.00 +1.0 (+100.0%) | 24.00 +24.0 (+100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD23.00 +2.5% | 1 qtrs NEW |
| 11 | RENAISSANCE TECHNOLOGIES LLC | — -15.8K (-100.0%) | — -177.1K (-100.0%) | 0.00% -0.908 pp | 0.00% 0.000 pp | USD— | 7 qtrs SOLD |
| 12 | UBS GROUP AG | — -3.3K (-100.0%) | — -37.3K (-100.0%) | 0.00% -0.191 pp | 0.00% +0.000 pp | USD— | 9 qtrs SOLD |
| 13 | JPMORGAN CHASE & CO | — -3.0 (-100.0%) | — -34.0 (-100.0%) | 0.00% 0.000 pp | 0.00% +0.000 pp | USD— | 7 qtrs SOLD |
Ownership breakdown by holder
ETF Ownership
Top ETFs holding this stock
Held by 18 ETFs in our universe
| # | ETF | Weight | Est. AUM exposure | TER |
|---|---|---|---|---|
| 1 | iShares Micro-Cap ETF IWC | 0.01% | 88.1K | 0.60% |
| 2 | EA Bridgeway Omni Small-Cap Value ETF BSVO | 0.00% | 28.7K | 0.47% |
| 3 | Dimensional - US Sustainability Core 1 ETF DFSU | 0.00% | 13.7K | 0.15% |
| 4 | Dimensional - US Targeted Value ETF DFAT | 0.00% | 33.6K | 0.28% |
| 5 | Vanguard Extended Market ETF VXF | 0.00% | 116.7K | 0.05% |
| 6 | U.S. Micro Cap Portfolio ETF DFMC | 0.00% | 9.1K | 0.43% |
| 7 | Dimensional - US Small Cap ETF DFAS | 0.00% | 16.9K | 0.26% |
| 8 | Dimensional - US Core Equity 2 ETF DFAC | 0.00% | 17.3K | 0.17% |
| 9 | Vanguard U.S. Total Market Shares Index ETF VTS.AX | 0.00% | 353.86 | 0.03% |
| 10 | Vanguard U.S. Total Market Index ETF (CAD-hedged) VUS.TO | 0.00% | 71.77 | 0.17% |
Insider Activity
Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Ratio by volume
0.00
Bearish
Buys
0
Sells
1
Shares acquired
—
Shares disposed
8.0K
Cash buys
—
Cash sales
—
Net activity
-8,000
Insider buys vs sells (history)
From
To
Recent insider transactions
From
To
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-04-23 | COHEN DANIEL G | Director / Officer / 10% Owner | G-Gift | D | Common Stock, par value $0.01 per share | 8,000 | 0.00 | — | 24,757 | D | ↗ |
| 2026-03-30 | COHEN DANIEL G | Director / Officer / 10% Owner | G-Gift | D | Common Stock, par value $0.01 per share | 20,000 | 0.00 | — | 32,757 | D | ↗ |
| 2026-03-20 | Pooler Joseph W. Jr. | Officer | S-Sale | D | Common Stock, par value $0.01 per share | 705 | 15.58 | 11.0K | 69,073 | D | ↗ |
| 2026-03-19 | Pooler Joseph W. Jr. | Officer | S-Sale | D | Common Stock, par value $0.01 per share | 6,113 | 17.15 | 104.8K | 69,778 | D | ↗ |
| 2026-03-06 | Pooler Joseph W. Jr. | Officer | A-Award | A | Cohen & Company, LLC LTIP Units | 160,000 | 0.00 | — | 160,000 | D | ↗ |
| 2026-03-06 | COHEN DANIEL G | Director / Officer / 10% Owner | A-Award | A | Cohen & Company, LLC LTIP Units | 2,888,000 | 0.00 | — | 2,888,000 | D | ↗ |
| 2026-03-06 | Brafman Lester Raymond | Officer | A-Award | A | Cohen & Company, LLC LTIP Units | 1,605,000 | 0.00 | — | 1,605,000 | D | ↗ |
| 2026-02-03 | Pooler Joseph W. Jr. | Officer | F-InKind | D | Common Stock, par value $0.01 per share | 7,051 | 18.69 | 131.8K | 75,891 | D | ↗ |
| 2026-02-03 | Listman Douglas | Officer | F-InKind | D | Common Stock, par value $0.01 per share | 3,252 | 18.69 | 60.8K | 28,934 | D | ↗ |
| 2026-02-03 | COHEN DANIEL G | Director / Officer / 10% Owner | M-Exempt | D | Cohen & Company, LLC Membership Units | 463,915 | 0.00 | — | 22,261,907 | D | ↗ |
| 2026-02-03 | Brafman Lester Raymond | Officer | M-Exempt | D | Cohen & Company, LLC Membership Units | 501,455 | 0.00 | — | 1,097,861 | D | ↗ |
| 2025-12-30 | COHEN DANIEL G | Director / Officer / 10% Owner | G-Gift | D | Common Stock, par value $0.01 per share | 30,000 | 0.00 | — | 52,757 | D | ↗ |
| 2025-12-19 | Pooler Joseph W. Jr. | Officer | A-Award | A | Common Stock, par value $0.01 per share | 15,500 | 0.00 | — | 82,942 | D | ↗ |
| 2025-12-19 | Listman Douglas | Officer | A-Award | A | Common Stock, par value $0.01 per share | 12,000 | 0.00 | — | 32,186 | D | ↗ |
| 2025-12-19 | Liberto Diana Louise | Director | A-Award | A | Common Stock, par value $0.01 per share | 2,300 | 0.00 | — | 17,938 | D | ↗ |
| 2025-12-19 | Haraburda Jack | Director | A-Award | A | Common Stock, par value $0.01 per share | 2,300 | 0.00 | — | 13,884 | D | ↗ |
| 2025-12-19 | DiMaio Jack J. Jr. | Director | A-Award | A | Common Stock, par value $0.01 per share | 2,300 | 0.00 | — | 23,233 | D | ↗ |
| 2025-12-19 | DAWSON G STEVEN | Director | A-Award | A | Common Stock, par value $0.01 per share | 2,300 | 0.00 | — | 2,300 | D | ↗ |
| 2025-12-19 | COHEN DANIEL G | Director / Officer / 10% Owner | A-Award | A | Cohen & Company, LLC Membership Units | 211,000 | 0.00 | — | 22,725,822 | D | ↗ |
| 2025-12-19 | Brafman Lester Raymond | Officer | A-Award | A | Cohen & Company, LLC Membership Units | 211,000 | 0.00 | — | 1,599,316 | D | ↗ |
| 2025-02-05 | COHEN DANIEL G | Director / Officer / 10% Owner | M-Exempt | D | Cohen & Company, LLC Membership Units | 460,679 | 0.00 | — | 22,514,822 | D | ↗ |
| 2025-02-05 | Brafman Lester Raymond | Officer | M-Exempt | D | Cohen & Company, LLC Membership Units | 502,053 | 0.00 | — | 1,388,316 | D | ↗ |
| 2025-02-04 | Pooler Joseph W. Jr. | Officer | F-InKind | D | Common Stock, par value $0.01 per share | 6,843 | 9.74 | 66.7K | 67,442 | D | ↗ |
| 2025-02-04 | Listman Douglas | Officer | F-InKind | D | Common Stock, par value $0.01 per share | 1,811 | 9.74 | 17.6K | 20,186 | D | ↗ |
| 2024-12-20 | Pooler Joseph W. Jr. | Officer | A-Award | A | Common Stock, par value $0.01 per share | 15,500 | 0.00 | — | 74,285 | D | ↗ |
| 2024-12-20 | Listman Douglas | Officer | A-Award | A | Common Stock, par value $0.01 per share | 10,000 | 0.00 | — | 21,997 | D | ↗ |
| 2024-12-20 | Liberto Diana Louise | Director | A-Award | A | Common Stock, par value $0.01 per share | 1,100 | 0.00 | — | 15,638 | D | ↗ |
| 2024-12-20 | Haraburda Jack | Director | A-Award | A | Common Stock, par value $0.01 per share | 1,100 | 0.00 | — | 11,584 | D | ↗ |
| 2024-12-20 | DiMaio Jack | Director | A-Award | A | Common Stock, par value $0.01 per share | 1,100 | 0.00 | — | 20,933 | D | ↗ |
| 2024-12-20 | DAWSON G STEVEN | Director | A-Award | A | Common Stock, par value $0.01 per share | 1,100 | 0.00 | — | 1,100 | D | ↗ |
| 2024-12-20 | COHEN DANIEL G | Director / Officer / 10% Owner | A-Award | A | Cohen & Company, LLC Membership Units | 211,000 | 0.00 | — | 22,975,501 | D | ↗ |
| 2024-12-20 | Brafman Lester Raymond | Officer | A-Award | A | Cohen & Company, LLC Membership Units | 211,000 | 0.00 | — | 1,890,309 | D | ↗ |
| 2024-07-01 | COHEN DANIEL G | Director / Officer / 10% Owner | G-Gift | D | Common Stock, par value $0.01 per share | 20,000 | 0.00 | — | 4,017 | — | ↗ |
| 2024-06-07 | Pooler Joseph W. Jr. | Officer | S-Sale | D | Common Stock, par value $0.01 per share | 10,000 | 11.64 | 116.4K | 58,785 | — | ↗ |
| 2024-02-01 | Pooler Joseph W. Jr. | Officer | F-InKind | D | Common Stock, par value $0.01 per share | 4,352 | 7.23 | 31.5K | 68,785 | — | ↗ |
| 2024-02-01 | Listman Douglas | Officer | F-InKind | D | Common Stock, par value $0.01 per share | 1,337 | 7.23 | 9.7K | 11,997 | — | ↗ |
| 2024-02-01 | COHEN DANIEL G | Director / Officer / 10% Owner | M-Exempt | D | Cohen & Company, LLC Membership Units | 443,474 | 0.00 | — | 22,764,501 | — | ↗ |
| 2024-02-01 | Brafman Lester Raymond | Officer | M-Exempt | D | Cohen & Company, LLC Membership Units | 483,301 | 0.00 | — | 1,679,309 | — | ↗ |
| 2023-12-21 | Pooler Joseph W. Jr. | Officer | A-Award | A | Common Stock, par value $0.01 per share | 15,500 | 0.00 | — | 73,137 | — | ↗ |
| 2023-12-21 | Listman Douglas | Officer | A-Award | A | Common Stock, par value $0.01 per share | 5,000 | 0.00 | — | 13,334 | — | ↗ |
| 2023-12-21 | Liberto Diana Louise | Director | A-Award | A | Common Stock, par value $0.01 per share | 1,100 | 0.00 | — | 14,538 | — | ↗ |
| 2023-12-21 | Haraburda Jack | Director | A-Award | A | Common Stock, par value $0.01 per share | 1,100 | 0.00 | — | 10,484 | — | ↗ |
| 2023-12-21 | DiMaio Jack | Director | A-Award | A | Common Stock, par value $0.01 per share | 1,100 | 0.00 | — | 19,833 | — | ↗ |
| 2023-12-21 | DAWSON G STEVEN | Director | A-Award | A | Common Stock, par value $0.01 per share | 1,100 | 0.00 | — | 1,100 | — | ↗ |
| 2023-12-21 | COHEN DANIEL G | Director / Officer / 10% Owner | A-Award | A | Cohen & Company, LLC Membership Units | 211,000 | 0.00 | — | 23,207,975 | — | ↗ |
| 2023-12-21 | Brafman Lester Raymond | Officer | A-Award | A | Cohen & Company, LLC Membership Units | 211,000 | 0.00 | — | 2,162,670 | — | ↗ |
| 2023-03-14 | Listman Douglas | Officer | S-Sale | D | Common Stock, par value $0.01 per share | 2,332 | 8.76 | 20.4K | 8,334 | — | ↗ |
| 2023-02-01 | Pooler Joseph W. Jr. | Officer | F-InKind | D | Common Stock, par value $0.01 per share | 4,379 | 8.83 | 38.7K | 57,637 | — | ↗ |
| 2023-02-01 | Listman Douglas | Officer | F-InKind | D | Common Stock, par value $0.01 per share | 1,834 | 8.83 | 16.2K | 10,666 | — | ↗ |
| 2023-02-01 | COHEN DANIEL G | Director / Officer / 10% Owner | M-Exempt | D | Cohen & Company, LLC Membership Units | 479,380 | 0.00 | — | 22,996,975 | — | ↗ |
| 2023-02-01 | Brafman Lester Raymond | Officer | M-Exempt | D | Cohen & Company, LLC Membership Units | 470,330 | 0.00 | — | 1,951,670 | — | ↗ |
| 2022-12-20 | Pooler Joseph W. Jr. | Officer | A-Award | A | Common Stock, par value $0.01 per share | 15,500 | 0.00 | — | 62,016 | — | ↗ |
| 2022-12-20 | Listman Douglas | Officer | A-Award | A | Common Stock, par value $0.01 per share | 5,000 | 0.00 | — | 12,500 | — | ↗ |
| 2022-12-20 | Liberto Diana Louise | Director | A-Award | A | Common Stock, par value $0.01 per share | 1,100 | 0.00 | — | 13,438 | — | ↗ |
| 2022-12-20 | Haraburda Jack | Director | A-Award | A | Common Stock, par value $0.01 per share | 1,100 | 0.00 | — | 9,384 | — | ↗ |
| 2022-12-20 | DiMaio Jack | Director | A-Award | A | Common Stock, par value $0.01 per share | 1,100 | 0.00 | — | 18,733 | — | ↗ |
| 2022-12-20 | DAWSON G STEVEN | Director | A-Award | A | Common Stock, par value $0.01 per share | 1,100 | 0.00 | — | 1,100 | — | ↗ |
| 2022-12-20 | COHEN DANIEL G | Officer | A-Award | A | Cohen & Company, LLC Membership Units | 211,000 | 0.00 | — | 23,476,355 | — | ↗ |
| 2022-12-20 | Brafman Lester Raymond | Officer | A-Award | A | Cohen & Company, LLC Membership Units | 211,000 | 0.00 | — | 2,422,000 | — | ↗ |
| 2022-11-28 | DAWSON G STEVEN | Director | S-Sale | D | Common Stock, par value $0.01 per share | 254 | 8.54 | 2.2K | 26,716 | — | ↗ |
| 2022-03-14 | Listman Douglas | Officer | S-Sale | D | Common Stock, par value $0.01 per share | 1,379 | 16.38 | 22.6K | 7,500 | — | ↗ |
| 2022-01-31 | Pooler Joseph W. Jr. | Officer | F-InKind | D | Common Stock, par value $0.01 per share | 6,479 | 15.20 | 98.5K | 46,516 | — | ↗ |
| 2022-01-31 | Listman Douglas | Officer | F-InKind | D | Common Stock, par value $0.01 per share | 1,121 | 15.20 | 17.0K | 8,879 | — | ↗ |
| 2021-12-20 | Pooler Joseph W. Jr. | Officer | A-Award | A | Common Stock, par value $0.01 per share | 15,500 | 0.00 | — | 52,995 | — | ↗ |
| 2021-12-20 | Listman Douglas | Officer | A-Award | A | Common Stock, par value $0.01 per share | 5,000 | 0.00 | — | 10,000 | — | ↗ |
| 2021-12-20 | Liberto Diana Louise | Director | A-Award | A | Common Stock, par value $0.01 per share | 1,000 | 0.00 | — | 12,338 | — | ↗ |
| 2021-12-20 | Haraburda Jack | Director | A-Award | A | Common Stock, par value $0.01 per share | 1,000 | 0.00 | — | 8,274 | — | ↗ |
| 2021-12-20 | DiMaio Jack | Director | A-Award | A | Common Stock, par value $0.01 per share | 1,000 | 0.00 | — | 17,633 | — | ↗ |
| 2021-12-20 | DAWSON G STEVEN | Director | A-Award | A | Common Stock, par value $0.01 per share | 1,000 | 0.00 | — | 1,000 | — | ↗ |
| 2021-12-20 | COHEN DANIEL G | Director / Officer / 10% Owner | A-Award | A | Cohen & Company, LLC Membership Units | 211,000 | 0.00 | — | 23,265,355 | — | ↗ |
| 2021-12-20 | Brafman Lester Raymond | Officer | A-Award | A | Cohen & Company, LLC Membership Units | 211,000 | 0.00 | — | 2,211,000 | — | ↗ |
| 2021-10-28 | COHEN DANIEL G | Director / Officer / 10% Owner | A-Award | A | Cohen & Company, LLC Membership Units | 2,000,000 | 0.00 | — | 23,054,355 | — | ↗ |
| 2021-10-28 | Brafman Lester Raymond | Officer | A-Award | A | Cohen & Company, LLC Membership Units | 2,000,000 | 0.00 | — | 2,000,000 | — | ↗ |
| 2021-10-27 | COHEN DANIEL G | Director / Officer / 10% Owner | G-Gift | D | Common Stock, par value $0.01 per share | 15,000 | 0.00 | — | 24,017 | — | ↗ |
| 2021-05-24 | Pooler Joseph W. Jr. | Officer | S-Sale | D | Common Stock, par value $0.01 per share | 7,752 | 23.90 | 185.3K | 39,743 | — | ↗ |
| 2021-05-21 | Pooler Joseph W. Jr. | Officer | S-Sale | D | Common Stock, par value $0.01 per share | 10,000 | 25.73 | 257.3K | 47,495 | — | ↗ |
| 2021-05-21 | Listman Douglas | Officer | S-Sale | D | Common Stock, par value $0.01 per share | 1,307 | 25.56 | 33.4K | 5,000 | — | ↗ |
| 2021-03-17 | COHEN DANIEL G | Director / Officer / 10% Owner | G-Gift | D | Common Stock, par value $0.01 per share | 15,000 | 0.00 | — | 39,017 | — | ↗ |
| 2021-02-03 | Pooler Joseph W. Jr. | Officer | A-Award | A | Common Stock, par value $0.01 per share | 10,000 | 0.00 | — | 57,495 | — | ↗ |
| 2021-02-03 | Listman Douglas | Officer | A-Award | A | Common Stock, par value $0.01 per share | 5,000 | 0.00 | — | 13,507 | — | ↗ |
| 2021-02-03 | Liberto Diana Louise | Director | A-Award | A | Common Stock, par value $0.01 per share | 1,000 | 0.00 | — | 11,338 | — | ↗ |
| 2021-02-03 | Haraburda Jack | Director | A-Award | A | Common Stock, par value $0.01 per share | 1,000 | 0.00 | — | 7,274 | — | ↗ |
| 2021-02-03 | DiMaio Jack | Director | A-Award | A | Common Stock, par value $0.01 per share | 1,000 | 0.00 | — | 16,633 | — | ↗ |
| 2021-02-03 | DAWSON G STEVEN | Director | A-Award | A | Common Stock, par value $0.01 per share | 1,000 | 0.00 | — | 1,000 | — | ↗ |
| 2021-02-03 | COHEN DANIEL G | Director / Officer / 10% Owner | A-Award | A | Cohen & Company, LLC Membership Units | 195,000 | 0.00 | — | 21,054,355 | — | ↗ |
| 2021-02-03 | Brafman Lester Raymond | Officer | A-Award | A | Common Stock, par value $0.01 per share | 19,500 | 0.00 | — | 315,702 | — | ↗ |
| 2021-02-01 | Pooler Joseph W. Jr. | Officer | F-InKind | D | Common Stock, par value $0.01 per share | 5,954 | 17.25 | 102.7K | 47,495 | — | ↗ |
| 2021-02-01 | Brafman Lester Raymond | Officer | F-InKind | D | Common Stock, par value $0.01 per share | 14,891 | 17.25 | 256.9K | 296,202 | — | ↗ |
| 2020-12-04 | COHEN DANIEL G | Director / Officer / 10% Owner | P-Purchase | D | Common Stock, par value $0.01 per share | 10,000 | 16.64 | 166.4K | 54,017 | — | ↗ |
| 2020-11-17 | COHEN DANIEL G | Director / Officer / 10% Owner | G-Gift | D | Common Stock, par value $0.01 per share | 20,096 | 0.00 | — | 44,017 | — | ↗ |
| 2020-10-22 | COHEN DANIEL G | Director / Officer / 10% Owner | A-Award | A | Cohen & Company, LLC Membership Units | 2,000,000 | 0.00 | — | 20,859,355 | — | ↗ |
| 2020-10-22 | Brafman Lester Raymond | Officer | A-Award | A | Common Stock, par value $0.01 per share | 200,000 | 0.00 | — | 311,093 | — | ↗ |
| 2020-08-14 | COHEN DANIEL G | Director / Officer / 10% Owner | P-Purchase | A | Common Stock, par value $0.01 per share | 2,500 | 19.62 | 49.0K | 78,740 | — | ↗ |
| 2020-08-13 | DAWSON G STEVEN | Director | S-Sale | D | Common Stock, par value $0.01 per share | 278 | 20.15 | 5.6K | 24,970 | — | ↗ |
| 2020-08-13 | Brafman Lester Raymond | Officer | P-Purchase | A | Common Stock, par value $0.01 per share | 1,000 | 20.01 | 20.0K | 111,093 | — | ↗ |
| 2020-02-13 | Pooler Joseph W. Jr. | Officer | A-Award | A | Common Stock, par value $0.01 per share | 17,321 | 0.00 | — | 53,449 | — | ↗ |
| 2020-02-13 | COHEN DANIEL G | Director / Officer / 10% Owner | A-Award | A | Cohen & Company, LLC Membership Units | 508,080 | 0.00 | — | 18,859,355 | — | ↗ |
| 2020-02-13 | Brafman Lester Raymond | Officer | A-Award | A | Common Stock, par value $0.01 per share | 50,808 | 0.00 | — | 110,093 | — | ↗ |
| 2020-01-31 | Pooler Joseph W. Jr. | Officer | F-InKind | D | Common Stock, par value $0.01 per share | 2,948 | 3.50 | 10.3K | 36,128 | — | ↗ |
| 2020-01-31 | Brafman Lester Raymond | Officer | F-InKind | D | Common Stock, par value $0.01 per share | 10,252 | 3.50 | 35.9K | 59,285 | — | ↗ |
| 2019-12-30 | COHEN DANIEL G | Director / Officer / 10% Owner | A-Award | A | Cohen & Company, LLC Membership Units | 12,549,273 | 0.00 | — | 17,801,275 | — | ↗ |
| 2019-11-07 | Pooler Joseph W. Jr. | Officer | S-Sale | D | Common Stock, par value $0.01 per share | 1,000 | 4.50 | 4.5K | 39,076 | — | ↗ |
| 2019-10-02 | COHEN DANIEL G | Director / Officer / 10% Owner | P-Purchase | A | Common Stock, par value $0.01 per share | 76,240 | 0.01 | 762.40 | 76,240 | — | ↗ |
| 2019-02-13 | Pooler Joseph W. Jr. | Officer | A-Award | A | Common Stock, par value $0.01 per share | 9,375 | 0.00 | — | 40,076 | — | ↗ |
| 2019-02-13 | COHEN DANIEL G | Director / Officer / 10% Owner | A-Award | A | Cohen & Company, LLC Membership Units | 550,000 | 0.00 | — | 5,533,557 | — | ↗ |
| 2019-02-13 | Brafman Lester Raymond | Officer | A-Award | A | Common Stock, par value $0.01 per share | 27,500 | 0.00 | — | 69,537 | — | ↗ |
| 2019-01-31 | Pooler Joseph W. Jr. | Officer | F-InKind | D | Common Stock, par value $0.01 per share | 3,036 | 8.15 | 24.7K | 41,415 | — | ↗ |
| 2019-01-31 | Listman Douglas | Officer | F-InKind | D | Common Stock, par value $0.01 per share | 491 | 8.15 | 4.0K | 8,507 | — | ↗ |
| 2019-01-31 | Brafman Lester Raymond | Officer | F-InKind | D | Common Stock, par value $0.01 per share | 7,119 | 8.15 | 58.0K | 42,037 | — | ↗ |
| 2018-08-29 | Haraburda Jack | Director | D-Return | D | Common Stock, par value $0.01 per share | 17,555 | 10.00 | 175.6K | 6,274 | — | ↗ |
| 2018-02-21 | Pooler Joseph W. Jr. | Officer | A-Award | A | Common Stock, par value $0.01 per share | 4,785 | 0.00 | — | 44,451 | — | ↗ |
| 2018-02-21 | COHEN DANIEL G | Director / Officer / 10% Owner | A-Award | A | Common Stock, par value $0.01 per share | 40,191 | 0.00 | — | 64,113 | — | ↗ |
| 2018-02-21 | Brafman Lester Raymond | Officer / 10% Owner | A-Award | A | Common Stock, par value $0.01 per share | 19,139 | 0.00 | — | 349,156 | — | ↗ |
| 2018-01-31 | Pooler Joseph W. Jr. | Officer | F-InKind | D | Common Stock, par value $0.01 per share | 4,233 | 9.92 | 42.0K | 39,666 | — | ↗ |
| 2018-01-31 | Listman Douglas | Officer | F-InKind | D | Common Stock, par value $0.01 per share | 444 | 9.92 | 4.4K | 8,998 | — | ↗ |
| 2018-01-04 | Ricciardi Stephanie | 10% Owner | — | I | Common Stock, par value $0.01 | 0 | 0.00 | — | 1,240 | — | ↗ |
| 2018-01-04 | Ricciardi Christopher | 10% Owner | — | D | IFMI, LLC Membership Units | 20,840 | 0.00 | — | 0 | — | ↗ |
| 2017-12-19 | COHEN DANIEL G | Director / Officer / 10% Owner | S-Sale | D | Common Stock, par value $0.01 per share | 15,881 | 8.00 | 127.0K | 23,922 | — | ↗ |
| 2017-12-18 | MCENTEE JAMES | Director | D-Return | D | Common Stock, par value $0.01 per share | 27,346 | 10.00 | 273.5K | 0 | — | ↗ |
| 2017-02-17 | SUBIN NEIL S | Director | A-Award | A | Common Stock, $0.001 par value per share | 41,667 | 0.00 | — | 299,190 | — | ↗ |
| 2017-02-17 | Pooler Joseph W. Jr. | Officer | A-Award | A | Common Stock, par value $0.001 per share | 79,545 | 0.00 | — | 439,004 | — | ↗ |
| 2017-02-17 | MCENTEE JAMES | Director | A-Award | A | Common Stock, $0.001 par value per share | 41,667 | 0.00 | — | 273,461 | — | ↗ |
| 2017-02-17 | Listman Douglas | Officer | A-Award | D | Common Stock, par value $0.001 | 25,000 | 0.00 | — | 94,420 | — | ↗ |
| 2017-02-17 | Liberto Diana Louise | Director | A-Award | A | Common Stock, $0.001 par value per share | 41,667 | 0.00 | — | 103,395 | — | ↗ |
| 2017-02-17 | Haraburda Jack | Director | A-Award | A | Common Stock, $0.001 par value per share | 41,667 | 0.00 | — | 238,285 | — | ↗ |
| 2017-02-17 | DiMaio Jack | Director | A-Award | A | Common Stock, $0.001 par value per share | 41,667 | 0.00 | — | 156,332 | — | ↗ |
| 2017-02-17 | DAWSON G STEVEN | Director | A-Award | A | Common Stock, $0.001 par value per share | 41,667 | 0.00 | — | 103,395 | — | ↗ |
| 2017-02-17 | Costello Thomas | Director | A-Award | A | Common Stock, $0.001 par value per share | 41,667 | 0.00 | — | 238,485 | — | ↗ |
| 2017-02-17 | Brafman Lester Raymond | Officer | A-Award | A | Common Stock, par value $0.001 | 136,364 | 0.00 | — | 3,300,171 | — | ↗ |
| 2017-01-31 | Pooler Joseph W. Jr. | Officer | F-InKind | D | Common Stock, par value $0.001 per share | 27,396 | 1.27 | 34.8K | 359,459 | — | ↗ |
| 2017-01-31 | Brafman Lester Raymond | Officer | F-InKind | D | Common Stock, par value $0.001 per share | 49,595 | 1.27 | 63.0K | 3,163,807 | — | ↗ |
| 2016-02-12 | SUBIN NEIL S | Director | A-Award | A | Common Stock, $0.001 par value per share | 61,728 | 0.00 | — | 257,523 | — | ↗ |
| 2016-02-12 | Pooler Joseph W. Jr. | Officer | A-Award | A | Common Stock, par value $0.001 per share | 92,593 | 0.00 | — | 279,712 | — | ↗ |
| 2016-02-12 | MCENTEE JAMES | Director | A-Award | A | Common Stock, $0.001 par value per share | 61,728 | 0.00 | — | 231,794 | — | ↗ |
| 2016-02-12 | Liberto Diana Louise | Director | A-Award | A | Common Stock, $0.001 par value per share | 61,728 | 0.00 | — | 61,728 | — | ↗ |
| 2016-02-12 | Haraburda Jack | Director | A-Award | A | Common Stock, $0.001 par value per share | 61,728 | 0.00 | — | 196,618 | — | ↗ |
| 2016-02-12 | DiMaio Jack | Director | A-Award | A | Common Stock, $0.001 par value per share | 61,728 | 0.00 | — | 114,665 | — | ↗ |
| 2016-02-12 | DAWSON G STEVEN | Director | A-Award | A | Common Stock, $0.001 par value per share | 61,728 | 0.00 | — | 61,728 | — | ↗ |
| 2016-02-12 | Costello Thomas | Director | A-Award | A | Common Stock, $0.001 par value per share | 61,728 | 0.00 | — | 196,818 | — | ↗ |
| 2016-02-12 | Brafman Lester Raymond | Officer | A-Award | A | Common Stock, par value $0.001 | 154,321 | 0.00 | — | 213,402 | — | ↗ |
| 2016-01-31 | Pooler Joseph W. Jr. | Officer | F-InKind | D | Common Stock, par value $0.001 per share | 9,024 | 1.11 | 10.0K | 187,119 | — | ↗ |
| 2016-01-31 | Brafman Lester Raymond | Officer | F-InKind | D | Common Stock, par value $0.001 per share | 16,677 | 1.11 | 18.5K | 59,081 | — | ↗ |
| 2015-12-21 | MCENTEE JAMES | Director | — | D | Common Stock, par value $0.001 per share | 0 | 0.00 | — | 170,066 | — | ↗ |
| 2015-12-21 | Liberto Diana Louise | Director | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2015-11-06 | Ricciardi Christopher | Director | P-Purchase | A | Common Stock, par value $0.001 | 31,200 | 2.00 | 62.4K | 262,403 | — | ↗ |
| 2015-11-05 | Ricciardi Christopher | Director | P-Purchase | A | Common Stock, par value $0.001 | 56,500 | 2.00 | 113.0K | 231,203 | — | ↗ |
| 2015-10-16 | Ricciardi Stephanie | — | D-Return | D | Common Stock, par value $0.001 | 487,291 | 2.00 | 974.6K | 0 | — | ↗ |
| 2015-10-16 | Ricciardi Christopher | Director | D-Return | D | Common Stock, par value $0.001 | 1,399,286 | 2.00 | 2.80M | 12,403 | — | ↗ |
| 2015-08-28 | Mead Park Capital Partners LLC | 10% Owner | S-Sale | D | Common Stock, par value $0.001 | 1,461,876 | 1.33 | 1.94M | 487,291 | — | ↗ |
| 2015-08-28 | DiMaio Jack | Director | S-Sale | D | Common Stock, Par Value $0.001 | 974,585 | 1.33 | 1.30M | 0 | — | ↗ |
| 2015-08-28 | COHEN EDWARD E | 10% Owner | — | D | Common Stock | 0 | 0.00 | — | 966,476 | — | ↗ |
| 2015-02-12 | Pooler Joseph W. Jr. | Officer | A-Award | A | Common Stock, par value $0.001 | 45,455 | 0.00 | — | 196,143 | — | ↗ |
| 2015-02-12 | Brafman Lester Raymond | Officer | A-Award | A | Common Stock, par value $0.001 | 75,758 | 0.00 | — | 75,758 | — | ↗ |
| 2015-02-04 | SUBIN NEIL S | Director | A-Award | A | Common Stock, $0.001 par value per share | 30,303 | 0.00 | — | 195,795 | — | ↗ |
| 2015-02-04 | Ricciardi Christopher | Director / 10% Owner | A-Award | A | Common Stock, $0.001 par value per share | 30,303 | 0.00 | — | 1,411,689 | — | ↗ |
| 2015-02-04 | Haraburda Jack | Director | A-Award | A | Common Stock, $0.001 par value per share | 30,303 | 0.00 | — | 134,890 | — | ↗ |
| 2015-02-04 | Donovan Joseph M | Director | A-Award | A | Common Stock, $0.001 par value per share | 30,303 | 0.00 | — | 179,746 | — | ↗ |
| 2015-02-04 | DiMaio Jack | Director / 10% Owner | A-Award | A | Common Stock, $0.001 par value per share | 30,303 | 0.00 | — | 52,937 | — | ↗ |
| 2015-02-04 | DAWSON G STEVEN | Director | A-Award | A | Common Stock, $0.001 par value per share | 30,303 | 0.00 | — | 72,168 | — | ↗ |
| 2015-02-04 | Costello Thomas | Director | A-Award | A | Common Stock, $0.001 par value per share | 30,303 | 0.00 | — | 135,090 | — | ↗ |
| 2014-12-31 | Pooler Joseph W. Jr. | Officer | F-InKind | D | Common Stock, par value $0.001 | 6,022 | 1.65 | 9.9K | 150,688 | — | ↗ |
| 2014-12-31 | COHEN DANIEL G | Director / Officer / 10% Owner | — | I | Common Stock, Par Value $0.001 | 0 | 0.00 | — | 800,000 | — | ↗ |
| 2014-11-13 | COHEN DANIEL G | Director / Officer / 10% Owner | D-Return | D | Common Stock, Par Value $0.001 | 100,000 | 1.77 | 177.0K | 398,039 | — | ↗ |
| 2014-08-26 | COHEN DANIEL G | Director / Officer / 10% Owner | D-Return | D | Common Stock, Par Value $0.001 | 100,000 | 2.07 | 207.0K | 498,039 | — | ↗ |
| 2014-06-10 | Brafman Lester Raymond | Officer | A-Award | A | Employee Stock Option (Right to Buy | 1,000,000 | 4.00 | 4.00M | 1,000,000 | — | ↗ |
| 2014-02-13 | Pooler Joseph W. Jr. | Officer | A-Award | D | Employee Stock Option (Right to Buy) | 107,143 | 4.00 | 428.6K | 107,143 | — | ↗ |
| 2014-02-12 | SUBIN NEIL S | Director | A-Award | A | Common Stock, $0.001 par value per share | 22,634 | 0.00 | — | 165,492 | — | ↗ |
| 2014-02-12 | Ricciardi Christopher | Director / 10% Owner | A-Award | A | Common Stock, par value $0.001 | 22,634 | 0.00 | — | 1,381,386 | — | ↗ |
| 2014-02-12 | Haraburda Jack | Director | A-Award | A | Common Stock, $0.001 par value per share | 22,634 | 0.00 | — | 104,587 | — | ↗ |
| 2014-02-12 | Donovan Joseph M | Director | A-Award | A | Common Stock, $0.001 par value per share | 22,634 | 0.00 | — | 149,443 | — | ↗ |
| 2014-02-12 | DiMaio Jack | Director / 10% Owner | A-Award | A | Common Stock, $0.001 par value per share | 22,634 | 0.00 | — | 22,634 | — | ↗ |
| 2014-02-12 | DAWSON G STEVEN | Director | A-Award | A | Common Stock, $0.001 par value per share | 22,634 | 0.00 | — | 41,865 | — | ↗ |
| 2014-02-12 | Costello Thomas | Director | A-Award | A | Common Stock, $0.001 par value per share | 22,634 | 0.00 | — | 104,787 | — | ↗ |
| 2013-12-31 | Pooler Joseph W. Jr. | Officer | F-InKind | D | Common Stock, par value $0.001 | 11,185 | 1.93 | 21.6K | 156,710 | — | ↗ |
| 2013-12-31 | COHEN DANIEL G | Director / Officer / 10% Owner | F-InKind | D | Common Stock, Par Value $0.001 | 30,103 | 1.93 | 58.1K | 673,039 | — | ↗ |
| 2013-11-30 | Brafman Lester Raymond | Officer | A-Award | D | Employee Stock Option (Right to Buy) | 500,000 | 3.00 | 1.50M | 500,000 | — | ↗ |
| 2013-10-01 | Listman Douglas | Officer | F-InKind | D | Common Stock, par value $0.001 | 10,196 | 2.32 | 23.7K | 69,420 | — | ↗ |
| 2013-09-25 | Ricciardi Stephanie | 10% Owner | — | I | Convertible Senior Promissory Note | 48,729 | 30.00 | 1.46M | 0 | — | ↗ |
| 2013-09-25 | Ricciardi Christopher | 10% Owner | — | D | Convertible Senior Promissory Note | 48,729 | 30.00 | 1.46M | 0 | — | ↗ |
| 2013-09-25 | Mead Park Capital Partners LLC | 10% Owner | — | D | Convertible Senior Promissory Note | 1,949,167 | 3.00 | 5.85M | 0 | — | ↗ |
| 2013-09-25 | EBC 2013 Family Trust | 10% Owner | — | D | Common Stock, par value $0.001 | 0 | 0.00 | — | 800,000 | — | ↗ |
| 2013-09-25 | DiMaio Jack | Director / 10% Owner | A-Award | A | Convertible Senior Promissory Note | 0 | 3.00 | — | 0 | — | ↗ |
| 2013-09-25 | COHEN DANIEL G | Director / Officer / 10% Owner | A-Award | A | Convertible Senior Promissory Note | 0 | 3.00 | — | 0 | — | ↗ |
| 2013-09-24 | DiMaio Jack | Director / 10% Owner | — | D | No securities are beneficially owned | 0 | 0.00 | — | 0 | — | ↗ |
| 2013-06-03 | Brafman Lester Raymond | Officer | — | — | — | 0 | 0.00 | — | 0 | — | ↗ |
| 2013-05-15 | Donovan Joseph M | Director | P-Purchase | A | Common Stock, $0.001 par value per share | 9,800 | 2.16 | 21.2K | 126,809 | — | ↗ |
| 2013-05-14 | Donovan Joseph M | Director | P-Purchase | A | Common Stock, $0.001 par value per share | 40,200 | 2.21 | 88.8K | 117,009 | — | ↗ |
| 2013-05-09 | COHEN DANIEL G | Director / Officer | A-Award | A | Series E Voting Non-Convertible Preferred Stock | 4,983,557 | 0.00 | — | 4,983,557 | — | ↗ |
| 2013-03-04 | Wolcott Charles W | Director | A-Award | A | Common Stock, $0.001 par value per share | 19,231 | 0.00 | — | 84,893 | — | ↗ |
| 2013-03-04 | Ullom Lance | Director | A-Award | A | Common Stock, $0.001 par value per share | 19,231 | 0.00 | — | 82,603 | — | ↗ |
| 2013-03-04 | SUBIN NEIL S | Director | A-Award | A | Common Stock, $0.001 par value per share | 19,231 | 0.00 | — | 142,858 | — | ↗ |
| 2013-03-04 | Haraburda Jack | Director | A-Award | A | Common Stock, $0.001 par value per share | 19,231 | 0.00 | — | 81,953 | — | ↗ |
| 2013-03-04 | Donovan Joseph M | Director | A-Award | A | Common Stock, $0.001 par value per share | 19,231 | 0.00 | — | 76,809 | — | ↗ |
| 2013-03-04 | DAWSON G STEVEN | Director | A-Award | A | Common Stock, $0.001 par value per share | 19,231 | 0.00 | — | 68,499 | — | ↗ |
| 2013-03-04 | Costello Thomas | Director | A-Award | A | Common Stock, $0.001 par value per share | 19,231 | 0.00 | — | 82,153 | — | ↗ |
| 2013-03-04 | Beach Walter T | Director | A-Award | A | Common Stock, $0.001 par value per share | 19,231 | 0.00 | — | 124,962 | — | ↗ |
| 2013-03-04 | BENNETT RODNEY E | Director | A-Award | A | Common Stock, $0.001 par value per share | 19,231 | 0.00 | — | 80,643 | — | ↗ |
| 2013-01-15 | Pooler Joseph W. Jr. | Officer | A-Award | A | Common Stock, par value $0.001 | 35,000 | 0.00 | — | 167,895 | — | ↗ |
| 2013-01-15 | COHEN DANIEL G | Director / Officer | A-Award | A | Common Stock, par value $0.001 | 200,000 | 0.00 | — | 703,142 | — | ↗ |
| 2012-12-31 | Pooler Joseph W. Jr. | Officer | F-InKind | D | Common Stock, par value $0.001 | 30,511 | 1.20 | 36.6K | 132,895 | — | ↗ |
Executive team
Top executives
EBIT / Employee
387.8K
Shares Outstanding
2.07M
Executive compensation
Executive compensation (annual)
| # | Year | Executive | Salary | Bonus | Stock award | Option award | Incentive | Other | Total | % Stock- based |
Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | 2025 | Lester R. Brafman Chief Executive Officer | 750.0K | 7.00M | 354.7K | — | — | 3.83M | 11.94M | 2.97% | ↗ |
| 2 | 2025 | Daniel G. Cohen Executive Chairman | 700.0K | 7.00M | 354.7K | — | — | 3.83M | 11.89M | 2.98% | ↗ |
| 3 | 2025 | Joseph W. Pooler, Jr. Executive Vice President, Chief Financial Officer & Treasurer | 515.0K | 1.60M | 260.6K | — | — | 40.4K | 2.42M | 10.78% | ↗ |
| 4 | 2024 | Lester R. Brafman Chief Executive Officer | 674.9K | 2.03M | 215.4K | — | — | 1.10M | 4.03M | 5.35% | ↗ |
| 5 | 2024 | Daniel G. Cohen Executive Chairman | 674.9K | 2.00M | 215.4K | — | — | 1.11M | 4.00M | 5.38% | ↗ |
| 6 | 2024 | Joseph W. Pooler, Jr. Executive Vice President, Chief Financial Officer & Treasurer | 496.1K | 800.0K | 158.3K | — | — | 37.7K | 1.49M | 10.61% | ↗ |
| 7 | 2023 | Lester R. Brafman Chief Executive Officer | 655.2K | 1.17M | 142.8K | — | — | 49.8K | 2.01M | 7.09% | ↗ |
| 8 | 2023 | Daniel G. Cohen Executive Chairman | 655.2K | 1.17M | 142.8K | — | — | 40.0K | 2.00M | 7.13% | ↗ |
| 9 | 2023 | Joseph W. Pooler, Jr. Executive Vice President, Chief Financial Officer & Treasurer | 481.6K | 437.8K | 104.9K | — | — | 37.3K | 1.06M | 9.88% | ↗ |
| 10 | 2022 | Daniel G. Cohen Executive Chairman | 630.0K | 2.12M | 178.5K | — | — | 50.4K | 2.98M | 5.99% | ↗ |
| 11 | 2022 | Lester R. Brafman Chief Executive Officer | 630.0K | 2.12M | 178.5K | — | — | 48.7K | 2.98M | 6.00% | ↗ |
| 12 | 2022 | Joseph W. Pooler, Jr. Executive Vice President, Chief Financial Officer & Treasurer | 463.0K | 637.5K | 131.1K | — | — | 36.2K | 1.28M | 10.27% | ↗ |
| 13 | 2021 | Daniel G. Cohen Executive Chairman | 630.0K | 5.50M | 4.59M | — | — | 1.75M | 12.47M | 36.78% | ↗ |
| 14 | 2021 | Daniel G. Cohen Chairman | 630.0K | 5.50M | 4.59M | — | — | 1.75M | 12.47M | 36.78% | ↗ |
| 15 | 2021 | Lester R. Brafman Chief Executive Officer | 630.0K | 5.50M | 4.59M | — | — | 1.75M | 12.46M | 36.80% | ↗ |
| 16 | 2021 | Joseph W. Pooler, Jr. Executive Vice President, Chief Financial Officer & Treasurer | 463.0K | 1.41M | 254.7K | — | — | 290.6K | 2.42M | 10.51% | ↗ |
| 17 | 2020 | Daniel G. Cohen Chairman | 630.0K | 1.52M | 4.00M | — | — | 3.96M | 10.11M | 39.52% | ↗ |
| 18 | 2020 | Lester R. Brafman Chief Executive Officer | 630.0K | 2.12M | 4.00M | — | — | 3.12M | 9.86M | 40.51% | ↗ |
| 19 | 2020 | Joseph W. Pooler, Jr. Executive Vice President, Chief Financial Officer & Treasurer | 441.0K | 775.9K | 185.4K | — | — | 320.9K | 1.72M | 10.76% | ↗ |
| 20 | 2019 | Lester R. Brafman Chief Executive Officer | 630.0K | — | 220.0K | — | — | 27.5K | 877.5K | 25.07% | ↗ |
| 21 | 2019 | Daniel G. Cohen Chairman | 630.0K | — | 220.0K | — | — | 27.5K | 877.5K | 25.07% | ↗ |
| 22 | 2019 | Joseph W. Pooler, Jr. Executive Vice President, Chief Financial Officer & Treasurer | 441.0K | — | 75.0K | — | 170.0K | 27.3K | 713.3K | 10.51% | ↗ |
| 23 | 2018 | Daniel G. Cohen Chairman | 630.0K | — | 440.0K | — | 200.0K | 43.3K | 1.31M | 33.50% | ↗ |
| 24 | 2018 | Lester R. Brafman Chief Executive Officer | 630.0K | — | 220.0K | — | 400.0K | 43.3K | 1.29M | 17.01% | ↗ |
| 25 | 2018 | Joseph W. Pooler, Jr. Executive Vice President, Chief Financial Officer & Treasurer | 441.0K | — | 75.0K | — | 170.0K | 43.1K | 729.1K | 10.29% | ↗ |
| 26 | 2017 | Daniel G. Cohen Chairman | 630.0K | — | 420.0K | — | 400.0K | 18.2K | 1.47M | 28.61% | ↗ |
| 27 | 2017 | Lester R. Brafman Chief Executive Officer | 630.0K | — | 200.0K | — | 620.0K | 18.2K | 1.47M | 13.62% | ↗ |
| 28 | 2017 | Joseph W. Pooler, Jr. Executive Vice President, Chief Financial Officer & Treasurer | 441.0K | — | 50.0K | — | 279.0K | 18.1K | 788.1K | 6.34% | ↗ |
| 29 | 2016 | Lester R. Brafman Chief Executive Officer | 600.0K | — | 180.0K | — | 900.0K | 883.00 | 1.68M | 10.71% | ↗ |
| 30 | 2016 | Joseph W. Pooler, Jr. Executive Vice President, Chief Financial Officer & Treasurer | 420.0K | — | 105.0K | — | 380.0K | 8.8K | 913.8K | 11.49% | ↗ |
| 31 | 2016 | Daniel G. Cohen Vice Chairman | 600.0K | 250.0K | — | — | — | 8.8K | 858.8K | 0.00% | ↗ |
| 32 | 2016 | Daniel G. Cohen Chairman | 600.0K | 250.0K | — | — | — | 8.8K | 858.8K | 0.00% | ↗ |
| 33 | 2015 | Lester R. Brafman Chief Executive Officer | 600.0K | 400.0K | 125.0K | — | — | 875.00 | 1.13M | 11.10% | ↗ |
| 34 | 2015 | Joseph W. Pooler, Jr. Executive Vice President, Chief Financial Officer & Treasurer | 420.0K | 170.0K | 75.0K | — | — | 8.6K | 673.6K | 11.13% | ↗ |
| 35 | 2015 | Daniel G. Cohen Vice Chairman | 600.0K | — | — | — | — | 8.6K | 608.6K | 0.00% | ↗ |
| 36 | 2014 | Lester R. Brafman Chief Executive Officer | 600.0K | 400.0K | 125.0K | — | — | 793.00 | 1.13M | 11.10% | ↗ |
| 37 | 2014 | Lester R. Brafman Chief Executive Officer | 600.0K | — | 125.0K | — | 400.0K | 793.00 | 1.13M | 11.10% | ↗ |
| 38 | 2014 | Daniel G. Cohen Vice Chairman | 600.0K | — | — | — | 147.6K | 8.5K | 756.1K | 0.00% | ↗ |
| 39 | 2014 | Daniel G. Cohen Vice Chairman | 600.0K | 147.6K | — | — | — | 8.5K | 756.1K | 0.00% | ↗ |
| 40 | 2014 | Joseph W. Pooler, Jr. Executive Vice | 420.0K | — | 75.0K | — | 170.0K | 8.5K | 673.5K | 11.14% | ↗ |
| 41 | 2014 | Joseph W. Pooler, Jr. Executive Vice President, Chief Financial Officer & Treasurer | 420.0K | 170.0K | 75.0K | — | — | 8.5K | 673.5K | 11.14% | ↗ |
| 42 | 2013 | Lester Brafman Chief Executive Officer | 347.5K | 400.0K | — | 2.10M | — | 397.00 | 2.85M | 73.75% | ↗ |
| 43 | 2013 | Lester R. Brafman Chief Executive Officer | 347.5K | 400.0K | — | 2.10M | — | 397.00 | 2.85M | 73.75% | ↗ |
| 44 | 2013 | Joseph W. Pooler, Jr. Executive Vice President, Chief Financial Officer Treasurer | 419.2K | 125.0K | — | 75.0K | — | 8.4K | 627.5K | 11.95% | ↗ |
| 45 | 2013 | Joseph W. Pooler, Jr. Executive Vice | 419.2K | 125.0K | — | 75.0K | — | 8.4K | 627.5K | 11.95% | ↗ |
| 46 | 2013 | Daniel G. Cohen Vice Chairman | 600.0K | — | — | — | — | 8.4K | 608.4K | 0.00% | ↗ |
| 47 | 2012 | Daniel G. Cohen Chief Executive Officer, Chief Investment Officer and Chairman of the Board of Directors of the Company, Chairman of the board of managers of PrinceRidge Partners | 314.4K | — | 266.0K | — | 900.0K | 4.1K | 1.48M | 17.92% | ↗ |
| 48 | 2012 | Daniel G. Cohen Vice Chairman | 314.4K | — | 266.0K | — | 900.0K | 4.1K | 1.48M | 17.92% | ↗ |
| 49 | 2012 | John P. Costas former Chairman of the board of managers of PrinceRidge Partners | 111.1K | — | — | — | — | 1.05M | 1.16M | 0.00% | ↗ |
| 50 | 2012 | Joseph W. Pooler, Jr. Executive Vice President, Chief Financial Officer Treasurer | 400.0K | — | 46.6K | — | 250.0K | 8.2K | 704.7K | 6.61% | ↗ |
| 51 | 2012 | Lester Brafman Chief Executive Officer | — | — | — | — | — | — | — | — | ↗ |
| 52 | 2011 | Christopher Ricciardi, former President | 666.7K | — | — | — | — | 3.77M | 4.43M | 0.00% | ↗ |
| 53 | 2011 | John P. Costas former Chairman of the board of managers of PrinceRidge Partners | 116.7K | — | 3.15M | — | — | — | 3.26M | 96.42% | ↗ |
| 54 | 2011 | John P. Costas Chairman of PrinceRidge | 116.7K | — | 3.15M | — | — | — | 3.26M | 96.42% | ↗ |
| 55 | 2011 | Joseph W. Pooler, Jr. Executive Vice President, Chief Financial Officer Treasurer | 400.0K | 137.0K | 44.1K | — | 88.0K | 8.0K | 677.1K | 6.51% | ↗ |
| 56 | 2011 | Daniel G. Cohen Chief Executive Officer, Chief Investment Officer and Chairman of the Board of Directors of the Company, Chairman of the board of managers of PrinceRidge Partners | 600.0K | — | — | — | — | 4.8K | 604.8K | 0.00% | ↗ |
| 57 | 2011 | Daniel G. Cohen Chief Executive Officer, Chief Investment Officer and Chairman of the Board of Directors | 600.0K | — | — | — | — | 4.1K | 604.1K | 0.00% | ↗ |
| 58 | 2010 | Christopher Ricciardi, former President | 1.00M | — | 1.80M | — | 2.60M | 7.4K | 5.41M | 33.29% | ↗ |
| 59 | 2010 | Daniel G. Cohen Chief Executive Officer, Chief Investment Officer and Chairman of the Board of Directors | 1.00M | — | 1.80M | — | 2.60M | 7.4K | 5.41M | 33.29% | ↗ |
| 60 | 2010 | Christopher Ricciardi President | 1.00M | — | 1.80M | — | 2.60M | — | 5.40M | 33.33% | ↗ |
| 61 | 2010 | Joseph W. Pooler, Jr. Executive Vice President, Chief Financial Officer Treasurer | 400.0K | — | 380.0K | — | 720.0K | 7.4K | 1.51M | 25.21% | ↗ |
| 62 | 2010 | John P. Costas Chairman of PrinceRidge | — | — | — | — | — | — | — | — | ↗ |
| 63 | 2009 | Christopher Ricciardi President | 43.0K | 2.00M | — | — | — | — | 2.04M | 0.00% | ↗ |
| 64 | 2009 | Daniel G. Cohen Chief Executive Officer, Chief Investment Officer and Chairman of the Board of Directors | 43.0K | 2.00M | — | — | — | — | 2.04M | 0.00% | ↗ |
| 65 | 2009 | Christopher Ricciardi President of Cohen and Chief Executive Officer of Cohen Company Securities LLC | 43.0K | 2.00M | — | — | — | — | 2.04M | 0.00% | ↗ |
| 66 | 2009 | Joseph W. Pooler, Jr. Executive Vice President, Chief Financial Officer Treasurer | 11.8K | 700.0K | — | — | — | — | 711.8K | 0.00% | ↗ |
| 67 | 2009 | Joseph W. Pooler, Jr. Executive Vice President, Chief Financial Officer Treasurer | 11.8K | 700.0K | — | — | — | — | 711.8K | 0.00% | ↗ |
| 68 | 2007 | Daniel G. Cohen Chairman of the Board of Directors Executive Officer | — | — | 656.0K | — | — | 503.4K | 1.16M | 56.58% | ↗ |
| 69 | 2007 | James J. McEntee, III, Chief Executive Officer President | — | — | 420.6K | — | — | 312.5K | 733.1K | 57.37% | ↗ |
| 70 | 2007 | John J. Longino Chief Financial Officer Treasurer | — | — | 355.8K | — | — | 125.8K | 481.6K | 73.88% | ↗ |
| 71 | 2007 | Shami J. Patel Chief Operating Officer Chief Investment Officer | — | — | 340.0K | — | — | 98.6K | 438.6K | 77.52% | ↗ |
| 72 | 2007 | Christian M. Carr Chief Accounting Officer | — | — | 34.0K | — | — | 26.2K | 60.2K | 56.47% | ↗ |
| 73 | 2006 | Byron L. Boston, Executive Vice President – Chief Investment Officer | 238.4K | — | — | — | — | 962.0K | 1.20M | 0.00% | ↗ |
| 74 | 2006 | Stacy M. Riffe, | 179.8K | — | — | — | — | 721.6K | 901.3K | 0.00% | ↗ |
| 75 | 2006 | George O. Deehan, | 153.8K | — | — | — | — | 596.6K | 750.4K | 0.00% | ↗ |
| 76 | 2006 | Shami J. Patel Chief Operating Officer Chief Investment Officer | — | — | 161.9K | — | — | 13.9K | 175.8K | 92.11% | ↗ |
| 77 | 2006 | John J. Longino Chief Financial Officer Treasurer | — | — | 138.8K | — | — | 11.9K | 150.7K | 92.11% | ↗ |
| 78 | 2006 | John J. Longino, | — | — | — | — | — | 11.9K | 11.9K | 0.00% | ↗ |
| 79 | 2006 | James J. McEntee, III, | — | — | — | — | — | — | — | — | ↗ |
| 80 | 2006 | Daniel G. Cohen Chairman of the Board of Directors Executive Officer | — | — | — | — | — | — | — | — | ↗ |
| 81 | 2006 | Christian M. Carr Chief Accounting Officer | — | — | — | — | — | — | — | — | ↗ |
| 82 | 2006 | James J. McEntee, III, Chief Executive Officer President | — | — | — | — | — | — | — | — | ↗ |
| 83 | 2004 | J. Bert Watson, Chairman, Chief Executive Officer and President | 476.0K | 110.0K | — | 117.0K | — | 8.2K | 594.2K | 19.69% | ↗ |
| 84 | 2004 | Byron L. Boston, Executive Vice President – Chief Investment Officer | 276.9K | 10.0K | — | 50.0K | — | 166.3K | 453.3K | 11.03% | ↗ |
| 85 | 2004 | Thomas G. Manuel Former Executive Vice President – Operations and Compliance and Secretary | 185.1K | — | — | 25.0K | — | 231.3K | 416.4K | 6.00% | ↗ |
| 86 | 2004 | Jeffrey S. Betros, Executive Vice President – Chief Marketing Officer and Secretary | 274.0K | 107.0K | — | 25.0K | — | 6.8K | 387.8K | 6.45% | ↗ |
| 87 | 2004 | Michael L. Pannell, Chief Financial Officer and Treasurer | 141.3K | 10.0K | — | 25.0K | — | 4.8K | 156.2K | 16.01% | ↗ |
CEO compensation breakdown
Proxy statements
Proxy statements (DEF 14A)
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| Lester Raymond Brafman | Chief Executive Officer | 8M | male |
| Daniel Gideon Cohen | Executive Chairman | 8M | male |
| Joseph William Pooler Jr. | Executive Vice President, Chief Financial Officer & Treasurer | 2M | male |
| John Miles Butler | Managing Director of U.S. Insurance Strategy | — | male |
| Andrew Kenneth Davilman | Chief Operating Officer of Asset Management | — | male |
| Solomon Cohen | Portfolio Manager | — | male |
| Dennis James Crilly | General Counsel & Secretary | — | male |
| Douglas Listman | Chief Accounting Officer & Assistant Treasurer | — | male |
ESG Rating
ESG Score History FINANCIAL - CAPITAL MARKETS
Benchmark vs Sector
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Market share among peers
Peer comparison — filtered group (TTM)
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Community Opinion for COHN
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