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Codexis, Inc. (CDXS)

USD2.16 +0.03 (+1.17%)
US NASDAQ Healthcare Biotechnology
Address 200 Penobscot Drive 94063
Redwood City, CA, US
CEO Alison Moore
IPO 2010-04-22
CIK 1200375 ISIN US1920051067

Explore sections of this company profile

Also trades on London Stock Exchange · 0I0X.L (USD) NASDAQ Global Select · CDXS (USD)
Description

Codexis, Inc. is a biotechnology firm dedicated to the discovery, development, and commercialization of enzymes and other protein-based solutions. Its diverse portfolio encompasses advanced biocatalyst products and related services, specialized chemical intermediates vital for subsequent processing steps, and proprietary biocatalyst panels and kits that empower clients to conduct effective chemistry screening. The company also extends its expertise through biocatalyst screening and sophisticated protein engineering services. Central to its operations is the proprietary CodeEvolver protein engineering technology platform. This innovative platform is instrumental in crafting and delivering high-performance biocatalysts capable of driving chemical transformations, thereby significantly enhancing the efficiency and productivity of manufacturing processes. Beyond industrial applications, the CodeEvolver platform is also leveraged for identifying novel biotherapeutic drug candidates for targeted human diseases, as well as for developing enzymes essential for molecular biology research and in vitro diagnostic applications. Primarily serving pharmaceutical manufacturers, Codexis distributes its products through its dedicated direct sales and business development teams across the United States and Europe. Established in 2002, the company maintains its headquarters in Redwood City, California.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD2.16 +0.03 (+1.17%)
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Volume Profile
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Liquidity & share structure
Average Volume
1M
Beta
2.50
Float Shares
72.95M
Free Float %
80.3%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-4.15% -4.87% +13.39% +115.25% +31.61% +55.83% -3.79% -4.15% -85.72% -23.26% -80.84%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (14 ratings, all time) Buy
Price Targets & DCF
Current price
2.16
Low 5.00 +132.0%
Consensus 5.00 +132.0%
Median 5.00 +132.0%
High 5.00 +132.0%
Ratings Trend (MoM) 71% Bullish
Rating 2026-05 Change
Strong Buy 1 0
Buy 4 0
Hold 2 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter 1
5.00
+132.0%
Last Year 1
5.00
+132.0%
All Time 2
8.00
+271.2%
Quality scores
Altman Z-Score
-4.43
Distress
Piotroski F-Score
4 / 9
Average
MOAT Score
1 / 10
No MOAT
Composite Rating
C-
Overall Score
1 / 5
Low
DCF Score
1 / 5
Low
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
1 / 5
Low
P/E Score
1 / 5
Low
P/Book Score
3 / 5
Medium
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
    +18.6% Q1'26: +102.1% (vs Q1'25)
  • EPS growth Biotechnology: +29.7%
    +43.8% Q1'26: +61.6% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
    -52.3% Q1'26: -87.4% (vs Q1'25)
  • EBIT margin Biotechnology: +0.0%
    -55.6% Q1'26: -52.7% (vs Q1'25)
  • ROIC Biotechnology: -16.1%
    -85.9% Q1'26: -63.6% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +18.7% Q1'26: +10.1% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -2.16× Q1'26: -3.13× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (2.53) × ERP
WACC = 75% × Ke + 25% × Kd (6.6%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 2.16
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2011
actual
Dec 2012
actual
Dec 2015
actual
Dec 2016
actual
Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
4 Rev. Ana.
3 EPS Ana.
Dec 2027
4 Rev. Ana.
2 EPS Ana.
Dec 2028
3 Rev. Ana.
2 EPS Ana.
Dec 2029
2 Rev. Ana.
1 EPS Ana.
Dec 2030
1 Rev. Ana.
1 EPS Ana.
Revenue
123.87M
est: 96.32M (+28.6%)
88.30M
est: 179.57M (-50.8%)
41.80M
est: 41.83M (-0.1%)
48.84M
est: 48.07M (+1.6%)
50.02M
est: 51.27M (-2.4%)
60.59M
est: 61.32M (-1.2%)
68.46M
est: 71.24M (-3.9%)
69.06M
est: 68.90M (+0.2%)
104.75M
est: 103.44M (+1.3%)
138.59M
est: 137.14M (+1.1%)
70.14M
est: 60.89M (+15.2%)
59.35M
est: 65.29M (-9.1%)
70.39M
est: 67.28M (+4.6%)
74.18M
69.78M – 83.29M
+10.3% YoY
88.92M
79.36M – 106.68M
+19.9% YoY
120.49M
120.33M – 120.65M
+35.5% YoY
143.94M
135.40M – 161.61M
+19.5% YoY
176.39M
165.92M – 198.04M
+22.5% YoY
EBITDA
-4.84M
est: -2.04M (-136.9%)
-18.17M
est: -15.00M (-21.1%)
-2.36M
est: -19.40M (+87.8%)
-4.02M
est: -22.29M (+82.0%)
-21.93M
est: -23.78M (+7.8%)
-10.15M
est: -12.02M (+15.6%)
-7.99M
est: -33.04M (+75.8%)
-19.37M
est: -22.76M (+14.9%)
-16.75M
est: -16.80M (+0.3%)
-26.31M
est: -14.19M (-85.4%)
-49.28M
est: -30.02M (-64.2%)
-58.52M
est: -32.19M (-81.8%)
-33.87M
est: -33.17M (-2.1%)
-36.58M
-41.06M – -34.40M
-10.3% YoY
-43.84M
-52.60M – -39.13M
-19.9% YoY
-59.41M
-59.49M – -59.33M
-35.5% YoY
-70.97M
-79.68M – -66.76M
-19.5% YoY
-86.97M
-97.64M – -81.80M
-22.5% YoY
EBIT
-16.31M
est: -10.16M (-60.4%)
-30.51M
est: -29.04M (-5.1%)
-7.77M
est: -21.39M (+63.7%)
-8.56M
est: -24.58M (+65.2%)
-22.97M
est: -26.21M (+12.4%)
-11.30M
est: -14.06M (+19.7%)
-12.55M
est: -36.42M (+65.5%)
-23.92M
est: -28.59M (+16.3%)
-22.70M
est: -28.74M (+21.0%)
-31.71M
est: -28.19M (-12.5%)
-54.80M
est: -33.55M (-63.4%)
-58.35M
est: -35.97M (-62.2%)
-39.11M
est: -37.07M (-5.5%)
-40.87M
-45.89M – -38.44M
-10.3% YoY
-48.99M
-58.77M – -43.72M
-19.9% YoY
-66.38M
-66.47M – -66.29M
-35.5% YoY
-79.30M
-89.04M – -74.60M
-19.5% YoY
-97.18M
-109.11M – -91.41M
-22.5% YoY
Net Income
-16.55M
est: -10.76M (-53.8%)
-30.86M
est: -29.48M (-4.7%)
-7.58M
est: -13.58M (+44.2%)
-8.56M
est: -13.21M (+35.2%)
-23.00M
est: -25.45M (+9.6%)
-10.88M
est: -13.49M (+19.3%)
-11.94M
est: -8.26M (-44.5%)
-24.01M
est: -28.73M (+16.4%)
-21.28M
est: -26.14M (+18.6%)
-33.59M
est: -56.74M (+40.8%)
-76.24M
est: -99.24M (+23.2%)
-65.28M
est: -64.98M (-0.5%)
-43.97M
est: -54.89M (+19.9%)
-38.11M
-41.76M – -31.77M
+30.6% YoY
-27.84M
-42.94M – -9.70M
+27.0% YoY
-453.7K
-505.2K – -402.1K
+98.4% YoY
13.07M
12.06M – 15.16M
+2,981.3% YoY
30.06M
27.74M – 34.86M
+130.0% YoY
SGA
36.94M
est: 25.30M (+46.0%)
31.38M
est: -14.57M (+315.4%)
22.32M
est: 25.46M (-12.4%)
25.42M
est: 29.26M (-13.1%)
29.01M
est: 31.20M (-7.0%)
29.29M
est: -1.10M (+2,752.8%)
31.50M
est: 43.36M (-27.3%)
35.05M
est: 5.28M (+563.3%)
49.32M
est: 76.18M (-35.3%)
52.17M
est: 91.38M (-42.9%)
53.25M
est: 39.02M (+36.5%)
55.15M
est: 41.85M (+31.8%)
47.07M
est: 43.12M (+9.2%)
47.54M
44.72M – 53.38M
+10.3% YoY
56.99M
50.86M – 68.37M
+19.9% YoY
77.22M
77.12M – 77.33M
+35.5% YoY
92.25M
86.78M – 103.58M
+19.5% YoY
113.05M
106.34M – 126.92M
+22.5% YoY
EPS
-0.46
est: -0.24 (-91.7%)
-0.84
est: -0.96 (+12.5%)
-0.19
est: -0.19 (-2.7%)
-0.21
est: -0.18 (-16.7%)
-0.50
est: -0.35 (-44.2%)
-0.21
est: -0.13 (-68.0%)
-0.21
est: -0.11 (-86.7%)
-0.40
est: -0.35 (-15.3%)
-0.33
est: -0.38 (+14.1%)
-0.51
est: -0.55 (+6.8%)
-1.12
est: -1.09 (-2.4%)
-0.89
est: -0.79 (-12.1%)
-0.50
est: -0.64 (+21.9%)
-0.42
-0.48 – -0.36
+34.9% YoY
-0.30
-0.49 – -0.11
+27.5% YoY
-0.01
-0.01 – 0.00
+98.3% YoY
0.15
0.14 – 0.17
+3,100.0% YoY
0.35
0.32 – 0.40
+130.0% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-07 C- 1/5 1/5 1/5 1/5 1/5 1/5 3/5
2026-05-06 C- 1/5 1/5 1/5 1/5 1/5 1/5 3/5
2026-05-05 C- 1/5 1/5 1/5 1/5 1/5 1/5 3/5
2026-05-04 C- 1/5 1/5 1/5 1/5 1/5 1/5 3/5
2026-05-01 D+ 1/5 1/5 1/5 1/5 1/5 1/5 2/5
2026-04-30 D+ 1/5 1/5 1/5 1/5 1/5 1/5 2/5
2026-04-29 D+ 1/5 1/5 1/5 1/5 1/5 1/5 2/5
2026-04-28 D+ 1/5 1/5 1/5 1/5 1/5 1/5 2/5
2026-04-27 D+ 1/5 1/5 1/5 1/5 1/5 1/5 2/5
2026-04-24 D+ 1/5 1/5 1/5 1/5 1/5 1/5 2/5
2026-04-23 D+ 1/5 1/5 1/5 1/5 1/5 1/5 2/5
2026-04-22 D+ 1/5 1/5 1/5 1/5 1/5 1/5 2/5
2026-04-21 C- 1/5 1/5 1/5 1/5 1/5 1/5 3/5
2026-04-20 C- 1/5 1/5 1/5 1/5 1/5 1/5 3/5
2026-04-17 C- 1/5 1/5 1/5 1/5 1/5 1/5 3/5
2026-04-16 C- 1/5 1/5 1/5 1/5 1/5 1/5 3/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-7.32M
OE per share TTM
-0.09
Owner's Yield
-3.13%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
52.3%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
28
Total invested
19.78M
Insider transactions (90d)
0
Beneficial owners (>5%)
17
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 NORGES BANK (THE CENTRAL BANK OF NORWAY) 237.64M 6.64% 235.37M 2.26M OO NORWAY 2022-02-09
2 Casdin Capital, LLC 8.10M 9.90% 8.10M 8.10M IA Delaware 2024-09-26
3 Casdin Partners GP, LLC 8.10M 9.90% 8.10M 8.10M OO Delaware 2024-09-26
4 Casdin Partners Master Fund, L.P. 8.10M 9.90% 8.10M 8.10M PN Delaware 2024-09-26
5 Eli Casdin 8.10M 9.90% 8.10M 8.10M HC, IN Delaware 2024-09-26
6 Baillie Gifford & Co (Scottish partnership) 7.18M 11.00% IA SCOTLAND UK 2022-01-12
7 Dan Mack 6.55M 12.10% 6.55M HC MA 2019-02-14
8 Wilmot B. Harkey 6.55M 12.10% 6.55M HC MA 2019-02-14
9 Nantahala Capital Management, LLC 5.30M 8.30% 5.30M IA MA 2021-02-16
10 (1) BlackRock, Inc. 5.14M 7.90% 4.98M 5.14M HC Delaware 2022-02-03
11 Abigail P. Johnson 4.37M 6.25% 4.37M IN Delaware 2024-02-09
12 FMR LLC 4.37M 6.25% 4.34M 4.37M HC Delaware 2024-02-09
13 John Nicols 4.13M 6.13% 3.67M 460.4K 3.67M 460.4K IN 2021-02-16
14 Daniel Mack 3.46M 5.30% 3.46M HC MA 2022-02-10
15 The Vanguard Group - 23-1945930 3.40M 5.24% 113.2K 3.24M 159.9K IA Pennsylvania 2022-02-09
16 ARK Investment Management LLC 3.24M 5.00% 3.24M 3.24M IA Delaware, United States 2022-01-10
17 Vivo Ventures VII, LLC 2.62M 4.90% 2.62M 2.62M OO Delaware 2019-02-14

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
28
-96 vs prev Q
New positions
9
Closed positions
104
Increased
20
Reduced
4
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 POTOMAC CAPITAL MANAGEMENT, INC. 300.0K +300.0K (+100.0%) 489.00M +489.0M (+100.0%) 0.33% +0.332 pp 0.39% +0.393 pp USD1.63 +0.0% 1 qtrs NEW
2 ABRDN PLC 7.97M +3.9M (+94.7%) 12.99M +3.0M (+30.1%) 8.83% +4.035 pp 0.02% +0.004 pp USD2.09 -22.0% 9 qtrs
3 BLACKROCK, INC. 7.40M +251.8K (+3.5%) 12.06M -5.4M (-30.8%) 8.19% -0.172 pp 0.00% 0.000 pp USD3.19 -48.9% 6 qtrs
4 OPALEYE MANAGEMENT INC. 6.79M -6.0M (-46.9%) 11.07M -20.2M (-64.6%) 7.52% -7.461 pp 1.46% -2.954 pp USD2.91 -44.0% 48 qtrs
5 VANGUARD GROUP INC 4.94M +271.7K (+5.8%) 8.05M -3.3M (-29.3%) 5.48% +0.007 pp 0.00% 0.000 pp USD9.04 -82.0% 63 qtrs
6 NANTAHALA CAPITAL MANAGEMENT, LLC 3.99M -40.5K (-1.0%) 6.50M -3.3M (-33.9%) 4.42% -0.299 pp 0.22% -0.127 pp USD4.38 -62.8% 56 qtrs
7 TELEMARK ASSET MANAGEMENT, LLC 3.85M -153.6K (-3.8%) 6.27M -3.5M (-35.8%) 4.26% -0.423 pp 0.63% -0.300 pp USD5.92 -72.5% 34 qtrs
8 AMERIPRISE FINANCIAL INC 3.79M +1.0M (+36.8%) 6.18M -584.2K (-8.6%) 4.20% +0.955 pp 0.00% 0.000 pp USD4.38 -62.8% 33 qtrs
9 MILLENNIUM MANAGEMENT LLC 3.14M -932.4K (-22.9%) 5.11M -4.8M (-48.5%) 3.47% -1.290 pp 0.00% -0.002 pp USD2.44 -33.2% 15 qtrs
10 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 2.57M +1.9M (+304.1%) 4.19M +2.6M (+170.0%) 2.85% +2.102 pp 0.39% +0.226 pp USD1.95 -16.4% 9 qtrs
11 GEODE CAPITAL MANAGEMENT, LLC 2.03M +33.6K (+1.7%) 3.30M -1.6M (-32.1%) 2.24% -0.089 pp 0.00% 0.000 pp USD9.30 -82.5% 63 qtrs
12 STATE STREET CORP 1.60M +62.8K (+4.1%) 2.61M -1.1M (-30.5%) 1.78% -0.028 pp 0.00% +0.000 pp USD7.91 -79.4% 39 qtrs
13 JACOBS LEVY EQUITY MANAGEMENT, INC 1.14M -29.7K (-2.5%) 1.85M -991.9K (-34.9%) 1.26% -0.106 pp 0.01% -0.004 pp USD4.47 -63.5% 14 qtrs
14 UBS GROUP AG 809.5K +287.1K (+55.0%) 1.32M +44.9K (+3.5%) 0.90% +0.285 pp 0.00% +0.000 pp USD2.25 -27.6% 42 qtrs
15 FRANKLIN RESOURCES INC 740.6K -15.6K (-2.1%) 1.21M -637.9K (-34.6%) 0.82% -0.065 pp 0.00% 0.000 pp USD2.94 -44.6% 11 qtrs
16 RENAISSANCE TECHNOLOGIES LLC 737.5K +427.0K (+137.5%) 1.20M +444.5K (+58.7%) 0.82% +0.454 pp 0.00% +0.001 pp USD2.06 -20.9% 4 qtrs
17 GOLDMAN SACHS GROUP INC 718.1K -6.1K (-0.8%) 1.17M -596.7K (-33.8%) 0.80% -0.053 pp 0.00% 0.000 pp USD4.06 -59.9% 61 qtrs
18 PRIVATE ADVISOR GROUP, LLC 654.6K +93.2K (+16.6%) 1.07M -302.9K (-22.1%) 0.73% +0.068 pp 0.01% -0.002 pp USD4.92 -66.9% 18 qtrs
19 NORTHERN TRUST CORP 645.3K +22.0 (+0.0%) 1.05M -522.6K (-33.2%) 0.72% -0.041 pp 0.00% 0.000 pp USD8.55 -80.9% 51 qtrs
20 FMR LLC 641.9K +57.6K (+9.8%) 1.05M -379.5K (-26.6%) 0.71% +0.027 pp 0.00% +0.000 pp USD5.76 -71.7% 44 qtrs
21 D. E. SHAW & CO., INC. 628.3K +454.5K (+261.5%) 1.02M +600.0K (+141.5%) 0.70% +0.493 pp 0.00% +0.000 pp USD1.85 -11.9% 2 qtrs
22 ASSENAGON ASSET MANAGEMENT S.A. 566.5K +332.6K (+142.2%) 923.5K +352.6K (+61.8%) 0.63% +0.354 pp 0.00% +0.001 pp USD2.34 -30.3% 26 qtrs
23 TUDOR INVESTMENT CORP ET AL 537.8K +— (+0.0%) 876.7K -435.6K (-33.2%) 0.60% -0.034 pp 0.00% -0.001 pp USD2.44 -33.2% 7 qtrs
24 PERKINS CAPITAL MANAGEMENT INC 529.5K +221.8K (+72.1%) 863.1K +112.3K (+15.0%) 0.59% +0.226 pp 0.69% +0.024 pp USD2.49 -34.5% 10 qtrs
25 POST RESCH TALLON GROUP INC. 511.7K -48.2K (-8.6%) 834.1K -532.1K (-38.9%) 0.57% -0.089 pp 0.70% -0.504 pp USD4.14 -60.6% 5 qtrs
26 CITADEL ADVISORS LLC 499.4K +229.4K (+85.0%) 814.0K +155.4K (+23.6%) 0.55% +0.237 pp 0.00% +0.000 pp USD2.33 -30.0% 27 qtrs
27 MORGAN STANLEY 431.1K +234.5K (+119.3%) 702.8K +223.0K (+46.5%) 0.48% +0.247 pp 0.00% +0.000 pp USD3.33 -51.1% 51 qtrs
28 LAZARD ASSET MANAGEMENT LLC 428.9K +428.9K (+100.0%) 699.1K +699.1K (+100.0%) 0.48% +0.475 pp 0.00% +0.001 pp USD1.63 +0.0% 1 qtrs NEW
29 DIMENSIONAL FUND ADVISORS LP 406.0K -197.6K (-32.7%) 661.6K -811.3K (-55.1%) 0.45% -0.257 pp 0.00% 0.000 pp USD6.04 -73.0% 26 qtrs
30 FEDERATED HERMES, INC. 347.6K +113.4K (+48.4%) 566.7K -4.9K (-0.9%) 0.39% +0.111 pp 0.00% 0.000 pp USD2.68 -39.2% 13 qtrs
31 NUVEEN, LLC 300.9K -619.3K (-67.3%) 490.4K -1.8M (-78.2%) 0.33% -0.744 pp 0.00% -0.001 pp USD2.52 -35.3% 4 qtrs
32 JANE STREET GROUP, LLC 299.9K +249.7K (+496.8%) 488.9K +366.3K (+298.7%) 0.33% +0.274 pp 0.00% +0.000 pp USD1.77 -7.9% 2 qtrs
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 294.7K +275.9K (+1,468.6%) 480.3K +434.5K (+947.9%) 0.33% +0.305 pp 0.00% +0.000 pp USD1.74 -6.3% 27 qtrs
34 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 274.9K +24.2K (+9.6%) 448.1K -163.7K (-26.8%) 0.30% +0.011 pp 0.00% +0.000 pp USD9.95 -83.6% 39 qtrs
35 PLATINUM INVESTMENT MANAGEMENT LTD 264.5K +— (+0.0%) 431.1K -214.2K (-33.2%) 0.29% -0.017 pp 0.10% +0.058 pp USD3.20 -49.1% 8 qtrs
36 STONEPINE CAPITAL MANAGEMENT, LLC 256.1K +167.8K (+190.2%) 417.5K +202.1K (+93.8%) 0.28% +0.180 pp 0.30% +0.130 pp USD1.91 -14.7% 2 qtrs
37 BARCLAYS PLC 244.9K +37.2K (+17.9%) 399.1K -240.4K (-37.6%) 0.27% +0.028 pp 0.00% 0.000 pp USD3.28 -50.3% 38 qtrs
38 BANK OF NEW YORK MELLON CORP 204.7K -3.5K (-1.7%) 333.7K -174.4K (-34.3%) 0.23% -0.017 pp 0.00% +0.000 pp USD8.77 -81.4% 63 qtrs
39 ATOM INVESTORS LP 184.7K +184.7K (+100.0%) 301.0K +301.0K (+100.0%) 0.20% +0.205 pp 0.02% +0.024 pp USD1.63 +0.0% 1 qtrs NEW
40 STIFEL FINANCIAL CORP 177.8K -100.6K (-36.1%) 289.7K -389.4K (-57.3%) 0.20% -0.129 pp 0.00% 0.000 pp USD2.55 -36.1% 8 qtrs
41 INVESCO LTD. 174.6K +51.5K (+41.8%) 284.6K -15.9K (-5.3%) 0.19% +0.049 pp 0.00% +0.000 pp USD3.29 -50.5% 21 qtrs
42 BRIDGEWAY CAPITAL MANAGEMENT, LLC 150.9K +50.0K (+49.6%) 246.0K -236.0 (-0.1%) 0.17% +0.049 pp 0.01% 0.000 pp USD2.28 -28.5% 11 qtrs
43 WELLS FARGO & COMPANY/MN 122.0K +45.4K (+59.3%) 198.9K +12.0K (+6.4%) 0.14% +0.046 pp 0.00% +0.000 pp USD2.56 -36.3% 57 qtrs
44 ALLIANCEBERNSTEIN L.P. 118.1K +— (+0.0%) 192.6K -95.7K (-33.2%) 0.13% -0.008 pp 0.00% +0.000 pp USD10.36 -84.3% 31 qtrs
45 ROYAL BANK OF CANADA 116.6K -293.6K (-71.6%) 190.0K -811.0K (-81.0%) 0.13% -0.351 pp 0.00% 0.000 pp USD4.16 -60.8% 37 qtrs
46 DIAMETRIC CAPITAL, LP 112.3K -17.6K (-13.6%) 183.0K -133.9K (-42.3%) 0.12% -0.028 pp 0.05% -0.069 pp USD2.44 -33.2% 2 qtrs
47 RHUMBLINE ADVISERS 108.6K -3.2K (-2.9%) 177.0K -95.8K (-35.1%) 0.12% -0.011 pp 0.00% 0.000 pp USD7.28 -77.6% 39 qtrs
48 MAN GROUP PLC 108.0K -25.8K (-19.3%) 176.0K -150.5K (-46.1%) 0.12% -0.037 pp 0.00% 0.000 pp USD2.44 -33.2% 2 qtrs
49 STRS OHIO 99.1K +— (+0.0%) 161.5K -80.3K (-33.2%) 0.11% -0.006 pp 0.00% 0.000 pp USD3.64 -55.2% 20 qtrs
50 ACADIAN ASSET MANAGEMENT LLC 88.4K +28.0K (+46.4%) 142.0K -4.0K (-2.7%) 0.10% +0.027 pp 0.00% +0.000 pp USD2.58 -36.8% 15 qtrs
51 JAIN GLOBAL LLC 85.9K +85.9K (+100.0%) 140.0K +140.0K (+100.0%) 0.10% +0.095 pp 0.00% +0.001 pp USD1.63 +0.0% 1 qtrs NEW
52 LPL FINANCIAL LLC 78.8K -8.8K (-10.1%) 128.5K -85.4K (-39.9%) 0.09% -0.015 pp 0.00% +0.000 pp USD3.40 -52.1% 12 qtrs
53 XTX TOPCO LTD 74.6K +57.3K (+330.9%) 121.5K +79.3K (+187.8%) 0.08% +0.062 pp 0.00% +0.001 pp USD1.82 -10.4% 3 qtrs
54 BANK OF AMERICA CORP /DE/ 70.0K +20.2K (+40.7%) 114.1K -7.3K (-6.0%) 0.08% +0.019 pp 0.00% +0.000 pp USD5.59 -70.8% 52 qtrs
55 AQR CAPITAL MANAGEMENT LLC 64.7K -19.4K (-23.1%) 105.4K -99.7K (-48.6%) 0.07% -0.027 pp 0.00% 0.000 pp USD3.58 -54.5% 17 qtrs
56 POINT72 ASSET MANAGEMENT, L.P. 63.1K +63.1K (+100.0%) 102.8K +102.8K (+100.0%) 0.07% +0.070 pp 0.00% +0.000 pp USD1.63 +0.0% 1 qtrs NEW
57 TWO SIGMA ADVISERS, LP 59.4K +31.9K (+116.0%) 96.8K +29.7K (+44.3%) 0.07% +0.034 pp 0.00% +0.000 pp USD6.26 -74.0% 22 qtrs
58 RUSSELL INVESTMENTS GROUP, LTD. 59.1K +10.6K (+21.9%) 96.3K -21.9K (-18.6%) 0.07% +0.009 pp 0.00% +0.000 pp USD3.82 -57.3% 17 qtrs
59 QUADRATURE CAPITAL LTD 54.4K +27.5K (+102.2%) 88.7K +23.2K (+35.3%) 0.06% +0.029 pp 0.00% +0.000 pp USD2.03 -19.7% 4 qtrs
60 DEUTSCHE BANK AG\ 51.4K +49.8K (+3,021.2%) 83.8K +79.8K (+1,984.9%) 0.06% +0.055 pp 0.00% +0.000 pp USD1.70 -4.1% 48 qtrs
61 SG AMERICAS SECURITIES, LLC 50.3K +28.8K (+133.5%) 82.0K +29.0K (+54.7%) 0.06% +0.031 pp 0.00% 0.000 pp USD1.98 -17.7% 27 qtrs
62 PARADIGM CAPITAL MANAGEMENT INC/NY 50.0K +— (+0.0%) 81.5K -40.5K (-33.2%) 0.06% -0.003 pp 0.00% -0.002 pp USD3.01 -45.8% 12 qtrs
63 PRICE T ROWE ASSOCIATES INC /MD/ 44.3K +— (+0.0%) 73.0K -36.0K (-33.0%) 0.05% -0.003 pp 0.00% +0.000 pp USD8.43 -80.7% 17 qtrs
64 MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. 41.4K +2.7K (+6.9%) 67.5K -27.1K (-28.6%) 0.05% +0.001 pp 0.00% 0.000 pp USD3.15 -48.3% 7 qtrs
65 JPMORGAN CHASE & CO 41.0K +2.6K (+6.9%) 66.8K -26.7K (-28.6%) 0.05% +0.001 pp 0.00% +0.000 pp USD4.93 -66.9% 33 qtrs
66 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 39.8K -6.9K (-14.8%) 64.9K -49.1K (-43.1%) 0.04% -0.011 pp 0.00% 0.000 pp USD2.23 -26.9% 10 qtrs
67 TWO SIGMA INVESTMENTS, LP 39.8K +17.1K (+75.0%) 64.9K +9.4K (+16.9%) 0.04% +0.018 pp 0.00% +0.000 pp USD8.06 -79.8% 26 qtrs
68 COMMONWEALTH EQUITY SERVICES, LLC 37.3K -4.3K (-10.4%) 60.9K -41.1K (-40.3%) 0.04% -0.007 pp 0.00% 0.000 pp USD3.79 -57.0% 8 qtrs
69 ADVISOR GROUP HOLDINGS, INC. 36.6K -500.0 (-1.3%) 59.6K -31.1K (-34.3%) 0.04% -0.003 pp 0.00% +0.000 pp USD2.50 -34.8% 24 qtrs
70 INTECH INVESTMENT MANAGEMENT LLC 35.5K -5.5K (-13.5%) 57.9K -42.3K (-42.2%) 0.04% -0.009 pp 0.00% 0.000 pp USD3.20 -49.1% 6 qtrs
71 PRELUDE CAPITAL MANAGEMENT, LLC 34.8K -1.1K (-3.2%) 56.7K -31.0K (-35.3%) 0.04% -0.004 pp 0.00% -0.003 pp USD2.44 -33.2% 2 qtrs
72 MANUFACTURERS LIFE INSURANCE COMPANY, THE 32.8K +3.3K (+11.1%) 53.4K -18.5K (-25.7%) 0.04% +0.002 pp 0.00% +0.000 pp USD6.20 -73.7% 51 qtrs
73 BLAIR WILLIAM & CO/IL 30.4K -4.9K (-13.9%) 49.5K -36.6K (-42.5%) 0.03% -0.008 pp 0.00% 0.000 pp USD9.66 -83.1% 39 qtrs
74 CAITONG INTERNATIONAL ASSET MANAGEMENT CO., LTD 30.4K +30.4K (+100.0%) 49.5K +49.5K (+100.0%) 0.03% +0.034 pp 0.01% +0.012 pp USD1.63 +0.0% 1 qtrs NEW
75 EVERGREEN CAPITAL MANAGEMENT LLC 29.0K +29.0K (+100.0%) 47.3K +47.3K (+100.0%) 0.03% +0.032 pp 0.00% +0.001 pp USD1.63 +0.0% 1 qtrs NEW
76 KRILOGY FINANCIAL LLC 30.1K +72.0 (+0.2%) 46.7K -17.9K (-27.7%) 0.03% -0.002 pp 0.00% -0.001 pp USD2.44 -33.2% 2 qtrs
77 PERSISTENT ASSET PARTNERS LTD 27.8K +27.8K (+100.0%) 45.3K +45.3K (+100.0%) 0.03% +0.031 pp 0.02% +0.020 pp USD1.63 +0.0% 1 qtrs NEW
78 TOWER RESEARCH CAPITAL LLC (TRC) 27.4K +17.4K (+174.8%) 44.7K +20.3K (+83.6%) 0.03% +0.019 pp 0.00% +0.000 pp USD2.02 -19.3% 23 qtrs
79 GUGGENHEIM CAPITAL LLC 27.4K +27.4K (+100.0%) 44.6K +44.6K (+100.0%) 0.03% +0.030 pp 0.00% +0.000 pp USD1.63 +0.0% 1 qtrs NEW
80 ELMWOOD WEALTH MANAGEMENT, INC. 21.7K +— (+0.0%) 35.4K -17.6K (-33.2%) 0.02% -0.001 pp 0.01% -0.008 pp USD2.44 -33.2% 3 qtrs
81 BNP PARIBAS ARBITRAGE, SNC 20.7K +4.1K (+24.4%) 33.7K -6.8K (-16.9%) 0.02% +0.004 pp 0.00% +0.000 pp USD2.86 -43.0% 39 qtrs
82 PROSHARE ADVISORS LLC 20.2K +3.0K (+17.4%) 32.9K -9.1K (-21.6%) 0.02% +0.002 pp 0.00% +0.000 pp USD3.59 -54.6% 21 qtrs
83 POLICE & FIREMEN'S RETIREMENT SYSTEM OF NEW JERSEY 19.4K +— (+0.0%) 31.7K -15.7K (-33.2%) 0.02% -0.001 pp 0.00% 0.000 pp USD4.77 -65.8% 5 qtrs
84 AIGEN INVESTMENT MANAGEMENT, LP 17.6K +1.8K (+11.4%) 28.7K -9.9K (-25.6%) 0.02% +0.001 pp 0.01% +0.001 pp USD2.36 -30.9% 2 qtrs
85 ENVESTNET ASSET MANAGEMENT INC 17.1K -50.6K (-74.8%) 27.9K -137.4K (-83.1%) 0.02% -0.060 pp 0.00% +0.000 pp USD4.34 -62.4% 27 qtrs
86 NEW YORK STATE COMMON RETIREMENT FUND 16.9K +— (+0.0%) 27.5K -13.7K (-33.2%) 0.02% -0.001 pp 0.00% +0.000 pp USD12.25 -86.7% 39 qtrs
87 STATE OF WYOMING 16.9K +3.8K (+28.8%) 27.5K -4.5K (-14.0%) 0.02% +0.003 pp 0.00% -0.001 pp USD2.26 -27.9% 3 qtrs
88 NAVALIGN, LLC 15.3K +15.3K (+100.0%) 25.0K +25.0K (+100.0%) 0.02% +0.017 pp 0.01% +0.006 pp USD1.63 +0.0% 1 qtrs NEW
89 VOYA INVESTMENT MANAGEMENT LLC 14.8K +— (+0.0%) 24.2K -12.0K (-33.2%) 0.02% -0.001 pp 0.00% +0.000 pp USD9.29 -82.5% 35 qtrs
90 CHINA UNIVERSAL ASSET MANAGEMENT CO., LTD. 14.7K -1.1K (-7.0%) 24.0K -14.6K (-37.9%) 0.02% -0.002 pp 0.00% -0.001 pp USD4.77 -65.8% 5 qtrs
91 FIDUCIARY TRUST CO 13.6K +— (+0.0%) 22.2K -11.0K (-33.2%) 0.02% -0.001 pp 0.00% 0.000 pp USD4.77 -65.8% 5 qtrs
92 SEI INVESTMENTS CO 10.5K +— (+0.0%) 17.2K -8.5K (-33.2%) 0.01% -0.001 pp 0.00% +0.000 pp USD3.08 -47.1% 9 qtrs
93 VICTORY CAPITAL MANAGEMENT INC 10.1K +9.0 (+0.1%) 16.4K -8.1K (-33.1%) 0.01% -0.001 pp 0.00% +0.000 pp USD2.44 -33.2% 2 qtrs
94 GAMCO INVESTORS, INC. ET AL 10.0K +10.0K (+100.0%) 16.3K +16.3K (+100.0%) 0.01% +0.011 pp 0.00% +0.000 pp USD1.63 +0.0% 1 qtrs NEW
95 LEGAL & GENERAL GROUP PLC 8.5K +— (+0.0%) 13.9K -6.9K (-33.2%) 0.01% -0.001 pp 0.00% +0.000 pp USD6.51 -75.0% 39 qtrs
96 AMERITAS INVESTMENT PARTNERS, INC. 8.4K +— (+0.0%) 13.7K -6.8K (-33.2%) 0.01% -0.001 pp 0.00% 0.000 pp USD6.85 -76.2% 36 qtrs
97 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 5.5K -449.0 (-7.6%) 8.9K -5.5K (-38.2%) 0.01% -0.001 pp 0.00% +0.000 pp USD8.10 -79.9% 39 qtrs
98 CITIGROUP INC 5.4K -50.6K (-90.3%) 8.8K -127.9K (-93.5%) 0.01% -0.060 pp 0.00% 0.000 pp USD3.10 -47.4% 39 qtrs
99 MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. 4.4K +899.0 (+25.8%) 7.2K -1.4K (-16.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD3.72 -56.2% 5 qtrs
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 55 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 ROBO Global Healthcare Technology and Innovation ETF HTEC 0.61% 302.7K 0.68%
2 Invesco NASDAQ Future Gen 200 ETF QQQS 0.44% 96.2K 0.20%
3 iShares Micro-Cap ETF IWC 0.05% 706.7K 0.60%
4 iShares Nasdaq US Biotechnology UCITS ETF BTEC.L 0.02% 174.4K 0.35%
5 iShares Nasdaq US Biotechnology UCITS ETF BTEE.L 0.02% 11.7K 0.35%
6 iShares Biotechnology ETF IBB 0.02% 1.47M 0.44%
7 Invesco NASDAQ Biotech UCITS ETF SBIO.L 0.02% 70.5K 0.40%
8 Invesco Nasdaq Biotechnology ETF IBBQ 0.02% 11.3K 0.19%
9 iShares Russell 2000 Growth ETF IWO 0.01% 1.70M 0.24%
10 Vanguard Russell 2000 Growth ETF VTWG 0.01% 190.6K 0.06%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.60
Neutral
Ratio by volume
3.00
Bullish
Buys
3
Sells
5
Shares acquired
1.63M
Shares disposed
20.7K
Cash buys
Cash sales
5.00
Net activity
+1,604,509
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-02-24 Lutz Stefan Officer S-Sale D Common Stock 5,862 1.13 6.6K 130,421 D
2026-02-23 MOORE ALISON Director / Officer A-Award A Stock Option (Right to Buy) 993,000 1.07 1.06M 993,000 D
2026-02-23 Lutz Stefan Officer A-Award A Stock Option (Right to Buy) 316,100 1.07 338.2K 316,100 D
2026-02-23 Erbez Georgia Officer A-Award A Stock Option (Right to Buy) 316,100 1.07 338.2K 316,100 D
2026-02-06 MOORE ALISON Director / Officer S-Sale D Common Stock 3,826 1.31 5.0K 250,506 D
2026-02-06 Lutz Stefan Officer S-Sale D Common Stock 2,492 1.31 3.3K 136,283 D
2026-02-06 Erbez Georgia Officer S-Sale D Common Stock 3,826 1.31 5.0K 66,810 D
2026-01-07 Lutz Stefan Officer S-Sale D Common Stock 4,685 1.70 7.9K 138,775 D
2025-12-01 Opaleye Management Inc. 10% Owner S-Sale D Common Stock, par value $0.001 per share 8,533 1.67 14.2K 179,989 I
2025-11-28 Opaleye Management Inc. 10% Owner S-Sale D Common Stock, par value $0.001 per share 105,000 1.75 183.8K 10,200,000 I
2025-11-26 Opaleye Management Inc. 10% Owner S-Sale D Common Stock, par value $0.001 per share 5,000 1.74 8.7K 191,012 I
2025-11-21 WOLF DENNIS P Director S-Sale D Common Stock 8,952 1.56 14.0K 138,951 D
2025-11-13 MOORE ALISON Officer A-Award A Stock Option (Right to Buy) 500,000 1.63 815.0K 500,000 D
2025-11-12 Opaleye Management Inc. 10% Owner S-Sale D Common Stock, par value $0.001 per share 27,459 1.94 53.2K 196,012 I
2025-11-11 Opaleye Management Inc. 10% Owner S-Sale D Common Stock, par value $0.001 per share 13,211 1.80 23.8K 223,461 I
2025-11-11 De Vre Raymond Director S-Sale D Common Stock 1,413 1.74 2.5K 87,416 D
2025-11-11 DILLY STEPHEN GEORGE Director A-Award A Common Stock 50,000 1.85 92.4K 727,053 D
2025-11-10 Opaleye Management Inc. 10% Owner S-Sale D Common Stock, par value $0.001 per share 3,318 1.73 5.8K 236,682 I
2025-11-07 Opaleye Management Inc. 10% Owner S-Sale D Common Stock, par value $0.001 per share 10,000 1.70 17.0K 240,000 I
2025-11-07 Lutz Stefan Officer Stock Option (Right to Buy) 8,800 11.79 103.8K 0 D
2025-10-13 MOORE ALISON Officer S-Sale D Common Stock 6,239 2.51 15.6K 169,332 D
2025-10-13 Erbez Georgia Officer S-Sale D Common Stock 6,239 2.51 15.6K 70,636 D
2025-08-04 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 780 2.84 2.2K 12,545,000 I
2025-07-31 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 84,220 2.68 225.7K 12,544,220 I
2025-07-30 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 1,578 2.80 4.4K 12,460,000 I
2025-07-29 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 8,422 2.82 23.8K 12,458,422 I
2025-07-18 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 100,000 2.82 282.0K 12,450,000 I
2025-06-27 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 100,000 2.39 239.0K 12,350,000 I
2025-06-16 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 50,898 2.24 114.0K 12,250,000 I
2025-06-13 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 99,102 2.23 221.0K 12,199,102 I
2025-06-12 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 100,000 2.25 225.0K 12,100,000 I
2025-06-10 WOLF DENNIS P Director A-Award A Common Stock 40,983 0.00 147,903 D
2025-06-10 Smith David V Director A-Award A Common Stock 40,983 0.00 105,705 D
2025-06-10 Singhvi Rahul Director A-Award A Common Stock 40,983 0.00 137,052 D
2025-06-10 Richards Christos Director A-Award A Common Stock 40,983 0.00 85,133 D
2025-06-10 PARKER H STEWART Director A-Award A Common Stock 40,983 0.00 143,583 D
2025-06-10 Martinborough Esther Director A-Award A Common Stock 40,983 0.00 129,036 D
2025-06-10 De Vre Raymond Director A-Award A Common Stock 40,983 0.00 88,829 D
2025-06-10 Collins Cynthia Director A-Award A Common Stock 40,983 0.00 112,157 D
2025-05-28 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 5,000 2.36 11.8K 12,000,000 I
2025-05-23 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 2,320,000 2.36 5.48M 11,995,000 I
2025-05-01 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 20,000 2.32 46.4K 9,675,000 I
2025-04-30 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 25,000 2.31 57.7K 9,655,000 I
2025-04-25 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 25,000 2.24 55.9K 9,630,000 I
2025-04-17 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 45,000 2.09 94.2K 9,605,000 I
2025-04-16 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 70,000 2.13 148.9K 9,560,000 I
2025-04-15 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 25,000 2.23 55.7K 9,490,000 I
2025-04-08 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 100,000 1.98 198.4K 9,465,000 I
2025-04-03 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 75,000 2.30 172.7K 9,365,000 I
2025-04-02 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 5,000 2.46 12.3K 9,290,000 I
2025-04-01 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 35,000 2.48 86.8K 9,285,000 I
2025-03-28 Collins Cynthia 0 0.00 0
2025-03-21 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 92,923 2.54 236.3K 9,250,000 I
2025-03-20 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 7 2.54 17.97 9,157,077 I
2025-03-13 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 85,000 2.54 216.2K 9,150,000 I
2025-03-06 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 100,000 2.61 261.4K 9,065,000 I
2025-03-05 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 10,000 2.69 26.9K 8,965,000 I
2025-03-04 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 55,000 2.64 145.4K 8,955,000 I
2025-03-03 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 47,351 2.81 133.2K 8,900,000 I
2025-02-28 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 147,649 2.99 441.2K 8,852,649 I
2025-02-12 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 15,000 4.00 59.9K 8,705,000 I
2025-02-11 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 12,500 4.11 51.4K 8,690,000 I
2025-02-10 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 22,500 4.18 94.1K 8,677,500 I
2025-02-05 Norrett Kevin Officer A-Award A Stock Option (Right to Buy) 161,250 4.37 704.7K 161,250 D
2025-02-05 MOORE ALISON Officer A-Award A Stock Option (Right to Buy) 161,250 4.37 704.7K 161,250 D
2025-02-05 Erbez Georgia Officer A-Award A Stock Option (Right to Buy) 161,250 4.37 704.7K 161,250 D
2025-02-05 DILLY STEPHEN GEORGE Director / Officer A-Award A Common Stock 88,750 0.00 673,053 D
2025-01-31 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 45,000 4.29 193.2K 8,655,000 I
2025-01-30 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 20,000 4.49 89.8K 8,610,000 I
2025-01-14 Richards Christos Director A-Award A Common Stock 44,150 0.00 44,150 D
2024-12-31 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 10,000 4.66 46.6K 8,590,000 I
2024-12-30 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 35,000 4.70 164.4K 8,580,000 I
2024-11-07 De Vre Raymond Director A-Award A Common Stock 47,846 0.00 47,846 D
2024-10-25 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 25,000 2.91 72.7K 8,545,000 I
2024-10-10 MOORE ALISON Officer A-Award A Stock Option (Right to Buy) 300,000 2.97 891.0K 300,000 D
2024-10-10 Erbez Georgia Officer A-Award A Stock Option (Right to Buy) 300,000 2.97 891.0K 300,000 D
2024-09-30 Erbez Georgia 0 0.00 0
2024-09-25 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 5,000 2.86 14.3K 8,520,000 I
2024-09-24 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 80,000 2.94 234.9K 8,515,000 I
2024-09-23 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 45,000 2.94 132.5K 8,435,000 I
2024-09-20 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 1,010,000 3.01 3.04M 8,390,000 I
2024-09-18 Opaleye Management Inc. 10% Owner P-Purchase A Common Stock, par value $0.001 per share 55,000 3.16 174.0K 7,380,000
2024-06-11 WOLF DENNIS P Director A-Award A Common Stock 30,120 0.00 106,920
2024-06-11 Smith David V Director A-Award A Common Stock 30,120 0.00 64,722
2024-06-11 Singhvi Rahul Director A-Award A Common Stock 30,120 0.00 96,069
2024-06-11 PARKER H STEWART Director A-Award A Common Stock 30,120 0.00 102,600
2024-06-11 Martinborough Esther Director A-Award A Common Stock 30,120 0.00 88,053
2024-06-11 MOORE ALISON Director A-Award A Common Stock 30,120 0.00 98,696
2024-06-11 Dorgan Byron L Director A-Award A Common Stock 30,120 0.00 223,581
2024-01-01 Ryali Sriram Officer A-Award A Stock Option (Right to Buy) 314,125 3.05 958.1K 314,125
2024-01-01 Norrett Kevin Officer A-Award A Stock Option (Right to Buy) 314,125 3.05 958.1K 314,125
2024-01-01 Fitzgerald Margaret Nell Officer A-Award A Stock Option (Right to Buy) 314,125 3.05 958.1K 314,125
2024-01-01 DILLY STEPHEN GEORGE Director / Officer A-Award A Stock Option (Right to Buy) 860,500 3.05 2.62M 860,500
2023-11-15 Dorgan Byron L Director S-Sale D Common Stock 20,000 2.11 42.2K 193,461
2023-11-09 Singhvi Rahul Director A-Award A Stock Option (Right to Buy) 10,000 1.60 16.0K 10,000
2023-09-11 Norrett Kevin Officer P-Purchase A Common Stock 9,000 1.72 15.5K 98,102
2023-09-08 Ryali Sriram Officer P-Purchase A Common Stock 11,650 1.70 19.9K 123,441
2023-09-08 Fitzgerald Margaret Nell Officer P-Purchase A Common Stock 11,834 1.70 20.1K 81,420
2023-09-08 DILLY STEPHEN GEORGE Director / Officer P-Purchase A Common Stock 58,479 1.73 101.0K 438,878
2023-06-13 WOLF DENNIS P Director A-Award A Common Stock 34,602 0.00 76,800
2023-06-13 Smith David V Director A-Award A Common Stock 34,602 0.00 34,602
2023-06-13 Singhvi Rahul Director A-Award A Common Stock 34,602 0.00 65,949
2023-06-13 PARKER H STEWART Director A-Award A Common Stock 34,602 0.00 72,480
2023-06-13 Martinborough Esther Director A-Award A Common Stock 34,602 0.00 57,933
2023-06-13 MOORE ALISON Director A-Award A Common Stock 34,602 0.00 68,576
2023-06-13 Dorgan Byron L Director A-Award A Common Stock 34,602 0.00 213,461
2023-06-13 Aaker Jennifer Director A-Award A Common Stock 34,602 0.00 66,211
2023-04-18 NICOLS JOHN J Director M-Exempt D Stock Option (Right to Buy) 35,714 1.97 70.4K 142,856
2023-04-17 NICOLS JOHN J Director M-Exempt D Stock Option (Right to Buy) 35,714 1.97 70.4K 178,570
2023-03-16 NICOLS JOHN J Director M-Exempt A Common Stock 35,714 1.97 70.4K 819,679
2023-03-15 NICOLS JOHN J Director S-Sale D Common Stock 35,714 4.09 146.1K 783,965
2023-03-08 Norrett Kevin Officer S-Sale D Common Stock 8,258 4.56 37.6K 89,102
2023-03-08 Fitzgerald Margaret Nell Officer S-Sale D Common Stock 7,686 4.56 35.0K 69,586
2023-03-08 DILLY STEPHEN GEORGE Director / Officer S-Sale D Common Stock 26,987 4.56 122.9K 380,399
2023-03-07 Norrett Kevin Officer S-Sale D Common Stock 8,596 4.60 39.6K 97,360
2023-03-07 Fitzgerald Margaret Nell Officer S-Sale D Common Stock 8,000 4.60 36.8K 77,272
2023-03-07 DILLY STEPHEN GEORGE Director / Officer S-Sale D Common Stock 28,088 4.60 129.3K 407,386
2023-02-24 NICOLS JOHN J Director M-Exempt A Common Stock 35,714 1.97 70.4K 819,679
2023-02-23 NICOLS JOHN J Director S-Sale D Common Stock 39,785 5.36 213.2K 783,965
2023-02-21 Norrett Kevin Officer A-Award A Stock Option (Right to Buy) 67,500 5.44 367.2K 67,500
2023-02-21 Fitzgerald Margaret Nell Officer A-Award A Stock Option (Right to Buy) 25,000 5.44 136.0K 25,000
2023-02-21 DILLY STEPHEN GEORGE Director / Officer A-Award A Stock Option (Right to Buy) 337,500 5.44 1.84M 337,500
2023-02-10 Ryali Sriram Officer A-Award A Common Stock 111,791 0.00 111,791
2023-02-08 Norrett Kevin Officer A-Award A Common Stock 83,456 0.00 105,956
2023-02-08 Fitzgerald Margaret Nell Officer A-Award A Common Stock 77,272 0.00 85,272
2023-02-08 DILLY STEPHEN GEORGE Director / Officer A-Award A Common Stock 289,000 0.00 435,474
2023-02-07 TAYLOR DEAN ROSS JR F-InKind D Common Stock 1,224 6.51 8.0K 38,554
2023-01-24 NICOLS JOHN J Director M-Exempt D Stock Option (Right to Buy) 35,714 0.00 321,426
2023-01-23 Ryali Sriram 0
2022-12-16 PARKER H STEWART Director A-Award A Common Stock 37,878 0.00 37,878
2022-12-12 NICOLS JOHN J Director M-Exempt A Common Stock 35,714 1.97 70.4K 899,249
2022-11-16 NICOLS JOHN J Director M-Exempt A Common Stock 35,714 1.97 70.4K 939,034
2022-11-08 Fitzgerald Margaret Nell Officer A-Award A Stock Option (Right to Buy) 382,775 0.00 382,775
2022-10-31 Fitzgerald Margaret Nell Officer 0 0.00 0
2022-10-28 NICOLS JOHN J Director M-Exempt D Stock Option (Right to Buy) 35,716 0.00 428,568
2022-10-06 NICOLS JOHN J Director M-Exempt A Common Stock 35,716 1.97 70.4K 1,018,608
2022-10-05 NICOLS JOHN J Director S-Sale D Common Stock 39,787 6.04 240.1K 982,892
2022-10-03 Norrett Kevin Officer A-Award A Stock Option (Right to Buy) 413,405 0.00 413,405
2022-09-28 Singhvi Rahul Director A-Award A Common Stock 31,347 0.00 31,347
2022-08-12 NICOLS JOHN J Director S-Sale D Common Stock 39,000 8.78 342.6K 1,022,679
2022-08-01 DILLY STEPHEN GEORGE Director / Officer A-Award A Stock Option (Right to Buy) 700,000 6.73 4.71M 700,000
2022-06-14 Yang Patrick Y Director A-Award A Common Stock 11,273 0.00 53,785
2022-06-14 WOLF DENNIS P Director A-Award A Common Stock 11,273 0.00 42,198
2022-06-14 Smith David V Director G-Gift D Common Stock 4,796 0.00 0
2022-06-14 Martinborough Esther Director A-Award A Common Stock 11,273 0.00 23,331
2022-06-14 MOORE ALISON Director A-Award A Common Stock 11,273 0.00 33,974
2022-06-14 Dorgan Byron L Director A-Award A Common Stock 11,273 0.00 178,859
2022-06-14 DILLY STEPHEN GEORGE Director A-Award A Common Stock 11,273 0.00 33,974
2022-06-14 Aaker Jennifer Director A-Award A Common Stock 11,273 0.00 31,609
2022-05-26 Dorgan Byron L Director M-Exempt A Common Stock 20,000 3.62 72.4K 167,586
2022-05-11 NICOLS JOHN J Officer S-Sale D Common Stock 16,409 10.61 174.2K 1,022,679
2022-03-23 WOLF DENNIS P Director S-Sale D Common Stock 4,000 20.49 81.9K 30,925
2022-03-15 Yang Patrick Y Director S-Sale D Common Stock 8,000 16.79 134.3K 42,512
2022-03-09 NICOLS JOHN J Officer S-Sale D Common Stock 38,500 18.93 728.7K 1,022,679
2022-03-05 TAYLOR DEAN ROSS JR Officer F-InKind D Common Stock 2,414 19.30 46.6K 39,778
2022-02-08 TAYLOR DEAN ROSS JR Officer A-Award A Common Stock 11,640 0.00 35,205
2022-02-08 NICOLS JOHN J Director / Officer A-Award A Stock Option (Right to Buy) 200,062 26.16 5.23M 200,062
2022-02-07 TAYLOR DEAN ROSS JR Officer A-Award A Common Stock 9,000 0.00 44,205
2022-02-07 NICOLS JOHN J Director / Officer A-Award A Stock Option (Right to Buy) 40,000 19.39 775.6K 40,000
2021-12-20 WOLF DENNIS P Director S-Sale D Common Stock 2,596 28.43 73.8K 37,329
2021-12-13 Yang Patrick Y Director S-Sale D Common Stock 7,800 31.59 246.4K 50,712
2021-11-11 NICOLS JOHN J Director / Officer S-Sale D Common Stock 11,327 39.07 442.6K 1,022,679
2021-11-10 NICOLS JOHN J Director / Officer M-Exempt A Common Stock 35,000 3.46 121.1K 1,057,679
2021-10-18 Dorgan Byron L Director S-Sale D Common Stock 17,400 27.86 484.7K 150,186
2021-10-15 WOLF DENNIS P Director S-Sale D Common Stock 5,900 28.30 166.9K 40,025
2021-09-15 Smith David V Director D Common Stock 0 0.00 4,796
2021-08-13 NICOLS JOHN J Director / Officer M-Exempt A Common Stock 35,000 3.46 121.1K 1,057,679
2021-08-12 NICOLS JOHN J Director / Officer S-Sale D Common Stock 34,066 24.51 834.9K 1,023,613
2021-08-10 KELLEY BERNARD J Director M-Exempt D Stock Option (Right to Buy) 20,000 3.62 72.4K 0
2021-06-16 Yang Patrick Y Director S-Sale D Common Stock 20,000 20.31 406.2K 58,512
2021-06-15 Yang Patrick Y Director A-Award A Common Stock 4,796 0.00 78,512
2021-06-15 WOLF DENNIS P Director A-Award A Common Stock 4,796 0.00 45,925
2021-06-15 Smith David V Director A-Award A Common Stock 4,796 0.00 4,796
2021-06-15 Martinborough Esther Director A-Award A Common Stock 4,796 0.00 12,058
2021-06-15 MOORE ALISON Director A-Award A Common Stock 4,796 0.00 22,701
2021-06-15 Dorgan Byron L Director A-Award A Common Stock 4,796 0.00 167,586
2021-06-15 DILLY STEPHEN GEORGE Director A-Award A Common Stock 4,796 0.00 22,701
2021-06-15 Aaker Jennifer Director A-Award A Common Stock 4,796 0.00 20,336
2021-05-18 NICOLS JOHN J Director / Officer S-Sale D Common Stock 13,877 18.56 257.6K 1,043,802
2021-05-17 NICOLS JOHN J Director / Officer S-Sale D Common Stock 35,385 18.12 641.3K 1,022,679
2021-04-21 KELLEY BERNARD J Director S-Sale D Common Stock 2,500 22.64 56.6K 206,136
2021-04-06 Yang Patrick Y Director S-Sale A Common Stock 10,000 25.15 251.5K 73,716
2021-04-05 Yang Patrick Y Director S-Sale D Common Stock 10,000 24.27 242.7K 83,716
2021-03-25 WOLF DENNIS P Director S-Sale D Common Stock 5,142 20.07 103.2K 45,987
2021-03-08 KELLEY BERNARD J Director M-Exempt D Stock Option (Right to Buy) 20,000 10.51 210.2K 0
2021-03-05 TAYLOR DEAN ROSS JR Officer F-InKind D Common Stock 2,419 19.51 47.2K 23,565
2021-02-16 TAYLOR DEAN ROSS JR Officer A-Award A Common Stock 5,000 0.00 25,984
2021-02-16 NICOLS JOHN J Director / Officer A-Award A Stock Option (Right to Buy) 198,000 14.43 2.86M 198,000
2021-02-11 TAYLOR DEAN ROSS JR Officer F-InKind D Common Stock 1,096 26.67 29.2K 6,904
2021-02-02 Martinborough Esther Director A-Award A Common Stock 7,262 0.00 7,262
2021-01-21 KELLEY BERNARD J Director S-Sale D Common Stock 2,500 24.98 62.4K 208,636
2021-01-21 Dorgan Byron L Director S-Sale D Common Stock 25,000 25.17 629.2K 162,790
2021-01-20 Dorgan Byron L Director M-Exempt D Stock Option (Right to Buy) 25,000 10.63 265.8K 25,000
2020-12-21 WOLF DENNIS P Director S-Sale D Common Stock 10,000 19.99 199.9K 51,129
2020-10-21 KELLEY BERNARD J Director S-Sale D Common Stock 2,500 14.00 35.0K 211,136
2020-10-09 Dorgan Byron L Director M-Exempt D Stock Option (Right to Buy) 25,000 10.63 265.8K 50,000
2020-10-08 Dorgan Byron L Director S-Sale D Common Stock 25,000 13.49 337.3K 162,790
2020-09-24 WOLF DENNIS P Director S-Sale D Common Stock 10,000 11.68 116.8K 61,129
2020-08-05 Aaker Jennifer Director A-Award A Common Stock 15,540 0.00 15,540
2020-07-21 KELLEY BERNARD J Director S-Sale D Common Stock 2,500 12.79 32.0K 213,636

Executive team

Top executives
EBIT / Employee
-203.9K
Shares Outstanding
90.87M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 Alison Moore, Ph.D. President and Chief Executive Officer 524.7K 256.0K 1.07M 463.1K 14.2K 2.32M 56.87%
2 2025 Stephen G. Dilly, M.B.B.S., Ph.D. Executive Chair of the Board of Directors and former President and Chief Executive Officer 758.9K 375.0K 489.7K 521.1K 50.0K 2.19M 39.40%
3 2025 Georgia Erbez Chief Financial Officer and Chief Business Officer 507.4K 117.4K 487.5K 237.5K 1.0K 1.35M 44.78%
4 2025 Kevin Norrett, M.B.A. Former Chief Operating Officer 501.3K 57.3K 10.6K 250.0K 514.7K 1.33M 5.09%
5 2025 Stefan Lutz, Ph.D. Chief Scientific Officer 481.6K 76.5K 317.5K 232.8K 14.8K 1.12M 35.08%
6 2024 Stephen Dilly, M.B.B.S., Ph.D. Chairman of the Board of Directors, President, and Chief Executive Officer 713.6K 437.4K 1.73M 535.2K 53.8K 3.47M 62.50%
7 2024 Stephen G. Dilly, M.B.B.S., Ph.D. Executive Chair of the Board of Directors and former President and Chief Executive Officer 713.6K 437.4K 1.73M 535.2K 53.8K 3.47M 62.50%
8 2024 Kevin Norrett, M.B.A. Chief Operating Officer 474.5K 159.7K 632.6K 237.2K 14.8K 1.52M 52.16%
9 2024 Kevin Norrett, M.B.A. Former Chief Operating Officer 474.5K 159.7K 632.6K 237.2K 14.8K 1.52M 52.16%
10 2024 Margaret Nell Fitzgerald Former Chief Legal and Compliance Officer, General Counsel and Secretary 350.3K 159.7K 632.6K 171.9K 185.5K 1.50M 52.82%
11 2024 Sriram Ryali, M.B.A. Former Chief Financial Officer 354.2K 159.7K 632.6K 173.8K 163.4K 1.48M 53.40%
12 2024 Alison Moore, Ph.D. President and Chief Executive Officer 115.4K 248.5K 609.8K 57.7K 71.6K 1.10M 77.82%
13 2024 Alison Moore, Ph.D. Executive Vice President and Chief Technical Officer 115.4K 248.5K 609.8K 57.7K 71.6K 1.10M 77.82%
14 2024 Georgia Erbez Chief Financial Officer 115.4K 148.5K 609.8K 57.7K 240.00 931.6K 81.40%
15 2024 Georgia Erbez Chief Financial Officer and Chief Business Officer 115.4K 148.5K 609.8K 57.7K 240.00 931.6K 81.40%
16 2023 Stephen Dilly, M.B.B.S, Ph.D. President and Chief Executive Officer 710.0K 612.0K 1.14M 585.8K 69.9K 3.12M 56.26%
17 2023 Stephen Dilly, M.B.B.S., Ph.D. Chairman of the Board of Directors, President, and Chief Executive Officer 710.0K 612.0K 1.14M 585.8K 69.9K 3.12M 56.26%
18 2023 Sriram Ryali, M.B.A. Former Chief Financial Officer 423.4K 100.0K 655.1K 1.35M 232.9K 14.1K 2.78M 72.29%
19 2023 Sriram Ryali, M.B.A. Chief Financial Officer 423.4K 100.0K 655.1K 1.35M 232.9K 14.1K 2.78M 72.29%
20 2023 Kevin Norrett, M.B.A. Chief Operating Officer 468.0K 122.4K 228.9K 257.4K 14.2K 1.09M 32.21%
21 2023 Margaret Nell Fitzgerald Former Chief Legal and Compliance Officer, General Counsel and Secretary 445.0K 43.5K 84.8K 244.8K 14.2K 832.2K 15.42%
22 2022 Stephen Dilly, M.B.B.S, Ph.D. President and Chief Executive Officer 279.4K 200.0K 2.39M 2.75M 190.1K 84.1K 5.89M 87.21%
23 2022 Stephen Dilly, M.B.B.S., Ph.D. Chairman of the Board of Directors, President, and Chief Executive Officer 279.4K 200.0K 2.39M 2.75M 190.1K 84.1K 5.89M 87.21%
24 2022 John J. Nicols Former President and Chief Executive Officer 603.2K 2.52M 282.5K 13.0K 3.42M 73.72%
25 2022 Kevin Norrett, M.B.A. Chief Operating Officer 112.5K 596.0K 1.52M 47.8K 240.00 2.28M 92.95%
26 2022 Kevin Norrett Chief Operating Officer 112.5K 596.0K 1.52M 47.8K 240.00 2.28M 92.95%
27 2022 Margaret Nell Fitzgerald Chief Legal and Compliance Officer, General Counsel and Secretary 74.2K 200.0K 466.0K 1.41M 25.7K 160.00 2.18M 86.24%
28 2022 Margaret Nell Fitzgerald Former Chief Legal and Compliance Officer, General Counsel and Secretary 74.2K 200.0K 466.0K 1.41M 25.7K 160.00 2.18M 86.24%
29 2022 Ross Taylor Senior Vice President, Chief Financial Officer 426.4K 368.4K 326.3K 185.7K 13.6K 1.32M 52.61%
30 2021 John J. Nicols President and Chief Executive Officer 696.6K 2.11M 619.0K 13.0K 3.44M 61.36%
31 2021 John J. Nicols Former President and Chief Executive Officer 696.6K 2.11M 619.0K 13.0K 3.44M 61.36%
32 2021 Ross Taylor Senior Vice President, Chief Financial Officer 408.3K 340.1K 256.8K 246.0K 13.0K 1.26M 47.21%
33 2020 John J. Nicols President and Chief Executive Officer 686.7K 168.2K 1.80M 297.6K 12.6K 2.96M 60.65%
34 2020 John J. Nicols Former President and Chief Executive Officer 686.7K 168.2K 1.80M 297.6K 12.6K 2.96M 60.65%
35 2020 Ross Taylor Senior Vice President, Chief Financial Officer 406.9K 67.0K 228.6K 118.5K 12.6K 833.5K 27.42%
36 2019 John J. Nicols President and Chief Executive Officer 628.0K 2.35M 422.0K 12.6K 3.41M 68.82%
37 2019 Gordon Sangster Former Senior Vice President, Chief Financial Officer 254.3K 800.9K 12.3K 1.07M 75.03%
38 2019 James J. Lalonde, Former Senior Vice President, Research and Development 120.5K 726.5K 6.7K 853.8K 85.10%
39 2019 Ross Taylor Senior Vice President, Chief Financial Officer 148.9K 264.2K 62.0K 4.5K 479.6K 55.10%
40 2018 John J. Nicols President and Chief Executive Officer 646.8K 2.29M 494.5K 12.0K 3.44M 66.46%
41 2018 Gordon Sangster Senior Vice President, Chief Financial Officer 403.0K 778.5K 205.4K 12.0K 1.40M 55.65%
42 2018 Gordon Sangster Former Senior Vice President, Chief Financial Officer 403.0K 778.5K 205.4K 12.0K 1.40M 55.65%
43 2018 Michael Aldridge Senior Vice President, Corporate and Strategic Development 283.3K 778.5K 234.1K 1.30M 60.07%
44 2018 James J. Lalonde, Former Senior Vice President, Research and Development 356.0K 703.2K 181.5K 12.0K 1.25M 56.13%
45 2018 James J. Lalonde, Senior Vice President, Research and Development 356.0K 703.2K 181.5K 12.0K 1.25M 56.13%
46 2017 John J. Nicols President and Chief Executive Officer 627.5K 1.83M 473.0K 12.0K 2.94M 62.19%
47 2017 Gordon Sangster Former Senior Vice President, Chief Financial Officer 390.8K 635.4K 196.0K 12.0K 1.23M 51.48%
48 2017 Michael Aldridge Senior Vice President, Corporate and Strategic Development 390.8K 635.4K 196.0K 12.0K 1.23M 51.48%
49 2017 Gordon Sangster Senior Vice President, Chief Financial Officer 390.8K 635.4K 196.0K 12.0K 1.23M 51.48%
50 2017 James J. Lalonde, Former Senior Vice President, Research and Development 329.2K 559.1K 165.0K 12.0K 1.07M 52.48%
51 2017 James J. Lalonde, Senior Vice President, Research and Development 329.2K 559.1K 165.0K 12.0K 1.07M 52.48%
52 2016 John J. Nicols President and Chief Executive Officer 610.0K 1.21M 486.7K 494.0K 12.0K 2.82M 60.37%
53 2016 Gordon Sangster Senior Vice President, Chief Financial Officer 374.2K 303.4K 283.7K 205.0K 12.0K 1.18M 49.83%
54 2016 James J. Lalonde, Senior Vice President, Research and Development 312.5K 192.7K 177.6K 156.0K 12.0K 850.9K 43.52%
55 2016 Michael Aldridge Senior Vice President, Corporate and Strategic Development 79.2K 593.2K 43.0K 2.8K 718.2K 82.59%
56 2016 Douglas T. Sheehy Executive Vice President, Chief Administrative Officer, General Counsel and Secretary 158.6K 303.4K 283.7K 4.9K 163.5K 359.21%
57 2015 John J. Nicols President and Chief Executive Officer 610.0K 949.2K 628.0K 439.0K 12.0K 2.64M 59.78%
58 2015 Douglas T. Sheehy Executive Vice President, Chief Administrative Officer, General Counsel and Secretary 405.0K 291.5K 287.3K 194.0K 12.0K 1.19M 48.65%
59 2015 Gordon Sangster Senior Vice President, Chief Financial Officer 345.0K 278.0K 273.0K 179.0K 12.0K 1.09M 50.69%
60 2015 Gordon Sangster Senior Vice President and Chief Financial Officer 345.0K 278.0K 273.0K 179.0K 12.0K 1.09M 50.69%
61 2015 James J. Lalonde, Senior Vice President, Research and Development 275.0K 145.8K 143.7K 116.0K 12.0K 692.5K 41.80%
62 2014 John J. Nicols President and Chief Executive Officer 592.0K 788.0K 582.1K 404.0K 10.6K 2.38M 57.65%
63 2014 John J. Nicols President and Chief Executive Officer 592.0K 788.0K 582.1K 404.0K 10.6K 2.38M 57.65%
64 2014 Douglas T. Sheehy Executive Vice President, Chief Administrative Officer, General Counsel and Secretary 385.4K 157.6K 163.0K 178.0K 11.6K 895.6K 35.79%
65 2014 Douglas T. Sheehy Executive Vice President, Chief Administrative Officer, General Counsel and Secretary 385.4K 157.6K 163.0K 178.0K 11.6K 895.6K 35.79%
66 2014 Gordon Sangster Senior Vice President, Chief Financial Officer 121.9K 50.0K 245.0K 174.1K 44.0K 5.5K 640.5K 65.44%
67 2014 Gordon Sangster Senior Vice President and Chief Financial Officer 121.9K 50.0K 245.0K 174.1K 44.0K 5.5K 640.5K 65.44%
68 2014 James J. Lalonde, Senior Vice President, Research and Development 257.4K 88.7K 87.3K 83.0K 11.6K 528.0K 33.32%
69 2014 James J. Lalonde, Senior Vice President, Research and Development 257.4K 88.7K 87.3K 83.0K 11.6K 528.0K 33.32%
70 2014 David McCaman 204.0K 107.5K 46.6K 1.3K 359.4K 42.87%
71 2014 David D. O’Toole Former Senior Vice President and Chief Financial Officer 171.2K 780.00 172.0K 0.00%
72 2013 John J. Nicols President and Chief Executive Officer 592.0K 62.5K 556.8K 367.2K 387.0K 842.00 1.97M 46.99%
73 2013 John J. Nicols President and Chief Executive Officer 592.0K 62.5K 556.8K 367.2K 387.0K 842.00 1.97M 46.99%
74 2013 Douglas T. Sheehy Senior Vice President, General Counsel and Secretary 334.8K 415.0K 103.4K 146.0K 999.1K 51.88%
75 2013 Douglas T. Sheehy Executive Vice President, Chief Administrative Officer, General Counsel and Secretary 334.8K 415.0K 103.4K 146.0K 999.1K 51.88%
76 2013 Douglas T. Sheehy Executive Vice President, Chief Administrative Officer, General Counsel and Secretary 334.8K 415.0K 103.4K 146.0K 999.1K 51.88%
77 2013 David D. O'Toole Senior Vice President and Chief Financial Officer 334.8K 210.6K 103.4K 82.0K 10.7K 741.4K 42.35%
78 2013 David D. O’Toole Former Senior Vice President and Chief Financial Officer 334.8K 207.4K 103.4K 82.0K 10.7K 738.2K 42.10%
79 2013 Matt Tobin Former Senior Vice President, Research and Development 277.1K 146.0K 73.9K 216.5K 713.5K 30.82%
80 2013 David L. Anton Former Senior Vice President, BioIndustrials 272.6K 146.0K 73.9K 151.7K 644.2K 34.14%
81 2012 John J. Nicols President and Chief Executive Officer 323.1K 62.5K 2.60M 801.7K 128.2K 92.3K 4.00M 84.86%
82 2012 John J. Nicols President and Chief Executive Officer 323.1K 62.5K 2.60M 801.7K 128.2K 92.3K 4.00M 84.86%
83 2012 Alan Shaw Former President and Chief Executive Officer 68.8K 225.7K 787.8K 1.02M 22.12%
84 2012 Peter Strumph Former Interim President and Chief Executive Officer 216.1K 143.9K 113.7K 295.5K 769.2K 33.49%
85 2012 David D. O'Toole Senior Vice President and Chief Financial Officer 106.0K 50.0K 136.0K 319.3K 22.7K 27.4K 661.4K 68.84%
86 2012 David D. O’Toole Former Senior Vice President and Chief Financial Officer 106.0K 50.0K 130.0K 319.3K 22.7K 27.4K 655.3K 68.55%
87 2012 Douglas T. Sheehy Senior Vice President, General Counsel and Secretary 325.0K 113.9K 113.7K 76.2K 628.8K 36.20%
88 2012 Douglas T. Sheehy Executive Vice President, Chief Administrative Officer, General Counsel and Secretary 325.0K 113.9K 113.7K 76.2K 628.8K 36.20%
89 2012 David L. Anton Former Senior Vice President, BioIndustrials 325.0K 113.9K 113.7K 55.4K 608.1K 37.43%
90 2012 David L. Anton Senior Vice President, BioIndustrials 325.0K 113.9K 113.7K 55.4K 608.1K 37.43%
91 2012 Matt Tobin Former Senior Vice President, Research and Development 253.7K 53.4K 55.9K 55.7K 418.7K 26.10%
92 2012 Matt Tobin Senior Vice President, Research and Development 253.7K 53.4K 55.9K 55.7K 418.7K 26.10%
93 2012 Brian Dowd Former Interim Chief Financial Officer 142.1K 53.4K 56.0K 251.1K 43.55%
94 2012 Mark Ho Former Interim Controller 166.0K 36.4K 202.4K 17.99%
95 2012 Robert J. Lawson Former Senior Vice President and Chief Financial Officer 63.2K 63.2K 0.00%
96 2011 Alan Shaw Former President and Chief Executive Officer 490.0K 686.3K 638.5K 220.5K 2.04M 65.09%
97 2011 Robert J. Lawson Former Senior Vice President and Chief Financial Officer 340.0K 366.0K 306.5K 122.4K 1.13M 59.26%
98 2011 David L. Anton Former Senior Vice President, BioIndustrials 320.0K 366.0K 306.5K 115.2K 1.11M 60.71%
99 2011 David L. Anton Senior Vice President, BioIndustrials 320.0K 366.0K 306.5K 115.2K 1.11M 60.71%
100 2011 Douglas T. Sheehy Senior Vice President, General Counsel and Secretary 310.0K 366.0K 306.5K 111.6K 1.09M 61.47%
101 2010 Alan Shaw Former President and Chief Executive Officer 460.0K 1.97M 396.8K 2.83M 69.71%
102 2010 David L. Anton Senior Vice President, BioIndustrials 290.0K 394.4K 186.8K 871.2K 45.27%
103 2010 Robert J. Lawson Former Senior Vice President and Chief Financial Officer 330.0K 197.2K 227.7K 757.9K 26.02%
104 2010 Douglas T. Sheehy Senior Vice President, General Counsel and Secretary 300.0K 246.5K 207.0K 753.5K 32.71%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-04-28 DEFA14A
2026-04-28 DEF 14A
2025-04-24 DEFA14A
2025-04-24 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-07 8-K
2026-05-07 10-Q
2026-05-05 SC 13G/A
2026-04-28 DEFA14A
2026-04-28 DEF 14A
2026-04-28 ARS
2026-04-14 SC 13G
2026-04-14 8-K
2026-03-26 SC 13G/A
2026-03-11 SC 13G

Executive team

NameTitleCompensationGender
Alison Moore President, Chief Executive Officer & Director 1M
Georgia L. Erbez Chief Financial Officer & Chief Business Officer 746.0K female
Senator Byron L. Dorgan Consultant 103.6K
John Schiffhauer Senior Vice President of Intellectual Property male
Karen Frechou-Armijo Senior Vice President & Head of Human Resources female
Stefan Lutz Chief Scientific Officer
Britton Jimenez Senior Vice President of Sales & Marketing male
Carrie McKim Director of Investor Relations female
ESG Rating
B
BIOTECHNOLOGY
2023
E (Environmental)
55.2 / 56.3
Company / Sector avg.
S (Social)
58.4 / 62.4
Company / Sector avg.
G (Governance)
60.0 / 60.9
Company / Sector avg.
ESG Total
57.9 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity
Transaction Date Disclosed Representative District Owner Type Amount Link
2018-04-06 2018-05-08 Lamar Smith TX21 Purchase $1,001 - $15,000
Market share among peers
Peer comparison — filtered group (TTM)
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Dividend history

Earnings history

Earnings reports

Stock splits