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BioVie Inc. (BIVI)

USD1.77 +0.19 (+12.03%)
US NASDAQ Healthcare Biotechnology
Address 680 West Nye Lane 89703
Carson City, NV, US
CEO Cuong Viet Do
IPO 2020-09-18
CIK 1580149 ISIN US09074F5044

Explore sections of this company profile

Description

BioVie Inc. is a clinical-stage biotechnology firm primarily dedicated to the discovery, development, and commercialization of innovative drug treatments across the United States. The company's developmental portfolio includes BIV201, a therapeutic agent that has successfully completed its Phase IIa clinical trial for addressing ascites resulting from chronic liver cirrhosis. Additionally, BioVie is advancing NE3107, which is currently undergoing a Phase III clinical trial for the management of mild to moderate Alzheimer's disease, and is also in a Phase I clinical trial for the treatment of Parkinson's disease. Further preclinical investigations are underway for NE3107, exploring its potential applications in treating multiple myeloma and prostate cancer. Established in 2013, the company adopted its current name, BioVie Inc., in July 2016, having previously operated as NanoAntibiotics, Inc. Its corporate headquarters are situated in Carson City, Nevada.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD1.77 +0.19 (+12.03%)
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Volume Profile
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Liquidity & share structure
Average Volume
124.4K
Beta
0.58
Float Shares
7.50M
Free Float %
99.5%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-2.22% -20.48% -2.22% +18.92% -18.01% +13.79% -88.52% -99.82% -99.90% -99.38% -99.65%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (5 ratings, all time) Buy
Price Targets & DCF
Current price
1.77
DCF (Unlevered) 12.82 +624.5%
DCF (Levered) 11.64 +557.6%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 100% Bullish
Rating 2026-02 Change
Strong Buy 0 0
Buy 1 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
-29.00
Distress
Piotroski F-Score
1 / 9
Weak
MOAT Score
3 / 10
No MOAT
Composite Rating
B
Overall Score
3 / 5
Medium
DCF Score
5 / 5
High
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
3 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
5 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
  • EPS growth Biotechnology: +29.7%
    +83.4% Q1'26: +53.3% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
  • EBIT margin Biotechnology: +0.0%
  • ROIC Biotechnology: -16.1%
    -947.0% Q1'26: +0.0% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +227.0% Q1'26: +307.6% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -0.02× Q1'26: -0.01× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.72) × ERP
WACC = 85% × Ke + 15% × Kd (95.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 12.82 Current price: 1.77
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Jun 2024
actual
Jun 2025
actual
Jun 2026
1 Rev. Ana.
1 EPS Ana.
Jun 2027
1 Rev. Ana.
1 EPS Ana.
Jun 2028
Revenue
est: -600.0K (+100.0%)
est: -600.0K (+100.0%)
12.80M
12.80M – 12.80M
+2,233.3% YoY
367.51M
367.51M – 367.51M
+2,771.2% YoY
— – —
-100.0% YoY
EBITDA
-31.95M
-16.98M
— – —
— – —
— – —
EBIT
-32.18M
-17.21M
— – —
— – —
— – —
Net Income
-32.12M
est: -149.21M (+78.5%)
-17.54M
est: -17.91M (+2.0%)
-4.36M
-4.36M – -4.36M
+75.7% YoY
639.70M
639.70M – 639.70M
+14,778.0% YoY
— – —
-100.0% YoY
SGA
8.57M
— – —
— – —
— – —
EPS
-73.05
est: -101.00 (+27.7%)
-12.12
est: -12.12 (+0.0%)
-2.95
-2.95 – -2.95
+75.7% YoY
433.00
433.00 – 433.00
+14,778.0% YoY
— – —
-100.0% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-11 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-08 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-07 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-06 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-05 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-04 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-05-01 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-04-30 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-04-29 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-04-28 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-04-27 B 3/5 5/5 1/5 1/5 3/5 1/5 5/5
2026-04-24 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-23 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-22 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-21 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-20 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-17 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5
2026-04-16 B- 3/5 5/5 1/5 1/5 2/5 1/5 5/5

Owner Earnings

Owner's Earnings (history)

Owner's Earnings history not available.

Owner alignment
Owner's Earnings TTM
OE per share TTM
Owner's Yield
Maintenance CapEx ratio
Maint CapEx / Avg PPE

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
9
Total invested
172.1K
Insider transactions (90d)
0
Beneficial owners (>5%)
5
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Acuitas Group Holdings, LLC 19.53M 87.50% 19.53M 11.00 CO California 2021-06-11
2 Terren S. Peizer 19.53M 87.50% 19.53M 19.53M HC, IN United States of America 2021-06-11
3 LP 1.26M 7.60% 1.26M 1.26M PN Delaware, United States 2024-10-25
4 Maier Joshua Tarlow 1.26M 7.60% 1.26M 1.26M IN Delaware, United States 2024-10-25
5 Management LLC 1.26M 7.60% 1.26M 1.26M OO Delaware, United States 2024-10-25

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
9
-26 vs prev Q
New positions
4
Closed positions
30
Increased
4
Reduced
2
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 DIAMETRIC CAPITAL, LP 370.0K +— (+0.0%) 429.2K -273.8K (-38.9%) 4.67% -2.425 pp 0.12% -0.146 pp USD1.90 -38.9% 2 qtrs
2 VANGUARD GROUP INC 213.5K +84.6K (+65.6%) 247.7K +2.7K (+1.1%) 2.70% +0.223 pp 0.00% +0.000 pp USD1.61 -28.0% 2 qtrs
3 DRW SECURITIES, LLC 128.4K +128.4K (+100.0%) 148.9K +148.9K (+100.0%) 1.62% +1.621 pp 0.00% +0.004 pp USD1.16 +0.0% 1 qtrs NEW
4 PRELUDE CAPITAL MANAGEMENT, LLC 92.1K -52.7K (-36.4%) 106.8K -168.3K (-61.2%) 1.16% -1.614 pp 0.01% -0.014 pp USD1.90 -38.9% 2 qtrs
5 PHILADELPHIA TRUST CO 75.0K +— (+0.0%) 87.0K -56.0K (-39.2%) 0.95% -0.492 pp 0.01% -0.004 pp USD1.90 -38.9% 2 qtrs
6 MORGAN STANLEY 60.2K +29.9K (+98.8%) 69.9K +12.3K (+21.4%) 0.76% +0.179 pp 0.00% +0.000 pp USD1.53 -24.2% 2 qtrs
7 GEODE CAPITAL MANAGEMENT, LLC 55.4K +3.0K (+5.7%) 64.2K -35.3K (-35.4%) 0.70% -0.305 pp 0.00% +0.000 pp USD1.86 -37.6% 2 qtrs
8 RENAISSANCE TECHNOLOGIES LLC 28.0K -44.9K (-61.6%) 32.5K -106.0K (-76.5%) 0.35% -1.045 pp 0.00% 0.000 pp USD1.90 -38.9% 2 qtrs
9 XTX TOPCO LTD 21.6K +21.6K (+100.0%) 25.1K +25.1K (+100.0%) 0.27% +0.273 pp 0.00% +0.001 pp USD1.16 +0.0% 1 qtrs NEW
10 TWO SIGMA INVESTMENTS, LP 21.4K -11.1K (-34.1%) 24.8K -36.9K (-59.8%) 0.27% -0.353 pp 0.00% 0.000 pp USD1.90 -38.9% 2 qtrs
11 CITADEL ADVISORS LLC 18.2K -86.4K (-82.6%) 21.1K -177.6K (-89.4%) 0.23% -1.776 pp 0.00% +0.000 pp USD1.90 -38.9% 2 qtrs
12 FMR LLC 16.3K +16.3K (+100.0%) 18.9K +18.9K (+100.0%) 0.21% +0.206 pp 0.00% +0.000 pp USD1.16 +0.0% 1 qtrs NEW
13 NORTHERN TRUST CORP 14.2K +14.2K (+100.0%) 16.5K +16.5K (+100.0%) 0.18% +0.179 pp 0.00% +0.000 pp USD1.16 +0.0% 1 qtrs NEW
14 SQUAREPOINT OPS LLC 14.2K -19.1K (-57.4%) 16.4K -46.8K (-74.0%) 0.18% -0.460 pp 0.00% +0.000 pp USD1.90 -38.9% 2 qtrs
15 CERITY PARTNERS LLC 12.4K +12.4K (+100.0%) 14.4K +14.4K (+100.0%) 0.16% +0.157 pp 0.00% +0.000 pp USD1.16 +0.0% 1 qtrs NEW
16 JANE STREET GROUP, LLC 10.5K +10.5K (+100.0%) 12.2K +12.2K (+100.0%) 0.13% +0.132 pp 0.00% +0.000 pp USD1.16 +0.0% 1 qtrs NEW
17 ALLWORTH FINANCIAL LP 2.0K +— (+0.0%) 2.3K -1.5K (-38.9%) 0.04% +0.000 pp 0.00% +0.000 pp USD1.90 -38.9% 2 qtrs
18 ROYAL BANK OF CANADA 2.2K +1.2K (+120.0%) 2.0K +— (+0.0%) 0.03% +0.009 pp 0.00% +0.000 pp USD1.50 -22.7% 2 qtrs
19 CIBC PRIVATE WEALTH GROUP, LLC 1.1K +— (+0.0%) 1.3K -811.0 (-38.9%) 0.01% -0.007 pp 0.00% +0.000 pp USD1.90 -38.9% 2 qtrs
20 PNC FINANCIAL SERVICES GROUP, INC. 1.0K +— (+0.0%) 1.2K -740.0 (-38.9%) 0.01% -0.007 pp 0.00% +0.000 pp USD1.90 -38.9% 2 qtrs
21 UBS GROUP AG 771.00 -2.1K (-73.6%) 895.00 -4.7K (-83.9%) 0.01% -0.046 pp 0.00% +0.000 pp USD1.90 -38.9% 2 qtrs
22 TOWER RESEARCH CAPITAL LLC (TRC) 617.00 +617.0 (+100.0%) 716.00 +716.0 (+100.0%) 0.01% +0.008 pp 0.00% +0.000 pp USD1.16 +0.0% 1 qtrs NEW
23 SBI SECURITIES CO., LTD. 236.00 -104.0 (-30.6%) 274.00 -372.0 (-57.6%) 0.00% -0.004 pp 0.00% +0.000 pp USD0.92 +26.1% 3 qtrs
24 BANK OF AMERICA CORP /DE/ 125.00 +4.0 (+3.3%) 145.00 -85.0 (-37.0%) 0.00% -0.001 pp 0.00% +0.000 pp USD1.86 -37.6% 2 qtrs
25 GROUP ONE TRADING, L.P. 42.00 +— (+0.0%) 49.00 -31.0 (-38.8%) 0.00% 0.000 pp 0.00% +0.000 pp USD1.88 -38.3% 2 qtrs
26 WELLS FARGO & COMPANY/MN 29.00 -15.0 (-34.1%) 34.00 -50.0 (-59.5%) 0.00% -0.001 pp 0.00% +0.000 pp USD1.86 -37.6% 2 qtrs
27 NEWEDGE ADVISORS, LLC 10.00 +— (+0.0%) 12.00 -7.0 (-36.8%) 0.00% 0.000 pp 0.00% +0.000 pp USD1.90 -38.9% 2 qtrs
28 TRADEWINDS CAPITAL MANAGEMENT, LLC 10.00 +— (+0.0%) 12.00 -7.0 (-36.8%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.90 -38.9% 2 qtrs
29 JPMORGAN CHASE & CO 5.00 +— (+0.0%) 6.00 -4.0 (-40.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.80 -35.6% 2 qtrs
30 HARBOUR INVESTMENTS, INC. 3.00 +— (+0.0%) 3.00 -3.0 (-50.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.67 -30.5% 2 qtrs
31 ALBION FINANCIAL GROUP /UT 1.00 +— (+0.0%) 2.00 +— (+0.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.00 +16.0% 2 qtrs
32 BNP PARIBAS ARBITRAGE, SNC 2.00 +— (+0.0%) 2.00 -2.0 (-50.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.50 -22.7% 2 qtrs
33 DANSKE BANK A/S 1.00 +— (+0.0%) 1.00 -1.0 (-50.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.00 +16.0% 2 qtrs
34 STEWARD PARTNERS INVESTMENT ADVISORY, LLC -10.0 (-100.0%) -19.0 (-100.0%) 0.00% 0.000 pp 0.00% +0.000 pp USD 2 qtrs SOLD
35 NEWBRIDGE FINANCIAL SERVICES GROUP, INC. -140.0 (-100.0%) -266.0 (-100.0%) 0.00% -0.003 pp 0.00% +0.000 pp USD 2 qtrs SOLD
36 JONES FINANCIAL COMPANIES LLLP -1.0 (-100.0%) -2.0 (-100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD 2 qtrs SOLD
37 FINANCIAL PERSPECTIVES, INC -6.0 (-100.0%) -11.0 (-100.0%) 0.00% 0.000 pp 0.00% +0.000 pp USD 6 qtrs SOLD
38 ADVISOR GROUP HOLDINGS, INC. -578.0 (-100.0%) -530.0 (-100.0%) 0.00% -0.011 pp 0.00% +0.000 pp USD 6 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 1 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Vanguard Extended Market ETF VXF 0.00% 98.4K 0.05%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
2
Sells
0
Shares acquired
15.0K
Shares disposed
Cash buys
2.00
Cash sales
Net activity
+15,000
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-01-05 Sherman Michael Edward Director A-Award A Stock Option (right to buy) 341,100 1.31 446.8K 341,100 D
2026-01-05 ROGICH SIGMUND Director A-Award A Stock Option (right to buy) 70,000 1.31 91.7K 70,000 D
2026-01-05 Palumbo Joseph M Officer A-Award A Stock Option (right to buy) 132,000 1.31 172.9K 132,000 D
2026-01-05 Lang James Paul Director A-Award A Stock Option (right to buy) 330,500 1.31 433.0K 330,500 D
2026-01-05 KIM JOANNE WENDY Officer A-Award A Stock Option (right to buy) 110,100 1.31 144.2K 110,100 D
2026-01-05 Farag Kameel D. Director A-Award A Stock Option (right to buy) 57,500 1.31 75.3K 57,500 D
2026-01-05 DO CUONG V Director / Officer A-Award A Stock Option (right to buy) 665,300 1.31 871.5K 665,300 I
2026-01-05 Chappell Amy Suzon Director A-Award A Stock Option (right to buy) 57,500 1.31 75.3K 57,500 D
2025-08-07 DO CUONG V Director / Officer P-Purchase A Common Stock 5,000 0.00 9,992 I
2025-07-17 Farag Kameel D. Director 0 0.00 0
2025-07-17 Chappell Amy Suzon Director 0 0.00 0
2024-12-20 Sherman Michael Edward Director A-Award A Stock Option (right to buy) 23,325 1.90 44.3K 23,325 D
2024-12-20 ROGICH SIGMUND Director A-Award A Stock Option (right to buy) 22,070 1.90 41.9K 22,070 D
2024-12-20 Palumbo Joseph M Officer A-Award A Stock Option (right to buy) 15,417 1.90 29.3K 15,417 D
2024-12-20 Lang James Paul Director A-Award A Stock Option (right to buy) 22,690 1.90 43.1K 22,690 D
2024-12-20 KIM JOANNE WENDY Officer A-Award A Stock Option (right to buy) 14,417 1.90 27.4K 14,417 D
2024-12-20 Hariri Robert J Director A-Award A Stock Option (right to buy) 21,815 1.90 41.4K 21,815 D
2024-12-20 DO CUONG V Director / Officer A-Award A Stock Option (right to buy) 104,502 1.90 198.6K 104,502 I
2024-12-20 BERMAN RICHARD J Director A-Award A Stock Option (right to buy) 23,155 1.90 44.0K 23,155 D
2024-11-20 Sherman Michael Edward Director A-Award A Stock Option (right to buy) 56,900 3.36 191.2K 56,900 D
2024-11-20 ROGICH SIGMUND Director A-Award A Common Stock 32,700 0.00 36,926 D
2024-11-20 Lang James Paul Director A-Award A Stock Option (right to buy) 61,600 3.36 207.0K 61,600 D
2024-11-20 Hariri Robert J Director A-Award A Stock Option (right to buy) 49,800 3.36 167.3K 49,800 D
2024-11-20 BERMAN RICHARD J Director A-Award A Common Stock 34,200 0.00 40,643 D
2024-06-24 Palumbo Joseph M Officer A-Award A Stock Option (right to buy) 156,000 0.47 73.9K 156,000
2024-06-24 KIM JOANNE WENDY Officer F-InKind D Common Stock 18,250 0.47 8.7K 93,940
2024-06-24 DO CUONG V Director / Officer A-Award A Common Stock 168,000 0.00 593,948
2024-03-04 DO CUONG V Director / Officer P-Purchase A Common stock 10,000 1.00 10.0K 435,854
2024-02-15 Palumbo Joseph M Officer F-InKind D Common Stock 2,476 1.18 2.9K 32,196
2024-02-15 KIM JOANNE WENDY Officer F-InKind D Common Stock 2,476 1.18 2.9K 39,196
2024-02-15 DO CUONG V Director / Officer F-InKind D Common Stock 4,953 1.18 5.8K 425,948
2023-12-11 KIM JOANNE WENDY Officer A-Award A Common Stock 5,000 0.00 44,148
2023-12-01 GORLIN STEVE Director S-Sale D Common Stock 75,680 1.69 127.9K 46,358
2023-11-30 DO CUONG V Director / Officer P-Purchase A Common stock 10,000 1.78 17.8K 68,759
2023-11-09 Sherman Michael Edward Director A-Award A Stock Option (right to buy) 89,750 3.01 270.1K 89,750
2023-11-09 ROGICH SIGMUND Director A-Award A Common Stock 42,254 0.00 42,254
2023-11-09 Lang James Paul Director A-Award A Stock Option (right to buy) 93,500 3.01 281.4K 93,500
2023-11-09 Hariri Robert J Director A-Award A Common Stock 42,254 0.00 42,254
2023-11-09 GORLIN STEVE Director A-Award A Common Stock 46,358 0.00 122,038
2023-11-09 BERMAN RICHARD J Director A-Award A Common Stock 51,830 0.00 69,235
2023-09-05 GORLIN STEVE Director S-Sale D Common Stock 8,560 3.05 26.1K 75,680
2023-08-22 BERMAN RICHARD J Director S-Sale D Common Stock 10,805 3.50 37.8K 16,789
2023-06-29 DO CUONG V Director / Officer A-Award A Common Stock 149,500 0.00 425,854
2023-06-21 DO CUONG V Director / Officer M-Exempt D Restricted stock units 41,506 0.00 83,014
2023-06-07 Palumbo Joseph M Officer A-Award A Stock Option (right to buy) 30,000 5.78 173.4K 30,000
2023-06-07 KIM JOANNE WENDY Officer A-Award A Stock Option (right to buy) 20,000 5.78 115.6K 20,000
2023-06-07 BERMAN RICHARD J Director S-Sale D Common Stock 5,984 5.81 34.8K 23,210
2023-05-22 BERMAN RICHARD J Director S-Sale D Common Stock 5,000 6.50 32.5K 29,194
2023-03-28 BERMAN RICHARD J Director S-Sale D COMMON STOCK 5,000 8.52 42.6K 36,807
2023-03-27 BERMAN RICHARD J Director S-Sale D COMMON STOCK 3,371 8.52 28.7K 41,807
2023-02-16 READING CHRISTOPHER Officer F-InKind D COMMON STOCK 2,476 6.12 15.2K 37,148
2023-02-16 Palumbo Joseph M Officer F-InKind D Common Stock 2,476 5.51 13.6K 34,672
2023-02-16 MARKHAM PENELOPE Officer F-InKind D COMMON STOCK 2,476 6.12 15.2K 47,841
2023-02-16 KIM JOANNE WENDY Officer F-InKind D COMMON STOCK 2,476 6.12 15.2K 39,148
2023-02-16 DO CUONG V Director / Officer F-InKind D COMMON STOCK 4,953 6.12 30.3K 229,895
2023-02-16 Ahlem Clarence N. Officer F-InKind D COMMON STOCK 2,476 6.12 15.2K 37,148
2022-11-23 Sherman Michael Edward Director A-Award A STOCK OPTION (RIGHT TO BUY) 75,000 0.00 75,000
2022-11-23 ROGICH SIGMUND Director A-Award A STOCK OPTION (RIGHT TO BUY) 55,000 0.00 55,000
2022-11-23 READING CHRISTOPHER Officer A-Award A COMMON STOCK 39,624 0.00 39,624
2022-11-23 Palumbo Joseph M Officer A-Award A COMMON STOCK 39,624 0.00 39,624
2022-11-23 PEIZER TERREN S Director A-Award A STOCK OPTION (RIGHT TO BUY) 65,000 0.00 65,000
2022-11-23 MARKHAM PENELOPE Officer A-Award A COMMON STOCK 39,624 0.00 50,317
2022-11-23 Lang James Paul Director A-Award A COMMON STOCK 43,578 0.00 68,622
2022-11-23 KIM JOANNE WENDY Officer A-Award A COMMON STOCK 39,624 0.00 41,624
2022-11-23 Hariri Robert J Director A-Award A COMMON STOCK 34,240 0.00 34,240
2022-11-23 GORLIN STEVE Director A-Award A COMMON STOCK 34,240 0.00 84,240
2022-11-23 DO CUONG V Officer A-Award A COMMON STOCK 79,248 0.00 234,848
2022-11-23 BERMAN RICHARD J Director A-Award A COMMON STOCK 43,578 0.00 45,178
2022-11-23 Ahlem Clarence N. Officer A-Award A COMMON STOCK 39,624 0.00 39,624
2022-08-15 PEIZER TERREN S Director A-Award A Common Stock 3,636,364 1.65 6.00M 23,166,210
2022-06-21 DO CUONG V Director / Officer A-Award A Stock Option (right to buy) 124,520 1.69 210.4K 124,520
2022-04-05 Sherman Michael Edward Director A-Award A Stock Option (Right to buy) 130,150 0.00 130,150
2022-04-05 ROGICH SIGMUND Director A-Award A Stock Option (right to buy) 123,400 0.00 123,400
2022-04-05 Lang James Paul Director A-Award A Stock Option (right to buy) 127,900 0.00 127,900
2022-04-05 Hariri Robert J Director A-Award A Stock Option (right to buy) 122,250 5.04 616.1K 122,250
2022-04-05 GORLIN STEVE Director A-Award A Stock Option (right to buy) 122,250 0.00 122,250
2022-04-05 BERMAN RICHARD J Director A-Award A Stock Option (right to buy) 129,050 5.04 650.4K 129,050
2022-02-02 Adams Jonathan M Officer G-Gift D Common Stock 1,000 0.00 48,630
2022-02-01 Palumbo Joseph M Officer A-Award A Stock Option (right to buy) 124,167 3.20 397.3K 124,167
2021-12-31 DO CUONG V Director / Officer A-Award A Common Stock 21,710 0.00 58,759
2021-12-07 KIM JOANNE WENDY Officer P-Purchase A Class A common stock, par value $0.0001 2,000 5.40 10.8K 2,000
2021-11-01 Palumbo Joseph M 0 0.00 0
2021-08-20 READING CHRISTOPHER Officer A-Award A Stock Option (right to buy) 124,167 7.74 961.1K 124,167
2021-08-20 MARKHAM PENELOPE Officer A-Award D Stock Option (right to buy) 124,167 7.74 961.1K 124,167
2021-08-20 KIM JOANNE WENDY Officer A-Award D Stock Option (right to buy) 124,167 7.74 961.1K 124,167
2021-08-20 Do Cuong V Director / Officer A-Award D Stock Option (right to buy) 745,000 7.74 5.77M 745,000
2021-08-20 Ahlem Clarence N. Officer A-Award A Stock Option (right to buy) 124,167 7.74 961.1K 124,167
2021-08-20 Adams Jonathan M Officer A-Award D Stock Option (right to buy) 124,167 7.74 961.1K 124,167
2021-07-01 READING CHRISTOPHER Officer 0 0.00 0
2021-07-01 Ahlem Clarence N. Officer 0 0.00 0
2021-06-16 Adams Jonathan M Officer G-Gift D Common Stock 10,000 0.00 49,630
2021-06-10 PEIZER TERREN S Director / 10% Owner A-Award A Common Stock 8,361,308 0.00 19,529,846
2020-12-18 Sherman Michael Edward Director A-Award A options 103,100 13.91 1.43M 119,906
2020-12-18 ROGICH SIGMUND Director A-Award A options 97,300 13.91 1.35M 97,300
2020-12-18 Lang James Paul Director A-Award A options 99,000 13.91 1.38M 120,988
2020-12-18 Hariri Robert J Director A-Award A Stock Option (right to buy) 95,900 13.91 1.33M 95,900
2020-12-18 GORLIN STEVE Director A-Award A options 96,300 13.91 1.34M 96,300
2020-12-18 Do Cuong V Director A-Award A options 97,500 13.91 1.36M 171,366
2020-12-18 BERMAN RICHARD J Director A-Award A Stock Option (right to buy) 102,500 13.91 1.43M 102,500
2020-11-03 GORLIN STEVE Director P-Purchase A Class A common stock, par value $0.0001 2,430 7.95 19.3K 45,100
2020-10-30 GORLIN STEVE Director P-Purchase A Class A common stock, par value $0.0001 2,570 7.97 20.5K 42,670
2020-10-21 GORLIN STEVE Director P-Purchase A Class A common stock, par value $0.0001 5,000 9.19 46.0K 40,100
2020-10-15 GORLIN STEVE Director P-Purchase A Class A common stock, par value $0.0001 100 10.27 1.0K 20,100
2020-10-13 Sherman Michael Edward Director A-Award A options 800 9.90 7.9K 16,806
2020-10-09 GORLIN STEVE Director P-Purchase A Class A common stock, par value $0.0001 282 9.61 2.7K 20,000
2020-10-07 GORLIN STEVE Director P-Purchase A Class A common stock, par value $0.0001 4,718 9.42 44.4K 19,718
2020-10-01 KIM JOANNE WENDY Officer A-Award A options 800 9.54 7.6K 2,400
2020-09-22 PEIZER TERREN S Director / 10% Owner D-Return D 10% Convertible Debenture due 2020 0 0.00 0
2020-09-22 GORLIN STEVE Director P-Purchase A Class A common stock, par value $0.0001 15,000 10.00 150.0K 15,000
2020-07-13 PEIZER TERREN S Director / 10% Owner A-Award A Warrants (right to buy) 299,750 0.00 299,750
2020-06-30 Yeramian Patrick D Officer 0 0.00 0
2020-06-30 WIELAND R RICHARD Director 0 0.00 0
2020-06-30 Sooch Mina Director 0 0.00 0
2020-06-30 ROGICH SIGMUND Director 0 0.00 0
2020-06-30 Kumar Hari Director 0 0.00 0
2020-06-30 GORLIN STEVE Director 0 0.00 0
2020-06-30 Anderson Julie G Director 0 0.00 0
2020-06-16 Hariri Robert J Director 0 0.00 0
2020-01-19 MARKHAM PENELOPE Officer A-Award A options 800 2.80 2.2K 3,200
2020-01-19 Lang James Paul Director A-Award A options 800 2.80 2.2K 21,988
2020-01-19 Do Cuong V Director A-Award A options 800 2.80 2.2K 73,866
2020-01-19 BERMAN RICHARD J Director A-Award A Stock Option (right to buy) 800 2.80 2.2K 800
2020-01-19 Adams Jonathan M Officer A-Award A options 800 2.80 2.2K 33,364
2020-01-02 PEIZER TERREN S Director / 10% Owner A-Award A Common Stock 1,600 0.00 4,258,956
2020-01-02 BERMAN RICHARD J Director A-Award A Common Stock 1,600 0.00 1,600
2019-10-13 Sherman Michael Edward Director A-Award A options 800 7.50 6.0K 16,006
2019-10-01 KIM JOANNE WENDY Officer A-Award A options 800 8.75 7.0K 1,600
2019-09-24 PEIZER TERREN S Director / 10% Owner A-Award A Common Stock 1,125,000 0.00 4,252,934
2019-06-24 PEIZER TERREN S Director / 10% Owner A-Award A Common Stock 1,526,334 45.00 68.69M 3,127,934
2019-06-24 BERMAN RICHARD J Director 0 0.00 0
2019-01-19 Yeramian Patrick D Officer D options 100,000 0.03 2.5K 0
2019-01-19 MARKHAM PENELOPE Officer D options 100,000 0.03 2.5K 0
2019-01-19 Lang James Paul Director A-Award A options 800 3.75 3.0K 21,188
2019-01-19 Do Cuong V Director A-Award A options 800 3.75 3.0K 73,066
2019-01-02 Sooch Mina Director A-Award A Common Stock 200,000 0.04 7.0K 813,636
2019-01-02 Sherman Michael Edward Director A-Award A Common Stock 200,000 0.04 7.0K 718,181
2019-01-02 PEIZER TERREN S Director / 10% Owner A-Award A Common Stock 1,600 0.00 1,601,600
2019-01-02 Lang James Paul Director A-Award A Common Stock 200,000 0.04 7.0K 450,000
2019-01-02 Kumar Hari Director A-Award A Common Stock 200,000 0.04 7.0K 727,272
2019-01-02 Do Cuong V Director A-Award A Common Stock 200,000 0.04 7.0K 2,871,354
2019-01-02 Adams Jonathan M Director / Officer A-Award A Common Stock 200,000 0.04 7.0K 6,303,521
2018-10-01 KIM JOANNE WENDY Officer D options 100,000 0.07 7.0K 0
2018-08-13 PEIZER TERREN S Director / 10% Owner C-Conversion A Common Stock 1,600,000 0.00 1,600,000
2018-08-03 PEIZER TERREN S Director / 10% Owner C-Conversion D Series A Convertible Preferred Stock 1,600,000 0.00 0
2018-07-03 Sherman Michael Edward Director A-Award A preferred stock 16,666 1.50 25.0K 16,666
2018-07-03 PEIZER TERREN S Director / 10% Owner 0 0.00 0
2018-07-03 Lang James Paul Director A-Award A Preferred Stock 20,000 1.50 30.0K 20,000
2018-07-03 Do Cuong V Director A-Award A Warrants 8,666,666 0.02 156.0K 9,033,333
2018-07-03 Adams Jonathan M Director / Officer A-Award A Warrants 1,000,000 0.02 18.0K 4,022,727
2018-07-02 Lang James Paul Director A-Award A Warrants 2,000,000 0.02 36.0K 2,548,485
2018-06-15 Kumar Hari Director A-Award A Common Stock 100,000 0.02 2.0K 527,272
2018-05-31 Anderson Julie G Director A-Award A common stock 68,500 0.02 1.1K 368,500
2018-05-15 Sherman Michael Edward Director A-Award A common stock 250,000 0.02 4.5K 518,181
2018-04-30 Sooch Mina Director A-Award A common stock 150,000 0.02 3.6K 613,636
2018-03-14 Anderson Julie G Director A-Award A options 100,000 0.06 6.0K 200,000
2018-01-19 Yeramian Patrick D Officer D options 100,000 0.10 10.0K 0
2018-01-19 MARKHAM PENELOPE Officer D options 100,000 0.10 10.0K 0
2018-01-19 Lang James Paul Director A-Award A options 100,000 0.10 10.0K 548,485
2018-01-19 Do Cuong V Director A-Award A options 100,000 0.10 10.0K 366,667
2018-01-08 Do Cuong V Director A-Award A Warrants 166,667 0.15 25.0K 266,667
2018-01-02 Sooch Mina Director A-Award A common stock 200,000 0.15 30.0K 463,636
2018-01-02 Sherman Michael Edward Director A-Award A common stock 200,000 0.15 30.0K 268,181
2018-01-02 Lang James Paul Director A-Award A Warrants 166,667 0.15 25.0K 448,485
2018-01-02 Kumar Hari Director A-Award A Common Stock 200,000 0.15 30.0K 427,272
2018-01-02 Do Cuong V Director A-Award A common stock 200,000 0.15 30.0K 2,871,354
2018-01-02 Anderson Julie G Director A-Award A common stock 200,000 0.15 30.0K 300,000
2018-01-02 Adams Jonathan M Director / Officer A-Award A common stock 200,000 0.00 6,103,521
2017-11-02 Sooch Mina Director D common stock 0 0.00 263,636
2017-10-30 Sooch Mina Director D Warrants 56,818 0.60 34.1K 0
2017-10-27 Sooch Mina Director D options 100,000 0.21 21.0K 0
2017-10-25 WIELAND R RICHARD Officer A-Award A options 150,000 0.21 31.5K 250,000
2017-10-25 Sherman Michael Edward Director D common stock 0 0.00 68,181
2017-10-13 Sherman Michael Edward Director D options 100,000 0.20 20.0K 0
2017-09-21 WIELAND R RICHARD Officer D options 100,000 0.20 20.0K 0
2017-08-27 Sherman Michael Edward Director D Warrants 34,091 0.60 20.5K 0
2017-08-14 Kumar Hari Director A-Award A warrants 45,455 0.60 27.3K 213,637
2017-07-28 Lang James Paul Director A-Award A Warrants 56,818 0.60 34.1K 281,818
2017-07-27 Adams Jonathan M Director / Officer A-Award A common stock 45,454 0.22 10.0K 5,903,521
2017-05-10 Kumar Hari Director D Common Stock 0 0.00 136,364
2017-05-02 Kumar Hari Director D options 100,000 0.23 23.0K 0
2017-03-15 Anderson Julie G Director A-Award A Warrants 50,000 0.50 25.0K 50,000
2017-03-14 Anderson Julie G Director D options 100,000 0.22 22.0K 0
2016-12-08 Lang James Paul Director A-Award A options 100,000 0.21 21.0K 225,000
2016-12-08 Do Cuong V Director A-Award A options 100,000 0.21 21.0K 100,000
2016-12-07 Lang James Paul Director D common stock 0 0.00 250,000
2016-11-16 Yeramian Patrick D Officer D options 100,000 0.25 25.0K 0
2016-11-16 MARKHAM PENELOPE Officer D options 100,000 0.25 25.0K 0
2016-11-11 Lang James Paul Director D Warrants 125,000 0.50 62.5K 0
2016-04-11 Do Cuong V Director I common stock 0 0.00 2,671,354
2016-04-11 Adams Jonathan M Director / Officer D options 3,000,000 0.06 180.0K 0

Executive team

Top executives
Shares Outstanding
7.54M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 Cuong Do Chief Executive Officer and President 618.0K 92.7K 149.4K 860.1K 17.37%
2 2025 Joseph Palumbo Chief Medical Officer 560.0K 84.0K 22.1K 666.1K 3.31%
3 2025 Joanne Wendy Kim Chief Financial Officer and Corporate Secretary 295.0K 105.0K 20.6K 420.6K 4.90%
4 2024 Cuong Do Chief Executive Officer and President 618.0K 79.6K 79.5K 777.1K 20.47%
5 2024 Joseph Palumbo Chief Medical officer 560.0K 55.0K 54.6K 669.6K 16.37%
6 2024 Joseph Palumbo Chief Medical Officer 560.0K 55.0K 54.6K 669.6K 16.37%
7 2024 Joanne Wendy Kim Chief Financial Officer, Treasurer and Corporate Secretary 270.0K 34.6K 34.7K 339.3K 20.41%
8 2024 Joanne Wendy Kim Chief Financial Officer and Corporate Secretary 270.0K 34.6K 34.7K 339.3K 20.41%
9 2023 Cuong Do Chief Executive Officer and President 618.0K 463.5K 734.7K 521.5K 2.34M 53.74%
10 2023 Joseph Palumbo Chief Medical officer 525.0K 197.0K 242.5K 126.0K 1.09M 33.79%
11 2023 Joanne Wendy Kim Chief Financial Officer, Treasurer and Corporate Secretary 246.8K 150.6K 242.5K 84.0K 723.9K 45.10%
12 2022 Cuong Do Chief Executive Officer and President 300.0K 400.0K 210.4K 3.63M 4.54M 84.59%
13 2022 Joseph Palumbo Chief Medical officer 525.0K 197.0K 242.5K 126.0K 1.09M 33.79%
14 2022 Joanne Wendy Kim Chief Financial Officer, Treasurer and Corporate Secretary 235.0K 127.7K 582.3K 945.0K 61.62%
15 2022 Joseph Palumbo Chief Medical officer Former President and Chief Operating Officer 333.3K 239.2K 244.5K 817.0K 29.92%
16 2021 Cuong Do Chief Executive Officer and President 454.8K 454.8K 100.00%
17 2021 Cuong Do President and Chief Executive Officer 409.3K 409.3K 100.00%
18 2021 Jonathan Adams Former President and Chief Operating Officer 20.7K 17.2K 287.9K 7.20%
19 2021 Joseph Palumbo Chief Medical officer Former President and Chief Operating Officer 250.0K 20.7K 270.7K 7.65%
20 2021 Joanne Wendy Kim Chief Financial Officer, Treasurer and Corporate Secretary 120.6K 4.7K 125.3K 3.75%
21 2021 Joanne Wendy Kim Chief Financial Officer and Corporate Secretary 4.7K 125.3K 3.75%
22 2020 Jonathan Adams Former President and Chief Operating Officer 7.0K 257.0K 2.71%
23 2020 Joanne Wendy Kim Chief Financial Officer and Corporate Secretary 4.1K 116.6K 3.51%
24 2020 Terren S. Peizer Chairman of the Board and Former Chief Executive Officer 5.6K 5.6K 100.00%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-09-25 DEF 14A
2025-06-02 DEF 14A
2025-05-08 PRE 14A
2024-10-22 DEFA14A
2024-09-27 DEF 14A
2024-09-17 PRE 14A
2024-06-17 DEF 14A
2024-06-07 PRE 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-11 10-Q
2026-03-25 SC 13D
2026-02-06 10-Q
2026-01-09 4
2026-01-09 4
2026-01-09 4
2026-01-09 4
2026-01-09 4
2026-01-09 4
2026-01-09 4

Executive team

NameTitleCompensationGender
Cuong Viet Do President, Chief Executive Officer & Director 710.7K male
Joseph Palumbo Executive Vice President of R&D and Chief Medical Officer 644.0K
Joanne Wendy Kim Chief Financial Officer, Treasurer & Corporate Secretary 400.0K female
Denise Smith Senior Vice President of Manufacturing & Development female
Christopher L. Reading Senior Vice President of Alzheimer's Disease Program
Penelope Markham Senior Vice President of Liver Disease Program
Clarence N. Ahlem Senior Vice President of Operations male
David Morse Senior Vice President & Chief Regulatory Officer male
ESG Rating
B
BIOTECHNOLOGY
Rank: 291 out of 662
2023
E (Environmental)
61.0 / 56.3
Company / Sector avg.
S (Social)
65.9 / 62.4
Company / Sector avg.
G (Governance)
63.3 / 60.9
Company / Sector avg.
ESG Total
63.4 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

Dividend history

Earnings history

Earnings reports

Stock splits