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BioCardia, Inc. (BCDA)

USD0.88 +0.07 (+9.25%)
US NASDAQ Healthcare Biotechnology
Address 320 Soquel Way 94085
Sunnyvale, CA, US
CEO Peter A. Altman
IPO 1996-11-13
CIK 925741 ISIN US09060U6064

Explore sections of this company profile

Also trades on NASDAQ Capital Market · BCDA (USD) NASDAQ Capital Market · BCDAW (USD)
Description

BioCardia, Inc. is a pioneering clinical-stage company dedicated to regenerative medicine, focusing on the development of advanced cellular and cell-derived therapies for a range of cardiac and respiratory ailments. Central to its pipeline is the CardiAMP Cell Therapy System, designed to address heart failure and chronic myocardial ischemia. Additionally, BioCardia is advancing an allogeneic cell therapy program, also targeting cardiac and pulmonary conditions. The company is further exploring a specific allogeneic cell therapeutic platform. This investigational treatment, derived from culture-expanded mesenchymal cells sourced from bone marrow, is currently undergoing Phase I/II trials for patients suffering from ischemic systolic heart failure. Beyond its therapeutic candidates, BioCardia also provides innovative delivery solutions. These include the Helix biotherapeutic delivery system, engineered to precisely administer treatments directly into the heart muscle via an internal penetrating helical needle, and a line of Morph deflectable guides and sheaths. BioCardia maintains its headquarters in Sunnyvale, California.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD0.88 +0.07 (+9.25%)
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Volume Profile
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Liquidity & share structure
Average Volume
3M
Beta
0.50
Float Shares
4.16M
Free Float %
71.7%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-7.34% -5.61% -14.41% -13.68% -17.21% -19.20% -54.09% -98.68% -99.35% -99.84% -100.00%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (5 ratings, all time) Buy
Price Targets & DCF
Current price
0.88
DCF (Unlevered) 0.21 -76.3%
DCF (Levered) 0.30 -66.3%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 100% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 2 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
-154.46
Distress
Piotroski F-Score
2 / 9
Weak
MOAT Score
1 / 10
No MOAT
Composite Rating
C+
Overall Score
2 / 5
Medium
DCF Score
3 / 5
Medium
ROE Score
5 / 5
High
ROA Score
1 / 5
Low
D/E Score
1 / 5
Low
P/E Score
1 / 5
Low
P/Book Score
1 / 5
Low
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
    -100.0%
  • EPS growth Biotechnology: +29.7%
    +57.6% Q1'26: +78.8% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
  • EBIT margin Biotechnology: +0.0%
  • ROIC Biotechnology: -16.1%
    Q1'26: +564.7% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +143.0% Q1'26: +294.0% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -0.07× Q1'26: -0.05× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.55) × ERP
WACC = 93% × Ke + 7% × Kd (4.3%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 0.21 Current price: 0.88
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
1 Rev. Ana.
1 EPS Ana.
Dec 2027
2 Rev. Ana.
1 EPS Ana.
Dec 2028
2 Rev. Ana.
2 EPS Ana.
Revenue
710.0K
est: 578.3K (+22.8%)
145.0K
est: 268.5K (-46.0%)
1.02M
est: 615.3K (+65.0%)
1.35M
est: 1.27M (+6.5%)
477.0K
est: 428.0K (+11.4%)
58.0K
est: 91.5K (-36.6%)
est: 50.0K (-100.0%)
50.0K
50.0K – 50.0K
+0.0% YoY
50.0K
50.0K – 50.0K
+0.0% YoY
4.15M
4.15M – 4.15M
+8,200.0% YoY
EBITDA
-14.05M
est: -578.3K (-2,328.7%)
-14.44M
est: -268.5K (-5,276.2%)
-12.57M
est: -615.3K (-1,943.1%)
-11.82M
est: -1.27M (-831.1%)
-11.56M
est: -256.8K (-4,401.6%)
-7.93M
est: -54.9K (-14,351.7%)
-7.77M
est: -30.0K (-25,810.0%)
-30.0K
-30.0K – -30.0K
+0.0% YoY
-30.0K
-30.0K – -30.0K
+0.0% YoY
-2.49M
-2.49M – -2.49M
-8,200.0% YoY
EBIT
-14.60M
est: -578.3K (-2,424.0%)
-15.00M
est: -268.5K (-5,487.0%)
-12.63M
est: -615.3K (-1,952.8%)
-11.90M
est: -1.27M (-837.6%)
-11.64M
est: -256.8K (-4,434.3%)
-8.00M
est: -54.9K (-14,473.8%)
-8.28M
est: -30.0K (-27,493.3%)
-30.0K
-30.0K – -30.0K
+0.0% YoY
-30.0K
-30.0K – -30.0K
+0.0% YoY
-2.49M
-2.49M – -2.49M
-8,200.0% YoY
Net Income
-14.71M
est: -95.63M (+84.6%)
-15.00M
est: -66.58M (+77.5%)
-12.62M
est: -26.86M (+53.0%)
-11.91M
est: -27.44M (+56.6%)
-11.57M
est: -35.13M (+67.1%)
-7.95M
est: -20.73M (+61.7%)
-8.23M
est: -8.00M (-2.8%)
-4.20M
-4.20M – -4.20M
+47.5% YoY
-3.37M
-3.37M – -3.37M
+19.8% YoY
-2.60M
-2.67M – -2.53M
+22.8% YoY
SGA
6.00M
est: 5.26M (+14.2%)
5.86M
est: 2.44M (+140.2%)
5.09M
est: 5.59M (-9.0%)
est: 11.53M (-100.0%)
est: 514.6K (-100.0%)
est: 110.0K (-100.0%)
3.32M
est: 60.1K (+5,415.8%)
60.1K
60.1K – 60.1K
+0.0% YoY
60.1K
60.1K – 60.1K
+0.0% YoY
4.99M
4.99M – 4.99M
+8,200.0% YoY
EPS
-39.15
est: -34.85 (-12.3%)
-22.20
est: -24.26 (+8.5%)
-11.19
est: -9.79 (-14.3%)
-10.05
est: -10.00 (-0.5%)
-8.19
est: -5.27 (-55.4%)
-2.90
est: -3.11 (+6.8%)
-1.23
est: -1.20 (-2.5%)
-0.63
-0.63 – -0.63
+47.5% YoY
-0.51
-0.51 – -0.51
+19.8% YoY
-0.39
-0.40 – -0.38
+22.8% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-15 C+ 2/5 3/5 5/5 1/5 1/5 1/5 1/5
2026-05-14 C- 1/5 3/5 1/5 1/5 2/5 1/5 1/5
2026-05-13 C- 1/5 3/5 1/5 1/5 2/5 1/5 1/5
2026-05-12 C- 1/5 3/5 1/5 1/5 2/5 1/5 1/5
2026-05-11 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-05-08 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-05-07 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-05-06 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-05-05 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-05-04 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-05-01 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-04-30 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-04-29 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-04-28 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-04-27 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-04-24 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-04-23 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-04-22 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-04-21 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-04-20 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-04-17 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-04-16 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-7.48M
OE per share TTM
-0.98
Owner's Yield
-68.54%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
228.0%

Ownership Overview

Ownership breakdown

Ownership breakdown not available.

At a glance
Institutional holders
Total invested
Insider transactions (90d)
4
Beneficial owners (>5%)
23
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 46-0464745 149.73M 65.00% 149.73M 10.00 OO Florida 2016-05-17
2 Frost Gamma Investments Trust     46-0464745 149.73M 32.70% 149.73M 149.73M OO Florida 2016-11-10
3 Phillip Frost, M.D. 149.73M 32.70% 149.73M 149.73M IN United States 2016-11-10
4 (2) 24.25M 5.30% 24.25M 24.25M CO Delaware 2017-01-03
5 OPKO Health, Inc. 2.24M 5.80% 2.24M 2.24M CO Delaware 2019-02-14
6 Thomas A. Satterfield, Jr. 1.14M 5.60% 153.0K 986.6K 153.0K 986.6K IN 2023-08-07
7 John Francis 1.06M 6.30% 100.0K 957.5K 100.0K HC, IN 2022-02-14
8 James C. Roumell ("Roumell") 938.4K 5.60% 938.4K 938.4K 11.00 IN 2021-09-22
9 Catalysis Partners, LLC 927.5K 5.50% 927.5K PN 2022-02-14
10 Francis Capital Management, LLC 927.5K 5.50% 927.5K IA, HC, OO 2022-02-14
11 Joseph P Daly 758.5K 3.75% 9.1K 758.5K IN 2023-05-25
12 Gerald P. Peters 592.5K 8.60% 531.8K 60.7K 531.8K IN Number of 2019-10-18
13 Sabiah Ltd. 583.9K 8.50% 583.9K 583.9K FI Number of 2019-09-23
14 James C. Roumell (Roumell) 556.3K 3.30% 556.3K 556.3K 11.00 IN 2022-02-07
15 Roumell Asset Management, LLC ("RAM") 556.3K 3.30% 556.3K 556.3K 11.00 IA 2022-02-07
16 EssigPR Inc. 301.0K 1.49% 9.1K 301.0K CO 2023-05-25
17 Daniel B. Asher 185.7K 4.99% 185.7K 185.7K HC, IN United States of America 2024-09-06
18 Intracoastal Capital LLC 185.7K 4.99% 185.7K 185.7K OO Delaware 2024-09-06
19 Mitchell P. Kopin 185.7K 4.99% 185.7K 185.7K HC, IN United States of America 2024-09-06
20 Karina Daly 45.1K 0.22% 9.1K 45.1K IN 2023-05-25
21 Altium Capital Management, LP 0.00% IA, PN Delaware, United States of America 2021-02-11
22 Altium Growth Fund, LP 0.00% PN Delaware, United States of America 2021-02-11
23 Altium Growth GP, LLC 0.00% OO Delaware, United States of America 2021-02-11

Institutional Activity (13F)

Institutional ownership trend

Institutional history not available.

Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 CM MANAGEMENT, LLC 130.0K +— (+0.0%) 157.3K -5.2K (-3.2%) 1.20% -0.748 pp 0.13% -0.006 pp USD2.22 -45.5% 6 qtrs
2 124.6K +124.6K (+100.0%) 150.8K +150.8K (+100.0%) 1.15% +1.152 pp 0.00% +0.000 pp USD1.21 +0.0% 1 qtrs NEW
3 GEODE CAPITAL MANAGEMENT, LLC 94.3K +28.3K (+42.9%) 114.1K +31.6K (+38.3%) 0.87% -0.118 pp 0.00% +0.000 pp USD1.76 -31.3% 8 qtrs
4 VANGUARD FIDUCIARY TRUST CO 66.3K +66.3K (+100.0%) 80.2K +80.2K (+100.0%) 0.61% +0.613 pp 0.00% +0.000 pp USD1.21 +0.0% 1 qtrs NEW
5 CITADEL ADVISORS LLC 63.4K -30.9K (-32.7%) 76.7K -41.1K (-34.9%) 0.59% -0.827 pp 0.00% +0.000 pp USD1.25 -3.2% 2 qtrs
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38.8K +18.0 (+0.0%) 47.0K -1.5K (-3.2%) 0.36% -0.223 pp 0.00% +0.000 pp USD2.90 -58.3% 8 qtrs
7 PINGORA PARTNERS LLC 35.7K +32.7K (+1,077.2%) 43.2K +39.4K (+1,039.5%) 0.33% +0.285 pp 0.03% +0.023 pp USD1.26 -4.0% 8 qtrs
8 BROWN ADVISORY INC 35.5K +— (+0.0%) 43.0K -1.4K (-3.2%) 0.33% -0.204 pp 0.00% +0.000 pp USD2.54 -52.4% 5 qtrs
9 XTX TOPCO LTD 24.3K +8.0K (+49.0%) 29.4K +9.0K (+44.2%) 0.22% -0.020 pp 0.00% +0.000 pp USD1.26 -4.0% 3 qtrs
10 VIRTU FINANCIAL LLC 20.4K +20.4K (+100.0%) 25.0K +25.0K (+100.0%) 0.19% +0.188 pp 0.00% +0.001 pp USD1.21 +0.0% 1 qtrs NEW
11 COMMONWEALTH EQUITY SERVICES, LLC 18.3K +— (+0.0%) 22.1K -730.0 (-3.2%) 0.17% -0.105 pp 0.00% +0.000 pp USD2.45 -50.6% 5 qtrs
12 TWO SIGMA SECURITIES, LLC 14.8K +14.8K (+100.0%) 17.9K +17.9K (+100.0%) 0.14% +0.137 pp 0.00% +0.002 pp USD1.21 +0.0% 3 qtrs
13 RENAISSANCE TECHNOLOGIES LLC 13.9K +13.9K (+100.0%) 16.8K +16.8K (+100.0%) 0.13% +0.129 pp 0.00% +0.000 pp USD1.21 +0.0% 1 qtrs NEW
14 MORGAN STANLEY 3.1K +— (+0.0%) 3.8K -124.0 (-3.2%) 0.03% -0.018 pp 0.00% +0.000 pp USD2.19 -44.7% 8 qtrs
15 TOWER RESEARCH CAPITAL LLC (TRC) 3.0K -316.0 (-9.6%) 3.6K -515.0 (-12.5%) 0.03% -0.022 pp 0.00% +0.000 pp USD1.25 -3.2% 3 qtrs
16 VANGUARD GLOBAL ADVISERS, LLC 268.00 +268.0 (+100.0%) 324.00 +324.0 (+100.0%) 0.00% +0.003 pp 0.00% +0.000 pp USD1.21 +0.0% 1 qtrs NEW
17 SBI SECURITIES CO., LTD. 9.00 +3.0 (+50.0%) 11.00 +3.0 (+37.5%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.56 -22.4% 6 qtrs
18 ADVISOR GROUP HOLDINGS, INC. 1.00 +— (+0.0%) 1.00 +— (+0.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD3.00 -59.7% 7 qtrs
19 UBS GROUP AG -4.4K (-100.0%) -5.5K (-100.0%) 0.00% -0.066 pp 0.00% +0.000 pp USD 6 qtrs SOLD
20 TWO SIGMA INVESTMENTS, LP -11.2K (-100.0%) -14.0K (-100.0%) 0.00% -0.168 pp 0.00% +0.000 pp USD 2 qtrs SOLD
21 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC -20.0K (-100.0%) -25.4K (-100.0%) 0.00% -0.300 pp 0.00% +0.000 pp USD 3 qtrs SOLD
22 GSA CAPITAL PARTNERS LLP -11.3K (-100.0%) -14.0K (-100.0%) 0.00% -0.170 pp 0.00% -0.001 pp USD 2 qtrs SOLD
23 DRW SECURITIES, LLC -57.6K (-100.0%) -72.0K (-100.0%) 0.00% -0.864 pp 0.00% -0.002 pp USD 2 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 11 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Vanguard Extended Market ETF VXF 0.00% 62.7K 0.05%
2 Vanguard U.S. Total Market Shares Index ETF VTS.AX 0.00% 109.33 0.03%
3 Vanguard U.S. Total Market Index ETF VUN.TO 0.00% 300.19 0.17%
4 Vanguard U.S. Total Market Index ETF (CAD-hedged) VUS.TO 0.00% 22.17 0.17%
5 Vanguard Total Stock Market ETF VTI 0.00% 51.3K 0.03%
6 Vanguard All-Equity ETF Portfolio VEQT.TO 0.00% 112.83 0.22%
7 Vanguard Growth ETF Portfolio VGRO.TO 0.00% 61.59 0.22%
8 Vanguard Balanced ETF Portfolio VBAL.TO 0.00% 24.80 0.22%
9 Vanguard Conservative ETF Portfolio VCNS.TO 0.00% 2.70 0.22%
10 Vanguard Conservative Income ETF Portfolio VCIP.TO 0.00% 0.38 0.22%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
4
Sells
0
Shares acquired
11.1K
Shares disposed
Cash buys
4.00
Cash sales
Net activity
+11,100
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-05-15 Altman Peter Director / Officer P-Purchase A Common Stock 5,100 1.02 5.2K 285,866 D
2026-04-29 Altman Peter Director / Officer P-Purchase A Common Stock 5,000 1.11 5.6K 280,766 D
2026-04-21 Altman Peter Director / Officer P-Purchase A Common Stock 400 1.23 492.00 275,766 D
2026-04-20 Altman Peter Director / Officer P-Purchase A Common Stock 600 1.23 738.00 275,366 D
2026-03-25 Altman Peter Director / Officer P-Purchase A Common Stock 300 1.22 366.00 274,766 D
2026-03-24 Altman Peter Director / Officer P-Purchase A Common Stock 600 1.24 744.00 274,466 D
2026-02-04 Altman Peter Director / Officer P-Purchase A Common Stock 5,000 1.13 5.7K 273,866 D
2026-01-21 Altman Peter Director / Officer P-Purchase A Common Stock 300 1.34 402.00 268,866 D
2026-01-20 Altman Peter Director / Officer P-Purchase A Common Stock 600 1.32 792.00 268,566 D
2025-12-17 Altman Peter Director / Officer P-Purchase A Common Stock 900 1.30 1.2K 267,966 D
2025-12-16 Altman Peter Director / Officer P-Purchase A Common Stock 200 1.37 274.00 267,066 D
2025-12-08 Slosman Marvin Director A-Award A Stock Option (right to buy) 12,000 1.37 16.4K 12,000 D
2025-12-08 STERTZER SIMON H Director A-Award A Stock Option (right to buy) 12,000 1.37 16.4K 15,573 D
2025-12-08 McClung David Officer F-InKind A Common Stock 29,339 1.37 40.2K 76,887 D
2025-12-08 MOYES JAY M Director A-Award A Stock Option (right to buy) 12,000 1.37 16.4K 15,573 D
2025-12-08 GILLIS EDWARD M Officer F-InKind A Common Stock 15,172 1.37 20.8K 31,874 D
2025-12-08 Facteau Bill Director A-Award A Stock Option (right to buy) 12,000 1.37 16.4K 15,729 D
2025-12-08 Blank Andrew Scott Director A-Award A Stock Option (right to buy) 12,000 1.37 16.4K 15,313 D
2025-12-08 Altman Peter Director / Officer A-Award A Stock Option (right to buy) 38,000 1.37 52.1K 90,215 D
2025-12-08 Allen Jim L. Director A-Award A Stock Option (right to buy) 12,000 1.37 16.4K 15,313 D
2025-12-02 Slosman Marvin Director 0 0.00 0
2025-09-19 STERTZER SIMON H Director P-Purchase A Common Stock 398,400 1.25 498.0K 591,054 I
2025-09-19 Blank Andrew Scott Director P-Purchase A Common Stock 288,000 1.25 360.0K 634,023 I
2025-09-19 Altman Peter Director / Officer P-Purchase A Warrant (right to buy) 48,000 1.25 60.0K 143,612 D
2025-08-22 Altman Peter Director / Officer P-Purchase A Common Stock 700 1.83 1.3K 168,762 D
2025-08-13 Altman Peter Director / Officer P-Purchase A Common Stock 100 1.83 183.00 168,062 D
2025-08-12 Altman Peter Director / Officer P-Purchase A Common Stock 400 1.75 700.40 167,962 D
2025-08-11 Altman Peter Director / Officer P-Purchase A Common Stock 1,700 1.76 3.0K 167,562 D
2025-06-30 STERTZER SIMON H Director P-Purchase A Common Stock 72,289 2.08 150.0K 192,654 I
2025-06-30 McClung David Officer P-Purchase A Common Stock 4,819 2.08 10.0K 47,950 D
2025-06-30 Blank Andrew Scott Director P-Purchase A Warrant (right to buy) 72,289 1.95 141.0K 314,522 I
2025-06-30 Altman Peter Director / Officer P-Purchase A Common Stock 24,096 2.08 50.0K 165,862 D
2025-05-30 Altman Peter Director / Officer P-Purchase A Common Stock 100 2.21 221.00 141,766 D
2025-05-22 Altman Peter Director / Officer P-Purchase A Common Stock 700 1.89 1.3K 141,666 D
2025-05-20 Altman Peter Director / Officer P-Purchase A Common Stock 1,600 2.08 3.3K 140,966 D
2025-05-16 Altman Peter Director / Officer P-Purchase A Common Stock 300 2.43 729.60 139,366 D
2025-05-14 Altman Peter Director / Officer P-Purchase A Common Stock 100 2.99 298.60 139,066 D
2025-04-23 STERTZER SIMON H Director P-Purchase A Warrant (right to buy) 104,986 1.91 200.0K 104,986 I
2025-04-23 McClung David Officer P-Purchase A Warrant (right to buy) 13,123 1.91 25.0K 21,456 D
2025-04-23 KRASNO RICHARD M Director P-Purchase A Common Stock 13,123 1.91 25.0K 16,268 D
2025-04-23 Facteau Bill Director P-Purchase A Warrant (right to buy) 13,123 1.91 25.0K 13,123 D
2025-04-23 Blank Andrew Scott Director P-Purchase A Common Stock 131,233 1.91 250.0K 265,957 I
2025-04-23 Altman Peter Director / Officer P-Purchase A Warrant (right to buy) 26,246 1.91 50.0K 71,516 D
2025-04-15 Altman Peter Director / Officer P-Purchase A Common Stock 100 2.14 214.00 112,720 D
2025-04-11 Altman Peter Director / Officer P-Purchase A Common Stock 300 2.03 609.00 112,620 D
2025-04-10 Altman Peter Director / Officer P-Purchase A Common Stock 300 1.99 597.00 112,320 D
2025-04-07 Altman Peter Director / Officer P-Purchase A Common Stock 500 1.96 980.00 112,020 D
2025-04-04 Altman Peter Director / Officer P-Purchase A Common Stock 800 2.04 1.6K 111,520 D
2025-04-03 Altman Peter Director / Officer P-Purchase A Common Stock 1,200 2.24 2.7K 109,620 D
2025-04-02 Altman Peter Director / Officer P-Purchase A Common Stock 500 2.23 1.1K 110,120 D
2025-03-05 STERTZER SIMON H Director P-Purchase A Common Stock 1,000 2.45 2.5K 57,138 D
2025-03-04 STERTZER SIMON H Director P-Purchase A Common Stock 15,536 2.30 35.7K 56,138 D
2025-03-03 STERTZER SIMON H Director P-Purchase A Common Stock 22,753 2.30 52.3K 40,602 D
2025-03-03 Altman Peter Director / Officer P-Purchase A Common Stock 500 2.11 1.1K 108,420 D
2025-02-07 Altman Peter Director / Officer P-Purchase A Common Stock 600 2.48 1.5K 107,920 D
2025-01-30 Altman Peter Director / Officer P-Purchase A Common Stock 239 2.38 568.82 107,320 D
2025-01-29 Altman Peter Director / Officer P-Purchase A Common Stock 500 2.40 1.2K 107,081 D
2024-12-23 Altman Peter Director / Officer P-Purchase A Common Stock 1,000 2.06 2.1K 106,581 D
2024-12-20 GILLIS EDWARD M Officer S-Sale D Common Stock 3,257 2.00 6.5K 8,968 D
2024-12-05 Altman Peter Director / Officer P-Purchase A Common Stock 250 2.22 555.00 105,581 D
2024-11-15 Altman Peter Director / Officer P-Purchase A Common Stock 1,350 1.87 2.5K 105,331 D
2024-10-11 STERTZER SIMON H Director A-Award A Stock Option (right to buy) 829 2.65 2.2K 3,573 D
2024-10-11 McClung David Officer F-InKind D Common Stock 11,565 2.65 30.6K 30,008 D
2024-10-11 MOYES JAY M Director A-Award A Stock Option (right to buy) 829 2.65 2.2K 3,573 D
2024-10-11 KRASNO RICHARD M Director A-Award A Stock Option (right to buy) 829 2.65 2.2K 3,313 D
2024-10-11 GILLIS EDWARD M Officer F-InKind D Common Stock 6,840 2.65 18.1K 12,225 D
2024-10-11 Facteau Bill Director A-Award A Stock Option (right to buy) 829 2.65 2.2K 3,729 D
2024-10-11 Blank Andrew Scott Director A-Award A Stock Option (right to buy) 829 2.65 2.2K 3,313 D
2024-10-11 Altman Peter Director / Officer F-InKind D Common Stock 21,680 2.65 57.5K 103,981 D
2024-10-11 Allen Jim L. Director A-Award A Stock Option (right to buy) 829 2.65 2.2K 3,313 D
2024-09-30 Allen Jim L. Director A-Award A Warrant (right to buy) 50,000 3.00 150.0K 50,000
2024-09-03 McClung David Officer A-Award A Common Stock 8,333 3.00 25.0K 17,380
2024-09-03 Blank Andrew Scott Director A-Award A Warrant (right to buy) 111,000 3.00 333.0K 111,000
2024-09-03 Altman Peter Director / Officer A-Award A Common Stock 41,666 3.00 125.0K 81,411
2024-09-03 Allen Jim L. Director A-Award A Common Stock 50,000 3.00 150.0K 109,661
2024-01-19 FROST PHILLIP MD ET AL 10% Owner S-Sale D Common Stock 129,802 0.43 55.8K 1,896,025
2023-10-18 STERTZER SIMON H Director A-Award A Stock Option (right to buy) 12,434 0.40 5.0K 47,510
2023-10-18 MOYES JAY M Director A-Award A Stock Option (right to buy) 12,434 0.40 5.0K 41,233
2023-10-18 KRASNO RICHARD M Director A-Award A Stock Option (right to buy) 12,434 0.40 5.0K 37,302
2023-10-18 Facteau Bill Director A-Award A Stock Option (right to buy) 12,434 0.40 5.0K 12,434
2023-10-18 Blank Andrew Scott Director A-Award A Stock Option (right to buy) 12,434 0.40 5.0K 37,302
2023-10-18 Allen Jim L. Director A-Award A Stock Option (right to buy) 12,434 0.40 5.0K 37,302
2023-08-17 Altman Peter Director / Officer P-Purchase A Common Stock 4,000 0.87 3.5K 447,339
2023-08-14 Altman Peter Director / Officer P-Purchase A Common Stock 4,500 0.88 4.0K 443,339
2023-06-23 STERTZER SIMON H Director A-Award A Common Stock 64,212 2.34 150.0K 267,766
2023-06-23 McClung David Officer A-Award A Common Stock 4,280 2.34 10.0K 135,724
2023-06-23 Blank Andrew Scott Director A-Award A Common Stock 64,212 2.34 150.0K 211,404
2023-06-23 Altman Peter Director / Officer A-Award A Common Stock 6,421 2.34 15.0K 438,839
2023-06-23 Allen Jim L. Director A-Award A Common Stock 64,212 2.34 150.0K 894,743
2023-05-31 McClung David Officer F-InKind D Common Stock 20,676 1.77 36.6K 131,444
2023-05-31 GILLIS EDWARD M Officer F-InKind D Common Stock 15,512 1.77 27.5K 48,857
2023-05-31 Altman Peter Director / Officer F-InKind D Common Stock 36,821 1.77 65.2K 432,418
2023-05-26 Altman Peter Director / Officer P-Purchase A Common Stock 6,200 1.60 9.9K 469,239
2023-05-18 McClung David Officer A-Award A Common Stock 61,389 1.70 104.4K 152,120
2023-05-18 GILLIS EDWARD M Officer A-Award A Stock Option (right to buy) 43,803 1.70 74.5K 43,803
2023-05-18 Altman Peter Director / Officer A-Award A Common Stock 109,324 1.70 185.9K 463,039
2022-12-16 STERTZER SIMON H Director A-Award A Common Stock 178,571 1.68 300.0K 888,084
2022-12-16 McClung David Officer A-Award A Common Stock 8,928 1.68 15.0K 87,446
2022-12-16 FROST PHILLIP MD ET AL Director P-Purchase A Common Stock 595,238 1.68 1,000.0K 2,025,827
2022-12-16 Blank Andrew Scott Director A-Award A Common Stock 148,809 1.68 250.0K 291,659
2022-12-16 Altman Peter Officer A-Award A Common Stock 14,880 1.68 25.0K 347,827
2022-12-16 Allen Jim L. Director A-Award A Common Stock 148,809 1.68 250.0K 830,531
2022-11-11 Altman Peter Officer P-Purchase A Common Stock 1,400 1.86 2.6K 332,947
2022-11-10 Altman Peter Officer P-Purchase A Common Stock 3,100 1.87 5.8K 331,547
2022-10-10 McClung David Officer P-Purchase A Common Stock 2,000 2.07 4.1K 78,518
2022-09-23 Altman Peter Director / Officer P-Purchase A Common Stock 1,400 1.87 2.6K 328,447
2022-09-22 Altman Peter Director / Officer P-Purchase A Common Stock 3,100 1.81 5.6K 327,047
2022-09-21 Altman Peter Director / Officer P-Purchase A Common Stock 2,750 1.92 5.3K 323,947
2022-05-13 Altman Peter Director / Officer A-Award D Common Stock 3,498 1.37 4.8K 348,943
2022-05-12 McClung David Officer A-Award D Common Stock 17,347 1.32 22.9K 79,803
2022-05-12 Altman Peter Director / Officer F-InKind D Common Stock 26,458 1.32 34.9K 321,685
2022-04-14 ZSEBO KRISZTINA M Director A-Award A Stock Option (right to buy) 31,085 1.49 46.3K 55,953
2022-01-11 Altman Peter Director / Officer P-Purchase A Common Stock 100 1.87 187.00 353,715
2021-11-18 Altman Peter Director / Officer P-Purchase A Common Stock 5,000 2.20 11.0K 237,909
2021-08-17 Altman Peter Director / Officer P-Purchase A Common Stock 3,500 2.94 10.3K 232,909
2021-06-15 ZSEBO KRISZTINA M Director A-Award A Stock Option (right to buy) 12,434 4.43 55.1K 12,434
2021-06-15 STERTZER SIMON H Director A-Award A Stock Option (right to buy) 12,434 4.43 55.1K 22,642
2021-06-15 MOYES JAY M Director A-Award A Stock Option (right to buy) 12,434 4.43 55.1K 16,355
2021-06-15 KRASNO RICHARD M Director A-Award A Stock Option (right to buy) 12,434 4.43 55.1K 12,434
2021-06-15 Blank Andrew Scott Director A-Award A Stock Option (right to buy) 12,434 4.43 55.1K 12,434
2021-06-15 Allen Jim L. Director A-Award A Stock Option (right to buy) 12,434 4.43 55.1K 12,434
2021-06-10 McClung David Officer F-InKind D Common Stock 7,274 4.35 31.6K 46,805
2021-06-10 GILLIS EDWARD M Officer F-InKind D Common Stock 9,953 4.35 43.3K 6,082
2021-06-10 Altman Peter Director / Officer F-InKind D Common Stock 11,572 4.35 50.3K 229,409
2021-04-21 McClung David Officer A-Award A Stock Option (right to buy) 75,850 3.49 264.7K 75,850
2021-04-21 GILLIS EDWARD M Officer A-Award A Stock Option (right to buy) 48,670 3.49 169.9K 48,670
2021-04-21 Altman Peter Director / Officer A-Award D Common Stock 33,581 0.00 240,981
2021-03-31 ZSEBO KRISZTINA M Director A-Award A Common Stock 2,736 0.00 2,980
2021-03-31 STERTZER SIMON H Director / 10% Owner A-Award A Common Stock 2,304 0.00 203,554
2021-03-31 MOYES JAY M Director A-Award A Common Stock 3,456 0.00 54,267
2021-03-31 KRASNO RICHARD M Director A-Award A Common Stock 3,024 0.00 47,187
2021-03-31 Blank Andrew Scott Director A-Award A Common Stock 4,752 0.00 147,192
2021-03-31 Allen Jim L. Director A-Award A Common Stock 2,520 0.00 681,722
2020-12-31 ZSEBO KRISZTINA M Director A-Award A Common Stock 244 0.00 244
2020-12-31 STERTZER SIMON H Director / 10% Owner A-Award A Common Stock 2,968 0.00 201,250
2020-12-31 PFENNIGER RICHARD C JR Director A-Award A Common Stock 2,800 0.00 48,845
2020-12-31 MOYES JAY M Director A-Award A Common Stock 2,800 0.00 47,061
2020-12-31 KRASNO RICHARD M Director A-Award A Common Stock 2,734 0.00 44,163
2020-12-31 Blank Andrew Scott Director A-Award A Common Stock 2,800 0.00 137,597
2020-12-31 Allen Jim L. Director A-Award A Common Stock 2,800 0.00 676,468
2020-12-22 ZSEBO KRISZTINA M Director 0 0.00 0
2020-12-01 Altman Peter Director / Officer P-Purchase A Common Stock 1,000 2.49 2.5K 207,400
2020-11-27 Altman Peter Director / Officer S-Sale D Common Stock 3,200 2.31 7.4K 203,200
2020-11-13 Altman Peter Director / Officer P-Purchase A Common Stock 500 2.09 1.0K 206,400
2020-11-12 Altman Peter Director / Officer P-Purchase A Common Stock 2,000 2.07 4.1K 205,900
2020-11-10 Altman Peter Director / Officer P-Purchase A Common Stock 2,500 1.98 5.0K 203,900
2020-11-02 Duckers Eric Officer S-Sale D Common Stock 8,435 2.01 17.0K 12,088
2020-09-30 STERTZER SIMON H Director / 10% Owner A-Award A Common Stock 2,968 0.00 195,482
2020-09-30 PFENNIGER RICHARD C JR Director A-Award A Common Stock 3,125 0.00 46,045
2020-09-30 MOYES JAY M Director A-Award A Common Stock 3,750 0.00 44,261
2020-09-30 KRASNO RICHARD M Director A-Award A Common Stock 2,734 0.00 38,629
2020-09-30 FERNANDEZ FERNANDO L Director A-Award A Common Stock 2,968 0.00 40,644
2020-09-30 Blank Andrew Scott Director A-Award A Common Stock 4,843 0.00 134,797
2020-09-30 Allen Jim L. Director A-Award A Common Stock 2,734 0.00 673,668
2020-06-30 STERTZER SIMON H Director / 10% Owner A-Award A Common Stock 4,531 0.00 192,514
2020-06-30 Pesta Phil Officer F-InKind D Common Stock 6,185 2.40 14.8K 11,867
2020-06-30 PFENNIGER RICHARD C JR Director A-Award A Common Stock 3,125 0.00 42,920
2020-06-30 McClung David Officer F-InKind D Common Stock 7,895 2.40 18.9K 32,709
2020-06-30 MOYES JAY M Director A-Award A Common Stock 3,750 0.00 40,511
2020-06-30 KRASNO RICHARD M Director A-Award A Common Stock 2,734 0.00 35,895
2020-06-30 FERNANDEZ FERNANDO L Director A-Award A Common Stock 2,968 0.00 37,676
2020-06-30 Duckers Eric Officer F-InKind D Common Stock 7,154 2.40 17.2K 20,523
2020-06-30 Blank Andrew Scott Director A-Award A Common Stock 3,281 0.00 129,954
2020-06-30 Altman Peter Director / Officer F-InKind D Common Stock 15,159 2.40 36.4K 201,400
2020-06-30 Allen Jim L. Director A-Award A Common Stock 2,734 0.00 670,934
2020-06-19 STERTZER SIMON H Director / 10% Owner P-Purchase A Common Stock 142,850 2.10 300.0K 187,983
2020-06-19 Blank Andrew Scott Director P-Purchase A Common Stock 142,850 2.10 300.0K 142,850
2020-06-19 Allen Jim L. Director P-Purchase A Common Stock 142,850 2.10 300.0K 668,200
2020-05-08 STERTZER SIMON H Director / 10% Owner A-Award A Common Stock 8,800 0.00 45,133
2020-05-08 PFENNIGER RICHARD C JR Director A-Award A Common Stock 8,800 0.00 39,795
2020-05-08 MOYES JAY M Director A-Award A Common Stock 8,800 0.00 36,761
2020-05-08 KRASNO RICHARD M Director A-Award A Common Stock 8,800 0.00 33,161
2020-05-08 FERNANDEZ FERNANDO L Director A-Award A Common Stock 8,800 0.00 34,708
2020-05-08 Blank Andrew Scott Director A-Award A Common Stock 4,100 0.00 126,673
2020-05-08 Allen Jim L. Director A-Award A Common Stock 4,100 0.00 525,350
2020-04-30 STERTZER SIMON H Director / 10% Owner A-Award A Common Stock 26,875 0.00 28,208
2020-04-30 PFENNIGER RICHARD C JR Director A-Award A Common Stock 16,000 0.00 27,870
2020-04-30 MOYES JAY M Director A-Award A Common Stock 20,250 0.00 24,211
2020-04-30 KRASNO RICHARD M Director A-Award A Common Stock 2,734 0.00 24,361
2020-04-30 FERNANDEZ FERNANDO L Director A-Award A Common Stock 2,968 0.00 25,908
2020-04-30 Blank Andrew Scott Director A-Award A Common Stock 2,625 0.00 119,292
2020-04-30 Allen Jim L. Director A-Award A Common Stock 2,187 0.00 518,516
2020-04-24 Pesta Phil Officer A-Award A Stock Option (right to buy) 10,000 3.43 34.3K 10,000
2020-04-24 McClung David Officer A-Award A Stock Option (right to buy) 25,540 3.43 87.6K 25,540
2020-04-24 Duckers Eric Officer A-Award A Stock Option (right to buy) 25,500 3.43 87.5K 25,500
2020-04-24 Altman Peter Director / Officer A-Award A Common Stock 37,080 0.00 216,559
2020-04-22 Altman Peter Director / Officer A-Award A Common Stock 400 3.41 1.4K 179,479
2020-03-24 Altman Peter Director / Officer P-Purchase A Common Stock 1,200 2.90 3.5K 171,911
2020-03-19 Altman Peter Director / Officer P-Purchase A Common Stock 400 2.95 1.2K 170,711
2020-03-18 Altman Peter Director / Officer P-Purchase A Common Stock 3,300 2.53 8.3K 170,311
2020-03-17 Altman Peter Director / Officer P-Purchase A Common Stock 200 3.66 732.00 167,011
2020-03-12 Altman Peter Director / Officer P-Purchase A Common Stock 3,400 3.15 10.7K 166,811
2020-03-11 Pesta Phil Officer F-InKind D Common Stock 2,023 3.60 7.3K 2,924
2020-03-11 McClung David Officer F-InKind D Common Stock 2,582 3.60 9.3K 21,292
2020-03-11 Duckers Eric Officer F-InKind D Common Stock 1,205 3.60 4.3K 10,177
2020-03-11 Altman Peter Director / Officer F-InKind D Common Stock 4,958 3.60 17.8K 179,079
2020-01-13 PFENNIGER RICHARD C JR Director M-Exempt D Restricted Stock Units 567 0.00 0
2020-01-13 KRASNO RICHARD M Director M-Exempt D Restricted Stock Units 567 0.00 0
2020-01-13 FERNANDEZ FERNANDO L Director M-Exempt A Common Stock 567 0.00 6,315
2019-12-31 Altman Peter Director / Officer P-Purchase A Common Stock 4,000 3.67 14.7K 163,411

Executive team

Top executives
Shares Outstanding
5.80M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2024 Peter Altman, Ph.D. President, Chief Executive Officer, and Director 493.4K 493.4K 0.00%
2 2024 David McClung Chief Financial Officer 354.9K 354.9K 0.00%
3 2024 Edward Gillis Senior Vice President, Devices 251.8K 251.8K 0.00%
4 2023 Peter Altman, Ph.D. President, Chief Executive Officer, and Director 515.5K 116.6K 230.7K 862.8K 26.74%
5 2023 David McClung Chief Financial Officer 370.9K 63.7K 98.6K 533.2K 18.49%
6 2023 Edward Gillis Senior Vice President, Devices 263.1K 41.7K 63.3K 368.0K 17.19%
7 2022 Peter Altman, Ph.D. President, Chief Executive Officer, and Director 531.0K 185.9K 185.0K 901.9K 41.12%
8 2022 David McClung Chief Financial Officer 382.0K 104.4K 78.7K 565.1K 32.40%
9 2022 Edward Gillis Senior Vice President, Devices 271.0K 68.8K 49.9K 389.7K 30.46%
10 2020 Peter Altman, Ph.D. President, Chief Executive Officer, and Director 380.0K 117.2K 385.7K 882.8K 56.96%
11 2020 David McClung Chief Financial Officer 317.8K 74.6K 110.5K 502.8K 36.80%
12 2020 Henricus Duckers Former Chief Medical Officer 358.7K 126.1K 484.8K 26.02%
13 2019 Peter Altman, Ph.D. President, Chief Executive Officer, and Director 362.7K 127.2K 257.2K 671.8K 57.22%
14 2019 Henricus Duckers Former Chief Medical Officer 350.0K 60.0K 107.9K 524.2K 32.04%
15 2019 David McClung Chief Financial Officer 302.3K 66.2K 102.2K 417.1K 40.40%
16 2009 Andrew A. Brooks Chairman of the Board 250.0K 250.0K 0.00%
17 2009 Michael Kvitnitsky Chief Operating Officer 220.0K 220.0K 0.00%
18 2009 Derrick Romine Chief Financial Officer 180.0K 180.0K 0.00%
19 2008 Derrick Romine Chief Financial Officer 165.0K 226.1K 0.00%
20 2008 Michael Kvitnitsky Chief Operating Officer 156.1K 182.1K 0.00%
21 2008 Andrew A. Brooks Chairman of the Board 104.2K 133.4K 0.00%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-11-03 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-15 8-K
2026-05-15 4
2026-05-15 10-Q
2026-05-08 8-K
2026-04-29 4
2026-04-28 8-K
2026-04-22 4
2026-04-20 8-K
2026-04-15 8-K
2026-04-02 8-K

Executive team

NameTitleCompensationGender
Peter A. Altman Chief Executive Officer, President & Director 506.7K
David McClung Chief Financial Officer 364.5K male
Edward Gillis Senior Vice President of Devices 258.6K male
Miranda Peto Benvenuti Investor Relations Executive female
ESG Rating
B-
BIOTECHNOLOGY
Rank: 672 out of 712
2006
E (Environmental)
27.6 / 56.3
Company / Sector avg.
S (Social)
49.3 / 62.4
Company / Sector avg.
G (Governance)
62.9 / 60.9
Company / Sector avg.
ESG Total
46.6 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits