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BioAtla, Inc. (BCAB)

USD4.26 +0.20 (+4.93%)
US NASDAQ Healthcare Biotechnology
Address 11085 Torreyana Road 92121
San Diego, CA, US
CEO Jay Short
IPO 2020-12-16
CIK 1826892 ISIN US09077B2034

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Description

BioAtla Inc. is a biopharmaceutical firm currently in the clinical development phase, focused on creating highly specific and selective antibody-derived treatments designed to combat solid tumor cancers. The company's primary experimental therapeutic, BA3011, is a conditionally active biologic antibody-drug conjugate (CAB ADC) being investigated for its potential against soft tissue and bone sarcoma, non-small cell lung cancer (NSCLC), and ovarian cancer. Additionally, BioAtla is advancing BA3021, another CAB ADC, for a variety of solid malignancies such as NSCLC, melanoma, and ovarian cancer. A third candidate, BA3071, is a conditionally active anti-cytotoxic T-lymphocyte-associated antigen 4 (CTLA-4) antibody aimed at a broad spectrum of cancers, including renal cell carcinoma, non-small cell and small cell lung cancers, hepatocellular carcinoma, melanoma, bladder cancer, gastric cancer, and cervical cancer. Established in 2007, BioAtla Inc. operates out of San Diego, California.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD4.26 +0.20 (+4.93%)
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Volume Profile
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Liquidity & share structure
Average Volume
53.4K
Beta
0.77
Float Shares
998.3K
Free Float %
84.9%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-2.29% -12.14% -6.97% -39.52% -91.63% -84.96% -78.87% -97.57% -99.81% -99.72% -99.72%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (9 ratings, all time) Buy
Price Targets & DCF
Current price
4.26
Low 250.00 +5,768.5%
Consensus 250.00 +5,768.5%
Median 250.00 +5,768.5%
High 250.00 +5,768.5%
Ratings Trend (MoM) 100% Bullish
Rating 2026-03 Change
Strong Buy 0 0
Buy 1 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter
Last Year
All Time 1
250.00
+5,768.5%
Quality scores
Altman Z-Score
-112.03
Distress
Piotroski F-Score
1 / 9
Weak
MOAT Score
0 / 10
No MOAT
Composite Rating
C
Overall Score
2 / 5
Medium
DCF Score
1 / 5
Low
ROE Score
5 / 5
High
ROA Score
1 / 5
Low
D/E Score
1 / 5
Low
P/E Score
1 / 5
Low
P/Book Score
1 / 5
Low
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
    -81.8%
  • EPS growth Biotechnology: +29.7%
    +29.9% Q1'26: +67.5% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
    -2,732.8%
  • EBIT margin Biotechnology: +0.0%
    -2,965.3%
  • ROIC Biotechnology: -16.1%
  • Share dilution Biotechnology: -3.4%
    +21.1% Q1'26: +28.9% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -0.11× Q1'26: -0.16× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (0.79) × ERP
WACC = 46% × Ke + 54% × Kd (4.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 4.26
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
2 Rev. Ana.
1 EPS Ana.
Dec 2027
1 Rev. Ana.
1 EPS Ana.
Dec 2028
1 Rev. Ana.
1 EPS Ana.
Dec 2029
1 Rev. Ana.
1 EPS Ana.
Revenue
429.0K
est: 450.3K (-4.7%)
250.0K
est: 1.22M (-79.5%)
est: 1.50M (-100.0%)
est: 3.00M (-100.0%)
11.00M
est: 11.00M (+0.0%)
2.00M
est: 2.87M (-30.2%)
19.70M
19.70M – 19.70M
+587.5% YoY
3.60M
3.60M – 3.60M
-81.7% YoY
54.60M
54.60M – 54.60M
+1,416.7% YoY
239.40M
239.40M – 239.40M
+338.5% YoY
EBITDA
-33.46M
est: -90.0K (-37,053.1%)
-94.07M
est: -244.0K (-38,453.0%)
-105.28M
est: -300.0K (-34,994.5%)
-122.24M
est: -600.0K (-20,273.5%)
-73.02M
est: -2.20M (-3,219.0%)
-58.93M
est: -573.1K (-10,183.0%)
-3.94M
-3.94M – -3.94M
-587.5% YoY
-720.0K
-720.0K – -720.0K
+81.7% YoY
-10.92M
-10.92M – -10.92M
-1,416.7% YoY
-47.88M
-47.88M – -47.88M
-338.5% YoY
EBIT
-34.46M
est: -90.0K (-38,172.5%)
-95.40M
est: -244.0K (-38,998.1%)
-106.48M
est: -300.0K (-35,394.1%)
-123.46M
est: -600.0K (-20,477.0%)
-73.94M
est: -2.20M (-3,261.0%)
-59.31M
est: -573.1K (-10,248.1%)
-3.94M
-3.94M – -3.94M
-587.5% YoY
-720.0K
-720.0K – -720.0K
+81.7% YoY
-10.92M
-10.92M – -10.92M
-1,416.7% YoY
-47.88M
-47.88M – -47.88M
-338.5% YoY
Net Income
-35.85M
est: -146.67M (+75.6%)
-95.40M
est: -134.07M (+28.8%)
-105.28M
est: -139.62M (+24.6%)
-123.46M
est: -134.18M (+8.0%)
-69.78M
est: -89.71M (+22.2%)
-59.61M
est: -63.53M (+6.2%)
-54.12M
-54.12M – -54.12M
+14.8% YoY
-68.83M
-68.83M – -68.83M
-27.2% YoY
-52.95M
-52.95M – -52.95M
+23.1% YoY
-56.47M
-56.47M – -56.47M
-6.7% YoY
SGA
10.60M
est: 16.42M (-35.5%)
38.42M
est: 44.49M (-13.7%)
28.79M
est: 54.70M (-47.4%)
25.96M
est: 109.41M (-76.3%)
21.85M
est: 366.34M (-94.0%)
17.73M
est: 95.43M (-81.4%)
656.07M
656.07M – 656.07M
+587.5% YoY
119.89M
119.89M – 119.89M
-81.7% YoY
1.82B
1.82B – 1.82B
+1,416.7% YoY
7.97B
7.97B – 7.97B
+338.5% YoY
EPS
-53.00
est: -3.02 (-1,655.3%)
-138.00
est: -2.76 (-4,899.7%)
-137.00
est: -2.87 (-4,666.3%)
-129.00
est: -2.76 (-4,569.7%)
-72.00
est: -76.25 (+5.6%)
-50.50
est: -54.00 (+6.5%)
-46.00
-46.00 – -46.00
+14.8% YoY
-58.50
-58.50 – -58.50
-27.2% YoY
-45.00
-45.00 – -45.00
+23.1% YoY
-48.00
-48.00 – -48.00
-6.7% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-11 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-08 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-07 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-06 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-05 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-04 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-01 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-30 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-29 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-28 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-27 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-24 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-23 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-22 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-21 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-20 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-17 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-16 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-87.87M
OE per share TTM
-75.09
Owner's Yield
-1,652.37%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
163.0%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
9
Total invested
473.5K
Insider transactions (90d)
0
Beneficial owners (>5%)
50
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Wellington Group Holdings LLP 3.23M 9.15% 2.86M HC Delaware 2022-02-04
2 Wellington Investment Advisors Holdings LLP 3.23M 9.15% 2.86M HC Delaware 2022-02-04
3 Wellington Management Group LLP 3.23M 9.15% 2.86M HC Massachusetts 2022-02-04
4 GUY LEVY 3.19M 9.93% 14.9K 3.18M 14.9K 3.18M IN 2020-12-28
5 Wellington Management Company LLP 3.01M 8.51% 2.82M IA Delaware 2022-02-04
6 (1) BlackRock, Inc. 2.88M 6.00% 2.83M 2.88M HC Delaware 2024-01-29
7 Anders Hove 2.73M 5.70% 2.73M IN United States of America 2023-04-27
8 HBM Healthcare Investments (Cayman) Ltd. 2.69M 8.80% 2.69M 2.69M CO Cayman Islands, British West Indies 2020-12-28
9 Israel A. Englander 2.41M 5.00% 2.41M 2.41M IN Delaware 2024-08-07
10 Millennium Group Management LLC 2.41M 5.00% 2.41M 2.41M OO Delaware 2024-08-07
11 Millennium Management LLC 2.41M 5.00% 2.41M 2.41M OO Delaware 2024-08-07
12 Bihua Chen 2.29M 7.12% 2.29M 2.29M IN Cayman Islands 2020-12-28
13 Cormorant Asset Management, LP 2.29M 7.12% 2.29M 2.29M PN Cayman Islands 2020-12-28
14 The Vanguard Group - 23-1945930 2.26M 6.41% 30.8K 2.22M 44.5K IA Pennsylvania 2022-02-09
15 Pfizer Inc. 2.24M 7.00% 2.24M CO Delaware 2021-02-16
16 Pfizer Ventures (US) LLC 2.24M 7.00% 2.24M OO Delaware 2021-02-16
17 SOLEUS PE GP I, LLC 2.12M 6.60% 2.12M 2.12M OO 2020-12-28
18 SOLEUS PRIVATE EQUITY GP I, LLC 2.12M 6.60% 2.12M 2.12M OO 2020-12-28
19 Andrew J. M. Spokes 1.97M 6.10% 1.97M IN United Kingdom 2020-12-28
20 David T. Kim 1.97M 6.10% 1.97M IN United States 2020-12-28
21 John R. Warren 1.97M 6.10% 1.97M IN United States 2020-12-28
22 Michael G. Linn 1.97M 6.10% 1.97M IN United States 2020-12-28
23 Philip D. Dreyfuss 1.97M 6.10% 1.97M IN United States 2020-12-28
24 Richard B. Fried 1.97M 6.10% 1.97M IN United States 2020-12-28
25 SOLEUS PRIVATE EQUITY FUND I, L.P. 1.79M 5.57% 1.79M 1.79M PN 2020-12-28
26 Abigail P. Johnson 1.78M 5.53% 1.78M IN United States of America 2021-02-08
27 FMR LLC 1.78M 5.53% 496.9K 1.78M HC Delaware 2021-02-08
28 Farallon Capital Management, L.L.C. 1.73M 5.40% 1.73M OO Delaware 2020-12-28
29 Zone II Healthcare Holdings, LLC 1.73M 5.40% 1.73M OO Delaware 2020-12-28
30 Acorn Bioventures 2 L.P. 1.41M 3.00% 1.41M PN United States of America 2023-04-27
31 Acorn Capital Advisors GP 2, LLC 1.41M 3.00% 1.41M OO United States of America 2023-04-27
32 Acorn Bioventures, L.P. 1.31M 2.80% 1.31M PN United States of America 2023-04-27
33 Acorn Capital Advisors GP, LLC 1.31M 2.80% 1.31M OO United States of America 2023-04-27
34 Cormorant Private Healthcare Fund II, LP 1.18M 3.67% 1.18M 1.18M PN Cayman Islands 2020-12-28
35 Cormorant Private Healthcare GP II, LLC 1.18M 3.67% 1.18M 1.18M OO Cayman Islands 2020-12-28
36 Cormorant Global Healthcare GP, LLC 1.08M 3.34% 1.08M 1.08M OO Cayman Islands 2020-12-28
37 Cormorant Global Healthcare Master Fund, LP 1.08M 3.34% 1.08M 1.08M PN Cayman Islands 2020-12-28
38 SOLEUS CAPITAL GROUP, LLC 1.06M 3.28% 1.06M 1.06M OO 2020-12-28
39 SOLEUS CAPITAL MASTER FUND, L.P. 1.06M 3.28% 1.06M 1.06M FI 2020-12-28
40 SOLEUS CAPITAL, LLC 1.06M 3.28% 1.06M 1.06M OO 2020-12-28
41 SOLEUS BA SPV, LLC 333.3K 1.04% 333.3K 333.3K OO 2020-12-28
42 Farallon Partners, L.L.C. 226.3K 0.70% 226.3K OO Delaware 2020-12-28
43 Farallon Capital Offshore Investors II, L.P. 109.4K 0.30% 109.4K PN Cayman Islands 2020-12-28
44 Farallon Capital Institutional Partners, L.P. 54.0K 0.20% 54.0K PN California 2020-12-28
45 Farallon Capital Partners, L.P. 33.4K 0.10% 33.4K PN California 2020-12-28
46 Farallon Capital F5 Master I, L.P. 11.2K 0.00% 11.2K PN Cayman Islands 2020-12-28
47 Farallon F5 (GP), L.L.C. 11.2K 0.00% 11.2K OO Delaware 2020-12-28
48 Farallon Capital Institutional Partners II, L.P. 10.7K 0.00% 10.7K PN California 2020-12-28
49 Farallon Institutional (GP) V, L.L.C. 8.2K 0.00% 8.2K OO Delaware 2020-12-28
50 Farallon Capital (AM) Investors, L.P. 4.4K 0.00% 4.4K PN Delaware 2020-12-28

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
9
-32 vs prev Q
New positions
4
Closed positions
36
Increased
5
Reduced
1
Put/Call ratio
0.00
Calls held
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 ACORN CAPITAL ADVISORS, LLC 4.84M +— (+0.0%) 2.76M -580.2K (-17.4%) 8.23% -0.034 pp 0.93% -0.760 pp USD0.56 +1.8% 5 qtrs
2 VANGUARD GROUP INC 1.95M +— (+0.0%) 1.11M -233.5K (-17.4%) 3.31% -0.014 pp 0.00% +0.000 pp USD21.70 -97.4% 21 qtrs
3 MARSHALL WACE, LLP 891.6K +891.6K (+100.0%) 508.2K +508.2K (+100.0%) 1.52% +1.518 pp 0.00% +0.001 pp USD0.57 +0.0% 6 qtrs
4 MILLENNIUM MANAGEMENT LLC 762.4K +421.1K (+123.4%) 432.8K +198.0K (+84.3%) 1.30% +0.714 pp 0.00% +0.000 pp USD0.62 -8.1% 21 qtrs
5 ACADIAN ASSET MANAGEMENT LLC 757.7K -172.8K (-18.6%) 429.0K -209.0K (-32.8%) 1.29% -0.301 pp 0.00% 0.000 pp USD0.37 +54.1% 9 qtrs
6 RENAISSANCE TECHNOLOGIES LLC 707.2K -93.4K (-11.7%) 401.5K -149.3K (-27.1%) 1.20% -0.165 pp 0.00% 0.000 pp USD2.50 -77.2% 17 qtrs
7 DEUTSCHE BANK AG\ 525.4K +— (+0.0%) 299.5K -63.0K (-17.4%) 0.89% -0.004 pp 0.00% +0.000 pp USD4.94 -88.5% 20 qtrs
8 GEODE CAPITAL MANAGEMENT, LLC 500.3K +5.1K (+1.0%) 284.1K -56.6K (-16.6%) 0.85% +0.005 pp 0.00% +0.000 pp USD8.88 -93.6% 21 qtrs
9 BLACKROCK, INC. 480.9K +— (+0.0%) 273.0K -57.8K (-17.5%) 0.82% -0.003 pp 0.00% +0.000 pp USD1.68 -66.1% 6 qtrs
10 JANE STREET GROUP, LLC 346.8K +152.4K (+78.4%) 196.9K +63.2K (+47.2%) 0.59% +0.258 pp 0.00% +0.000 pp USD0.64 -10.9% 20 qtrs
11 UBS GROUP AG 225.7K +138.9K (+160.2%) 128.2K +68.5K (+114.8%) 0.38% +0.236 pp 0.00% +0.000 pp USD0.66 -13.6% 14 qtrs
12 ADAR1 CAPITAL MANAGEMENT, LLC 183.1K +183.1K (+100.0%) 104.0K +104.0K (+100.0%) 0.31% +0.312 pp 0.01% +0.008 pp USD0.57 +0.0% 3 qtrs
13 STATE STREET CORP 151.4K +— (+0.0%) 85.9K -18.2K (-17.5%) 0.26% -0.001 pp 0.00% +0.000 pp USD5.38 -89.4% 20 qtrs
14 SIMPLEX TRADING, LLC 120.4K +84.2K (+233.0%) 68.4K +44.4K (+184.9%) 0.20% +0.143 pp 0.00% +0.000 pp USD0.57 +0.0% 17 qtrs
15 NORTHERN TRUST CORP 103.5K +2.7K (+2.6%) 58.8K -10.6K (-15.3%) 0.18% +0.004 pp 0.00% +0.000 pp USD8.40 -93.2% 20 qtrs
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 81.7K -170.9K (-67.7%) 46.4K -127.4K (-73.3%) 0.14% -0.293 pp 0.00% +0.000 pp USD0.99 -42.4% 19 qtrs
17 TWO SIGMA INVESTMENTS, LP 81.3K +40.6K (+99.7%) 46.2K +18.2K (+64.8%) 0.14% +0.069 pp 0.00% +0.000 pp USD1.56 -63.5% 17 qtrs
18 PVG ASSET MANAGEMENT CORP 69.0K +2.0K (+3.0%) 39.2K -6.9K (-15.0%) 0.12% +0.003 pp 0.08% -0.086 pp USD0.49 +16.3% 5 qtrs
19 XTX TOPCO LTD 60.4K +41.0K (+211.6%) 34.3K +21.0K (+157.2%) 0.10% +0.070 pp 0.00% +0.000 pp USD0.61 -6.6% 2 qtrs
20 VIRTU FINANCIAL LLC 55.5K +55.5K (+100.0%) 31.0K +31.0K (+100.0%) 0.09% +0.094 pp 0.00% +0.001 pp USD0.57 +0.0% 1 qtrs NEW
21 HRT FINANCIAL LP 54.7K +11.4K (+26.3%) 31.0K +2.0K (+6.9%) 0.09% +0.019 pp 0.00% +0.000 pp USD0.55 +3.6% 7 qtrs
22 MAI CAPITAL MANAGEMENT 51.5K +6.4K (+14.2%) 29.2K -1.8K (-5.7%) 0.09% +0.011 pp 0.00% +0.000 pp USD0.87 -34.5% 8 qtrs
23 MORGAN STANLEY 43.7K +28.2K (+183.0%) 24.8K +14.2K (+133.5%) 0.07% +0.048 pp 0.00% +0.000 pp USD3.58 -84.1% 21 qtrs
24 COLUMBIA ADVISORY PARTNERS LLC 26.1K +— (+0.0%) 14.8K -3.1K (-17.5%) 0.04% 0.000 pp 0.01% -0.002 pp USD1.08 -47.2% 6 qtrs
25 COMMONWEALTH EQUITY SERVICES, LLC 25.3K +— (+0.0%) 14.4K -2.6K (-15.5%) 0.04% 0.000 pp 0.00% +0.000 pp USD2.97 -80.8% 8 qtrs
26 MAGNUS FINANCIAL GROUP LLC 20.0K -27.2K (-57.7%) 11.4K -21.1K (-65.1%) 0.03% -0.047 pp 0.00% -0.002 pp USD0.59 -3.4% 5 qtrs
27 15.7K +1.0K (+6.8%) 8.9K -1.2K (-11.5%) 0.03% +0.002 pp 0.00% +0.000 pp USD0.68 -16.2% 2 qtrs
28 GLOBAL WEALTH STRATEGIES & ASSOCIATES 13.8K +— (+0.0%) 7.8K -1.7K (-17.5%) 0.02% 0.000 pp 0.00% -0.001 pp USD0.59 -3.4% 5 qtrs
29 HIGHTOWER ADVISORS, LLC 13.0K +— (+0.0%) 7.4K -1.6K (-17.5%) 0.02% 0.000 pp 0.00% +0.000 pp USD2.78 -79.5% 15 qtrs
30 TWIN LAKES CAPITAL MANAGEMENT, LLC 9.0K +— (+0.0%) 5.1K -1.1K (-17.5%) 0.02% 0.000 pp 0.00% -0.001 pp USD7.78 -92.7% 16 qtrs
31 SBI SECURITIES CO., LTD. 8.8K +1.3K (+17.9%) 5.0K -139.0 (-2.7%) 0.02% +0.002 pp 0.00% +0.000 pp USD0.47 +21.3% 5 qtrs
32 TOWER RESEARCH CAPITAL LLC (TRC) 5.3K +5.3K (+100.0%) 3.0K +3.0K (+100.0%) 0.01% +0.009 pp 0.00% +0.000 pp USD0.57 +0.0% 20 qtrs
33 JONES FINANCIAL COMPANIES LLLP 2.0K -325.0 (-14.0%) 1.1K -421.0 (-27.1%) 0.00% -0.001 pp 0.00% +0.000 pp USD0.69 -17.4% 2 qtrs
34 ARCADIA INVESTMENT MANAGEMENT CORP/MI 1.4K +— (+0.0%) 797.00 -169.0 (-17.5%) 0.00% +0.000 pp 0.00% +0.000 pp USD0.59 -3.4% 5 qtrs
35 CIBC PRIVATE WEALTH GROUP, LLC 1.3K +— (+0.0%) 732.00 -155.0 (-17.5%) 0.00% +0.000 pp 0.00% +0.000 pp USD3.39 -83.2% 8 qtrs
36 ADVISOR GROUP HOLDINGS, INC. 500.00 +— (+0.0%) 285.00 +60.0 (+26.7%) 0.00% +0.000 pp 0.00% +0.000 pp USD0.40 +42.5% 9 qtrs
37 TUCKER ASSET MANAGEMENT LLC 500.00 +500.0 (+100.0%) 284.00 +284.0 (+100.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD0.57 +0.0% 1 qtrs NEW
38 BNP PARIBAS ARBITRAGE, SNC 472.00 +— (+0.0%) 268.00 -57.0 (-17.5%) 0.00% +0.000 pp 0.00% +0.000 pp USD0.59 -3.4% 5 qtrs
39 BANK OF AMERICA CORP /DE/ 432.00 +15.0 (+3.6%) 245.00 -42.0 (-14.6%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.68 -66.1% 21 qtrs
40 JPMORGAN CHASE & CO 129.00 -1.0K (-88.6%) 73.00 -704.0 (-90.6%) 0.00% -0.002 pp 0.00% +0.000 pp USD3.02 -81.1% 21 qtrs
41 NORTHROCK PARTNERS, LLC -20.8K (-100.0%) -14.3K (-100.0%) 0.00% -0.036 pp 0.00% 0.000 pp USD 2 qtrs SOLD
42 TWO SIGMA SECURITIES, LLC -13.8K (-100.0%) -9.5K (-100.0%) 0.00% -0.024 pp 0.00% -0.001 pp USD 2 qtrs SOLD
43 GROUP ONE TRADING, L.P. -1.2K (-100.0%) -795.0 (-100.0%) 0.00% -0.002 pp 0.00% +0.000 pp USD 18 qtrs SOLD
44 CITIGROUP INC -26.1K (-100.0%) -18.0K (-100.0%) 0.00% -0.045 pp 0.00% +0.000 pp USD 2 qtrs SOLD
45 CITADEL ADVISORS LLC -274.0K (-100.0%) -188.5K (-100.0%) 0.00% -0.468 pp 0.00% +0.000 pp USD 2 qtrs SOLD
46 TANG CAPITAL MANAGEMENT LLC -1.4M (-100.0%) -945.2K (-100.0%) 0.00% -2.349 pp 0.00% -0.036 pp USD 17 qtrs SOLD
47 BARCLAYS PLC -183.0 (-100.0%) -126.0 (-100.0%) 0.00% 0.000 pp 0.00% +0.000 pp USD 4 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 14 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 Xtrackers CSI300 Swap UCITS ETF XCHA.L 0.00% 28.8K 0.50%
2 Xtrackers - Xtrackers MSCI World Swap UCITS ETF 4C - EUR Hedged XWEH.DE 0.00% 12.0K 0.39%
3 Xtrackers MSCI World Swap UCITS ETF 1C XMWD.L 0.00% 12.0K 0.45%
4 Vanguard Extended Market ETF VXF 0.00% 35.2K 0.05%
5 Vanguard U.S. Total Market Index ETF VUN.TO 0.00% 544.10 0.17%
6 Vanguard U.S. Total Market Index ETF (CAD-hedged) VUS.TO 0.00% 40.19 0.17%
7 Vanguard U.S. Total Market Shares Index ETF VTS.AX 0.00% 198.16 0.03%
8 Vanguard Total Stock Market ETF VTI 0.00% 93.2K 0.03%
9 Vanguard All-Equity ETF Portfolio VEQT.TO 0.00% 203.53 0.22%
10 Vanguard Growth ETF Portfolio VGRO.TO 0.00% 111.30 0.22%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.75
Neutral
Ratio by volume
3.00
Bullish
Buys
3
Sells
4
Shares acquired
910.0K
Shares disposed
15.4K
Cash buys
Cash sales
Net activity
+894,601
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-03-11 SHORT JAY M PHD Director / Officer A-Award A Common Stock 430,000 0.00 2,659,603 D
2026-03-10 Vasquez Christian Officer A-Award A Common Stock 240,000 0.00 530,196 D
2026-03-10 Sievers Eric Officer A-Award A Common Stock 240,000 0.00 598,705 D
2026-02-28 WALDRON RICHARD A Officer F-InKind D Common Stock 2,729 0.25 674.06 343,421 D
2026-02-28 Vasquez Christian Officer F-InKind D Common Stock 1,802 0.25 445.09 290,196 D
2026-02-28 Sievers Eric Officer F-InKind D Common Stock 3,140 0.25 775.58 358,705 D
2026-02-28 SHORT JAY M PHD Director / Officer F-InKind D Common Stock 7,728 0.25 1.9K 2,229,603 D
2025-11-30 WALDRON RICHARD A Officer F-InKind D Common Stock 2,371 0.90 2.1K 346,150 D
2025-11-30 Vasquez Christian Officer F-InKind D Common Stock 1,566 0.90 1.4K 291,998 D
2025-11-30 Sievers Eric Officer F-InKind D Common Stock 2,729 0.90 2.5K 361,845 D
2025-11-30 SHORT JAY M PHD Director / Officer / 10% Owner F-InKind D Common Stock 6,347 0.90 5.7K 2,237,331 D
2025-08-31 WALDRON RICHARD A Officer F-InKind D Common Stock 2,371 0.46 1.1K 338,521 D
2025-08-31 Vasquez Christian Officer F-InKind D Common Stock 1,566 0.46 713.31 283,564 D
2025-08-31 Sievers Eric Officer F-InKind D Common Stock 2,729 0.46 1.2K 364,574 D
2025-08-31 SHORT JAY M PHD Director / Officer / 10% Owner F-InKind D Common Stock 6,347 0.46 2.9K 2,243,678 D
2025-06-18 Williams Eddie Director A-Award A Common Stock 23,500 0.00 60,200 D
2025-06-18 Smith Scott Andrew Director A-Award A Common Stock 23,500 0.00 321,550 D
2025-06-18 STEINMAN LAWRENCE Director A-Award A Common Stock 23,500 0.00 78,459 D
2025-06-18 Moran Susan Director A-Award A Common Stock 23,500 0.00 52,307 D
2025-06-18 MCBRINN SYLVIA Director A-Award A Common Stock 23,500 0.00 59,125 D
2025-06-18 GRAY MARY ANN Director A-Award A Common Stock 23,500 0.00 77,397 D
2025-05-31 WALDRON RICHARD A Officer F-InKind D Common Stock 2,371 0.41 969.74 340,892 D
2025-05-31 Vasquez Christian Officer F-InKind D Common Stock 1,566 0.41 640.49 285,130 D
2025-05-31 Sievers Eric Officer F-InKind D Common Stock 2,729 0.41 1.1K 367,303 D
2025-05-31 SHORT JAY M PHD Director / Officer / 10% Owner F-InKind D Common Stock 6,347 0.41 2.6K 2,250,025 D
2025-03-12 SHORT JAY M PHD Director / Officer / 10% Owner A-Award A Common Stock 431,000 0.00 2,256,372 D
2025-03-11 WALDRON RICHARD A Officer A-Award A Common Stock 100,000 0.00 333,263 D
2025-03-11 Vasquez Christian Officer A-Award A Common Stock 85,000 0.00 276,696 D
2025-03-11 Sievers Eric Officer A-Award A Common Stock 175,000 0.00 370,032 D
2025-02-16 SHORT JAY M PHD Director / Officer / 10% Owner F-InKind D Common Stock 30,911 0.46 14.2K 1,825,372 D
2025-02-15 WALDRON RICHARD A Officer F-InKind D Common Stock 10,887 0.46 5.0K 233,263 D
2025-02-15 Vasquez Christian Officer F-InKind D Common Stock 7,189 0.46 3.3K 191,696 D
2025-02-15 Sievers Eric Officer F-InKind D Common Stock 12,530 0.46 5.8K 195,032 D
2024-08-31 Smith Scott Andrew Director F-InKind D Common Stock 2,181 1.77 3.9K 298,050
2024-08-31 Sievers Eric Officer F-InKind D Common Stock 572 1.77 1.0K 207,562
2024-07-31 Smith Scott Andrew Director F-InKind D Common Stock 2,181 1.81 3.9K 300,231
2024-07-31 Sievers Eric Officer F-InKind D Common Stock 572 1.81 1.0K 208,134
2024-06-30 Smith Scott Andrew Director F-InKind D Common Stock 2,181 1.37 3.0K 302,412
2024-06-30 Sievers Eric Officer F-InKind D Common Stock 572 1.37 783.64 208,706
2024-06-13 Williams Eddie Director A-Award A Common Stock 16,500 0.00 36,700
2024-06-13 Smith Scott Andrew Director A-Award A Common Stock 16,500 0.00 304,593
2024-06-13 STEINMAN LAWRENCE Director A-Award A Common Stock 16,500 0.00 54,959
2024-06-13 Moran Susan Director A-Award A Common Stock 16,500 0.00 28,807
2024-06-13 MCBRINN SYLVIA Director A-Award A Common Stock 16,500 0.00 35,625
2024-06-13 GRAY MARY ANN Director A-Award A Common Stock 16,500 0.00 53,897
2024-05-31 Smith Scott Andrew Director F-InKind D Common Stock 2,181 1.51 3.3K 288,093
2024-05-31 Sievers Eric Officer F-InKind D Common Stock 572 1.51 863.72 209,278
2024-04-30 Smith Scott Andrew Director F-InKind D Common Stock 2,181 2.26 4.9K 290,274
2024-04-30 Sievers Eric Officer F-InKind D Common Stock 572 2.26 1.3K 209,850
2024-03-31 Smith Scott Andrew Director F-InKind D Common Stock 2,181 3.44 7.5K 292,455
2024-03-31 Sievers Eric Officer F-InKind D Common Stock 572 3.44 2.0K 210,422
2024-02-29 Smith Scott Andrew Director F-InKind D Common Stock 2,181 2.70 5.9K 294,636
2024-02-29 Sievers Eric Officer F-InKind D Common Stock 572 2.70 1.5K 210,994
2024-02-16 SHORT JAY M PHD Director / Officer / 10% Owner A-Award A Common Stock 417,000 0.00 1,856,283
2024-02-15 WALDRON RICHARD A Officer A-Award A Common Stock 106,000 0.00 230,923
2024-02-15 Vasquez Christian Officer A-Award A Common Stock 70,000 0.00 185,659
2024-02-15 Sievers Eric Officer A-Award A Common Stock 122,000 0.00 211,566
2024-01-31 Smith Scott Andrew Director F-InKind D Common Stock 2,181 1.92 4.2K 296,817
2024-01-31 Sievers Eric Officer F-InKind D Common Stock 657 1.92 1.3K 89,566
2023-12-31 Williams Eddie Director A-Award A Common Stock 4,827 0.00 20,200
2023-12-31 Smith Scott Andrew Director F-InKind D Common Stock 1,791 2.46 4.4K 298,998
2023-12-31 Sievers Eric Officer F-InKind D Common Stock 555 2.46 1.4K 90,223
2023-12-31 GRAY MARY ANN Director A-Award A Common Stock 5,995 0.00 37,397
2023-12-26 MCBRINN SYLVIA Director P-Purchase A Common Stock 4,000 2.33 9.3K 15,125
2023-12-20 SHORT JAY M PHD Director / Officer / 10% Owner P-Purchase A Common Stock 50,000 2.14 106.9K 1,439,283
2023-12-19 Vasquez Christian Officer P-Purchase A Common Stock 7,495 2.04 15.3K 115,659
2023-12-19 STEINMAN LAWRENCE Director P-Purchase A Common Stock 20,000 2.05 41.0K 38,459
2023-11-30 Smith Scott Andrew Director F-InKind D Common Stock 1,791 1.77 3.2K 300,789
2023-11-30 Sievers Eric Officer F-InKind D Common Stock 554 1.77 980.58 90,778
2023-10-31 WALDRON RICHARD A Officer F-InKind D Common Stock 970 1.47 1.4K 124,923
2023-10-31 Vasquez Christian Officer F-InKind D Common Stock 194 1.47 285.18 101,162
2023-10-31 Smith Scott Andrew Director F-InKind D Common Stock 1,791 1.47 2.6K 302,580
2023-10-31 Sievers Eric Officer F-InKind D Common Stock 555 1.47 815.85 91,332
2023-10-31 SHORT JAY M PHD Director / Officer / 10% Owner F-InKind D Common Stock 2,888 1.47 4.2K 1,389,283
2023-09-30 Williams Eddie Director A-Award A Common Stock 6,985 0.00 15,373
2023-09-30 WALDRON RICHARD A Officer F-InKind D Common Stock 970 1.70 1.6K 125,893
2023-09-30 Vasquez Christian Officer F-InKind D Common Stock 194 1.70 329.80 101,356
2023-09-30 Smith Scott Andrew Director F-InKind D Common Stock 1,791 1.70 3.0K 304,371
2023-09-30 Sievers Eric Officer F-InKind D Common Stock 554 1.70 941.80 91,887
2023-09-30 SHORT JAY M PHD Director / Officer / 10% Owner F-InKind D Common Stock 2,888 1.70 4.9K 1,392,171
2023-09-30 GRAY MARY ANN Director A-Award A Common Stock 8,676 0.00 31,402
2023-09-08 MCBRINN SYLVIA Director P-Purchase A Common Stock 2,000 2.54 5.1K 11,125
2023-08-31 WALDRON RICHARD A Officer F-InKind D Common Stock 970 2.51 2.4K 126,863
2023-08-31 Vasquez Christian Officer F-InKind D Common Stock 194 2.51 486.94 101,550
2023-08-31 Smith Scott Andrew Director F-InKind D Common Stock 1,791 2.51 4.5K 306,162
2023-08-31 Sievers Eric Officer F-InKind D Common Stock 555 2.51 1.4K 92,441
2023-08-31 SHORT JAY M PHD Director / Officer / 10% Owner F-InKind D Common Stock 2,888 2.51 7.2K 1,395,059
2023-07-31 WALDRON RICHARD A Officer F-InKind D Common Stock 970 2.99 2.9K 127,833
2023-07-31 Vasquez Christian Officer F-InKind D Common Stock 194 2.99 580.06 101,744
2023-07-31 Smith Scott Andrew Director F-InKind D Common Stock 1,791 2.99 5.4K 307,953
2023-07-31 Sievers Eric Officer F-InKind D Common Stock 554 2.99 1.7K 92,996
2023-07-31 SHORT JAY M PHD Director / Officer / 10% Owner F-InKind D Common Stock 2,888 2.99 8.6K 1,397,947
2023-06-30 Williams Eddie Director A-Award A Common Stock 3,958 0.00 8,388
2023-06-30 WALDRON RICHARD A Officer F-InKind D Common Stock 970 3.00 2.9K 125,780
2023-06-30 Vasquez Christian Officer F-InKind D Common Stock 194 3.00 582.00 101,938
2023-06-30 Smith Scott Andrew Director F-InKind D Common Stock 1,791 3.00 5.4K 309,744
2023-06-30 Sievers Eric Officer F-InKind D Common Stock 555 3.00 1.7K 90,527
2023-06-30 SHORT JAY M PHD Director / Officer / 10% Owner F-InKind D Common Stock 2,888 3.00 8.7K 1,400,835
2023-06-30 GRAY MARY ANN Director A-Award A Common Stock 4,916 0.00 22,726
2023-06-14 Williams Eddie Director A-Award A Stock Option (Right to Buy) 50,000 3.55 177.5K 50,000
2023-06-14 Smith Scott Andrew Director A-Award A Stock Option (Right to Buy) 50,000 3.55 177.5K 50,000
2023-06-14 STEINMAN LAWRENCE Director A-Award A Stock Option (Right to Buy) 50,000 3.55 177.5K 50,000
2023-06-14 Moran Susan Director A-Award A Stock Option (Right to Buy) 50,000 3.55 177.5K 50,000
2023-06-14 MCBRINN SYLVIA Director A-Award A Stock Option (Right to Buy) 50,000 3.55 177.5K 50,000
2023-06-14 GRAY MARY ANN Director A-Award A Stock Option (Right to Buy) 50,000 3.55 177.5K 50,000
2023-05-31 WALDRON RICHARD A Officer F-InKind D Common Stock 970 3.15 3.1K 126,750
2023-05-31 Vasquez Christian Officer F-InKind D Common Stock 194 3.15 611.10 102,132
2023-05-31 Smith Scott Andrew Director F-InKind D Common Stock 1,791 3.15 5.6K 311,535
2023-05-31 Sievers Eric Officer F-InKind D Common Stock 554 3.15 1.7K 91,082
2023-05-31 SHORT JAY M PHD Director / Officer / 10% Owner F-InKind D Common Stock 2,888 3.15 9.1K 1,403,723
2023-04-30 WALDRON RICHARD A Officer F-InKind D Common Stock 970 3.37 3.3K 127,720
2023-04-30 Vasquez Christian Officer F-InKind D Common Stock 194 3.37 653.78 102,326
2023-04-30 Smith Scott Andrew Director F-InKind D Common Stock 1,791 3.37 6.0K 313,326
2023-04-30 Sievers Eric Officer F-InKind D Common Stock 555 3.37 1.9K 91,636
2023-04-30 SHORT JAY M PHD Director / Officer / 10% Owner F-InKind D Common Stock 2,888 3.37 9.7K 1,406,611
2023-03-31 Williams Eddie Director A-Award A Common Stock 4,430 0.00 4,430
2023-03-31 WALDRON RICHARD A Officer F-InKind D Common Stock 970 2.68 2.6K 128,690
2023-03-31 Vasquez Christian Officer F-InKind D Common Stock 189 2.68 506.52 102,520
2023-03-31 Smith Scott Andrew Director / Officer F-InKind D Common Stock 1,791 2.68 4.8K 315,117
2023-03-31 Sievers Eric Officer F-InKind D Common Stock 555 2.68 1.5K 92,191
2023-03-31 SHORT JAY M PHD Director / Officer / 10% Owner F-InKind D Common Stock 2,888 2.68 7.7K 1,409,499
2023-03-31 GRAY MARY ANN Director A-Award A Common Stock 5,503 0.00 17,810
2023-03-29 SHORT JAY M PHD Director / Officer / 10% Owner P-Purchase A Common Stock 40,800 2.47 100.9K 1,412,387
2023-03-28 Vasquez Christian Officer P-Purchase A Common Stock 20,000 2.40 48.0K 102,709
2023-03-28 MCBRINN SYLVIA Director P-Purchase A Common Stock 4,000 2.35 9.4K 19,125
2023-02-28 WALDRON RICHARD A Officer F-InKind D Common Stock 970 2.98 2.9K 129,660
2023-02-28 Vasquez Christian Officer F-InKind D Common Stock 229 2.98 682.42 82,709
2023-02-28 Smith Scott Andrew Director / Officer F-InKind D Common Stock 1,791 2.98 5.3K 316,908
2023-02-28 Sievers Eric Officer F-InKind D Common Stock 554 2.98 1.7K 92,746
2023-02-28 SHORT JAY M PHD Director / Officer / 10% Owner F-InKind D Common Stock 2,888 2.89 8.3K 1,371,587
2023-02-10 Smith Scott Andrew Director / Officer A-Award A Employee Stock Option (right to buy) 350,000 3.65 1.28M 350,000
2023-02-10 SHORT JAY M PHD Director / Officer / 10% Owner A-Award A Employee Stock Option (right to buy) 850,000 3.65 3.10M 850,000
2023-02-09 WALDRON RICHARD A Officer A-Award A Employee Stock Option (right to buy) 210,000 3.95 829.5K 210,000
2023-02-09 Vasquez Christian Officer A-Award A Employee Stock Option (right to buy) 135,000 3.95 533.3K 135,000
2023-02-09 Sievers Eric Officer A-Award A Employee Stock Option (right to buy) 240,000 3.95 948.0K 240,000
2023-01-31 WALDRON RICHARD A Officer F-InKind D Common Stock 1,144 3.79 4.3K 130,630
2023-01-31 Vasquez Christian Officer F-InKind D Common Stock 229 3.79 867.91 82,938
2023-01-31 Smith Scott Andrew Director / Officer F-InKind D Common Stock 2,181 3.79 8.3K 318,699
2023-01-31 Sievers Eric Officer F-InKind D Common Stock 654 3.79 2.5K 93,300
2023-01-31 SHORT JAY M PHD Director / Officer / 10% Owner F-InKind D Common Stock 3,517 3.79 13.3K 1,374,475
2022-12-31 WALDRON RICHARD A Officer F-InKind D Common Stock 970 8.25 8.0K 131,774
2022-12-31 Vasquez Christian Officer F-InKind D Common Stock 194 8.25 1.6K 83,167
2022-12-31 Smith Scott Andrew Officer F-InKind D Common Stock 1,791 8.25 14.8K 320,880
2022-12-31 Sievers Eric Officer F-InKind D Common Stock 554 8.25 4.6K 93,954
2022-12-31 SHORT JAY M PHD Officer F-InKind D Common Stock 4,667 8.25 38.5K 1,377,992
2022-12-19 MCBRINN SYLVIA Director P-Purchase A Common Stock 3,700 8.33 30.8K 9,125
2022-11-30 WALDRON RICHARD A Officer F-InKind D Common Stock 970 11.01 10.7K 132,744
2022-11-30 Vasquez Christian Officer F-InKind D Common Stock 194 11.01 2.1K 83,361
2022-11-30 Smith Scott Andrew Officer F-InKind D Common Stock 1,791 11.01 19.7K 322,671
2022-11-30 Sievers Eric Officer F-InKind D Common Stock 555 11.01 6.1K 94,508
2022-11-30 SHORT JAY M PHD Officer F-InKind D Common Stock 4,667 11.01 51.4K 1,382,659
2022-11-22 MCBRINN SYLVIA Director P-Purchase A Common Stock 2,000 8.27 16.5K 5,425
2022-10-31 WALDRON RICHARD A Officer F-InKind D Common Stock 970 6.89 6.7K 123,714
2022-10-31 Vasquez Christian Officer F-InKind D Common Stock 194 6.89 1.3K 73,555
2022-10-31 Smith Scott Andrew Officer F-InKind D Common Stock 1,791 6.89 12.3K 324,462
2022-10-31 Sievers Eric Officer F-InKind D Common Stock 554 6.89 3.8K 85,063
2022-10-31 SHORT JAY M PHD Officer F-InKind D Common Stock 3,454 6.89 23.8K 1,387,326
2022-09-30 WALDRON RICHARD A Officer F-InKind D Common Stock 970 7.70 7.5K 124,684
2022-09-30 Vasquez Christian Officer F-InKind D Common Stock 194 7.70 1.5K 73,749
2022-09-30 Smith Scott Andrew Officer F-InKind D Common Stock 1,791 7.70 13.8K 326,253
2022-09-30 Sievers Eric Officer F-InKind D Common Stock 555 7.70 4.3K 85,617
2022-09-30 SHORT JAY M PHD Officer F-InKind D Common Stock 2,888 7.70 22.2K 1,390,780
2022-08-31 WALDRON RICHARD A Officer F-InKind D Common Stock 970 8.71 8.4K 125,654
2022-08-31 Vasquez Christian Officer F-InKind D Common Stock 194 8.71 1.7K 73,943
2022-08-31 Smith Scott Andrew Officer F-InKind D Common Stock 1,791 8.71 15.6K 328,044
2022-08-31 Sievers Eric Officer F-InKind D Common Stock 555 8.71 4.8K 86,172
2022-08-31 SHORT JAY M PHD Officer F-InKind D Common Stock 2,888 8.71 25.2K 1,393,668
2022-08-12 SHORT JAY M PHD Officer P-Purchase A Common Stock 26,350 7.84 206.6K 1,396,556
2022-07-31 WALDRON RICHARD A Officer F-InKind D Common Stock 970 3.40 3.3K 126,624
2022-07-31 Vasquez Christian Officer F-InKind D Common Stock 194 3.40 659.60 74,137
2022-07-31 Smith Scott Andrew Officer F-InKind D Common Stock 1,791 3.40 6.1K 329,835
2022-07-31 Sievers Eric Officer F-InKind D Common Stock 554 3.40 1.9K 86,727
2022-07-31 SHORT JAY M PHD Officer F-InKind D Common Stock 2,888 3.40 9.8K 1,370,206
2022-06-30 WALDRON RICHARD A Officer F-InKind D Common Stock 970 2.85 2.8K 127,594
2022-06-30 Vasquez Christian Officer F-InKind D Common Stock 194 2.85 552.90 74,331
2022-06-30 Smith Scott Andrew Officer F-InKind D Common Stock 1,791 2.85 5.1K 331,626
2022-06-30 Sievers Eric Officer F-InKind D Common Stock 555 2.85 1.6K 87,281
2022-06-30 SHORT JAY M PHD Officer F-InKind D Common Stock 2,888 2.85 8.2K 1,373,094
2022-06-21 SHORT JAY M PHD Officer P-Purchase A Common Stock 40,308 2.91 117.3K 1,375,982
2022-06-16 Williams Eddie Director A-Award A Stock Option (right to buy) 20,000 2.48 49.6K 20,000
2022-06-16 STEINMAN LAWRENCE Director A-Award A Stock Option (right to buy) 20,000 2.48 49.6K 20,000
2022-06-16 Moran Susan Director A-Award A Stock Option (right to buy) 20,000 0.00 20,000
2022-06-16 MCBRINN SYLVIA Director A-Award A Stock Option (right to buy) 20,000 0.00 20,000
2022-06-16 Levy Guy 0 0.00 0
2022-06-16 GRAY MARY ANN Director A-Award A Stock Option (right to buy) 20,000 0.00 20,000
2022-06-07 Vasquez Christian Officer P-Purchase A Common Stock 10,000 2.97 29.7K 74,525
2022-05-31 WALDRON RICHARD A Officer F-InKind D Common Stock 970 2.41 2.3K 128,564
2022-05-31 Vasquez Christian Officer F-InKind D Common Stock 194 2.41 467.54 24,525
2022-05-31 Smith Scott Andrew Officer F-InKind D Common Stock 1,791 2.41 4.3K 333,417
2022-05-31 Sievers Eric Officer F-InKind D Common Stock 554 2.41 1.3K 87,836
2022-05-31 SHORT JAY M PHD Director / Officer / 10% Owner F-InKind D Common Stock 2,888 2.41 7.0K 1,306,592
2022-04-30 WALDRON RICHARD A Officer F-InKind D Common Stock 970 3.48 3.4K 129,534
2022-04-30 Vasquez Christian Officer F-InKind D Common Stock 189 3.48 657.72 24,719
2022-04-30 Smith Scott Andrew Officer F-InKind D Common Stock 1,791 3.48 6.2K 335,208
2022-04-30 Sievers Eric Officer F-InKind D Common Stock 555 3.48 1.9K 88,390
2022-04-30 SHORT JAY M PHD Officer F-InKind D Common Stock 2,888 3.48 10.1K 1,304,102
2022-03-31 WALDRON RICHARD A Officer F-InKind D Common Stock 970 5.00 4.9K 130,504
2022-03-31 Vasquez Christian Officer F-InKind D Common Stock 189 5.00 945.00 24,908
2022-03-31 Smith Scott Andrew Officer F-InKind D Common Stock 1,791 5.00 9.0K 336,999
2022-03-31 Sievers Eric Officer F-InKind D Common Stock 554 5.00 2.8K 88,945

Executive team

Top executives
EBIT / Employee
-9.7K
Shares Outstanding
1.18M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2024 Jay M. Short, Ph.D. Chief Executive Officer, Cofounder, and Chairman of the Board of Directors 734.8K 942.4K 275.6K 1.95M 48.26%
2 2024 Eric Sievers, M.D. Chief Medical Officer 510.2K 323.3K 127.6K 961.1K 33.64%
3 2024 Richard A. Waldron Chief Financial Officer 480.6K 280.9K 120.2K 881.7K 31.86%
4 2023 Jay M. Short, Ph.D. Chief Executive Officer, Cofounder, and Chairman of the Board of Directors 713.4K 2.17M 419.5K 3.30M 65.68%
5 2023 Eric Sievers, M.D. Chief Medical Officer 470.3K 662.3K 184.3K 1.32M 50.29%
6 2023 Scott Smith Former President, Director 97.4K 1.15M 23.6K 1.27M 90.49%
7 2023 Richard A. Waldron Chief Financial Officer 471.2K 579.5K 184.7K 1.24M 46.91%
8 2022 Jay M. Short, Ph.D. Chief Executive Officer, Cofounder, and Chairman of the Board of Directors 686.0K 1.4K 1.49M 370.4K 2.54M 58.43%
9 2022 Scott Smith President 572.3K 1.4K 882.2K 257.5K 1.71M 51.49%
10 2022 Scott Smith Former President, Director 572.3K 1.4K 882.2K 257.5K 1.71M 51.49%
11 2022 Eric Sievers, M.D. Chief Medical Officer 446.2K 1.4K 545.3K 160.6K 1.15M 47.27%
12 2022 Richard A. Waldron Chief Financial Officer 453.1K 1.4K 514.0K 163.1K 1.13M 45.42%
13 2022 Christian Vasquez Vice President of Finance, Corporate Controller and Secretary 317.0K 1.4K 196.7K 90.3K 605.4K 32.48%
14 2021 Carolyn Anderson Short Co-founder, Former Executive Vice President and Chief of Intellectual Property and Strategy 239.0K 7.13M 7.37M 0.00%
15 2021 Jay M. Short, Ph.D. Chief Executive Officer, Cofounder, and Chairman of the Board of Directors 659.6K 1.0K 356.2K 1.02M 0.00%
16 2021 Jay M. Short, Ph.D. Chief Executive Officer, Founder and Chairman of the Board of Directors 659.6K 1.0K 356.2K 1.02M 0.00%
17 2021 Scott Smith President 550.3K 1.0K 247.6K 798.9K 0.00%
18 2021 Richard A. Waldron Chief Financial Officer 435.7K 1.0K 156.8K 593.5K 0.00%
19 2021 Eric Sievers, M.D. Chief Medical Officer 405.6K 1.0K 146.0K 552.6K 0.00%
20 2021 Christian Vasquez Vice President of Finance, Corporate Controller and Secretary 266.8K 1.0K 78.1K 345.9K 0.00%
21 2020 Jay M. Short, Ph.D. Chief Executive Officer, Cofounder, and Chairman of the Board of Directors 636.0K 3.0K 10.25M 361.4K 418.6K 11.67M 90.93%
22 2020 Jay M. Short, Ph.D. Co-founder, Chief Executive Officer and Chairman 636.0K 10.25M 361.4K 421.6K 11.67M 90.93%
23 2020 Jay M. Short, Ph.D. Chief Executive Officer, Founder and Chairman of the Board of Directors 636.0K 3.0K 10.25M 361.4K 418.6K 11.67M 90.93%
24 2020 Scott Smith President and Director 530.5K 6.35M 1.81M 294.0K 8.99M 90.82%
25 2020 Scott Smith President 530.5K 3.0K 6.35M 1.81M 291.0K 8.99M 90.82%
26 2020 Carolyn Anderson Short Co-founder, Former Executive Vice President and Chief of Intellectual Property and Strategy 552.9K 3.0K 2.49M 90.4K 303.3K 3.44M 75.04%
27 2020 Carolyn Anderson Short Co-founder, Executive Vice President and Chief of Intellectual Property and Strategy 552.9K 2.49M 90.4K 306.3K 3.44M 75.04%
28 2019 Jay M. Short, Ph.D. Chief Executive Officer, Founder and Chairman of the Board of Directors 609.8K 381.6K 991.5K 0.00%
29 2019 Jay M. Short, Ph.D. Co-founder, Chief Executive Officer and Chairman 609.8K 348.5K 958.3K 0.00%
30 2019 Scott Smith President 508.8K 290.3K 799.1K 0.00%
31 2019 Carolyn Anderson Short Co-founder, Former Executive Vice President and Chief of Intellectual Property and Strategy 510.4K 266.1K 776.6K 0.00%
32 2019 Carolyn Anderson Short Co-founder, Executive Vice President and Chief of Intellectual Property and Strategy 510.4K 193.2K 703.6K 0.00%
33 2019 Scott Smith President and Director 508.8K 67.9K 576.6K 0.00%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-03-02 DEFA14A
2026-01-15 DEFA14A
2025-12-31 DEFA14A
2025-12-05 DEF 14A
2025-11-24 PRE 14A
2025-04-24 DEFA14A
2025-04-24 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-04-29 10-K/A
2026-04-02 8-K
2026-03-31 S-8
2026-03-31 8-K
2026-03-31 10-K
2026-03-23 8-K
2026-03-20 424B2
2026-03-13 424B2
2026-03-12 4
2026-03-12 4

Executive team

NameTitleCompensationGender
Jay Short Co-Founder, Chief Executive Officer & Chairman 734.8K
Eric L. Sievers Chief Medical Officer 530.6K
Christian Vasquez CFO & Chief Accounting Officer 408.7K male
Monica Sullivan Senior Vice President of Intellectual Property & Contracts female
Sheri Lydick Chief Commercial Officer female
Cathy Chang Senior Vice President of Research & Development
Susie Melody Senior Vice President of Human Resources female
Gerhard Frey Senior Vice President of Technology Development
Lisa Pelton Accounting Manager
ESG Rating
B-
BIOTECHNOLOGY
2025
E (Environmental)
57.0 / 56.3
Company / Sector avg.
S (Social)
61.4 / 62.4
Company / Sector avg.
G (Governance)
61.8 / 60.9
Company / Sector avg.
ESG Total
60.1 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
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Dividend history

Earnings history

Earnings reports

Stock splits