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Solowin Holdings Ordinary Share (AXG)

USD3.21 -0.06 (-1.83%)
HK NASDAQ Financial Services Financial - Capital Markets
Address Tower 3, China Hong Kong City 999077
Tsim Sha Tsui, HK
CEO Ling Ngai Lok
Website solowin.io
IPO 2023-09-07
CIK 1414040 ISIN KYG827591044

Explore sections of this company profile

Also trades on NASDAQ Capital Market · AXG (USD) NASDAQ Capital Market · SWIN (USD)
Description

Solowin Holdings (AXG), established in 2021 and headquartered in Tsim Sha Tsui, Hong Kong, operates as an investment holding firm. Its primary focus is on delivering a broad spectrum of financial solutions across Hong Kong. The company's offerings encompass securities brokerage, corporate finance advisory, investment guidance, and comprehensive asset management services. A cornerstone of its brokerage activities is the Solomon Pro trading platform, which empowers investors to execute trades for listed securities and their derivative products. This platform grants access to major global exchanges, including the Hong Kong Stock Exchange (HKEX), New York Stock Exchange (NYSE), Nasdaq, Shanghai Stock Exchange (SSE), and Shenzhen Stock Exchange (SZSE). Beyond its core platform, Solowin provides an extensive array of specialized financial services. These include Hong Kong equity trading, facilitating initial public offering (IPO) subscriptions and placements, bond trading, and fund subscription services. The company also manages equity custodianship and agency functions, offers investment immigrant account management, and supports enterprise employee shareholding exercises. Clients further benefit from professional investment research and instant quotation services. Solowin delivers personalized investment advisory services, carefully tailored to align with each client's unique financial objectives and risk appetite. It is also actively involved in issuing and managing a diverse range of fund products. Its professional asset management capabilities cater to both financial and private institutions, alongside offering bespoke financial services designed for individual investors. Additionally, the company provides investment banking services, financial and independent financial advisory for both unlisted and listed corporations, and access to offshore private fund investment opportunities.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD3.21 -0.06 (-1.83%)
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Volume Profile
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Liquidity & share structure
Average Volume
230.1K
Beta
-0.23
Float Shares
16.76M
Free Float %
38.5%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-0.57% -1.14% -11.70% -6.72% -4.93% -15.57% +102.92% -42.93% -42.93% -42.93% -42.93%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Price Targets & DCF
Current price
3.21
Ratings Trend (MoM)
Rating 2025-04 Change
Strong Buy 0 0
Buy 0 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
6.48
Safe zone
Piotroski F-Score
1 / 9
Weak
MOAT Score
2 / 10
No MOAT
Composite Rating
C+
Overall Score
2 / 5
Medium
DCF Score
1 / 5
Low
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
4 / 5
High
P/E Score
1 / 5
Low
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Financial - Capital Markets: +19.7%
    -34.0% Q3'25: +121.8% (vs Q3'23)
  • EPS growth Financial - Capital Markets: +35.3%
    -221.8% Q3'25: -244.8% (vs Q3'23)
  • FCF margin FCF growth · Financial - Capital Markets: +29.5%
    -155.1% Q3'25: -76.1% (vs Q3'23)
  • EBIT margin Financial - Capital Markets: +33.5%
    -302.0% Q3'25: -79.3% (vs Q3'23)
  • ROIC Financial - Capital Markets: +4.0%
    -55.4% Q3'25: -0.7% (vs Q3'23)
  • Share dilution Financial - Capital Markets: +0.0%
    -41.5% Q3'25: +155.6% (vs Q3'23)
  • Debt / EBITDA Net debt/EBITDA · Financial - Capital Markets: -0.30×
    -1.00× Q3'25: -0.95× (vs Q3'23)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (-0.07) × ERP
WACC = 98% × Ke + 2% × Kd (4.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 3.21
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-28 C+ 2/5 1/5 1/5 1/5 4/5 1/5 4/5
2026-05-27 C+ 2/5 1/5 1/5 1/5 4/5 1/5 4/5
2026-05-26 C+ 2/5 1/5 1/5 1/5 4/5 1/5 4/5
2026-05-22 C+ 2/5 1/5 1/5 1/5 4/5 1/5 4/5
2026-05-21 C+ 2/5 1/5 1/5 1/5 4/5 1/5 4/5
2026-05-20 C+ 2/5 1/5 1/5 1/5 4/5 1/5 4/5
2026-05-19 C 2/5 1/5 1/5 1/5 3/5 1/5 4/5
2026-05-18 C 2/5 1/5 1/5 1/5 3/5 1/5 4/5
2026-05-15 C+ 2/5 1/5 1/5 1/5 4/5 1/5 4/5
2026-05-14 C+ 2/5 1/5 1/5 1/5 4/5 1/5 4/5
2026-05-13 C+ 2/5 1/5 1/5 1/5 4/5 1/5 4/5
2026-05-12 C+ 2/5 1/5 1/5 1/5 4/5 1/5 4/5
2026-05-11 C+ 2/5 1/5 1/5 1/5 4/5 1/5 4/5
2026-05-08 C+ 2/5 1/5 1/5 1/5 4/5 1/5 4/5
2026-05-07 C+ 2/5 1/5 1/5 1/5 4/5 1/5 4/5
2026-05-06 C+ 2/5 1/5 1/5 1/5 4/5 1/5 4/5
2026-05-05 C+ 2/5 1/5 1/5 1/5 4/5 1/5 4/5
2026-05-04 C+ 2/5 1/5 1/5 1/5 4/5 1/5 4/5
2026-05-01 C 2/5 1/5 1/5 1/5 3/5 1/5 4/5
2026-04-30 C 2/5 1/5 1/5 1/5 3/5 1/5 4/5
2026-04-29 C 2/5 1/5 1/5 1/5 3/5 1/5 4/5
2026-04-28 C 2/5 1/5 1/5 1/5 3/5 1/5 4/5
2026-04-27 C 2/5 1/5 1/5 1/5 3/5 1/5 4/5
2026-04-24 C 2/5 1/5 1/5 1/5 3/5 1/5 4/5
2026-04-23 C 2/5 1/5 1/5 1/5 3/5 1/5 4/5
2026-04-22 C 2/5 1/5 1/5 1/5 3/5 1/5 4/5
2026-04-21 C 2/5 1/5 1/5 1/5 3/5 1/5 4/5
2026-04-20 C 2/5 1/5 1/5 1/5 3/5 1/5 4/5
2026-04-17 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-04-16 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-766.9K
OE per share TTM
-0.04
Owner's Yield
-0.31%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
135.0%

Ownership Overview

Ownership breakdown

Ownership breakdown not available.

At a glance
Institutional holders
Total invested
Insider transactions (90d)
0
Beneficial owners (>5%)
4
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Gemini Asia Holdings Limited 4.08M 26.30% 4.08M 4.08M CO British Virgin Islands 2024-02-13
2 Ling Ngai Lok 4.08M 26.30% 4.08M 4.08M IN Hong Kong Special Administrative Region of the People’s Republic of China 2024-02-13
3 Vulcan Worldwide Holdings Limited 3.96M 25.50% 3.96M 3.96M CO British Virgin Islands 2024-02-13
4 Xiaohang Zhang 3.96M 25.50% 3.96M 3.96M IN Hong Kong Special Administrative Region of the People’s Republic of China 2024-02-13

Institutional Activity (13F)

Institutional ownership trend

Institutional history not available.

Top institutional holders

Top holders not available.

ETF Ownership

Top ETFs holding this stock

This company is not held by any ETF in our universe.

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
0
Sells
0
Shares acquired
Shares disposed
Cash buys
Cash sales
Net activity
+0
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-03-18 Yao Xue Director Class B Ordinary Shares 3,960,000 0.00 0 I
2026-03-18 Wang (YW) Yang Director 0 0.00 0
2026-03-18 Tam Ho Kuen Director 0 0.00 0
2026-03-18 Lok Ling Ngai Director / Officer / 10% Owner Class B Ordinary Shares 23,331,599 0.00 0 I
2026-03-18 Liu Lili Officer Stock Option (right to buy) 60,000 4.00 240.0K 0 D

Executive team

Top executives
EBIT / Employee
-437.00
Shares Outstanding
43.50M

Executive compensation

Executive compensation (annual)

Executive compensation not available.

CEO compensation breakdown

No CEO compensation history available.

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-05-11 DEFA14A
2026-05-05 DEFA14A
2026-04-10 DEF 14A
2026-03-26 PRE 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-29 485BPOS
2026-05-21 497K
2026-05-21 497
2026-05-11 DEFA14A
2026-05-05 DEFA14A
2026-04-29 NPORT-P
2026-04-29 NPORT-P
2026-04-29 NPORT-P
2026-04-29 NPORT-P
2026-04-29 NPORT-P

Executive team

NameTitleCompensationGender
Lili Liu Chief Financial Officer female
Ling Ngai Lok Chief Executive Officer & Chairman male
ESG Rating
E (Environmental)
57.9
S (Social)
66.3
G (Governance)
75.3
ESG Total
66.5
ESG Score History
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend yield history

Dividend history

Earnings history

Earnings reports

Stock splits