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Atossa Therapeutics, Inc. (ATOS)

USD2.44 +0.18 (+7.96%)
US NASDAQ Healthcare Biotechnology
Address 107 Spring Street 98104
Seattle, WA, US
CEO Steven C. Quay
IPO 2012-11-08
CIK 1488039 ISIN US04962H7044

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Description

Atossa Therapeutics, Inc. is a clinical-stage biopharmaceutical firm dedicated to developing innovative medicines. Their primary focus lies in addressing unmet medical needs in women's oncology, especially breast cancer, along with other conditions, within the United States. The company's flagship therapeutic candidate is oral (Z)-endoxifen. This compound, an active metabolite derived from tamoxifen, is currently undergoing Phase II clinical trials for both the treatment and prevention of breast cancer. Beyond this, Atossa is also advancing immunotherapy and chimeric antigen receptor (CAR) therapy programs. Established in 2008, the company adopted its current name, Atossa Therapeutics, Inc., in January 2020, having previously operated as Atossa Genetics Inc. It is headquartered in Seattle, Washington.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD2.44 +0.18 (+7.96%)
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Volume Profile
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Liquidity & share structure
Average Volume
136.5K
Beta
1.15
Float Shares
8.61M
Free Float %
100.0%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-6.18% -4.80% -2.82% +22.86% -57.14% -41.69% -61.35% -51.55% -85.42% -99.26% -99.96%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (5 ratings, all time) Buy
Price Targets & DCF
Current price
2.44
Low 10.00 +309.8%
Consensus 10.00 +309.8%
Median 10.00 +309.8%
High 10.00 +309.8%
DCF (Unlevered) 4.34 +78.0%
DCF (Levered) 4.80 +96.6%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 100% Bullish
Rating 2026-05 Change
Strong Buy 1 0
Buy 2 -1
Hold 0 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month
Last Quarter 1
10.00
+309.8%
Last Year 1
10.00
+309.8%
All Time 2
42.50
+1,641.8%
Quality scores
Altman Z-Score
-8.35
Distress
Piotroski F-Score
1 / 9
Weak
MOAT Score
2 / 10
No MOAT
Composite Rating
C+
Overall Score
2 / 5
Medium
DCF Score
4 / 5
High
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
1 / 5
Low
P/E Score
1 / 5
Low
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
  • EPS growth Biotechnology: +29.7%
    -34.7% Q1'26: -42.3% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
  • EBIT margin Biotechnology: +0.0%
  • ROIC Biotechnology: -16.1%
    Q1'26: +3,204.5% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +2.6% Q1'26: +0.1% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    0.00× Q1'26: 0.00× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (1.25) × ERP
WACC = 100% × Ke + 0% × Kd (4.0%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 4.34 Current price: 2.44
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2015
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
3 Rev. Ana.
2 EPS Ana.
Dec 2027
3 Rev. Ana.
2 EPS Ana.
Dec 2028
2 Rev. Ana.
2 EPS Ana.
Dec 2029
1 Rev. Ana.
1 EPS Ana.
Dec 2030
1 Rev. Ana.
1 EPS Ana.
Revenue
1.8K
est: 6.30M (-100.0%)
54.46M
54.46M – 54.46M
82.35M
82.35M – 82.35M
+51.2% YoY
122.03M
120.38M – 123.68M
+48.2% YoY
187.91M
187.91M – 187.91M
+54.0% YoY
301.56M
301.56M – 301.56M
+60.5% YoY
EBITDA
-12.49M
-27.60M
-37.13M
— – —
— – —
— – —
— – —
— – —
EBIT
-12.76M
-27.62M
-37.14M
— – —
— – —
— – —
— – —
— – —
Net Income
-15.76M
est: -11.10B (+99.9%)
-25.50M
est: -26.65M (+4.3%)
-34.77M
est: -33.60M (-3.5%)
-32.52M
-33.76M – -31.27M
+3.2% YoY
-18.65M
-32.74M – -4.56M
+42.6% YoY
22.64M
-3.51M – 48.37M
+221.4% YoY
35.69M
35.69M – 35.69M
+57.7% YoY
58.77M
58.77M – 58.77M
+64.7% YoY
SGA
10.27M
13.50M
15.96M
— – —
— – —
— – —
— – —
— – —
EPS
-1,433.10
est: -88.20 (-1,524.8%)
-3.00
est: -3.25 (+7.7%)
-4.04
est: -3.91 (-3.4%)
-3.78
-3.92 – -3.63
+3.3% YoY
-2.17
-3.80 – -0.53
+42.6% YoY
2.61
-0.41 – 5.62
+220.0% YoY
4.15
4.15 – 4.15
+59.1% YoY
6.83
6.83 – 6.83
+64.7% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-08 C+ 2/5 4/5 1/5 1/5 1/5 1/5 4/5
2026-05-07 C 2/5 4/5 1/5 1/5 1/5 1/5 3/5
2026-05-06 C 2/5 4/5 1/5 1/5 1/5 1/5 3/5
2026-05-05 C 2/5 4/5 1/5 1/5 1/5 1/5 3/5
2026-05-04 C 2/5 4/5 1/5 1/5 1/5 1/5 3/5
2026-05-01 C 2/5 4/5 1/5 1/5 1/5 1/5 3/5
2026-04-30 C 2/5 4/5 1/5 1/5 1/5 1/5 3/5
2026-04-29 C 2/5 4/5 1/5 1/5 1/5 1/5 3/5
2026-04-28 C 2/5 4/5 1/5 1/5 1/5 1/5 3/5
2026-04-27 C 2/5 4/5 1/5 1/5 1/5 1/5 3/5
2026-04-24 C 2/5 4/5 1/5 1/5 1/5 1/5 3/5
2026-04-23 C 2/5 4/5 1/5 1/5 1/5 1/5 3/5
2026-04-22 C 2/5 4/5 1/5 1/5 1/5 1/5 3/5
2026-04-21 C 2/5 4/5 1/5 1/5 1/5 1/5 3/5
2026-04-20 C 2/5 4/5 1/5 1/5 1/5 1/5 3/5
2026-04-17 C 2/5 4/5 1/5 1/5 1/5 1/5 3/5
2026-04-16 C 2/5 4/5 1/5 1/5 1/5 1/5 3/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-16.47M
OE per share TTM
-2.17
Owner's Yield
-34.11%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
24,810.0%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
67
Total invested
12.95M
Insider transactions (90d)
0
Beneficial owners (>5%)
16
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 (1) BlackRock, Inc. 9.67M 7.70% 9.52M 9.67M HC Delaware 2024-11-08
2 CVI Investments, Inc. 7.76M 5.80% 7.76M 7.76M CO 2022-02-14
3 The Vanguard Group - 23-1945930 6.97M 5.51% 6.84M 134.0K IA Pennsylvania 2022-02-09
4 Heights Capital Management, Inc. 3.80M 5.30% 3.80M CO Cayman Islands 2021-01-15
5 Intracoastal Capital LLC 3.75M 4.99% 3.75M 3.75M OO United States of America 2021-01-15
6 L1 Capital Global Opportunities Master Fund, Ltd. 2.30M 9.01% 23.00M 2.30M FI Cayman Islands 2017-11-03
7 Daniel B. Asher 2.25M 4.90% 2.25M 2.25M HC, IN United States of America 2020-12-28
8 Mitchell P. Kopin 2.25M 4.90% 2.25M 2.25M HC, IN United States of America 2020-12-28
9 CVI Investments, Inc. 2.13M 8.50% 2.13M 2.13M CO Delaware 2020-12-18
10 Capital Management, Inc. 2.13M 8.50% 2.13M 2.13M CO Delaware 2020-12-18
11 Empery Asset Management, LP 1.31M 1.03% 1.31M PN United States 2022-01-13
12 Martin D. Hoe 1.31M 1.03% 1.31M IN United States 2022-01-13
13 Ryan M. Lane 1.31M 1.03% 1.31M IN United States 2022-01-13
14 Iroquois Capital Management L.L.C. 118.1K 0.37% 118.1K 118.1K OO Delaware 2018-02-14
15 Kimberly Page 118.1K 0.37% 118.1K 118.1K IN United States of America 2018-02-14
16 Richard Abbe 118.1K 0.37% 118.1K 118.1K IN United States of America 2018-02-14

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2025 Q4
Investors holding
67
-4 vs prev Q
New positions
13
Closed positions
15
Increased
32
Reduced
9
Put/Call ratio
0.56
Calls held
126.3K
Puts held
70.3K
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 GREENBERG FINANCIAL GROUP 18.2K +18.2K (+100.0%) 10.75M +10.7M (+100.0%) 0.01% +0.014 pp 0.00% +0.004 pp USD8.85 +0.0% 1 qtrs NEW
2 VANGUARD GROUP INC 6.15M +69.0K (+1.1%) 3.63M -1.6M (-31.2%) 4.76% +0.053 pp 0.00% +0.000 pp USD3.35 +164.2% 31 qtrs
3 AMERIPRISE FINANCIAL INC 3.79M +839.6K (+28.4%) 2.24M -322.2K (-12.6%) 2.93% +0.650 pp 0.00% 0.000 pp USD0.83 +966.3% 3 qtrs
4 RENAISSANCE TECHNOLOGIES LLC 2.06M +514.2K (+33.2%) 1.22M -125.6K (-9.4%) 1.60% +0.398 pp 0.00% +0.000 pp USD1.15 +669.6% 17 qtrs
5 BLACKROCK, INC. 2.00M +— (+0.0%) 1.18M -553.3K (-31.9%) 1.55% +0.000 pp 0.00% +0.000 pp USD1.51 +486.1% 6 qtrs
6 GEODE CAPITAL MANAGEMENT, LLC 1.37M +9.6K (+0.7%) 809.6K -371.8K (-31.5%) 1.06% +0.007 pp 0.00% +0.000 pp USD2.64 +235.2% 31 qtrs
7 MILLENNIUM MANAGEMENT LLC 1.24M -425.8K (-25.5%) 733.3K -713.4K (-49.3%) 0.96% -0.330 pp 0.00% 0.000 pp USD0.83 +966.3% 19 qtrs
8 JACOBS LEVY EQUITY MANAGEMENT, INC 1.05M +1.0M (+100.0%) 618.5K +618.5K (+100.0%) 0.81% +0.812 pp 0.00% +0.002 pp USD8.85 +0.0% 1 qtrs NEW
9 STATE STREET CORP 596.5K +142.0K (+31.2%) 351.9K -42.1K (-10.7%) 0.46% +0.110 pp 0.00% +0.000 pp USD2.42 +265.7% 19 qtrs
10 UBS GROUP AG 390.0K +129.3K (+49.6%) 230.1K +4.1K (+1.8%) 0.30% +0.100 pp 0.00% +0.000 pp USD0.97 +812.4% 10 qtrs
11 NORTHERN TRUST CORP 288.4K +25.0K (+9.5%) 170.2K -58.2K (-25.5%) 0.22% +0.019 pp 0.00% +0.000 pp USD2.33 +279.8% 26 qtrs
12 CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. 266.0K +17.4K (+7.0%) 156.9K -58.6K (-27.2%) 0.21% +0.014 pp 0.00% 0.000 pp USD1.01 +776.2% 10 qtrs
13 GRAHAM CAPITAL MANAGEMENT, L.P. 211.4K +45.9K (+27.8%) 124.7K -18.7K (-13.1%) 0.16% +0.036 pp 0.00% +0.001 pp USD0.87 +917.2% 2 qtrs
14 XTX TOPCO LTD 169.3K +144.4K (+581.2%) 99.9K +78.3K (+363.5%) 0.13% +0.112 pp 0.00% +0.002 pp USD0.85 +941.2% 11 qtrs
15 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 80.0K +— (+0.0%) 47.2K -22.2K (-31.9%) 0.06% +0.000 pp 0.00% +0.000 pp USD1.45 +510.3% 20 qtrs
16 ACADIAN ASSET MANAGEMENT LLC 79.4K -17.9K (-18.4%) 46.0K -36.0K (-43.9%) 0.06% -0.014 pp 0.00% 0.000 pp USD0.87 +917.2% 2 qtrs
17 QUBE RESEARCH & TECHNOLOGIES LTD 72.8K -65.8K (-47.5%) 43.0K -77.3K (-64.3%) 0.06% -0.051 pp 0.00% 0.000 pp USD1.07 +727.1% 10 qtrs
18 BANK OF AMERICA CORP /DE/ 67.7K -87.5K (-56.4%) 39.9K -94.6K (-70.3%) 0.05% -0.068 pp 0.00% +0.000 pp USD1.12 +690.2% 13 qtrs
19 MORGAN STANLEY 61.5K -50.8K (-45.3%) 36.3K -61.1K (-62.7%) 0.05% -0.039 pp 0.00% +0.000 pp USD2.04 +333.8% 22 qtrs
20 POINT72 ASSET MANAGEMENT, L.P. 48.1K +48.1K (+100.0%) 28.4K +28.4K (+100.0%) 0.04% +0.037 pp 0.00% +0.000 pp USD8.85 +0.0% 1 qtrs NEW
21 WILEY BROS.-AINTREE CAPITAL, LLC 43.0K +43.0K (+100.0%) 25.4K +25.4K (+100.0%) 0.03% +0.033 pp 0.00% +0.000 pp USD8.85 +0.0% 1 qtrs NEW
22 JANE STREET GROUP, LLC 40.5K +40.5K (+100.0%) 23.9K +23.9K (+100.0%) 0.03% +0.031 pp 0.00% +0.000 pp USD8.85 +0.0% 1 qtrs NEW
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38.5K +1.4K (+3.8%) 22.7K -9.6K (-29.6%) 0.03% +0.001 pp 0.00% +0.000 pp USD1.54 +474.7% 21 qtrs
24 JPMORGAN CHASE & CO 38.1K -148.0 (-0.4%) 22.5K -10.7K (-32.2%) 0.03% 0.000 pp 0.00% +0.000 pp USD0.89 +894.4% 11 qtrs
25 CITADEL ADVISORS LLC 31.8K -1.9K (-5.6%) 18.8K -10.5K (-35.8%) 0.02% -0.002 pp 0.00% +0.000 pp USD1.42 +523.2% 23 qtrs
26 REGIONS FINANCIAL CORP 30.0K +— (+0.0%) 17.7K -8.3K (-31.9%) 0.02% +0.000 pp 0.00% 0.000 pp USD0.88 +905.7% 9 qtrs
27 LPL FINANCIAL LLC 29.5K +913.0 (+3.2%) 17.4K -7.4K (-29.8%) 0.02% +0.001 pp 0.00% +0.000 pp USD1.22 +625.4% 11 qtrs
28 R SQUARED LTD 28.1K +28.1K (+100.0%) 16.6K +16.6K (+100.0%) 0.02% +0.022 pp 0.01% +0.008 pp USD8.85 +0.0% 1 qtrs NEW
29 TWO SIGMA SECURITIES, LLC 24.5K +24.5K (+100.0%) 14.5K +14.5K (+100.0%) 0.02% +0.019 pp 0.00% +0.002 pp USD8.85 +0.0% 15 qtrs
30 SIGMA PLANNING CORP 24.0K +— (+0.0%) 14.2K -6.6K (-31.9%) 0.02% +0.000 pp 0.00% 0.000 pp USD0.87 +917.2% 2 qtrs
31 TWO SIGMA INVESTMENTS, LP 23.5K +23.5K (+100.0%) 13.8K +13.8K (+100.0%) 0.02% +0.018 pp 0.00% +0.000 pp USD8.85 +0.0% 1 qtrs NEW
32 PFG INVESTMENTS, LLC 21.8K +500.0 (+2.4%) 12.8K -5.6K (-30.3%) 0.02% +0.000 pp 0.00% 0.000 pp USD1.59 +456.6% 8 qtrs
33 LVM CAPITAL MANAGEMENT LTD/MI 21.0K +— (+0.0%) 12.0K -6.0K (-33.3%) 0.02% +0.000 pp 0.00% -0.001 pp USD1.26 +602.4% 11 qtrs
34 STONEX GROUP INC. 19.9K +19.9K (+100.0%) 11.7K +11.7K (+100.0%) 0.02% +0.015 pp 0.00% +0.001 pp USD8.85 +0.0% 1 qtrs NEW
35 TWO SIGMA ADVISERS, LP 18.3K +18.3K (+100.0%) 10.8K +10.8K (+100.0%) 0.01% +0.014 pp 0.00% +0.000 pp USD8.85 +0.0% 22 qtrs
36 DNB ASSET MANAGEMENT AS 15.6K +— (+0.0%) 9.2K -4.3K (-31.9%) 0.01% +0.000 pp 0.00% +0.000 pp USD1.51 +486.1% 6 qtrs
37 BAADER BANK AKTIENGESELLSCHAFT 21.4K +21.4K (+100.0%) 7.8K +7.8K (+100.0%) 0.02% +0.017 pp 0.00% +0.001 pp USD8.85 +0.0% 3 qtrs
38 RAYMOND JAMES FINANCIAL INC 11.3K +508.0 (+4.7%) 6.7K -2.7K (-28.8%) 0.01% +0.000 pp 0.00% +0.000 pp USD0.94 +841.5% 5 qtrs
39 BANK OF NEW YORK MELLON CORP 11.1K +— (+0.0%) 6.6K -3.1K (-31.9%) 0.01% +0.000 pp 0.00% +0.000 pp USD1.33 +565.4% 20 qtrs
40 J. L. BAINBRIDGE & CO., INC. 11.1K +— (+0.0%) 6.6K -3.1K (-32.0%) 0.01% +0.000 pp 0.00% 0.000 pp USD6.07 +45.8% 19 qtrs
41 FOCUS FINANCIAL NETWORK, INC. 10.4K +200.0 (+2.0%) 6.1K -2.7K (-30.6%) 0.01% +0.000 pp 0.00% 0.000 pp USD0.67 +1,220.9% 4 qtrs
42 JANNEY MONTGOMERY SCOTT LLC 10.0K +— (+0.0%) 6.0K -3.0K (-33.3%) 0.01% +0.000 pp 0.00% +0.000 pp USD1.20 +637.5% 7 qtrs
43 ADVISOR GROUP HOLDINGS, INC. 8.8K +— (+0.0%) 5.2K -2.1K (-29.1%) 0.01% +0.000 pp 0.00% +0.000 pp USD2.15 +311.6% 22 qtrs
44 FMR LLC 7.4K +— (+0.0%) 4.3K -2.0K (-31.9%) 0.01% +0.000 pp 0.00% +0.000 pp USD0.97 +812.4% 16 qtrs
45 GROUP ONE TRADING, L.P. 6.7K +6.7K (+100.0%) 3.9K +3.9K (+100.0%) 0.01% +0.005 pp 0.00% +0.000 pp USD8.85 +0.0% 14 qtrs
46 ROCKEFELLER CAPITAL MANAGEMENT L.P. 5.0K +— (+0.0%) 3.0K -1.4K (-31.9%) 0.00% +0.000 pp 0.00% +0.000 pp USD0.86 +929.1% 2 qtrs
47 NEWEDGE ADVISORS, LLC 5.0K +— (+0.0%) 3.0K -1.4K (-31.9%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.20 +637.5% 7 qtrs
48 TOWER RESEARCH CAPITAL LLC (TRC) 4.0K +1.5K (+58.9%) 2.4K +178.0 (+8.2%) 0.00% +0.001 pp 0.00% +0.000 pp USD1.08 +719.4% 19 qtrs
49 HUNTINGTON NATIONAL BANK 3.0K +— (+0.0%) 1.8K -831.0 (-31.9%) 0.00% +0.000 pp 0.00% +0.000 pp USD0.87 +917.2% 2 qtrs
50 ROYAL BANK OF CANADA 943.00 +198.0 (+26.6%) 1.0K +— (+0.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.15 +669.6% 7 qtrs
51 HARBOUR INVESTMENTS, INC. 1.7K -55.0 (-3.2%) 977.00 -506.0 (-34.1%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.09 +711.9% 15 qtrs
52 SBI SECURITIES CO., LTD. 1.6K -1.0 (-0.1%) 923.00 -435.0 (-32.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD0.94 +841.5% 5 qtrs
53 TD WATERHOUSE CANADA INC. 1.6K +— (+0.0%) 910.00 -497.0 (-35.3%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.55 +471.0% 17 qtrs
54 BNP PARIBAS ARBITRAGE, SNC 1.5K +7.0 (+0.5%) 883.00 -409.0 (-31.7%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.61 +449.7% 19 qtrs
55 OPTIVER HOLDING B.V. 838.00 +838.0 (+100.0%) 494.00 +494.0 (+100.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD8.84 +0.1% 1 qtrs NEW
56 ALLWORTH FINANCIAL LP 702.00 +— (+0.0%) 415.00 -194.0 (-31.9%) 0.00% +0.000 pp 0.00% +0.000 pp USD2.09 +323.4% 20 qtrs
57 JONES FINANCIAL COMPANIES LLLP 700.00 +— (+0.0%) 413.00 -188.0 (-31.3%) 0.00% +0.000 pp 0.00% +0.000 pp USD0.66 +1,240.9% 4 qtrs
58 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 500.00 +500.0 (+100.0%) 295.00 +295.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD8.85 +0.0% 1 qtrs NEW
59 NISA INVESTMENT ADVISORS, LLC 350.00 +— (+0.0%) 207.00 -96.0 (-31.7%) 0.00% +0.000 pp 0.00% +0.000 pp USD0.73 +1,112.3% 6 qtrs
60 NBC SECURITIES, INC. 150.00 +— (+0.0%) 88.00 -42.0 (-32.3%) 0.00% +0.000 pp 0.00% +0.000 pp USD0.80 +1,006.3% 2 qtrs
61 WELLS FARGO & COMPANY/MN 83.00 +— (+0.0%) 49.00 -23.0 (-31.9%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.08 +719.4% 20 qtrs
62 CLEARSTEAD ADVISORS, LLC 70.00 +— (+0.0%) 42.00 -19.0 (-31.1%) 0.00% +0.000 pp 0.00% +0.000 pp USD1.07 +727.1% 11 qtrs
63 SRS CAPITAL ADVISORS, INC. 42.00 +— (+0.0%) 25.00 -11.0 (-30.6%) 0.00% +0.000 pp 0.00% +0.000 pp USD0.71 +1,146.5% 2 qtrs
64 NORTHROCK PARTNERS, LLC -16.8K (-100.0%) -14.5K (-100.0%) 0.00% -0.013 pp 0.00% 0.000 pp USD 7 qtrs SOLD
65 GSA CAPITAL PARTNERS LLP -310.8K (-100.0%) -269.0K (-100.0%) 0.00% -0.241 pp 0.00% -0.022 pp USD 3 qtrs SOLD
66 TRUE WEALTH DESIGN, LLC -29.0 (-100.0%) -26.0 (-100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD 4 qtrs SOLD
67 GALLAGHER CAPITAL ADVISORS, LLC -31.6K (-100.0%) -27.5K (-100.0%) 0.00% -0.024 pp 0.00% -0.016 pp USD 5 qtrs SOLD
68 EVERSOURCE WEALTH ADVISORS, LLC -2.0 (-100.0%) -2.0 (-100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD 5 qtrs SOLD
69 COMMONWEALTH EQUITY SERVICES, LLC -46.0K (-100.0%) -40.0K (-100.0%) 0.00% -0.036 pp 0.00% 0.000 pp USD 8 qtrs SOLD
70 HRT FINANCIAL LP -16.9K (-100.0%) -14.0K (-100.0%) 0.00% -0.013 pp 0.00% 0.000 pp USD 5 qtrs SOLD
71 MARSHALL WACE, LLP -85.1K (-100.0%) -74.0K (-100.0%) 0.00% -0.066 pp 0.00% 0.000 pp USD 3 qtrs SOLD
72 VICTORY CAPITAL MANAGEMENT INC -14.9K (-100.0%) -12.9K (-100.0%) 0.00% -0.012 pp 0.00% +0.000 pp USD 7 qtrs SOLD
73 JAIN GLOBAL LLC -16.7K (-100.0%) -14.5K (-100.0%) 0.00% -0.013 pp 0.00% 0.000 pp USD 3 qtrs SOLD
74 BARCLAYS PLC -167.7K (-100.0%) -254.9K (-100.0%) 0.00% -0.130 pp 0.00% 0.000 pp USD 7 qtrs SOLD
75 SQUAREPOINT OPS LLC -253.3K (-100.0%) -219.6K (-100.0%) 0.00% -0.196 pp 0.00% 0.000 pp USD 9 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock Held by 12 ETFs in our universe
# ETF Weight Est. AUM exposure TER
1 iShares Micro-Cap ETF IWC 0.00% 69.2K 0.60%
2 Vanguard Extended Market ETF VXF 0.00% 506.4K 0.05%
3 Vanguard U.S. Total Market Shares Index ETF VTS.AX 0.00% 2.8K 0.03%
4 Vanguard U.S. Total Market Index ETF VUN.TO 0.00% 7.8K 0.17%
5 Vanguard U.S. Total Market Index ETF (CAD-hedged) VUS.TO 0.00% 575.82 0.17%
6 Vanguard Total Stock Market ETF VTI 0.00% 1.33M 0.03%
7 Vanguard All-Equity ETF Portfolio VEQT.TO 0.00% 2.9K 0.22%
8 Vanguard Growth ETF Portfolio VGRO.TO 0.00% 1.6K 0.22%
9 Vanguard Balanced ETF Portfolio VBAL.TO 0.00% 641.90 0.22%
10 Vanguard Conservative ETF Portfolio VCNS.TO 0.00% 70.73 0.22%

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
2
Sells
0
Shares acquired
1.28M
Shares disposed
Cash buys
Cash sales
Net activity
+1,275,203
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-03-27 QUAY STEVEN C Director / Officer A-Award A Common Stock 65,000 0.00 88,038 D
2026-03-26 Daniel Mark James Officer A-Award A Common Stock 63,000 0.00 63,000 D
2026-01-20 QUAY STEVEN C Director / Officer A-Award A Common Stock 331,674 0.00 345,572 D
2025-10-14 Daniel Mark James Officer A-Award A Stock Option (right to buy) 578,000 1.03 595.3K 578,000 D
2025-05-21 QUAY STEVEN C Director / Officer P-Purchase A Common Stock 11,239 0.88 9.9K 13,898 D
2025-05-15 Steinhart Richard I Director A-Award A Stock Option (right to buy) 125,000 0.99 123.8K 125,000 D
2025-05-15 Remmel H. Lawrence Director A-Award A Stock Option (right to buy) 125,000 0.99 123.8K 125,000 D
2025-05-15 Rees Heather Officer A-Award A Stock Option (right to buy) 543,785 0.99 538.3K 543,785 D
2025-05-15 QUAY STEVEN C Director / Officer A-Award A Stock Option (right to buy) 1,366,062 0.99 1.35M 1,366,062 D
2025-05-15 Galli Stephen J Director A-Award A Stock Option (right to buy) 125,000 0.99 123.8K 125,000 D
2025-05-15 Finn Jonathan Director A-Award A Stock Option (right to buy) 125,000 0.99 123.8K 125,000 D
2025-05-15 Cigler Tessa Director A-Award A Stock Option (right to buy) 125,000 0.99 123.8K 125,000 D
2025-05-15 Chen Shu-Chih Director A-Award A Stock Option (right to buy) 125,000 0.99 123.8K 125,000 D
2025-03-26 Remmel H. Lawrence Director P-Purchase A Common Stock 10,000 0.70 7.0K 10,257 D
2024-06-27 Steinhart Richard I Director A-Award A Stock Option (right to buy) 125,000 1.05 131.3K 125,000
2024-06-27 Remmel H. Lawrence Director A-Award A Stock Option (right to buy) 125,000 1.05 131.3K 125,000
2024-06-27 Rees Heather Officer A-Award A Stock Option (right to buy) 577,700 1.05 606.6K 577,700
2024-06-27 QUAY STEVEN C Director / Officer A-Award A Stock Option (right to buy) 1,795,100 1.05 1.88M 1,795,100
2024-06-27 Galli Stephen J Director A-Award A Stock Option (right to buy) 125,000 1.05 131.3K 125,000
2024-06-27 Finn Jonathan Director A-Award A Stock Option (right to buy) 125,000 1.05 131.3K 125,000
2024-06-27 Cigler Tessa Director A-Award A Stock Option (right to buy) 125,000 1.05 131.3K 125,000
2024-06-27 Chen Shu-Chih Director A-Award A Stock Option (right to buy) 125,000 1.05 131.3K 125,000
2024-04-10 Finn Jonathan Director P-Purchase A Common Stock 25,000 1.77 44.3K 25,000
2024-03-09 Cigler Tessa Director A-Award A Stock Option (right to buy) 20,834 1.09 22.7K 20,834
2023-11-15 WEAVER GREGORY L Director / Officer S-Sale D Common Stock 50,000 0.65 32.5K 55
2023-11-15 Finn Jonathan Director A-Award A Stock Option (right to buy) 62,500 0.65 40.6K 62,500
2023-11-08 Finn Jonathan Director 0 0.00 0
2023-10-06 Rees Heather Officer D Stock Option (Right to Buy) 226,000 0.92 207.9K 0
2023-06-20 WEAVER GREGORY L Director / Officer P-Purchase A Common Stock 50,000 0.97 48.5K 50,055
2023-06-01 WEAVER GREGORY L Director / Officer A-Award A Stock Option (right to buy) 2,600,000 0.92 2.39M 2,600,000
2023-05-04 WEAVER GREGORY L Director A-Award A Stock Option (right to buy) 125,000 0.66 82.8K 125,000
2023-05-04 Steinhart Richard I Director A-Award A Stock Option (right to buy) 125,000 0.66 82.8K 125,000
2023-05-04 Remmel H. Lawrence Director A-Award A Stock Option (right to buy) 125,000 0.66 82.8K 125,000
2023-05-04 Galli Stephen J Director A-Award A Stock Option (right to buy) 125,000 0.66 82.8K 125,000
2023-05-04 Chen Shu-Chih Director A-Award A Stock Option (right to buy) 125,000 0.66 82.8K 125,000
2023-03-02 QUAY STEVEN C Director / Officer A-Award A Stock Option (right to buy) 1,873,100 0.72 1.35M 1,873,100
2023-03-02 Guse Kyle Officer A-Award A Stock Option (right to buy) 557,900 0.72 401.7K 557,900
2022-05-13 WEAVER GREGORY L Director A-Award A Stock Option (right to buy) 50,000 0.93 46.5K 50,000
2022-05-13 Steinhart Richard I Director A-Award A Stock Option (right to buy) 50,000 0.00 500,000
2022-05-13 Remmel H. Lawrence Director A-Award A Stock Option (right to buy) 50,000 0.00 50,000
2022-05-13 Galli Stephen J Director A-Award A Stock Option (right to buy) 50,000 0.00 50,000
2022-05-13 Chen Shu-Chih Director A-Award A Stock Option (right to buy) 50,000 0.93 46.5K 50,000
2022-02-24 QUAY STEVEN C Director / Officer A-Award A Stock Option (right to buy) 1,900,000 1.25 2.38M 1,900,000
2022-02-24 Guse Kyle Officer A-Award A Stock Option (right to buy) 746,667 1.25 933.3K 746,667
2021-07-02 WEAVER GREGORY L Director M-Exempt A Common Stock 4,581 5.64 25.8K 4,581
2021-05-14 WEAVER GREGORY L Director A-Award A Stock Option (right to buy) 50,000 2.90 145.0K 50,000
2021-05-14 Steinhart Richard I Director A-Award A Stock Option (right to buy) 50,000 2.90 145.0K 50,000
2021-05-14 Remmel H. Lawrence Director A-Award A Stock Option (right to buy) 50,000 2.90 145.0K 50,000
2021-05-14 QUAY STEVEN C Director / Officer A-Award A Stock Option (right to buy) 1,900,000 2.90 5.51M 1,900,000
2021-05-14 Guse Kyle Officer A-Award A Stock Option (right to buy) 850,000 2.90 2.47M 850,000
2021-05-14 Galli Stephen J Director A-Award A Stock Option (right to buy) 50,000 2.90 145.0K 50,000
2021-05-14 Chen Shu-Chih Director A-Award A Stock Option (right to buy) 50,000 2.90 145.0K 50,000
2020-05-15 WEAVER GREGORY L Director A-Award A Stock Option (right to buy) 70,000 1.70 119.0K 70,000
2020-05-15 Steinhart Richard I Director A-Award A Stock Option (right to buy) 45,000 1.70 76.5K 45,000
2020-05-15 Remmel H. Lawrence Director A-Award A Stock Option (right to buy) 45,000 1.70 76.5K 45,000
2020-05-15 Galli Stephen J Director A-Award A Stock Option (right to buy) 45,000 1.70 76.5K 45,000
2020-05-15 Chen Shu-Chih Director A-Award A Stock Option (right to buy) 45,000 1.70 76.5K 45,000
2020-04-09 QUAY STEVEN C Director / Officer A-Award A Stock Option (Right to Buy) 1,305,000 1.48 1.93M 1,305,000
2020-04-09 Guse Kyle Officer A-Award A Stock Option (Right to Buy) 395,000 1.48 584.6K 395,000
2019-05-17 WEAVER GREGORY L Director A-Award A Stock Option (right to buy) 45,000 2.52 113.4K 45,000
2019-05-17 Steinhart Richard I Director A-Award A Stock Option (right to buy) 45,000 2.52 113.4K 45,000
2019-05-17 Remmel H. Lawrence Director A-Award A Stock Option (right to buy) 45,000 2.52 113.4K 45,000
2019-05-17 Galli Stephen J Director A-Award A Stock Option (right to buy) 45,000 2.52 113.4K 45,000
2019-05-17 Chen Shu-Chih Director A-Award A Stock Option (right to buy) 45,000 2.52 113.4K 45,000
2019-01-13 QUAY STEVEN C Director / Officer A-Award A Stock Option (Right to Buy) 2,300,000 1.36 3.13M 2,300,000
2019-01-13 Guse Kyle Officer A-Award A Stock Option (Right to Buy) 800,000 1.36 1.09M 800,000
2018-06-27 WEAVER GREGORY L Director A-Award A Stock Option (right to buy) 45,000 2.38 107.1K 45,000
2018-06-27 Steinhart Richard I Director A-Award A Stock Option (right to buy) 45,000 2.38 107.1K 45,000
2018-06-27 Remmel H. Lawrence Director A-Award A Stock Option (right to buy) 45,000 2.38 107.1K 45,000
2018-06-27 QUAY STEVEN C Director / Officer A-Award A Stock Option (right to buy) 2,300,000 2.38 5.47M 2,300,000
2018-06-27 Guse Kyle Officer A-Award A Stock Option (right to buy) 700,000 2.38 1.67M 700,000
2018-06-27 Galli Stephen J Director A-Award A Stock Option (right to buy) 45,000 2.38 107.1K 45,000
2018-06-27 Chen Shu-Chih Director A-Award A Stock Option (right to buy) 45,000 2.38 107.1K 45,000
2018-05-30 QUAY STEVEN C Director / Officer P-Purchase A Warrants 2,272 4.05 9.2K 2,272
2018-05-30 Guse Kyle Officer P-Purchase A Warrants 2,272 4.05 9.2K 2,272
2018-05-30 Chen Shu-Chih Director P-Purchase A Series B Convertible Preferred Stock 8 3.52 28.16 8
2017-11-15 Guse Kyle Officer P-Purchase A Common Stock 1,400 0.34 471.10 10,000
2017-05-24 WEAVER GREGORY L Director A-Award A Stock Option (right to buy) 54,949 0.47 25.8K 69,917
2017-05-24 Steinhart Richard I Director A-Award A Stock Option (right to buy) 49,531 0.47 23.3K 59,062
2017-05-24 Remmel H. Lawrence Director A-Award A Stock Option (right to buy) 57,685 0.47 27.1K 75,369
2017-05-24 QUAY STEVEN C Director / Officer A-Award A Stock Option (right to buy) 575,893 0.47 270.7K 651,785
2017-05-24 Guse Kyle Officer A-Award A Stock Option (right to buy) 495,333 0.47 232.8K 640,667
2017-05-24 Galli Stephen J Director A-Award A Stock Option (right to buy) 64,132 0.47 30.1K 88,263
2017-05-24 Chen Shu-Chih Director A-Award A Stock Option (right to buy) 60,202 0.47 28.3K 80,404
2017-04-17 Remmel H. Lawrence Director P-Purchase A Common Stock 2,500 0.63 1.6K 3,126
2016-05-18 WEAVER GREGORY L Director A-Award A Stock Option (right to buy) 112,190 0.26 29.5K 112,190
2016-05-18 Steinhart Richard I Director A-Award A Stock Option (right to buy) 71,484 0.26 18.8K 71,484
2016-05-18 Remmel H. Lawrence Director A-Award A Stock Option (right to buy) 132,634 0.26 34.9K 132,634
2016-05-18 QUAY STEVEN C Director / Officer / 10% Owner A-Award A Common Stock (right to buy) 569,194 0.26 149.7K 569,194
2016-05-18 Guse Kyle Officer A-Award A Stock Option (right to buy) 1,090,000 0.26 286.7K 1,090,000
2016-05-18 Galli Stephen J Director A-Award A Stock Option (right to buy) 180,987 0.26 47.6K 180,987
2016-05-18 Chen Shu-Chih Director / 10% Owner A-Award A Stock Option (right to buy) 151,516 0.26 39.8K 151,516
2016-04-01 Remmel H. Lawrence Director P-Purchase A Common Stock 1,500 0.33 495.00 10,900
2016-03-09 QUAY STEVEN C Director / Officer / 10% Owner P-Purchase A Common Stock 15,000 0.37 5.6K 4,826,858
2016-03-09 Chen Shu-Chih Director / 10% Owner P-Purchase A Common Stock 15,000 0.37 5.6K 4,348,315
2016-02-16 QUAY STEVEN C Director / Officer / 10% Owner P-Purchase A Common Stock 15,000 0.53 8.0K 4,811,858
2016-02-16 Chen Shu-Chih Director / 10% Owner P-Purchase A Common Stock 15,000 0.53 8.0K 4,333,315
2016-01-19 QUAY STEVEN C Director / Officer / 10% Owner P-Purchase A Common Stock 50,000 0.20 10.0K 4,796,858
2016-01-19 Chen Shu-Chih Director / 10% Owner P-Purchase A Common Stock 50,000 0.20 10.0K 4,318,315
2015-09-01 Youmans Scott Officer A-Award A Stock Option (right to buy) 50,000 0.76 38.0K 286,217
2015-06-12 Remmel H. Lawrence Director P-Purchase A Common Stock 5,400 1.30 7.0K 9,400
2015-05-12 WEAVER GREGORY L Director A-Award A Stock Option (right to buy) 40,000 1.37 54.8K 40,000
2015-05-12 Steinhart Richard I Director A-Award A Stock Option (right to buy) 40,000 1.37 54.8K 40,000
2015-05-12 Remmel H. Lawrence Director A-Award A Stock Option (right to buy) 40,000 1.37 54.8K 40,000
2015-05-12 Galli Stephen J Director A-Award A Stock Option (right to buy) 40,000 1.37 54.8K 40,000
2015-03-16 Sawyer John E Officer A-Award A Stock Options 59,265 1.88 111.4K 59,265
2015-03-16 QUAY STEVEN C Director / Officer / 10% Owner A-Award A Stock Options 275,000 1.88 517.0K 275,000
2015-03-16 Guse Kyle Officer A-Award A Stock Options 190,000 1.88 357.2K 190,000
2015-03-16 Destro Christopher S. Officer A-Award A Stock Options 54,625 1.88 102.7K 54,625
2014-06-02 Sawyer John E Officer D Stock Option (right to buy) 200,000 1.41 282.0K 0
2014-05-06 WEAVER GREGORY L Director D-Return D Common Stock 24,510 0.00 0
2014-05-06 Steinhart Richard I Director D-Return D Common Stock 22,728 0.00 0
2014-05-06 Remmel H. Lawrence Director A-Award A Stock Option (right to buy) 15,000 1.22 18.3K 15,000
2014-05-06 QUAY STEVEN C Director / Officer / 10% Owner A-Award A Stock Option (right to buy) 250,000 1.22 305.0K 250,000
2014-05-06 Guse Kyle Officer A-Award A Stock Option (right to buy) 200,000 1.22 244.0K 200,000
2014-05-06 Galli Stephen J Director A-Award A Stock Option (right to buy) 15,000 1.22 18.3K 15,000
2014-05-06 Destro Christopher S. Officer I Common Stock 0 0.00 100
2014-05-06 Chen Shu-Chih Director / Officer / 10% Owner A-Award A Stock Option (right to buy) 125,000 1.22 152.5K 125,000
2014-05-06 Carbonaro Peter J. Officer D Stock Option (right to buy) 45,000 1.22 54.9K 0
2014-04-01 Chen Ben R Officer 0 0.00 0
2014-03-01 Steinhart Richard I Director A-Award A Common Stock 22,728 0.00 22,728
2014-01-08 Guse Kyle Officer A-Award A Stock Option (right to buy) 140,000 2.20 308.0K 140,000
2013-12-31 QUAY STEVEN C Director / Officer / 10% Owner I Common Stock 0 0.00 4,268,315
2013-12-31 Chen Shu-Chih Director / Officer / 10% Owner I Common Stock 0 0.00 4,268,315
2013-11-21 WEAVER GREGORY L Director P-Purchase A Common Stock 10,000 2.58 25.8K 34,510
2013-10-10 WEAVER GREGORY L Director A-Award A Common Stock 24,510 0.00 24,510
2013-10-01 QUAY STEVEN C Director / Officer / 10% Owner S-Sale D Common Stock 7,265 5.66 41.1K 4,268,315
2013-10-01 Chen Shu-Chih Director / Officer / 10% Owner S-Sale D Common Stock 7,265 5.66 41.1K 4,268,315
2013-06-04 Guse Kyle Officer A-Award A Stock Option (right to buy) 60,000 4.31 258.6K 60,000
2013-05-15 CROSS ALEXANDER D Director P-Purchase A Common Stock 500 5.49 2.7K 88,866
2013-05-07 Galli Stephen J Director A-Award A Stock Option (right to buy) 40,030 6.60 264.0K 40,030
2013-05-07 CROSS ALEXANDER D Director A-Award A Stock Option (right to buy) 41,243 6.60 272.0K 41,243
2013-05-07 Barnhart John Director A-Award A Stock Option (right to buy) 44,882 6.60 296.0K 44,882
2013-03-11 QUAY STEVEN C Director / Officer / 10% Owner A-Award A Stock Option (right to buy) 44,194 6.57 290.4K 44,194
2013-03-11 Chen Shu-Chih Director / Officer / 10% Owner A-Award A Stock Option (right to buy) 26,516 6.57 174.2K 26,516
2013-01-08 Remmel H. Lawrence Director P-Purchase A Common Stock 2,000 4.05 8.1K 2,000
2013-01-04 Guse Kyle Officer D Stock Option (right to buy) 500,000 4.11 2.06M 0
2012-11-07 Remmel H. Lawrence Director 0 0.00 0
2012-11-07 QUAY STEVEN C Director / Officer / 10% Owner D Stock Option (Right to Buy) 250,000 2.64 660.0K 0
2012-11-07 Galli Stephen J Director D Stock Option (Right to Buy) 5,927 6.00 35.6K 0
2012-11-07 Chen Shu-Chih Director / Officer / 10% Owner D Stock Option (Right to Buy) 100,000 2.64 264.0K 0
2012-11-07 CROSS ALEXANDER D Director D Stock Option (Right to Buy) 5,927 6.00 35.6K 0
2012-11-07 Benjamin Christopher Officer 0 0.00 0
2012-11-07 Barnhart John Director I Common Stock 0 0.00 8,837

Executive team

Top executives
Shares Outstanding
8.61M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2025 Steven C. Quay, M.D., Ph. D. 731.0K 1.48M 250.0K 39.2K 2.50M 59.24%
2 2025 Heather Rees, CPA (Inactive) 482.2K 415.9K 83.6K 981.7K 42.37%
3 2025 Mark J. Daniel 72.5K 456.1K 7.9K 536.5K 85.02%
4 2024 Steven C. Quay, M.D., Ph. D. 705.9K 1.49M 529.4K 38.1K 2.76M 53.93%
5 2024 Heather Rees, CPA (inactive) 402.5K 489.2K 219.9K 38.1K 1.15M 42.55%
6 2024 Heather Rees, CPA (Inactive) 402.5K 489.2K 219.9K 38.1K 1.15M 42.55%
7 2023 Greg Weaver 197.8K 43.5K 2.12M 21.8K 2.38M 88.95%
8 2023 Steven C. Quay, M.D. Ph. D. 705.9K 1.14M 469.8K 36.6K 2.36M 48.55%
9 2023 Steven C. Quay, M.D., Ph. D. 705.9K 1.14M 469.8K 36.6K 2.36M 48.55%
10 2023 Kyle Guse 248.4K 342.8K 580.5K 1.17M 29.26%
11 2023 Heather Rees, CPA (inactive) 331.6K 166.8K 152.5K 36.6K 687.5K 24.27%
12 2022 Steven C. Quay, M.D. Ph. D. 705.9K 2.02M 402.4K 32.9K 3.16M 63.90%
13 2022 Steven C. Quay, MD., Ph.D. 705.9K 2.02M 402.4K 32.9K 3.16M 63.90%
14 2022 Kyle Guse 466.7K 788.9K 239.4K 32.9K 1.53M 51.64%
15 2021 Steven C. Quay, MD., Ph.D. 659.0K 4.71M 494.3K 31.4K 5.89M 79.90%
16 2021 Kyle Guse 456.7K 2.11M 205.5K 31.4K 2.80M 75.24%
17 2020 Steven C. Quay, MD., Ph.D. 600.6K 1.99M 330.3K 13.6K 2.94M 67.83%
18 2020 Kyle Guse 421.1K 761.3K 189.5K 13.6K 1.39M 54.95%
19 2019 Steven C. Quay, MD., Ph.D. 600.6K 4.89M 300.3K 18.7K 5.81M 84.17%
20 2019 Kyle Guse 421.1K 1.70M 189.5K 18.7K 2.33M 72.99%
21 2018 Steven C. Quay, MD., Ph.D. 582.0K 1.08M 491.0K 18.3K 2.17M 49.76%
22 2018 Kyle Guse 408.0K 329.0K 333.6K 18.3K 1.09M 30.21%
23 2017 Steven C. Quay, M.D., Ph.D. President and Chief Executive Officer 520.0K 227.7K 260.0K 12.0K 1.02M 22.33%
24 2017 Steven C. Quay, MD., Ph.D. 520.0K 227.7K 260.0K 12.0K 1.02M 22.33%
25 2017 Kyle Guse 364.0K 195.9K 163.8K 12.0K 735.7K 26.63%
26 2017 Kyle Guse Chief Financial Officer, General Counsel and Secretary 364.0K 195.9K 163.8K 12.0K 735.7K 26.63%
27 2016 Steven C. Quay, M.D., Ph.D. President and Chief Executive Officer 520.0K 125.0K 300.0K 10.6K 955.6K 13.08%
28 2016 Kyle Guse Chief Financial Officer, General Counsel and Secretary 364.0K 239.3K 170.0K 10.6K 783.9K 30.53%
29 2016 Scott Youmans Chief Operating Officer 34.3K 104.3K 138.6K 0.00%
30 2015 Steven C. Quay, M.D., Ph.D. President and Chief Executive Officer 520.0K 437.6K 208.0K 10.6K 1.18M 37.20%
31 2015 Kyle Guse Chief Financial Officer, General Counsel and Secretary 364.0K 302.3K 131.0K 10.6K 808.0K 37.42%
32 2015 Scott Youmans Chief Operating Officer 239.2K 88.9K 80.4K 2.9K 411.3K 21.61%
33 2015 Christopher Destro Senior Vice President of Sales and Marketing 103.3K 86.9K 125.5K 315.7K 27.53%
34 2015 John Sawyer Senior Vice President of Regulatory Affairs and Quality Assurance 150.0K 94.3K 244.3K 38.60%
35 2015 Shu-Chih Chen, Ph.D.
36 2015 H. Lawrence Remmel, Esq. Steven C. Quay, M.D., Ph.D. Gregory L. Weaver Stephen J. Galli, M.D. Richard I. Steinhart
37 2014 Steven C. Quay, M.D., Ph.D. President and Chief Executive Officer 500.0K 129.1K 225.0K 10.4K 864.5K 14.94%
38 2014 Kyle Guse Chief Financial Officer, General Counsel and Secretary 350.0K 236.2K 149.6K 10.4K 746.2K 31.65%
39 2014 Christopher Destro Senior Vice President of Sales and Marketing 205.0K 70.7K 46.6K 10.4K 332.7K 21.25%
40 2014 John Sawyer Senior Vice President of Regulatory Affairs and Quality Assurance 163.3K 119.3K 43.3K 325.9K 36.60%
41 2014 Scott Youmans Chief Operating Officer 67.1K 156.6K 31.7K 255.5K 61.31%
42 2014 Richard I. Steinhart Steven C. Quay, M.D., Ph.D. Gregory L. Weaver Shu-Chih Chen, Ph.D. H. Lawrence Remmel, Esq.
43 2014 Stephen J. Galli, M.D.
44 2012 Steven C. Quay, M.D., Ph.D. President and Chief Executive Officer 250.0K 72.6K 322.6K 0.00%
45 2012 Shu-Chih Chen, Ph.D. Chief Scientific Officer 200.0K 43.6K 243.6K 0.00%
46 2012 Christopher Benjamin Chief Financial Officer 109.3K 109.3K 0.00%
47 2011 Steven C. Quay, M.D., Ph.D. President and Chief Executive Officer 250.0K 61.9K 311.9K 0.00%
48 2011 Shu-Chih Chen, Ph.D. Chief Scientific Officer 200.0K 37.1K 237.1K 0.00%
49 2011 Christopher Benjamin Chief Financial Officer 39.0K 39.0K 0.00%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2026-03-30 DEF 14A
2026-03-20 PRE 14A
2025-12-22 DEF 14A
2025-12-12 PRE 14A
2025-03-26 DEF 14A
2024-05-23 DEF 14A
2024-05-10 PRE 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-08 8-K
2026-05-08 8-K
2026-05-08 10-Q
2026-04-16 8-K
2026-03-31 4
2026-03-30 DEF 14A
2026-03-30 ARS
2026-03-30 4
2026-03-25 8-K
2026-03-25 10-K

Executive team

NameTitleCompensationGender
Steven C. Quay FCAP Chairman, Chief Executive Officer & President 1M
Mark Daniel Chief Financial Officer 349.3K male
Delly Behen Senior Vice President of Business Operations female
Janet Rose Rea MSPH Senior Vice President of Research & Development female
Richard Graydon Interim Chief Medical Officer
ESG Rating
B-
BIOTECHNOLOGY
2022
E (Environmental)
54.3 / 56.3
Company / Sector avg.
S (Social)
47.2 / 62.4
Company / Sector avg.
G (Governance)
62.9 / 60.9
Company / Sector avg.
ESG Total
54.8 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity
Transaction Date Disclosed Representative District Owner Type Amount Link
2017-10-25 2018-08-06 Roger W. Marshall Ks01 Dependent Purchase $1,001 - $15,000
Market share among peers
Peer comparison — filtered group (TTM)
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Dividend history

Earnings history

Earnings reports

Stock splits