Anixa Biosciences, Inc. (ANIX)
San Jose, CA, US
Anixa Biosciences, Inc. (ANIX) is a biotechnology company dedicated to pioneering therapies and vaccines. Its core mission revolves around addressing critical, unmet medical needs, particularly within the fields of oncology (cancer) and infectious diseases. Among its therapeutic pipeline, Anixa is developing a novel chimeric endocrine receptor T-cell (CER-T) technology, an innovative adaptation of CAR-T, specifically for ovarian cancer treatment. The company is also engaged in the discovery and development of antiviral drug candidates to combat COVID-19, focusing on the inhibition of specific viral protein functions. On the vaccine front, Anixa's initiatives include a vaccine designed to target triple-negative breast cancer and a distinct preventative vaccine aimed at ovarian cancer. Beyond specific therapies and vaccines, Anixa also has immuno-therapy drugs for various cancers in its development portfolio. A key collaboration exists with MolGenie GmbH for the discovery and development of its COVID-19 antiviral candidates. Tracing its origins back to an incorporation in 1982, the company initially operated as ITUS Corporation before adopting the name Anixa Biosciences, Inc. in October 2018. It is headquartered in San Jose, California.
Based on only 1 article — low confidence
No mergers or acquisitions recorded for this company.
| Indicator | 1D | 1W | 2W | 3W | 1M |
|---|
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
| 1D | 5D | 1M | 3M | 6M | YTD | 1Y | 3Y | 5Y | 10Y | Max |
|---|---|---|---|---|---|---|---|---|---|---|
| -2.29% | -10.31% | -21.67% | -21.14% | -54.19% | -24.68% | -32.66% | -30.27% | -45.73% | -29.22% | -86.89% |
Revenue flow
Revenue by geography
Revenue by segment
Revenue composition
By product
By geography
Income Statement
Balance Sheet
Cash Flow Statement
Key Metrics
Financial Ratios
Employees
Financial Growth (CAGR)
Market Data
DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.
| Rating | 2026-05 | Change |
|---|---|---|
| Strong Buy | 1 | 0 |
| Buy | 3 | 0 |
| Hold | 0 | 0 |
| Sell | 0 | 0 |
| Strong Sell | 0 | 0 |
| Period | # Analysts | Avg Target |
|---|---|---|
| Last Month | — | — |
| Last Quarter | — | — |
| Last Year | — | — |
| All Time | 3 |
5.83
+61.5%
|
-
Revenue growth Biotechnology: +1.6%—
-
EPS growth Biotechnology: +29.7%+12.8% Q2'26: +19.2% (vs Q2'25)
-
FCF margin FCF growth · Biotechnology: +16.2%—
-
EBIT margin Biotechnology: +0.0%—
-
ROIC Biotechnology: -16.1%—
-
Share dilution Biotechnology: -3.4%+1.7% ★ Q2'26: +4.3% (vs Q2'25)
-
Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×-0.02× Q2'26: -0.02× (vs Q2'25)
* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.
| Metric |
Oct 2015 actual |
Oct 2016 actual |
Oct 2017 actual |
Oct 2018 actual |
Oct 2019 actual |
Oct 2021 actual |
Oct 2023 actual |
Oct 2024 actual |
Oct 2025 actual |
Oct 2026 1 EPS Ana. |
Oct 2027 2 Rev. Ana. 1 EPS Ana. |
Oct 2028 2 EPS Ana. |
Oct 2029 1 Rev. Ana. 1 EPS Ana. |
Oct 2030 1 Rev. Ana. 1 EPS Ana. |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue |
9.26M
est: 45.00M (-79.4%)
|
300.0K
est: 45.00M (-99.3%)
|
362.5K
est: 60.00M (-99.4%)
|
1.11M
est: 1.11M (0.0%)
|
250.0K
est: 250.0K (+0.0%)
|
512.0K
est: 500.0K (+2.4%)
|
210.0K
est: 210.0K (+0.0%)
|
—
est: 150.00M (-100.0%)
|
—
est: 120.00M (-100.0%)
|
—
— – —
-100.0% YoY
|
34.00M
34.00M – 34.00M
|
—
— – —
-100.0% YoY
|
22.60M
22.60M – 22.60M
|
82.10M
82.10M – 82.10M
+263.3% YoY
|
| EBITDA |
-601.8K
est: -50.0K (-1,102.6%)
|
-4.14M
est: -50.0K (-8,168.4%)
|
-4.14M
est: -66.7K (-6,104.5%)
|
-13.90M
est: -1.2K (-1,123,534.0%)
|
-11.00M
est: -278.00 (-3,958,514.0%)
|
-13.08M
est: -556.00 (-2,352,647.3%)
|
-10.97M
est: 42.0K (-26,207.8%)
|
-12.66M
est: 30.00M (-142.2%)
|
-11.70M
est: 24.00M (-148.8%)
|
—
— – —
-100.0% YoY
|
6.80M
6.80M – 6.80M
|
—
— – —
-100.0% YoY
|
4.52M
4.52M – 4.52M
|
16.42M
16.42M – 16.42M
+263.3% YoY
|
| EBIT |
-927.1K
est: -50.2K (-1,747.0%)
|
-4.50M
est: -50.2K (-8,857.5%)
|
-4.51M
est: -66.9K (-6,636.2%)
|
-14.24M
est: -1.2K (-1,147,610.2%)
|
-11.47M
est: -278.00 (-4,126,250.7%)
|
-13.14M
est: -557.00 (-2,358,248.3%)
|
-11.01M
est: 42.0K (-26,317.3%)
|
-12.70M
est: 30.00M (-142.3%)
|
-11.70M
est: 24.00M (-148.8%)
|
—
— – —
-100.0% YoY
|
6.80M
6.80M – 6.80M
|
—
— – —
-100.0% YoY
|
4.52M
4.52M – 4.52M
|
16.42M
16.42M – 16.42M
+263.3% YoY
|
| Net Income |
-1.38M
est: 71.77M (-101.9%)
|
-5.02M
est: 71.77M (-107.0%)
|
-5.01M
est: 111.64M (-104.5%)
|
-14.00M
est: -21.05M (+33.5%)
|
-11.65M
est: -22.65M (+48.6%)
|
-12.95M
est: -13.08M (+1.0%)
|
-9.81M
est: -12.00M (+18.2%)
|
-12.55M
est: -12.82M (+2.1%)
|
-10.93M
est: -11.54M (+5.4%)
|
-10.87M
-10.87M – -10.87M
+5.8% YoY
|
-11.36M
-11.36M – -11.36M
-4.5% YoY
|
-12.17M
-12.98M – -11.36M
-7.1% YoY
|
-13.96M
-13.96M – -13.96M
-14.7% YoY
|
52.90M
52.90M – 52.90M
+479.1% YoY
|
| SGA |
5.51M
est: 411.86M (-98.7%)
|
2.71M
est: 411.86M (-99.3%)
|
4.41M
est: 549.14M (-99.2%)
|
6.91M
est: 10.19M (-32.1%)
|
5.66M
est: 2.29M (+147.5%)
|
7.07M
est: 4.58M (+54.6%)
|
6.29M
est: 1.96M (+220.2%)
|
7.44M
est: 1.40B (-99.5%)
|
6.63M
est: 1.12B (-99.4%)
|
—
— – —
-100.0% YoY
|
318.05M
318.05M – 318.05M
|
—
— – —
-100.0% YoY
|
211.40M
211.40M – 211.40M
|
768.01M
768.01M – 768.01M
+263.3% YoY
|
| EPS |
-0.14
est: 2.25 (-106.2%)
|
-0.57
est: 2.25 (-125.3%)
|
-0.41
est: 3.50 (-111.7%)
|
-0.79
est: -0.66 (-19.7%)
|
-0.61
est: -0.71 (+14.1%)
|
-0.45
est: -0.41 (-9.8%)
|
-0.32
est: -0.37 (+13.5%)
|
-0.39
est: -0.40 (+1.3%)
|
-0.34
est: -0.36 (+4.4%)
|
-0.34
-0.34 – -0.34
+5.8% YoY
|
-0.35
-0.35 – -0.35
-4.5% YoY
|
-0.38
-0.40 – -0.35
-7.1% YoY
|
-0.43
-0.43 – -0.43
-14.7% YoY
|
1.63
1.63 – 1.63
+479.1% YoY
|
| Date | Rating | Overall | DCF | ROE | ROA | D/E | P/E | P/B |
|---|---|---|---|---|---|---|---|---|
| 2026-06-10 | C | 2/5 | 3/5 | 1/5 | 1/5 | 4/5 | 1/5 | 1/5 |
| 2026-06-09 | C | 2/5 | 3/5 | 1/5 | 1/5 | 4/5 | 1/5 | 1/5 |
| 2026-06-08 | C | 2/5 | 3/5 | 1/5 | 1/5 | 4/5 | 1/5 | 1/5 |
| 2026-06-05 | C | 2/5 | 3/5 | 1/5 | 1/5 | 4/5 | 1/5 | 1/5 |
| 2026-06-04 | C | 2/5 | 3/5 | 1/5 | 1/5 | 4/5 | 1/5 | 1/5 |
| 2026-06-03 | C | 2/5 | 3/5 | 1/5 | 1/5 | 4/5 | 1/5 | 1/5 |
| 2026-06-02 | C | 2/5 | 3/5 | 1/5 | 1/5 | 4/5 | 1/5 | 1/5 |
| 2026-06-01 | C | 2/5 | 3/5 | 1/5 | 1/5 | 4/5 | 1/5 | 1/5 |
| 2026-05-28 | C | 2/5 | 2/5 | 1/5 | 1/5 | 4/5 | 1/5 | 1/5 |
| 2026-05-27 | C | 2/5 | 2/5 | 1/5 | 1/5 | 4/5 | 1/5 | 1/5 |
| 2026-05-26 | C | 2/5 | 2/5 | 1/5 | 1/5 | 4/5 | 1/5 | 1/5 |
| 2026-05-22 | C | 2/5 | 2/5 | 1/5 | 1/5 | 4/5 | 1/5 | 1/5 |
| 2026-05-21 | C | 2/5 | 2/5 | 1/5 | 1/5 | 4/5 | 1/5 | 1/5 |
| 2026-05-20 | C | 2/5 | 2/5 | 1/5 | 1/5 | 4/5 | 1/5 | 1/5 |
| 2026-05-19 | C | 2/5 | 2/5 | 1/5 | 1/5 | 4/5 | 1/5 | 1/5 |
| 2026-05-18 | C | 2/5 | 2/5 | 1/5 | 1/5 | 4/5 | 1/5 | 1/5 |
| 2026-05-15 | C | 2/5 | 2/5 | 1/5 | 1/5 | 4/5 | 1/5 | 1/5 |
| 2026-05-14 | C | 2/5 | 2/5 | 1/5 | 1/5 | 4/5 | 1/5 | 1/5 |
| 2026-05-13 | C | 2/5 | 2/5 | 1/5 | 1/5 | 4/5 | 1/5 | 1/5 |
| 2026-05-12 | C | 2/5 | 2/5 | 1/5 | 1/5 | 4/5 | 1/5 | 1/5 |
| 2026-05-11 | C | 2/5 | 2/5 | 1/5 | 1/5 | 4/5 | 1/5 | 1/5 |
| 2026-05-08 | C- | 1/5 | 2/5 | 1/5 | 1/5 | 3/5 | 1/5 | 1/5 |
| 2026-05-07 | C- | 1/5 | 2/5 | 1/5 | 1/5 | 3/5 | 1/5 | 1/5 |
| 2026-05-06 | C- | 1/5 | 2/5 | 1/5 | 1/5 | 3/5 | 1/5 | 1/5 |
| 2026-05-05 | C- | 1/5 | 2/5 | 1/5 | 1/5 | 3/5 | 1/5 | 1/5 |
| 2026-05-04 | C- | 1/5 | 2/5 | 1/5 | 1/5 | 3/5 | 1/5 | 1/5 |
| 2026-05-01 | C- | 1/5 | 2/5 | 1/5 | 1/5 | 3/5 | 1/5 | 1/5 |
| 2026-04-30 | C- | 1/5 | 2/5 | 1/5 | 1/5 | 3/5 | 1/5 | 1/5 |
| 2026-04-29 | C- | 1/5 | 2/5 | 1/5 | 1/5 | 3/5 | 1/5 | 1/5 |
| 2026-04-28 | C- | 1/5 | 2/5 | 1/5 | 1/5 | 3/5 | 1/5 | 1/5 |
| 2026-04-27 | C- | 1/5 | 2/5 | 1/5 | 1/5 | 3/5 | 1/5 | 1/5 |
| 2026-04-24 | C- | 1/5 | 2/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-04-23 | C- | 1/5 | 2/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-04-22 | C- | 1/5 | 2/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-04-21 | C- | 1/5 | 3/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-04-20 | C- | 1/5 | 3/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-04-17 | C- | 1/5 | 3/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
| 2026-04-16 | C- | 1/5 | 3/5 | 1/5 | 1/5 | 2/5 | 1/5 | 1/5 |
Owner Earnings
Ownership Overview
| # | Reporting person | Amount owned | % of class | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Type | Citizenship | Filing date | SEC filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Overseas Limited | 20.00M | 13.60% | 20.00M | — | 20.00M | — | CO | Islands | 2010-05-17 | ↗ |
| 2 | Denis Krusos | 11.97M | 6.80% | — | — | — | — | IN | Citizenship or Place of Organization | 2011-02-18 | ↗ |
| 3 | Fidelity National Financial, Inc. | 3.90M | 6.60% | 842.8K | — | 842.8K | — | CO | United States of America | 2017-01-03 | ↗ |
| 4 | Michael Catelani | 1.76M | 5.25% | 1.76M | — | 1.76M | — | IN | United States of America | 2024-05-03 | ↗ |
| 5 | (ENTITIES ONLY) | 1.45M | 5.40% | 1.45M | — | 1.45M | — | IN | States of America | 2021-02-05 | ↗ |
| 6 | AVG GP, LLC | 987.6K | 6.53% | — | 987.6K | — | 987.6K | OO | United States | 2017-09-13 | ↗ |
| 7 | AVG Holdings, LP | 987.6K | 6.53% | — | 987.6K | — | 987.6K | PN | United States | 2017-09-13 | ↗ |
| 8 | AVG Ventures GP, LLC | 987.6K | 6.53% | — | 987.6K | — | 987.6K | OO | United States | 2017-09-13 | ↗ |
| 9 | AVG Ventures, LP | 987.6K | 6.53% | — | 987.6K | — | 987.6K | PN | United States | 2017-09-13 | ↗ |
| 10 | Meetrix Communications, Inc. | 987.6K | 6.53% | — | 987.6K | — | 987.6K | CO | United States | 2017-09-13 | ↗ |
| 11 | Starfighter Trust | 987.6K | 6.53% | — | 987.6K | — | 987.6K | OO | United States | 2017-09-13 | ↗ |
| 12 | Bruce P. Eames | 942.6K | 5.68% | — | 942.6K | — | 942.6K | IN | Delaware | 2018-01-30 | ↗ |
Institutional Activity (13F)
| # | Investor | Shares / Δ | Mkt value / Δ | Own% / Δ | Weight% / Δ | Avg px / Perf. | Hold / Status |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD GROUP INC | 1.46M +37.2K (+2.6%) | 4.55M -139.9K (-3.0%) | 4.50% +0.118 pp | 0.00% +0.000 pp | USD4.21 -25.9% | 29 qtrs — |
| 2 | LAIRD NORTON TRUST COMPANY, LLC | 588.0K -9.2K (-1.5%) | 1.83M -136.2K (-6.9%) | 1.81% -0.027 pp | 0.04% -0.301 pp | USD3.66 -14.8% | 9 qtrs — |
| 3 | D.A. DAVIDSON & CO. | 539.3K -75.0K (-12.2%) | 1.68M -344.6K (-17.0%) | 1.66% -0.230 pp | 0.01% -0.003 pp | USD2.22 +40.5% | 7 qtrs — |
| 4 | UBS GROUP AG | 459.1K -15.4K (-3.2%) | 1.43M -133.5K (-8.5%) | 1.41% -0.047 pp | 0.00% +0.000 pp | USD3.46 -9.8% | 29 qtrs — |
| 5 | GEODE CAPITAL MANAGEMENT, LLC | 350.9K +7.3K (+2.1%) | 1.10M -39.2K (-3.5%) | 1.08% +0.023 pp | 0.00% +0.000 pp | USD3.95 -21.0% | 29 qtrs — |
| 6 | MISSION WEALTH MANAGEMENT, LP | 206.9K -149.3K (-41.9%) | 645.5K -529.8K (-45.1%) | 0.64% -0.459 pp | 0.01% -0.011 pp | USD3.27 -4.6% | 10 qtrs — |
| 7 | BLACKROCK, INC. | 164.0K +3.0K (+1.8%) | 511.6K -19.7K (-3.7%) | 0.51% +0.010 pp | 0.00% +0.000 pp | USD3.05 +2.3% | 6 qtrs — |
| 8 | STATE STREET CORP | 159.0K +38.5K (+32.0%) | 496.2K +98.6K (+24.8%) | 0.49% +0.119 pp | 0.00% +0.000 pp | USD3.87 -19.4% | 19 qtrs — |
| 9 | 683 CAPITAL MANAGEMENT, LLC | 113.6K +113.6K (+100.0%) | 354.5K +354.5K (+100.0%) | 0.35% +0.350 pp | 0.02% +0.015 pp | USD3.12 +0.0% | 1 qtrs NEW |
| 10 | EXODUSPOINT CAPITAL MANAGEMENT, LP | 93.9K +93.9K (+100.0%) | 293.1K +293.1K (+100.0%) | 0.29% +0.289 pp | 0.00% +0.002 pp | USD3.12 +0.0% | 1 qtrs NEW |
| 11 | LPL FINANCIAL LLC | 89.6K +2.6K (+3.0%) | 279.6K -7.5K (-2.6%) | 0.28% +0.008 pp | 0.00% +0.000 pp | USD3.00 +4.0% | 15 qtrs — |
| 12 | GSA CAPITAL PARTNERS LLP | 82.1K +221.0 (+0.3%) | 256.0K -14.0K (-5.2%) | 0.25% +0.001 pp | 0.02% -0.001 pp | USD2.89 +8.0% | 4 qtrs — |
| 13 | QUBE RESEARCH & TECHNOLOGIES LTD | 59.5K +59.5K (+100.0%) | 185.7K +185.7K (+100.0%) | 0.18% +0.183 pp | 0.00% +0.000 pp | USD3.12 +0.0% | 1 qtrs NEW |
| 14 | BANK OF NEW YORK MELLON CORP | 58.3K +— (+0.0%) | 181.8K -10.5K (-5.5%) | 0.18% +0.000 pp | 0.00% +0.000 pp | USD4.31 -27.6% | 29 qtrs — |
| 15 | NORTHERN TRUST CORP | 55.8K -1.2K (-2.1%) | 174.0K -14.0K (-7.4%) | 0.17% -0.004 pp | 0.00% +0.000 pp | USD3.55 -12.1% | 29 qtrs — |
| 16 | RENAISSANCE TECHNOLOGIES LLC | 53.9K +11.1K (+26.0%) | 168.1K +27.0K (+19.1%) | 0.17% +0.034 pp | 0.00% +0.000 pp | USD3.11 +0.3% | 19 qtrs — |
| 17 | VIRTU FINANCIAL LLC | 51.8K +51.8K (+100.0%) | 161.0K +161.0K (+100.0%) | 0.16% +0.160 pp | 0.01% +0.006 pp | USD3.12 +0.0% | 1 qtrs NEW |
| 18 | CORECAP ADVISORS, LLC | 48.0K +1.2K (+2.7%) | 149.9K -4.5K (-2.9%) | 0.15% +0.004 pp | 0.01% 0.000 pp | USD3.28 -4.9% | 8 qtrs — |
| 19 | MORGAN STANLEY | 46.9K +35.2K (+301.6%) | 146.2K +107.7K (+279.7%) | 0.14% +0.109 pp | 0.00% +0.000 pp | USD3.20 -2.5% | 29 qtrs — |
| 20 | WESTSIDE INVESTMENT MANAGEMENT, INC. | 44.0K +9.0K (+25.7%) | 137.3K +21.8K (+18.9%) | 0.14% +0.028 pp | 0.02% +0.004 pp | USD3.18 -1.9% | 11 qtrs — |
| 21 | ACADIAN ASSET MANAGEMENT LLC | 44.3K +23.5K (+113.2%) | 136.0K +70.0K (+106.1%) | 0.14% +0.073 pp | 0.00% +0.000 pp | USD3.20 -2.5% | 2 qtrs — |
| 22 | HIGHTOWER ADVISORS, LLC | 41.2K +— (+0.0%) | 128.4K -7.4K (-5.5%) | 0.13% +0.000 pp | 0.00% +0.000 pp | USD3.47 -10.1% | 9 qtrs — |
| 23 | MARSHALL WACE, LLP | 40.6K -22.2K (-35.3%) | 126.5K -80.4K (-38.9%) | 0.13% -0.068 pp | 0.00% 0.000 pp | USD3.30 -5.5% | 3 qtrs — |
| 24 | CI PRIVATE WEALTH, LLC | 37.4K +— (+0.0%) | 116.7K -6.7K (-5.5%) | 0.12% +0.000 pp | 0.00% +0.000 pp | USD4.08 -23.5% | 13 qtrs — |
| 25 | GEMMER ASSET MANAGEMENT LLC | 35.0K +— (+0.0%) | 109.2K -6.3K (-5.5%) | 0.11% +0.000 pp | 0.01% -0.001 pp | USD3.06 +2.0% | 15 qtrs — |
| 26 | POINT72 ASSET MANAGEMENT, L.P. | 31.1K +31.1K (+100.0%) | 96.9K +96.9K (+100.0%) | 0.10% +0.096 pp | 0.00% +0.000 pp | USD3.12 +0.0% | 1 qtrs NEW |
| 27 | OMERS ADMINISTRATION CORP | 30.5K +30.5K (+100.0%) | 95.2K +95.2K (+100.0%) | 0.09% +0.094 pp | 0.00% +0.001 pp | USD3.12 +0.0% | 1 qtrs NEW |
| 28 | CITADEL ADVISORS LLC | 29.7K -66.3K (-69.1%) | 92.6K -224.2K (-70.8%) | 0.09% -0.204 pp | 0.00% +0.000 pp | USD3.30 -5.5% | 21 qtrs — |
| 29 | CIBC PRIVATE WEALTH GROUP, LLC | 27.9K +12.3K (+78.6%) | 86.9K +35.5K (+68.9%) | 0.09% +0.038 pp | 0.00% +0.000 pp | USD3.22 -3.1% | 3 qtrs — |
| 30 | SQUAREPOINT OPS LLC | 26.7K +26.7K (+100.0%) | 83.2K +83.2K (+100.0%) | 0.08% +0.082 pp | 0.00% +0.000 pp | USD3.12 +0.0% | 1 qtrs NEW |
| 31 | GRAHAM CAPITAL MANAGEMENT, L.P. | 26.1K +26.1K (+100.0%) | 81.4K +81.4K (+100.0%) | 0.08% +0.080 pp | 0.00% +0.002 pp | USD3.12 +0.0% | 1 qtrs NEW |
| 32 | KESTRA ADVISORY SERVICES, LLC | 26.0K +2.0K (+8.3%) | 81.1K +1.9K (+2.4%) | 0.08% +0.006 pp | 0.00% +0.000 pp | USD2.78 +12.2% | 5 qtrs — |
| 33 | NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 22.5K +— (+0.0%) | 70.2K -4.1K (-5.5%) | 0.07% +0.000 pp | 0.00% -0.001 pp | USD3.41 -8.5% | 13 qtrs — |
| 34 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 20.2K +20.2K (+100.0%) | 63.0K +63.0K (+100.0%) | 0.06% +0.062 pp | 0.00% +0.000 pp | USD3.12 +0.0% | 1 qtrs NEW |
| 35 | LIGHTHOUSE INVESTMENT PARTNERS, LLC | 17.0K +17.0K (+100.0%) | 53.0K +53.0K (+100.0%) | 0.05% +0.052 pp | 0.00% +0.002 pp | USD3.12 +0.0% | 1 qtrs NEW |
| 36 | KEYBANK NATIONAL ASSOCIATION/OH | 15.8K +300.0 (+1.9%) | 49.3K -1.9K (-3.6%) | 0.05% +0.001 pp | 0.00% +0.000 pp | USD2.75 +13.5% | 16 qtrs — |
| 37 | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC | 15.6K +— (+0.0%) | 48.8K -2.8K (-5.5%) | 0.05% +0.000 pp | 0.00% 0.000 pp | USD2.22 +40.5% | 7 qtrs — |
| 38 | DAKOTA WEALTH MANAGEMENT | 15.0K +— (+0.0%) | 46.8K -2.7K (-5.5%) | 0.05% +0.000 pp | 0.00% 0.000 pp | USD3.27 -4.6% | 10 qtrs — |
| 39 | PENSIONMARK FINANCIAL GROUP, LLC | 14.6K +— (+0.0%) | 45.6K -2.6K (-5.5%) | 0.05% +0.000 pp | 0.00% 0.000 pp | USD3.30 -5.5% | 2 qtrs — |
| 40 | CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 12.8K +— (+0.0%) | 39.9K -2.3K (-5.5%) | 0.04% +0.000 pp | 0.00% +0.000 pp | USD3.06 +2.0% | 15 qtrs — |
| 41 | NEWEDGE WEALTH, LLC | 12.5K +— (+0.0%) | 39.0K -11.9K (-23.3%) | 0.04% +0.000 pp | 0.00% 0.000 pp | USD3.30 -5.5% | 3 qtrs — |
| 42 | MILLENNIUM MANAGEMENT LLC | 12.2K +12.2K (+100.0%) | 38.0K +38.0K (+100.0%) | 0.04% +0.038 pp | 0.00% +0.000 pp | USD3.12 +0.0% | 5 qtrs — |
| 43 | SIMPLICITY WEALTH,LLC | 12.0K -2.0K (-14.1%) | 37.4K -8.7K (-18.8%) | 0.04% -0.006 pp | 0.00% 0.000 pp | USD3.35 -6.9% | 8 qtrs — |
| 44 | WELLS FARGO & COMPANY/MN | 12.0K +1.5K (+14.3%) | 37.4K +2.8K (+8.1%) | 0.04% +0.005 pp | 0.00% +0.000 pp | USD2.64 +18.2% | 29 qtrs — |
| 45 | CONCORDE ASSET MANAGEMENT, LLC | 12.0K -2.0K (-14.1%) | 37.4K -8.2K (-17.9%) | 0.04% -0.006 pp | 0.02% -0.004 pp | USD3.30 -5.5% | 2 qtrs — |
| 46 | BENJAMIN EDWARDS INC | 11.2K +— (+0.0%) | 34.9K -2.0K (-5.5%) | 0.03% +0.000 pp | 0.00% +0.000 pp | USD3.30 -5.5% | 3 qtrs — |
| 47 | CETERA INVESTMENT ADVISERS | 11.1K +11.1K (+100.0%) | 34.7K +34.7K (+100.0%) | 0.03% +0.034 pp | 0.00% +0.000 pp | USD3.12 +0.0% | 1 qtrs NEW |
| 48 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 10.5K +— (+0.0%) | 32.8K -1.9K (-5.5%) | 0.03% +0.000 pp | 0.00% +0.000 pp | USD3.28 -4.9% | 4 qtrs — |
| 49 | PRIVATE ADVISOR GROUP, LLC | 10.2K -3.5K (-25.6%) | 31.9K -13.5K (-29.7%) | 0.03% -0.011 pp | 0.00% 0.000 pp | USD2.93 +6.5% | 4 qtrs — |
| 50 | STEPHEN J. GARRY & ASSOCIATES, LLC | 10.1K +— (+0.0%) | 31.5K -1.8K (-5.5%) | 0.03% +0.000 pp | 0.02% -0.002 pp | USD3.88 -19.6% | 9 qtrs — |
| 51 | STALEY CAPITAL ADVISERS INC | 10.0K +— (+0.0%) | 31.2K -1.8K (-5.5%) | 0.03% +0.000 pp | 0.00% 0.000 pp | USD3.35 -6.9% | 8 qtrs — |
| 52 | BNP PARIBAS ARBITRAGE, SNC | 9.1K +9.1K (+100.0%) | 28.5K +28.5K (+100.0%) | 0.03% +0.028 pp | 0.00% +0.000 pp | USD3.12 +0.0% | 1 qtrs NEW |
| 53 | CANADA PENSION PLAN INVESTMENT BOARD | 7.5K +7.5K (+100.0%) | 23.4K +23.4K (+100.0%) | 0.02% +0.023 pp | 0.00% +0.000 pp | USD3.12 +0.0% | 1 qtrs NEW |
| 54 | BANK OF AMERICA CORP /DE/ | 5.6K -208.4K (-97.4%) | 17.4K -688.7K (-97.5%) | 0.02% -0.642 pp | 0.00% +0.000 pp | USD2.94 +6.1% | 18 qtrs — |
| 55 | SIMPLEX TRADING, LLC | 5.0K -3.2K (-39.3%) | 15.5K -11.5K (-42.6%) | 0.02% -0.010 pp | 0.00% +0.000 pp | USD3.30 -5.5% | 2 qtrs — |
| 56 | JONES FINANCIAL COMPANIES LLLP | 3.8K +1.8K (+88.1%) | 12.0K +5.0K (+72.6%) | 0.01% +0.006 pp | 0.00% +0.000 pp | USD3.22 -3.1% | 2 qtrs — |
| 57 | PNC FINANCIAL SERVICES GROUP, INC. | 3.0K +— (+0.0%) | 9.5K -547.0 (-5.5%) | 0.01% +0.000 pp | 0.00% +0.000 pp | USD3.27 -4.6% | 10 qtrs — |
| 58 | MAI CAPITAL MANAGEMENT | 2.7K +— (+0.0%) | 8.4K -486.0 (-5.5%) | 0.01% +0.000 pp | 0.00% +0.000 pp | USD2.32 +34.5% | 5 qtrs — |
| 59 | NBT BANK N A /NY | 2.0K +— (+0.0%) | 6.2K -360.0 (-5.5%) | 0.01% +0.000 pp | 0.00% +0.000 pp | USD3.30 -5.5% | 3 qtrs — |
| 60 | ANCORA ADVISORS, LLC | 1.5K +— (+0.0%) | 4.7K -274.0 (-5.5%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD3.04 +2.6% | 17 qtrs — |
| 61 | ROYAL BANK OF CANADA | 1.4K +426.0 (+42.6%) | 4.0K +1.0K (+33.3%) | 0.00% +0.001 pp | 0.00% +0.000 pp | USD3.24 -3.7% | 23 qtrs — |
| 62 | STEPHENS CONSULTING, LLC | 1.0K +— (+0.0%) | 3.1K -180.0 (-5.5%) | 0.00% +0.000 pp | 0.00% 0.000 pp | USD2.32 +34.5% | 5 qtrs — |
| 63 | PARKSIDE FINANCIAL BANK & TRUST | 602.00 +— (+0.0%) | 1.9K -108.0 (-5.4%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD3.30 -5.5% | 3 qtrs — |
| 64 | FEDERATION DES CAISSES DESJARDINS DU QUEBEC | 600.00 +— (+0.0%) | 1.9K -120.0 (-6.1%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD2.86 +9.1% | 4 qtrs — |
| 65 | LARSON FINANCIAL GROUP LLC | 500.00 +— (+0.0%) | 1.6K -90.0 (-5.5%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD2.75 +13.5% | 16 qtrs — |
| 66 | IFP ADVISORS, INC | 500.00 +— (+0.0%) | 1.6K -90.0 (-5.5%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD2.86 +9.1% | 4 qtrs — |
| 67 | NEWEDGE ADVISORS, LLC | 495.00 +— (+0.0%) | 1.5K -90.0 (-5.5%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD3.30 -5.5% | 3 qtrs — |
| 68 | US BANCORP \DE\ | 400.00 +— (+0.0%) | 1.2K -72.0 (-5.5%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD2.75 +13.5% | 17 qtrs — |
| 69 | SBI SECURITIES CO., LTD. | 223.00 -9.0 (-3.9%) | 696.00 -70.0 (-9.1%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD2.32 +34.5% | 5 qtrs — |
| 70 | ADVISOR GROUP HOLDINGS, INC. | 50.00 +— (+0.0%) | 156.00 +7.0 (+4.7%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD3.38 -7.7% | 21 qtrs — |
| 71 | PARK CIRCLE CO | — -500.0 (-100.0%) | — -1.7K (-100.0%) | 0.00% -0.002 pp | 0.00% -0.001 pp | USD— | 10 qtrs SOLD |
| 72 | GROUP ONE TRADING, L.P. | — -4.8K (-100.0%) | — -15.9K (-100.0%) | 0.00% -0.015 pp | 0.00% +0.000 pp | USD— | 6 qtrs SOLD |
| 73 | PRINCIPAL SECURITIES, INC. | — -1.0K (-100.0%) | — -3.3K (-100.0%) | 0.00% -0.003 pp | 0.00% 0.000 pp | USD— | 9 qtrs SOLD |
| 74 | ADVISORY SERVICES NETWORK, LLC | — -400.0 (-100.0%) | — -1.3K (-100.0%) | 0.00% -0.001 pp | 0.00% +0.000 pp | USD— | 2 qtrs SOLD |
| 75 | JANE STREET GROUP, LLC | — -10.3K (-100.0%) | — -34.0K (-100.0%) | 0.00% -0.032 pp | 0.00% +0.000 pp | USD— | 2 qtrs SOLD |
| 76 | BARCLAYS PLC | — -9.0 (-100.0%) | — -30.0 (-100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD— | 2 qtrs SOLD |
| 77 | CITIGROUP INC | — -1.0 (-100.0%) | — -3.0 (-100.0%) | 0.00% +0.000 pp | 0.00% +0.000 pp | USD— | 2 qtrs SOLD |
ETF Ownership
| # | ETF | Weight | Est. AUM exposure | TER |
|---|---|---|---|---|
| 1 | iShares Micro-Cap ETF IWC | 0.02% | 328.9K | 0.60% |
| 2 | Vanguard Extended Market ETF VXF | 0.00% | 933.9K | 0.05% |
| 3 | Vanguard U.S. Total Market Shares Index ETF VTS.AX | 0.00% | 5.4K | 0.03% |
| 4 | Vanguard U.S. Total Market Index ETF VUN.TO | 0.00% | 14.7K | 0.17% |
| 5 | Vanguard U.S. Total Market Index ETF (CAD-hedged) VUS.TO | 0.00% | 1.1K | 0.17% |
| 6 | Vanguard Total Stock Market ETF VTI | 0.00% | 2.52M | 0.03% |
| 7 | Vanguard All-Equity ETF Portfolio VEQT.TO | 0.00% | 5.5K | 0.22% |
| 8 | Vanguard Growth ETF Portfolio VGRO.TO | 0.00% | 3.0K | 0.22% |
| 9 | Vanguard Balanced ETF Portfolio VBAL.TO | 0.00% | 1.2K | 0.22% |
| 10 | Vanguard Conservative ETF Portfolio VCNS.TO | 0.00% | 133.63 | 0.22% |
Insider Activity
| Date | Person | Role | Transaction | A/D | Security | Shares | Price | Value | Owned after | D/I | Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-01-28 | Baskies Arnold M | Director | P-Purchase | A | Common Stock | 10,000 | 3.04 | 30.4K | 135,000 | D | ↗ |
| 2026-01-05 | Titterton Lewis H jr | Director | A-Award | A | Employee Stock Option | 25,000 | 3.18 | 79.5K | 25,000 | D | ↗ |
| 2026-01-05 | KUMAR AMIT | Director / Officer | A-Award | A | Employee Stock Option | 350,000 | 3.18 | 1.11M | 350,000 | D | ↗ |
| 2026-01-05 | Gottschalk Emily | Director | A-Award | A | Employee Stock Option | 25,000 | 3.18 | 79.5K | 25,000 | D | ↗ |
| 2026-01-05 | Catelani Michael | Officer | A-Award | A | Employee Stock Option | 175,000 | 3.18 | 556.5K | 175,000 | D | ↗ |
| 2026-01-05 | Baskies Arnold M | Director | A-Award | A | Employee Stock Option | 25,000 | 3.18 | 79.5K | 25,000 | D | ↗ |
| 2025-12-15 | Titterton Lewis H jr | Director | M-Exempt | A | Common Stock | 16,000 | 2.92 | 46.7K | 969,334 | D | ↗ |
| 2025-10-30 | KUMAR AMIT | Officer | F-InKind | D | Common Stock | 169,439 | 4.06 | 687.9K | 610,486 | D | ↗ |
| 2025-07-31 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 10,000 | 3.08 | 30.8K | 953,334 | D | ↗ |
| 2025-07-30 | KUMAR AMIT | Officer | P-Purchase | A | Common Stock | 5,000 | 3.16 | 15.8K | 579,925 | D | ↗ |
| 2025-07-18 | Baskies Arnold M | Director | P-Purchase | A | Common Stock | 5,000 | 3.39 | 17.0K | 125,000 | D | ↗ |
| 2025-07-11 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 10,000 | 3.14 | 31.4K | 943,334 | D | ↗ |
| 2025-07-11 | KUMAR AMIT | Officer | P-Purchase | A | Common Stock | 5,000 | 3.15 | 15.8K | 574,925 | D | ↗ |
| 2025-06-04 | KUMAR AMIT | Officer | P-Purchase | A | Common Stock | 10,000 | 2.85 | 28.5K | 569,925 | D | ↗ |
| 2025-01-28 | Baskies Arnold M | Director | P-Purchase | A | Common Stock | 5,000 | 2.82 | 14.1K | 120,000 | D | ↗ |
| 2025-01-24 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 1,000 | 3.00 | 3.0K | 933,334 | D | ↗ |
| 2025-01-23 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 2,000 | 2.91 | 5.8K | 932,334 | D | ↗ |
| 2025-01-22 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 2,000 | 3.01 | 6.0K | 930,334 | D | ↗ |
| 2025-01-21 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 6,000 | 2.59 | 15.5K | 928,334 | D | ↗ |
| 2025-01-17 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 10,000 | 2.57 | 25.7K | 922,334 | D | ↗ |
| 2025-01-15 | KUMAR AMIT | Officer | P-Purchase | A | Common Stock | 43,000 | 2.23 | 95.9K | 559,925 | D | ↗ |
| 2025-01-15 | Catelani Michael | Officer | P-Purchase | A | Common Stock | 9,289 | 2.15 | 20.0K | 44,500 | D | ↗ |
| 2025-01-02 | Titterton Lewis H jr | Director | A-Award | A | Employee Stock Option | 25,000 | 2.37 | 59.3K | 25,000 | D | ↗ |
| 2025-01-02 | KUMAR AMIT | Director / Officer | A-Award | A | Employee Stock Option | 700,000 | 2.37 | 1.66M | 700,000 | D | ↗ |
| 2025-01-02 | Gottschalk Emily | Director | A-Award | A | Employee Stock Option | 25,000 | 2.37 | 59.3K | 25,000 | D | ↗ |
| 2025-01-02 | Catelani Michael | Officer | A-Award | A | Employee Stock Option | 350,000 | 2.37 | 829.5K | 350,000 | D | ↗ |
| 2025-01-02 | Baskies Arnold M | Director | A-Award | A | Employee Stock Option | 25,000 | 2.37 | 59.3K | 25,000 | D | ↗ |
| 2024-10-22 | Titterton Lewis H jr | Director | M-Exempt | A | Common Stock | 16,000 | 2.58 | 41.2K | 912,334 | D | ↗ |
| 2024-07-31 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 5,580 | 3.23 | 18.0K | 896,334 | — | ↗ |
| 2024-07-30 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 21,646 | 3.06 | 66.2K | 890,754 | — | ↗ |
| 2024-07-26 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 7,700 | 3.03 | 23.3K | 869,108 | — | ↗ |
| 2024-07-26 | Baskies Arnold M | Director | P-Purchase | A | Common Stock | 5,000 | 3.09 | 15.5K | 115,000 | — | ↗ |
| 2024-07-25 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 796 | 2.81 | 2.2K | 861,408 | — | ↗ |
| 2024-06-14 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 4,000 | 2.68 | 10.7K | 860,612 | — | ↗ |
| 2024-06-13 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 405 | 2.70 | 1.1K | 856,612 | — | ↗ |
| 2024-06-11 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 7,102 | 2.66 | 18.9K | 856,207 | — | ↗ |
| 2024-06-10 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 330 | 2.60 | 858.00 | 849,105 | — | ↗ |
| 2024-06-07 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 10,738 | 2.52 | 27.1K | 848,775 | — | ↗ |
| 2024-06-07 | KUMAR AMIT | Officer | P-Purchase | A | Common Stock | 25,000 | 2.41 | 60.3K | 516,925 | — | ↗ |
| 2024-06-07 | Catelani Michael | Officer | P-Purchase | A | Common Stock | 6,250 | 2.40 | 15.0K | 35,211 | — | ↗ |
| 2024-04-30 | Catelani Michael | Officer | A-Award | A | Common Stock | 1,189 | 2.52 | 3.0K | 28,961 | — | ↗ |
| 2024-04-09 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 15,009 | 3.28 | 49.2K | 838,037 | — | ↗ |
| 2024-03-15 | KUMAR AMIT | Officer | P-Purchase | A | Common Stock | 30,000 | 3.22 | 96.6K | 491,925 | — | ↗ |
| 2024-03-15 | Baskies Arnold M | Director | P-Purchase | A | Common Stock | 10,000 | 3.63 | 36.3K | 110,000 | — | ↗ |
| 2024-01-12 | Titterton Lewis H jr | Director | A-Award | A | Employee Stock Option (Right to Buy) | 25,000 | 4.39 | 109.8K | 25,000 | — | ↗ |
| 2024-01-12 | KUMAR AMIT | Director / Officer | A-Award | A | Employee Stock Option (Right to Buy) | 700,000 | 4.39 | 3.07M | 700,000 | — | ↗ |
| 2024-01-12 | Gottschalk Emily | Director | A-Award | A | Employee Stock Option (Right to Buy) | 25,000 | 4.39 | 109.8K | 25,000 | — | ↗ |
| 2024-01-12 | Catelani Michael | Officer | A-Award | A | Employee Stock Option (Right to Buy) | 350,000 | 4.39 | 1.54M | 350,000 | — | ↗ |
| 2024-01-12 | Baskies Arnold M | Director | A-Award | A | Employee Stock Option (Right to Buy) | 25,000 | 4.39 | 109.8K | 25,000 | — | ↗ |
| 2023-10-31 | Catelani Michael | Officer | A-Award | A | Common Stock | 1,117 | 2.69 | 3.0K | 27,772 | — | ↗ |
| 2023-10-10 | Titterton Lewis H jr | Director | M-Exempt | A | Common Stock | 16,000 | 2.58 | 41.2K | 823,028 | — | ↗ |
| 2023-07-31 | KUMAR AMIT | Director / Officer | S-Sale | D | Common Stock | 11,800 | 3.57 | 42.1K | 461,925 | — | ↗ |
| 2023-07-28 | KUMAR AMIT | Director / Officer | M-Exempt | A | Common Stock | 40,000 | 2.58 | 103.0K | 502,100 | — | ↗ |
| 2023-07-27 | Titterton Lewis H jr | Director | M-Exempt | D | Employee Stock Option (Right to Buy) | 120,000 | 2.58 | 309.0K | 0 | — | ↗ |
| 2023-07-20 | Catelani Michael | Officer | P-Purchase | A | Common Stock | 5,500 | 3.64 | 20.0K | 26,655 | — | ↗ |
| 2023-04-28 | Catelani Michael | Officer | A-Award | A | Common Stock | 865 | 3.47 | 3.0K | 21,155 | — | ↗ |
| 2023-01-03 | Titterton Lewis H jr | Director | A-Award | A | Employee Stock Option (Right to Buy) | 25,000 | 4.19 | 104.8K | 25,000 | — | ↗ |
| 2023-01-03 | KUMAR AMIT | Director / Officer | A-Award | A | Employee Stock Option (Right to Buy) | 700,000 | 4.19 | 2.93M | 700,000 | — | ↗ |
| 2023-01-03 | Gottschalk Emily | Director | A-Award | A | Employee Stock Option (Right to Buy) | 25,000 | 4.19 | 104.8K | 25,000 | — | ↗ |
| 2023-01-03 | Catelani Michael | Officer | A-Award | A | Employee Stock Option (Right to Buy) | 350,000 | 0.00 | — | 350,000 | — | ↗ |
| 2023-01-03 | Baskies Arnold M | Director | A-Award | A | Employee Stock Option (Right to Buy) | 25,000 | 0.00 | — | 25,000 | — | ↗ |
| 2022-10-31 | Catelani Michael | Officer | J-Other | A | Common Stock | 1,069 | 2.81 | 3.0K | 20,290 | — | ↗ |
| 2022-09-29 | Titterton Lewis H jr | Director | M-Exempt | A | Common Stock | 40,000 | 2.58 | 103.0K | 774,070 | — | ↗ |
| 2022-09-15 | KUMAR AMIT | Director / Officer | M-Exempt | D | Employee Stock Option (Right to Buy) | 640,000 | 2.58 | 1.65M | 0 | — | ↗ |
| 2022-09-14 | Titterton Lewis H jr | Director | G-Gift | D | Common Stock | 300,000 | 0.00 | — | 734,070 | — | ↗ |
| 2022-06-24 | Titterton Lewis H jr | Director | M-Exempt | A | Common Stock | 16,000 | 2.58 | 41.2K | 1,034,070 | — | ↗ |
| 2022-04-29 | Catelani Michael | Officer | J-Other | A | Common Stock | 1,086 | 2.76 | 3.0K | 19,221 | — | ↗ |
| 2022-04-26 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 10,000 | 2.79 | 27.9K | 988,070 | — | ↗ |
| 2022-04-21 | Catelani Michael | Officer | P-Purchase | A | Common Stock | 5,500 | 2.66 | 14.6K | 18,135 | — | ↗ |
| 2022-04-20 | Catelani Michael | Officer | P-Purchase | A | Common Stock | 2,509 | 2.53 | 6.3K | 12,635 | — | ↗ |
| 2022-04-14 | Catelani Michael | Officer | A-Award | A | Employee Stock Option (Right to Buy) | 100,000 | 0.00 | — | 100,000 | — | ↗ |
| 2022-03-10 | Titterton Lewis H jr | Director | A-Award | A | Employee Stock Option (Right to Buy) | 100,000 | 0.00 | — | 100,000 | — | ↗ |
| 2022-03-10 | KUMAR AMIT | Officer | A-Award | A | Employee Stock Option (Right to Buy) | 500,000 | 0.00 | — | 500,000 | — | ↗ |
| 2022-03-10 | Gottschalk Emily | Director | A-Award | A | Employee Stock Option (Right to Buy) | 100,000 | 0.00 | — | 100,000 | — | ↗ |
| 2022-03-10 | Catelani Michael | Officer | A-Award | A | Employee Stock Option (Right to Buy) | 500,000 | 2.74 | 1.37M | 500,000 | — | ↗ |
| 2022-03-10 | Baskies Arnold M | Director | A-Award | A | Employee Stock Option (Right to Buy) | 100,000 | 0.00 | — | 100,000 | — | ↗ |
| 2022-01-12 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 5,000 | 3.28 | 16.4K | 978,070 | — | ↗ |
| 2022-01-11 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 2,000 | 3.20 | 6.4K | 973,070 | — | ↗ |
| 2022-01-10 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 6,000 | 3.08 | 18.5K | 971,070 | — | ↗ |
| 2022-01-07 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 11,000 | 3.08 | 33.9K | 965,070 | — | ↗ |
| 2022-01-07 | KUMAR AMIT | Director / Officer | P-Purchase | A | Common Stock | 20,000 | 3.00 | 60.0K | 314,000 | — | ↗ |
| 2021-10-29 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 18,244 | 4.76 | 86.8K | 954,070 | — | ↗ |
| 2021-10-29 | KUMAR AMIT | Director / Officer | P-Purchase | A | Common Stock | 2,000 | 4.77 | 9.5K | 294,000 | — | ↗ |
| 2021-10-29 | Catelani Michael | Officer | J-Other | A | Common Stock | 743 | 4.04 | 3.0K | 10,126 | — | ↗ |
| 2021-07-26 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 30,000 | 4.21 | 126.3K | 935,826 | — | ↗ |
| 2021-07-23 | KUMAR AMIT | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 4.28 | 21.4K | 292,000 | — | ↗ |
| 2021-07-23 | Baskies Arnold M | Director | P-Purchase | A | Common Stock | 19,000 | 4.33 | 82.3K | 100,000 | — | ↗ |
| 2021-07-16 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 10,000 | 4.07 | 40.7K | 905,826 | — | ↗ |
| 2021-07-16 | KUMAR AMIT | Director / Officer | P-Purchase | A | Common Stock | 10,000 | 3.94 | 39.4K | 287,000 | — | ↗ |
| 2021-07-15 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 2,200 | 3.65 | 8.0K | 895,826 | — | ↗ |
| 2021-07-15 | Gottschalk Emily | Director | P-Purchase | A | Common Stock | 20,065 | 3.96 | 79.5K | 45,665 | — | ↗ |
| 2021-07-15 | Baskies Arnold M | Director | P-Purchase | A | Common Stock | 20,000 | 3.90 | 78.0K | 81,000 | — | ↗ |
| 2021-07-14 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 23,300 | 3.72 | 86.7K | 893,626 | — | ↗ |
| 2021-06-01 | Titterton Lewis H jr | Director | A-Award | A | Employee Stock Option (Right to Buy) | 200,000 | 4.02 | 804.0K | 200,000 | — | ↗ |
| 2021-06-01 | KUMAR AMIT | Director / Officer | A-Award | A | Employee Stock Option (Right to Buy) | 500,000 | 4.02 | 2.01M | 500,000 | — | ↗ |
| 2021-06-01 | Gottschalk Emily | Director | A-Award | A | Employee Stock Option (Right to Buy) | 30,000 | 4.02 | 120.6K | 30,000 | — | ↗ |
| 2021-06-01 | Catelani Michael | Officer | A-Award | A | Employee Stock Option (Right to Buy) | 100,000 | 4.02 | 402.0K | 100,000 | — | ↗ |
| 2021-06-01 | Baskies Arnold M | Director | A-Award | A | Employee Stock Option (Right to Buy) | 30,000 | 4.02 | 120.6K | 30,000 | — | ↗ |
| 2021-05-31 | KUMAR AMIT | Director / Officer | D-Return | D | Restricted Stock Award | 1,500,000 | 0.00 | — | 0 | — | ↗ |
| 2021-04-30 | Catelani Michael | Officer | J-Other | A | Common Stock | 1,634 | 1.84 | 3.0K | 9,383 | — | ↗ |
| 2021-04-23 | Gottschalk Emily | Director | P-Purchase | A | Common Stock | 10,000 | 4.49 | 44.9K | 25,600 | — | ↗ |
| 2021-04-20 | Baskies Arnold M | Director | P-Purchase | A | Common Stock | 10,000 | 3.91 | 39.1K | 61,000 | — | ↗ |
| 2021-04-19 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 5,000 | 3.99 | 20.0K | 870,326 | — | ↗ |
| 2021-03-25 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 45,000 | 4.84 | 217.8K | 865,326 | — | ↗ |
| 2021-03-25 | KUMAR AMIT | Director / Officer | P-Purchase | A | Common Stock | 5,000 | 4.86 | 24.3K | 277,000 | — | ↗ |
| 2021-03-25 | Gottschalk Emily | Director | P-Purchase | A | Common Stock | 15,600 | 4.88 | 76.1K | 15,600 | — | ↗ |
| 2021-03-25 | Baskies Arnold M | Director | P-Purchase | A | Common Stock | 10,000 | 4.80 | 48.0K | 51,000 | — | ↗ |
| 2021-02-03 | Titterton Lewis H jr | Director | G-Gift | D | Common Stock | 200,000 | 0.00 | — | 820,326 | — | ↗ |
| 2021-01-29 | KUMAR AMIT | Director / Officer | P-Purchase | A | Common Stock | 10,000 | 3.73 | 37.3K | 272,000 | — | ↗ |
| 2020-12-23 | KUMAR AMIT | Director / Officer | A-Award | A | Employee Stock Option (Right to Buy) | 1,000,000 | 2.83 | 2.83M | 1,000,000 | — | ↗ |
| 2020-12-23 | Catelani Michael | Officer | A-Award | A | Employee Stock Option (Right to Buy) | 100,000 | 2.83 | 283.0K | 100,000 | — | ↗ |
| 2020-10-31 | Catelani Michael | Officer | J-Other | A | Common Stock | 1,918 | 1.56 | 3.0K | 7,749 | — | ↗ |
| 2020-09-11 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 40,000 | 2.08 | 83.2K | 1,020,326 | — | ↗ |
| 2020-09-11 | KUMAR AMIT | Director / Officer | P-Purchase | A | Common Stock | 28,000 | 2.11 | 59.1K | 262,000 | — | ↗ |
| 2020-08-13 | Titterton Lewis H jr | Director | A-Award | A | Employee Stock Option (Right to Buy) | 30,000 | 2.68 | 80.4K | 30,000 | — | ↗ |
| 2020-08-13 | MONAHAN JOHN J | Director | A-Award | A | Employee Stock Option (Right to Buy) | 30,000 | 2.68 | 80.4K | 30,000 | — | ↗ |
| 2020-08-13 | Gottschalk Emily | Director | A-Award | A | Employee Stock Option (Right to Buy) | 30,000 | 2.68 | 80.4K | 30,000 | — | ↗ |
| 2020-08-13 | Cavalier David | Director | A-Award | A | Employee Stock Option (Right to Buy) | 30,000 | 2.68 | 80.4K | 30,000 | — | ↗ |
| 2020-08-13 | Baskies Arnold M | Director | A-Award | A | Employee Stock Option (Right to Buy) | 30,000 | 2.68 | 80.4K | 30,000 | — | ↗ |
| 2020-06-16 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 24,500 | 2.27 | 55.6K | 980,326 | — | ↗ |
| 2020-06-15 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 31,083 | 2.27 | 70.6K | 955,826 | — | ↗ |
| 2020-06-12 | KUMAR AMIT | Director / Officer | P-Purchase | A | Common Stock | 20,000 | 2.03 | 40.6K | 234,000 | — | ↗ |
| 2020-04-30 | Catelani Michael | Officer | J-Other | A | Common Stock | 1,867 | 1.61 | 3.0K | 5,829 | — | ↗ |
| 2020-03-13 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 5,799 | 2.12 | 12.3K | 924,743 | — | ↗ |
| 2020-03-12 | KUMAR AMIT | Director / Officer | P-Purchase | A | Common Stock | 20,000 | 1.82 | 36.4K | 214,000 | — | ↗ |
| 2020-03-12 | Baskies Arnold M | Director | P-Purchase | A | Common Stock | 10,000 | 1.84 | 18.4K | 41,000 | — | ↗ |
| 2020-03-06 | Baskies Arnold M | Director | P-Purchase | A | Common Stock | 10,000 | 2.71 | 27.1K | 31,000 | — | ↗ |
| 2020-01-17 | Baskies Arnold M | Director | P-Purchase | A | Common Stock | 10,000 | 3.53 | 35.3K | 21,000 | — | ↗ |
| 2020-01-15 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 5,000 | 3.32 | 16.6K | 918,944 | — | ↗ |
| 2020-01-14 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 7,400 | 3.22 | 23.8K | 913,944 | — | ↗ |
| 2020-01-14 | KUMAR AMIT | Director / Officer | P-Purchase | A | Common Stock | 20,000 | 2.99 | 59.8K | 194,000 | — | ↗ |
| 2019-12-12 | KUMAR AMIT | Director / Officer | A-Award | A | Employee Stock Option (Right to Buy) | 520,000 | 3.84 | 2.00M | 520,000 | — | ↗ |
| 2019-12-12 | Catelani Michael | Officer | A-Award | A | Employee Stock Option (Right to Buy) | 100,000 | 3.84 | 384.0K | 100,000 | — | ↗ |
| 2019-10-31 | Catelani Michael | Officer | J-Other | A | Common Stock | 912 | 3.29 | 3.0K | 3,962 | — | ↗ |
| 2019-10-23 | Titterton Lewis H jr | Director | A-Award | A | Employee Stock Option | 45,000 | 3.87 | 174.2K | 45,000 | — | ↗ |
| 2019-10-23 | MONAHAN JOHN J | Director | A-Award | A | Employee Stock Option (Right to Buy) | 45,000 | 3.87 | 174.2K | 45,000 | — | ↗ |
| 2019-10-23 | Gottschalk Emily | Director | A-Award | A | Employee Stock Option (Right to Buy) | 45,000 | 3.87 | 174.2K | 45,000 | — | ↗ |
| 2019-10-23 | Cavalier David | Director | A-Award | A | Employee Stock Option (Right to Buy) | 45,000 | 3.87 | 174.2K | 45,000 | — | ↗ |
| 2019-10-23 | Baskies Arnold M | Director | A-Award | A | Employee Stock Option (Right to Buy) | 45,000 | 3.87 | 174.2K | 45,000 | — | ↗ |
| 2019-09-20 | Titterton Lewis H jr | Director | A-Award | A | Employee Stock Option | 30,000 | 2.58 | 77.3K | 30,000 | — | ↗ |
| 2019-09-20 | MONAHAN JOHN J | Director | D-Return | D | Employee Stock Option | 12,000 | 0.67 | 8.0K | 0 | — | ↗ |
| 2019-09-20 | KUMAR AMIT | Director / Officer | A-Award | A | Employee Stock Option | 213,333 | 2.58 | 549.3K | 213,333 | — | ↗ |
| 2019-09-20 | Catelani Michael | Director / Officer | A-Award | A | Employee Stock Option | 200,000 | 0.96 | 192.0K | 200,000 | — | ↗ |
| 2019-09-20 | Baskies Arnold M | Director | A-Award | A | Employee Stock Option | 12,000 | 5.30 | 63.6K | 12,000 | — | ↗ |
| 2019-09-13 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 15,000 | 4.10 | 61.5K | 906,544 | — | ↗ |
| 2019-09-13 | KUMAR AMIT | Director / Officer | P-Purchase | A | Common Stock | 10,000 | 4.12 | 41.2K | 174,000 | — | ↗ |
| 2019-04-30 | Catelani Michael | Officer | J-Other | A | Common Stock | 800 | 3.43 | 2.7K | 3,050 | — | ↗ |
| 2019-04-29 | MONAHAN JOHN J | Director | P-Purchase | A | Common Stock | 900 | 4.22 | 3.8K | 50,900 | — | ↗ |
| 2019-04-29 | Cavalier David | Director | P-Purchase | A | Common Stock | 2,000 | 4.21 | 8.4K | 2,000 | — | ↗ |
| 2019-04-26 | KUMAR AMIT | Director / Officer | P-Purchase | A | Common Stock | 4,000 | 4.21 | 16.8K | 164,000 | — | ↗ |
| 2019-04-26 | Baskies Arnold M | Director | P-Purchase | A | Common Stock | 10,000 | 4.28 | 42.8K | 11,000 | — | ↗ |
| 2019-04-24 | KUMAR AMIT | Director / Officer | P-Purchase | A | Common Stock | 10,000 | 4.27 | 42.7K | 160,000 | — | ↗ |
| 2019-04-22 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 50,000 | 4.09 | 204.5K | 891,544 | — | ↗ |
| 2018-10-25 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 2,000 | 4.05 | 8.1K | 841,544 | — | ↗ |
| 2018-10-25 | KUMAR AMIT | Director / Officer | P-Purchase | A | Common Stock | 11,000 | 3.90 | 42.9K | 150,000 | — | ↗ |
| 2018-10-08 | MONAHAN JOHN J | Director | A-Award | A | Employee Stock Option (Right to Buy) | 45,000 | 5.29 | 238.1K | 45,000 | — | ↗ |
| 2018-10-08 | Cavalier David | Director | A-Award | A | Employee Stock Option (Right to Buy) | 45,000 | 5.29 | 238.1K | 45,000 | — | ↗ |
| 2018-10-08 | Baskies Arnold M | Director | A-Award | A | Employee Stock Option (Right to Buy) | 45,000 | 5.29 | 238.1K | 45,000 | — | ↗ |
| 2018-09-27 | Cavalier David | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2018-09-27 | Baskies Arnold M | Director | — | D | Common Stock | 0 | 0.00 | — | 1,000 | — | ↗ |
| 2018-09-18 | Catelani Michael | Officer | P-Purchase | A | Common Stock | 2,250 | 4.45 | 10.0K | 2,250 | — | ↗ |
| 2018-09-14 | Titterton Lewis H jr | Director | P-Purchase | A | Common Stock | 5,000 | 3.98 | 19.9K | 839,544 | — | ↗ |
| 2018-09-14 | KUMAR AMIT | Director / Officer | P-Purchase | A | Common Stock | 3,000 | 4.08 | 12.2K | 139,000 | — | ↗ |
| 2018-09-13 | KUMAR AMIT | Director / Officer | P-Purchase | A | Common Stock | 3,000 | 3.84 | 11.5K | 136,000 | — | ↗ |
| 2018-09-12 | KUMAR AMIT | Director / Officer | P-Purchase | A | Common Stock | 4,480 | 3.99 | 17.9K | 128,888 | — | ↗ |
| 2018-07-26 | Titterton Lewis H jr | Director | A-Award | A | Employee Stock Option | 300,000 | 3.46 | 1.04M | 300,000 | — | ↗ |
| 2018-05-08 | KUMAR AMIT | Director / Officer | A-Award | A | Restricted Stock Award | 1,500,000 | 0.00 | — | 1,500,000 | — | ↗ |
| 2018-05-08 | Catelani Michael | Officer | A-Award | A | Employee Stock Option | 500,000 | 3.70 | 1.85M | 500,000 | — | ↗ |
| 2018-04-09 | WILLIAMS RICHARD H | Director | S-Sale | D | Common Stock | 25,000 | 4.64 | 116.0K | 25,000 | — | ↗ |
| 2017-10-19 | Titterton Lewis H jr | Director | M-Exempt | A | Common Stock | 2,400 | 0.67 | 1.6K | 834,544 | — | ↗ |
| 2017-09-22 | WILLIAMS RICHARD H | Director | A-Award | A | Employee Stock Options (right to Buy) | 50,000 | 2.27 | 113.5K | 50,000 | — | ↗ |
| 2017-09-22 | Titterton Lewis H jr | Director | A-Award | A | Employee Stock Options (Right to Buy) | 50,000 | 2.27 | 113.5K | 50,000 | — | ↗ |
| 2017-09-22 | MONAHAN JOHN J | Director | A-Award | A | Employee Stock Options (Right to Buy) | 50,000 | 2.27 | 113.5K | 50,000 | — | ↗ |
| 2017-09-22 | JOHNSON BRUCE F | Director | A-Award | A | Employee Stock Options (Right to Buy) | 50,000 | 2.27 | 113.5K | 50,000 | — | ↗ |
| 2017-09-06 | Titterton Lewis H jr | Director | A-Award | A | Employee Stock Option | 16,000 | 0.67 | 10.7K | 16,000 | — | ↗ |
| 2017-09-06 | MONAHAN JOHN J | Director | D-Return | D | Employee Stock Option | 6,000 | 3.13 | 18.8K | 0 | — | ↗ |
| 2017-09-06 | KUMAR AMIT | Director / Officer | A-Award | A | Employee Stock Option | 320,000 | 0.67 | 214.4K | 320,000 | — | ↗ |
| 2017-09-06 | Fox Dale | Director | A-Award | A | Employee Stock Option | 12,000 | 0.67 | 8.0K | 12,000 | — | ↗ |
| 2017-09-06 | Catelani Michael | Officer | A-Award | A | Employee Stock Option | 200,000 | 0.67 | 134.0K | 200,000 | — | ↗ |
| 2017-09-06 | Baskies Arnold M | Director | D-Return | D | Employee Stock Option | 6,000 | 3.13 | 18.8K | 0 | — | ↗ |
| 2017-07-17 | Titterton Lewis H jr | Director | — | D | Employee Stock Options (Right to Buy) | 6,000 | 0.82 | 4.9K | 0 | — | ↗ |
| 2017-07-06 | Catelani Michael | Officer | A-Award | A | Employee Stock Option (Right to Buy) | 200,000 | 0.96 | 192.0K | 200,000 | — | ↗ |
| 2017-06-05 | KUMAR AMIT | Director | P-Purchase | A | Common Stock | 10,000 | 0.90 | 9.0K | 124,408 | — | ↗ |
| 2017-06-02 | KUMAR AMIT | Director | P-Purchase | A | Common Stock | 8,078 | 0.88 | 7.1K | 114,408 | — | ↗ |
| 2017-06-02 | BERMAN ROBERT ANDREW | Director / Officer | P-Purchase | A | Common Stock | 9,900 | 0.88 | 8.7K | 61,553 | — | ↗ |
| 2017-04-03 | BERMAN ROBERT ANDREW | Officer | X-InTheMoney | D | Subscription Right | 5,995 | 2.38 | 14.3K | 0 | — | ↗ |
| 2017-01-03 | MONAHAN JOHN J | Director | A-Award | A | Employee Stock Options (Right to Buy) | 12,000 | 5.30 | 63.6K | 12,000 | — | ↗ |
| 2017-01-03 | Fox Dale | Director | A-Award | A | Employee Stock Option (Right to Buy) | 12,000 | 5.30 | 63.6K | 12,000 | — | ↗ |
| 2017-01-03 | Baskies Arnold M | Director | A-Award | A | Employee Stock Option (Right to Buy) | 12,000 | 5.30 | 63.6K | 12,000 | — | ↗ |
| 2016-12-31 | Titterton Lewis H jr | Director | — | D | Employee Stock Options (Right to Buy) | 16,000 | 2.92 | 46.7K | 0 | — | ↗ |
| 2016-12-31 | JOHNSON BRUCE F | Director | — | D | Employee Stock Options (Right to Buy) | 12,000 | 2.92 | 35.0K | 0 | — | ↗ |
| 2016-11-15 | Catelani Michael | Officer | A-Award | A | Employee Stock Option (Right to Buy) | 50,000 | 4.85 | 242.5K | 50,000 | — | ↗ |
| 2016-11-01 | Catelani Michael | Officer | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2016-10-20 | HERMS HENRY P | Officer | M-Exempt | D | Employee Stock Option | 2,000 | 2.58 | 5.2K | 0 | — | ↗ |
| 2016-08-24 | Titterton Lewis H jr | Director | S-Sale | D | Common Stock | 210,000 | 3.10 | 651.0K | 287,437 | — | ↗ |
| 2016-08-23 | MONAHAN JOHN J | Director | — | D | Employee Stock Option | 6,000 | 3.13 | 18.8K | 0 | — | ↗ |
| 2016-08-23 | Baskies Arnold M | Director | — | D | Common Stock | 0 | 0.00 | — | 0 | — | ↗ |
| 2016-06-30 | JOHNSON BRUCE F | Director | P-Purchase | A | Common Stock | 4,500 | 3.26 | 14.7K | 419,119 | — | ↗ |
| 2016-06-27 | JOHNSON BRUCE F | Director | P-Purchase | A | Common Stock | 400 | 3.16 | 1.3K | 414,619 | — | ↗ |
| 2016-06-17 | JOHNSON BRUCE F | Director | P-Purchase | A | Common Stock | 200 | 3.34 | 668.00 | 414,219 | — | ↗ |
Executive team
Executive compensation
| # | Year | Executive | Salary | Bonus | Stock award | Option award | Incentive | Other | Total | % Stock- based |
Filing |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | 2025 | Dr. Amit Kumar Chairman of the Board and Chief Executive Officer | 815.2K | 500.0K | — | 1.13M | — | 102.4K | 2.55M | 44.34% | ↗ |
| 2 | 2025 | Michael J. Catelani President, Chief Operating Officer and Chief Financial Officer | 553.2K | 150.0K | — | 564.6K | — | 31.0K | 1.30M | 43.47% | ↗ |
| 3 | 2024 | Dr. Amit Kumar Chairman of the Board and Chief Executive Officer | 785.5K | 500.0K | — | 2.09M | — | 97.6K | 3.48M | 60.21% | ↗ |
| 4 | 2024 | Michael J. Catelani President, Chief Operating Officer and Chief Financial Officer | 533.0K | 150.0K | — | 1.05M | — | 30.5K | 1.76M | 59.46% | ↗ |
| 5 | 2023 | Dr. Amit Kumar Chairman of the Board and Chief Executive Officer | 720.3K | 500.0K | — | 2.35M | — | 65.2K | 3.64M | 64.68% | ↗ |
| 6 | 2023 | Michael J. Catelani President, Chief Operating Officer and Chief Financial Officer | 488.8K | 300.0K | — | 1.18M | — | — | 1.97M | 59.87% | ↗ |
| 7 | 2022 | Dr. Amit Kumar Chairman of the Board and Chief Executive Officer | 630.6K | 400.0K | — | 1.09M | — | 40.4K | 2.16M | 50.39% | ↗ |
| 8 | 2022 | Michael J. Catelani President, Chief Operating Officer and Chief Financial Officer | 401.0K | 150.0K | — | 1.30M | — | — | 1.85M | 70.20% | ↗ |
| 9 | 2021 | Dr. Amit Kumar Chairman of the Board and Chief Executive Officer | 573.3K | 200.0K | — | 10.15M | — | 39.2K | 10.96M | 92.59% | ↗ |
| 10 | 2021 | Dr. Amit Kumar Chairman of the Board, President and Chief Executive Officer | 573.3K | 200.0K | — | 10.15M | — | 39.2K | 10.96M | 92.59% | ↗ |
| 11 | 2021 | Michael J. Catelani Chief Operating Officer and Chief Financial Officer | 315.7K | 100.0K | — | 866.7K | — | — | 1.28M | 67.58% | ↗ |
| 12 | 2021 | Michael J. Catelani President, Chief Operating Officer and Chief Financial Officer | 315.7K | 100.0K | — | 866.7K | — | — | 1.28M | 67.58% | ↗ |
| 13 | 2020 | Dr. Amit Kumar Chairman of the Board, President and Chief Executive Officer | 521.6K | 160.0K | — | 1.67M | — | 39.2K | 2.40M | 69.90% | ↗ |
| 14 | 2020 | Michael J. Catelani Chief Operating Officer and Chief Financial Officer | 287.2K | 50.0K | — | 322.0K | — | — | 659.2K | 48.85% | ↗ |
| 15 | 2019 | Dr. Amit Kumar Chairman of the Board, President and Chief Executive Officer | 476.3K | 150.0K | — | — | — | 39.2K | 665.5K | 0.00% | ↗ |
| 16 | 2019 | Michael J. Catelani Chief Operating Officer and Chief Financial Officer | 263.0K | 50.0K | — | — | — | — | 313.0K | 0.00% | ↗ |
| 17 | 2016 | Robert A. Berman Chief Executive Officer and Director | 300.0K | 200.0K | — | 566.9K | — | 12.0K | 1.08M | 52.54% | ↗ |
| 18 | 2016 | Dr. Amit Kumar Executive Chairman of the Board | 300.0K | 200.0K | — | 566.9K | — | 12.0K | 1.08M | 52.54% | ↗ |
| 19 | 2016 | Dr. Amit Kumar Chairman of the Board, President and Chief Executive Officer | 300.0K | — | — | 141.9K | — | 12.0K | 453.9K | 31.27% | ↗ |
| 20 | 2016 | Henry P. Herms Chief Financial Officer, Vice President- Finance | 87.5K | — | — | 85.0K | — | — | 172.5K | 49.29% | ↗ |
| 21 | 2015 | Robert A. Berman President, Chief Executive Officer and Director | 300.0K | 150.0K | — | 169.1K | — | 4.2K | 623.2K | 27.13% | ↗ |
| 22 | 2015 | Robert A. Berman Chief Executive Officer and Director | 300.0K | 150.0K | — | 169.1K | — | 4.2K | 623.2K | 27.13% | ↗ |
| 23 | 2015 | Dr. Amit Kumar Vice Chairman of the Board, Executive Chairman and Chief Executive Officer of Anixa Diagnostics | 189.0K | 150.0K | — | 169.1K | — | — | 508.1K | 33.28% | ↗ |
| 24 | 2015 | Henry P. Herms Chief Financial Officer, Vice President- Finance | 168.0K | — | — | 16.3K | — | — | 184.3K | 8.82% | ↗ |
| 25 | 2015 | Henry P. Herms Chief Financial Officer and Vice President- Finance | 168.0K | — | — | — | — | — | 184.3K | 0.00% | ↗ |
| 26 | 2015 | Dr. Amit Kumar Executive Chairman of the Board | 112.5K | — | — | — | — | — | 112.5K | 0.00% | ↗ |
| 27 | 2014 | Henry P. Herms Chief Financial Officer, Vice President- Finance Director | — | — | — | 850.2K | — | — | 928.8K | 91.53% | ↗ |
| 28 | 2014 | Robert A. Berman President, Chief Executive Officer and Director | 300.0K | 200.0K | — | 254.5K | — | 8.3K | 762.8K | 33.36% | ↗ |
| 29 | 2014 | Robert A. Berman Chief Executive Officer and Director | 300.0K | 200.0K | — | — | — | — | 500.0K | 0.00% | ↗ |
| 30 | 2014 | Tisha Stender Chief Operating Officer and Legal Counsel | 32.2K | — | — | — | — | — | 340.0K | 0.00% | ↗ |
| 31 | 2014 | Henry P. Herms Chief Financial Officer and Vice President- Finance | 168.0K | — | — | 16.3K | — | — | 260.5K | 6.24% | ↗ |
| 32 | 2013 | Robert A. Berman Chief Executive Officer and Director | 290.0K | — | — | 254.5K | — | 8.3K | 762.8K | 33.36% | ↗ |
| 33 | 2013 | John Roop Senior Vice President of Engineering | 225.0K | — | — | 69.2K | — | — | 234.3K | 29.55% | ↗ |
| 34 | 2013 | Henry P. Herms Chief Financial Officer, Vice President- Finance Director | 168.0K | — | — | — | — | — | 168.0K | 0.00% | ↗ |
| 35 | 2013 | Henry P. Herms Chief Financial Officer, Vice President- Finance and Director | 150.0K | — | — | — | — | — | 150.0K | 0.00% | ↗ |
| 36 | 2012 | Robert A. Berman President, Chief Executive Officer and Director | 32.2K | — | — | 2.88M | — | — | 2.91M | 98.89% | ↗ |
| 37 | 2012 | Denis A. Krusos , Director and Former Chairman of the Board and Chief Executive Officer | 208.3K | — | — | — | — | 29.1K | 237.5K | 0.00% | ↗ |
| 38 | 2012 | Henry P. Herms Chief Financial Officer, Vice President- Finance and Director | 150.0K | — | — | — | — | — | 166.7K | 0.00% | ↗ |
| 39 | 2012 | Henry P. Herms Chief Financial Officer, Vice President- Finance Director | 150.0K | — | — | — | — | — | 150.0K | 0.00% | ↗ |
| 40 | 2012 | Lewis H. Titterton, Jr. Interim Chief Executive Officer and Chairman of the Board | — | — | — | 136.6K | — | — | 136.6K | 100.00% | ↗ |
| 41 | 2012 | Robert A. Berman Chief Executive Officer and Director | — | 50.0K | — | — | — | — | 50.0K | 0.00% | ↗ |
| 42 | 2012 | John Roop Senior Vice President of Engineering | — | — | — | — | — | 15.0K | 15.0K | 0.00% | ↗ |
| 43 | 2011 | Denis A. Krusos , Director and Former Chairman of the Board and Chief Executive Officer | 250.0K | — | — | — | — | 34.8K | 664.2K | 0.00% | ↗ |
| 44 | 2011 | Henry P. Herms Chief Financial Officer, Vice President- Finance and Director | 129.2K | — | — | — | — | 16.7K | 145.8K | 0.00% | ↗ |
| 45 | 2010 | Denis A. Krusos , Director and Former Chairman of the Board and Chief Executive Officer | 250.0K | 200.0K | — | 179.4K | — | 37.5K | 287.5K | 62.38% | ↗ |
| 46 | 2010 | Denis A. Krusos, Chairman of the Board, Chief Executive Officer and Director | 250.0K | — | — | — | — | 37.5K | 287.5K | 0.00% | ↗ |
| 47 | 2010 | Henry P. Herms Chief Financial Officer, Vice President- Finance and Director | 125.0K | — | — | 69.2K | — | 16.2K | 153.7K | 45.02% | ↗ |
| 48 | 2009 | Denis A. Krusos, Chairman of the Board, Chief Executive Officer and Director | 250.0K | — | — | 748.5K | — | 39.8K | 1.04M | 72.09% | ↗ |
| 49 | 2009 | Denis A. Krusos , Director and Former Chairman of the Board and Chief Executive Officer | 250.0K | — | — | 748.5K | — | 39.8K | 1.04M | 72.09% | ↗ |
| 50 | 2009 | Henry P. Herms Chief Financial Officer, Vice President- Finance and Director | 125.0K | — | — | 74.9K | — | 18.8K | 218.6K | 34.24% | ↗ |
| 51 | 2008 | Denis A. Krusos, Chairman of the Board, Chief Executive Officer and Director | 250.0K | — | — | 967.0K | — | 33.9K | 1.25M | 77.30% | ↗ |
| 52 | 2008 | Henry P. Herms Chief Financial Officer, Vice President- Finance and Director | 125.0K | — | — | 72.5K | — | 21.8K | 219.3K | 33.07% | ↗ |
| 53 | 2008 | Frank J. DiSanto Former President and former Director | 42.0K | — | — | 117.2K | — | 10.0K | 169.1K | 69.28% | ↗ |
| 54 | 2007 | Denis A. Krusos, Chairman of the Board, Chief Executive Officer and Director | 250.0K | — | — | 422.2K | — | 28.5K | 700.7K | 60.25% | ↗ |
| 55 | 2007 | Henry P. Herms Chief Financial Officer, Vice President- Finance and Director | 100.0K | — | — | 30.2K | — | 14.3K | 144.5K | 20.88% | ↗ |
| 56 | 2007 | Henry P. Herms Chief Financial Officer, Vice President – Finance and Director | 100.0K | — | — | 30.2K | — | 14.3K | 144.5K | 20.88% | ↗ |
Proxy statements
Recent SEC filings
Executive team
| Name | Title | Compensation | Gender |
|---|---|---|---|
| Amit Kumar | Chief Executive Officer, Chairman & Co-Chair of CBAB | 1M | — |
| Michael J. Catelani | President, Chief Operating Officer, Chief Financial Officer & Corporate Secretary | 734.2K | male |
| Pamela D. Garzone | Chief Development Officer & Chair Breast Cancer Clinical Advisory Board | — | — |
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No House trading activity found for this company.
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Community Opinion for ANIX
Short-term intention
Target Price Distribution
These are community opinions and do not constitute buy or sell advice to act on. The results shown are based on aggregated opinions and are not an investment recommendation, nor do they intend to influence any investment decision.

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