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AIM ImmunoTech Inc. (AIM)

USD0.26 0.00 (-1.20%)
US AMEX Healthcare Biotechnology
Address 2117 SW Highway 484 34473
Ocala, FL, US
CEO Thomas K. Equels
IPO 1995-11-02
CIK 946644 ISIN US00901B3033

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Description

AIM ImmunoTech Inc., an immuno-pharmaceutical company based in Ocala, Florida, focuses on discovering and advancing treatments for a diverse array of cancers, viral infections, and immune system disorders across the United States. Its primary drug offerings include Ampligen (rintatolimod), a large macromolecular double-stranded ribonucleic acid compound developed for chronic fatigue syndrome, and Alferon N Injection (Interferon alfa), a purified, naturally derived, multi-species alpha interferon prescribed for genital warts. Furthermore, Ampligen is currently undergoing investigation for its potential application in treating pancreatic, renal cell, malignant melanoma, non-small cell lung, ovarian, breast, colorectal, and prostate cancers, as well as myalgic encephalomyelitis, Hepatitis B, HIV, COVID-19, and post-COVID conditions. The company, originally incorporated in 1966, was formerly known as Hemispherx Biopharma, Inc. until its name change in August 2019.

Market Cap & Enterprise Value
Merger & Acquisition History

No mergers or acquisitions recorded for this company.

Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD0.26 0.00 (-1.20%)
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Volume Profile
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Liquidity & share structure
Average Volume
28M
Beta
1.17
Float Shares
2.78M
Free Float %
81.6%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
-1.94% -25.37% -53.60% -78.00% -82.43% -77.61% -97.01% -99.46% -99.87% -100.00% -97.06%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (3 ratings, all time) Buy
Price Targets & DCF
Current price
0.26
Ratings Trend (MoM) 100% Bullish
Rating 2026-05 Change
Strong Buy 0 0
Buy 1 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
-76.32
Distress
Piotroski F-Score
3 / 9
Average
MOAT Score
0 / 10
No MOAT
Composite Rating
C
Overall Score
2 / 5
Medium
DCF Score
1 / 5
Low
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
2 / 5
Medium
P/E Score
1 / 5
Low
P/Book Score
4 / 5
High
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
    -48.2% Q1'26: +37.5% (vs Q1'25)
  • EPS growth Biotechnology: +29.7%
    +23.2% Q1'26: +63.9% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
    -13,643.2% Q1'26: +0.0% (vs Q1'25)
  • EBIT margin Biotechnology: +0.0%
    -11,961.4% Q1'26: -10,118.2% (vs Q1'25)
  • ROIC Biotechnology: -16.1%
    Q1'26: +267.3% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +4.8% Q1'26: +124.4% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -0.47× Q1'26: -0.04× (vs Q1'25)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (1.24) × ERP
WACC = 8% × Ke + 92% × Kd (16.6%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 0.26
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2015
actual
Dec 2016
actual
Dec 2017
actual
Dec 2018
actual
Dec 2019
actual
Dec 2020
actual
Dec 2021
actual
Dec 2022
actual
Dec 2023
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
1 Rev. Ana.
1 EPS Ana.
Dec 2027
1 Rev. Ana.
1 EPS Ana.
Dec 2028
1 Rev. Ana.
1 EPS Ana.
Dec 2029
1 Rev. Ana.
1 EPS Ana.
Revenue
133.0K
est: 200.0K (-33.5%)
92.0K
est: 87.31M (-99.9%)
437.0K
est: 197.50M (-99.8%)
367.0K
est: 227.0K (+61.7%)
140.0K
est: 240.7K (-41.8%)
163.0K
est: 167.7K (-2.8%)
135.0K
est: 120.7K (+11.9%)
141.0K
est: 239.7K (-41.2%)
202.0K
est: 201.0K (+0.5%)
170.0K
est: 200.0K (-15.0%)
88.0K
est: 100.0K (-12.0%)
100.0K
100.0K – 100.0K
+0.0% YoY
100.0K
100.0K – 100.0K
+0.0% YoY
51.04M
51.04M – 51.04M
+50,943.0% YoY
74.5K
74.5K – 74.5K
-99.9% YoY
EBITDA
-14.25M
est: -200.0K (-7,026.0%)
-6.33M
est: -87.31M (+92.7%)
-7.12M
est: -197.50M (+96.4%)
-8.41M
est: -227.0K (-3,602.6%)
-8.15M
est: -240.7K (-3,285.6%)
-13.00M
est: -167.7K (-7,650.5%)
-18.29M
est: -120.7K (-15,053.3%)
-19.87M
est: -239.7K (-8,190.3%)
-28.72M
est: -201.0K (-14,190.5%)
-16.49M
est: -200.0K (-8,144.5%)
-10.32M
est: -100.0K (-10,216.0%)
-100.0K
-100.0K – -100.0K
+0.0% YoY
-100.0K
-100.0K – -100.0K
+0.0% YoY
-51.04M
-51.04M – -51.04M
-50,943.0% YoY
-74.5K
-74.5K – -74.5K
+99.9% YoY
EBIT
-15.23M
est: -200.0K (-7,513.5%)
-7.50M
est: -87.31M (+91.4%)
-8.12M
est: -197.50M (+95.9%)
-9.33M
est: -227.0K (-4,007.9%)
-8.98M
est: -240.7K (-3,630.1%)
-13.73M
est: -167.7K (-8,087.7%)
-19.06M
est: -120.7K (-15,695.5%)
-19.45M
est: -239.7K (-8,013.3%)
-28.96M
est: -201.0K (-14,309.0%)
-16.74M
est: -200.0K (-8,267.5%)
-10.53M
est: -100.0K (-10,426.0%)
-100.0K
-100.0K – -100.0K
+0.0% YoY
-100.0K
-100.0K – -100.0K
+0.0% YoY
-51.04M
-51.04M – -51.04M
-50,943.0% YoY
-74.5K
-74.5K – -74.5K
+99.9% YoY
Net Income
-15.23M
est: 4.14M (-467.8%)
-7.50M
-8.26M
-9.81M
est: -640.83M (+98.5%)
-9.40M
est: -166.56M (+94.4%)
-14.40M
est: -23.90M (+39.8%)
-19.13M
est: -20.35M (+6.0%)
-19.45M
est: -23.71M (+18.0%)
-28.96M
est: -908.5K (-3,087.7%)
-17.32M
est: -48.51M (+64.3%)
-13.96M
est: -12.53M (-11.4%)
-2.38M
-2.38M – -2.38M
+81.0% YoY
-2.38M
-2.38M – -2.38M
+0.0% YoY
-2.36M
-2.36M – -2.36M
+0.8% YoY
-2.44M
-2.44M – -2.44M
-3.4% YoY
SGA
7.15M
est: 15.93M (-55.1%)
7.68M
est: 6.96B (-99.9%)
6.57M
est: 15.74B (-100.0%)
6.20M
est: 18.09M (-65.7%)
7.04M
est: 19.17M (-63.3%)
8.65M
est: 13.36M (-35.2%)
8.67M
est: 9.61M (-9.8%)
13.50M
est: 19.10M (-29.3%)
21.14M
est: 17.40M (+21.5%)
13.71M
est: 17.31M (-20.8%)
7.70M
est: 8.66M (-11.0%)
8.66M
8.66M – 8.66M
+0.0% YoY
8.66M
8.66M – 8.66M
+0.0% YoY
4.42B
4.42B – 4.42B
+50,943.0% YoY
6.44M
6.44M – 6.44M
-99.9% YoY
EPS
-1,149.98
est: 7.39 (-15,657.1%)
-543.05
-463.19
-355.19
est: -1,144.00 (+69.0%)
-93.71
est: -297.33 (+68.5%)
-16.41
est: -42.67 (+61.5%)
-14.67
est: -36.33 (+59.6%)
-14.69
est: -42.33 (+65.3%)
-21.64
est: -0.56 (-3,755.0%)
-11.22
est: -29.97 (+62.5%)
-8.62
est: -7.74 (-11.3%)
-1.47
-1.47 – -1.47
+81.0% YoY
-1.47
-1.47 – -1.47
+0.0% YoY
-1.46
-1.46 – -1.46
+0.8% YoY
-1.51
-1.51 – -1.51
-3.4% YoY
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-15 C 2/5 1/5 1/5 1/5 2/5 1/5 4/5
2026-05-14 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-13 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-12 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-11 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-08 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-07 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-06 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-05 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-04 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-05-01 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-30 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-29 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-28 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-27 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-24 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-23 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-22 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-21 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-20 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-17 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5
2026-04-16 C 2/5 1/5 5/5 1/5 1/5 1/5 1/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-12.58M
OE per share TTM
-4.99
Owner's Yield
-1,192.70%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
1,991.0%

Ownership Overview

Ownership breakdown

Ownership breakdown not available.

At a glance
Institutional holders
Total invested
Insider transactions (90d)
0
Beneficial owners (>5%)
11
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 Armistice Capital, LLC 4.33M 6.84% 4.33M IA, OO Delaware 2024-11-14
2 Steven Boyd 4.33M 6.84% 4.33M HC, IN Delaware 2024-11-14
3 Todd Deutsch 1.72M 3.50% 1.72M 1.72M IN 2023-07-27
4 13G 1.67M 6.90% 1.67M 1.67M IN Ontario, Canada 2016-09-07
5 Ted D. Kellner 1.44M 3.00% 394.0K 1.05M 394.0K 1.05M IN 2023-07-27
6 Anson Funds Management LP 1.28M 9.90% 1.28M 1.28M IA, PN Texas 2019-09-30
7 Tax ID #43-1225960 1.00M 4.00% 1.00M 1.00M IA Missouri Corporation 1999-02-09
8 QVT Financial LP 535.0K 5.02% 666.7K 666.7K PN Cayman Islands 2016-09-01
9 Sabby Healthcare Master Fund, Ltd. 500.0K 1.09% 500.0K 500.0K CO Cayman Islands 2018-04-24
10 Hudson Bay Capital Management LP 7.7K 0.02% 7.7K PN State of Delaware 2021-02-08
11 Sander Gerber 7.7K 0.02% 7.7K IN United States 2021-02-08

Institutional Activity (13F)

Institutional ownership trend

Institutional history not available.

Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 ADVISOR GROUP HOLDINGS, INC. -1.0K (-100.0%) -200.0 (-100.0%) 0.00% -0.001 pp 0.00% +0.000 pp USD 23 qtrs SOLD
Ownership breakdown by holder

ETF Ownership

Top ETFs holding this stock

This company is not held by any ETF in our universe.

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
1
Sells
0
Shares acquired
2.8K
Shares disposed
Cash buys
Cash sales
Net activity
+2,800
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-03-12 Equels Thomas K Director / Officer C-Conversion A Common stock 25,000 0.00 63,922 D
2026-03-12 CHEMEROW DAVID I. Director C-Conversion A Common Stock 25,000 0.00 28,441 D
2026-03-06 Equels Thomas K Officer J-Other A Class G Warrants 50,000 1.00 50.0K 50,000 D
2026-03-06 CHEMEROW DAVID I. Director J-Other A Class G Warrants 50,000 1.00 50.0K 50,000 D
2026-02-05 CHEMEROW DAVID I. Director A-Award A Common Stock 2,800 1.23 3.4K 3,441 I
2025-07-17 KELLNER TED D Director 0 0.00 0
2025-06-13 Equels Thomas K Director / Officer P-Purchase A Common Stock 107 7.70 823.58 38,885 D
2025-06-12 Equels Thomas K Director / Officer P-Purchase A Common Stock 103 8.70 896.10 38,675 D
2025-04-11 MITCHELL WILLIAM M Director P-Purchase A Common Stock 196,851 0.03 5.0K 521,723 D
2025-04-11 KELLNER TED D Director P-Purchase A Common Stock 1,968,504 0.03 50.0K 1,969,504 D
2025-04-11 Equels Thomas K Director / Officer P-Purchase A Common Stock 1,968,504 0.03 50.0K 3,867,533 D
2025-04-04 Rodino Peter W III Officer P-Purchase A Common Stock 500 0.09 43.50 401,762 D
2025-04-04 Equels Thomas K Director / Officer P-Purchase A Common Stock 41,000 0.06 2.6K 1,899,029 D
2025-03-14 MITCHELL WILLIAM M Director A-Award A Common Stock 44,899 0.12 5.2K 324,872 D
2025-03-14 CHEMEROW DAVID I. Director A-Award A Common Stock 44,899 0.12 5.2K 64,189 D
2025-03-14 BRYAN NANCY Director A-Award A Common Stock 44,899 0.12 5.2K 291,882 D
2025-03-05 Equels Thomas K Director / Officer P-Purchase A Common Stock 50,000 0.13 6.7K 1,858,029 D
2025-03-04 Equels Thomas K Director / Officer P-Purchase A Common Stock 44,000 0.12 5.1K 1,808,029 D
2025-02-28 MITCHELL WILLIAM M Director A-Award A Common Stock 38,580 0.14 5.2K 279,973 D
2025-02-28 CHEMEROW DAVID I. Director A-Award A Common Stock 19,290 0.14 2.6K 19,290 D
2025-02-28 BRYAN NANCY Director A-Award A Common Stock 38,580 0.14 5.2K 246,983 D
2025-02-24 CHEMEROW DAVID I. Director 0 0.00 0
2025-02-14 MITCHELL WILLIAM M Director A-Award A Common Stock 43,330 0.12 5.2K 241,393 D
2025-02-14 BRYAN NANCY Director A-Award A Common Stock 43,330 0.12 5.2K 208,403 D
2025-01-31 MITCHELL WILLIAM M Director A-Award D Common Stock 25,797 0.20 5.2K 198,063 D
2025-01-31 BRYAN NANCY Director A-Award A Common Stock 25,797 0.20 5.2K 165,073 D
2025-01-15 MITCHELL WILLIAM M Director A-Award A Common Stock 27,412 0.19 5.2K 172,266 D
2025-01-15 BRYAN NANCY Director A-Award A Common Stock 27,412 0.19 5.2K 139,276 D
2024-12-31 MITCHELL WILLIAM M Director A-Award A Common Stock 26,305 0.20 5.2K 144,854 D
2024-12-31 BRYAN NANCY Director A-Award A Common Stock 26,305 0.20 5.2K 111,864 D
2024-12-31 APPELROUTH STEWART Director A-Award A Common Stock 8,768 0.20 1.7K 388,729 D
2024-12-19 MITCHELL WILLIAM M Director S-Sale D Common Stock 4,580 0.19 883.94 118,549 D
2024-12-19 KELLNER TED D Director Common Stock 0 0.00 1,000 D
2024-12-18 Equels Thomas K Director / Officer P-Purchase A Common Stock 22,727 0.21 4.7K 1,680,695 D
2024-12-13 MITCHELL WILLIAM M Director A-Award A Common Stock 24,452 0.21 5.2K 123,803 D
2024-12-13 BRYAN NANCY Director A-Award A Common Stock 24,452 0.21 5.2K 85,559 D
2024-12-13 APPELROUTH STEWART Director A-Award A Common Stock 24,452 0.21 5.2K 379,961 D
2024-12-02 MITCHELL WILLIAM M Director A-Award A Common Stock 22,645 0.23 5.2K 99,351 D
2024-12-02 BRYAN NANCY Director A-Award A Common Stock 22,645 0.23 5.2K 61,107 D
2024-12-02 APPELROUTH STEWART Director A-Award A Common Stock 22,645 0.23 5.2K 344,397 D
2024-11-21 Equels Thomas K Director / Officer P-Purchase A Common Stock 20,000 0.21 4.2K 1,657,968 D
2024-11-20 Equels Thomas K Director / Officer P-Purchase A Common Stock 85,000 0.20 16.9K 1,637,968 D
2024-11-20 APPELROUTH STEWART Director P-Purchase A Common Stock 81,953 0.19 15.8K 321,752 D
2024-09-16 Equels Thomas K Director / Officer P-Purchase A Common Stock 5,000 0.30 1.5K 1,493,042
2024-09-13 Equels Thomas K Director / Officer P-Purchase A Common Stock 20,000 0.31 6.2K 1,488,042
2024-09-11 Equels Thomas K Director / Officer A-Award A Common Stock 312,500 0.32 100.0K 1,468,042
2024-08-12 Rodino Peter W III Officer A-Award A Common Stock 188,679 0.27 50.0K 401,262
2024-08-12 Equels Thomas K Director / Officer A-Award A Common Stock 377,358 0.27 100.0K 1,155,542
2024-05-06 Rodino Peter W III Officer P-Purchase A Common Stock 30,865 0.41 12.5K 212,583
2024-05-06 Equels Thomas K Director / Officer P-Purchase A Common Stock 61,729 0.41 25.0K 778,184
2024-03-21 BRYAN NANCY Director P-Purchase A Common Stock 38,462 0.39 15.0K 38,462
2024-03-15 Rodino Peter W III Officer P-Purchase A Common Stock 37,879 0.33 12.5K 181,718
2024-03-15 Equels Thomas K Director / Officer P-Purchase A Common Stock 75,758 0.33 25.0K 716,455
2024-03-15 APPELROUTH STEWART Director P-Purchase A Common Stock 90,910 0.33 30.0K 239,765
2023-11-30 Rodino Peter W III Officer A-Award A Options 100,000 0.47 47.0K 100,000
2023-11-30 Equels Thomas K Director / Officer A-Award A Options 300,000 0.47 141.0K 300,000
2023-11-27 Equels Thomas K Director / Officer P-Purchase A Common Stock 33,861 0.44 15.0K 640,697
2023-09-29 Equels Thomas K Director / Officer P-Purchase A Common Stock 22,676 0.44 10.0K 606,836
2023-08-25 Equels Thomas K Director / Officer P-Purchase A Common Stock 8,222 0.67 5.5K 584,160
2023-08-24 Equels Thomas K Director / Officer P-Purchase A Common Stock 14,993 0.67 10.0K 575,938
2023-07-17 Equels Thomas K Director / Officer P-Purchase A Common Stock 16,950 0.59 10.0K 560,945
2023-03-28 BRYAN NANCY Director 0 0.00 0
2023-03-10 APPELROUTH STEWART Director J-Other D Common Stock 68,208 1.23 83.9K 148,855
2023-03-08 APPELROUTH STEWART Director J-Other A Options 295 18.04 5.3K 295
2023-03-03 Dickey Robert IV Officer D Options 50,000 0.70 35.0K 0
2023-01-03 Rodino Peter W III Officer P-Purchase A Common Stock 80,646 0.31 25.0K 143,839
2023-01-03 Equels Thomas K Officer P-Purchase A Common Stock 161,291 0.31 50.0K 543,995
2023-01-03 APPELROUTH STEWART Director P-Purchase A Common Stock 80,646 0.31 25.0K 217,063
2022-11-30 Rodino Peter W III Officer A-Award A Options 100,000 0.00 100,000
2022-11-30 MITCHELL WILLIAM M Director A-Award A Options 50,000 0.00 50,000
2022-11-30 Equels Thomas K Officer A-Award A Options 300,000 0.00 300,000
2022-11-30 APPELROUTH STEWART Director A-Award A Options 50,000 0.00 50,000
2022-07-18 Equels Thomas K Officer A-Award A Common Stock 32,895 0.76 25.0K 382,704
2022-04-25 Rodino Peter W III Officer A-Award A Common Stock 4,902 1.02 5.0K 63,193
2022-04-25 Equels Thomas K Officer A-Award A Common Stock 49,020 1.02 50.0K 349,809
2022-04-25 APPELROUTH STEWART Director A-Award A Common Stock 24,500 1.07 26.2K 136,417
2022-04-04 LINTAL ELLEN M 0 0.00 0
2022-03-03 Rodino Peter W III Officer A-Award A Options 50,000 0.70 35.0K 50,000
2022-03-03 MITCHELL WILLIAM M Director A-Award A Options 50,000 0.00 50,000
2022-03-03 LINTAL ELLEN M Officer A-Award A Options 50,000 0.00 50,000
2022-03-03 Equels Thomas K Director / Officer A-Award A Options 50,000 0.70 35.0K 50,000
2022-03-03 APPELROUTH STEWART Director A-Award A Options 50,000 0.00 50,000
2021-12-13 Equels Thomas K Director / Officer A-Award A Common Stock 21,552 1.16 25.0K 300,789
2021-12-10 Equels Thomas K Officer A-Award A Common Stock 11,811 1.27 15.0K 279,237
2021-11-30 RODINO III PETER W. Officer A-Award A Options 100,000 1.44 144.0K 100,000
2021-11-30 LINTAL ELLEN M Officer A-Award A Options 100,000 1.44 144.0K 100,000
2021-11-24 EQUELS THOMAS K. Director / Officer A-Award A Common Stock 11,627 1.29 15.0K 267,426
2021-11-24 APPELROUTH STEWART Director A-Award A Common Stock 19,379 1.29 25.0K 111,917
2021-11-23 EQUELS THOMAS K. Director / Officer A-Award A Common Stock 11,194 1.34 15.0K 255,799
2021-11-19 EQUELS THOMAS K. Director / Officer A-Award A Common Stock 10,204 1.47 15.0K 244,605
2021-11-17 EQUELS THOMAS K. Director / Officer A-Award A Common Stock 9,146 1.64 15.0K 234,401
2021-11-11 MITCHELL WILLIAM M Director A-Award A Options 50,000 1.71 85.5K 50,000
2021-11-11 EQUELS THOMAS K. Director / Officer A-Award A Options 300,000 1.71 513.0K 300,000
2021-11-11 APPELROUTH STEWART Director A-Award A Options 50,000 1.71 85.5K 50,000
2021-07-16 EQUELS THOMAS K. Director / Officer P-Purchase A Common Stock 15,625 1.92 30.0K 225,255
2021-02-25 APPELROUTH STEWART Director P-Purchase A Common Stock 10,638 2.35 25.0K 92,538
2021-02-24 EQUELS THOMAS K. Director / Officer P-Purchase A Common Stock 11,062 2.26 25.0K 209,630
2020-12-17 EQUELS THOMAS K. Director / Officer P-Purchase A Common Stock 14,535 1.72 25.0K 198,568
2020-12-09 RODINO III PETER W. Officer A-Award A Options 75,000 1.85 138.8K 75,000
2020-12-09 LINTAL ELLEN M Officer A-Award A Options 75,000 1.85 138.8K 75,000
2020-11-11 EQUELS THOMAS K. Officer A-Award A Options 300,000 1.96 588.0K 300,000
2020-09-03 EQUELS THOMAS K. Director / Officer P-Purchase A Common Stock 12,316 2.03 25.0K 184,033
2020-08-21 EQUELS THOMAS K. Director / Officer P-Purchase A Common Stock 10,730 2.33 25.0K 171,717
2020-08-12 MITCHELL WILLIAM M Director A-Award A Options 50,000 2.77 138.5K 50,000
2020-08-12 EQUELS THOMAS K. Director / Officer A-Award A Options 300,000 3.05 915.0K 300,000
2020-08-12 APPELROUTH STEWART Director A-Award A Options 50,000 2.77 138.5K 50,000
2019-12-31 RODINO III PETER W. Officer A-Award A Common Stock 6,879 0.53 3.6K 58,290
2019-12-31 LINTAL ELLEN M Officer A-Award A Common Stock 3,931 0.53 2.1K 22,892
2019-12-31 EQUELS THOMAS K. Director / Officer A-Award A Common Stock 14,741 0.53 7.8K 160,990
2019-12-13 RODINO III PETER W. Officer A-Award A Common Stock 8,381 0.44 3.6K 51,411
2019-12-13 MITCHELL WILLIAM M Director J-Other A Common Stock 8,358 0.45 3.8K 76,407
2019-12-13 LINTAL ELLEN M Officer A-Award A Common Stock 4,789 0.44 2.1K 18,961
2019-12-13 EQUELS THOMAS K. Director / Officer A-Award A Common Stock 17,960 0.44 7.8K 146,249
2019-12-13 APPELROUTH STEWART Director J-Other A Common Stock 8,358 0.45 3.8K 81,326
2019-11-29 RODINO III PETER W. Officer A-Award A Common Stock 9,115 0.40 3.6K 43,030
2019-11-29 MITCHELL WILLIAM M Director J-Other A Common Stock 9,503 0.40 3.8K 68,049
2019-11-29 LINTAL ELLEN M Officer A-Award A Common Stock 5,208 0.40 2.1K 14,172
2019-11-29 EQUELS THOMAS K. Director / Officer A-Award A Common Stock 19,531 0.40 7.8K 128,289
2019-11-29 APPELROUTH STEWART Director J-Other A Common Stock 9,503 0.40 3.8K 72,968
2019-11-15 RODINO III PETER W. Officer A-Award A Common Stock 7,752 0.47 3.6K 33,915
2019-11-15 MITCHELL WILLIAM M Director J-Other A Common Stock 8,264 0.46 3.8K 58,546
2019-11-15 LINTAL ELLEN M Officer A-Award A Common Stock 4,433 0.47 2.1K 8,964
2019-11-15 EQUELS THOMAS K. Director / Officer A-Award A Common Stock 16,622 0.47 7.8K 108,758
2019-11-15 APPELROUTH STEWART Director J-Other A Common Stock 8,264 0.46 3.8K 63,465
2019-10-31 RODINO III PETER W. Officer A-Award A Common Stock 7,297 0.50 3.6K 26,163
2019-10-31 MITCHELL WILLIAM M Director J-Other A Common Stock 7,603 0.50 3.8K 50,282
2019-10-31 LINTAL ELLEN M Officer A-Award A Common Stock 4,167 0.50 2.1K 4,531
2019-10-31 EQUELS THOMAS K. Director / Officer A-Award A Common Stock 15,625 0.50 7.8K 92,136
2019-10-31 APPELROUTH STEWART Director J-Other A Common Stock 7,603 0.50 3.8K 55,201
2019-10-17 APPELROUTH STEWART Director J-Other A Common Stock 6,911 0.55 3.8K 47,598
2019-10-15 RODINO III PETER W. Officer A-Award A Common Stock 6,286 0.58 3.6K 18,866
2019-10-15 EQUELS THOMAS K. Director / Officer A-Award A Common Stock 13,470 0.58 7.8K 76,511
2019-10-02 MITCHELL WILLIAM M Director J-Other A Common Stock 5,002 0.76 3.8K 35,768
2019-10-02 APPELROUTH STEWART Director J-Other A Common Stock 5,002 0.76 3.8K 40,687
2019-09-16 MITCHELL WILLIAM M Director J-Other A Common Stock 2,033 1.87 3.8K 30,766
2019-09-16 LINTAL ELLEN M Officer D Common Stock 0 0.00 364
2019-09-16 APPELROUTH STEWART Director J-Other A Common Stock 2,033 1.87 3.8K 35,685
2019-09-03 MITCHELL WILLIAM M Director J-Other A Common Stock 2,112 1.80 3.8K 28,733
2019-09-03 APPELROUTH STEWART Director J-Other A Common Stock 2,112 1.80 3.8K 33,652
2019-08-16 MITCHELL WILLIAM M Director J-Other A Common Stock 2,001 1.90 3.8K 26,621
2019-08-16 APPELROUTH STEWART Director J-Other A Common Stock 2,001 1.90 3.8K 31,540
2019-07-31 MITCHELL WILLIAM M Director J-Other A Common Stock 1,618 2.35 3.8K 24,620
2019-07-31 APPELROUTH STEWART Director J-Other A Common Stock 1,618 2.35 3.8K 29,539
2019-07-16 MITCHELL WILLIAM M Director J-Other A Common Stock 920 4.13 3.8K 22,624
2019-07-16 APPELROUTH STEWART Director J-Other A Common Stock 920 4.13 3.8K 28,494
2019-07-03 MITCHELL WILLIAM M Director J-Other A Common Stock 866 4.39 3.8K 21,704
2019-07-03 APPELROUTH STEWART Director J-Other A Common Stock 866 4.39 3.8K 27,574
2019-06-27 EQUELS THOMAS K. Director / Officer P-Purchase A Common Stock 2,632 4.37 11.5K 63,041
2019-06-21 STRAYER DAVID R Officer P-Purchase A Common Stock 2,481 4.03 10.0K 5,420
2019-06-21 SPRINGATE WAYNE S Officer P-Purchase A Common Stock 5,211 4.03 21.0K 8,672
2019-06-21 RODINO III PETER W. Officer P-Purchase A Common Stock 8,695 4.03 35.0K 12,590
2019-06-21 MITCHELL WILLIAM M Director P-Purchase A Common Stock 9,677 4.03 39.0K 20,838
2019-06-21 EQUELS THOMAS K. Director / Officer P-Purchase A Common Stock 29,404 4.03 118.5K 60,409
2019-06-21 APPELROUTH STEWART Director P-Purchase A Common Stock 9,677 4.03 39.0K 26,708
2019-06-14 MITCHELL WILLIAM M Director J-Other A Common Stock 711 5.35 3.8K 11,161
2019-06-14 APPELROUTH STEWART Director J-Other A Common Stock 711 5.35 3.8K 17,031
2019-06-03 MITCHELL WILLIAM M Director J-Other A Common Stock 38,013 0.10 3.8K 119,805
2019-06-03 APPELROUTH STEWART Director J-Other A Common Stock 38,013 0.10 3.8K 378,096
2019-05-16 MITCHELL WILLIAM M Director J-Other A Common Stock 25,342 0.15 3.8K 81,792
2019-05-16 APPELROUTH STEWART Director J-Other A Common Stock 25,342 0.15 3.8K 340,083
2019-05-09 MITCHELL WILLIAM M Director C-Conversion A Common Stock 140,000 0.00 459,805
2019-05-08 STRAYER DAVID R Officer C-Conversion A Common Stock 35,000 0.00 129,304
2019-05-08 SPRINGATE WAYNE S Officer C-Conversion A Common Stock 35,000 0.00 152,273
2019-05-08 RODINO III PETER W. Officer C-Conversion A Common Stock 63,000 0.00 171,373
2019-05-08 PASCALE ADAM Officer C-Conversion A Common Stock 35,000 0.00 147,148
2019-05-08 EQUELS THOMAS K. Director / Officer C-Conversion A Common Stock 227,500 0.00 1,364,207
2019-05-08 APPELROUTH STEWART Director C-Conversion A Common Stock 200,000 0.00 718,096
2019-05-06 MITCHELL WILLIAM M Director J-Other A Common Stock 18,101 0.21 3.8K 56,450
2019-05-06 APPELROUTH STEWART Director J-Other A Common Stock 18,101 0.21 3.8K 314,741
2019-05-03 MITCHELL WILLIAM M Director J-Other A Common Stock 27,152 0.14 3.8K 38,349
2019-05-03 APPELROUTH STEWART Director J-Other A Common Stock 27,152 0.14 3.8K 296,640
2019-03-25 STRAYER DAVID R Officer C-Conversion A Common Stock 50,000 1,000.00 50.00M 94,304
2019-03-25 SPRINGATE WAYNE S Officer C-Conversion A Common Stock 50,000 1,000.00 50.00M 117,273
2019-03-25 APPELROUTH STEWART Director C-Conversion A Common Stock 140,000 1,000.00 140.00M 518,096
2019-03-19 EQUELS THOMAS K. Director / Officer P-Purchase A Common Stock 13,400 0.18 2.4K 811,707
2019-03-18 RODINO III PETER W. Officer C-Conversion A Common Stock 90,000 1,000.00 90.00M 108,373
2019-03-18 PASCALE ADAM Officer C-Conversion A Common Stock 50,000 1,000.00 50.00M 112,148
2019-03-18 MITCHELL WILLIAM M Director C-Conversion A Common Stock 200,000 1,000.00 200.00M 319,805
2019-03-18 EQUELS THOMAS K. Director / Officer C-Conversion A Common Stock 325,000 1,000.00 325.00M 1,136,707
2019-03-04 STRAYER DAVID R Officer X-InTheMoney A Series B Convertible Preferred Stock 10 1,000.00 10.0K 10
2019-03-04 MITCHELL WILLIAM M Director X-InTheMoney A Warrants 200,000 1,000.00 200.00M 200,000
2019-02-28 SPRINGATE WAYNE S Officer X-InTheMoney A Warrants 50,000 1,000.00 50.00M 50,000
2019-02-28 APPELROUTH STEWART Director X-InTheMoney A Subr Rights(to buy) 40 1,000.00 40.0K 0
2019-02-27 RODINO III PETER W. Officer X-InTheMoney A Series B Convertible Preferred Stock 18 1,000.00 18.0K 18
2019-02-27 PASCALE ADAM Officer X-InTheMoney A Series B Convertible Preferred Stock 10 1,000.00 10.0K 10
2019-02-27 EQUELS THOMAS K. Director / Officer X-InTheMoney A Warrants 325,000 1,000.00 325.00M 325,000
2019-01-28 STRAYER DAVID R Officer A-Award A Options to buy Common Stock 184,659 0.22 40.6K 184,659
2019-01-28 SPRINGATE WAYNE S Officer A-Award A Options to buy Common Stock 142,046 0.22 31.3K 142,046
2019-01-28 RODINO III PETER W. Officer A-Award A Options to buy Common Stock 198,864 0.22 43.8K 198,864
2019-01-28 PASCALE ADAM Officer A-Award A Options to buy Common Stock 142,046 0.22 31.3K 142,046
2019-01-28 MITCHELL WILLIAM M Director A-Award A Options to buy Common Stock 207,343 0.22 45.6K 207,343
2019-01-28 EQUELS THOMAS K. Director / Officer A-Award A Options to buy Common Stock 426,136 0.22 93.7K 426,136
2019-01-28 APPELROUTH STEWART Director A-Award A Options to buy Common Stock 207,343 0.22 45.6K 207,343
2018-11-30 EQUELS THOMAS K. Director / Officer P-Purchase A Common Stock 50 0.19 9.69 791,673
2018-11-27 STRAYER DAVID R Officer A-Award A Common Stock 2,500 0.00 44,304
2018-11-27 SPRINGATE WAYNE S Officer A-Award A Common Stock 2,500 0.00 67,273
2018-11-27 RODINO III PETER W. Officer A-Award A Common Stock 2,500 0.00 18,373
2018-11-27 MITCHELL WILLIAM M Director A-Award A Common Stock 2,500 0.00 11,197
2018-11-27 EQUELS THOMAS K. Director / Officer A-Award A Common Stock 2,500 0.00 778,307
2018-11-27 APPELROUTH STEWART Director A-Award A Common Stock 2,500 0.00 269,488

Executive team

Top executives
EBIT / Employee
-5.0K
Shares Outstanding
3.40M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2024 N. Bryan Director 15.6K 125.0K 12.50%
2 2024 W. Mitchell Chairman of the Board 15.6K 125.0K 12.50%
3 2024 S. Appelrouth Director 12.2K 121.5K 10.00%
4 2020 W. Mitchell Chairman of the Board 112.2K 294.6K 38.07%
5 2020 S. Appelrouth Director 112.2K 294.6K 38.07%
6 2019 W. Mitchell Chairman of the Board 37.8K 220.2K 17.15%
7 2019 S. Appelrouth Director 37.8K 220.2K 17.15%
8 2018 Thomas K. Equels CEO & President 751.0K 18.4K 500.00 335.7K 65.9K 1.17M 28.70%
9 2018 Peter Rodino General Counsel and Secretary 351.0K 500.00 138.6K 36.7K 526.8K 26.41%
10 2018 Adam Pascale CFO 251.0K 500.00 100.0K 41.0K 392.5K 25.60%
11 2018 W. Mitchell Chairman of the Board 500.00 193.4K 308.0K 62.97%
12 2018 S. Appelrouth Director 500.00 193.4K 308.0K 62.97%
13 2017 Thomas K. Equels CEO & President 712.5K 22.1K 174.1K 78.6K 987.2K 17.63%
14 2017 Peter Rodino General Counsel and Secretary 332.5K 17.5K 48.7K 398.7K 4.39%
15 2017 Adam Pascale CFO 234.5K 12.5K 48.4K 295.4K 4.23%
16 2016 Thomas K. Equels CEO & President 503.1K 170.3K 27.3K 84.5K 785.2K 3.48%
17 2016 David Strayer CSO & Medical Director 284.6K 12.6K 32.2K 329.4K 3.82%
18 2016 Adam Pascale CFO 190.8K 12.6K 32.0K 235.4K 5.35%
19 2016 Peter Rodino General Counsel and Secretary 208.5K 12.6K 221.1K 5.69%
20 2015 William A. Carter, former CEO, President & CSO 1.19M 262.1K 75.9K 173.5K 1.70M 4.47%
21 2015 Thomas K. Equels CEO & President 719.3K 262.1K 45.5K 95.0K 1.12M 4.06%
22 2015 Thomas K. Equels CEO, President, General Counsel 719.3K 262.1K 45.5K 95.0K 1.12M 4.06%
23 2015 David Strayer CSO & Medical Director 269.5K 44.9K 314.3K 0.00%
24 2015 Adam Pascale CFO 154.0K 38.3K 192.3K 0.00%
25 2015 Peter Rodino General Counsel and Secretary 182.5K 182.5K 0.00%
26 2014 William A. Carter, former CEO, President & CSO 1.19M 891.5K 135.0K 153.1K 2.36M 5.71%
27 2014 Thomas K. Equels CEO & President 719.3K 775.0K 69.2K 105.0K 1.67M 4.15%
28 2014 Thomas K. Equels CEO, President, General Counsel 719.3K 775.0K 69.2K 105.0K 1.67M 4.15%
29 2014 David Strayer CSO & Medical Director 269.5K 67.4K 746.00 29.7K 367.3K 0.20%
30 2014 Adam Pascale CFO 143.9K 33.5K 10.3K 36.0K 223.7K 4.62%
31 2013 William A. Carter, former CEO, President & CSO 1.17M 12.4K 125.7K 147.7K 1.45M 8.65%
32 2013 Thomas K. Equels CEO, President, General Counsel 708.6K 12.4K 86.8K 95.3K 903.2K 9.61%
33 2013 David Strayer CSO & Medical Director 265.5K 25.6K 291.1K 0.00%
34 2008 William. A. Carter, Chief Executive Officer 664.6K 316.6K 106.1K 1.09M 29.12%
35 2008 Robert. E. Peterson, Chief Financial Officer 259.2K 259.2K 0.00%
36 2008 David. R. Strayer, Medical Director 201.4K 16.2K 217.6K 7.43%
37 2008 Russel Lander, VP of Quality Assurance 178.0K 9.6K 187.6K 0.00%
38 2008 Carol A. Smith, VP of Manufacturing Quality Process Dev.. 147.7K 600.00 23.1K 171.4K 0.35%
39 2008 Wayne Springate, VP of Operations 150.0K 7.4K 157.4K 0.00%
40 2008 Katalin Ferencz-Biro, Senior VP of Regulatory Affairs 145.0K 11.5K 156.5K 0.00%
41 2008 Robert Hansen, VP of Manufacturing
42 2008 Mei-June Liao, VP of Regulatory Affairs Quality Control
43 2008 Anthony A. Bonelli, Chief Operating Officer
44 2008 R. Douglas Hulse
45 2007 William. A. Carter, Chief Executive Officer 637.5K 166.2K 1.69M 123.1K 2.61M 64.56%
46 2007 Anthony A. Bonelli, Chief Operating Officer 350.0K 87.5K 59.7K 33.4K 530.6K 11.25%
47 2007 Robert. E. Peterson, Chief Financial Officer 259.2K 64.8K 153.1K 477.0K 32.09%
48 2007 David. R. Strayer, Medical Director 240.3K 50.3K 79.8K 370.5K 21.54%
49 2007 Wayne Springate, VP of Operations 150.0K 37.5K 36.3K 13.4K 237.2K 15.28%
50 2007 Carol A. Smith, VP of Manufacturing Quality Process Dev.. 147.7K 34.2K 30.1K 212.0K 16.15%
51 2007 Russel Lander, VP of Quality Assurance 178.0K 11.7K 9.6K 199.4K 5.89%
52 2007 Katalin Ferencz-Biro, Senior VP of Regulatory Affairs 145.0K 11.7K 14.0K 170.7K 6.88%
53 2007 Mei-June Liao, VP of Regulatory Affairs Quality Control
54 2007 Robert Hansen, VP of Manufacturing
55 2006 Mei-June Liao, VP of Regulatory Affairs Quality Control 158.4K 9.6K 18.2K 186.2K 5.15%
56 2006 Carol A. Smith, VP of Manufacturing Quality Process Dev.. 143.1K 9.6K 17.2K 170.0K 5.65%
57 2006 Katalin Ferencz-Biro, Senior VP of Regulatory Affairs
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-10-29 DEF 14A
2025-04-02 DEF 14A
2025-02-28 PRE 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-15 10-Q
2026-05-14 8-K
2026-05-12 SC 13G
2026-05-12 8-K
2026-05-08 8-K
2026-04-10 8-K
2026-04-10 424B5
2026-03-27 10-K
2026-03-16 4
2026-03-16 4

Executive team

NameTitleCompensationGender
Thomas K. Equels Executive Vice Chairman, Chief Executive Officer & President 681.3K male
Peter W. Rodino Chief Operating Officer, Executive Director of Governmental Relations, General Counsel & Secretary 386.2K male
Robert Dickey Chief Financial Officer 108.4K male
Ann Marie E. Coverly Director of Administration & Human Resources and Deputy Investor Relations Coordinator
Christopher Nicodemus FACP Member of Scientific Advisory Board & Consulting Science Officer
ESG Rating
B
BIOTECHNOLOGY
Rank: 437 out of 712
2006
E (Environmental)
65.4 / 56.3
Company / Sector avg.
S (Social)
68.4 / 62.4
Company / Sector avg.
G (Governance)
60.5 / 60.9
Company / Sector avg.
ESG Total
64.7 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits