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Adynxx, Inc. (ADYX)

USD0.00 +0.00 (+0.00%)
US OTC Healthcare Biotechnology
Address 100 Pine Street 94111
San Francisco, CA, US
CEO Richard Orr
Website adynxx.com
IPO 1998-12-18
CIK 1054274 ISIN US00784D1037

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Description

Adynxx, Inc. is a clinical-stage biopharmaceutical firm dedicated to creating and commercializing novel transcription factor decoy technologies to combat pain and inflammatory conditions. Central to its efforts is the AYX platform of transcription factor decoys, which includes brivoligide, currently progressing through Phase II clinical development for reducing post-surgical discomfort. Additionally, AYX2 is a pre-clinical candidate being explored for its potential in treating localized chronic pain. Established in 2007, the company's corporate headquarters are situated in San Francisco, California.

Market Cap & Enterprise Value
Merger & Acquisition History
Target company Ticker Date Filing
U.S. ALQA 2015-03-06 View
Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD0.00 +0.00 (+0.00%)
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Volume Profile
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Liquidity & share structure
Average Volume
160
Beta
-8.54
Float Shares
2.14M
Free Float %
36.9%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+0.00% +0.00% +0.00% +0.00% +0.00% +0.00% +0.00% +0.00% -99.95% -100.00% -100.00%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
vs.
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Price Targets & DCF
Current price
0.00
Ratings Trend (MoM)
Rating 2024-11 Change
Strong Buy 0 0
Buy 0 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Quality scores
Altman Z-Score
-30.38
Distress
Piotroski F-Score
2 / 9
Weak
MOAT Score
1 / 10
No MOAT
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
    +9.8% Q3'19: -100.0% (vs Q3'18)
  • EPS growth Biotechnology: +29.7%
    +71.5% Q3'19: +63.3% (vs Q3'18)
  • FCF margin FCF growth · Biotechnology: +16.2%
    -272.9%
  • EBIT margin Biotechnology: +0.0%
    -239.0%
  • ROIC Biotechnology: -16.1%
    Q3'19: +350.3% (vs Q3'18)
  • Share dilution Biotechnology: -3.4%
    +14.7% Q3'19: +599.1% (vs Q3'18)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    0.00× Q3'19: -1.42× (vs Q3'18)
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (-8.54) × ERP
WACC = 1% × Ke + 99% × Kd (4.1%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Current price: 0.00
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 2024
actual
Dec 2025
actual
Dec 2026
1 Rev. Ana.
1 EPS Ana.
Dec 2027
1 Rev. Ana.
1 EPS Ana.
Dec 2028
1 Rev. Ana.
1 EPS Ana.
Dec 2029
1 Rev. Ana.
1 EPS Ana.
Dec 2030
1 Rev. Ana.
1 EPS Ana.
Dec 2031
1 Rev. Ana.
1 EPS Ana.
Revenue
15.46M
est.
18.43M
est.
19.79M
19.79M – 19.79M
+7.4% YoY
1.96M
1.96M – 1.96M
-90.1% YoY
2.00M
2.00M – 2.00M
+2.1% YoY
2.04M
2.04M – 2.04M
+2.0% YoY
2.08M
2.08M – 2.08M
+2.0% YoY
2.12M
2.12M – 2.12M
+2.0% YoY
EBITDA
-15.46M
est.
-18.43M
est.
-19.79M
-19.79M – -19.79M
-7.4% YoY
-1.96M
-1.96M – -1.96M
+90.1% YoY
-2.00M
-2.00M – -2.00M
-2.1% YoY
-2.04M
-2.04M – -2.04M
-2.0% YoY
-2.08M
-2.08M – -2.08M
-2.0% YoY
-2.12M
-2.12M – -2.12M
-2.0% YoY
EBIT
-15.46M
est.
-18.43M
est.
-19.79M
-19.79M – -19.79M
-7.4% YoY
-1.96M
-1.96M – -1.96M
+90.1% YoY
-2.00M
-2.00M – -2.00M
-2.1% YoY
-2.04M
-2.04M – -2.04M
-2.0% YoY
-2.08M
-2.08M – -2.08M
-2.0% YoY
-2.12M
-2.12M – -2.12M
-2.0% YoY
Net Income
-51.10M
est.
-37.17M
est.
-14.89M
-14.89M – -14.89M
+59.9% YoY
25.31M
25.31M – 25.31M
+269.9% YoY
-443.1K
-443.1K – -443.1K
-101.8% YoY
-443.1K
-443.1K – -443.1K
+0.0% YoY
-443.1K
-443.1K – -443.1K
+0.0% YoY
-393.9K
-393.9K – -393.9K
+11.1% YoY
SGA
46.72M
est.
55.68M
est.
59.80M
59.80M – 59.80M
+7.4% YoY
5.92M
5.92M – 5.92M
-90.1% YoY
6.05M
6.05M – 6.05M
+2.1% YoY
6.17M
6.17M – 6.17M
+2.0% YoY
6.29M
6.29M – 6.29M
+2.0% YoY
6.42M
6.42M – 6.42M
+2.0% YoY
EPS
-62.28
est.
-45.30
est.
-18.15
-18.15 – -18.15
+59.9% YoY
30.84
30.84 – 30.84
+269.9% YoY
-0.54
-0.54 – -0.54
-101.8% YoY
-0.54
-0.54 – -0.54
+0.0% YoY
-0.54
-0.54 – -0.54
+0.0% YoY
-0.48
-0.48 – -0.48
+11.1% YoY

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-9.47M
OE per share TTM
-7.48
Owner's Yield
-1,630,578.19%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
22.5%

Ownership Overview

Ownership breakdown

Ownership breakdown not available.

At a glance
Institutional holders
Total invested
Insider transactions (90d)
0
Beneficial owners (>5%)
26
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 S.S. 27.98M 14.00% 27.98M 27.98M 10.00 PN Virgin Islands 2010-05-21
2 Frost Gamma Investments Trust 25.76M 11.10% 25.76M 25.76M OO Florida 2012-04-03
3 Gamma Investments Trust 11.41M 3.70% 11.41M 11.41M OO of America 2013-11-18
4 12th Street Financial, LLC 10.00M 5.00% 10.00M 10.00M OO Delaware 2010-08-25
5 Domain Partners VIII, L.P. 3.04M 52.30% 3.04M 3.04M 10.00 PN Delaware 2019-05-13
6 Perceptive Advisors LLC 1.92M 7.88% 1.92M IA Delaware, United States of America 2015-05-08
7 2. 1.92M 6.95% 1.92M 1.92M IN Delaware, United States of America 2016-02-16
8 Joseph Edelman 1.92M 6.74% 1.92M IN Delaware, United States of America 2017-02-14
9 Sciences Master Fund, Ltd. 1.76M 5.94% 1.76M CO Delaware, United States of America 2017-02-14
10 Sabby Healthcare Master Fund, Ltd. 1.49M 5.38% 1.49M 1.49M CO Cayman Islands 2016-03-31
11 David Johnson 1.12M 6.80% 1.12M 1.12M 10.00 IN U.S.A. 2014-05-27
12 David Bonderman 1.11M 18.90% 1.11M IN Delaware 2019-05-14
13 James Coulter 1.11M 18.90% 1.11M IN Delaware 2019-05-14
14 TPG Group Holdings (SBS) Advisors, Inc. 1.11M 18.90% 1.11M CO Delaware 2019-05-14
15 Broadfin Healthcare Master Fund, Ltd. 774.4K 7.83% 774.4K 774.4K CO United States of America 2013-11-27
16 Kevin Kotler 774.4K 7.83% 774.4K 774.4K HC, IN United States of America 2013-11-27
17 Broadfin Capital, LLC 696.9K 7.04% 696.9K 696.9K OO Delaware 2014-02-14
18 2 429.1K 8.60% 429.1K 429.1K IA United States of America 2018-02-14
19 DP VIII Associates, L.P. 22.5K 0.40% 22.5K 22.5K 10.00 PN Delaware 2019-05-13
20 Advisors LLC 0.00% IA Delaware 2019-02-14
21 Deerfield International Master Fund, L.P. 0.00% PN British Virgin Islands 2017-02-14
22 Deerfield Management Company, L.P. 0.00% PN Delaware 2017-02-14
23 Deerfield Mgmt, L.P. 0.00% PN Delaware 2017-02-14
24 Deerfield Partners, L.P. 0.00% PN Delaware 2017-02-14
25 Deerfield Special Situations Fund, L.P. 0.00% PN Delaware 2017-02-14
26 James E. Flynn 0.00% IN United States 2017-02-14

Institutional Activity (13F)

Institutional ownership trend

Institutional history not available.

Top institutional holders

Top holders not available.

ETF Ownership

Top ETFs holding this stock

This company is not held by any ETF in our universe.

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
0
Sells
0
Shares acquired
Shares disposed
Cash buys
Cash sales
Net activity
+0
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2019-07-22 FLESHER GREGORY J. Director 0 0.00 0
2019-05-29 GONZALEZ DINA Officer D Stock Option (Right to Buy) 26,358 3.06 80.7K 0
2019-05-03 WEBER ECKARD Director 0 0.00 0
2019-05-03 TPG Group Holdings (SBS) Advisors, Inc. I Common Stock 0 0.00 1,112,290
2019-05-03 RUTH MATTHEW Director 0 0.00 0
2019-05-03 Podlesak Dennis Director 0 0.00 0
2019-05-03 ORR RICK Director / Officer A-Award A Stock Option (Right to Buy) 95,417 3.06 292.0K 95,417
2019-05-03 Manning Donald C. Officer A-Award A Stock Option (Right to Buy) 23,858 1.11 26.5K 23,858
2019-05-03 MAMET JULIEN Director / Officer A-Award A Stock Option (Right to Buy) 33 1.39 45.87 33
2019-05-03 Legault Pierre Director 0 0.00 0
2019-05-03 Domain Partners VIII, L.P. 10% Owner D Common Stock 0 0.00 3,036,044
2019-05-03 DP VIII Associates, L.P. 10% Owner D Common Stock 0 0.00 22,527
2019-05-03 ABEL STAN E Director 0 0.00 0
2018-04-01 Warusz Joseph Michael Officer 0 0.00 0
2017-09-21 Pionati Pellegrino Officer F-InKind D Common Stock 69,978 0.42 29.4K 506,601
2017-09-21 POSNER BRIAN M Officer F-InKind D Common Stock 70,833 0.42 29.7K 476,421
2017-09-21 BARTON BRADFORD Officer F-InKind D Common Stock 67,536 0.42 28.4K 558,822
2017-06-30 ZELDIS JEROME B Director A-Award A Stock Option (right to buy) 90,000 0.37 33.3K 90,000
2017-06-30 WAGNER MARK T Director A-Award A Stock Option (right to buy) 90,000 0.37 33.3K 90,000
2017-06-30 Sklar Jeffrey Director A-Award A Stock Option (right to buy) 90,000 0.37 33.3K 90,000
2017-06-30 RESTANI GARY C Director A-Award A Stock Option (right to buy) 90,000 0.37 33.3K 90,000
2017-06-30 LEONE JOSEPH M Director A-Award A Stock Option (right to buy) 90,000 0.37 33.3K 90,000
2017-06-28 Pionati Pellegrino Officer A-Award A Common Stock 100,000 0.00 576,579
2017-06-28 POSNER BRIAN M Officer A-Award A Common Stock 100,000 0.00 547,254
2017-06-28 Johnson David Ian Director / Officer A-Award A Common Stock 300,000 0.00 1,994,535
2017-06-28 BARTON BRADFORD Officer A-Award A Common Stock 100,000 0.00 626,358
2017-06-23 ZELDIS JEROME B Director J-Other A Common Stock 100,000 0.00 786,750
2017-06-23 Pionati Pellegrino Officer A-Award A Common Stock 205,715 0.00 476,579
2017-06-23 POSNER BRIAN M Officer A-Award A Common Stock 205,715 0.00 447,254
2017-06-23 Johnson David Ian Director / Officer A-Award A Common Stock 500,000 0.00 1,694,535
2017-06-23 BARTON BRADFORD Officer A-Award A Common Stock 205,715 0.00 526,358
2017-06-15 Pionati Pellegrino Officer F-InKind D Common Stock 10,032 0.37 3.7K 270,864
2017-04-11 CELGENE CORP /DE/ 10% Owner J-Other A Common Stock 296,277 0.00 7,342,377
2017-04-03 WAGNER MARK T Director P-Purchase A Common Stock 62,500 0.40 25.0K 70,500
2017-04-03 Pionati Pellegrino Officer P-Purchase A Common Stock 50,000 0.40 20.0K 280,896
2017-04-03 LEONE JOSEPH M Director P-Purchase A Common Stock 25,000 0.40 10.0K 43,823
2017-04-03 Johnson David Ian Director / Officer P-Purchase A Common Stock 250,000 0.40 100.0K 1,194,535
2017-04-03 BARTON BRADFORD Officer P-Purchase A Common Stock 75,000 0.40 30.0K 320,643
2017-03-21 WAGNER MARK T Director J-Other A Common Stock 75,876 0.67 50.8K 323,802
2017-02-27 ZELDIS JEROME B Director P-Purchase A Common Stock 400,000 0.50 200.0K 686,750
2017-02-27 CELGENE CORP /DE/ 10% Owner P-Purchase A Common Stock 4,000,000 0.50 2.00M 7,046,100
2016-05-11 ZELDIS JEROME B Director A-Award A Stock Option (right to buy) 45,000 0.86 38.7K 45,000
2016-05-11 WAGNER MARK T Director A-Award A Stock Option (right to buy) 45,000 0.86 38.7K 45,000
2016-05-11 Sklar Jeffrey Director A-Award A Stock Option (right to buy) 45,000 0.86 38.7K 45,000
2016-05-11 RESTANI GARY C Director A-Award A Stock Option (right to buy) 45,000 0.86 38.7K 45,000
2016-05-11 Pionati Pellegrino Officer A-Award A Common Stock 100,000 0.00 230,896
2016-05-11 POSNER BRIAN M Officer A-Award A Common Stock 100,000 0.00 241,539
2016-05-11 LEONE JOSEPH M Director A-Award A Stock Option (right to buy) 45,000 0.86 38.7K 45,000
2016-05-11 Johnson David Ian Director / Officer A-Award A Common Stock 300,000 0.00 944,535
2016-05-11 BARTON BRADFORD Officer A-Award A Common Stock 100,000 0.00 245,643
2016-03-16 WAGNER MARK T Director J-Other A Common Stock 73,893 2.61 192.9K 247,926
2016-02-15 Kung Winston Director 0 0.00 0
2016-02-09 Pionati Pellegrino Officer A-Award A Common Stock 14,384 0.00 130,896
2016-02-09 POSNER BRIAN M Officer A-Award A Common Stock 24,658 0.00 141,539
2016-02-09 Johnson David Ian Director / Officer A-Award A Common Stock 59,932 0.00 644,535
2016-02-09 BARTON BRADFORD Officer A-Award A Common Stock 24,658 0.00 145,643
2015-11-09 POSNER BRIAN M Officer P-Purchase A Common Stock 5,000 3.04 15.2K 116,881
2015-11-06 ZELDIS JEROME B Director P-Purchase A Common Stock 14,000 2.91 40.7K 286,750
2015-11-06 WAGNER MARK T Director P-Purchase A Common Stock 8,000 2.88 23.0K 8,000
2015-11-06 Sklar Jeffrey Director P-Purchase A Common Stock 1,500 2.95 4.4K 24,357
2015-11-06 Pionati Pellegrino Officer P-Purchase A Common Stock 10,000 2.95 29.5K 116,512
2015-11-06 LEONE JOSEPH M Director P-Purchase A Common Stock 3,500 2.78 9.7K 18,823
2015-11-06 Johnson David Ian Director / Officer P-Purchase A Common Stock 8,650 2.92 25.3K 584,603
2015-11-06 BARTON BRADFORD Officer P-Purchase A Common Stock 5,000 2.97 14.9K 120,985
2015-08-10 POSNER BRIAN M Officer P-Purchase A Common Stock 2,500 5.02 12.6K 111,881
2015-07-01 Johnson David Ian Director / Officer F-InKind D Common Stock 19,191 5.35 102.7K 575,953
2015-06-15 Pionati Pellegrino Officer 0 0.00 0
2015-06-08 BARTON BRADFORD Officer P-Purchase A Common Stock 3,000 5.25 15.7K 115,985
2015-05-29 WAGNER MARK T Director A-Award A Common Stock 174,033 4.80 835.4K 174,033
2015-05-27 Johnson David Ian Director / Officer P-Purchase A Common Stock 10,000 4.65 46.5K 595,144
2015-05-20 POSNER BRIAN M Officer P-Purchase A Common Stock 2,500 4.34 10.9K 109,381
2015-05-06 ZELDIS JEROME B Director A-Award A Stock Option (right to buy) 15,000 4.73 71.0K 15,000
2015-05-06 Sklar Jeffrey Director A-Award A Stock Option (right to buy) 15,000 4.73 71.0K 15,000
2015-05-06 RESTANI GARY C Director A-Award A Stock Option (right to buy) 15,000 4.73 71.0K 15,000
2015-05-06 LEONE JOSEPH M Director A-Award A Stock Option (right to buy) 15,000 4.73 71.0K 15,000
2015-05-06 AFRICK ANDREW Director A-Award A Stock Option (right to buy) 15,000 4.73 71.0K 15,000
2015-05-04 CELGENE CORP /DE/ 10% Owner P-Purchase A Common Stock 659,340 4.55 3.00M 3,046,100
2015-04-01 Johnson David Ian Director / Officer F-InKind D Common Stock 20,590 5.19 106.9K 585,144
2015-03-06 POSNER BRIAN M Officer F-InKind D Common Stock 759 5.29 4.0K 106,881
2015-03-06 Johnson David Ian Director / Officer F-InKind D Common Stock 7,673 5.29 40.6K 605,734
2015-03-06 BARTON BRADFORD Officer F-InKind D Common Stock 2,225 5.29 11.8K 112,985
2015-02-06 POSNER BRIAN M Officer A-Award A Stock Option (right to buy) 115,000 6.23 716.5K 115,000
2015-02-06 Johnson David Ian Officer A-Award A Common Stock 300,000 0.00 613,407
2015-02-06 BARTON BRADFORD Officer A-Award A Common Stock 100,000 0.00 115,210
2015-01-01 Johnson David Ian Director / Officer F-InKind D Common Stock 21,681 5.30 114.9K 313,407
2014-10-15 AFRICK ANDREW Director D Warrants (Right to Buy) 42,857 10.50 450.0K 0
2014-10-01 Johnson David Ian Director / Officer F-InKind D Common Stock 20,552 4.84 99.5K 335,088
2014-09-15 POSNER BRIAN M Officer P-Purchase A Common Stock 2,000 4.94 9.9K 7,640
2014-09-03 ZELDIS JEROME B Director M-Exempt A Common Stock 23,500 4.24 99.6K 272,750
2014-08-29 BARTON BRADFORD Officer D Common Stock 0 0.00 15,210
2014-07-21 RESTANI GARY C Director 0 0.00 0
2014-07-21 AFRICK ANDREW Director D Common Stock 0 0.00 214,285
2014-07-01 Johnson David Ian Officer F-InKind D Common Stock 20,367 5.74 116.9K 355,640
2014-06-06 ZELDIS JEROME B Director M-Exempt A Common Stock 23,500 4.24 99.6K 249,250
2014-05-13 POSNER BRIAN M Officer P-Purchase A Common Stock 3,000 6.92 20.8K 5,640
2014-04-14 CELGENE CORP /DE/ 10% Owner P-Purchase A Common Stock 714,286 7.00 5.00M 2,386,760
2014-04-01 Johnson David Ian Director / Officer F-InKind D Common Stock 20,186 8.25 166.5K 376,007
2014-03-18 STEFANSKY DAVID Director A-Award A Stock Option (right to buy) 5,000 8.97 44.9K 5,000
2014-03-06 ZELDIS JEROME B Director A-Award A Stock Option (right to buy) 5,000 9.00 45.0K 5,000
2014-03-06 Sklar Jeffrey Director A-Award A Stock Option (right to buy) 5,000 9.00 45.0K 5,000
2014-03-06 Pearsen Kenneth D. Director A-Award A Stock Option (right to buy) 5,000 9.00 45.0K 5,000
2014-03-06 POSNER BRIAN M Officer A-Award A Common Stock 2,640 0.00 2,640
2014-03-06 LEONE JOSEPH M Director A-Award A Stock Option (right to buy) 5,000 9.00 45.0K 5,000
2014-03-06 Johnson David Ian Director / Officer A-Award A Common Stock 17,824 0.00 396,193
2014-01-28 LONDONER KENNETH L Director A-Award A Stock Option (right to buy) 38,095 4.38 166.9K 76,190
2014-01-17 ROSENBLUM RICHARD 0 0.00 0
2014-01-09 SAPIRSTEIN JAMES Officer A-Award A Common Stock 17,688 100.00 1.77M 38,766
2014-01-06 STEFANSKY DAVID Director D-Return D Stock Option (right to buy) 38,095 8.75 333.3K 0
2014-01-06 ROSENBLUM RICHARD Director D-Return D Stock Option (right to buy) 11,429 6.34 72.5K 0
2014-01-06 Johnson David Ian Director / Officer F-InKind D Common Stock 19,245 6.99 134.5K 378,369
2013-12-20 Johnson David Ian Director / Officer A-Award A Stock Option (right to buy) 730,535 6.82 4.98M 730,535
2013-11-27 SAPIRSTEIN JAMES Officer A-Award A Common Stock 35,377 50.00 1.77M 35,377
2013-11-27 KARSEN PERRY A Director 0 0.00 0
2013-11-18 CELGENE CORP /DE/ 10% Owner D Common Stock 0 0.00 1,672,474
2013-11-14 ZELDIS JEROME B Director A-Award A Stock Option (right to buy) 57,143 8.75 500.0K 57,143
2013-11-14 Johnson David Ian Director / Officer A-Award A Stock Option (right to buy) 5,124,181 0.08 409.9K 5,124,181
2013-11-11 Harborview Advisors, LLC Director / 10% Owner A-Award A Common Stock 8,144,719 0.00 44,021,018
2013-09-03 POSNER BRIAN M Officer A-Award A Stock Option (right to buy) 2,700,000 0.10 270.0K 2,700,000
2013-09-03 BERGER STEVEN C Officer A-Award A Stock Option (right to buy) 5,000,000 0.10 500.0K 5,000,000
2013-07-22 ZELDIS JEROME B Director A-Award A Stock Option (right to buy) 9,073,334 0.25 2.27M 9,073,334
2013-06-28 ZELDIS JEROME B Director A-Award A Common Stock Warrants (right to buy) 8,641,975 0.10 838.3K 8,641,975
2013-06-28 Pearsen Kenneth D. Director P-Purchase A Common Stock 123,457 0.08 10.0K 123,457
2013-06-28 LEONE JOSEPH M Director P-Purchase A Common Stock 123,457 0.08 10.0K 670,371
2013-06-28 Johnson David Ian Director / Officer P-Purchase A Common Stock 617,284 0.08 50.0K 1,234,568
2013-06-28 Harborview Value Master Fund, L.P. Director / Officer / 10% Owner A-Award A Common Stock Warrants (right to buy) 617,284 0.10 59.9K 617,284
2013-06-28 BARTON BRADFORD Officer D Warrant (right to buy) 9,877 4.24 41.9K 0
2013-05-21 LONDONER KENNETH L Director P-Purchase A Common Stock 38,500 0.07 2.7K 1,859,500
2013-05-20 LONDONER KENNETH L Director P-Purchase A Common Stock 125,000 0.07 8.5K 1,765,000
2013-05-10 LONDONER KENNETH L Director A-Award A Stock Option (right to buy) 38,095 4.38 166.9K 38,095
2013-02-22 ZELDIS JEROME B Director P-Purchase A Common Stock 1,234,568 0.08 100.0K 1,234,568
2013-02-22 LEONE JOSEPH M Director A-Award A Common Stock Warrants (right to buy) 246,914 0.10 24.0K 246,914
2013-02-22 Johnson David Ian Director / Officer P-Purchase A Common Stock 617,284 0.08 50.0K 617,284
2013-02-22 Harborview Advisors, LLC Director / Officer / 10% Owner P-Purchase A Common Stock Warrants (right to buy) 617,284 0.10 59.9K 617,284
2013-02-04 Johnson David Ian Director / Officer A-Award A Stock Option (right to buy) 12,216,195 0.08 916.2K 12,216,195
2012-11-29 Johnson David Ian Director A-Award A Stock Option (right to buy) 2,590,000 0.15 388.5K 2,590,000
2012-11-27 ZELDIS JEROME B Director A-Award A Stock Option (right to buy) 20,000,000 0.20 4.00M 20,000,000
2012-11-27 Sklar Jeffrey Director A-Award A Stock Option (right to buy) 1,150,000 0.10 115.0K 1,150,000
2012-11-27 Pearsen Kenneth D. Director A-Award A Stock Option (right to buy) 150,000 0.10 15.0K 150,000
2012-11-27 LONDONER KENNETH L Director A-Award A Stock Option (right to buy) 2,650,000 0.10 265.0K 2,650,000
2012-11-27 LEONE JOSEPH M Director A-Award A Stock Option (right to buy) 2,650,000 0.10 265.0K 2,650,000
2012-11-27 BERGER STEVEN C Officer A-Award A Stock Option (right to buy) 500,000 0.10 50.0K 500,000
2012-11-08 SAPIRSTEIN JAMES Director / Officer A-Award A Stock Option (right to buy) 9,286,408 0.10 928.6K 9,286,408
2012-11-08 LONDONER KENNETH L Director A-Award A Common Stock Warrants (right to buy) 400,000 0.05 20.0K 400,000
2012-11-08 Harborview Advisors, LLC Director / Officer / 10% Owner A-Award A Common Stock Warrants (right to buy) 2,500,000 0.05 125.0K 2,500,000
2012-10-01 SAPIRSTEIN JAMES Director / Officer D No securities are beneficially owned 0 0.00 0
2012-10-01 Johnson David Ian Director D No securities are beneficially owned 0 0.00 0
2012-09-28 LONDONER KENNETH L Director P-Purchase A Common Stock 600,000 0.05 30.0K 1,240,000
2012-08-14 LEONE JOSEPH M Director P-Purchase A Common Stock 300,000 0.00 750,000
2012-08-14 Harborview Advisors, LLC Director / Officer / 10% Owner P-Purchase A Common Stock 2,000,000 0.00 21,379,728
2012-07-17 Harborview Advisors, LLC Director / Officer / 10% Owner J-Other A Common Stock 294,961 0.00 19,379,728
2012-07-17 BERGER STEVEN C Officer J-Other A Common Stock 110,667 0.00 1,250,667
2012-06-30 Harborview Advisors, LLC Director / Officer / 10% Owner A-Award A Common Stock 1,000,000 0.00 42,178,498
2012-05-31 Harborview Value Master Fund, L.P. Director / Officer / 10% Owner A-Award A Stock Option (right to buy) 5,000,000 0.20 1.00M 5,000,000
2012-05-17 ZELDIS JEROME B Director A-Award A Stock Option (right to buy) 15,080,000 0.15 2.26M 23,200,000
2012-05-16 Harborview Advisors, LLC Director / Officer / 10% Owner A-Award A Stock Option (right to buy) 500,000 0.20 100.0K 5,500,000
2012-05-15 LONDONER KENNETH L Director A-Award A Stock Option (right to buy) 2,500,000 0.10 250.0K 2,500,000
2012-05-14 Sklar Jeffrey Director A-Award A Stock Option (right to buy) 100,000 0.10 10.0K 850,000
2012-05-14 STEIN NACHUM Director A-Award A Stock Option (right to buy) 75,000 0.10 7.5K 325,000
2012-05-14 SIERCHIO JOSEPH Director A-Award A Stock Option (right to buy) 75,000 0.10 7.5K 325,000
2012-05-14 Pearsen Kenneth D. Director A-Award A Stock Option (right to buy) 75,000 0.10 7.5K 325,000
2012-05-14 LEONE JOSEPH M Director A-Award A Stock Option (right to buy) 200,000 0.10 20.0K 450,000
2012-05-14 GOLDBERG MICHAEL M Director A-Award A Stock Option (right to buy) 75,000 0.10 7.5K 1,325,000
2012-03-28 Kalen Capital Corp 10% Owner S-Sale D Common shares 24,057,980 0.04 962.3K 0
2012-03-28 Frost Gamma Investments Trust 10% Owner D Common Stock 0 0.00 25,761,618
2012-02-16 Sklar Jeffrey Director P-Purchase A Common Stock 1,000,000 0.05 50.0K 1,280,000
2012-02-16 Harborview Advisors, LLC Director / Officer P-Purchase A Common Stock 1,000,000 0.05 50.0K 40,678,498
2012-02-16 GOLDBERG MICHAEL M Director P-Purchase A Common Stock Warrants (right to buy) 1,000,000 0.07 69.0K 3,250,000
2012-01-11 Harborview Advisors, LLC Director / Officer / 10% Owner J-Other A Common Stock 2,000,000 0.00 36,678,498
2011-12-08 Harborview Advisors, LLC Director / Officer / 10% Owner P-Purchase A Common Stock 100,000 0.08 8.0K 37,598,498
2011-12-05 Harborview Advisors, LLC Director / Officer / 10% Owner P-Purchase A Common Stock 80,000 0.08 6.6K 37,498,498
2011-12-02 Harborview Advisors, LLC Director / Officer / 10% Owner P-Purchase A Common Stock 6,200 0.09 539.40 37,418,498
2011-11-30 Harborview Advisors, LLC Director / Officer / 10% Owner P-Purchase A Common Stock 50,000 0.09 4.5K 37,258,498
2011-11-28 Harborview Advisors, LLC Director / Officer / 10% Owner P-Purchase A Common Stock 50,000 0.10 5.0K 37,208,498
2011-11-23 Harborview Advisors, LLC Director / Officer / 10% Owner P-Purchase A Common Stock 1,500 0.09 142.35 37,654,498
2011-11-22 Harborview Advisors, LLC Director / Officer / 10% Owner P-Purchase A Common Stock 1,000 0.09 86.50 37,153,498
2011-11-21 Harborview Advisors, LLC Director / Officer / 10% Owner P-Purchase A Common Stock 135,000 0.08 10.8K 36,924,498
2011-09-28 Harborview Advisors, LLC Director / Officer / 10% Owner P-Purchase A Common Stock 5,000 0.07 350.00 36,301,998
2011-08-29 Harborview Advisors, LLC Director / Officer / 10% Owner P-Purchase A Common Stock 1,000 0.08 79.00 36,244,498
2011-08-19 Harborview Advisors, LLC 10% Owner P-Purchase A Common Stock 50,000 0.07 3.6K 36,044,498
2011-08-19 BERGER STEVEN C Officer P-Purchase A Common Stock 5,000 0.07 360.00 1,080,000
2011-06-02 Sklar Jeffrey Director P-Purchase A Common Stock 30,000 0.11 3.3K 280,000
2011-04-07 Harborview Advisors, LLC Director / Officer / 10% Owner P-Purchase A Common Stock 100,000 0.16 16.0K 35,994,498
2011-04-06 Harborview Advisors, LLC Director / Officer / 10% Owner P-Purchase A Common Stock 50,000 0.16 8.0K 35,894,498
2011-03-30 1420525 ALBERTA LTD. 10% Owner D-Return D Common 7,000,000 0.05 350.0K 24,057,980
2011-03-01 Harborview Advisors, LLC Director / Officer / 10% Owner A-Award A Stock Option (right to buy) 1,666,667 0.21 350.0K 3,333,334
2011-01-03 Sklar Jeffrey Director D No securities are beneficially owned 0 0.00 0
2011-01-03 STEIN NACHUM Director D Common Stock 0 0.00 1,050,000
2011-01-03 Pearsen Kenneth D. Director D No securities are beneficially owned 0 0.00 0
2011-01-03 LEONE JOSEPH M Director D No securities beneficially owned 0 0.00 0
2011-01-03 GOLDBERG MICHAEL M Director D No securities are beneficially owned 0 0.00 0
2010-12-31 SIERCHIO JOSEPH Director A-Award A Stock Option (right to buy) 250,000 0.15 36.3K 250,000
2010-12-31 Harborview Advisors, LLC 10% Owner A-Award A Stock Option (right to buy) 5,000,000 0.15 725.0K 10,000,000
2010-12-31 BERGER STEVEN C Officer A-Award A Stock Option (right to buy) 1,000,000 0.15 145.0K 1,000,000
2010-05-11 STEFANSKY DAVID Director / Officer / 10% Owner I Common Stock 0 0.00 35,794,498
2010-05-11 ROSENBLUM RICHARD Officer / 10% Owner I Common Stock 0 0.00 35,794,498
2010-05-11 Harborview Advisors, LLC 10% Owner I Common Stock 0 0.00 35,794,498
2010-05-11 HARBORVIEW MASTER FUND LP 10% Owner D Common Stock 0 0.00 27,981,999
2010-05-11 BERGER STEVEN C Officer 0 0.00 0
2009-10-27 SIERCHIO JOSEPH Director J-Other A COMMON 50,000 0.10 5.0K 100,000
2009-10-21 1420525 ALBERTA LTD. 10% Owner A-Award A Common 1,032,706 0.15 154.9K 31,057,980

Executive team

Top executives
EBIT / Employee
-8.8K
Shares Outstanding
5.81M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2017 David Johnson President and Chief Executive Officer 350.0K 3.00 274.0K 5.00 911.9K 30.05%
2 2017 Brian Posner Chief Financial Officer, Treasurer and Secretary 246.8K 8.00 103.8K 6.00 477.3K 21.75%
3 2017 Pellegrino Pionati Chief Strategy and Marketing Officer 246.8K 3.00 103.8K 6.00 477.3K 21.75%
4 2017 Bradford Barton Chief Operating Officer 246.8K 3.00 103.8K 7.00 477.3K 21.75%
5 2016 David Johnson President and Chief Executive Officer 350.0K 4.00 258.0K 5.00 864.4K 29.85%
6 2016 Bradford Barton Chief Operating Officer 240.0K 4.00 86.0K 7.00 435.2K 19.76%
7 2016 Brian Posner Chief Financial Officer, Treasurer and Secretary 240.0K 4.00 86.0K 6.00 435.2K 19.76%
8 2016 Pellegrino Pionati Chief Strategy and Marketing Officer 240.0K 4.00 86.0K 6.00 435.2K 19.76%
9 2015 David Johnson President and Chief Executive Officer 350.0K 175.0K 1.87M 560.1K 11.4K 2.97M 81.91%
10 2015 Brad C. Barton Chief Operating Officer 240.0K 72.0K 623.0K 560.1K 8.4K 1.50M 78.69%
11 2015 Bradford Barton Chief Operating Officer 240.0K 72.0K 623.0K 560.1K 8.4K 1.50M 78.69%
12 2015 Brian Posner Chief Financial Officer, Treasurer and Secretary 240.0K 72.0K 623.0K 560.1K 8.4K 1.50M 78.69%
13 2015 Pellegrino Pionati Chief Strategy and Marketing Officer 139.9K 42.0K 630.0K 411.5K 4.6K 1.23M 84.81%
14 2014 David Johnson President and Chief Executive Officer 350.0K 332.5K 2.58M 11.4K 3.28M 78.82%
15 2014 James Sapirstein Former Chief Executive Officer 94.6K 157.1K 819.8K 177.9K 1.25M 78.19%
16 2014 Brian Posner Chief Financial Officer, Treasurer and Secretary 240.0K 136.8K 505.7K 8.4K 890.9K 56.76%
17 2014 Brad C. Barton Chief Operating Officer 240.0K 136.8K 505.7K 8.4K 890.9K 56.76%
18 2013 David Johnson President and Chief Executive Officer 322.1K 160.4K 160.4K 4.82M 10.5K 5.47M 90.99%
19 2013 James Sapirstein Former Chief Executive Officer 350.0K 210.0K 12.4K 572.3K 0.00%
20 2013 Brian Posner Chief Financial Officer, Treasurer and Secretary 72.9K 23.8K 23.8K 384.2K 2.8K 507.5K 80.40%
21 2013 Steven C. Berger Former Chief Financial Officer, Treasurer and Secretary 183.3K 137.5K 320.8K 42.86%
22 2012 James Sapirstein Former Chief Executive Officer 80.8K 154.8K 318.8K 554.4K 85.43%
23 2012 David Johnson President and Chief Executive Officer 292.7K 292.7K 100.00%
24 2012 Steven C. Berger Former Chief Financial Officer, Treasurer and Secretary 139.4K 51.6K 191.1K 27.03%
25 2011 Richard Rosenblum President, Director 327.0K 154.0K 481.0K 67.99%
26 2011 David Stefansky Director 327.0K 154.0K 481.0K 67.99%
27 2011 Steven C. Berger Chief Financial Officer, Treasurer and Secretary 120.5K 24.5K 145.0K 16.91%
28 2010 David Stefansky Chairman 181.8K 366.0K 547.8K 33.19%
29 2010 Richard Rosenblum President, Director 181.8K 366.0K 547.8K 33.19%
30 2010 David Stefansky Director 181.8K 366.0K 547.8K 33.19%
31 2010 Steven C. Berger Chief Financial Officer, Treasurer and Secretary 70.0K 21.0K 65.2K 135.2K 48.21%
32 2010 Amit Dang Former President, Chief Executive Officer, Chief Financial Officer and Secretary 35.0K 21.0K 56.0K 0.00%
33 2009 Frank Menzler Former President, CEO, Chairman, and Director 225.0K 35.0K 205.0K 975.00 466.0K 43.99%
34 2009 Amit Dang Former President, Chief Executive Officer, Chief Financial Officer and Secretary 21.0K 23.0K 44.0K 52.27%
35 2009 Amit Dang Former President, CEO, CFO, Secretary 21.0K 23.0K 44.0K 52.27%
36 2008 Frank Menzler President, CEO Chairman, and Director 225.0K 500.0K 725.0K 68.97%
37 2008 Frank Menzler Former President, CEO, Chairman, and Director 225.0K 450.00 225.5K 0.00%
38 2007 Frank Menzler President, CEO Director 225.0K 2.00M 2.23M 89.89%
39 2007 Frank Menzler President, CEO Chairman, and Director 225.0K 2.00M 2.23M 89.89%
40 2006 Frank Menzler President and Chief Executive Officer 56.3K 2.25M 56.3K 4,000.00%
41 2006 Frank Menzler President, CEO Chairman, and Director 56.3K 56.3K 0.00%
42 2006 Frank Menzler President, CEO Director 56.3K 56.3K 0.00%
43 2006 Jasvir Kheleh 3.6K 3.6K 0.00%
44 2006 Arian Soheili Former Secretary and Treasurer 3.6K 3.6K 0.00%
45 2005 Arian Soheili Former Secretary and Treasurer 4.9K 4.9K 0.00%
46 2005 Jasvir Kheleh 4.1K 4.1K 0.00%
47 2005 Harmel S. Rayat Chief Financial Officer, Principal Accounting Officer, Secretary and Treasurer 2.3K 2.3K 0.00%
48 2004 Harmel S. Rayat Chief Financial Officer, Principal Accounting Officer, Secretary and Treasurer 3.5K 3.5K 0.00%
49 2004 Jasvir Kheleh 3.5K 3.5K 0.00%
50 2004 Arian Soheili Former Secretary and Treasurer 2.5K 2.5K 0.00%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2019-01-03 DEFA14A
2018-12-13 DEFA14A
2018-11-13 DEFA14A
2018-10-12 DEFA14A
2018-05-17 DEFA14A
2018-05-17 DEF 14A
2018-04-04 DEFA14A
2018-01-05 DEFA14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2020-03-20 S-8 POS
2020-03-20 S-8 POS
2020-03-20 S-8 POS
2020-03-20 S-8 POS
2020-03-20 RW
2020-03-20 15-12B
2019-12-17 8-K
2019-11-14 S-1/A
2019-11-14 8-K
2019-11-14 10-Q/A

Executive team

NameTitleCompensationGender
Richard Orr President, Chief Executive Officer, Principal Financial Officer & Director 473.6K male
Dina Gonzalez Principal Accounting Officer & Senior Vice President of Finance female
Kimberley Hebert Senior Director of Clinical Operations female
William Martin Executive Vice President of Corporate Development & Operations male
ESG Score History

No data available for this company.

Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
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Dividend yield history

Dividend history

Earnings history

Earnings reports

Stock splits