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Achieve Life Sciences, Inc. (ACHV)

USD6.14 +0.04 (+0.66%)
CA NASDAQ Healthcare Biotechnology
Address 1040 West Georgia Street V6E 4H1
Vancouver, BC, CA
CEO Richard A. Stewart
IPO 1995-10-12
CIK 949858 ISIN US0044685008

Explore sections of this company profile

Description

Achieve Life Sciences, Inc. operates as a clinical-stage pharmaceutical firm, concentrating on the development and market introduction of cytisinicline. This compound is aimed at assisting with smoking cessation and nicotine dependence, with commercial activities spanning Canada, the United States, and the United Kingdom. Cytisinicline is a naturally occurring alkaloid, which functions by engaging with nicotine receptors in the brain to lessen the intensity of nicotine withdrawal symptoms. The company holds licensing agreements with Sopharma AD and the University of Bristol. Its corporate headquarters are located in Vancouver, Canada.

News Sentiment (7d)
Market Cap & Enterprise Value
Merger & Acquisition History
Target company Ticker Date Filing
OncoGenex Pharmaceuticals OGXI 2017-03-27 View
Technical Outlook
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Signal Summary Loading…
Indicator 1D1W2W3W1M
Each column is computed on that timeframe's candles (1D = daily, 1W ≈ weekly, 1M ≈ monthly), not on the same last day. ▲ bullish · ▼ bearish · — neutral. The Net row counts signals per column; hover any cell (or the indicator name) to see the exact rule behind it.
Day Score & sub-scores
Statistical fingerprint & regime detail
Conditional historical analysis
Customize analysis (advanced)
Indicative levels generated algorithmically. Not financial advice.
Risk Profile
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Price Chart
Averages
Trend
Price
Levels
Draw
USD6.14 +0.04 (+0.66%)
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Volume Profile
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Liquidity & share structure
Average Volume
2M
Beta
2.26
Float Shares
46.58M
Free Float %
87.5%
Price Performance
1D5D1M3M6M YTD1Y3Y5Y10YMax
+7.16% +24.53% +71.63% +45.04% +26.91% +20.52% +141.53% -27.13% -38.25% -99.67% -100.00%
Rolling Volatility
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Drawdown
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Relative Strength
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Monthly Returns Heatmap
From To
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Annual Monthly Returns
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Daily Returns Distribution
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Revenue flow

Revenue by geography

Revenue by segment

From To

Revenue composition

From To

By product

By geography

Financial Statements

Income Statement

Balance Sheet

Cash Flow Statement

Key Metrics

Financial Ratios

Employees

Financial Growth (CAGR)

Market Data

Analyst Consensus (6 ratings, all time) Buy
Price Targets & DCF
Current price
6.14
Low 13.00 +111.7%
Consensus 13.00 +111.7%
Median 13.00 +111.7%
High 13.00 +111.7%
DCF (Unlevered) 0.12 -98.1%
DCF (Levered) 0.14 -97.8%

DCF figures are point estimates: small changes in growth or discount-rate assumptions move them materially. Read them as a reference, not a precise target.

Ratings Trend (MoM) 100% Bullish
Rating 2026-05 Change
Strong Buy 2 0
Buy 6 0
Hold 0 0
Sell 0 0
Strong Sell 0 0
Price Target Summary
Period # Analysts Avg Target
Last Month 1
13.00
+111.7%
Last Quarter 1
13.00
+111.7%
Last Year 1
13.00
+111.7%
All Time 3
7.50
+22.1%
Quality scores
Altman Z-Score
-6.92
Distress
Piotroski F-Score
1 / 9
Weak
MOAT Score
3 / 10
No MOAT
Composite Rating
D+
Overall Score
1 / 5
Low
DCF Score
2 / 5
Medium
ROE Score
1 / 5
Low
ROA Score
1 / 5
Low
D/E Score
1 / 5
Low
P/E Score
1 / 5
Low
P/Book Score
1 / 5
Low
Operational MOAT
✗ Below peers
  • Revenue growth Biotechnology: +1.6%
  • EPS growth Biotechnology: +29.7%
    -0.8% Q1'26: +48.6% (vs Q1'25)
  • FCF margin FCF growth · Biotechnology: +16.2%
  • EBIT margin Biotechnology: +0.0%
  • ROIC Biotechnology: -16.1%
    -79,536.2% Q1'26: +0.0% (vs Q1'25)
  • Share dilution Biotechnology: -3.4%
    +35.9% Q1'26: +53.9% (vs Q1'25)
  • Debt / EBITDA Net debt/EBITDA · Biotechnology: 0.16×
    -0.27×
Valuation Multiples From To
Price Forecast (3Y) From To
Model
Adjust
P/E
Theoretical Return — If Invested Today

* These projections are based on analyst consensus estimates and user-defined valuation multiples. This table is for informational purposes only and does not constitute a recommendation to buy or sell any security. Past performance is not indicative of future results.

DCF Interactive Model (UFCF)
Projection years:
Market assumptions
WACC components (optional)
Ke (Cost of Equity) = Rf + β (2.25) × ERP
WACC = 94% × Ke + 6% × Kd (5.5%) × (1−t)

Modifying these values recalculates WACC automatically.

Business assumptions
Intrinsic value (base): 0.12 Current price: 6.14
Enterprise Value: Equity Value: Terminal Value: TV as % of EV:

Base values reflect the latest available data for this company and market conditions.

Consensus Estimates
Metric Dec 1996
actual
Dec 1997
actual
Dec 1999
actual
Dec 2002
actual
Dec 2003
actual
Dec 2015
actual
Dec 2016
actual
Dec 2017
actual
Dec 2021
actual
Dec 2022
actual
Dec 2024
actual
Dec 2025
actual
Dec 2026
6 Rev. Ana.
5 EPS Ana.
Dec 2027
6 Rev. Ana.
5 EPS Ana.
Dec 2028
5 Rev. Ana.
5 EPS Ana.
Dec 2029
2 Rev. Ana.
1 EPS Ana.
Dec 2030
2 Rev. Ana.
1 EPS Ana.
Revenue
16.60M
est: 59.98M (-72.3%)
18.90M
est: 30.45M (-37.9%)
12.10M
est: 64.73M (-81.3%)
25.0K
est: 299.2K (-91.6%)
25.0K
est: 182.3K (-86.3%)
18.16M
est: 19.78M (-8.2%)
5.06M
est: 4.78M (+5.9%)
est: 4.50M (-100.0%)
est: 40.0K (-100.0%)
est: 100.0K (-100.0%)
est: 16.42M (-100.0%)
4.50M
4.25M – 4.75M
-72.6% YoY
40.80M
23.89M – 57.70M
+806.6% YoY
144.44M
144.43M – 144.45M
+254.0% YoY
302.54M
215.22M – 389.85M
+109.5% YoY
434.75M
309.28M – 560.22M
+43.7% YoY
EBITDA
2.10M
est: 19.40M (-89.2%)
700.0K
est: 3.59M (-80.5%)
589.5K
est: 37.89M (-98.4%)
-11.59M
est: -11.33M (-2.4%)
-10.26M
est: -12.18M (+15.8%)
-16.56M
-19.94M
-13.35M
-32.90M
-40.33M
-37.42M
-54.65M
— – —
— – —
— – —
— – —
— – —
EBIT
1.60M
est: 13.93M (-88.5%)
100.0K
est: -625.7K (+116.0%)
-10.5K
est: 8.66M (-100.1%)
-12.17M
est: -12.27M (+0.8%)
-10.64M
est: -12.72M (+16.4%)
-18.75M
-20.13M
-13.63M
-33.15M
-40.56M
-37.65M
-54.88M
— – —
— – —
— – —
— – —
— – —
Net Income
1.70M
est: 15.12M (-88.8%)
1.00M
est: 1.09M (-8.5%)
400.0K
est: 36.12M (-98.9%)
-11.64M
est: -11.70M (+0.6%)
-10.47M
est: -12.51M (+16.3%)
-16.80M
est: -63.85B (+100.0%)
-20.13M
est: -59.97B (+100.0%)
-10.58M
est: -62.09B (+100.0%)
-33.15M
est: -125.72M (+73.6%)
-42.35M
est: -128.93M (+67.2%)
-39.83M
est: -38.83M (-2.6%)
-54.65M
est: -54.65M (+0.0%)
-54.98M
-57.45M – -52.52M
-0.6% YoY
-41.09M
-53.92M – -28.26M
+25.3% YoY
18.45M
-13.08M – 59.72M
+144.9% YoY
72.59M
45.35M – 99.82M
+293.3% YoY
128.28M
80.15M – 176.40M
+76.7% YoY
SGA
3.80M
est: 11.82M (-67.9%)
7.20M
est: 12.31M (-41.5%)
6.50M
est: 16.91M (-61.6%)
3.24M
3.01M
11.81M
8.93M
3.53M
9.13M
10.72M
16.25M
31.87M
— – —
— – —
— – —
— – —
— – —
EPS
7,906.98
est: 48.02 (+16,367.7%)
4,608.29
est: -74.55 (+6,281.5%)
1,914.85
est: -160.93 (+1,289.9%)
-33,726.96
est: -106.70 (-31,509.1%)
-23,106.18
est: -115.50 (-19,905.4%)
-1,413.63
est: -1,991.00 (+29.0%)
-1,478.66
est: -1,870.00 (+20.9%)
-441.47
est: -1,936.00 (+77.2%)
-4.05
est: -3.92 (-3.3%)
-3.95
est: -4.07 (+2.8%)
-1.24
est: -1.22 (-1.5%)
-1.25
est: -1.28 (+2.0%)
-1.26
-1.32 – -1.20
+1.2% YoY
-0.95
-1.24 – -0.65
+24.9% YoY
0.20
-0.30 – 1.37
+121.3% YoY
1.67
1.04 – 2.29
+724.3% YoY
2.94
1.84 – 4.05
+76.7% YoY
Recent Grade Changes (3M)
Date Firm Previous New Grade Action
2026-04-16 HC Wainwright & Co. Buy Buy Maintain
Historical Ratings (3M)
Date Rating Overall DCF ROE ROA D/E P/E P/B
2026-05-11 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-05-08 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-05-07 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-05-06 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-05-05 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-05-04 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-05-01 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-04-30 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-04-29 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-04-28 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-04-27 D+ 1/5 2/5 1/5 1/5 1/5 1/5 1/5
2026-04-24 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-04-23 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-04-22 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-04-21 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-04-20 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-04-17 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-04-16 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5
2026-04-15 C- 1/5 3/5 1/5 1/5 1/5 1/5 1/5

Owner Earnings

Owner's Earnings (history) From To
Owner alignment
Owner's Earnings TTM
-37.55M
OE per share TTM
-3.57
Owner's Yield
-12.61%
Maintenance CapEx ratio
Maint CapEx / Avg PPE
21.4%

Ownership Overview

Ownership breakdown
At a glance
Institutional holders
16
Total invested
7.75M
Insider transactions (90d)
4
Beneficial owners (>5%)
32
Beneficial owners (>5%)
# Reporting person Amount owned % of class Sole voting Shared voting Sole dispositive Shared dispositive Type Citizenship Filing date SEC filing
1 ( 21.67M 9.90% 2.17M 2.17M IN United States of America 2024-02-27
2 John Fichthorn 3.59M 19.99% 55.0K 3.54M IN Delaware 2023-04-18
3 Dialectic Capital Management, LP 3.54M 19.68% 3.54M PN Delaware 2023-04-18
4 Dialectic LS Manager LLC 3.54M 19.68% 3.54M OO Delaware 2023-04-18
5 Dialectic Life Sciences SPV LLC 3.54M 19.68% 3.54M OO Delaware 2023-04-18
6 Dialectic Partners, LLC 3.54M 19.68% 3.54M OO Delaware 2023-04-18
7 Leen Kawas 2.33M 6.81% 2.24M 98.9K 2.24M IN Delaware 2024-05-17
8 Propel Bio Management LLC 2.33M 6.81% 2.24M 98.9K 2.24M IA Delaware 2024-05-17
9 Propel Bio Partners LLC 2.33M 6.81% 2.24M 98.9K 2.24M OO Delaware 2024-05-17
10 Richard Kayne 2.33M 6.81% 2.24M 98.9K 2.24M IN Delaware 2024-05-17
11 (1) BlackRock, Inc. 2.07M 6.00% 2.05M 2.07M HC Delaware 2024-10-25
12 SVB Financial Group 1.71M 8.70% 853.4K 853.4K 853.4K 853.4K IA, HC, CO Delaware 2022-11-22
13 Parker Quillen 1.37M 7.64% 1.37M 1.37M IN USA 2022-11-28
14 Contrarian Achieve GP LLC 1.32M 7.37% 1.32M 1.32M IA USA 2022-11-28
15 Contrarian Achieve SPV LP 1.32M 7.37% 1.32M 1.32M IV USA 2022-11-28
16 John Francis 594.3K 6.30% 22.2K 572.1K 22.2K HC, IN United States 2022-02-14
17 Catalysis Partners, LLC 560.1K 5.90% 560.1K PN Delaware 2022-02-14
18 Francis Capital Management, LLC 560.1K 5.90% 560.1K IA, HC, OO California 2022-02-14
19 SVB Innovation Credit Fund VIII, L.P. 426.7K 2.30% 426.7K 426.7K PN Delaware 2022-11-22
20 SVB Innovation Credit Partners VIII, LLC 426.7K 2.30% 426.7K 426.7K OO Delaware 2022-11-22
21 VIII-A, 426.7K 2.30% 426.7K 426.7K OO Delaware 2022-11-22
22 Innovation Credit Fund VIII-A, L.P. 401.5K 4.10% 401.5K PN Delaware 2021-12-29
23 SVB Innovation Credit Partners VIII-A, LLC 401.5K 4.10% 401.5K OO Delaware 2021-12-29
24 s: Globis Capital Partners, L.P. 253.6K 4.40% 253.6K 253.6K PN Delaware 2021-02-12
25 CVI Investments, Inc. 227.1K 3.70% 227.1K 227.1K CO 2021-02-16
26 Heights Capital Management, Inc. 227.1K 3.70% 227.1K CO 2021-02-16
27 Kamen 83.3K 1.42% 83.3K 83.3K HC States of America 2021-02-17
28 Vida Investments, LLC 83.3K 1.42% 83.3K 83.3K IA Delaware 2021-02-17
29 Vida Master Fund, Ltd. 65.0K 1.11% 65.0K 65.0K OO Islands 2021-02-17
30 Contrarian Alpha GP LLC 49.0K 3.71% 49.0K 49.0K IA USA 2022-11-28
31 Contrarian Alpha Management LLC 49.0K 3.71% 49.0K 49.0K IA USA 2022-11-28
32 Contrarian Alpha, LP 49.0K 3.71% 49.0K 49.0K IV USA 2022-11-28

Institutional Activity (13F)

Institutional ownership trend From To
13F snapshot — 2026 Q1
Investors holding
16
-67 vs prev Q
New positions
4
Closed positions
67
Increased
8
Reduced
0
Put/Call ratio
0.00
Calls held
133.3K
Puts held
Top institutional holders
# Investor Shares / Δ Mkt value / Δ Own% / Δ Weight% / Δ Avg px / Perf. Hold / Status
1 FRANKLIN RESOURCES INC 4.37M +4.3M (+18,747.4%) 21.71M +21.7M (+55,990.5%) 12.60% +12.530 pp 0.01% +0.005 pp USD4.96 +0.2% 8 qtrs
2 PROPEL BIO MANAGEMENT, LLC 3.79M +— (+0.0%) 18.82M +6.9M (+57.8%) 10.92% +0.000 pp 16.07% +4.127 pp USD3.18 +56.3% 8 qtrs
3 VANGUARD GROUP INC 2.47M +12.5K (+0.5%) 12.30M +4.5M (+58.6%) 7.13% +0.036 pp 0.00% +0.000 pp USD4.84 +2.7% 22 qtrs
4 MILLENNIUM MANAGEMENT LLC 1.36M +1.1M (+472.3%) 6.75M +6.0M (+802.9%) 3.92% +3.234 pp 0.00% +0.003 pp USD4.50 +10.4% 4 qtrs
5 SIMPLIFY ASSET MANAGEMENT INC. 1.18M +— (+0.0%) 5.89M +2.2M (+57.8%) 3.42% +0.000 pp 0.10% +0.027 pp USD2.69 +84.8% 8 qtrs
6 MARSHALL WACE, LLP 1.02M +244.4K (+31.5%) 5.07M +2.6M (+107.5%) 2.94% +0.705 pp 0.00% +0.002 pp USD3.59 +38.4% 2 qtrs
7 TWO SIGMA INVESTMENTS, LP 748.6K +309.6K (+70.5%) 3.72M +2.3M (+169.0%) 2.16% +0.893 pp 0.01% +0.003 pp USD3.90 +27.4% 2 qtrs
8 NANTAHALA CAPITAL MANAGEMENT, LLC 648.9K +— (+0.0%) 3.22M +1.2M (+57.8%) 1.87% +0.000 pp 0.11% +0.036 pp USD4.06 +22.4% 8 qtrs
9 LPL FINANCIAL LLC 633.1K +301.9K (+91.1%) 3.15M +2.1M (+201.5%) 1.83% +0.870 pp 0.00% +0.001 pp USD4.95 +0.4% 20 qtrs
10 GEODE CAPITAL MANAGEMENT, LLC 599.6K +92.6K (+18.3%) 2.98M +1.4M (+86.6%) 1.73% +0.267 pp 0.00% +0.000 pp USD4.81 +3.3% 20 qtrs
11 RAYMOND JAMES FINANCIAL INC 599.7K +143.3K (+31.4%) 2.98M +1.5M (+107.3%) 1.73% +0.413 pp 0.00% +0.001 pp USD3.50 +42.0% 5 qtrs
12 GOLDMAN SACHS GROUP INC 450.9K +227.1K (+101.5%) 2.24M +1.5M (+217.9%) 1.30% +0.655 pp 0.00% +0.000 pp USD4.28 +16.1% 8 qtrs
13 BLACKROCK, INC. 419.1K +27.9K (+7.1%) 2.08M +850.7K (+69.0%) 1.21% +0.080 pp 0.00% +0.000 pp USD4.46 +11.4% 6 qtrs
14 JANE STREET GROUP, LLC 382.2K +382.2K (+100.0%) 1.90M +1.9M (+100.0%) 1.10% +1.102 pp 0.00% +0.000 pp USD4.97 +0.0% 3 qtrs
15 PATHSTONE HOLDINGS, LLC 416.7K -85.3K (-17.0%) 1.86M +277.0K (+17.5%) 1.20% -0.246 pp 0.01% +0.001 pp USD3.15 +57.8% 2 qtrs
16 UBS GROUP AG 285.2K +206.1K (+260.4%) 1.42M +1.2M (+468.6%) 0.82% +0.594 pp 0.00% +0.000 pp USD4.52 +10.0% 12 qtrs
17 SHAY CAPITAL LLC 234.9K -54.6K (-18.9%) 1.17M +255.6K (+28.0%) 0.68% -0.157 pp 0.12% +0.042 pp USD3.04 +63.5% 20 qtrs
18 STATE STREET CORP 234.3K +13.9K (+6.3%) 1.16M +470.0K (+67.7%) 0.68% +0.040 pp 0.00% +0.000 pp USD4.42 +12.4% 19 qtrs
19 NORTHERN TRUST CORP 229.9K +10.4K (+4.8%) 1.14M +451.2K (+65.3%) 0.66% +0.030 pp 0.00% +0.000 pp USD4.83 +2.9% 19 qtrs
20 683 CAPITAL MANAGEMENT, LLC 214.9K +214.9K (+100.0%) 1.07M +1.1M (+100.0%) 0.62% +0.620 pp 0.05% +0.047 pp USD4.97 +0.0% 1 qtrs NEW
21 TWO SIGMA ADVISERS, LP 209.9K +99.6K (+90.3%) 1.04M +695.8K (+200.2%) 0.61% +0.287 pp 0.00% +0.001 pp USD4.01 +23.9% 2 qtrs
22 BNP PARIBAS ARBITRAGE, SNC 167.9K +167.6K (+54,075.8%) 834.7K +833.7K (+85,333.7%) 0.48% +0.483 pp 0.00% +0.000 pp USD4.97 +0.0% 5 qtrs
23 SQUAREPOINT OPS LLC 164.6K -208.5K (-55.9%) 818.1K -357.1K (-30.4%) 0.47% -0.601 pp 0.00% 0.000 pp USD3.12 +59.3% 5 qtrs
24 RENAISSANCE TECHNOLOGIES LLC 152.5K -158.3K (-50.9%) 757.7K -221.2K (-22.6%) 0.44% -0.456 pp 0.00% 0.000 pp USD3.15 +57.8% 20 qtrs
25 BARCLAYS PLC 110.0K +62.4K (+130.9%) 546.9K +321.0K (+142.1%) 0.32% +0.180 pp 0.00% +0.000 pp USD4.20 +18.3% 7 qtrs
26 CITADEL ADVISORS LLC 93.9K +69.7K (+288.0%) 466.7K +390.5K (+512.2%) 0.27% +0.201 pp 0.00% +0.000 pp USD4.50 +10.4% 16 qtrs
27 RONALD BLUE TRUST, INC. 85.9K -13.2K (-13.4%) 426.9K +114.6K (+36.7%) 0.25% -0.038 pp 0.00% +0.001 pp USD3.15 +57.8% 2 qtrs
28 ALPINE GLOBAL MANAGEMENT, LLC 83.5K +83.5K (+100.0%) 414.9K +414.9K (+100.0%) 0.24% +0.241 pp 0.07% +0.075 pp USD4.97 +0.0% 3 qtrs
29 MORGAN STANLEY 79.1K +45.4K (+135.0%) 392.9K +286.9K (+270.7%) 0.23% +0.131 pp 0.00% +0.000 pp USD4.45 +11.7% 7 qtrs
30 POINT72 ASSET MANAGEMENT, L.P. 75.2K +75.2K (+100.0%) 373.6K +373.6K (+100.0%) 0.22% +0.217 pp 0.00% +0.000 pp USD4.97 +0.0% 1 qtrs NEW
31 WELLS FARGO & COMPANY/MN 70.1K -1.5K (-2.1%) 348.2K +122.7K (+54.4%) 0.20% -0.004 pp 0.00% +0.000 pp USD4.58 +8.5% 22 qtrs
32 HUDSON BAY CAPITAL MANAGEMENT LP 67.7K +67.7K (+100.0%) 336.3K +336.3K (+100.0%) 0.20% +0.195 pp 0.00% +0.001 pp USD4.97 +0.0% 3 qtrs
33 MANCHESTER FINANCIAL INC 59.1K +12.4K (+26.6%) 293.6K +146.6K (+99.7%) 0.17% +0.036 pp 0.05% +0.026 pp USD3.74 +32.9% 11 qtrs
34 ADVISOR GROUP HOLDINGS, INC. 54.0K +25.6K (+89.9%) 268.3K +182.3K (+212.1%) 0.16% +0.074 pp 0.00% +0.000 pp USD4.05 +22.7% 18 qtrs
35 DIMENSIONAL FUND ADVISORS LP 52.4K +— (+0.0%) 260.5K +95.4K (+57.8%) 0.15% +0.000 pp 0.00% +0.000 pp USD3.15 +57.8% 2 qtrs
36 ADAR1 CAPITAL MANAGEMENT, LLC 47.8K +— (+0.0%) 237.6K +87.0K (+57.8%) 0.14% +0.000 pp 0.02% +0.003 pp USD2.95 +68.5% 8 qtrs
37 GRAHAM CAPITAL MANAGEMENT, L.P. 42.7K +42.7K (+100.0%) 212.3K +212.3K (+100.0%) 0.12% +0.123 pp 0.01% +0.005 pp USD4.97 +0.0% 1 qtrs NEW
38 CAPTION MANAGEMENT, LLC 37.7K +37.7K (+100.0%) 187.3K +187.3K (+100.0%) 0.11% +0.109 pp 0.00% +0.001 pp USD4.97 +0.0% 1 qtrs NEW
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 34.2K -37.9K (-52.6%) 170.0K -57.1K (-25.2%) 0.10% -0.109 pp 0.00% +0.000 pp USD3.02 +64.6% 12 qtrs
40 CITIGROUP INC 33.0K +33.0K (+100.0%) 163.9K +163.9K (+100.0%) 0.10% +0.095 pp 0.00% +0.000 pp USD4.97 +0.0% 1 qtrs NEW
41 MEMBERS WEALTH LLC 30.0K +30.0K (+100.0%) 152.7K +152.7K (+100.0%) 0.09% +0.087 pp 0.10% +0.096 pp USD4.97 +0.0% 1 qtrs NEW
42 ROCKEFELLER CAPITAL MANAGEMENT L.P. 30.0K +— (+0.0%) 149.1K +54.6K (+57.8%) 0.09% +0.000 pp 0.00% +0.000 pp USD3.15 +57.8% 2 qtrs
43 24.9K +24.9K (+100.0%) 123.8K +123.8K (+100.0%) 0.07% +0.072 pp 0.02% +0.017 pp USD4.97 +0.0% 1 qtrs NEW
44 GOLDSTONE FINANCIAL GROUP, LLC 24.2K +24.2K (+100.0%) 120.1K +120.1K (+100.0%) 0.07% +0.070 pp 0.01% +0.013 pp USD4.97 +0.0% 1 qtrs NEW
45 BANK OF AMERICA CORP /DE/ 24.1K -23.4K (-49.3%) 119.5K -29.8K (-19.9%) 0.07% -0.067 pp 0.00% +0.000 pp USD3.62 +37.3% 13 qtrs
46 LIGHTHOUSE INVESTMENT PARTNERS, LLC 23.7K +23.7K (+100.0%) 117.8K +117.8K (+100.0%) 0.07% +0.068 pp 0.00% +0.004 pp USD4.97 +0.0% 1 qtrs NEW
47 JUMP FINANCIAL, LLC 21.0K +21.0K (+100.0%) 104.4K +104.4K (+100.0%) 0.06% +0.061 pp 0.00% +0.001 pp USD4.97 +0.0% 1 qtrs NEW
48 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 20.0K +20.0K (+100.0%) 99.4K +99.4K (+100.0%) 0.06% +0.058 pp 0.00% +0.000 pp USD4.97 +0.0% 1 qtrs NEW
49 ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC 20.0K +10.0K (+100.0%) 99.4K +67.9K (+215.6%) 0.06% +0.029 pp 0.00% +0.002 pp USD4.06 +22.4% 2 qtrs
50 XTX TOPCO LTD 19.1K -66.8K (-77.8%) 94.9K -175.6K (-64.9%) 0.06% -0.193 pp 0.00% -0.012 pp USD3.15 +57.8% 4 qtrs
51 HRT FINANCIAL LP 18.9K +18.9K (+100.0%) 93.0K +93.0K (+100.0%) 0.05% +0.054 pp 0.00% +0.000 pp USD4.97 +0.0% 1 qtrs NEW
52 SIMPLEX TRADING, LLC 17.3K +17.3K (+100.0%) 86.2K +86.2K (+100.0%) 0.05% +0.050 pp 0.00% +0.000 pp USD4.97 +0.0% 4 qtrs
53 JEFFERIES FINANCIAL GROUP INC. 16.8K +16.8K (+100.0%) 83.6K +83.6K (+100.0%) 0.05% +0.049 pp 0.00% +0.000 pp USD4.97 +0.0% 1 qtrs NEW
54 NEXT CAPITAL MANAGEMENT LLC 16.1K +— (+0.0%) 80.2K +29.4K (+57.8%) 0.05% +0.000 pp 0.03% +0.009 pp USD3.15 +57.8% 2 qtrs
55 SBI SECURITIES CO., LTD. 14.0K +1.0 (+0.0%) 69.8K +25.6K (+57.8%) 0.04% +0.000 pp 0.00% +0.001 pp USD3.52 +41.2% 5 qtrs
56 QUBE RESEARCH & TECHNOLOGIES LTD 13.4K -36.3K (-73.0%) 66.6K -89.8K (-57.4%) 0.04% -0.105 pp 0.00% 0.000 pp USD2.26 +119.9% 3 qtrs
57 MAGNOLIA CAPITAL ADVISORS LLC 12.9K +12.9K (+100.0%) 63.9K +63.9K (+100.0%) 0.04% +0.037 pp 0.01% +0.013 pp USD4.97 +0.0% 1 qtrs NEW
58 WINDSOR CAPITAL MANAGEMENT, LLC 10.8K +— (+0.0%) 53.8K +19.7K (+57.8%) 0.03% +0.000 pp 0.01% +0.005 pp USD4.74 +4.9% 6 qtrs
59 MADISON PARK CAPITAL ADVISORS, LLC 10.0K +— (+0.0%) 49.7K +18.2K (+57.8%) 0.03% +0.000 pp 0.04% +0.015 pp USD4.12 +20.6% 9 qtrs
60 FMR LLC 6.5K -473.0 (-6.8%) 32.4K +10.4K (+47.1%) 0.02% -0.001 pp 0.00% +0.000 pp USD2.73 +82.1% 6 qtrs
61 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 4.6K +4.6K (+100.0%) 23.1K +23.1K (+100.0%) 0.01% +0.013 pp 0.00% +0.000 pp USD4.97 +0.0% 1 qtrs NEW
62 ALLWORTH FINANCIAL LP 3.0K +— (+0.0%) 14.9K +5.5K (+57.8%) 0.01% +0.000 pp 0.00% +0.000 pp USD4.78 +4.0% 7 qtrs
63 TOWER RESEARCH CAPITAL LLC (TRC) 2.8K +2.8K (+100.0%) 14.0K +14.0K (+100.0%) 0.01% +0.008 pp 0.00% +0.000 pp USD4.97 +0.0% 21 qtrs
64 COMERICA BANK 2.4K -31.0 (-1.3%) 11.8K +4.2K (+55.8%) 0.01% 0.000 pp 0.00% +0.000 pp USD4.30 +15.6% 10 qtrs
65 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 2.0K +— (+0.0%) 9.9K +3.6K (+57.8%) 0.01% +0.000 pp 0.00% +0.000 pp USD3.15 +57.8% 2 qtrs
66 CWM, LLC 1.7K +— (+0.0%) 8.0K +3.0K (+60.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD3.11 +59.8% 6 qtrs
67 ROYAL BANK OF CANADA 1.5K -153.2K (-99.0%) 8.0K -479.0K (-98.4%) 0.00% -0.442 pp 0.00% 0.000 pp USD2.50 +98.8% 7 qtrs
68 CAPITAL ANALYSTS, LLC 700.00 +190.0 (+37.3%) 3.0K +1.0K (+50.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD3.64 +36.5% 2 qtrs
69 SITTNER & NELSON, LLC 673.00 +— (+0.0%) 2.9K +741.0 (+35.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD3.15 +57.8% 2 qtrs
70 OPTIVER HOLDING B.V. 490.00 +— (+0.0%) 2.4K +891.0 (+57.7%) 0.00% +0.000 pp 0.00% +0.000 pp USD3.15 +57.8% 2 qtrs
71 JONES FINANCIAL COMPANIES LLLP 200.00 +200.0 (+100.0%) 994.00 +994.0 (+100.0%) 0.00% +0.001 pp 0.00% +0.000 pp USD4.97 +0.0% 1 qtrs NEW
72 RUSSELL INVESTMENTS GROUP, LTD. 150.00 +— (+0.0%) 746.00 +273.0 (+57.7%) 0.00% +0.000 pp 0.00% +0.000 pp USD4.37 +13.7% 6 qtrs
73 CORNERSTONE PLANNING GROUP LLC 100.00 +87.0 (+669.2%) 436.00 -4.2K (-90.7%) 0.00% +0.000 pp 0.00% -0.001 pp USD4.91 +1.2% 10 qtrs
74 JPMORGAN CHASE & CO 19.00 +— (+0.0%) 94.00 +34.0 (+56.7%) 0.00% +0.000 pp 0.00% +0.000 pp USD3.79 +31.1% 7 qtrs
75 SRS CAPITAL ADVISORS, INC. 10.00 +— (+0.0%) 50.00 +19.0 (+61.3%) 0.00% +0.000 pp 0.00% +0.000 pp USD3.10 +60.3% 2 qtrs
76 PARKSIDE FINANCIAL BANK & TRUST 5.00 +5.0 (+100.0%) 25.00 +25.0 (+100.0%) 0.00% +0.000 pp 0.00% +0.000 pp USD4.80 +3.5% 1 qtrs NEW
77 FNY INVESTMENT ADVISERS, LLC -5.0K (-100.0%) -15.0K (-100.0%) 0.00% -0.014 pp 0.00% -0.005 pp USD 2 qtrs SOLD
78 OMERS ADMINISTRATION CORP -24.7K (-100.0%) -77.8K (-100.0%) 0.00% -0.071 pp 0.00% -0.001 pp USD 2 qtrs SOLD
79 RESOURCES INVESTMENT ADVISORS, LLC. -20.0K (-100.0%) -63.0K (-100.0%) 0.00% -0.058 pp 0.00% -0.001 pp USD 2 qtrs SOLD
80 SENDER CO & PARTNERS, INC. -25.0K (-100.0%) -78.8K (-100.0%) 0.00% -0.072 pp 0.00% -0.009 pp USD 3 qtrs SOLD
81 GROUP ONE TRADING, L.P. -8.8K (-100.0%) -27.7K (-100.0%) 0.00% -0.025 pp 0.00% +0.000 pp USD 3 qtrs SOLD
82 PNC FINANCIAL SERVICES GROUP, INC. -826.0 (-100.0%) -2.6K (-100.0%) 0.00% -0.002 pp 0.00% +0.000 pp USD 4 qtrs SOLD
83 STEPHENS CONSULTING, LLC -3.0K (-100.0%) -9.5K (-100.0%) 0.00% -0.009 pp 0.00% -0.003 pp USD 14 qtrs SOLD
84 CLEARLINE CAPITAL LP -451.2K (-100.0%) -1.4M (-100.0%) 0.00% -1.301 pp 0.00% -0.065 pp USD 3 qtrs SOLD
85 BERKSHIRE ASSET MANAGEMENT LLC/PA -17.7K (-100.0%) -55.8K (-100.0%) 0.00% -0.051 pp 0.00% -0.002 pp USD 7 qtrs SOLD
86 ALYESKA INVESTMENT GROUP, L.P. -178.4K (-100.0%) -561.9K (-100.0%) 0.00% -0.514 pp 0.00% -0.002 pp USD 8 qtrs SOLD
Ownership breakdown by holder

Insider Activity

Insider Activity — Latest Quarter
Ratio by transactions
0.00
Bearish
Buys
6
Sells
0
Shares acquired
1.44M
Shares disposed
Cash buys
Cash sales
Net activity
+1,435,300
Insider buys vs sells (history) From To
Recent insider transactions From To
Date Person Role Transaction A/D Security Shares Price Value Owned after D/I Filing
2026-04-18 Goldberg Andrew D. Director / Officer A-Award A Performance Restricted Stock Unit (PRSU) 11,706,270 0.00 11,706,270 D
2026-04-17 TPG GP A, LLC 10% Owner Common Stock 0 0.00 6,877,580 I
2026-04-17 Royston Aaron Director No securities are beneficially owned 0 0.00 0 D
2026-04-17 Iancovici Lucian Director No securities beneficially owned 0 0.00 0 D
2026-01-28 Xinos Jaime Officer A-Award A Stock Option (right to buy) 180,000 4.36 784.8K 180,000 D
2026-01-28 Wan Jerry Officer A-Award A Stock Option (right to buy) 70,300 4.36 306.5K 70,300 D
2026-01-28 Stewart Richard Alistair Director / Officer A-Award A Stock Option (right to buy) 645,000 4.36 2.81M 645,000 D
2026-01-28 Rubinstein Mark Lawrence Officer A-Award A Stock Option (right to buy) 180,000 4.36 784.8K 180,000 D
2026-01-28 Oki Mark K Officer A-Award A Stock Option (right to buy) 180,000 4.36 784.8K 180,000 D
2026-01-28 Donnelly Craig Officer A-Award A Stock Option (right to buy) 180,000 4.36 784.8K 180,000 D
2026-01-01 Rubinstein Mark Lawrence Officer Common Stock 0 0.00 39,600 D
2025-12-04 Atkisson Erik Officer A-Award A Stock Option (right to buy) 250,000 4.78 1.20M 250,000 D
2025-10-20 Atkisson Erik Officer No securities are beneficially owned 0 0.00 0 D
2025-10-01 Donnelly Craig Officer A-Award A Stock Option (right to buy) 50,000 3.10 155.0K 50,000 D
2025-09-18 Stewart Richard Alistair Director / Officer M-Exempt A Common Stock 297,500 0.00 358,376 D
2025-09-18 Oki Mark K Officer M-Exempt A Common Stock 168,000 0.00 178,000 D
2025-09-08 Donnelly Craig Officer Stock Option (right to buy) 25,000 4.53 113.3K 0 D
2025-09-04 Xinos Jaime Officer M-Exempt D Performance Restricted Stock Unit (PRSU) 49,000 0.00 0 D
2025-09-04 Wan Jerry Officer M-Exempt D Performance Restricted Stock Unit (PRSU) 24,500 0.00 0 D
2025-09-04 Stewart Richard Alistair Director / Officer A-Award D Performance Restricted Stock Unit 157,500 0.00 0 D
2025-09-04 Oki Mark K Officer A-Award D Performance Restricted Stock Unit 168,000 0.00 0 D
2025-09-04 KING THOMAS BRAXTON Director M-Exempt D Performance Restricted Stock Unit (PRSU) 455,000 0.00 0 D
2025-09-04 JACOBS CINDY Officer M-Exempt D Performance Restricted Stock Unit (PRSU) 84,000 0.00 0 D
2025-06-06 Slaoui Kristen B. Director A-Award A Stock Option (right to buy) 31,500 3.83 120.6K 31,500 D
2025-06-06 Sellig Thomas Director A-Award A Stock Option (right to buy) 31,500 3.83 120.6K 31,500 D
2025-06-06 Phelan Nancy R. Director A-Award A Stock Option (right to buy) 31,500 3.83 120.6K 31,500 D
2025-06-06 Martell Bridget A Director A-Award A Stock Option (right to buy) 31,500 3.83 120.6K 31,500 D
2025-06-06 KING THOMAS BRAXTON Director A-Award A Stock Option (right to buy) 31,500 3.83 120.6K 31,500 D
2025-06-06 Duty Stuart Director A-Award A Stock Option (right to buy) 31,500 3.83 120.6K 31,500 D
2025-03-17 Stewart Richard Alistair Director / Officer P-Purchase A Common Stock 10,000 2.86 28.6K 60,876 D
2025-03-17 Oki Mark K Officer P-Purchase A Common Stock 10,000 2.89 28.9K 10,000 D
2025-01-28 Xinos Jaime Officer A-Award A Performance Restricted Stock Unit (PRSU) 100,000 0.00 100,000 D
2025-01-28 Wan Jerry Officer A-Award A Performance Restricted Stock Unit (PRSU) 48,000 0.00 48,000 D
2025-01-28 JACOBS CINDY Director / Officer A-Award A Performance Restricted Stock Unit (PRSU) 130,000 0.00 130,000 D
2025-01-13 Xinos Jaime Officer A-Award A Stock Option (right to buy) 20,000 3.32 66.4K 20,000 D
2025-01-13 Stewart Richard Alistair Director / Officer A-Award A Performance Restricted Stock Unit (PRSU) 157,500 0.00 157,500 D
2025-01-13 Slaoui Kristen B. Director A-Award A Stock Option (right to buy) 47,250 3.32 156.9K 47,250 D
2025-01-13 Phelan Nancy R. Director A-Award A Stock Option (right to buy) 47,250 3.32 156.9K 47,250 D
2025-01-13 KING THOMAS BRAXTON Director / Officer A-Award A Performance Restricted Stock Unit (PRSU) 455,000 0.00 455,000 D
2025-01-06 Slaoui Kristen B. Director No securities are beneficially owned 0 0.00 0 D
2025-01-06 Phelan Nancy R. Director No securities are beneficially owned 0 0.00 0 D
2024-12-06 Xinos Jaime Officer A-Award A Stock Option (right to buy) 30,000 4.52 135.6K 30,000 D
2024-12-06 Oki Mark K Officer A-Award A Performance Restricted Stock Unit (PRSU) 168,000 0.00 168,000 D
2024-12-05 Oki Mark K Officer No securities are beneficially owned 0 0.00 0 D
2024-10-15 Xinos Jaime Officer Stock Option (right to buy) 1,000 67.40 67.4K 0 D
2024-08-16 Wan Jerry Officer A-Award A Common Stock 2,857 3.67 10.5K 12,664
2024-08-16 JACOBS CINDY Director / Officer A-Award A Common Stock 2,660 3.67 9.8K 33,214
2024-08-16 Bencich John Director / Officer A-Award A Common Stock 5,000 3.67 18.4K 100,636
2024-04-19 Wan Jerry Officer M-Exempt A Common Stock 5,625 0.00 12,057
2024-04-19 Stewart Richard Alistair Director / Officer M-Exempt A Common Stock 22,500 0.00 61,001
2024-04-19 JACOBS CINDY Director / Officer M-Exempt D Performance Restricted Stock Unit (PRSU) 16,250 0.00 0
2024-04-19 Bencich John Director / Officer M-Exempt D Performance Restricted Stock Unit (PRSU) 25,000 0.00 0
2024-03-04 Stewart Richard Alistair Director / Officer P-Purchase A Common Stock 10,000 4.59 45.9K 38,501
2024-03-04 Bencich John Director / Officer P-Purchase A Common Stock 10,000 4.59 45.9K 76,724
2024-01-22 Wan Jerry Officer A-Award A Stock Option (right to buy) 10,500 4.55 47.8K 10,500
2024-01-22 Stewart Richard Alistair Director / Officer A-Award A Stock Option (right to buy) 60,000 4.55 273.0K 60,000
2024-01-22 Sellig Thomas Director A-Award A Stock Option (right to buy) 31,500 4.55 143.3K 31,500
2024-01-22 Martell Bridget A Director A-Award A Stock Option (right to buy) 31,500 4.55 143.3K 31,500
2024-01-22 KING THOMAS BRAXTON Director A-Award A Stock Option (right to buy) 31,500 4.55 143.3K 31,500
2024-01-22 JACOBS CINDY Director / Officer A-Award A Stock Option (right to buy) 36,000 4.55 163.8K 36,000
2024-01-22 HIMES VAUGHN B Director A-Award A Stock Option (right to buy) 31,500 4.55 143.3K 31,500
2024-01-22 Duty Stuart Director A-Award A Stock Option (right to buy) 31,500 4.55 143.3K 31,500
2024-01-22 Bencich John Director / Officer A-Award A Performance Restricted Stock Unit (PRSU) 175,000 0.00 175,000
2023-06-07 Martell Bridget A Director A-Award A Stock Option (right to buy) 31,500 6.00 189.0K 31,500
2023-06-07 HIMES VAUGHN B Director A-Award A Stock Option (right to buy) 31,500 6.00 189.0K 31,500
2023-05-30 Bencich John Director / Officer P-Purchase A Common Stock 5,000 5.50 27.5K 66,730
2023-05-18 DIALECTIC CAPITAL MANAGEMENT, LP Director I Common Stock Warrants (right to buy) 1,747,000 4.50 7.86M
2023-04-28 Wan Jerry Officer M-Exempt D Performance Restricted Stock Unit (PRSU) 1,250 0.00 0
2023-04-28 Stewart Richard Alistair Director / Officer M-Exempt D Performance Restricted Stock Unit (PRSU) 5,000 0.00 0
2023-04-28 JACOBS CINDY Director / Officer F-InKind D Common Stock 609 8.29 5.0K 18,261
2023-04-28 Bencich John Director / Officer M-Exempt D Performance Restricted Stock Unit (PRSU) 7,500 0.00 0
2023-04-21 Wan Jerry Officer M-Exempt A Performance Restricted Stock Unit (PRSU) 5,625 0.00 5,625
2023-04-21 Stewart Richard Alistair Director / Officer M-Exempt A Common Stock 22,500 0.00 35,876
2023-04-21 JACOBS CINDY Director / Officer F-InKind D Common Stock 4,819 6.80 32.8K 15,362
2023-04-21 Bencich John Director / Officer M-Exempt A Performance Restricted Stock Unit (PRSU) 25,000 0.00 25,000
2023-03-29 Sellig Thomas Director D No securities are beneficially owned 0 0.00 0
2023-03-29 KING THOMAS BRAXTON Director D No securities are beneficially owned 0 0.00 0
2023-03-29 Duty Stuart Director A-Award A Stock Option (right to buy) 24,000 5.97 143.3K 24,000
2023-01-25 Wan Jerry Officer A-Award A Stock Option (right to buy) 15,000 0.00 15,000
2023-01-25 Stewart Richard Alistair Officer A-Award A Stock Option (right to buy) 75,000 0.00 75,000
2023-01-25 JACOBS CINDY Officer A-Award A Stock Option (right to buy) 60,000 0.00 60,000
2023-01-25 Bencich John Officer A-Award A Stock Option (right to buy) 100,000 0.00 100,000
2022-11-18 SVB FINANCIAL GROUP 10% Owner 0 0.00 0
2022-11-18 DIALECTIC CAPITAL MANAGEMENT, LP Director I Common Stock, par value $0.001 per share 0 0.00 55,000
2022-11-18 Bencich John Officer P-Purchase A Common Stock 22,000 0.00 36,920
2022-11-01 SVB FINANCIAL GROUP Director J-Other A Convertible Debt (PIK Amount) 0 0.00 0
2022-10-03 SVB FINANCIAL GROUP 10% Owner J-Other A Convertible Debt (PIK Amount) 0 9.34 0
2022-10-03 Innovation Credit Fund VIII-A, L.P. Director J-Other A Convertible Debt (PIK Amount) 0 0.00 0
2022-09-01 SVB FINANCIAL GROUP 10% Owner J-Other A Convertible Debt (PIK Amount) 0 9.34 0
2022-09-01 Innovation Credit Fund VIII-A, L.P. Director J-Other A Convertible Debt (PIK Amount) 0 0.00 0
2022-08-16 Wan Jerry Officer F-InKind D Common Stock 266 4.37 1.2K 3,236
2022-08-16 JACOBS CINDY Officer A-Award A Common Stock 1,817 4.37 7.9K 3,931
2022-08-16 Bencich John Officer A-Award A Common Stock 3,059 4.37 13.4K 14,920
2022-08-01 SVB FINANCIAL GROUP 10% Owner J-Other A Convertible Debt (PIK Amount) 0 9.34 0
2022-08-01 Innovation Credit Fund VIII-A, L.P. Director J-Other A Convertible Debt (PIK Amount) 0 0.00 0
2022-07-01 SVB FINANCIAL GROUP 10% Owner J-Other A Convertible Debt (PIK Amount) 45,137 9.34 421.6K 7,782,974
2022-07-01 Innovation Credit Fund VIII-A, L.P. Director J-Other A Convertible Debt (PIK Amount) 22,569 0.00 3,891,487
2022-06-01 SVB FINANCIAL GROUP 10% Owner J-Other A Convertible Debt (PIK Amount) 44,876 9.34 419.1K 7,737,836
2022-06-01 Innovation Credit Fund VIII-A, L.P. Director J-Other A Convertible Debt (PIK Amount) 22,438 0.00 3,868,918
2022-05-31 Martell Bridget A Director A-Award A Stock Option (right to buy) 4,400 0.00 4,400
2022-05-31 MOYES JAY M Director A-Award A Stock Option (right to buy) 4,400 0.00 4,400
2022-05-31 MATTINGLY MARTIN A Director A-Award A Stock Option (right to buy) 4,400 0.00 4,400
2022-05-31 Joseph Donald Director A-Award A Stock Option (right to buy) 4,400 6.90 30.4K 4,400
2022-05-02 SVB FINANCIAL GROUP 10% Owner J-Other A Convertible Debt (PIK Amount) 46,094 9.34 430.5K 7,692,961
2022-05-02 Innovation Credit Fund VIII-A, L.P. Director J-Other A Convertible Debt (PIK Amount) 46,094 0.00 7,692,961
2022-04-28 Wan Jerry Officer F-InKind D Common Stock 669 7.43 5.0K 675
2022-04-28 Stewart Richard Alistair Officer F-InKind D Common Stock 2,250 7.43 16.7K 13,376
2022-04-28 JACOBS CINDY Officer F-InKind D Common Stock 609 7.43 4.5K 2,114
2022-04-28 Clarke Anthony Officer F-InKind D Common Stock 250 7.43 1.9K 3,502
2022-04-28 Bencich John Officer M-Exempt A Common Stock 7,500 0.00 13,688
2022-04-01 SVB FINANCIAL GROUP 10% Owner J-Other A Convertible Debt (PIK Amount) 0 9.34 0
2022-04-01 Innovation Credit Fund VIII-A, L.P. Director J-Other A Convertible Debt (PIK Amount) 0 0.00 0
2022-03-14 HIMES VAUGHN B Director A-Award A Stock Option (right to buy) 6,600 0.00 6,600
2022-03-01 SVB FINANCIAL GROUP 10% Owner J-Other A Convertible Debt (PIK Amount) 0 9.34 0
2022-03-01 Innovation Credit Fund VIII-A, L.P. Director J-Other A Convertible Debt (PIK Amount) 0 0.00 0
2022-02-01 SVB FINANCIAL GROUP 10% Owner J-Other A Convertible Debt (PIK Amount) 0 9.34 0
2022-01-03 Wan Jerry Officer A-Award A Stock Option (right to buy) 11,250 8.26 92.9K 11,250
2022-01-03 Stewart Richard Alistair Director / Officer A-Award A Stock Option (right to buy) 45,000 8.26 371.7K 45,000
2022-01-03 SVB FINANCIAL GROUP 10% Owner J-Other A Convertible Debt (PIK Amount) 0 9.34 0
2022-01-03 JACOBS CINDY Director / Officer A-Award A Stock Option (right to buy) 32,500 8.26 268.5K 32,500
2022-01-03 Clarke Anthony Officer A-Award A Performance Restricted Stock Unit (PRSU) 7,500 0.00 7,500
2022-01-03 Bencich John Director / Officer A-Award A Performance Restricted Stock Unit (PRSU) 50,000 0.00 50,000
2021-12-22 SVB FINANCIAL GROUP 10% Owner I Convertible Debt 401,498 0.00 0
2021-08-17 Wan Jerry Officer F-InKind D Common Stock 6 6.81 40.86 94
2021-08-17 JACOBS CINDY Director / Officer F-InKind D Common Stock 21 6.81 143.01 223
2021-08-17 Bencich John Director / Officer M-Exempt D Restricted Stock Unit (RSU) 68 0.00 0
2021-05-27 Bencich John Director / Officer P-Purchase A Common Stock 6,000 7.00 42.0K 6,141
2021-05-11 MOYES JAY M Director A-Award A Stock Option (right to buy) 3,750 9.90 37.1K 3,750
2021-05-11 MATTINGLY MARTIN A Director A-Award A Stock Option (right to buy) 3,750 9.90 37.1K 3,750
2021-05-11 Joseph Donald Director A-Award A Stock Option (right to buy) 3,750 9.90 37.1K 3,750
2021-03-15 Martell Bridget A Director A-Award A Stock Option (right to buy) 5,650 12.10 68.4K 5,650
2021-01-26 Wann Jerry Officer A-Award A Performance Restricted Stock Unit (PRSU) 2,500 0.00 2,500
2021-01-26 Stewart Richard Alistair Director / Officer A-Award A Performance Restricted Stock Unit (PRSU) 10,000 0.00 10,000
2021-01-26 JACOBS CINDY Officer A-Award A Performance Restricted Stock Unit (PRSU) 5,000 0.00 5,000
2021-01-26 Clarke Anthony Officer A-Award A Performance Restricted Stock Unit (PRSU) 2,000 0.00 2,000
2021-01-26 Bencich John Director / Officer A-Award A Performance Restricted Stock Unit (PRSU) 15,000 0.00 15,000
2020-11-16 Wann Jerry Officer A-Award A Stock Option (right to buy) 7,500 10.36 77.7K 7,500
2020-11-16 Stewart Richard Alistair Director / Officer A-Award A Stock Option (right to buy) 15,000 10.36 155.4K 15,000
2020-11-16 JACOBS CINDY Officer A-Award A Stock Option (right to buy) 12,000 10.36 124.3K 12,000
2020-11-16 Clarke Anthony Officer A-Award A Stock Option (right to buy) 12,000 10.36 124.3K 12,000
2020-11-16 Bencich John Director / Officer A-Award A Stock Option (right to buy) 20,000 10.36 207.2K 20,000
2020-09-28 Wann Jerry Officer D Common Stock 0 0.00 89
2020-08-18 JACOBS CINDY Officer M-Exempt D Restricted Stock Unit (RSU) 69 0.00 68
2020-08-18 Bencich John Officer M-Exempt D Restricted Stock Unit (RSU) 69 0.00 68
2020-05-12 PARKER H STEWART Director A-Award A Stock Option (right to buy) 22,000 0.43 9.5K 22,000
2020-05-12 MOYES JAY M Director A-Award A Stock Option (right to buy) 22,000 0.43 9.5K 22,000
2020-05-12 MATTINGLY MARTIN A Director A-Award A Stock Option (right to buy) 22,000 0.43 9.5K 22,000
2020-05-12 Joseph Donald Director A-Award A Stock Option (right to buy) 22,000 0.43 9.5K 22,000
2020-05-12 Cormack Scott Daniel Director A-Award A Stock Option (right to buy) 22,000 0.43 9.5K 22,000
2020-01-28 Stewart Richard Alistair Director / Officer A-Award A Stock Option (right to buy) 450,000 0.56 252.0K 450,000
2020-01-28 JACOBS CINDY Officer A-Award A Stock Option (right to buy) 200,000 0.56 112.0K 200,000
2020-01-28 Clarke Anthony Director / Officer A-Award A Stock Option (right to buy) 200,000 0.56 112.0K 200,000
2020-01-28 Bencich John Officer A-Award A Stock Option (right to buy) 200,000 0.56 112.0K 200,000
2019-08-13 JACOBS CINDY Officer M-Exempt D Restricted Stock Unit (RSU) 1,370 0.00 2,740
2019-08-13 Bencich John Officer F-InKind D Common Stock 408 1.88 767.04 2,101
2019-06-11 ARMISTICE CAPITAL, LLC 10% Owner S-Sale D Common Stock 3,000 2.53 7.6K 893,776
2019-05-30 ARMISTICE CAPITAL, LLC 10% Owner I Common Stock, par value $0.001 per share 0 0.00 1,095,926
2019-05-23 Stewart Richard Alistair Director / Officer P-Purchase A Common Stock 17,500 3.61 63.1K 212,530
2019-05-14 PARKER H STEWART Director A-Award A Stock Option (right to buy) 7,000 4.02 28.1K 7,000
2019-05-14 MOYES JAY M Director A-Award A Stock Option (right to buy) 7,000 4.02 28.1K 7,000
2019-05-14 MATTINGLY MARTIN A Director A-Award A Stock Option (right to buy) 7,000 4.02 28.1K 7,000
2019-05-14 Joseph Donald Director A-Award A Stock Option (right to buy) 7,000 4.02 28.1K 7,000
2019-05-14 Cormack Scott Daniel Director A-Award A Stock Option (right to buy) 7,000 4.02 28.1K 7,000
2019-01-29 Stewart Richard Alistair Director / Officer A-Award A Stock Option (right to buy) 75,000 1.42 106.5K 75,000
2019-01-29 JACOBS CINDY Officer A-Award A Stock Option (right to buy) 30,000 1.42 42.6K 30,000
2019-01-29 Clarke Anthony Director / Officer A-Award A Stock Option (right to buy) 30,000 1.42 42.6K 30,000
2019-01-29 Bencich John Officer A-Award A Stock Option (right to buy) 30,000 1.42 42.6K 30,000
2019-01-15 JACOBS CINDY Officer F-InKind D Common Stock 13 1.16 15.08 1,839
2019-01-15 Bencich John Officer M-Exempt D Restricted Stock Unit (RSU) 28 0.00 0
2018-09-20 Stewart Richard Alistair Director / Officer A-Award A Stock Option (right to buy) 101,000 2.56 258.6K 101,000
2018-09-20 PARKER H STEWART Director A-Award A Stock Option (right to buy) 12,000 2.56 30.7K 12,000
2018-09-20 MOYES JAY M Director A-Award A Stock Option (right to buy) 12,000 2.56 30.7K 12,000
2018-09-20 MATTINGLY MARTIN A Director A-Award A Stock Option (right to buy) 12,000 2.56 30.7K 12,000
2018-09-20 Joseph Donald Director A-Award A Stock Option (right to buy) 12,000 2.56 30.7K 12,000
2018-09-20 JACOBS CINDY Officer A-Award A Stock Option (right to buy) 37,000 2.56 94.7K 37,000
2018-09-20 Cormack Scott Daniel Director A-Award A Stock Option (right to buy) 12,000 2.56 30.7K 12,000
2018-09-20 Clarke Anthony Director / Officer A-Award A Stock Option (right to buy) 37,000 2.56 94.7K 37,000
2018-09-20 Bencich John Officer A-Award A Stock Option (right to buy) 50,000 2.56 128.0K 50,000
2018-08-13 JACOBS CINDY Officer M-Exempt D Restricted Stock Unit (RSU) 45 0.00 0
2018-08-13 Bencich John Officer M-Exempt D Restricted Stock Unit (RSU) 45 0.00 0
2018-07-26 Stewart Richard Alistair Director / Officer A-Award A Stock Option (right to buy) 52,000 3.37 175.2K 52,000
2018-07-26 JACOBS CINDY Officer A-Award A Stock Option (right to buy) 20,000 3.37 67.4K 20,000
2018-07-26 Clarke Anthony Director / Officer A-Award A Stock Option (right to buy) 20,000 3.37 67.4K 20,000
2018-07-26 Bencich John Officer A-Award A Stock Option (right to buy) 25,000 3.37 84.3K 25,000
2017-10-10 Cormack Scott Daniel Director / Officer M-Exempt D Restricted Stock Unit (RSU) 3,125 0.00 3,125
2017-09-08 Cormack Scott Daniel Director F-InKind D Common Stock 1,491 3.09 4.6K 14,810
2017-09-08 Bencich John Officer M-Exempt A Common Stock 454 0.00 1,507
2017-08-01 Stewart Richard Alistair Director / Officer D No securities are beneficially owned 0 0.00 0
2017-08-01 Schacter Robert 10% Owner D Common Stock 0 0.00 1,827,426
2017-08-01 PARKER H STEWART Director A-Award A Stock Option (right to buy) 11,000 4.57 50.3K 11,000
2017-08-01 MOYES JAY M Director A-Award A Stock Option (right to buy) 16,400 4.57 74.9K 16,400
2017-08-01 MATTINGLY MARTIN A Director A-Award A Stock Option (right to buy) 11,000 4.57 50.3K 11,000
2017-08-01 Joseph Donald Director A-Award A Stock Option (right to buy) 16,400 4.57 74.9K 16,400
2017-08-01 JACOBS CINDY Officer A-Award A Restricted Stock Unit (RSU) 54,800 0.00 54,800
2017-08-01 Cormack Scott Daniel Director M-Exempt A Common Stock 1,590 0.00 9,685
2017-08-01 Clarke Anthony Director / Officer A-Award A Common Stock 6,364,335 4.58 29.12M 6,364,335
2017-08-01 Bencich John Officer A-Award A Stock Option (right to buy) 274,000 2.89 791.9K 274,000
2017-06-12 JACOBS CINDY Officer M-Exempt A Common Stock 5,000 0.00 89,359
2017-06-12 Cormack Scott Daniel Director / Officer M-Exempt A Common Stock 5,000 0.00 89,055
2017-01-10 JACOBS CINDY Officer F-InKind D Common Stock 3,369 0.63 2.1K 84,359

Executive team

Top executives
Shares Outstanding
53.22M

Executive compensation

Executive compensation (annual)
# Year Executive Salary Bonus Stock award Option award Incentive Other Total % Stock-
based
Filing
1 2024 Mark Oki, Chief Financial Officer John Bencich, 473.1K 796.3K 258.0K 991.6K 2.52M 41.85%
2 2023 John Bencich, Chief Executive Officer 530.0K 490.0K 426.2K 251.8K 1.70M 53.96%
3 2023 Mark Oki, Chief Financial Officer John Bencich, Former Chief Executive Officer 530.0K 490.0K 426.2K 251.8K 1.70M 53.96%
4 2023 Richard Stewart, Chief Executive Officer 450.0K 367.5K 319.7K 213.8K 1.35M 50.87%
5 2023 Richard Stewart, Executive Chairman 450.0K 367.5K 319.7K 213.8K 1.35M 50.87%
6 2023 Cindy Jacobs, President and Chief Medical Officer 473.0K 294.0K 255.7K 179.7K 1.20M 45.72%
7 2022 John Bencich, Chief Executive Officer 510.0K 413.0K 358.7K 223.1K 1.50M 51.28%
8 2022 Richard Stewart, Executive Chairman 400.0K 371.7K 322.8K 175.0K 1.27M 54.71%
9 2022 Cindy Jacobs, President and Chief Medical Officer 455.0K 268.5K 233.1K 159.3K 1.12M 44.95%
10 2021 John Bencich, Chief Executive Officer 465.0K 196.4K 648.3K 302.3K 1.61M 52.40%
11 2021 Richard Stewart, Executive Chairman 400.0K 130.9K 540.2K 260.0K 1.33M 50.42%
12 2021 Cindy Jacobs, President and Chief Medical Officer 440.0K 65.5K 324.1K 228.8K 1.06M 36.81%
13 2020 Richard Stewart, Executive Chairman and Former Chief Executive Officer 473.8K 333.0K 225.6K 1.03M 32.25%
14 2020 Richard Stewart, Executive Chairman 473.8K 333.0K 225.6K 1.03M 32.25%
15 2020 John Bencich, Chief Executive Officer and Former Chief Financial Officer and Chief Operating Officer 420.9K 263.2K 199.6K 883.7K 29.78%
16 2020 John Bencich, Chief Executive Officer 420.9K 263.2K 199.6K 883.7K 29.78%
17 2020 Cindy Jacobs, President and Chief Medical Officer 420.2K 194.1K 159.6K 773.9K 25.08%
18 2019 Richard Stewart, Executive Chairman 500.0K 109.1K 187.5K 796.6K 13.70%
19 2019 Richard Stewart, Executive Chairman and Former Chief Executive Officer 500.0K 109.1K 187.5K 796.6K 13.70%
20 2019 Richard Stewart, Chairman and Chief Executive Officer 500.0K 109.1K 187.5K 796.6K 13.70%
21 2019 Anthony Clarke, President and Chief Scientific Officer 420.0K 43.7K 126.0K 589.7K 7.40%
22 2019 Cindy Jacobs, President and Chief Medical Officer 413.2K 43.7K 124.0K 580.9K 7.52%
23 2019 Cindy Jacobs, Executive Vice President and Chief Medical Officer 413.2K 43.7K 124.0K 580.9K 7.52%
24 2019 John Bencich, Chief Executive Officer and Former Chief Financial Officer and Chief Operating Officer 405.3K 43.7K 121.6K 570.5K 7.65%
25 2019 John Bencich, Chief Executive Officer 405.3K 43.7K 121.6K 570.5K 7.65%
26 2019 John Bencich, Executive Vice President and Chief Financial Officer and Chief Operating Officer 405.3K 43.7K 121.6K 570.5K 7.65%
27 2018 Richard Stewart, Chairman and Chief Executive Officer 500.0K 317.6K 272.6K 1.09M 29.13%
28 2018 Richard Stewart, Executive Chairman and Former Chief Executive Officer 500.0K 317.6K 272.6K 1.09M 29.13%
29 2018 Anthony Clarke, President and Chief Scientific Officer 420.0K 118.7K 183.2K 721.9K 16.44%
30 2018 Cindy Jacobs, Executive Vice President and Chief Medical Officer 413.2K 118.7K 180.3K 712.2K 16.67%
31 2018 Cindy Jacobs, President and Chief Medical Officer 413.2K 118.7K 180.3K 712.2K 16.67%
32 2018 John Bencich, Executive Vice President and Chief Financial Officer and Chief Operating Officer 375.5K 155.4K 163.8K 694.7K 22.37%
33 2018 John Bencich, Chief Executive Officer and Former Chief Financial Officer and Chief Operating Officer 375.5K 155.4K 163.8K 694.7K 22.37%
34 2017 Cindy Jacobs, Executive Vice President and Chief Medical Officer 413.2K 158.4K 574.7K 1.15M 63.95%
35 2017 John Bencich, Executive Vice President and Chief Financial Officer and Chief Operating Officer 335.8K 75.0K 158.4K 574.7K 1.14M 64.08%
36 2017 Scott Cormack, Former President and Chief Executive Officer 317.9K 317.9K 0.00%
37 2017 Richard Stewart, Chairman and Chief Executive Officer 208.3K 208.3K 0.00%
38 2017 Anthony Clarke, President and Chief Scientific Officer 175.0K 175.0K 0.00%
39 2016 Scott Cormack, Former President and Chief Executive Officer 541.4K 155.2K 696.6K 22.28%
40 2016 Cindy Jacobs, Executive Vice President and Chief Medical Officer 413.2K 69.8K 483.1K 14.46%
41 2016 John Bencich, Executive Vice President and Chief Financial Officer and Chief Operating Officer 307.5K 58.2K 365.7K 15.91%
42 2015 Scott Cormack, Former President and Chief Executive Officer 541.4K 69.8K 79.5K 148.9K 839.5K 17.78%
43 2015 Cindy Jacobs, Executive Vice President and Chief Medical Officer 413.2K 34.9K 39.7K 82.7K 570.5K 13.08%
44 2015 John Bencich, Executive Vice President and Chief Financial Officer and Chief Operating Officer 307.5K 23.3K 26.5K 53.8K 411.1K 12.10%
45 2014 Scott Cormack, Former President and Chief Executive Officer 497.2K 655.3K 410.3K 156.3K 1.72M 61.99%
46 2014 Cindy Jacobs, Executive Vice President and Chief Medical Officer 413.2K 348.3K 205.2K 86.8K 1.05M 52.54%
47 2014 John Bencich, Vice President and Chief Financial Officer 118.3K 20.0K 63.4K 93.3K 18.5K 313.5K 49.99%
48 2014 John Bencich, Executive Vice President and Chief Financial Officer and Chief Operating Officer 118.3K 20.0K 63.4K 93.3K 18.5K 313.5K 49.99%
49 2013 Scott Cormack, President and Chief Executive Officer 503.7K 553.0K 324.1K 207.8K 1.59M 55.21%
50 2013 Cindy Jacobs, Executive Vice President and Chief Medical Officer 403.1K 338.8K 172.8K 120.9K 1.04M 49.40%
51 2013 Michelle Burris, Former Executive Vice President Operations and Chief Financial Officer 94.9K 338.8K 160.3K 123.1K 315.6K 1.03M 48.33%
52 2013 Susan Wyrick, Principal Accounting Officer and Vice President, Finance 200.0K 5.0K 109.2K 77.7K 40.0K 431.9K 43.27%
53 2012 Scott Cormack, President and Chief Executive Officer 520.4K 487.5K 374.1K 257.6K 1.64M 52.55%
54 2012 Cindy Jacobs, Executive Vice President and Chief Medical Officer 391.4K 268.1K 149.7K 140.9K 950.1K 43.97%
55 2012 Michelle Burris, Former Executive Vice President Operations and Chief Financial Officer 375.9K 268.1K 149.7K 135.3K 929.1K 44.97%
56 2012 Susan Wyrick, Principal Accounting Officer and Vice President, Finance 107.9K 62.9K 56.1K 43.0K 269.9K 44.08%
57 2012 Cameron Lawrence, Former Principal Accounting Officer 66.0K 5.6K 17.6K 126.6K 215.8K 2.60%
58 2011 Michelle Burris, Former Executive Vice President Operations and Chief Financial Officer 365.0K 417.6K 95.8K 878.4K 47.54%
59 2011 Michelle Burris, Executive Vice President Operations and Chief Financial Officer 365.0K 95.8K 878.4K 0.00%
60 2011 Scott Cormack, President and Chief Executive Officer 499.5K 183.9K 683.3K 0.00%
61 2011 Cindy Jacobs, Executive Vice President and Chief Medical Officer 380.0K 99.8K 479.8K 0.00%
62 2011 Cameron Lawrence, Former Principal Accounting Officer 138.0K 17.1K 155.1K 0.00%
63 2011 Susan Wyrick, Principal Accounting Officer and Vice President, Finance
64 2010 Scott Cormack, President and Chief Executive Officer 475.8K 453.6K 214.1K 1.14M 39.67%
65 2010 Cindy Jacobs, Executive Vice President and Chief Medical Officer 369.0K 226.8K 116.5K 712.3K 31.84%
66 2010 Cindy Jacobs, Executive Vice President and Chief Medical Officer 369.0K 226.8K 712.3K 31.84%
67 2010 Stephen Anderson, Former Chief Financial Officer 39.9K 221.8K 0.00%
68 2010 Cameron Lawrence, Former Principal Accounting Officer 98.1K 17.5K 45.4K 16.5K 177.4K 25.57%
69 2009 Scott Cormack, President and Chief Executive Officer 302.6K 392.3K 816.0K 48.08%
70 2009 Scott Cormack, President, Chief 302.6K 392.3K 121.1K 816.0K 48.08%
71 2009 Cindy Jacobs, Executive Vice 360.0K 188.3K 108.0K 656.3K 28.69%
72 2009 Cindy Jacobs, Executive Vice President and Chief Medical Officer 360.0K 188.3K 656.3K 28.69%
73 2009 Stephen Anderson, Former Chief Financial Officer 184.2K 125.5K 355.8K 35.28%
74 2009 Stephen Anderson, Former Chief 184.2K 125.5K 46.1K 355.8K 35.28%
75 2009 Michael Martino, Former President and Chief Executive
76 2009 Alan Fuhrman, Former Senior Vice President and Chief Financial Officer
77 2008 Michael A. Martino, Former President and Chief Executive Officer; Director 251.4K 240.2K 1.14M 1.63M 14.74%
78 2008 Michael Martino, Former President and Chief Executive 251.4K 115.3K 1.14M 1.50M 7.66%
79 2008 Alan Fuhrman, Former Senior Vice President and Chief 170.9K 133.3K 262.0K 566.3K 23.54%
80 2008 Alan Fuhrman, Former Senior Vice President and Chief Financial Officer 170.9K 74.6K 262.0K 507.5K 14.69%
81 2008 Scott Cormack, President, Chief 97.9K 194.7K 183.9K 476.4K 40.86%
82 2008 Scott Cormack, President and Chief Executive Officer 97.9K 194.7K 476.4K 40.86%
83 2008 Cindy Jacobs, Executive Vice 127.6K 77.9K 182.0K 387.5K 20.10%
84 2008 Cindy Jacobs, Executive Vice President and Chief Medical Officer 127.6K 77.9K 387.5K 20.10%
85 2008 Cindy Jacobs, Executive Vice President and Chief Medical Officer 127.6K 2.4K 182.0K 312.0K 0.77%
86 2008 Stephen Anderson, Former Chief 60.6K 136.3K 70.2K 267.1K 51.03%
87 2008 Stephen Anderson, Former Chief Financial Officer 60.6K 136.3K 267.1K 51.03%
88 2007 Michael A. Martino, Former President and Chief Executive Officer; Director 376.4K 338.1K 12.3K 726.8K 46.52%
89 2007 Alan Fuhrman, Former Senior Vice President and Chief 255.9K 184.1K 7.5K 447.5K 41.14%
90 2007 Michael Martino, Former President and Chief Executive 376.4K 12.3K 388.7K 0.00%
91 2007 Alan Fuhrman, Former Senior Vice President and Chief Financial Officer 255.9K 7.5K 263.4K 0.00%
92 2006 Michael A. Martino President, Chief Executive Officer and Director Senior Vice President, Vice President, Finance and Chief Financial Officer Vice President, Clinical and Regulatory Affairs 374.0K 367.5K 175.0K 15.5K 932.0K 39.43%
93 2006 Michael A. Martino, Former President and Chief Executive Officer; Director 374.0K 222.2K 175.0K 15.5K 786.8K 28.25%
94 2006 Michael B. Stewart, M.D. 137.7K 290.8K 158.4K 586.9K 49.55%
95 2006 Alan Fuhrman, Former Senior Vice President and Chief 245.7K 137.8K 94.9K 8.4K 486.8K 28.30%
96 2006 Alan Fuhrman Senior Vice President and Chief Financial Officer 245.7K 122.2K 94.9K 8.4K 471.3K 25.94%
97 2005 Michael A. Martino President, Chief Executive Officer and Director 345.8K 233.8K 7.5K 579.6K 0.00%
98 2005 Michael B. Stewart, M.D. Senior Vice President and Chief Medical Officer 261.1K 114.4K 4.3K 375.5K 0.00%
99 2005 Alan Fuhrman Senior Vice President and Chief Financial Officer 220.0K 96.3K 1.2K 316.3K 0.00%
100 2004 Michael A. Martino President, Chief Executive Officer and Director 333.0K 107.6K 9.4K 441.0K 0.00%
101 2004 Michael B. Stewart, M.D. Senior Vice President and Chief Medical Officer 251.5K 63.2K 1.1K 314.7K 0.00%
102 2004 Michael B. Stewart, M.D. Senior Vice President and Chief 251.5K 63.2K 1.1K 314.7K 0.00%
103 2004 Richard J. Klein Senior Vice President and Chief Financial Officer 142.3K 1.6K 142.3K 0.00%
104 2004 Alan Fuhrman Senior Vice President and Chief Financial Officer 55.9K 18.7K 74.5K 0.00%
105 2003 Michael A. Martino President, Chief Executive Officer and Director 305.0K 125.7K 10.1K 430.7K 0.00%
106 2003 Michael B. Stewart, M.D. Senior Vice President and Chief Medical Officer 212.7K 79.7K 700.00 292.4K 0.00%
107 2003 Michael B. Stewart, M.D. Senior Vice President and Chief 212.7K 79.7K 700.00 292.4K 0.00%
108 2003 Richard J. Klein Senior Vice President and Chief Financial Officer 205.0K 52.4K 4.9K 257.4K 0.00%
109 2002 Michael A. Martino President, Chief Executive Officer and Director Senior Vice President, Vice President, Finance and Chief Financial Officer Vice President, Clinical and Regulatory Affairs 275.0K 86.5K 361.5K 0.00%
110 2002 Michael A. Martino President, Chief Executive Officer and Director 275.0K 86.5K 13.2K 361.5K 0.00%
111 2002 Senior Vice President and Chief Financial Officer Michael B. Stewart, M.D. Senior Vice President and Chief Medical Officer 180.0K 37.1K 217.1K 0.00%
112 2002 Richard J. Klein Senior Vice President and Chief Financial Officer 180.0K 37.1K 7.4K 217.1K 0.00%
113 2001 Michael A. Martino President, Chief Executive Officer and Director 250.0K 426.5K 676.5K 0.00%
114 2001 Michael A. Martino President, Chief Executive Officer and Vice President, Finance and Chief Financial Officer Vice President, Clinical and Regulatory Affairs 250.0K 426.5K 676.5K 0.00%
115 2001 Michael A. Martino President, Chief Executive Officer and Director Senior Vice President, Vice President, Finance and Chief Financial Officer Vice President, Clinical and Regulatory Affairs 250.0K 426.5K 676.5K 0.00%
116 2001 Senior Vice President and Chief Financial Officer Michael B. Stewart, M.D. Senior Vice President and Chief Medical Officer 165.0K 194.5K 359.5K 0.00%
117 2000 Michael A. Martino President, Chief Executive Officer and Vice President, Finance and Chief Financial Officer Vice President, Clinical and Regulatory Affairs 250.0K 250.0K 0.00%
118 2000 Michael A. Martino President, Chief Executive Officer and Director Senior Vice President, Vice President, Finance and Chief Financial Officer Vice President, Clinical and Regulatory Affairs 250.0K 250.0K 0.00%
119 1999 Michael A. Martino President, Chief Executive Officer and Vice President, Finance and Chief Financial Officer Vice President, Clinical and Regulatory Affairs 250.0K 250.0K 0.00%
CEO compensation breakdown

Proxy statements

Proxy statements (DEF 14A)
Filing date Form type Filing
2025-04-28 DEF 14A

Recent SEC filings

Recent SEC filings
Filing date Form type Filing
2026-05-07 SC 13G/A
2026-04-30 10-K/A
2026-04-27 SC 13D
2026-04-27 3
2026-04-24 SC 13G
2026-04-24 SC 13G
2026-04-24 SC 13G
2026-04-24 SC 13D
2026-04-24 3
2026-04-24 3

Executive team

NameTitleCompensationGender
Richard A. Stewart President, CEO & Executive Director 892.1K
Andrew D. Goldberg Chief Executive Officer & Director 781.8K
Jaime Xinos Chief Commercial Officer 585.0K female
Erik Atkisson Chief Legal Officer 521.0K male
Mark K. Oki Chief Financial Officer 425.2K male
Jerry Wan Vice President of Finance & Principal Accounting Officer male
Mark L. Rubinstein Chief Medical Officer
Nicole Jones Vice President of Strategic Communications & Stakeholder Relations female
Craig Donnelly Chief Operations Officer male
ESG Rating
B
BIOTECHNOLOGY
Rank: 210 out of 710
2008
E (Environmental)
65.3 / 56.3
Company / Sector avg.
S (Social)
61.2 / 62.4
Company / Sector avg.
G (Governance)
60.8 / 60.9
Company / Sector avg.
ESG Total
62.4 / 59.9
Company / Sector avg.
ESG Score History BIOTECHNOLOGY
Benchmark vs Sector
Senate Trading Activity

No Senate trading activity found for this company.

House Trading Activity

No House trading activity found for this company.

Market share among peers
Peer comparison — filtered group (TTM)
Your opinion

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Dividend history

Earnings history

Earnings reports

Stock splits